HomeMy WebLinkAboutCDP 2021-0018; JOHNSTON ADU; Coastal Development Permit (CDP)('cicyof
Carlstiad
LAND USE REVIEW
APPLICATION
P-1
Development Services
Planning Division
1635 Faraday Avenue
(760) 602-4610
www.carlsbadca.gov
APPLICATIONS APPLIED FOR: (CHECK BOXES)
Development Permits
lj(1 Coastal Development Permit ~Minor
D Conditional Use Permit
D Minor D Extension
D Day Care (Large)
D Environmental Impact Assessment
D Habitat Management Permit
D HIiiside Development Permit
D Minor
D Minor
D Nonconforming Construction Permit
D Planned Development Permit O Minor
0 Residential D Non-Residential
D Planning Commission Determination
D Reasonable Accommodation
D Sita Development Plan
D Speclal Use Permit
0Minor
D Tentative Parcel Map (Minor Subdivision)
D Tentative Tract Map (Major Subdivision)
D Variance 0Minor
(FOR DEPT. USE ONLY) Legislative Pennits
Cl> J>
-,,n 2 I .. 00 I 8 D General Plan Amendment
D Local Coastal Program Amendment
D Master Plan
D Specific Plan
D Zone Change
□Amendment
□Amendment
0 Zone Code Amendment
South Carlsbad Coastal Review Area
Permits
D Review Permit
D Administrative D Minor D Major
Village Review Area Permits
D Review Permit
D Administrative D Minor D Major
(FOR DEPT. USE ONLY)
NOTE: A PROPOSED PROJECT REQUIRING APPLICATION SUBMITTAL MUST BE SUBMITTED BY APPOINTMENT". PLEASE CONTACT THE APPOINTMENT SPECIALIST
AT (760) 602-2723 TO SCHEDULE AN APPOINTMENT.
ASSESSOR PARCEL NO(S):
LOCATION OF PROJECT:
NAME OF PROJECT:
BRIEF DESCRIPTION OF
PROJECT:
PROJECT VALUE
(SITE IMPROVEMENTS)
FOR CITY USE ONLY
Development No. b E: V UJ 1,., 1 -0 0 {, 5
*SAME DAY APPOINTMENTS ARE NOT AVAILABLE
(STREET ADDRESS)
ESTIMATED COMPLETION DATE
Lead Case No.
..
OWNER NAME
INDIVIDUAL NAME
(if applicable):
COMPANY NAME
(if applicable):
MAILING ADDRESS:
C I TY, STATE, ZIP:
TELEPHONE:
EMAIL ADDRESS:
(PLEASE PRINT)
....,_~µ.u:..i.; ..... r,a1~w;x....M1~--
I CERTIFY THAT I AM THE LEGAL O\NNER AND THAT All THE ABOVE
INFORMATION IS TRUE AND CORRECT TO THE BEST OF MY
KNOWLEDGE. I CERTIFY AS LEGAL OWNER THAT THE APPLICANT>£
SET Fi RT HE N IS MY AUTHORIZED REPRESENTATIVE FOR
PUR I APPLICATION.
APPLICANT NAME (PLEASE PRINT)
INDIVIDUAL NAME _ f ,
(if applicable): l~ L l. \ b-~ ,ei. Ill,--~
COMPANY NAME
{if applicable):
MAILING ADDRESSq-£.'f ~IM f::P:':
CITY, STATE.ZIP:~~ ~'(Z.&t,?'?,t,a+ -,~'f.,
TELEPHONE: 4 l:::'t. ~ I (( -.-.,~s,
EMAIL ADDRESS: I p ti?, i M.ff..:~ Q Jc-<1. ~ ,J.et-
I CERTIFY THAT I AM THE LEGAL REPRESENTATIVE OF THE OWNER
AND THAT All THE ABOVE INFORMATION IS TRUE AND CORRECT TO
THE BEST OF MY KNOWLEDGE.
APPLICANT'S REPRESENTATIVE (Print): _\.4_\ .... k;;.;.L....,_f.1,;A:i.:.M-----6...-.&d..,.4-f:\1,:e.=«.. _____________ _
MAILING ADDRESS: tr 1,. 't C-A-4zf, '-'M. ll•>O
cnv, STATE, ZIP: .&b:tl. M..X.1-, ,:.,1, ?:A. q.-z vv1':
I TELEPHONE: 1tt 'f ., S< v -5'2v:,.
EMAIL ADDRESS:
I CERTIFY Tl-IA T I PM THE REPRESENTATIVE OF THE APPLICANT FOR
PURPOSES OF THIS APPLICATION AND THAT ALL THE ABOVE
INFORMATION IS TRUE ANO CORRECT TO THE BEST OF MY
KN~EOGE.
k9><\ tl~ fD...,£-,z ... ,z -1. t
S NAl\JRE DATE
IN THE PROCESS OF REVIEWING THIS APPLICATION IT MAY BE NECESSARY FOR MEMBERS Of CITY STAFF, PLANNING
COMMISSIONERS OR CITY COUNCIL MEMBERS TO INSPECT AND ENTER THE PROPERTY THAT IS THE SUBJECT OF THIS
APPLICATION. 1NVE CONSENT TO ENTRY FOR THIS PURPOSE.
NOTICE OF RESTRICTION: PROPERTY OV\INER ACKNOVll'LEOGES ANO CONSENTS TO A NOTICE OF RESTRICTION BEING
RECORDED .ON TIT TO HIS PROPERTY IF C DITIONEO FOR THE APPLICANT. NOTICE OF RESTRICTIONS RUN WITH
lHE LAND ANO A UC SSORS I ST.
FOR CITY USE ONLY
P-1 Page2 af6
APR 13 2021
(-.;-••·.· .-
JJ ' • -~·
••• ! . ,·, •,· . '
~ . ..... . -~· . .
DATE STAMP APPLICATION RECEIVED
Revised 10J20
..
{_ City of
Carlsbad
DISCLOSURE STATEMENT
P-1(A)
Development Services
Planning Division
1635 Faraday Avenue
(760) 602--4610
www.carlsbadca.gov
Applicant's statement or disclosure of certain ownership interests on all applications which will
require discretionary action on the part of the City Council or any appointed Board, Commission
or Committee.
The following information MUST be disclosed at the time of application submittal. Your project
cannot be reviewed until this information is completed. Please print.
Note:
Person is defined as ~Any individual, firm, co-partnership, joint venture, association, social club, fraternal
organization, corporation, estate, trust, receiver, syndicate, in this and any other county, city and county,
city municipality, district or other political subdivision or any other group or combination acting as a unit."
Agents may sign this document; however, the legal name and entity of the applicant and property owner
must be provided below.
1. APPLICANT (Not the applicant's agent)
Provide the COMPLETE, LEGAL names and addresses of ALL persons having a
financial interest in the application. If the applicant includes a corporation or partnership.
include the names, titles, addresses of all individuals owning more than 10% of the
shares. IF NO INDIVIDUALS OWN MORE THAN 10% OF THE SHARES, PLEASE
INDICATE NON-APPLICABLE (N/A) IN THE SPACE BELOW. If a publicly-owned
corporation, include the names, titles, and addresses of the corporate officers. (A
separate page may be attached if necessary.)
Person ca V i;:j JO hnw Y\ Corp/Part fil\i Q k{ JI)) JO Y1 fl 5 ruvv
Title ____ ....,...______ Title. __ .....,.,...._...,.......---r-----,---
Address 4g Io Nehl, t\J a dr:c Address 4 °I Io Neb l, h)tl bvL-
2. OWNER (Not the owner's agent)
P-1 (A)
Provide the COMPLETE, LEGAL names and addresses of ALL persons having any
ownership interest in the property involved. Also, provide the nature of the legal
ownership (i.e., partnership, tenants in common, non-profit, corporation, etc.). If the
ownership includes a corporation or partnership, include the names, titles, addresses of
all individuals owning more than 10% of the shares. IF NO INDIVIDUALS OWN MORE
THAN 10% OF THE SHARES, PLEASE INDICATE NON-APPLICABLE (NIA) 1N THE
SPACE BELOW. If a publicly-owned corporation, include the names, titles, and
addresses of the corporate officers. (A separate page may be attached if necessary.)
~;1::0" Ca,~~ ®vi n snrJ ::"'3rt f\N d.11W lb 11 nsdJ/v
Address 491P NU I 1 ~ Ot__ cl/6 Address 4A to NJJk t, rJ?l ~
Page 1 of2 Revised 07/10
-
3. NON-PROFIT ORGANIZATION OR TRUST
If any person identified pursuant to (1) or (2) above is a nonprofit organization or a trust,
list the names and addresses of ANY person serving as an officer or director of the non-
profit organization or as trustee or beneficiary of the.
Non ProfitfTrust.________ Non Profitrrrust ___________ _
Title____________ Title _____________ _
Address _________ _ Address ------------
4. Have you had more than $500 worth of business transacted with any member of City
staff, Boards, Commissions, Committees and/or Council within the past twelve (12)
months?
D Yes GLJ No If yes, please indicate person(s): __________ _
NOTE: Attach additional sheets if necessary.
that all the above infonnation is true and correct to t e best of my knowledge.
of owner/applicant's agent if applicable/date
Print or type name of owner/applicant's agent
P-1(A) Page 2 of2 Revised 07/10
('city of
Carlsbad
DISCLOSURE STATEMENT
P-1(A)
Development Services
Planning Division
1635 Faraday Avenue
(760) 602-4610
www.carlsbadca.gov
Applicant's statement or disclosure of certain ownership interests on all applications which will
require discretionary action on the part of the City Council or any appointed Board, Commission
or Committee.
The following information MUST be disclosed at the time of application submittal. Your project
cannot be reviewed until this information is completed. Please print.
Note:
Person is defined as "Any individual, fim,, co-partnership, joint venture, association, social club, fraternal
organization, corporation, estate, trust, receiver, syndicate, in this and any other county, city and county,
city municipality, district or other political subdivision or any other group or combination acting as a unit.~
Agents may sign this document; however, the legal name and entity of the applicant and property owner
must be provided below.
1. APPLICANT (Not the applicant's agent)
Provide the COMPLETE. LEGAL names and addresses of ALL persons having a
financial interest in the application. If the applicant includes a corporation or partnership,
include the names, titles, addresses of all individuals owning more than 10% of the
shares. IF NO INDIVIDUALS OWN MORE THAN 10% OF THE SHARES, PLEASE
INDICATE NON-APPLICABLE (N/A) IN THE SPACE BELOW. If a publicly-owned
corporation, include the names, titles, and addresses of the corporate officers. (A
separate page may be attached if necessary.)
Person \J,\Ll\p,.\M.. ~IA.'-~ Corp/Part _________ _
Title J..((! .. t.L->d, ::( Title _____________ _
Address k -Z.':} kd#v~ ri--a Address ------------
2. OWNER (Not the owner's agent)
P-1(A)
Provide the COMPLETE. LEGAL names and addresses of ALL persons having any
ownership interest in the property involved. Also, provide the nature of the legal
ownership (i.e., partnership, tenants in common, non-profit, corporation, etc.). If the
ownership includes a corporation or partnership. include the names, titles, addresses of
all individuals owning more than 10% of the shares. IF NO INDIVIDUALS OWN MORE
THAN 10% OF THE SHARES, PLEASE INDICATE NON-APPLICABLE (N/A) IN THE
SPACE BELOW. If a publicly-owned corporation, include the names, titles, and
addresses of the corporate officers. (A separate page may be attached if necessary.)
Person -----------Corp/Part ___________ _
Tit I e ___________ _ Title --------------
Address ----------Address ____________ _
Page 1 of 2 Revised 07 /1 o
3. NON-PROFIT ORGANIZATION OR TRUST
If any person identified pursuant to (1) or (2) above is a nonprofit organization or a trust,
list the names and addresses of ANY person serving as an officer or director of the non-
profit organization or as trustee or beneficiary of the.
Non ProfiVTrust________ Non ProfiVTrust _________ _
Title -----------Title ____________ _
Address ____________ _ Address ------------
4. Have you had more than $500 worth of business transacted with any member of City
staff, Boards, Commissions, Committees and/or Council within the past twelve (12)
months?
D Yes D No If yes, please indicate person(s): __________ _
NOTE: Attach additional sheets if necessary.
I certify that all the above information is true and correct to the best of my knowledge.
~lui .. ~-Signature of owner/dateignature of applicant/date
Print or type name of owner Print or type name of applicant
Signature of owner/applicant's agent if applicable/date
Print or type name of owner/applicant's agent
P-1(A) Page 2 of 2 Revised 07/10
{ City of
Carlsbad
PROJECT DESCRIPTION
P-1(8)
PROJECT NAME: lot!rl~or.k P.... Did
APPLICANT NAME: W l l-'-'-.z L&1 fz u. ?-H::-t:~
Development Services
Planning Division
1635 Faraday Avenue
(760) 602-4610
www.carlsbadca.gov
Please describe fully the proposed project by application type. Include any details necessary to
adequately explain the scope and/or operation of the proposed project. You may also include
any background information and supporting statements regarding the reasons for, or
appropriateness of, the application. Use an addendum sheet if necessary.
Description/Explanation:
T/-f 1, (CZ.V .l ~z.. -C ~ ~ t .or; "'( ..c,, ~ )... e,, ;..l i.:; -"?'( ~ "(
t?i::-1~~ ):,,,.o~ -v.--Z-4. ~-M ..
P-1(8) Page 1 of 1 Revlsed 07110
ENVIRONMENTAL INFORMATION FORM
(To be Completed by Applicant)
Date Filed: t-/ b 3 /a: I (To be completed by City)
I I
Application Number(s): _C~D~P_2._o_J __ / .. _O ___ (J ___ I __ (( _____________ _
General Information
1.
2.
3.
Name of project: j OH. ti "?:IO tJ,; b O l,.,(
Name of developer or project sponsor: ...... e-_\J._~ _____ c'""""t~.J. _____ _.j1-, _t). ___ e=b"""'"f=-+--Jp_j:\ ___ ~_ ...... :t;:.?""'---',J. _____ .. _
Address: d 1 I O N e:t:, 1-). ,-.t. ,\. rzv; -
City, State, Zip Code: L.;'°::>g..c..,,t.;, $~ c;, Gd: • 1 ~
Phone Number:,Z le'-~()~ -let l \,
Name of person to be contacted concerning this project: _l_~ __ !-'L'--L.._'-_l_.,,._ft\.....:...._?z......._ ...... U......::..:::v:.....~1,111,-E'a..a...-
Address: /,;t.q ~ti tA.. t.. <? ..
City, State, Zip Code: h).. µ__ £IVl.h (t.t.a?-7 (...A..
