HomeMy WebLinkAbout2025-04-15; City Council; 07; State Housing Law and LegislationCA Review CKM
Meeting Date: April 15, 2025
To: Mayor and City Council
From: Geoff Patnoe, City Manager
Staff Contact: Cindie K. McMahon, City Attorney
cindie.mcmahon@carlsbadca.gov, 442-339-2891
Jeff Murphy, Community Development Director
jeff.murphy@carlsbadca.gov, 442-339-2783
Jason Haber, Intergovernmental Affairs Director
jason.haber@carlsbadca.gov, 442-339-2958
Subject: State Housing Law and Legislation
Districts: All
Recommended Action
Receive a report regarding recent developments in state housing law and a report regarding
pending state housing legislation and the city’s advocacy efforts.
Executive Summary
In recent years, the state legislature has passed numerous laws intended to stimulate housing
production and remove perceived local impediments to housing production. Margaret Sohagi, a
Principal in Meyers Nave’s Land Use and Environmental Law practice group, will provide a
report on recent developments in state housing law and Sharon Gonsalves, Managing Director
of California Public Policy Group, will provide a report on pending state housing legislation and
the city’s advocacy efforts. Topics discussed will include:
• California Environmental Quality Act exemptions
• Housing Accountability Act
• Density Bonus Law
• Mitigation fees
The report will be general and educational and will not include a discussion of specific projects
within the city or litigation involving the city.
Fiscal Analysis
The funding for this report is included in the fiscal year 2024-2025 budget. No additional
funding is being requested.
April 15, 2025 Item #7 Page 1 of 22
Environmental Evaluation
The proposed action is not a “project” as defined by California Environmental Quality Act
Section 21065 and CEQA Guidelines Section 15378(b)(5) and does not require environmental
review under CEQA Guidelines Section 15060(c)(3) and 15061(b)(3) because the proposed
action to report on state housing law and legislation is an organizational or administrative
government activity that does not involve any commitment to any specific project which may
result in a potentially significant physical impact on the environment. Any subsequent action or
direction stemming from the proposed action may require preparation of an environmental
document in accordance with CEQA or the CEQA Guidelines.
Exhibits
1.Information Bulletin IB-198 – The Housing Challenge
2.Information Bulletin IB-150 – California Environmental Quality Act
3.Information Bulletin IB-112 – Density Bonus
April 15, 2025 Item #7 Page 2 of 22
Community Development Department | 1635 Faraday Ave. | Carlsbad, CA 92008 | www.carlsbadca.gov
The Housing Challenge
IB-198
The high cost of housing in California, especially in
coastal cities, has been a concern for decades. New
housing built over the past 10 years is only about half
as much as what projections say is needed. This lack of supply has created greater demand and higher
prices. According to the Public Policy Institute of
California, in 2004, 31% of Californians said housing
was causing a financial strain. By 2019, that number
jumped to 52%, resulting in what many are calling a statewide housing crisis.
In response, the state legislature has increasingly
flexed its authority and adopted --- and continues to
adopt --- legislation that makes it easier and quicker
for homes to be built, while simultaneously reducing
a city’s ability to say, “no.”
To better understand the housing challenges in
Carlsbad, this info-bulletin will cover the following
topic points.
•Contributing factors behind the housing crisis
•Implications if the housing crisis not addressed
•How the city is accommodating housing needs
•State legislature’s reaction to the housing crisis
•Consequences of ignoring state housing laws
THE HOUSING CRISIS
State of California
California is one of the most populous states in the
nation and home to Silicon Valley technology,
Hollywood movie stars and Napa Valley wines. From
its stunning coastlines to soaring mountains, the
diverse scenery in this state is unlike anything else in
the nation. And the great weather allows folks to
enjoy outdoor amenities pretty much all year round.
But it all comes at a cost.
California’s cost of living is among the highest in the
U.S., hovering around 40% higher than the national
average1. There are several contributing factors to
California’s high living costs including state taxes,
state regulations, healthcare, food, utilities…and the
availability of affordable housing.
Consider…
For the past 66 years, population growth in California
experienced a net gain of 24.1 million people, which
equates to an average annual increase of 2.5%2.
Focusing on the last 10 years, an average of 80,000
housing units have been built per year, far below the
160,000 units needed annually to keep up with the
population. This projected need already considers the
fact that California’s population decreased an average
of 0.4% each year between 2020 and 2023.
Low production has not always been the case. From
1955 to 1990, more than 200,000 homes were built
annually in California, and a much greater percentage
were multifamily (apartments and condos), in
contrast to the more recent focus on larger unit
residential development. This lack of supply greatly
affects housing affordability.
Without an adequate supply of housing, basic
market/demand principles prevail, resulting in
increased home prices. For housing costs to be
considered affordable, financial experts advise that a
family’s monthly rent/mortgage payment should not
Documents Referenced
Informational Bulletins; Library
Housing Element Annual Progress Reports; Library
State HCD Certification; Letter
Accessory Dwelling Units; IB-111
State Density Bonus; IB-112
Carlsbad Housing Element; IB-137
AB 2097 Relaxed Parking Standards; IB-131
SB 330 Housing Crisis Act; IB-132
AB 2011 Affordable Housing & High Roads Act; IB-134
SB 35 Multifamily Permit Streamlining; IB-135
SB 6 Middle-Class Housing Act; IB-136
Mills Act Program; IB-161
Accessory Dwelling Units, Unpermitted; IB-254
Objective Design Standards; IB-302
Exhibit 1
April 15, 2025 Item #7 Page 3 of 22
Page 2 of 6 IB-198_The Housing Challenge_October 2024
exceed 30% of their gross annual household income.
Anything more will negatively affect a family’s ability
to save money, prepare for unexpected financial
hardship, or even afford the things that make life
more enjoyable.
So, how affordable is housing in California?
Well…not very. The current average home price in
California is $787,0003. This equates to a monthly
mortgage of roughly $5,2354. The median monthly
rent for a typical apartment in California is $2,8635.
According to the U.S. Census Bureau, the median
household income in California is $91,5516. At this
income rate, for a family to afford an average priced
home in the state, almost 70% of their monthly
income would need to go toward their mortgage
payment --- close to 40% if they were renting.
City of Carlsbad
The housing challenges experienced at the state level
are even more significant in Carlsbad. The city offers
the charm of a small beach town with the
convenience and amenities of an established city,
including miles of coastline, ample open space,
beautiful parks, and a thriving innovation economy.
Living in such a desirable community is expensive. While California’s cost of living is roughly 40% above
the national average, Carlsbad is closer to 97% above
the national average1. Despite the costs, however,
the city’s population has increased roughly 2.7% each
year for the past 44 years, going from 35,500 people
in 1980 to 115,000 in 2024.
In response, home prices in the city have soared. The
current average home price in Carlsbad is
$1,565,0007, almost double the state price. This
equates to a monthly mortgage payment of roughly
$10,4004. The median rent for a typical apartment in
Carlsbad is currently $4,3508.
According to the U.S. Census Bureau, the median
household income in Carlsbad is $146,5969. Although
60% higher than the state reported household
income, for a family to afford an average priced home
in the city, almost 85% of their monthly income
would need to go toward their mortgage payment --
close to 36% if they were renting.
Implications & Impacts
Cities today are not approving enough housing to meet the projected needs, which is driving up prices
and causing a whole host of unintended
consequences – from employers not being able to
find enough workers, to adult children being priced
out of their hometowns, and an increase in people
experiencing homelessness for the first time. We
have seen all of these effects right here in Carlsbad.