Phone Number: 4' I 'f -1?-lt, -"? -5°" 4'-C,
4. Address of Project: :i:'lJ O A ~\... l "'),. JZ'?:. c)l.~~ a~ t,,,(.. ~'2.-~
Assessor's Parcel Number: 'l. t? :::Z -~ (:J'-t:J -4, 7 -~ 0
5. List and describe any other related permits and other public approvals required for this project,
including those required by city, regional, state and federal agencies:
6. Existing General Plan Land Use Designation: -~---~__,_ ____________ _
7. Existing zoning district: _g._-_( ----ffr-&.~"9_0 _______________ _
8. Existing land use(s): _,.......,f.........,.9 ____________________ _
9. Proposed use of site (Project for which this form is filed): "'zf: 0 /u J.. ljZ).i.'1..1{ ( IE'f: £ ~-)
Aek1 -(_ ~et'k-) j
Project Description
10.
11.
12:
13.
14.
P-1 (D)
Site size: 1 C>t (;)"2,0 ~ ... "e:'-C ...
Proposed Building square footage: -~.,.4 ... ..-Z........_4_...,._,6.._.,&,,.___.p-c._~,,__ _________ _
Number of floors of construction: ___ t>__,M---"-'~=r _______________ _
Amount of off-street parking provided: _ _.t,._(,_/ .... ~---------------
rJf_ I Associated projects: ---~---------------------
Page 2 of 4 Revised 07110
15. If residential, include the number of units and schedule of unit sizes: _________ _
16. If commercial, indicate the type, whether neighborhood, city or regionally oriented, square footage
of sales area, and loading facilities:
17.
18.
19.
P-1(D}
If industrial, indicate type, estimated employment per shift, and loading facilities:
'4/;.
?
If institutional, indicate the major function, estimated employment per shift, estimatea occupancy,
loading facilities, and community benefits to be derived from the project:
t:'/1:: I
If the project involves a variance, conditional use or rezoning applications, state this and indicate
clearly why the application is required:
7
Page 3 of4 Revised 07/10
Are the following items applicable to the project or its effects? Discuss all items checked yes (attacn
additional sheets as necessary) . •
Yes ~
20. Change in existing features of any bays, tidelands, beaches, or hills, or substantial D !pl
alteration of ground contours.
21. Change in scenic views or vistas from existing residential areas or public lands or D "71
roads. r-
22. Change in pattern, scale or character of general area of project.
23. Significant amounts of solid waste or litter.
24. Change in dust, ash, smoke, fumes or odors in vicinity.
25. Change in ocean, bay, lake, stream or ground water quality or quantity, or
alteration of existing drainage patterns.
26. Substantial change in existing noise or vibration levels in the vicinity.
27. Site on filled land or on slope of 10 percent or more.
28. Use of disposal of potentially hazardous materials, such as toxic substances,
flammables or explosives.
29. Substantial change in demand for municipal services (police, fire, water, sewage,
etc.).
30. Substantially increase fossil fuel consumption (electricity, oil, natural gas, etc.).
31. Relationship to a larger project or series of projects.
Environmental Setting
Attach sheets that include a response to the following questions:
□
□
□
□
□
□
□
□
□
□
M
'[i
lll
125
32. Describe the project site as it exists before the project, including information on topography, soil
stability, plants and animals, and any cultural, historical or scenic aspects. Describe any existing
structures on the site, and the use of the structures. Attach photographs of the site. Snapshots
or Polaroid photos will be accepted.
Describe the surrounding properties, including information on plants and animals and any
cultural, historical or scenic aspects. Indicate the type of land use (residential, commercial, etc.),
intensity of land use (one-family, apartment houses, shops, department stores, etc.), and scale of
development (height, frontage, set-back, rear yard, etc.). Attach photographs of the vicinity.
Snapshots or polaroid photos will be accepted.
Certification
I hereby certify that the statements furnished above and in the attached exhibits present the data and
information required for this initial evaluation to the best of my ability, and that the facts, statements, and
information presented are true and correct to the best of my knoriedge and belief.
Date: :"'/ -/'$--Z I Signature: [,,_,lfti-.___, ~ fl
For ~I-< i7tz._,:M i tlftu. '1 _j t't&,/4T--Jf
P-1(D) Page 4 of4 Revised 07/10
1~ ';Ci<'f> l ,-,-( L ,..( l-t,_ '?l ""( (£ / "7 )<. --~~(t:;,c::!,,-J.;·-c_c;,. '-
k-,., 1 _ 1...(t ii/< J..;J. ~ l.....-(__c.._,....,:.. _"?\ r-ltcL\3 ~~l~"\
f-to1&>-'..~
1
_ J,---C-r:k,:;..fhfp ~.,t,z.)>....,_,a:_ J.,...J.c::,,_L~~---__
'f{fl. "? ~,,;,t:-t:<t l.-1,H·C(!-11{, ;,.. 06'-i.<=>!.-vl?""V
~ ~ l "7G i-\ -C1 ~ C:.. _ ,1,-'l ~Gf-,~ _
~' ~ hl<.t!-«vtANP, ~ "-__ ~uf\••~-CL<:i!"' l>t£r,1.,
-----,--'
--L i
'
p!,Ne!e 1-ol:"<i< P J.J l -C~ \:n l~••-4. "'-. t?/S r.t ~r\:t:, "(£{?' __
---~ "7~~t..L~ ~Avt,,t1,."(_ /,(:-,,V<,t~-
"'
(cicyof
Carlsbad
MINOR
COASTAL DEVELOPMENT PERMIT/
SINGLE FAMILY RESIDENCE
APPLICATION
Development Services
Planning Division
1635 Faraday Avenue
(760) 602-4610
www .ca rlsba dca .gov P-6
-A proposed project requiring application submittal must be submitted by appointment*.
Please contact the appointment specialist at (760) 602-2723 to schedule an appointment.
*SAME DAY APPOINTMENTS ARE NOT AVAILABLE
All joint application exhibits, i.e. Tentative Map and Planned Development Site Plan should be prepared
at the same scale. { Use a scale no smaller than 1" = 40'.)
I. GENERAL BACKGROUND
A. Estimated Cost of Development:
Development costing $60,000 or more does not qualify as a Minor Coastal Development Permit.
The City Planner shall make the final determination regarding a project's cost of development.
The primary basis for determining cost of development will be the application of dollar costs per
square foot for different types of residential construction. These costs are set by the
International Conference of Building Officials (ICBO) and are applied throughout San Diego
County.
Please complete the following information to assist in the determination of this project's cost of
development (Contractor proposals may also be submitted for consideration by the City
Planner). Please refer to the current fee schedule for the appropriate $/square foot fee rate.
⇒
⇒
⇒
⇒
New Residential Square Footage: k :'Z -4 square feet x $ 'f ~
Residential Addition Square Footage:
/sq. ft.=$ ?1,_ ""'Z...~O l
______ square feet x $ ____ /sq. ft. = $. ________ _
Any Garage Square Footage:
______ square feet x $ /sq. ft. = $ ________ _
Residential Conversion Square Footage:
______ square feet x $ /sq. ft. = $ ________ _
⇒ Please contact the City of Carlsbad Building Division for current fee rate for Non-
Residential uses (i.e. Retail/Store; Restaurants; Office; and Manufacturing/Warehouse
uses.)
______ square feet x $ __ /sq. ft. :::: $ __________ _
COST OF DEVELOPMENT ESTIMATE: $, ___________ _
B. Do you wish to apply for:
1. A Minor Coastal Development Permit (Under $60,000 cost estimate)~
2. A Coastal Development Permit ($60,000 or more cost estimate) D
C. Street address of proposed development
-4 '\ l O N ia. 'f':> L--h-l >,.. O'IL ,
p.5 Page 1 of7 Revised 08/19
D. Assessor's Parcel Number of proposed development
~ &>'1. -2a, } -:1: :r -e;,:;>
E. Development Description:
Briefly describe project: e>,.,l!:! "'?'Tef:L:(_ 1?~1A&.-£te;Q A,::,"'\
F. Describe the present land uses (i.e. vacant land, single family homes, apartments, offices,
etc.) that surround the proposed development to the:
North: ' l t{tt,1.. tl,. f:.i-lA Lf.••'1: ~c:r&,,
South: h / 1'{4:t. kc.! ~ I l--'f l4--M.4 '
East: ~ I 14 Le. l.d: 'fZ-i.. t-l U.-t.-1 l;t:c> c.v\ c;. ~ •
West: Y jJ. ~IL 6-t -i.. S-/.> rl C?'
G. Is project located within a 100-year flood plain?
II. PRESENT USE OF PROPERTY
A. Are there existing structures on the property?
If yes, please describe.
,J.t t! ~,;1,, lr? e, • ..,, '"!:f.
OYes Os No
~Yes ONo
~W\~
B. Will any existing structure be removed/demolished? D Yes ~ No
If yes to either question, describe the extent of the demolition or removal, including the relocation
site1 if applicable (also show on plans).
111. LOT COVERAGE
A. Existing and Proposed
Building Coverage
Landscaped Area
Hardscape Area
Unimproved Area (Left Natural)
+lo t?l?Y Cf= 1l..;ll!t'2'.A-'-f"Jt:pr_.,.~
Existing
\ '\, A;, o sq. ft.
.. -f "-41\ e1~ sq. ft.
4;:;-v sq. ft.
___ sq.ft.
o..,,,...,,.,,,, -f '7
Proposed
v:11 sq. ft.
-t, -z.41 sq. ft.
___ sq.ft.
___ sq.ft.
Total
-'2.-izo1 sq. ft. 'lib
-1,:,-L ~ sq. ft. L.--df
45:0 sq. ft. 1
sq. ft.
%
%
%
%
P--6
a. Parking: Number of existing spaces t...
Number of new spaces proposed __ o ___ _
Existing/Proposed TOTAL: ""t-
Number of total spaces required ___ "Z...... ___ _
Number of covered spaces
Number of uncovered spaces _______ _
Number of standard spaces
Number of compact spaces
Is tandem parking existing?
Is tandem parking proposed?
0Yes#_0No
0Yes#_0No
C. Grade Alteration;
Is any grading proposed? D Yes [g°No
If yes, please complete the following:
1. Amount of cut __________________ cu. yds.
2. Amount of fill cu. yds.
3.
4.
5.
6.
Maximum height of fill slope _____________ feet
Maximum height of cut slope feet
Amount of import or export cu. yds.
Location of borrow or disposal site _______________ _
Page 3 of7 Revised 08119
Development Services
Planning Division
1635 Faraday Avenue
760-602-4610
www.carlsbadca.gov
PURPOSE
CLIMATE ACTION PLAN
CONSISTENCY CHECKLIST
P-30
(city of
Carlsbad
In September 2015, the City of Carlsbad adopted a Climate Action Plan (CAP) that outlines actions that
the city will undertake to achieve its proportional share of state greenhouse gas (GHG) emissions
reductions. This checklist contains measures that are required to be implemented on a project-by-project
basis to ensure that the specified emissions targets identified in the Climate Action Plan (CAP) are
achieved. Implementation of these measures will ensure that new development is consistent with the
CAP's assumption for relevant CAP strategies toward achieving the identified greenhouse gas (GHG}
reduction targets. In this manner, a project's incremental contribution to a cumulative GHG emissions
effect may be determined not to be cumulatively considerable if it complies with the requirements of the
CAP, in accordance with CEQA Guidelines Sections 15064{h}(3), 15130(d), and 15183(b).*
*City staff are currently not assessing the greenhouse gas impacts of California Environmental Quality Act
projects by using the Climate Action Plan as a qualified GHG reduction plan under CEQA section
15183.S(b). Please consult with the _Planning Department for further guidance. Additional information
may be found on the Climate Action Plan Update and Vehicle Miles Traveled calculations staff report.
This checklist is intended to assist project applicants in identifying CAP ordinance requirements and
demonstrate how their project fulfills those requirements. This checklist is to be completed and included
in applications for new development projects that are subject to discretionary review or require a building
permit.
APPLICATION SU BM ITT AL REQUIREMENTS
• The completed checklist must be included in the project submittal package or building permit
application. Application submittal procedures can be found on the City of Carlsbad website. This
checklist is designed to assist the applicant in identifying the minimum CAP-related requirements
specific to their project. However, it may be necessary to supplement the completed checklist with
supporting materials, calculations or certifications, to demonstrate full compliance with CAP
requirements. For example, projects that propose or require a performance approach to comply
with energy-related measures will need to attach to this checklist separate calculations and
documentation as specified by the ordinances.
• If an item in the checklist is deemed to be not applicable to a project, or is less than the minimum
required by ordinance, an explanation must be provided to the satisfaction of the Planning Division
or building official.
• The requirements in the checklist will be included in the project's conditions of approval or issuance
of building permit.
• Details on CAP ordinance requirements are available on the city's website.
P-30 Page 1 of 7 Revised 02/20
City of Carlsbad Climate Action Plan Consistency Checklist
STEP 1: LANO USE CONSISTENCY
The first step in determining CAP consistency for discretionary development is to assess the project's consistency
with the growth projections used in the development of the CAP. This section allows the city to determine a
project's consistency with the land use assumptions used in the CAP. Projects found not to be consistent with the
CAP's land use assumptions and that are projected to emit at or above the CAP screening threshold of 900 metric
tons of CO2 equivalent (MTCO2e) GHG will be subject to a project-specific analysis of GHG emissions' impact on the
environment in accordance with the requirements of the California Environmental Quality Act (CEQA). This may
result in GHG-reducing mitigation measures applied as a condition of project approval in addition to compliance
with the CAP ordinance requirements identified in Step 2 of this checklist.
I • " , cl' ' r • , • ,--,, • ,--
• ' '
. "
Checklist Item
(Check the appropriate box and provicie an explanation and supporting documentation for your answer)
A Is the proposed project consistent with the existing General Plan la rid use and specific/master plan or zoning designations?
OR,
If the proposed project is not consistent with the existing land use plan and zooing designations, does the project include a
land use plan and/or specific plan, master plan or zoning designation amendment that would result in an equivalent or less
GHG-intensive project when compared to the existing designations?
Yes No
□
If "Yes", proceed to Step 2 of the checklist. For the second option under Question A above, provide estimated project-related GHG emissions under both existing and
proposed designation( s} for comparison. G HG emissions must be estimated in accordance with the City of Carlsbad Gui dance to Dem on strati ng Consistency with the
Climate Action Plan.
If "No", proceed to Question B.
B. The CAP established a screening threshold of 900 MTC02e/year for new development projects to assist in determining
consistency with the CAP. The types and sizes of typical projects listed below have been determined to correspond to the CAP
screening threshold. Will the proposed land use change result in the construction of less than any one of the following?
• Sinlle-Family Housing: SO dwelling units
• Multi-Family Housing: 70 dwelling units
• Office: 35,000 square feet
• Retail Store: 11,00) square feet
• Grocery Store: 6,300 square feet
• Other: If the proposed project is not one of the above types, provide a project-specific GHG emissions analysis to
determine whether it is below the 900 MTCOie/year screening threshold.
If "Yes", proceed to St~ 2 of the checklist.
□ □
If "No", the project's GHG impact is potentially significant and must be analyzed in accordance with CEQA. Applicant must prepare a Self-developed GHG emissions
reduction program in accordance with the City of Carlsbad Guidance to Demonstrating Consistency with the Climate Action Plan to demonstrate how it would offset
the increase in emissions over the existing designations. The project must incorporate each of the applicable measures identified in ~ to mitigate cumulative
GHG emissions impacts unless the decision maker finds that a measure is infeasible in accordance with California Environmental Quality Act Guidelines Sectioo
15091. Mitigation in lieu of or in addition to the measures in Step 2 may be required, depending on the results of the project-specific G HG impact analysis. Proceed
and complete a project-specific Se~ -developed G HG emissions reduction program and Step 2 of the Checklist.
P-30 Page2 of7 Revised 02/20
City of Carlsbad Climate Action Plan Consistency Checklist
STEP 2: CAP ORDINANCE COMPLIANCE REQUIREMENTS
Completion of this checklist will document a project's compliance with CAP ordinances, and in tum, demonstrate
consistency with the applicable measures and actions of the CAP. The compliance requirements in this Step 2 apply
to development projects that require a building permit. All other development projects shall implement all
emissions-related mitigation measures from the General Plan Update EIR.
Project No./Name: .lD~tJI ~•"'-A. wv(
Property
Address/APN: ~1.to :de:f.,LldA.
Applicant Name/Co.: (J \ L..l-. l).,, W\. t?:u.£. /kcO'L:
Applicant Address: le' "l.4f ~"X?''W.. TP?i ~r{ Jl0•,~"'7 ,::,..,,4--• C,,:z.~4'
#
Contact Phone: 4-'/ 'l ... ~ { 4: .,, ~4? (.,..,, Contact Email: i l2:!l'z i 0 cl _ ju?,c,ti ~ I)
Contact information of person completing this checklist (if different than above):
Name:
Company
name/address:
Contact Phone:
Contact Email:
Use the table below to determine which sections of the Ordinance Compliance checklist are applicable to your project. If
your project includes alterations or additions to an existing building, please contact the Carlsbad Building Division for
assistance in estimating building permit valuation, by phone at 760-602-2719 or by email at building@carlsbadca.gov.
Estimated Building Permit Valuation (BPV): $ _________ _
A17. r-Wl
-L J 1 S • -L I • -a -I' I r ' ~L
• I L ' J
' ' ' . , .. · ,·--• , •' ··,_,;
D Alterations:
□ BPV ~ $60,000
D BPV ~ $60,000
D Electrical service panel upgrade
0 BPV .!: $200,000
□ New construction
□ Alterations:
P-30
1A
lA and 4A
4A
lAand 4A
Page 3 of7
All residential alterations
1-2 family dwellings and townhouses with attached
garages only
Multi-family dwellings only where interior finishes are
removed and significant site work and upgrades to
structural and mechanical, electrical, and/or plumbing
systems are proposed
Revised 02/20
City of Carlsbad Climate Action Plan Consistency Checklist
□ BPV;::,: $200,000 or additions;::>: 1B, 5 1,000 square feet
□ BPV ;::>: $1,000,000 18, 2B ands Building alterations of;::,: 75% existing gross floor area
□ ;::,: 2,000 sq. ft. new roof addition 28 and 5 18 also applies if BPV;::,: $200,000
Please refer to carlsbad Ordinance No. CS-347 and the (alifomia Green Building Standards Code (CALGreen) for more information when completing this section.
A. D Residential adcfrtion or alteration ~ $60,000 building permit valuation.
See Ord. CS-347, Section 8.
Year Built Single-family Requirements
□ Before 1978 Select one:
□ Duct sealing □ Attk insulation □Coo roof
□ 1978 and later Select one:
□ Lighting package □ Water heating padcage
□ Between 1978 and 1990
□ 1991 and later
B. D Nonresidential* new construction or alterations?: $200,000 building permit valuation,
or additions :2: 1,000 square feet.
See CALGreen Appencix AS, Discussion A5l, as amended in CS-347, Section 3.
AS .203.1.1.1
□ Outdoor /ightlng; .90 Allowed Outdoor Lighting Power
A5.203.1.1.2
□ Restaurant service water heating (comply with (alifornia Energy Code Section 140.S, as amended)
A5.203.1.2.1
Choose one as applicable: □ .95 Energy budget □ .90 Energy budget
AS.211.1.**
□ On-site renewable energy
AS.211.3**
□ Green power (if offered by local utility provider, 50% minimum renewable sources)
AS.212.1
□ Elevators and escalators
AS.213.1
□ Steel framing
P-30 Page 4 of 7
□ N/A _________ _
□ Exception: Home energy score ~ 7
( attach certification)
Multi-family Requirements
□ Attic insulation
Select one:
□ Attk insulation □ Duct Sealing
Select one:
□Cool roof
□ Lighting package □ Water heating package
□ N/A _________ _
□ N/A
□ N/A
□ N/A
□ N/A
□ N/A
□ N/A
Revised 02/20
City of Carlsbad Climate Action Plan Consistency Checklist
D N/A
* Ind udes hotels/motels and high-rise residentia I hu ildings
** For alterations~ $1,000,0CO BPV and affecting> 7S% existing gross floor area, or alterations that add 2,000 square feet of new roof addition: comply with Caloornia
Energy Code section 120.10 instead.
-. ~ • • --~ 1 --._ -I ~ ~ ~ ~ • -v~ < ~ i < YI ~ ~ ~ 1 ,--v -I ) •-• -• "'1
-.:, . . ) '.:, ~ • .0" r ~~ • ~ ~ I I J
Residential new construction {for buiding permit applications submitted after 1/1/20}. Refer to 2019 califomia Energy Code section 150.l!c) 14 for
requirements. Note: if projed: includes installation of an electric heat pump water heater pursuant to Car1sbad ordinance CS-348, increase system size by
.3kWdc if PV offset option is selected.
Floor P!a n !D (use additional CFA #d.u. Calculated kW de*
sheets if necessary)
"' ,:Z.-:{ I-/<
Total System Size: --Z.. .. '2.< kWdc
kWdc = (CFAx.572) / 1,000 + (1.lS x #d.u.)
*Formula calculation where CFA = conditional floor area, #du = number of dwellings per plan type
If proposed system size is less than calculated size, please explain.
Exception
D
D
D
D
B. D Nonresidential new construction or alterations ~1,000,000 BPV and affectin11 2:75% existing floor area, or addition that inaeases roof area by 2:2,000
square feet Please refer to C3r1sbad Ordinance CS-347, Section 6 when completing this section.
Choose one of the following methods:
□ Gross Floor Area (GFA) Method
GFA:
□ If< 10,000s.f. Enter: 5 kWdc
Min. System Size: ___ kWdc
□ If;?: 10,000s.f. calculate: 15 kW de x (GFA/10,000) **
** Round building size factor to nearest tenth, and round system size to nearest whole number.
D Time-Dependent Valuation Method
Annual TDV Energy use:*** x .80== Min. system size: ___ kWdc
"'*'Attach calculation documentation using modeling software approved by the California Energy Commission.
P-30 Page 5 of 7 Revised 02!20
City of Carlsbad Climate Action Plan Consistency Checklist
A. r)Cll Residential and hotel/motel new construction
I Please refer to Carlsbad Ordinance CS-347 and CS-348 when completing this section.
1For systems serving individual dwelling units choose one:
□ Heat pump water heater AND compact hot water distribution AND drain water heat recovery (low-rise residential
only)
pHeat pump water heater AND PV system .3 kWdc larger than required in CA Energy Code Section 120.10 (for high rise
residential hotel/motel) or 150.1{ c) 14 ( for low-rise residential)
□ Heat pump water heater meeting Tier 3 or higher NEEA Advanced Water Heating Specification
□ Solar water heating system that is either .60 solar savings fraction or 40 s.f. solar collectors
0 Exception:
D For systems serving multiple dwelling units, install a central water-heating system with all of the following:
□ Gas or propane water heating system
D Recirculation system per CS-347 (high-rise residential, hotel/motel) or CS-348 (low-rise residential)
□ Solar water heating system that is either:
□ .60 solar savings fraction or 40 s.f. solar collectors
0--40 solar savings fraction, plus drain water heat recovery
□ Exception:
B. D Nonresidential new construction
Please refer to Carlsbad Ordinance CS-347 when completing this section.
□ Water heating system derives at least 40% of its energy from one of the following (attach documentation):
□ Solar-thermal □ Photovoltaics □ Recovered energy
□ Water heating system is (choose one):
□ Heat pump water heater
D Electric resistance water heater(s)
□ Solar water heating system with .40 solar savings fraction
□ Exception:
A. D Residential New construction and major alterations•
Please refer to Carlsbad Ordinance CS-349 when completing this section.
□ One and two-family residential dwelling or townhouse with attached garage:
□ One EVSE ready parking space required ~Exception : M~:e:1
□ Multi-family residential· D Exception •
Tota I Parking Spaces EVSE Spaces
Proposed Capable I Ready
I
Calculations: Total EVSE spaces= .10 x Total parking {rour.ded up to nearest whole number)
EVSE Installed= Total EVSE Spaces x .50 (rounded upto nearest whole number)
EVSE other= Total fl/SE spaces -EVSE Installed
(EVSE other may be "Capable," "Ready" or "Installed.")
P-30 Page 6 of7
Installed I Total
I
Revised 02120
City of Carlsbad Climate Action Plan Consistency Checklist
'Major alterations are: (1) for one and two-family dwellings and townhot1Ses with attached garages, alterations have a building pMTiit valuation;?; $60,000 or
include an electrical seNice panel upgrade; (2) for multlfamily dwellings (three units or more without attached garages), alterations have a building permit
valuation e?: $200,000, interior finishes are removed aoo significant site work and upgrades to structural and mechanical, electrical, and/or plumbing systems
are proposed.
B. D Nonresidential new construction (indudes hotels/motels) □ Exception •
Total Parking Spaces EVSE Spaces
Proposed Capable Readv Installed Total
Calculation: Refer to the table below:
Total Number of Parking Spaces provided Number of required EV Soaces Number of required EVSE Installed Soaces
□ 0-9 1 1
□ 10-25 2 1
□ 26-50 4 2
□ 51-75 6 3
□ 76-100 9 5
□ 101-150 12 6
□ 151-200 17 9
□ 201 and over 10 percent of total 50 percent of Required EV Spaces
A. List each proposed nonresidential use and gross floor area ( GFA) allocated to each use.
B. Employee ADT /1,000 square feet is selected from the City of Carlsbad Employee ADTT able.
Use GFA Employee ADT /1,000 S.F. Total Employee A0T
Total
If total employee ADT is greater than or equal to 110 employee ADT, a TOM plan is required.
'NOTE: Notwithstanding tl1e 110 employee ADT threshoJd above, General Plan Mobility Element Policy 3-P.11 requires new development that adds vehicle traffic
to vehicle LOS-ex em pt street facilities to implement TOM and transportation system management strategies. Please consult with dty of Carlsbad Land Development
Engineering { LOE} staff to determine whether th is policy appi ies to your project.
TOM plan recuired: Yes D No 1,9
lDE Staff Verification: Oc _____ (staff initials)
P-30 Page 7 of 7 Revised 02120
(. City of
Carlsbad
STORM WATER STANDARDS
QUESTIONNAIRE
E-34
Development Services
Land Development Engineering
1635 Faraday Avenue
{760) 602-2750
www .car1sbadca.gov
!.·"-~:: .. ,-,:,·.>1t::-, .. -, .r.:.<:; __ ; :·\\:;:...... . ... ··.,.· -·;-..--.: :.:::<:<)-:·:>.f,-::;;·<:::•-:.::::~:-::;:::>:.:::x:2tL>::Ji,.<.,I
To address post-development pollutants that may be generated from development projects, the city requires that new
development and significant redevelopment priority projects incorporate Permanent Storm Water Best Management
Practices (BMPs) into the project design per Carlsbad BMP Design Manual (BMP Manual). To view the BMP Manual,
refer to the Engineering Standards {Volume 5).
This questionnaire must be completed by the applicant in advance of submitting for a development application
{subdivision, discretionary permits and/or construction permits). The results of the questionnaire determine the level of
storm water standards that must be applied to a proposed development or redevelopment project. Depending on the
outcome, your project will either be subject to 'STANDARD PROJECT' requirements or be subject to 'PRIORITY
DEVELOPMENT PROJECT' (PDP) requirements.
Your responses to the questionnaire represent an initial assessment of the proposed project conditions and impacts. City
staff has responsibility for making the final assessment after submission of the development application. If staff
determines that the questionnaire was incorrectly filled out and is subject to more stringent storm water standards than
initially assessed by you, this will result in the return of the development application as incomplete. In this case, please
make the changes to the questionnaire and resubmit to the city.
Jf you are unsure about the meaning of a question or need help in determining how to respond to one or more of the
questions, please seek assistance from Land Development Engineering staff.
A completed and signed questionnaire must be submitted with each development project application. Only one
completed and signed questionnaire is required when multiple development applications for the same project are
submitted concurrently.
.. PROJECT JNPORMATJON •
PROJECT NAME:
ADDRESS:
D Redevelopment
The total proposed disturbed area is: :, ,J10 ft2 (._ __ __,) acres
The total proposed newly created and/or replaced impervious area is: t,:z 4: ft2 (._ __ __,) acres
If your project is covered by an approved SWQMP as part of a larger development project, provide the project ID and the
SWQMP # of the larger development project:
Project ID ________________ SWQMP #: -----------------
Then, go to Step 1 and follow the instructions. When completed, sign the form at the end and submit this with your
application to the city.
E-34 Page 1 of 4 REV02/16
1
To determine if your project is a "development project", please answer the following question:
YES NO
ts your project LIMITED TO routine maintenance activity and/or repair/improvements to an existing building
or structure that do not alter the size (See Section 1.3 of the BMP Design Manual for guidance)? □
If you answered "yes" to the above question, provide justification below then go to Step 6, mark the third box stating ~my
project is not a 'development project' and not subject to the requirements of the BMP manual" and complete applicant
information.
Justification/discussion: (e.g. the project includes only interior remodels within an existing building):
To determine if your project is exempt from PDP requirements pursuant to MS4 Permit Provision E.3.b.(3), please answer
the following questions:
Is your project LIMITED to one or more of the following:
YES NO
1. Constructing new or retrofitting paved sidewalks, bicycle lanes or trails that meet the following criteria:
a) Designed and constructed to direct storm water runoff to adjacent vegetated areas, or other non-
erodible permeable areas; D
b) Designed and constructed to be hydraulically disconnected from paved streets or roads;
c) Designed and constructed with permeable pavements or surfaces in accordance with USEPA
Green Streets uidance?
2. Retrofitting or redeveloping existing paved alleys, streets, or roads that are designed and constructed in D
accordance with the USEPA Green Streets guidance?
3. Ground Mounted Solar Array that meets the criteria provided in section 1.4.2 of the BMP manual? D
p
lf you answered "yes" to one or more of the above questions, provide discussion/justification below, then go to Step 6, mark
the second box stating "my project is EXEMPT from PDP ... "and complete applicant information.