These pressures have been cited regionally by several
companies as a contributing factor to relocating out
of San Diego or prioritizing growth in other areas. This
is not a new trend, but it has been exacerbated over
the last several years.
According to a study of San Diego County small businesses, the number one challenge for small
business owners is trouble finding workers (55% of
respondents noted this challenge). The third biggest
challenge is retaining workers (43% of respondents
noted this as a challenge). In a presentation given by the San Diego Regional Economic Development
Corporation, it was noted that a driving factor of these
challenges is the cost of living for workers. It was also
noted that these issues were not the top challenges
just five years ago.10
LOCAL HOUSING PLAN
State Requirements
Since 1969, California has required that all cities and
counties adequately plan for their share of the state’s
projected housing needs. While cities do not build
housing – that is the function of private developers –
they do adopt plans, regulations and programs that influence how and where housing development
occurs.
One of the most important housing policy documents
used by jurisdictions is the General Plan. The General
Plan serves as the “blueprint” for how a city will grow and develop and includes seven state required
chapters, referred to as “elements” --- land use,
transportation, conservation, noise, open space,
safety, and housing elements. Under state housing
laws, a jurisdiction’s Housing Element must:
April 15, 2025 Item #7 Page 4 of 22
IB-198_The Housing Challenge_October 2024 Page 3 of 6
• Provide goals, policies, quantified objectives and
scheduled programs to preserve, improve and
develop housing.
• Identify and analyze existing and projected
housing needs for all economic segments and
income levels of the community.
• Identify adequate properties that are zoned and
available within the eight-year housing cycle to
meet the city’s fair share of regional housing
needs at all income levels.
• Be certified (approved) by the State Department
of Housing and Community Development (HCD)
as complying with state law.
Carlsbad Housing Element
After a yearslong community outreach and
engagement effort, the City Council on April 6, 2021,
approved Resolution No. 2021-073, which introduced
the city’s eight-year housing plan ---The 2021-2029
Carlsbad Housing Element.
On July 13, 2021, the California Department of Housing & Community Development (HCD) issued a
letter certifying the city’s housing plan as being in
compliance with the minimum mandatory
requirements of state housing law.
The City of Carlsbad is happy to report that the city
remains in good standing with HCD and remains on
track to complete all required housing programs listed
in the Carlsbad Housing Element. This is important as
explained later in this bulletin. The city’s General Plan
& Housing Element Annual Progress Reports are
posted on the city’s website so the public can track the
city’s progress.
STATE’S RESPONSE
Over the past decade, the state legislature has
expanded and amended state law as part of the
overall recognition of the critically low volumes of
housing stock in California. In the state legislature’s
mind, local jurisdictions are not doing enough to
address the need for more affordable
housing.
According to the
state, this is, in part,
because growth and
development are
unpopular in many cities, and local elected officials
face pressure from their constituents to deny new
housing projects.
Most of the bills passed by the state make it easier
and faster for housing projects to be constructed
while limiting a local government’s ability to deny,
reduce the density of, or make infeasible those
housing projects. Some of the more significant state
laws are summarized below.
Density Bonus
In exchange for making some of the new units
affordable to low-income families (as few as 5% of the
units), state density bonus law gives a developer the
right to increase the total number of homes allowed
on a property, in some cases double the number of units allowed by a city. For example, if the city’s
general plan allows a maximum of 25 units on a
property, the state density bonus law allows the
In the state legislature’s
mind, local jurisdictions
are not doing enough to
address the need for
more affordable housing.
April 15, 2025 Item #7 Page 5 of 22
Page 4 of 6 IB-198_The Housing Challenge_October 2024
developer to build up to 50 units. The law also allows
developers to reduce city development standards,
such as setbacks and height limits when those
standards prevent the developer from achieving the
density allowed under state law. More info: IB-112
Accessory Dwelling Units
Over the past decade, the legislature has made
several modifications to state housing laws,
progressively making it easier and less expensive for
property owners to build accessory dwelling units,
often called ADUs. The state also passed a bill making
it possible to obtain a retroactive building permit for
an unpermitted accessory dwelling unit. More info: IB-111 & IB-254
Housing Accountability Act
The Housing Accountability Act (HAA) is a state law
limiting a local government’s decision-making
authority over certain housing development projects,
specifically, projects that include affordable housing
units. The state legislature first enacted the HAA in
1982.
Over the years, the legislature has amended the HAA,
which today involves a multitude of interconnected
and overlapping government code sections. Most
notably, the HAA requires cities to only apply objective
standards to development project (not subjective
standards open to interpretation) and set the
framework for The Builder’s Remedy, which is
discussed further in this bulletin.
Housing Crisis Act (SB 330)
The Housing Crisis Act (HCA), which amended the HAA,
set forth several pro-housing provisions, including
applicant vesting rights, shortened timelines to review
applications, limiting the number of public meetings (a
maximum of 5, including required community
meetings), and limitations on a city’s ability to deny a
housing project that meets established development
requirements. More info: IB-132
Relaxed Parking Requirements (AB 2097)
Restrictions imposed by the state legislature under AB
2097 limit the city’s ability to require minimum
parking standards on private development projects
when located within ½ mile from the Carlsbad or
Poinsettia Coaster Stations. More info: IB-131
Multifamily Permit Streamlining (SB 35)
SB 35, which became effective Jan. 1, 2018, adopted
several provisions designed to promote housing
production throughout the state, including a
streamlined, expedited ministerial (by-right) review
process for multifamily housing developments. More info: IB-135
Housing on Commercial Sites (SB 6 & AB 2011)
SB 6 (Middle-Class Housing Act) allows residential
development on property that is specifically
designated for onlycommercial use. SB 6 was adopted
the same year as AB 2011 (Affordable Housing and
High Roads Act), which also allows residential
development on commercial property. More info: IB-
134 & IB-136
CARLSBAD’S RESPONSE
In addition to the adoption of
the previously mentioned
Carlsbad Housing Element,
the City of Carlsbad has
taken steps to preserve as
much local control as
possible when it comes to new development.
Legislative Advocacy
The City Council established a Legislative
Subcommittee to work with city staff and the city’s
professional lobbyists to advocate for local interests at
the state and federal level. This includes promoting
legislation that preserves local control over land uses.
More info: Legislative Committee
Updated Growth Management Plan
The city has begun work on an updated growth
management plan to help protect our future quality of
life. The first step was a citizens committee that met
for over a year to review and suggest updates to current standards for things like parks, roads and
libraries. The City Council approved the committee’s
recommendations and directed staff to continue work
on the new plan. More info: GMP update
April 15, 2025 Item #7 Page 6 of 22
IB-198_The Housing Challenge_October 2024 Page 5 of 6
Objective Design Standards
In response to recent state housing regulations and to
strengthen local design regulations, the city has
established objective design standards for multifamily
housing and mixed-use development projects. This
helps ensure new projects better fit in with the
existing character. More info: IB-302
Preserving our History
The City Council approved a local Mills Act Program to
encourage the restoration and preservation of historic
buildings to honor Carlsbad's local history and
culture. Learn more about the historic preservation
process, incentives and programs. More info: IB-161
THE BUILDER’S REMEDY
State Authority Over Local Decisions
Under state law (§65589.5(j)(1)), a proposed housing
project that complies with a city’s land use regulations
(i.e., housing element, zoning, subdivision standards,
design criteria) cannot be denied unless the city finds
specific, adverse impacts to public health and safety.
The criteria for a “specific, adverse impact” are
difficult to meet.
Under the law, a “specific, adverse impact” means a
significant, quantifiable, direct, and unavoidable
impact, based on objective, identified written public
health or safety standards, policies, or conditions as
they existed at the time of application, and there is no
feasible method to satisfactorily mitigate or avoid the
adverse impact.
Put another way, simply stating that a proposed
housing project will increase traffic and result in
unsafe conditions is not enough to deny the
project…the traffic impacts must be quantified and
measured against established, published standards
that existed when the application was filed and there
must be no way to satisfactorily mitigate or avoid the
impact.
Court Challenges
As local control over land
use decisions continues to
be eroded by state laws,
some have asked why
jurisdictions don’t fight
back by legally challenging
those laws, or even ignoring them.
In approving these bills, the state legislature made
repeated findings that the lack of market-rate and
affordable housing is a critical problem that threatens
the economic, environmental and social quality of life
in California. There have been several legal challenges
to many of these pro-housing laws, most of which
involve a lawsuit filed following the approval or denial
of a housing project. Some of the more noteworthy
cases include Save Livermore Downtown v. City of
Livermore (‘22) and CA Renters Legal Advocacy &
Education Fund v. City of San Mateo (‘21).
This bulletin does not get into the merits of the legal
challenges, but the outcomes were virtually the
same…the courts affirmed the constitutionality of the
housing laws, and that their mandates are to be taken
seriously. The implications of not complying with the state housing laws, and the developer allowances
provided under state law are discussed below.
Dept. of Housing & Community Development
Assembly Bill 72, which passed in 2017, authorized the
California Department of Housing & Community
Development (HCD) to review “any action or failure to
act” by a city that it determines “inconsistent” with
the city’s adopted housing element or housing laws.
Under this provision, if HCD determines that a city’s
action or lack of action does not “substantially
comply” with state housing laws or the city’s adopted
housing element as certified by the state, then HCD
may revoke its certification of the city’s housing
element until it determines that the city has come into
compliance. Additionally, HCD may also notify the CA
Office of the Attorney General that the city is in
violation of state law, and that office may take legal
action against the city.
And the state is not shy in threatening jurisdictions, or
even acting upon their threat to decertify an adopted
housing elements if they find that the jurisdiction is failing to comply with state housing laws. For example:
• In spring 2024, Portola Valley became the first
city to have its housing element decertified.
State officials said the town's council had failed
April 15, 2025 Item #7 Page 7 of 22
Page 6 of 6 IB-198_The Housing Challenge_October 2024
to make the necessary changes in zoning to
accommodate its assigned housing numbers.
• In fall 2024 the Governor’s office announced that
the City of Norwalk’s housing element was
decertified for failure to approve affordable units
and passing legislation that banned shelters and housing for those at risk of homelessness.
• As of the writing of this bulletin, none of the
housing elements in the San Diego region have
been decertified, but there have been some
cities that have denied housing projects and
received threatening letters from HCD (Sample
NOV Letter) forcing them to reconsider their
actions.
Builder’s Remedy
State housing laws offer significant protections to
proposed development projects that include a certain
number of affordable units --- as low as 20% of the
total units in the project.
Pursuant to Govt. Code §65589.5(d), a jurisdiction
must make one of five findings to deny such housing
projects. One of those findings is a determination that
the project is inconsistent with both the zoning
ordinance and the land use designation as specified in
any general plan element.
Under the state’s eyes, a housing element that is not
certified by HCD is not enforceable, even if it was
officially adopted by the local legislative body (i.e., city
council). Without an enforceable housing element, a
jurisdiction is not able to make the above required
inconsistency finding.
This state law provision creates what has been coined
the “Builder’s Remedy.”
A city that does not have an HCD certified housing
element loses its authority to reject a proposed
housing project on the grounds that they are
inconsistent with local zoning and general plan
requirements…even if the city’s adopted zoning
designation expressly prohibits housing on a site.
Put another way, without a state approved housing
element developers are allowed to place an affordable
housing project pretty much anywhere in the city, with
limited say-so by the city council.
Developers are very much aware of Builder’s Remedy
and have applied the allowance in cities that lack a
certified housing element. For example:
• The City of San Jose received a Builder's Remedy
application initially proposing 3,500 homes to be
built on commercial property that was once
home to the city's flea market.
• The City of Palo Alto received a Builder's Remedy
application for a housing project that includes
177-foot-tall tower in a zone that limits
building height to 50 feet.
• Beverly Hills received upward of six Builder's
Remedy applications, one of which would
involve a 15-story apartment building on an existing parking lot.
• Locally, the City of Del Mar is struggling with a
Builder's Remedy application that proposes high
density residential development along Del Mar
bluffs, and the list goes on.
If the City of Carlsbad continues to follow its housing
element, complies with state housing laws and
approves projects consistent with its general plan, the
city will avoid the implications of Builder’s
Remedy…which means we continue to have a choice
where housing gets built and how much.
YOUR OPTIONS FOR SERVICE
To learn more please contact the Planning Division at
442-339-2600 or via email at
Planning@carlsbadca.gov.
CITATIONS
1 Council for Community & Economic Research (C2ER), January 2024.
2 United States Regional Economic Analysis Project. Retrieved from California vs. United States | Population Trends over 1958-2023 (reaproject.org)
x California’s Housing Future: Challenges and Opportunities, Final Statewide Housing Assessment 2025. Retrieved from SHA_Final_Combined.pdf (ca.gov)
3 California Housing Market Home Value (Zillow, July 2024). Retrieved from California Housing Market: 2024 Home Prices & Trends | Zillow
4 Assumes a 30-year mortgage, 7% interest, no money down.
5 California Rental Market (Zillow, July 2024). All bedroom types. Retrieved from Average Rental Price in California & Market Trends | Zillow Rental
Manager
6 U.S. Census Bureau. Retrieved from California - Census Bureau Profile
7 Carlsbad Housing Market Home Value (Zillow, July 2024). Retrieved from Carlsbad, CA Housing Market: 2024 Home Prices & Trends | Zillow
8 Carlsbad Rental Market (Zillow, July 2024). All bedroom types. Retrieved from Average Rental Price in Carlsbad, CA & Market Trends | Zillow Rental
Manager
9 U.S. Census Bureau. Retrieved from Carlsbad city, California - Census Bureau Profile
10 EDC, SBDC Research shows talent acquisition is greatest challenge to small
businesses (San Diego and Imperial County Small Business Development
Center Network and San Diego Regional Economic Development
Corporation, May 2024). Retrieved from
https://www.sandiegobusiness.org/blog/edc-sbdc-research-show-talent-
acquisition-is-greatest-challenge-to-small-businesses/
April 15, 2025 Item #7 Page 8 of 22
Community Development Department | 1635 Faraday Ave. | Carlsbad, CA 92008 | www.carlsbadca.gov
CALIFORNIA ENVIRONMENTAL
QUALITY ACT IB-150
The California Environmental Quality Act (CEQA) is one of
the most important state environmental protection laws
affecting project-related processing and decision-making
in the public sector. CEQA is an evolving policy that has
been updated by the state legislature and interpreted
by the courts many times over the years. As CEQA is
mainly a process, this Info-Bulletin outlines the city’s
processing requirements and CEQA’s role in
development. Visit our CEQA Website to review the
different city documents referenced in the bulletin.