Discussion to justify exemption ( e.g. the project redeveloping existing road designed and constructed in accordance with
the USEPA Green Street guidance):
E-34 Page 2 of 4 REV04/17
~..-t.:.. 4 ... .. " ,,._ ..,. -,
'1
·, . . ' . •• r h
To determine if your project is a PDP, please answer the following questions (MS4 Permit Provision E.3.b.(1 )):
YES NO
1. Is your project a new development that creates 10,000 square feet or more of impervious surfaces
collectively over the entire project site? This includes commercial, industrial, residential, mixed-use, □ ¥ and public development projects on public or private land,
2. Is your project a redevelopment project creating and/or replacing 5,000 square feet or more of
impervious surface collectively over the entire project site on an existing site of 10,000 square feet or □ Y1 more of impervious surface? This includes commercial, industrial, residential, mixed-use, and pubfic
development projects on public or private land.
3. Is your project a new or redevelopment project that creates and/or replaces 5,000 square feet or more
of impervious surface collectively over the entire project site and supports a restaurant? A restaurant is
a facility that sells prepared foods and drinks for consumption, including stationary lunch counters and □ ~ refreshment stands selling prepared foods and drinks for immediate consumption (Standard Industrial
Classification (SIC) code 5812).
4. Is your project a new or redevelopment project that creates 5,000 square feet or more of impervious
surface collectively over the entire project site and supports a hillside development project? A hillside □ ~ development project includes development on any natural slope that is twenty-five percent or greater.
5. Is your project a new or redevelopment project that creates and/or replaces 5,000 square feet or more
of impervious surface collectively over the entire project site and supports a parking lot? A parking lot is □ 1JJ a land area or facility for the temporary parking or storage of motor vehicles used personally for
business or for commerce.
6. ts your project a new or redevelopment project that creates and/or replaces 5,000 square feet or more
of impervious street, road, highway, freeway or driveway surface collectively over the entire project □ ~ site? A street, road, highway, freeway or driveway is any paved impervious surface used for the
transportation of automobiles trucks, motorcycles and other vehicles.
7. Is your project a new or redevelopment project that creates and/or replaces 2,500 square feet or more
of impervious surface collectively over the entire site, and discharges directly to an Environmentally ~ Sensitive Area (ESA)? ~Discharging Directly to" includes now that is conveyed overland a distance of □
200 feet or less from the project to the ESA, or conveyed in a pipe or open channel any distance as an
isolated now from the project to the ESA (i.e. not commingled with nows from adjacent lands).*
8. Is your project a new development or redevelopment project that creates and/or replaces 5,000 square
feet or more of impervious surface that supports an automotive repair shop? An automotive repair □ p shop is a facility that is categorized in any one of the following Standard Industrial Classification (SIC)
codes: 5013 5014 5541 7532-7534 or 7536-7539.
9. ls your project a new development or redevelopment project that creates and/or replaces 5,000 square
feet or more of impervious area that supports a retail gasoline outlet (RGO)? This category includes □ ~ RGO's that meet the following criteria: (a) 5,000 square feet or more or (b) a project Average Daily
Traffic (ADTJ of 100 or more vehicles per day.
10. Is your project a new or redevelopment project that results in the disturbance of one or more acres of land □ ~ and are expected to generate pollutants post construction?
11. ls your project located within 200 feet of the Pacific Ocean and (1) creates 2,500 square feet or more of ~ impervious surface or (2) increases impervious surface on the property by more than 10%? (CMG □
21.203.040)
If you answered "yes~ to one or more of the above questions, your project is a PDP. If your project is a redevelopment
project, go to step 4. If your project is a new project, go to step 6, check the first box stating "My project is a PDP ... "
and complete applicant infonnation.
If you answered "no" to all of the above questions, your project is a 'STANDARD PROJECT.' Go to step 6, check the
second box statina "Mv proiect is a 'STANDARD PROJECT' ... a and complete applicant information.
E-34 Page 3 of 4 REV04/17
Complete the questions below regarding your redevelopment project (MS4 Permit Provision E.3.b.(2)):
YES NO
Does the redevelopment project result in the creation or replacement of impervious surface in an amount
of less than 50% of the surface area of the previously existing development? Complete the percent
impervious calculation below:
Existing impervious area (A) = ___________ sq. ft.
Total proposed newly created or replaced impervious area {B) = ___________ sq. ft.
Percent impervious area created or replaced {B/A)*1 OD= _____ %
□ □
If you answered "yes", the structural BMPs required for PDP apply only to the creation or replacement of impervious
surface and not the entire development. Go to step 6, check the first box stating "My project is a PDP ... " and complete
applicant information.
If you answered "no," the structural BM P's required for PDP apply to the entire development. Go to step 6, check the
check the first box statin "M ro·ect is a PDP ... " and com tete a licant information.
D My project is a PDP and must comply with PDP stormwater requirements of the BMP Manual. I understand I must
prepare a Storm Water Quality Management Plan (SWQMP) for submittal at time of application.
)QI My project is a 'STANDARD PROJECT' OR EXEMPT from PDP and must only comply with 'STANDARD PROJECT' f stormwater requirements of the BMP Manual. As part of these requirements, I will submit a "Standard Project
Requirement Checklist Form E~36" and incorporate low impact development strategies throughout my project.
Note: For projects that are close to meeting the PDP threshold, staff may require detailed impervious area calculations
and exhibits to verify if 'STANDARD PROJECT' stormwater requirements apply.
D My Project is NOT a 'development project' and is not subject to the requirements of the BMP Manual.
Applicant Information and Signature Box
Applicant Name t;J'[ 1..-L,. l )!.. /,(,\ ~ l,(.C,~
Applicant Signature/ .. : (t.« J~ Applicant Title: _____________ _
Date: -------"-"S_----'(_'5""_ ... _Z___.( ______ _
• Environmentally Sensitive Areas include but are not limited to all Clean Water Act Section 303(d) impaired water bodies; areas designated as Areas of Special
Biological Significance by the State Water Resources Control Board (Water Quality Control Plan for the San Diego Basin (1994) and amendments); water bodies
designated with the RARE beneficial use by the State Walef Resoorces Control Board (Water Quality Control Plan for the San Diego Basin (1994) and
amendments); areas designated as preserves or their equivalent under the Multi Species Conservation Program within the Cities and County of San Diego; Habitat
Management Plan; and any other equivalent environmentally sensitive areas which have been identified by the Cit)'.
This Box for City Use On/v
YES NO
City Concurrence: D □
By:
Date:
Project ID:
E-34 Page 4 of 4 REV04l17
,<~ ~ CITY Of
CARLSBAD
PLANNING DIVISION
BUILDING PLAN CHECK
REVIEW CHECKLIST
p .. 2a
DATE: ,1/25/21 PROJECT NAME: PROJECT ID:
Development Services
Planning Division
1635 Faraday Avenue
(760) 602-4610
www.carlsbadca.eov
PLAN CHECK NO: CBR2020-2605 SET#: ADDRESS: 4910 Neblina APN: 207-300-47-00
~ This plan check review is complete and has been APPROVED by the Planning
Division.
By: Chris Garcia
A Final Inspection by the Planning Division is required □ Yes 12J No
You may also have corrections from one or more of the divisions listed below. Approval
from these divisions may be required prior to the issuance of a building permit.
Resubmitted plans should include corrections from all divisions.
~ This plan check review is NOT COMPLETE. Items missing or incorrect are listed on
the attached checklist. Please resubmit amended plans as required.
Plan Check Comments have been sent to: WIiiiam Bucher
For questi~qr clarifications on the attached checklist please contact the following reviewer as marked:
Cg] Chris Garcia
760-602-4622
chris. garcia@carlsbadca.gov
□
Remarks: All previous Planning Division corrections have been addressed
except the Minor Coastal Development Permit and Form P-20. See below.
REVIEW#:
□□□
Plan Check No. CBR2020-2605 Address 4910 Neblina Dr Date 1/25/21 Review# .2.
Planner Chris Garcia Phone (760) 602-4622
APN: 207-300-47-00
Type of Project & Use: Detached ADU Net Project Density:N/A DU/AC
Zoning: R-1-8000 General Plan: R-4 Facilities Management Zone: 1
CFO (in/out) #_Date of participation: __ Remaining net dev acres: __
(For non-residential development: Type of land use created by this permit: __J
Legend: ~ Item Complete D Item Incomplete -Needs your action
Environmental Review Required: YES O NO □ TYPE
DATE OF COMPLETION:
Compliance with conditions of approval? If not, state conditions which require action.
Conditions of Approval:
Discretionary Action Required: YES O NO~ TYPE
APPROVALJRESO.NO. DATE
PROJECT NO.
OTHER RELATED CASES:
Compliance with conditions or approval? If not, state conditions which require action.
Conditions of Approval: __
Coastal Zone Assessment/Compliance
Project site located in Coastal Zone? YES ~ NO D
CA Coastal Commission Authority? YES D NO~
If California Coastal Commission Authority: Contact them at -7575 Metropolitan Drive,
Suite 103, San Diego, CA 92106-4402; (619) 767-2370
Determine status (Coastal Permit Required or Exempt): Minor Coastal Development
Permit Required
Habitat Management Plan
Data Entry Completed? YES □ NO 0
If property has Habitat Type identified in Table 11 of HMP, complete HMP Permit application
and assess fees in Energov
lnclusionary Housing Fee required: YES D NO 181
(Effective date of lnclusionary Housing Ordinance -May 21, 1993.)
Data Entry Completed? YES O NO 0
For construction of indusionary units, email notification provided to HNS?: YES D NO D
(Email Susan Steinkemp in HNS with project number and contact info)
D D D Housing Tracking Form (form P-20) completed: YES D NO ~ N/A D
P-28 Page 2 of 3 0711 1
Site Plan:
□ 0 □
0 0 □
0 0 □
□0 □
□0 □
□□□
Provide a fully dimensional site plan drawn to scale. Show: North arrow, property lines,
easements, existing and proposed structures, streets, existing street improvements, right-of-
way width, dimensional setbacks and existing topographical lines (including all side and rear
yard slopes). Provide legal description of property and assessor's parcel number.
City Council Policy 44 -Neighborhood Architectural Design Guidelines
1. Applicability: YES O NO 0
2. Project complies: YES 0 NOD
Zoning:
1. Setbacks:
Front:
Interior Side:
Street Side:
Rear:
Top of slope:
Required _ Shown
Required _ Shown
Required _ Shown
Required _ Shown
Required _ Shown
2. Accessory structure setbacks:
Front:
Interior Side:
Street Side:
Rear:
Structure separation:
Required 20' Shown <20'
Required 4' Shown 5'
Required NIA Shown NIA
Required 4' Shown 1 O'
Required 10' Shown <10'
3. Lot Coverage: Required <40% Shown 28%
4. Height: Required <16' Shown 15'6•
5. Parking: Spaces Required NIA Shown N/A
(breakdown by uses for commercial and industrial projects required)
Residential Guest Spaces Required __ Shown __
Additional Comments The detached ADU requires approval of a Minor Coastal Development
Permit (CDP}. Please schedule an appointment to submit a Minor CDP, along with payment
of the current fee (currently $938). The application requirements are located in From P-6
online at: https://www.carlsbadca.gov/civicax/filebank/blobdload.aspx?Blob1D=24831 An
appointment to submit to the Planning Division is required by contacting the Planning
Division at planning@carlsbadca.gov or 760-602-4610. Please also complete and return
Form P-20 Housing Development Tracking.
OK TO ISSUE AND ENTERED APPROVAL INTO COMPUTER DATE
P-28 Page3of3 07/11
Andrew Johnston and Carly Johnston
4910 Neblina Drive
Carlsbad, CA 92008
Attached please find copy of preliminary report that was requested for the property shown above.
Thank you,
Paula Finley
Stewart Title
U,..stevvart
---TITLE---
Order No.: 1197178
Your File No.:
Paula Finley
Title Officer
PRELIMINARY REPORT
Buyer/Borrower Name: Andrew Johnston and Carly Johnston
Seller Name:
Property Address: 4910 Neblina Drive, Carlsbad, CA 92008
Stewart Tille of Califom!a. Inc.
7676 Hazard Center Dr, Ste 1400
San Diego, CA 92108
Phone: (619) 398-8026
Fax: (619) 923-2764
paula.finley@stewart.com
In response to the above referenced application for a Policy of Title Insurance, Stewart Tille of California,
Inc. hereby reports that it is prepared to issue, or cause to be issued, as of the date hereof, a Stewart
Title Guaranty Company Policy or Policies of Title Insurance describing the land and the estate or interest
therein hereinafter set forth, insuring against loss which may be sustained by reason of any defect, lien or
encumbrance not shown or referenced to as an Exception on Schedule B or not excluded from coverage
pursuant to the printed Schedules, Conditions, and Stipulations of said Policy forms.
The printed Exceptions and Exclusions from the coverage and limitations on covered Risks of said policy
or policies are set forth in Exhibit A attached. The policy to be issued may contain an arbitration clause.
VVhen the Amount of Insurance is less than that set forth in the arbitration clause, all arbitrable matters
shall be arbitrated at the option of either the Company or the Insured as the exclusive remedy of the
parties. Limitations on Covered Risks applicable to the CL TA and AL TA Homeowner's Policies of Title
Insurance which establish a Deductible Amount and a Maximum Dollar limits of Liability for certain
coverages are also set forth in Exhibit A. Copies of the policy forms should be read. They are available
from the office which issued this report.
Please read the exceptions shown or referred to below and the exceptions and exclusions set forth in
Exhibit A of this report carefully. The exceptions and exclusions are meant to provide you with notice of
matters, which are not covered under the terms of the title insurance policy and should be carefully
considered.
It is important to note that this preliminary report is not a written representation as to the condition of title
and may not list all liens, defects, and encumbrances affecting title to the land.
This report, {and any supplements or amendments thereto) is issued solely for the purpose of facilitating
the issuance of a policy of title insurance and no liability is assumed hereby. Jf it is desired that liability be
assumed prior to the issuance of a policy of title insu ranee a binder or commitment should be requested.
··---. ···-·· .. -·-----·--·· ------·-----· ------·-····--·-·-·---····-···--·-· Dated as of March 30, 2021 at 7:30AM
·---····-·-····-··-··-. -··-······-····-When replying, please contact: Paula Finley, Title Officer
Order No.: 1197178
Preliminary Report
Page 1 of 7
Stewart Title of California, Inc.
7676 Hazard Center Dr, Ste 1400
San Diego, CA 92108
(619) 398-8026
paula. fi nley@stewart.com
;
___ _J
PRELIMINARY REPORT
The form of Policy of Title Insurance contemplated by this report is:
□ CL TA Standard Coverage Policy
□ Cl TA/ALTA Homeowners Policy
□ 2006 ALT A Owner's Policy
iZI 2006 AL TA Loan Policy
D ALT A Short Form Residential Loan Policy
□
SCHEDULE A
The estate or Interest in the land hereinafter described or referred to covered by this report is:
FEE
Title to said estate or interest at the date hereof is vested In:
Andrew Johnston and Carly Johnston, husband and wife as community property with right of survivorship
OrderNo.: 1197178
Preliminary Report
Page 2 of 7
LEGAL DESCRIPTION
The land referred to herein is situated In the State of California, County of San Diego, City of
Carlsbad and described as follows:
Lot 234 of Carlsbad Tract No. 73-5, in the City of Carlsbad, County of San Diego, State of California,
according to Map thereof No. 7927, filed in the Office of the County Recorder of San Diego County, April
23, 1974.
Excepting therefrom all oil, gas and other hydrocarbons lying 500.00 feet below the surface of said land,
but without the right of entry to remove the same as conveyed to Carlsbad Bay Properties, Ltd. by Deed
recorded June 10, 1968 as Instrument No. 68-96383 of Official Records.
APN: 207-300-47-00
(End of Legal Description)
MAP
THE MAP(S) CONNECTED HEREWITH IS BEING PROVIDED AS A COURTESY AND FOR
INFORMATIONAL PURPOSES ONLY; THIS MAP SHOULD NOT BE RELIED UPON. FURTHERMORE,
THE PARCEL(S) SET OUT ON THE MAP(S) MAY NOT COMPLY WITH LOCAL SUBDIVISION OR
BUILDING ORDINANCES. STEWART TITLE OF CALIFORNIA, INC. AND STEWART TITLE
GUARANTY COMPANY ASSUME NO LIABILITY, RESPONSIBILITY OR INDEMNIFICATION RELATED
TO THE MAP(S)
Order No.: 1197178
Preliminary Report
Page 3 of 7
SCHEDULE B
At the date hereof, exceptions to coverage in addition to the printed exceptions and exclusions
contained in said policy or policies would be as follows:
Taxes:
A Property taxes, which are a lien not yet due and payable, including any assessments collected
with taxes, to be levied for the fiscal year 2021 -2022.
B. General and special city and/or county taxes, including any personal property taxes, and any
assessments collected with taxes, for the fiscal year 2020 -2021:
1st Installment $4,010.29
Status 1st Paid
2nd Installment: $4,010.29
Status 2nd Open
Parcel No. 207-300-47-00
Code Arearrracer No. • 09000
Prior to recording, the final amount due for taxes must be confirmed with tax collector.
C. The lien of supplemental taxes, if any, assessed pursuant to the provisions of Chapter 3.5
(commencing with Section 75) of the Revenue and Taxation Code of the State of California.
D. Taxes and/or assessments affecting the Land, if any, for community facility districts, including
Mello Roos, which may exist by virtue of assessment maps or filed notices. These taxes and/or
assessments are typically collected with the county taxes; however, sometimes they're removed
and assessed and collected separately.
Exceptions:
1. Minerals of whatsoever kind, subsurface and surface substances, including but not limited to
coal, lignite, oil, gas, geothermal resources, brine, uranium, clay, rock, sand and gravel in, on,
under and that may be produced from the Land, together with all rights, privlleges, and
immunities relating thereto, whether or not appearing in the Public Records or listed in Schedule
8. Stewart Title Guaranty Company makes no representation as to the present ownership of
any such interests. There may be leases, grants, exceptions or reservations of interests that are
not listed.
2. Covenants, conditions and restrictions as set forth in a document recorded April 23, 1974 as
Instrument No. 74-103342, of Official Records, but omitting any restrictions based on race,
color, religion, sex, gender, gender identity, gender expression, sexual orientation, familial
status, marital status, disability, veteran or military status, genetic information, national origin,
source of income as defined in subdivision (p) of Section 12955, or ancestry, that restriction
violates state and federal fair housing laws and is void, and may be removed pursuant to
Section 12956.2 of the Government Code. Lawful restrictions under state and federal law on the
age of occupants in senior housing or housing for older persons shall not be construed as
restrictions based on familial status.
Note: Section 12956.1 of the Government Code provides the following: If this document
contains any restriction based on race, color, religion, sex, gender, gender identity, gender
expression, sexual orientation, familial status, marital status, disability, veteran or military status,
genetic information, national origin, source of income as defined in subdivision (p) of Section
OrderNo.: 1197178
Preliminary Report
Page 4 of 7
12955, or ancestry, that restriction violates state and federal fair housing laws and is void, and
may be removed pursuant to Section 12956.2 of the Government Code. Lawful restrictions
under state and federal law on the age of occupants in senior housing or housing for older
persons shall not be construed as restrictions based on familial status.
Said covenants, conditions and restrictions provide that a violation thereof shall not defeat or
render invalid the lien of any mortgage or deed of trust made in good faith and for value.
3. Deed of Trust to secure an indebtedness in the amount shown below, and any other obligations
secured thereby:
Amount $509,000.00
Trustor Andrew Johnston and Carly Johnston, husband and wife, as community
property with right of survivorship
Trustee John D. Duncan, Esq.
Beneficiary Mortgage Electronic Registration Systems, Inc., as nominee for United
VVholesale Mortgage
Recorded April 2, 2020 as Instrument No. 2020-0169986, of Official Records.
4. To assist in the clarifying, confirming and eliminating certain title matters, provide to Stewart
Title, prior to recording, a completed Statement of Information for all identified and known
Sellers/Owners in this transaction.
(End of Exceptions)
Order No.: 1197178
Preliminary Report
Page 5 of 7
NOTES AND REQUIREMENTS
A. The only conveyance{s) recorded in the county in which the Land is located, within 24 months of
the date of this Preliminary Report, is(are) as follows:
Andrew Johnston and Carly Johnston, who acquired title without martial status as community
property with right of survivorship, as Granter and Andrew Johnston and Carly Johnston, husband
and wife as community property with right of survivorship, as Grantee, recorded April 2, 2020 as
Instrument No. 2020-0169985, of Official Records.
B. There are no items in this preliminary report that will cause Stewart Title Guaranty Company to
decline to attach the Cl TA Endorsement Form 116.01-06 (or similar ALTA 22-06 equivalent),
indicating that there is located a Single Family Residence known as 4910 Neblina Drive,
Carlsbad, CA 92008.
C. There are no items in this preliminary report that will cause Stewart Title Guaranty Company to
decline to attach the CL TA Endorsement Form 100.2·06 (or a similar AL TA 9 equivalent) to an
ALTA Loan Policy, when issued.
D. A Preliminary Change of Ownership Report must be completed by the transferee (buyer) prior to
the transfer of property in accordance with the provisions of Section 480.3 of the Revenue and
Taxation Code. The Preliminary Change of Ownership Report should be submitted to the
recorder concurrent with the recordation of any document effecting a change of ownership. lf a
document evidencing a change of ownership (i.e. Deed, Affidavit-Death Joint Tenant) is
presented to the recorder for recording without a preliminary change of ownership report, the
recorder may charge an additional $20.00.
E. Additional Requirements for "Short Sale" Transactions in which a lender will accept less than the
outstanding balance of its loan as full satisfaction of the obligation: The Company will require,
prior to the issuance of a policy of title insurance, evidence that the first-position trust deed holder
has received and acknowledged all payments to be made to subordinate-position lien holders,
regardless of whether such payments are to be made from proceeds or from contributions by real
estate brokers and/or buyers in the subject transaction, or from other third-party sources.
Evidence shall include but not be limited to: (a) a written demand from the first-position trust
deed holder acknowledging and approving payments to subordinate-position lien holders from
proceeds and otherwise; or (b) a supplemental letter or amended demand from the first-position
lien holder acknowledging payments to be made to subordinate lien holders from sources other
than proceeds (including broker commissions and additional buyer deposits).
Order No .. 1197178
Preliminary Report
Page6of 7
CALIFORNIA "GOOD FUNDS" LAW
California Insurance Code Section 12413.1 regulates the disbursement of escrow and sub-escrow funds
by title companies. The law requires that funds be deposited in the title company escrow account and
available for withdrawal prior to disbursement. Funds received by Stewart Title of California, Inc. via wire
transfer may be disbursed upon receipt. Funds received via cashiers checks or teller checks drawn on a
California Bank may be disbursed on the next business day after the day of deposit. If funds are received
by any other means, recording and/or disbursement may be delayed, and you should contact your title or
escrow officer. All escrow and sub-escrow funds received will be deposited with other escrow funds in
one or more non-interest bearing escrow accounts in a financial institution selected by Stewart ntle of
California, Inc.. Stewart Title of California, Inc. may receive certain direct or indirect benefits from the
financial institution by reason of the deposit of such funds or the maintenance of such accounts with the
financial institution, and Stewart Title of California, Inc. shall have no obligation to account to the
depositing party in any manner for the value of, or to pay to such party, any benefit received by Stewart
Title of California, Inc.. Such benefits shall be deemed additional compensation to Stewart Title of
California, Inc. for its services ·1n connection with the escrow or sub-escrow.
lf any check submitted is dishonored upon presentation for payment, you are authorized to notify all
principals and/or their respective agents of such nonpayment.
OrderNo .. 1197178
Preliminary Report
Page 7 of 7
CL TA Preliminary Report Fonn Exhibit A (11-09-18)
CALIFORNIA LAND TITLE ASSOCIATION
STANDARD COVERAGE POLICY-1990
EXCLUSIONS FROM COVERAGE
The following matters are expressly excluded from the coverage of this policy and the Company will not pay loss or damage, costs, attorneys' fees or
expenses which arise by reason of:
1. (a) Any law, ordinance or governmental regulation (including but not limited to building or zoning laws, ordinances, or regulations) restricting,
regulating, prohibiting or relating (I) the occupancy, use, or enjoyment of the land; (ii) the character, dimensions or location of any improvement
now or hereafter erected on the land; (iii) a separation in ownership or a change in the dimensions or area of the land or any parcel of which the
land is or was a part: or (iv) environmental protection, or the effect of any violation of these laws, ordinances or governmental regulations, except
to the extent that a notice of the enforcement thereof or a notice of a defect, lien, or encumbrance resulting from a violation or alleged violation
affecting the land has been recorded in the public records at Date of Policy.
(b) Any governmental police power not excluded by (a) above, except to the extent that a notice oflhe exercise thereof or notice of a defect, lien
or encumbrance resulting from a violation or alleged violation affecting the land has been recorded In the public records at Date of Policy.
2. Rights of eminent domain unless notice of the exercise thereof has been recorded in the public records at Date of Policy, but not excluding from
coverage any taking which has occurred prior to Date of Policy which would be binding on the rights of a purchaser for value without knowledge.
3. Defects. liens, encumbrances. adverse claims or other matters:
a) whether or not recorded in the public records at Date of Policy, but created, suffered, assumed or agreed to by the insured claimant;
b) not known to the Company, not recorded in the public records al Date of Policy, but known to the insured claimant and not disclosed in writing
to the Company by the insured claimant prior to the date the insured claimant became an insured under this policy;
c) resulltng in no loss or damage to the insured claimant;
d) attaching or created subsequent to Date of Policy: or
e) resulting in loss or damage which would not have been sustained if the insured claimant had paid value for the msured mortgage or for the
estate or interest insured by this policy.
4. Unenforceabilily of the lien of the insured mortgage because of the inability or failure of the insured at Date of Policy, or the inability or failure of
any subsequent owner of the indebtedness, to comply with the appllcable doing business laws of the state in which the land is situated.
5. Invalidity or unenforceability of the lien of the insured mortgage, or claim thereof, which arises out of the transaction evidenced by the insured
mortgage and is based upon usury or any consumer credit protection or truth in lending law.
6. Any claim, which arises out of the transaction vesting in the insured the estate of interest insured by this policy or the transaction creating the
interest of the insured lender, by reason of the operation of federal bankruptcy, state insolvency or similar creditors' rights laws.
EXCEPTIONS FROM COVERAGE. SCHEDULE B, PART I
This policy does not msure against loss or damage (and the Company will not pay costs, attorneys' fees or expenses) which arise by reason of:
Taxes or assessments which are not shown as existing liens by the records of any taxing authority that levies taxes or assessments
on real property or by the public records.
Proceedings by a public agency which may result in taxes or assessments, or notices of such proceedings, whether or not shown by
the records of such agency or by the public records.
2. Any facts, rights, interests, or claims which are not shown by the public records but which could be ascertained by an inspection of
the land or which may be asserted by persons in possession thereof.
3. Easements, liens or encumbrances, or claims thereof, not shown by the public records.
4. Discrepancies, conflicts in boundary lines, shortage in area, encroachments, or any other facts which a correct survey would
disclose, and which are not shown by the public records
5. (a) Un patented mining claims; (b) reservations or exceptions in patents or in Acts authorizing the issuance thereof; (c) water
rights, claims or title to waler, whether or not the matters excepted under (a), {b) or (c) are shown by the public records.
6. Any lien or right to a lien for services, labor or material unless such lien is shown by the Public Records al Dale of Policy.
{Rev.11-09-18)
File No.: 1197178
Page 1 of 5
CL TA/ALTA HOMEOWNER'S POLICY OF TITLE INSURANCE (12-02-13)
EXCLUSIONS
In addition to the Exceptions in Schedule B, You are not insured against loss. costs, attorneys' fees, and expenses resulting from:
1. Governmental police power, and the existence or violation of those portions of any law or government regulation concerning:
a. building;
b. zoning;
c. land use;
d. improvements on the Land;
e. land division;
f. environmental protection.
This Exdusion does not limit the coverage described in Covered Risk 8.a., 14, 15, 16, 18, 19, 20, 23 or 27.
2. The failure of Your existing structures. or any part of them, to be constructed in accordance with applicable building codes.
This Exclusion does not limit the coverage described in Covered Risk 14 or 15.
3. The right to take the Land by condemning ii. This Exclusion does not llmlt the coverage described in Covered Risk 17.
4. Risks:
a that are created, allowed, or agreed to by You, whether or not they appear in the Public Records;
b. that are Known to You at the Policy Date. but not to Us, unless they are recorded in the Public Records at the Policy Date;
c. that result in no loss to You; or
d. that first occur after the Policy Date -this does not limit the coverage described in Covered Risk 7, 8.e., 25, 26, 27 or 28.
5. FailuretopayvalueforYourTltle.
6. Lack of a right
a. to any land outside the area specifically described and referred lo in paragraph 3 of Schedule A; and
b. In streets. alleys, or wateiways that touch the Land.
This Exclusion does not limit the coverage described in Covered Risk 11 or 21.
7. The transfer of the nIe to You is invalid as a preferential transfer or as a fraudulent transfer or conveyance under federal
bankruptcy, state insolvency, or similar creditors' rights laws.
8. Contamination, explosion, fire, flooding, vibration, fracturing, earthquake, or subsidence.
9. Negligence by a person or an Entity exercising a right to extract or develop minerals, water, or any other substances.