BACKGROUND
The California Environmental Quality Act, which
became law in 1970, is our state’s landmark
environmental law. CEQA applies to all discretionary
actions undertaken or funded by a public agency. Its
basic purpose has been to foster transparency and
integrity in public decision-making so that
consideration is given to preventing or minimizing
damage public decisions may have on the environment
before the action is approved or carried out. CEQA’s
fundamental goals are relatively basic:
•Disclose the potential significant adverse impacts of
a project to the public and decision-making body.
•Prevent or minimize damage to the environment
through project alternatives and mitigate significant
impacts when feasible.
•Offer opportunities for the public and other
agencies to become involved in the review process.
•Require decision-makers to consider the balance
between development and the environment.
While there are several elements and components to
CEQA that help determine whether a project may
adversely impact the environment and what
requirements need to be met if impacts are identified,
CEQA regulatory authority essentially comes from two
complimentary state code sections.
CEQA STATUTE
CEQA’s legislative authority is rooted within Public
Resources Codes (PRC) §21000 – 21006 and sets forth
the overarching regulation and policy for environmental
review and protection. This is referred to as CEQA
statute.
CEQA GUIDELINES
CEQA Guidelines, which are periodically updated by the
Governor’s Office of Planning & Research (OPR) and the
California Natural Resources Agency (CNRA), are state
administrative regulations that public agencies follow in
order to show compliance with CEQA statute, applicable
court decisions, and practical planning considerations.
The regulatory authority for the guidelines are found in
the CA Code of Regulations (CCR) §15000 - 15387, which
set forth the steps on how to determine whether an
activity is subject to environmental review, what steps
are involved in the environmental review process, and
the required content of environmental documents.
CARLSBAD ENVIRONMENTAL PROCEDURES
The city adopted §19.04, which establishes the
procedures for evaluating the environmental impacts of
public and private projects and for administering the
city’s responsibility under CEQA. This chapter is intended
to supplement state CEQA guidelines.
Exhibit 2
April 15, 2025 Item #7 Page 9 of 22
Page 2 of 7 IB-150_Environmental Review July 2022
BASIC ELEMENTS OF CEQA REVIEW
CEQA is not a permit, and it does not grant cities any
new powers to regulate property. CEQA is a process
through which public agencies, project developers,
and general public must evaluate a project,
understand its environmental impacts, and develop
measures to reduce those impacts which must be
publicly vetted before a decision can be made. And as
with any process, there are steps that must be followed.
ONLY “PROJECTS” ARE SUBJECT TO CEQA
When the term “CEQA review” is used, visions of
technical studies and detailed analysis often come to
mind. In actuality, however, many city actions and
activities are either exempt from, or otherwise do not
require review under CEQA.
Before initiating any environmental review, the city must
first determine whether the action or activity being
considered even requires review under CEQA. City
actions and activities requiring review pursuant to CEQA
are referred to as a “project.” Sections §21065, §15378,
and §15060(c)(3) provide definitions, but generally, a
CEQA project includes any action taken by a public
agency where discretion is applied and if approved, the
action has the potential to cause one of the following:
•A direct physical change in the environment; or,
•A reasonably foreseeable indirect physical change in
the environment.
CERTAIN PROJECTS ARE EXEMPT FROM CEQA
If the action is found to be a project, the city then
determines whether the project is exempt under CEQA,
which there are three types of exemptions to consider.
•Statutory Exemptions
Statutory exemptions (§21080) are created by the
state legislature and found in CEQA Guidelines
§15260-15285. A project that falls within a statutory
exemption is not subject to CEQA even if it has the
potential to significantly affect the environment.
Common statutory exemptions applied to city
projects include the following:
o Ministerial (building) permits (§15268)
o Business licenses (§15268)
o Feasibility & planning studies (§15262)
o Emergency projects following disaster (§15269)
o Approval of new permit fees (§15273)
•Categorical Exemptions
Unlike statutory exemptions, which are adopted by
the California Legislature, state law (§21084) directs
the CRNA to adopt classes of projects that are
determined to not have a significant effect on the
environment (§15300-15333). Common categorical
exemptions applied by the city include the following:
o In-fill development (§15332)
o Leasing agreements (§15301)
o Minor alteration to land (§15304)
o Minor alteration of existing structures (§15301)
o Minor land divisions (§15315)
However, unlike statutory exemptions, under state
law a project that falls within a categorical
exemption may still not be exempt from CEQA under
the following conditions:
o Reasonable possibility of a significant effect on
the environment due to unusual circumstances;
o Significant cumulative impacts from projects of
the same type will result; or
o The project will have impacts on a “uniquely
sensitive environment.”
Regarding the above third condition, city code
(§19.04.070.B) provides specificity on what qualifies
as “uniquely sensitive environment” such as impacts
to sensitive, rare, endangered, or threatened
habitat, wetlands, hazardous materials,
archaeological or cultural resources, or other factors
requiring special review.
•Common Sense Exemptions
Common Sense Exemptions (§15061(c)) apply only
to projects where it can be seen with certainty that
there is no possibility that the activity in question
may have a significant effect on the environment.
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IB-150_Environmental Review July 2022 Page 3 of 7
INITIAL STUDY
If the project does not fall under an exemption, the city
then undertakes an “initial study” to determine what
type of environmental document is needed to support
the processing of the application. An initial study is a
preliminary analysis comprised of a series of questions
prepared by the “lead agency” (typically, the city) to
determine if the project may have a significant impact on
the specified environmental resource, thereby requiring
mitigation measures or project changes in order to
reduce the impacts to a level of less than significant (PRC
§21080(c); Guidelines §15063–15065)
Generally, the city utilizes the initial study template
found in Appendix G (Environmental Checklist Form) of
the CEQA Guidelines to assist city staff and
environmental consultants with the preparation and
analysis of environmental documents. Included in the
checklist are environmental issues presented in the form
of questions that are intended to identify the potential
impacts of proposed projects.
In terms of addressing potentially significant adverse
impacts, the impact threshold questions provided in
Appendix G may be used as guidelines to determine the
level of significance for any given impact, provided that
they are relevant to a project's environmental effects
and supplemented as necessary to address additional
environmental effects specific to the proposed project,
the project site, and its surroundings.
The preparation of the initial study should be based on a
comprehensive project description, initial research, site
visit, technical studies (if determined necessary), and
other available and relevant documentation.
GUIDELINES FOR DETERMINING SIGNIFICANCE
So, when is an impact “significant?” Good question. To
assist in determining whether a specific impact is
significant under CEQA, public agencies are encouraged
to develop administrative guidance often referred to as
thresholds of significance (Thresholds). Thresholds help
establish a clear bright line or standard for when a city
determines an impact is significant under CEQA. That is,
a threshold for a given environmental impact defines the
level above which the city will normally consider impacts
to be significant, and below which it will normally
consider impacts to be less than significant.
Thresholds may be defined either as quantitative or
qualitative standards, or sets of criteria, whichever is
most applicable to each specific type of environmental
impact. For example, quantitative criteria are often
applied to traffic, air quality, and noise impacts, while
aesthetic impacts are typically evaluated using
qualitative thresholds.
A city may gather and apply thresholds of significance
from a variety of places including, but not limited to,
general plan policies, ordinances, resolutions, other
agencies’ thresholds, and industry standards. Often
thresholds change in response to CEQA case law;
refinement of recognized scientific analysis of impact
thresholds; or changes in federal, state, and local
regulations. In some cases, a city may utilize project-
specific significance thresholds.