LIMITATIONS ON COVERED RISKS
Your insurance for the following Covered Risks is limited on the Owner's Coverage Statement as follows:
• For Covered Risk 16, 18, 19, and 21 Yol.¥ Deductible Amount and Our Maximum Dollar Limit of Liability shown in
Schedule A. The deductible amounts and maximum dollar limits shown on Schedule A are as follows:
Covered Risk 16:
Covered Risk 18:
Covered Risk 19:
Covered Risk 21:
(Rev.11-09--18)
File No .. 1197178
Your Deductible Amount
1 % of PoLicy Amount or $2,500.00
(whichever is less)
1% of Policy Amount or $5,000.00
{whichever is less)
1% of Policy Amount or $5,000.00
(whichever is less}
1 % of Policy Amount or $2,500.00
(whichever is less)
Our Maximum Dollar limit of Liability
$10,000.00
$25,000.00
$25,000.00
$5,000.00
Page 2 of5
2006 ALTA LOAN POLICY (06-17-06)
EXCLUSIONS FROM COVERAGE
The following matters are expressly excluded from the coverage of this policy, and the Company will not pay loss or damage, costs, attorneys' fees,
or expenses that arise by reason of:
(a) Any law, ordinance, permit, or governmental regulation (including those relating to building and zoning) restricting, regulating,
prohibiting, or relating to
(i) the occupancy, use, or enjoyment of the Land;
(ii) the character. dimensions, or location of any improvement erected on the Land;
(iii) the subdivision of land; or
(iv) environmental protection:
or the effect of any violation of these laws, ordinances, or governmental regulations. This Exclusion 1(a) does not modify or limit the
coverage provided under Covered Risk 5.
(bl Any governmental police power. This Exclusion 1 (b) does not modify or limit the coverage provided under Covered Risk 6.
2. Rights of eminent domain. This Exclusion does not modify or limit lhe coverage provided under Covered Risk 7 or 8.
3. Defects. liens, encumbrances, adverse da1ms, or other matters
(a) created, suffered, assumed, or agreed to by the Insured Claimant:
(b) not Known to the Company, not recorded in the Public Records at Date of Policy, but Known to the Insured Claimant and not
disclosed in writing to the Company by the Insured Claimant prior to the date the Insured Claimant became an Insured under this policy;
(c) resulting in no loss or damage to the Insured Claimant:
{d) attaching or created subsequent to Date of Policy (however, this does not modify or limit the coverage provided under Covered Risk 11,
13,or14):or
(e) resulting in loss or damage that would not have been sustained if the Insured Claimant had paid value for the Insured Mortgage.
4. Unenforceability of the lien of the Insured Mortgage because of the inabillty or failure of an Insured to comply with applicable doing-
business laws of the state where the Land is situated.
5. Invalidity or unenforceability in whole or in part of the lien of !he Insured Mortgage that arises out of the transaction evidenced by the
Insured Mortgage and is based upon usury or any consumer credrt protection or truth-in-lending law.
6. Any claim. by reason of the operation of federal bankruptcy. state insolvency, or similar creditors' rights laws. that the transaction creating the
tien of the Insured Mortgage, is
(a) a fraudulent conveyance or fraudulent transfer, or
(b) a preferential transfer for any reason not stated in Covered Risk 13(b) of this policy.
7. Any lien on the Tltle for real estate taxes or assessments imposed by governmental authority and created or attaching between Date of Policy
and the date of recording of the Insured Mortgage in the Public Records. This Exclusion does not modify or limit the coverage provided
under Covered Risk 11{b).
The above policy fofTTl may be issued to afford either Standard Coverage or Extended Coverage. In addition to the above Exclusions from
Coverage, the Exceptions from Coverage in a Standard Coverage policy will also include the following Exceptions from Coverage:
EXCEPTIONS FROM COVERAGE
Except as provided in Schedule B -Part IJ, this policy does not insure against loss or damage, and the Company will not pay costs, attorneys' fees or
expenses, that arise by reason of:
PARTI
(a) taxes or assessments which are not shown as existing liens by the records of any taxing authority that levies taxes or assessmeots on real
property or by the public records.
(b) proceedings by a public agency which may result in taxes or assessments, or notices of such proceedings, whether or not shown by the
records of such agency or by the public records.
2. Any facts, rights, interests. or ct aims that are not shown by the Public Records but Iha! could be ascertained by an inspection of the Land or that
may be asserted by persons in possession of the Land
3. Easements, liens or encumbrances, or claims thereof, which are not show11 by the Public Records.
4. Any enCJoachment, encumbrance, violation, variation, or adverse circumstance affecting the Tltle that would be disclosed by an accurate and
complete land survey of the Land and not shown by the Public Records.
5. {a) unpatented mining claims; (b) reservations or exceptions in patents or in Acts authorizing the issuance thereof: (c) water rig his, ct aims or title
to water, whether or not the matters excepted under (a). (b) or (c) are shown by the public records.
6. Any lien or right to a lien for services, labor or material unless such lien is shown by the Public Records at Date of Policy.
PARTII
In addition to the matters set forth in Part I of this Schedule, the Trtle is subject to the following matters, and the Company Insures against loss or
damage sustained in the event that they are not subordinate to the lien of the Insured Mortgage:
(Rev.11-09-18)
File No .. 1197178
Page 3 of5
2006 ALTA OWNER'S POLICY (06-17-06)
EXCLUSIONS FROM COVERAGE
The following matters are expressly excluded from the coverage of this policy, and the Company will not pay loss or damage, cosls,
attorneys' lees, or expenses that arise by reason of:
{a) Any law. ordinance. permit. or governmental regulation (including those relating to building and zoning} restricting,
regulating, prohibiting, or relating to
(i) the occupancy, use, or enjoyment of the Land:
(ii} the ctiaracter, dimensions, or location of any improvement erected on the Land;
(iii) the subdivision of land; or
(iv) environmental protection;
or the effect of any violation of these laws, ordinances, or governmental regulations. This Exclusion 1 (a) does not modify or limit the
coverage provided under Covered Risk 5.
(b) Any governmental police power. This Exclusion 1(b) does not modify or limit the coverage provided under Covered Risk 6.
2. Rights of eminent domain. This Exclusion does not modify or limit the coverage provided under Covered Risk 7 or 8.
3. Defects, liens. encumbrances, adverse claims, or other matters
(a) created, suffered, assumed, or agreed to by the Insured Claimant;
(b) not Known to the Company, not recorded in the Public Records at Date of Policy, but Known to the Insured Claimant and
not disclosed in writing to lhe Company by the Insured Claimant prior to the date the Insured Claimant became an Insured under this
policy;
(c} resulting in no loss or damage to the Insured Claimant;
(d} attaching or created subsequent to Date of Policy (however, this does not modify or limit the coverage provided under Covered
Risk 9 and 10): or
(e} resulting in loss or damage that would not have been sustained if the Insured Claimant had paid value for the T,(le.
4. Any claim, by reason of the operation of federal bankruptcy, stale insolvency, or similar creditors' rights laws. that the transaction
vesting the Trtle as shown in Schedule A, is
(a) a fraudulent conveyance or fraudulent transfer; or
(b} a preferential transfer for any reason not stated in Covered Risk 9 of this policy.
5. Any lien on the Trtle for real estate taxes or assessments imposed by governmental authority and created or attaching between Date
of Policy and \he date of recording of the deed or other instrument of transfer in the Public Records that vests Tltle as shown in
Schedule A.
The above policy form may be issued to afford either Standard Coverage or Extended Coverage. In addition to the above Exclusions
from Coverage, the Exceptions from Coverage in a Standard Coverage policy will also include the following Exceptions from Coverage:
EXCEPTIONS FROM COVERAGE
This policy does not insure against loss or damage (and \he company will no! pay costs, attorneys' fees or expenses} which arise by
reason of:
Taxes or assessments which are not shown as existing liens by the records of any Wing authortty that levies taxes or assessments
on real property or by \he public records.
Proceedings by a public agency which may result in taxes or assessments, or notices of such proceedings, whether or not shown by
the records of such agency or by the public records.
2. Any facts, rights, interests or claims which are not shown by the public records bul which could be ascertained by an inspection of
the land or by making inquiry of persons in possession thereof.
3. Easements. liens or encumbrances, or claims thereof, whlch are not shown by the public records.
4. Any encroachment, encumbrance, violation, variation, or adverse circumstance affecting the TiHe that would be disclosed by an
accurate and complete land survey of the Land and that are not shown by the Public Records.
5. (a) unpatented mining claims; (b) reservations or exceptions In patents or in Acts authorizing the issuance thereof; {c) water rights,
claims or title to water. whether or not the matters excepted under (6), (bl or (c) are shown by the public records.
6. Any lien or right lo a lien for services. labor or material unless such lien is shown by the Public Records al Date of Policy ..
(Rev.11-09-18)
File No .. 1197178
Pege4of5
ALTA EXPANDED COVERAGE RESIDENTIAL LOAN POLICY-ASSESSMENTS PRIORITY {04-02-15)
EXCLUSIONS FROM COVERAGE
The following matters are expressly excluded from the coverage of this policy and the Company will not pay loss or damage, costs,
attorneys fees or expenses which arise by reason of:
1. a. Any law, ordinance or governmental regulation (including but not limited to building and zoning laws, ordinances, or
regulations) restricting, regulating, prohibiting or relating to
(i) the occupancy, use, or enjoyment of the land;
(ii) the character, dimensions or location of any improvement now or hereafter erected on the Land;
(iii) the subdivision of land: or
(iv) environmental protection
or the effect of any violation of these laws, ordinances, or governmental regulations. This Exclusion 1 (a) does not modify
or limit the coverage provided under Covered Risk 5, 6, 13(c), 13(d), 14 or 16.
b Any governmental police power. This Exclusion 1{b) does not modify or limit the coverage provided under Covered Risk 5. 6.
13(c), 13{d), 14 or 16.
2. Rights of eminent domain. This Exclusion does not modify or limit the coverage provided under Covered Risk 7 or 8.
3. Defects, liens, encumbrances, adverse claims or other matters:
(a) created, suffered, assumed or agreed to by the Insured Claimant:
(b) not Known to the Company, not recorded in the Public Records at Dale of Policy, but Known to the Insured Claimant and
not disclosed in writing to the Company by the Insured Claimant prior to the date the Insured Claimant became an Insured
under this policy;
(c) resulting In no loss or damage to the Insured Claimant.
{d) attaching or created subsequent to Date of Policy (however, this does not modify or limit the coverage provided under Covered
Risk 11, 16, 17, 18, 19, 20, 21, 22, 23, 24, 27 or 28); or
(e) resulting in loss or damage which would not have been sustained if the Insured Claimant had paid value for the Insured Mortgage.
4. Unenforceability of the lien of the Insured Mortgage because of the inability or failure of an Insured to comply with applicable
doing-business laws of the state where the Land is situated.
5. Invalidity or unenforceability in whole or in part of the lien of the Insured Mortgage that arises out of the transaction evidenced by
the Insured Mortgage and is based upon usury, or any consumer credit protection or truth-in-lending law. This Exclusion does not
modify or limit the coverage provided in Covered Risk 26.
6 Any claim ol invalidity, unenforceability or lack of priority of the lien of the Insured Mortgage as to Advances or modifications made
after the Insured has Knowledge that the vestee shown in Schedule A is no longer the owner of the estate or interest covered by
this policy. This Exclusion does not modify or limit the coverage provided in Covered Risk 11.
7. Any lien on the Trtle for real estate taxes or assessments imposed by governmental authority and created or attaching subsequent
to Date ol Policy. This Exclusion does not modify or limit the coverage provided in Covered Risk 11 (b} or 25.
8. The failure of the residential structure, or any portion of t to have been constructed before, on or after Date of Policy in accordance
with applicable building codes. This Exclusion does not modify or limit the coverage provided in Covered Risk 5 or 6.
9. Any claim, by reason of the operation of federal bankruptcy, state insolvency, or similar creditors' rights laws, that the transaction
creating the lien of the Insured Mortgage, is
(a) a fraudulent conveyance or fraudulent transfer, or
(b} a preferential transfer for any reason not stated in Covered Risk 27(b) of this policy
10 Contamination, explosion, fire, flooding, vibration, fracturing, earthquake, or subsidence.
11. Negligence by a person or an Entity exercising a right to extract or develop minerals, waler, or any other substances.
(Rev.11-09-18)
File No .. 1197178
Page 5 of 5
Order No.: 1197178
Escrow No.: 1197178
EXHIBIT "A"
LEGAL DESCRIPTION
The land referred to herein is situated in the State of California, County of San Diego, City of Carlsbad
and described as follows:
Lot 234 of Carlsbad Tract No. 73-5, in the City of Carlsbad, County of San Diego, State of California,
according to Map thereof No. 7927, filed in the Office of the County Recorder of San Diego County, April
23, 1974.
Excepting therefrom all oil, gas and other hydrocarbons lying 500.00 feet below the surface of said land,
but without the right of entry to remove the same as conveyed to Carlsbad Bay Properties, Ltd. by Deed
recorded June 10, 1968 as Instrument No. 68-96383 of Official Records.
APN: 207-300-47-00
(End of Legal Description)
AFFILIATED BUSINESS ARRANGEMENT DISCLOSURE STATEMENT
Date: April 6, 2021
File No.: 1197178
Property: 4910 Neblina Drive, Carlsbad, CA 92008
From: Stewart Title of California, Inc.
This is to give you notice that Stewart Title of California, Inc. (· Stewart Title·) has a business relationship
with Stewart Solutions, LLC, OBA -Stewart Specialty Insurance Services, LLC (· Stewart Insurance·).
Stewart Information Services Corporation owns 100% of Stewart Insurance and . Because of this
relationship, this referral may provide Stewart Title a financial or other benefit
Set forth below is the estimated charge or range of charges for the settlement services listed. You are
NOT required to use the listed provider(s) as a condition for purchase, sale, or refinance of the subject
Property. THERE ARE FREQUENTLY OTHER SETTLEMENT SERVICE PROVIDERS AVAILABLE
WITH SIMILAR SERVICES. YOU ARE FREE TO SHOP AROUND TO DETERMINE THAT YOU ARE
RECEIVING THE BEST SERVICES AND THE BEST RATE FOR THESE SERVICES.
Stewart Insurance Settlement Service Charge or range of charges
Hazard Insurance $400.00 to $6,500.00
Home Warranty $255.00 to$ 780.00
Natural Hazard Disclosure Report $ 42.50 to$ 149.50
File No.: 1197178 Page 1 of 1
Stewart Title Guaranty Company Privacy Notice
Stewart Title Companies
WHAT DO THE STEWART TITLE COMPANIES DO WITH YOUR PERSONAL INFORMATION?
Federal and applicable state law and regulations give consumers the right to limit some but not all sharing. Federal and applicable state
law regulations also require us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to
understand how we use your personal information. This privacy notice iS d islributed on behalf of the Stewart Trtle Guaranty Company and
its title affiliates (the Stewart Title Companies), pursuant to Tille V of the Gramm-Leach-Bliley Act (GLBA).
The types of personal information we collect and share depend on the product or service that you have sought through us. This
information can include social security numbers and driver's license number.
All financial companies, such as the Stewart Title Companies, need to share customers' personal information to run their everyday
business-to process transactions and maintain customer accounts. In the section below, we list the reasons that we can share
customers' personal information; the reasons that we choose to share; and whether you can limit this sharing.
Reasons we can share your personal information. Dowe share Can you limit this sharing?
For our everyday business purposes-to process your transactions
and maintain your account This may include running the business and Yes No managing customer accounts, such as processing transactions,
mailing, and auditing services. and responding to court orders and legal
investigations.
For our marketing purposes-to offer our products and services to Yes No
you.
For joint marketing with other financial companies No We don't share
For our affiliates' everyday business purposes-information about
your lransactions and experiences. Affiliates are companies related by
common ownership or control. They can be financial and non-financial
companies. Our affifiates may include companies with a Stewa,t name; Yes No
financial companies, such as Stewa,t Title Company
For our affiliates' everyday business purposes-information about No We don't share your creditworthiness.
For our affmates to market to you -For your convenience, Stewart Yes Yes. send your first and last name, the email
has developed a means for you to opt out from its affiliates marketing address used in your transaction, your Stewart file
even though such mechanism is not legally required. number and the Stewart office location that is
handling your transaction by email to
optout@stewart.com or fax to
1-800-335-9591.
For non-affiliates to market to you. Non-affiliates are companies not No We don't share related by common ownership or control. They can be financial and
non-financial companies.
We may disclose your personal information to our affiliates or to non-affiliates as permitted by law. If you request a transaction with a
non-affiliate. such as a third party insurance company, we will disdose your personal information to that non-affiliate. ['We do not control
their subsequent use of information, and suggest you refer to their privacy nolices.J
SHARING PRACTICES
How often do the Stewart Title Companies notify me We must notify you about our sharing practices when you request a transaction.
about their practices?
How do the Stewart Title Companies protect my To protect your personal information from unauthorized access and use, we use
personal lnfonnation? security measures that comply with federal law. These measures include
comouter, file, and buildino safeouards.
How do the Stewart Title Companies collect my We collect your personal information, for example, when you
personal information? request insurance-related services
provide such information to us
We also collect your personal information from others, such as the real estate
agent or lender involved in your transaction, credit reporting agencies, affiliates
or other companies.
What sharing can 1 limit? Although federal and state law give you the right to limit sharing (e.g., opt out) in
certain instances. we do not share your personal information in those instances.
Contact us: If you have any questions about this privacy notice, please contact us at: Stewart Title Guaranty Company,
1360 Post Oak Blvd., Ste.100, Privacy Officer, Houston, Texas 77066
File No.: 1197178 Revised 01-01-2020
Effective Date: January 1, 2020
Privacy Notice for California Residents
Pursuant to the California Consumer Privacy Act of 2018 ('CCPA"), Stewart Information Services Corporation and its subsidiary companies
(collectively, "Stewart") are providing this Privacy Notice for Callfornla Residents ("CCPA Notice"). This CCPA Notice supplements the
information contained in Stewart's existing privacy notice and applies solely to all visitors, users and others who reside in the State of
California or are considered California Residents ("consumers' or "you"). Terms used but not defined shall have the meaning ascribed to them
in theCCPA.
Information Stewart Collects
Stewart collects information that identifies, relates to, describes, references, is capable of being associated with, or could reasonably be linked,
directly or indirectly. with a particular consumer, household, or device. Most of the information that Stewart collects in the course of its regular
business is a I ready protected pursuant to the Gramm-Leach-Bliley Act (GLBA). Additionally, much of this information comes from government
records or other information already in the public domain. Personal information under the CCPA does not include:
• Publicly available information from government records.
• Deidenlified or aggregated consumer information.
• Certain personal information protected by other sector-specific federal or California laws, including but not limited to the Fair Credit
Reporting Act (FCRA), GLBA and California Financial Information Privacy Act (FIPA).
Specifically, Stewart has collected the following categories of personal information from consumers within the last twelve (12) months:
Category Examples Collected?
A real name, alias, postal address, unique personal identifier, online identifier, Internet
A. Identifiers. Protocol address, email address, account name, Social Security number, driver's YES
icense number, passport number, or other similar identifiers.
A name, signature, Social Security number, physical characteristics or description,
B. Personal information categories address, telephone number, passport number, driver's license or slate identification
isled in the California Customer Icard number, insurance policy number, education, employment, employment history, YES Records statute (Cal. Civ. Code§ ~ank account number, credit card number, debit card number, or any other financial
1798.S0(e}) information, medical information, or health insurance information. Some personal
information included in this category may overlap with other categories.
IAge (40 years or older), race, color, ancestry, national origin, citizenship, religion or
C. Protected classification icreed, marital status, medical condition, physical or mental disability, sex (including
~haracteristics under California or 19ender, gender identity, gender expression, pregnancy or childbirth and related YES
Jederal law. !medical conditions). sexual orientation, veteran or military status, genetic information
(including familial genetic information).
0. Commercial information. Records of personal property, products or services purchased, obtained, or YES 1COnsidered, or other purchasing or consuming histories or tendencies.
!Genetic, physiological, behavioral, and biological characteristics. or activity patterns
E. Biometric information. used to extract a template or other identifier or identifying information, such as, YES lfingerprints, faceprints, and voiceprints, iris or retina scans, keystroke. gait, or other
physical patterns, and sleep, health, or exercise data.
11="_ Internet or other similar network Browsing history, search history. information on a consumer's interaction with a YES !activity. website, application, or advertisement.
~ Geolocation data. Physical location or movements. YES
H Sensory data . Audio, electronic, visual, thermal, olfactory, or similar information. YES
. Professional or employment-related Current or past job history or performance evaluations. YES nformalion.
J. Non-public education information Education records directly related to a student maintained by an educational institution
per the Family Educational Rights and or party acting on its behalf, such as grades, transcripts, class lists, student schedules, YES Privacy Act (20 U .S.C. Section 1232g, student identification codes, student financial information, or student disciplinary
~ C.F.R. Part 99)). records.
K. Inferences drawn from other Profile reflecting a person's preferences, characteristics, psychological trends, YES personal information. predispositions, behavior, attitudes, intelligence, abilities, and aptitudes.
File No.: 1197178 Revised 01-01-2020
Stewart obtains the categories of personal information listed above from the following categories of sources:
• Directly and indirectly from customers, their designees or their agents (For example, realtors, lenders, attorneys, etc.)
• Directly and indirectly from activity on Stewart's website or other applications.
• From third-parties that interact with Stewart in connection with the services we provide.
Use of Personal Information
Stewart may use or disclose the personal information we collect for one or more of the following purposes:
• To fulfill or meet the reason for which the information is provided.
• To provide, support, personalize, and develop our website, products, and services.
• To create, maintain, customize, and secure your account with Stewart.
• To process your requests, purchases, transactions, and payments and prevent transactional fraud.
• To prevent and/or process claims.
• To assist third party vendors/service providers who complete transactions or perform services on Stewart's behalf.
• As necessary or appropriate to protect the rights, property or safety of Stewart, our customers or others.
• :ro provide you with support and to respond to your inquiries, including to investigate and address your concerns and monitor and
improve our responses.
• To personalize your website experience and to deliver content and product and service offerings relevant to your interests, including
targeted offers and ads through our website, third-party sites, and via email or text message (with your consent, where required by
law).
• To help maintain the safety, security, and integrity of our website, products and services, databases and other technology assets,
and business.
• To respond to law enforcement or regulator requests as required by applicable law, court order, or governmental regulations.
• Auditing for compliance with federal and state laws, rules and regulations.
• Performing services including maintaining or servicing accounts, providing customer service, processing or fulfilling orders and
transactions, verifying customer information, processing payments, providing advertising or marketing services or other similar
services
• To evaluate or conduct a merger, divestiture, restructuring, reorganization, dissolution, or other sale or transfer of some or all of our
assets, whether as a going concern or as part of bankruptcy, liquidation, or similar proceeding, in which personal information held by
us is among the assets transferred.
Stewart will not collect additional categories of personal information or use the personal information we collected for materially different,
unrelated, or incompatible purposes without providing you notice.
Disclosure of Personal Information to Affiliated Companies and Nonaffiliated Third Parties
Stewart does not sell your personal information to nonaffiliated third parties. Stewart may share your information with those you have
designated as your agent in the course of your transaction (for example, a realtor or a lender). Stewart may disclose your personal
information to a third party for a business purpose. Typically, when we disclose personal information for a business purpose, we enter a
contract that describes the purpose and requires the recipient to both keep that personal information confidential and not use ii for any
purpose except performing the contract.
We share your personal information with the following categories of third parties:
• Service providers and vendors (For example, search companies, mobile notaries, and companies providing crediVdebit card
processing, billing, shipping, repair, customer service, auditing, marketing, etc.)
• Affiliated Companies
• Litigation parties and attorneys, as required by law.
• Financial rating organizations, rating bureaus and trade associations.
• Federal and State Regulators, law enforcement and other government entities
In the preceding twelve (12) months, Stewart has disclosed the following categories of personal information for a business purpose:
Category A: Identifiers
Category B: California Customer Records personal information categories
Category C: Protected classification characteristics under California or federal law
Category D: Commercial Information
Category E: Biometric Information
Category F: Internet or other similar network activity
Category G: Geolocation data
Category H: Sensory data
Category I: Professional or employment-related infonnation
Category J: Non-public education information
Category K: Inferences
Consumer Rights and Choices
The CCPA provides consumers (California residents) with specific rights regarding their personal information. This section describes your
CCPA rights and explains how to exercise those rights.
File No.: 1197178 Revised 01-01-2020
Access to Specific Information and Data Portability Rights
You have the right lo request that Stewart disclose certain information lo you about our collection and use of your personal information
over the past 12 months. Once we receive and confirm your verifiable consumer request, Stewart will disclose to you:
• The categories of personal information Stewart collected about you.
• The categories of sources for the personal information Stewart collected about you.
• Stewart's business or commercial purpose for collecting that personal information.
• The categories of third parties with whom Stewart shares that personal information.
• The specific pieces of personal information Stewart collected about you (also called a data portability request).
If Stewart disclosed your personal data for a business purpose, a listing identifying the personal information categories that each
category of recipient obtained.
Deletion Request Rights
You have the right to request that Stewart delete any of your personal information we collected from you and retained, subject to certain
exceptions. Once we receive and confirm your verifiable consumer request, Stewart will delete {and direct our service providers to delete)
your personal information from our records, unless an exception applies.
Stewart may deny your deletion request if retaining the information is necessary for us or our service providers to:
1. Complete the transaction for which we collected the personal information, provide a good or service that you requested, lake actions
reasonably anticipated within the context of our ongoing business relationship with you, or otherwise perform our contract with you.
2. Detect security incidents, protect against malicious, deceptive, fraudulent, or illegal activity, or prosecute those responsible for such
activities.
3. Debug products to identify and repair errors that impair existing intended functionality.
4. Exercise free speech, ensure the right of another consumer to e;,;ercise their free speech rights, or exercise another right provided for
bylaw.
5. Comply with the California Electronic Communications Privacy Act (Cal Penal Code§ 1546 seq.).
6. Engage in public or peer-reviewed scientific, historical, or statistical research in the public interest that adheres to all other applicable
ethics and privacy laws, when the information's deletion may likely render impossible or seriously impair the research's achievement,
if you previously provided informed consent.
7. Enable solely internal uses that are reasonably aligned with consumer expectations based on your relationship with us.
8. Comply with a legal obligation.
9. Make other internal and lawful uses of that information that are compatible with the context in which you provided it.
Exercising Access, Data Portability, and Deletion Rights
To exercise the access, data portability, and deletion rights described above, please submit a verifiable consumer request to us either:
• Calling us Toll Free at 1-866-571-9270
• Emailing us at Pnvacyrequest@stewart.com
• Visiting http.1/stewart.com/ccpa
Only you, or someone legally authorized lo act on your behalf, may make a verifiable consumer request related to your personal information.
You may also make a verifiable consumer request on behalf of your minor child.
To designate an authorized agent, please contact Stewart through one of the methods mentioned above.
You may only make a verifiable consumer request for access or data portability twice within a 12-month period. The verifiable consumer
request must:
• Provide sufficient information that allows us lo reasonably verify you are the person about whom we collected personal information or an
authorized representative.
• Describe your request with sufficient detail that allows us to properly understand, evaluate, and respond to ii.
Stewart cannot respond to your request or provide you wrth personal information if we cannot verify your identity or authority to make the
request and confirm the personal information relates to you.
Making a verifiable consumer request does not require you to create an account with Stewart
Response Timing and Formal
We endeavor to respond to a verifiable consumer request within forty-five (45) days of its receipt. If we require more time (up to an additional
45 days}, we will inform you of the reason and extension period in writing.
File No.: 1197178 Revised 01--01-2020
A written response will be delivered by mail or electronically, al your option
Any disclosures we provide will only cover the 12-month period preceding the verifiable consumer request's receipt The response we provide
will also explain the reasons we cannot comply with a request, if applicable. For data portability requests, we will select a format to provide
your personal information that is readily useable and should allow you lo transmit the information from one entity to another entity without
hindrance.
Stewart does not charge a fee lo process or respond to your verifiable consumer request unless it is excessive, repetitive, or manifestly
unfounded. If we determine that the request warrants a fee, we will tell you why we made that decision and provide you with a cost estimate
before completing your request.
Non-Discrimination
Stewart will not discriminate against you for exercising any of your CCPA rights. Unless permitted by the CCPA, we will not:
• Deny you goods or services.
• Charge you a different prices or rates for goods or services, including through granting discounts or other benefits, or imposing
penalties.
• Provide you a different level or quallty of goods or services.
• Suggest that you may receive a different price or rate for goods or services or a different level or quality of goods or services.
Changes to Our Privacy Notice
Stewart reserves the right to amend this privacy notice at our discretion and at any time. When we make changes to this privacy notice, we
will post the updated notice on Stewart's website and update the notice's effective date. Your continued use of Stewart's website
following the posting of changes constitutes your acceptance of such changes.
Contact Jnformalion
If you have questions or comments about this notice. the ways in which Stewart collects and uses your information described here, your
choices and rights regarding such use, or wish to exercise your rights under California law, please do not hesitate to contact us at:
Phone:
Website:
Email:
Toll Free at 1-866-571-9270
http://stewart.com/ccpa
Privacyreq uesl@stewart.com
Postal Address: Stewart Information Services Corporation
File No .. 1197178
Attn: Mary Thomas. Deputy Chief Compliance Officer
1360 Post Oak Blvd, Ste. 100, MC #14-1
Houston, TX 77056
Revised 01·01-2020
Stewart Title Guaranty Company Privacy Notice
Stewart Title Companies
WHAT DO THE STEWART TITLE COMPANIES DO WITH YOUR PERSONAL INFORMATION?