For Carlsbad, the city developed and maintains
Significance Determination Thresholds, which provide
general technical guidance in evaluating the potential
significance of a project’s impact on each environmental
issue listed in the Environmental Checklist Form.
April 15, 2025 Item #7 Page 11 of 22
Page 4 of 7 IB-150_Environmental Review July 2022
SCREENING CRITERIA
In another method similar to creating significance
thresholds, public agencies are encouraged to develop
“screening criteria” to help quickly and easily screen out
projects that are likely not to cause significant
environmental impacts. The city has developed and
maintains Screening Criteria for a few resources.
Projects that meet established screening criterion are
presumed to not have a significant environmental impact
on a particular environmental resource and therefore do
not require additional mitigation. In some cases,
applicants may need to prepare an analysis to prove that
their project meets established screening criteria.
Projects that do not meet the screening criteria may be
required to complete additional analysis (technical
studies) and compare the findings with the appropriate
threshold of significance and mitigate the impacts
accordingly.
TECHNICAL STUDIES
Technical studies are often required to assist in
preparing the initial study, or to determine and
document whether a project has a less than significant
impact. These studies may be prepared by staff or an
outside consultant. If prepared by a consultant, the study
shall be reviewed by city staff, or a third-party consultant
hired by the city.
To help ensure the quality, accuracy, and completeness
of technical reports and increase the efficiency of the
environmental review process and avoid unnecessary
time delays, the city encourages consultants to follow
the Report Format and Content Requirements for each
study type as established by the County of San Diego.
PREVENTING ENVIRONMENTAL DAMAGE
If potential adverse environmental impacts are
identified, the CEQA process next attempts to identify
ways to prevent or reduce these impacts to a level of less
than significant by requiring consideration of mitigation
measures. Pursuant to CCR §15370, mitigation includes:
o Avoiding the impact altogether by not taking a
certain action or parts of an action.
o Minimizing impacts by limiting the degree or
magnitude of the action and its implementation.
o Rectifying the impact by repairing, rehabilitating, or
restoring.
o Reducing or eliminating the impact over time by
preservation and maintenance operations during
the life of the action.
o Compensating for the impact by replacing or
providing substitute resources or environments.
Project revisions may also be utilized to reduce impacts,
with changes in design, location, operations, or scope.
Effective project revisions will achieve any or all of the
above objectives. In reaching its conclusions, the city
must use its own independent and objective judgment,
based on the information before it, to determine that
"clearly no significant effect on the environment would
occur" (PRC §21064.5).
Further, there must be evidence in the record as a whole
to support the conclusion that the level of mitigation or
project revision sufficiently avoids or eliminates a
potential significant effect. Upon approval, the city must
also adopt a mitigation monitoring or reporting program
(CCR §15097).
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IB-150_Environmental Review July 2022 Page 5 of 7
TYPES OF CEQA DOCUMENT PREPARED
Following completion of the initial study, the public
agency then must determine what type of environmental
document to prepare. CCR §15063, 15365; PRC
§21080.1, 21080.3
o Negative Declaration (ND)
This document is used for projects that will not
result in any significant impact on the environment.
CCR §15071
o Mitigated Negative Declaration (MND)
This document is reserved for projects where
specified mitigation measures are necessary in
order to reduce the impacts to a level of less than
significance. CCR §15071
o Environmental Impact Report (EIR)
This document is often reserved for projects that
cannot fully mitigate their impacts to a level of less
than significance. In order to approve the project,
the city must find, supported by substantial
evidence, that the economic and social benefits of
the project override any significant environmental
impacts that would result from the project,
commonly referred to as a Statement of Overriding
Consideration. PRC §21100/CCR §15120
KEY CEQA PROCESSING TIMELINES
Most permit processing timelines are driven by statute.
The section below highlights the most common
deadlines, but for more information on the entire
process flows for discretionary permits, refer to the
Community Development Department’s Permit &
Service Delivery Guide.
STARTS WITH A COMPLETE APPLICATION
The Permit Streamlining Act (CCR §65920 et seq) was
enacted in 1977 in order to expedite the processing of
permits for development projects by imposing time
limits within which local agencies must either approve or
disapprove permits. Once an application is submitted,
the city has 30 days to inform the applicant whether the
application is complete (CCR §15060(a), 15101).
If incomplete, the applicant addresses the deficiencies
and then resubmits the application, which starts a new
30-day review period. If the agency fails to inform the
applicant within the 30-day period, the application is
"deemed complete" (CCR §65943) and the city is limited
in requesting any new information from the applicant.
Environmental processing commences after a
development application is determined to be complete
for processing and the permit applicant provides the
necessary reports, studies, and documents required for
environmental review.
EXEMPTIONS
For projects that are eligible for a statutory, categorical,
or common-sense exemption.
•The project must be presented for decision within
60 days from date application is deemed complete.
•The Notice of Exemption (NOE) must be publicly
posted for five business days and appealed within
ten calendar days of the City Planner’s decision.
April 15, 2025 Item #7 Page 13 of 22
Page 6 of 7 IB-150_Environmental Review July 2022
•The decision-making authority for the discretionary
permit/action does NOT approve the use of the
exemption as part of their decision on the
discretionary permit and/or action; that
responsibility resides solely with the City Planner.
•The exemption determination and relevant findings
shall be made part of the recitals within the
approving resolution/ordinance that is prepared for
discretionary permit/action.
•The NOE is filed with the County Clerk within five
days following approval of the project. A timely
filed NOE establishes a 35-day statute of limitations
for challenging project approvals that are deemed
exempt, starting from the date the project was
approved. NOEs not timely filed extends the legal
filing period to 180 days.
•A determination that a project is “not a project”
under CEQA is not a formal exemption and City
Planner’s notice of determination and NOE are not
required.
NEGATIVE DECLARATIONS/MITIGATED ND
For projects that require a negative declaration (ND) or
mitigated negative declarations (MND).
•The ND or MND must be completed and presented
for decision within 180 days from the date when
the city finds the application complete. Timelines
may be longer depending on the timeliness of
submittals and resubmittals (§15109).
•Notice of Intent to Adopt must be posted for 20/30
days. Review and consultation period must be at
least 20 days. Review period extended when
ND/MND sent to state clearinghouse.
•Unlike exemptions, the decision-making authority
for the discretionary permit/action considers and
approves the ND or MND as part of their decision
on the discretionary permit and/or action.
•The environmental determination, relevant
findings, and required mitigation/monitoring shall
be incorporated into a separate approving
resolution and/or ordinance.
•In the staff report, the resolution on the
environmental determination shall be listed first,
followed by the resolution and/or ordinance
approving the project. The decision-maker can
approve both actions simultaneously.
•The Notice of Determination (NOD) must be filed
with the County Clerk within five days following
approval of the project. A timely filed NOD
establishes a 35-day statute of limitations for
challenging project approvals that are deemed
exempt, starting from the date the project was
approved. NOEs not timely filed extends the legal
filing period to 180 days.
ENVIRONMENTAL IMPACT REPORT
Projects requiring an Environmental Impact Report (EIR).
•An EIR must be completed and certified within 365
days of application completeness. Timelines may be
longer depending on the timeliness of submittals
and resubmittals (CEQA Guidelines 15109)
•Prepare/complete the Initial Study, determine
EIR required, and release a Notice of Preparation
(NOP). The NOP must be issued within 30 days of
determination and specify project.
•Notice of Completion to be filed with state
clearinghouse.
•Public review: Notices sent to affected agencies,
surrounding property owners, and requesting
individuals.
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IB-150_Environmental Review July 2022 Page 7 of 7
•Review and consultation period must be at least 30
days, 45 days when submitted to state
clearinghouse.
•Final EIR. Certification prior to project approval and
within one year from complete application
•Findings and Statement of Overriding Consideration
needed for approvals with remaining unmitigated
significant effects.
•EIR Notice of Determination to be filed within five
days of project approval.
•Statute of Limitations to challenge an EIR is 30 days.
Notwithstanding, city procedures provide that the time
limit to complete and approve, adopt, or certify the
environmental document may be extended once for not
more than 90 days upon consent of the applicant.
PUBLIC ENGAGEMENT
As previously noted, CEQA’s basic purpose has been to
foster transparency and integrity in public decision-
making so that consideration is given to minimizing
damage public decisions may have on the environment
before the action is approved or carried out. As such,
there are opportunities for the public to comment.
PUBLIC NOTICING
Public involvement starts when an application is filed
with the city and residents within 600 feet of the
project are notified. Any public comments following
that initial notification are used to help determine
what environmental impacts will be studied and what
type of environmental document will be needed. For
NDs, MNDs, and EIRs, there is a formal comment
period after the initial environmental document is
circulated, where the public is given an opportunity to
review and comment on the city’s environmental
findings and determinations.
PUBLIC HEARINGS
There are hearings, sometimes during and always
after the public comment period. Public hearing notice
requirements are covered by Government Code sections
§65090 and §65091. The possible approval, adoption, or
certification of the environmental assessment for NDs,
MNDs, and EIRs will be announced as part of the public
hearing notice provided for the discretionary action(s)
required for project approval. The public is invited to be
a part of this decision-making process.
DECISION-MAKING BODY DELIBERATIONS
[CEQA exempt projects excluded]
Before making its decision whether to
carry out the proposed project, the
decision-making body (i.e., Planning
Commission or City Council) needs to
independently review and consider all
relevant documents, reports, studies, or other materials
that comprise the full environmental assessment of the
project. The decision-makers must also review and
consider all written and oral evidence submitted to the
city in connection with the environmental assessment
and the proposed project itself. the decision-making
body should not approve a project as proposed if there
are feasible alternatives/mitigation measures available
which would substantially lessen the environmental
effects or unless specific economic, social, or other
conditions make the project alternatives or mitigation
measures infeasible, and specific findings of overriding
considerations have been made per CEQA.
APPROVING PROJECTS WITH IMPACTS
Although the State Legislature established policies
concerning the maintenance of a quality environment
and control of environmental pollution, the city also has
obligations to balance public objectives, including
economic and social factors, in determining whether and
how a project should be approved, conditionally
approved, or denied. In that regard, the decision-making
body may balance environmental objectives with
economic/social objectives in arriving at a final decision
by weighing any adverse environmental effects against
any positive effects/benefits to the public which could
result from the proposed project.
YOUR OPTIONS FOR SERVICE
Please contact the Planning Division at 442-339-2600 or
via email at Planning@carlsbadca.gov for more
information about environmental review and processing.
April 15, 2025 Item #7 Page 15 of 22
Community Development Department | 1635 Faraday Ave. | Carlsbad, CA 92008 | www.carlsbadca.gov
Density Bonus IB-112
This bulletin outlines the development allowances
provided under Govt. Code §65915, commonly
referred to as state density bonus law. The bulletin is
only intended to summarize the key provisions of
state law rather than cite them in total. The
document has been updated to include recent state
legislation, including AB 1287, the “middle-income
homes density bonus law,” which became effective
January 1, 2024.
BACKGROUND
State density bonus law allows a developer to
increase density (total number of homes) allowed on
a property above the maximum set under a city’s local land use plan (Carlsbad General Plan) by as
much as 100%. In addition, qualifying applicants can
also receive reductions in required development
standards such as setbacks and height limits when
those standards prevent the applicant from achieving the density allowed under state law. Other tools
include reduced or no parking requirements for
certain project types.
In exchange for these benefits, a certain number of
the new dwelling units within the development
project must be reserved for lower-income
households, seniors, or the other eligible affordable
housing projects.
Pursuant to Government Code §65915(a)(1), each
jurisdiction must adopt an ordinance that specifies
how compliance with density bonus law will be
implemented. Failure to adopt an ordinance does not
relieve the city from complying with state density
bonus law. As such, the city’s adopted ordinance,
Carlsbad Municipal Code §21.86, references state
mandates where appropriate (as opposed to
repeating state code requirements) and focuses more
on the permit processing requirements for density
bonus applications.
ELIGIBILITY
Any housing development that proposes five or more
units and incorporates at least one of the following is
eligible for a density bonus. Note: Accessory Dwelling
Units (ADUs) may be included as part of a single-family
or multi-family development, but ADUs do not count
towards/against the total density allowed under state
density bonus. Refer to info-bulletin IB-111 for more
on ADUs.
•At least 5% of the housing units are restricted to
very low-income residents.
•At least 10% of the housing units are restricted to
low-income residents.
•At least 10% of the units in a for-sale housing
development are restricted for moderate-
income.
•100% of the housing units (other than manager’s
units) are restricted affordable with a maximum
of 20% of the units being moderate.
•At least 10% of the housing units are rent
restricted at the very low-income level for
transitional foster youth, disabled veterans, or
homeless persons.
•At least 20% of the housing units are for low-
income college students in housing dedicated for
full-time students at accredited colleges.
•The project donates at least one acre of land to
the city for very low-income units, and the land
Exhibit 3
April 15, 2025 Item #7 Page 16 of 22
Page 2 of 7 IB-112_State Density Bonus Law_Updated: March 2024
has the appropriate permits and approvals and
access to needed public facilities.
•The project is a senior citizen housing
development; in which case, no affordable units
are required.
•The project is a mobile home park that is age-
restricted to senior citizens; in which case, no
affordable units are required.
AFFORDABILITY DURATION
State density bonus law establishes how long an
affordable unit must stay affordable.
•Affordable rental units must be restricted at the
targeted income level group for at least 55 years.
•Affordable for-sale units must be restricted at the
targeted income level group for at least 30 years,
which starts after the initial sale of the affordable
unit. Affordable units may be sold at a market
price to other than targeted households provided
that the sale results in an equity sharing
agreement with the city.
DENSITY BONUS CALCULATIONS
Despite the city’s rounding requirements under CMC
§21.53.230 (Table A), for projects utilizing density
bonus, Government Code §65915(q) requires that
each component of any density calculation resulting in
fractional units shall be separately rounded up to the
next whole number. In other words, all density related
calculations must be rounded up.
Base Density Calculation
Step one in calculating density bonus is to calculate
the project’s base density, which represents the
number of dwelling units allowed under the city’s
General Plan, per acre of property. Calculating base
density under density bonus is no different from how
the city calculates density for standard residential
development projects, with the following exceptions:
•While the city uses developable (or net) acreage
in determining density, density bonus law
requires cities to use gross acreage. This
allowance was clarified in an HCD technical
assistance letter dated July 26, 2023.
•While the city utilizes a “mid-range” density
calculation for determining the allowable number
of units on a property, state law requires that
density bonus be calculated based upon the
maximum density allowed under the city’sGeneral Plan and zoning ordinance for the
subject property.
•Pursuant to SB-330 (Housing Crisis Act of 2019),
the city is prohibited from enforcing housing
caps. As such, the housing caps in the city’s
Growth Management Plan (GMP) cannot be
applied to new housing development projects.