Federal and applicable stale law and regulatlons give consumers the right to limit some but not all sharing. Federal and applicable slate
Jaw regulations also require us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to
understand how we use your personal information. This privacy notice is distributed on behalf of the Stewart Title Guaranty Company and
its title affiliates (the Stewart Title Companies), pursuant to Title V of the Gramm-Leach-Bliley Act (GLBA).
The types of persona! information we collect and share depend on the product or service that you have sought through us. This
information can include social security numbers and driver's license number.
All financial companies, such as the Stewart Title Companies, need to share customers' personal information to run their everyday
business-to process transactions and maintain customer accounts. Jn the section below, we list the reasons that we can share
customers' personal information; the reasons that we choose lo share; and whether you can limit this sharing.
Reasons we can share your personal infonnation. Do we share Can you limit this sharing?
For our everyday business purposes-to process your transactions
and maintain your account. This may include running the business and
Yes No managing customer accounts. such as processing transactions,
mailing, and auditing services, and responding to court orders and legal
investigations.
For our marketing purposes-to offer our products and services to Yes No
you.
For joint marketing with other financial companies No We don1 share
For our affillatn' everyday business purposes----inlonnation about
your transactions and e~periences. Affiliates are companies related by
common ownership or control. They can be financial and non-financial Yes No companies. Our affiliates may include companies with a Stewart name;
financial companies, such as Stewart Title Company
For our affiliates' everyday business purposes-information about No We don't share your creditworthiness.
For our afflHates to mark.at to you -For your convenience, Stewart Yes Yes. send your first and last name, the email
has developed a means for you to opt out from its affiliates marketing address used in your transaction. your Stewart file
even though such mechanism is not legally required. number and the Stewart office location that is
handling your transaction by email to
optout@stewart.com or fax to
1-800-335--9591.
For non-affiliates to market to you. Non-affiliates are companies not No We don't share related by common ownership or control. They can be financial and
non-financial companies.
We may disclose your personal information to our affiliates or to non-affiliates as permitted by law. If you request a transaction with a
non-affiliate, such as a third party insurance company, we will disclose your personal information to that non-affiliate. [We do not control
their subsequent use of information, and suggest you refer to their privacy notices.]
SHARING PRACTICES
How often do the Stewart Title Companies notify me We must notify you about our sharing practices when you request a transaction.
about their practices?
How do the Stewart Title Companies protect my To protect your personal information from unauthorized access and use, we use
personal Information? security measures that comply with federal law. These measures include
computer, file, and building safeguards.
How do the Stewart Title Companies collect my We collect your personal information, for example, when you
personal information? request insurance-related services
provide such information to us
We also collect your personal information from others, such as the real estate
agent or lender involved in your transaction, credit reporting agencies, affiliates
or other companies.
What sharing can I limit? Although federal and state law give you the right to limit sharing (e.g., opt out) in
certain instances, we do not share your personal infonnatlon in those instances.
Contact us: If you have any questions about this privacy notice, please contact us at: Stewart Title Guaranty Company,
1360 Post Oak Blvd., Ste. 100, Privacy Officer, Houston, Texas 77056
File No.: 1197178 Revised 01-01-2020
Effective Date: January 1, 2020
Privacy Notice for California Residents
Pursuant to the California Consumer Privacy Act of 2018 ("CCPA"), Stewart Information Services Corporation and its subsidiary companies
(collectively, "Stewart") are providing this Privacy Notice for California Residents ("CCPA Notice"). This CCPA Notice supplements the
information contained in Stewart's existing privacy notice and applies solely to all visitors, users and others who resfde in the State of
California or are considered California Residents ("consumers" or "you"). Terms used but not defined shall have the meaning ascribed to them
in the CCPA.
Information Stewart Collects
Stewart collects information that identifies. relates to, describes, references, is capable of being associated with, or could reasonably be linked,
directly or indirectly, with a particular consumer, household, or device. Most of the information that Stewart collects in the course of its regular
business is already protected pursuant to the Gramm-Leach-Bliley Act (GLBA). Additionally, much of this information comes from government
records or other information already in the public domain. Personal information under the CCPA does not include:
• Publicly available information from government records.
• Deidentified or aggregated consumer information.
• Certain personal information protected by other sector-specific federal or California laws, including but not limited to the Fair Credit
Reporting Act (FCRA), GLBA and California Financial Information Privacy Act (FIPA).
Specifically. Stewart has collected the following categories of personal information from consumers within the last twelve (12) months:
Category Examples Collected?
~ real name, alias, postal address, unique personal identifier, on line identifier. Internet
A. Identifiers. Protocol address, email address, account name, Social Security number, driver's YES
license number, passport number, or other similar identifiers.
A name, signature, Social Security number, physical characteristics or description,
B. Personal information categories address, telephone number, passport number, driver's license or stale identification
isted in the California Customer Icard number, insurance policy number, education, employment, employment history, YES Records statute (Cal. Civ. Code§ ~ank account number, credit card number, debit ca rd number, or any other financial
1798.80(e)). information, medical information, or health insurance information. Some personal
'nformation included in this category may overlap with other categories.
Age (40 years or older), race, color, ancestry. national origin, citizenship, religion or t. Protected classification K:reed, marrtal status, medical condition, physical or mental disability, sex (including
~haracteristics under California or ~ender, gender identity, gender expression, pregnancy or childbirth and related YES
federal law. medical conditions), sexual orientation, veteran or military status, genetic information
(including familial genetic information).
D. Commercial information. Records of personal property, products or services purchased, obtained, or YES considered, or other purchasing or consuming histories or tendencies.
Genetic, physiological, behavioral, and biological characteristics, or activity patterns
E. Biometric information. used to extract a template or other identifier or identifying information, such as. YES fingerprints, faceprints, and voiceprints, iris or retina scans, keystroke, gait, or other
physical patterns, and sleep, health, or exercise data.
-=-. Internet or other similar network Browsing history, search history, information on a consumer's interaction with a YES activity. website, application, or advertisement.
G. Geolocation data. Physical location or movements. YES
H. Sensory data. Audio, electronic, visual, thermal, olfactory, or similar information. YES
. Profession a I or employment-related Current or past job history or performance evaluations. YES nformalion.
J. Non-public education information Education records directly related to a student maintained by an educational institution
per the Family Educational Rights and or party acting on its behalf, such as grades, transcripts, class lists, student schedules, YES Privacy Act (20 U.S.C. Section 1232g, student identification codes, student financial information, or student disciplinary
34 C.F .R Part 99)). records.
K. Inferences drawn from other Profile reflecting a person's preferences, characteristics, psychological trends, YES personal information. tpredispositions, behavior, attitudes, intelligence, abilities. and aptitudes.
File No.: 1197178 Revised 01-01-2020
Stewart obtains the categories of personal information listed above from the following categories of sources:
• Directly and indirectly from customers, their designees or their agents (For example, realtors, lenders, attorneys, etc.)
• Directly and indirectly from activity on Stewart's website or other applications.
• From third-parties that interact with Stewart in connection with the services we provide.
Use of Personal Information
Stewart may use or disclose the personal information we collect for one or more of the following purposes:
• To fulfill or meet the reason for which lhe information is provided.
• To provide, support, personalize, and develop our website. products, and services.
• To create, maintain, customize, and secure your account with Stewart.
• To process your requests, purchases, transactions, and payments and prevent transactional fraud.
• To prevent and/or process claims.
• To assist third party vendors/service providers who complete transactions or perform services on Stewart's behalf.
• As necessary or appropriate to protect the rights, property or safety of Stewart, our customers or others.
• To provide you with support and to respond to your inquiries, including to investigate and address your concerns and monitor and
improve our responses.
• To personaHze your website experience and to deliver content and product and service offerings relevant to your interests, including
targeted offers and ads through our website, third-party sites, and via email or text message (with your consent, where required by
law).
• To help maintain the safety, security, and integrity of our website. products and services, databases and other technology assets,
and business.
• To respond to law enforcement or regulator requests as required by applicable law, court order, or governmental regulations.
• Auditing for compliance with federal and state laws, rules and regulations.
• Performing seNices including maintaining or servicing accounts, providing customer service, processing or fulfilling orders and
transactions, verifying customer information, processing payments, providing advertising or marketing services or other similar
services.
• To evaluate or conduct a merger, divestiture, restructuring, reorganization, dissolution, or other sale or transfer of some or all of our
assets, whether as a going concern or as part of bankruptcy, liquidation, or similar proceeding, in which personal information held by
us is among the assets transferred.
Stewart will not collect additional categories of personal information or use the personal information we collected for materially different,
unrelated, or incompatible purposes without providing you notice.
Disclosure of Personal Information to Affiliated Companies and Nonaffiliated Third Parties
Stewart does not sell your personal information to nonaffiliated third parties. Stewart may share your information with those you have
designated as your agent in the course of your transaction {for example, a realtor or a lender). Stewart may disclose your personal
information to a third party for a business purpose. Typically, when we disclose personal information for a business purpose, we enter a
contract that describes the purpose and requires the recipient to both keep that personal information confidential and not use it for any
purpose except performing the contract.
We share your personal information with the following categories of third parties:
• Service providers and vendors (For example, search companies, mobile notaries, and companies providing crediUdebit card
processing, billing, shipping, repair, customer service, auditing, marketing, etc.)
• Affiliated Companies
• Litigation parties and attorneys, as required by law.
• Financial rating organizations, rating bureaus and trade associations.
• Federal and State Regulators, law enforcement and other government entities
In the preceding twelve (12) months, Stewart has disclosed the following categories of personal information for a business purpose:
Category A: Identifiers
Category 8: California Customer Records personal information categories
Category C: Protected classification characteristics under California or federal law
Category D: Commercial Information
Category E: Biometric Information
Category F' Internet or other similar network activity
Category G· Geolocation data
Category H: Sensory data
Category I: Professional or employment-related information
Category J: Non-public education information
Category K: Inferences
Consumer Rights and Choices
The CCPA provides consumers (California residents) with specific rights regarding their personal information. This section describes your
CCPA rights and explains how to exercise those rights.
File No .. 1197178 Revised 01--01-2020
Access to Specific Information and Data Portability Rights
You have the right to request that Stewart disclose certain information to you about our collection and use of your personal information
over the past 12 months Once we receive and confirm your verifiable consumer request, Stewart will disclose lo you;
• The categories of personal information Stewart collected about you.
• The categories of sources for the personal information Stewart collected about you.
• Stewart's business or commercial purpose for collectlng that personal information.
• The categories of third parties with whom Stewart shares that personal information.
• The specific pieces of personal information Stewart collected about you (also called a data portability request).
• If Stewart disclosed your personal data for a business purpose, a listing identifying the personal information categories that each
category of recipient obtained.
Deletion Request Rights
You have the right to request that Stewart delete any of your personal information we collected from you and retained, subject to certain
exceptions. Once we receive and confirm your verifiable consumer request, Stewart will delete (and direct our service providers to delete)
your personal information from our records, unless an exception applies.
Stewart may deny your deletion request if retaining the information is necessary for us or our service providers to:
1. Complete the transaction for which we collected the personal information, provide a good or service that you requested, take actions
reasonably anticipated within the context of our ongoing business relationship with you, or otherwise perform our contract with you.
2. Detect security incidents, protect against malicious, deceptive, fraudulent, or illegal activity, or prosecute those responsible for such
activities.
3. Debug products lo identify and repair errors that impair existing intended functionality.
4. Exercise free speech, ensure the right of another consumer to exercise their free speech rights, or exercise another right provided for
bylaw.
5. Comply with the California Electronic Communications Privacy Act (Cal. Penal Code§ 1546 seq.).
6 Engage in public or peer-reviewed scientific, historical, or statistical research in the publlc interest that adheres to all other applicable
ethics and privacy laws, when the information's deletion may likely render impossible or seriously impair the research's achievement,
if you previously provided informed consent.
7. Enable solely internal uses that are reasonably aligned with consumer expectations based on your relationship with us.
8. Comply with a legal obligation.
9. Make other internal and lawful uses of that information that are compatible with the context in which you provided it.
Exercising Access Data Portability and Deletion Rights
To exercise the access, data portability, and deletion rights described above, please submit a verifiable consumer request to us either:
• Calling us Toll Free at 1-866-571-9270
• Emailing us at Privacyreguest@stewart.com
• Visiting http'llstewart.com/ccpa
Only you, or someone legally authorized to act on your behalf, may make a verifiable consumer request related lo your personal information.
You may also make a verrfiable consumer request on behalf of your minor child.
To designate an authorized agent, please contact Stewart through one of the methods mentioned above.
You may only make a verifiable consumer request for access or data portability twice within a 12-month period. The verifiable consumer
request must:
• Provide suff1c1ent information that allows us to reasonably verify you are the person about whom we collected personal information or an
authorized representative.
• Describe your request with sufficient detail that allows us to properly understand, evaluate, and respond to it.
Stewart cannot respond to your request or provide you with personal information if we cannot verify your identity or authority to make the
request and confirm the personal information relates to you.
Making a verifiable consumer request does not require you to create an account with Stewart.
Response Timing and Format
We endeavor to respond to a verifiable consumer request within forty-five (45) days of its receipt. If we require more time (up to an additional
45 days), we will inform you of the reason and extension period in writing.
File No. 1197178 Revised 01-01-2020
A written response will be delivered by mail or electronically, at your option.
Any disclosures we provide will only cover the 12-month period preceding the verifiable consumer request's receipt. The response we provide
will also explain the reasons we cannot comply with a request, if applicable. For data portability requests, we will select a format to provide
your persona! information that is readily useable and should allow you to transmit the information from one entity to another entity without
hindrance.
Stewart does not charge a fee to process or respond to your verifiable consumer request unless it is excessive, repetitive, or manifestly
unfounded. If we determine that the request warrants a fee, we will tell you why we made that decision and provide you with a cost estimate
before completing your request.
Non-Discrimination
Stewart will not discriminate against you for exercising any of your CCPA rights. Unless permitted by the CCPA, we will not:
• Deny you goods or services.
• Charge you a different prices or rates for goods or services, including through granting discounts or other beneffls, or imposing
penalties.
• Provide you a different level or quality of goods or services.
• Suggest that you may receive a different price or rate for goods or services or a different level or quality of goods or services.
Changes to Our Privacy Notice
Stewart reserves the right to amend this privacy notice at our discretion and at any time. When we make changes to this privacy notice, we
will post the updated notice on Stewart's website and update the notice's effective date. Your continued use of Stewart's website
following the posting of changes constitutes your acceptance of such changes.
Contact Information
If you have questions or comments about this notice, the ways in which Stewart collects and uses your information described here, your
choices and rights regarding such use, or wish to exercise your rights under California law, please do not hesitate to contact us at:
Phone:
Website:
Email:
Toll Free at 1-866-571-9270
htlp:lfstewart.comlccpa
Privacyrequest@slewart.com
Postal Address: Stewart Information Services Corporation
File No.: 1197178
Attn: Mary Thomas, Deputy Chief Compliance Officer
1360 Post Oak Blvd., Ste. 100, MC #14-1
Houston, TX 77056
Revised 01-01-2020
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