Refer to IB-132 for more information on SB-330
and Reso No. 2021-074 for the city’s suspension
of the GMP cap limits and performance standard
moratorium provisions.
Density Bonus Calculation
Step two in calculating density bonus is to calculate
the project’s density increase, which represents the
number of units allowed in addition to the base
density units. These additional dwelling units are set
per a sliding scale, based upon two primary factors:
•The percentage of units in the project that will be
set aside (reserved) as affordable; and,
•The household income category of those
affordable units (i.e., very low, low, or moderate
income).
For convenience, a Density Bonus Table is included on
page six of the city’s Density Bonus Report (Form
P-1(H)). As you will see from the table, the number of
affordable units (far left column) and the level of
affordability (top row) greatly influence the number of
density bonus units that can be granted.
For example, a project that reserves 10% of its units as affordable for very low-income families is eligible for a
32.5% density bonus, as opposed to a density bonus of
only 20% if those same affordable units were reserved
for low-income families. Refer to info-bulletin IB-137
(Carlsbad’s Housing Plan) for more information on
household income and affordability.
April 15, 2025 Item #7 Page 17 of 22
IB-112_State Density Bonus Law_Updated: March 2024 Page 3 of 7
INCLUSIONARY HOUSING CALCULATIONS
To help provide local affordable housing, the city in
1993 adopted an inclusionary housing ordinance
(§21.85), which established the legal basis for
requiring affordable (inclusionary) housing units in
new residential development in the city.
For more information, refer to info-bulletin IB-157
(Inclusionary Housing Program). While the city’s
inclusionary regulations are separate from density
bonus law, there are a few important provisions in the
city’s inclusionary ordinance that directly affect
density bonus projects, as reflected below.
•The city’s inclusionary requirements apply to all
proposed development projects that include
residential units. This means that projects
subject to the state density bonus law/city’s
density bonus ordinance (§21.86), must also
comply with the city’s inclusionary housingordinance (§21.85).
•Projects proposing seven or more housing units
are required to restrict at least 15% of the total
proposed units for low-income households. The
total proposed units include base density and
density bonus units.
•When calculating inclusionary requirements,
fractional units resulting in less than 0.5 are
rounded down to the next whole number.
•The required affordable inclusionary units satisfy
the required affordable density bonus units.
The city’s application of its inclusionary code is
consistent with AB 2345 and the Department of
Housing & Community Development’s (HCD)
technical assistance letter dated September 2, 2022 to the City of West Hollywood.
THEORETICAL EXAMPLE
Sometimes showing the math helps folks better
understand how density bonus works. The following is
a theoretical example on how these different density
calculations are applied.
SECONDARY DENSITY BONUS
AB 1287 (Alvarez, 2023) amended state density bonus
law by requiring jurisdictions to award an additional
(or second) density bonus for projects that have
allocated a certain amount of affordable housing for
very-low income, low-income, or moderate-income
units, as summarized in the section below.
Minimum Eligibility
The proposed density bonus project must comply with
one of the following affordability requirements to be
eligible for an additional density bonus.
•A minimum of 15% of the base units are reserved
for very low-income households; or
•A minimum of 24% of the base units are reserved
for low-income households; or
•A minimum of 44% of the base units are reserved
for moderate-income households.
A property 1.003 net acres in size has a zoning
designation of R-15 (11.5 to 15 dwelling units per
acre). Under density bonus, this results in a maximum
base density of 15.05 units for this site (1.003 acres
multiplied by 15 units per acre), which rounds up to 16
units.
The applicant proposes that 3 of the 16 units will be
reserved for low-income households. This results in
18.7% of the units that will be reserved as affordable
housing (3 affordable units divided by 16 base density
units), which rounds up to 19%.
Based on the sliding scale found in the Density Bonus
Table in the Density Bonus Report (Form P-1(H)), with
19% of the affordable units reserved for low-income
families, the project’s base density can increase by
33.5% or 5.36 units (16 base density units multiplied by
33.5%), which rounds up to 6 density bonus units for a
total of 22 units for this project.
To satisfy the city’s inclusionary ordinance, a total of
3.3 affordable low-income units are required for this
project (15% inclusionary requirement multiplied by 22
total units), which rounds down to 3 units.
In this example, the 3 affordable low-income units
satisfy the requirements under state density bonus law
as well as the city’s inclusionary housing ordinance.
April 15, 2025 Item #7 Page 18 of 22
Page 4 of 7 IB-112_State Density Bonus Law_Updated: March 2024
Density Increase
Under state law, the city must grant the developer an
additional density bonus if additional units are set
aside for either very low or moderate-income
households. Like traditional density bonus calculations,
the secondary density bonus is also on a sliding scale,
based on the project’s base density.
For reference, the secondary density bonus allowances
have been included in the Density Bonus Table found
on page six of the city’s Density Bonus Report (Form P-
1(H)). To help illustrate how this secondary density
bonus is applied, let us relook at the previous
theoretical example.
It is important to highlight that AB 1287 caps the
affordable set aside at 50%. For projects that allocate
the maximum of moderate-income units (44%), they
would only be eligible to set aside another 6% of very-
low income or moderate-income units to receive an
additional bonus of 23.75% or 22.5%, respectively.
REMOVAL OF EXISTING RENTAL UNITS
Under density bonus law, projects that include the
demolition or removal of affordable rental units are
ineligible for density bonus unless the units are
replaced concurrent with the development of the
project. This provision applies to the following types of
rental units:
• Units subject to recorded restrictions
• Units subject to rent control
• Units occupied by very low- or low-income
households
If household rental income cannot be determined, the
city may assume households are occupied by low-
income households in the same proportion as low-
income renters in the city, consistent with AB 2556.
Additionally, under state law the affordable units
required under density bonus may also be used to
satisfy any replacement unit requirements. This
allowance was clarified in an HCD technical assistance
letter dated December 14, 2023.
DEVELOPMENT STANDARD DEVIATIONS
Traditional development projects must be designed to
comply with city established development standards
and design regulations such as building height
limitations, setback requirements, minimum parking
ratios, and on-site open space directives.
However, under state density bonus law, applicants
can deviate from these development standards when
found that the standards prevent the applicant from
achieving the density allowed under the state law.
There are two types of tools available to applicants:
• Incentives & Concessions
• Waivers
Instead of 3 units, the applicant now proposes
that 5 of the 16 units will be reserved for low-
income households. This results in 31.2% of the
units that will be reserved as affordable housing,
which rounds up to 32%.
With 32% of the affordable units reserved for
low-income households, the project’s base
density can increase by 50% or 8.0 units (16 base
density units multiplied by 50%), for a total of 24
units.
Since more than 24% of the base units are being
reserved for low-income households (31.2%, specifically), this project is eligible for a second
density bonus. In this example, the applicant
proposes to reserve an additional 15% of the
base units for moderate-income households,
which results in 2.4 units (16 base density units
multiplied by 15%) that rounds up to 3 units.
With 15% of the affordable units reserved for
moderate-income households, the project’s base
density can increase by an additional 50% or 8.0
units (16 base density units multiplied by 50%).
As a result, the total project size increases to 32
total units, 8 of which will be restricted
affordable.
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IB-112_State Density Bonus Law_Updated: March 2024 Page 5 of 7
Incentives & Concessions
Incentives and concessions, as defined under state
density bonus law, allow a developer to deviate from
those requirements when modifying such regulations
would provide “identifiable and actual cost
reductions” to provide for affordable housing costs
and rents. This requirement was clarified in the court
decision of Schreiber v. City of Los Angeles (later
codified as part of the passage of AB 1287) and the
sections below reflect the holdings in that case.
Application
A few key considerations regarding the application of
incentives or concessions:
• Under the government code, the terms
“incentives” and “concessions” are used
interchangeably. As such, the city considers them
one in the same (“incentives/concessions”).
• A density bonus project is entitled to
incentives/concessions even without a request
for a density bonus --- if a developer provides the
affordable housing specified under density bonus
law, they are eligible for incentives/concessions.
• The city applies incentives/concessions to the
development standards or design regulations
requiring deviation, not to the individual
situation.
For example, say a project proposes three
separate buildings with each building requiring
an increase in the city’s maximum building
height standard. In this example, the city would
require one incentive/concession for this
deviation, even though the deviation applies to
three separate buildings.
If that same project requires a deviation from
the building height and rear yard setback
standards, the city will require two
incentives/concessions since these are
considered two different development
standards.
• Pursuant to the Schreiber case, which was later
codified as part of the passage of AB 1287, a
developer is not required to provide financial
evidence (i.e., pro forma) documenting that a
requested incentive/concession will result in
actual cost reductions. However, applicants need
to reasonably document “why” the requested
incentive/concession will reduce affordable
housing development costs. As such, the city
requires applicants to provide reasonable
documentation to show that a requested
incentive/concession will result in identifiable
cost reductions to provide for affordable housing
costs or rents.
Number Authorized
The number of incentives/concessions that can be
requested by a developer varies by the amount and
type of affordable units being proposed, as reflected
below.
INCOME % OF AFFORDABLE UNITS1
Very Low 5% 10% 15% 16% ≥80%
Low 10% 17% 24% --- ≥80%
Moderate 10% 20% 30% 45% 20%
Student2 20% --- --- --- ---
Incentives 1 2 3 4 53
1 The % of a project’s affordable units must be at least equal to the listed %.
2 Lower-income student in a dedicated student housing development.
3 To qualify for 5 incentives, a project must reserve at least 80% of the units for lower income households (very low, low, or combination thereof). The
remaining 20% may be reserved for moderate income households. The
applicant shall also receive a height increase of up to three additional stories, or 33 feet.
As noted in footnote #1, when determining the
appropriate number of incentives/concessions, a
project’s percentage of affordable units must be “at
least” equal to the percentages shown in the table
above (§65915(d)(2)). In other words, the percentages
in the table are minimums.
So, in the case of the theoretical example project that
reserved 19% of the units for low-income, the
applicant is eligible to receive two
incentives/concessions. If affordable units are
provided to satisfy the city’s inclusionary housing
obligation above required density bonus affordable
units, the total number of affordable units count
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Page 6 of 7 IB-112_State Density Bonus Law_Updated: March 2024
when determining the number of
incentives/concessions allowed.
Grounds for Denial
Under the Schreiber case, the city must grant a
requested incentive/concession unless it finds, under
a preponderance of evidence, the following:
• The incentive/concession does not result in
identifiable and actual cost reductions to provide
for affordable housing costs or rents.
• Granting the incentive/concession would have a
specific adverse impact on public health or safety
or on property listed on the California historical
register, which cannot be mitigated, or would be
contrary to state or federal law.
Waivers
Density bonus law offers another form of assistance to
developers, separate from concessions/waivers, in the
form of “waivers.” A waiver is a modification or
reduction to established development standards or
design regulations when those requirements
potentially cause the construction of the development
project physically infeasible, if not approved.
Application
A few key considerations regarding waivers.
• Waivers do not count as an incentive/concession
and can be used in concert (combined) with
incentives/concessions.
• The developer must provide sufficient
documentation justifying why the city’s
established development standard(s) or design
regulation(s) physically preclude construction of
the project and why the waiver(s) is necessary.
Sufficient documentation may include a written
explanation of the physical constraints
accompanied with an exhibit showing the site
and developable envelope.
Number Authorized
Unlike concessions/incentives, applicants are
entitled to waive any established development
standards or design regulations that would physically
preclude the development from achieving the
allowances authorized under density bonus law. In
other words, there is no limit in the number of
waivers an applicant can request.
Grounds for Denial
The city is not required to grant or otherwise
authorize a waiver if it finds that the requested
deviation or modification causes a specific adverse
impact on public health or safety and cannot be
mitigated, would have an adverse impact on property
listed on the California historical register, or would
otherwise violate state or federal law.
Like incentives/concessions, the city must include a
showing of substantial evidence when making a
finding of denial on a waiver request.
PARKING ALLOWANCES
Despite the city’s parking requirements under CMC
§21.44, the city may not require more than the
following parking ratios for a density bonus project
(including parking for persons with disabilities):
Unit Type Required Parking
Studio 1 space
One Bedroom 1 space
Two Bedroom 1.5 spaces
Three Bedroom 1.5 spaces
Four Bedroom 2.5 spaces
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IB-112_State Density Bonus Law_Updated: March 2024 Page 7 of 7
State law further limits parking requirements for
specified projects as reflected below.
• 0.5 spaces per unit for projects with at least 11%
very low income, 20% lower income, or 40%
moderate income, when located within ½ mile of
accessible major transit stop, which in the city is
the Carlsbad Village Coaster Station or Poinsettia
Coaster Station.
• No parking spaces are required for projects
meeting the following:
o 100% affordable to lower income residents,
within ½ mile of a major transit stop, which
in the city is the Carlsbad Village Coaster
Station or Poinsettia Coaster Station.
o 100% senior or special needs rental project
affordable to lower income, either with
paratransit service or within ½ mile of an
accessible bus route that operates at least
eight times per day.
o Rental supportive housing development
that is 100% affordable to lower income households.
Parking requirements may be satisfied by providing
individual parking stalls or in tandem, so long as the
stalls are provided onsite.
Requesting these parking standards does not count as
an incentive/concession or waiver; however, an
applicant may request further parking standard
reductions using the incentive/concession or waiver
allowances.
DENSITY BONUS APPLICATIONS
The city’s Density Bonus Ordinance can be found in
CMC §21.86 and applicants should follow the permit
submittal requirements and processes set forth in the
Land Use Review Application (Form P-1).
Pursuant to changes in state density bonus law that
went into effective in 2019, the city developed a
supplemental form outlining the information that
must be submitted for a complete density bonus
application; referred to as the Density Bonus Report
Form P-1(H). This includes project location, property
description, project description, density calculations,
and information on any requested
incentives/concessions or waivers.
Once a development application is determined to be
complete, the city, under state law, will notify the
applicant of the level of density bonus and parking
ratio the development is eligible to receive.
PROJECTS IN THE COASTAL ZONE
When a density bonus project is proposed in the
coastal zone, legislation that went into effect in 2019
attempted to strike a balance between the state goals
of promoting housing and protecting the coast.
Density bonuses, incentives/concessions, waivers, and
parking reductions are to be permitted so that they
are consistent with both density bonus law and the
California Coastal Act. Granting of a density bonus or
an incentive does not require a general plan, zoning, or
local coastal plan amendment.
YOUR OPTIONS FOR SERVICE
To schedule an appointment to submit an application
or to learn more about density bonus, please contact
the Planning Division at 442-339-2600 or via email at
Planning@carlsbadca.gov.
NOTE: State density bonus law is regularly updated
and revised by the state legislature and the city may
not be able to timely update this bulletin to reflect
the most current provisions. Please refer to current
state law (§65915 et seq.).
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