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HomeMy WebLinkAbout2025-07-22; City Council; Resolution 2025-171Exhibit 1 RESOLUTION NO. 2025-171 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CARLSBAD, CALIFORNIA, APPROVING UPDATES TO THE SEWER SYSTEM MANAGEMENT PLAN AND AUTHORIZING THE CITY MANAGER OR DESIGNEE TO SUBMIT THE PLAN TO THE CALIFORNIA STATE WATER RESOURCES CONTROL BOARD WHEREAS, the City of Carlsbad is an Enrollee under the State Water Resources Control Board’s Statewide Waste Discharge Requirements Order WQ 2022-0103-DWQ, or Order; and WHEREAS, the Order replaces Order 2006-003-DWQ, under which the City of Carlsbad was also enrolled; and WHEREAS, the Order requires every Enrollee to update its Sewer System Management Plan every six years and have the updated plan approved by the Enrollee’s governing entity; and WHEREAS, the next Sewer System Management Plan update is due to the State Water Resources Control Board by August 2, 2025; and WHEREAS, staff have audited and updated the Sewer System Management Plan as required by the Order. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Carlsbad, California, as follows: 1.That the above recitations are true and correct. 2.That the City Council has determined that the proposed action is not a “project” as defined by the California Environmental Quality Act, or CEQA, Section 21065 and CEQA Guidelines Section 15378(b)(5) and does not require environment review under CEQA Guidelines Section 15060(c)(3) and 15061(b)(3), because the proposed action to approve updates to the city’s Sewer System Management Plan and authorize the City Manager or designee to submit it to the State Water Resources Control Board is an organizational or administrative government activity that does not involve any commitment to any specific project which may result in a potentially significant physical impact on the environment. Any subsequent action or direction stemming from the proposed action may require preparation of an environmental document in accordance with CEQA or CEQA Guidelines. 3.That the City Council approves the updated Sewer System Management Plan, attached hereto as Attachment A. July 22, 2025 Item #1 Page 6 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 4.That the City Council authorizes the City Manager or designee to submit the updated Sewer System Management Plan to the State Water Resources Control Board. 5.That the City Manager intends to designate the Utilities Director and the Assistant Utilities Director to serve as the primary and backup legally responsible official, respectively, to submit and implement the Sewer System Management Plan and submit applicable reports to the State Water Resources Control Board as required from time to time. PASSED, APPROVED AND ADOPTED at a Regular Meeting of the City Council of the City of Carlsbad on the 22nd day of July, 2025, by the following vote, to wit: AYES: Blackburn, Bhat-Patel, Acosta, Burkholder, Shin. NAYS: None. ABSTAIN: None. ABSENT: None. ______________________________________ KEITH BLACKBURN, Mayor ______________________________________ SHERRY FREISINGER, City Clerk (SEAL) July 22, 2025 Item #1 Page 7 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update WDID 9SSO11209 Carlsbad, CA FINAL – June 23, 2025 Attachment A July 22, 2025 Item #1 Page 8 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | i Contents 1 Goal and Introduction..........................................................................................................7 1.1 Regulatory Context ....................................................................................................7 1.1.1 Summary of Regional Board WDRs...................................................................8 1.1.2 Application for Coverage Under the State Board WDRs ........................................8 1.2 SSMP Goal and System Management Objectives ...........................................................8 1.3 SSMP Update Schedule .............................................................................................8 1.4 Sewer System Asset Overview ....................................................................................9 1.4.1 Data Management Systems .............................................................................9 1.4.2 Lateral Ownership and Operational Responsibilities ........................................... 11 1.4.3 Unique Service Boundary Conditions ............................................................... 11 1.5 SSMP Overview ...................................................................................................... 13 2 Organization .................................................................................................................... 15 2.1 Overview ................................................................................................................ 15 2.2 Legally Responsible Officials ..................................................................................... 15 2.3 Positions Responsible for Implementing Specific SSMP Elements ................................... 16 2.3.1 Positions Responsible and Lines of Authority .................................................... 16 2.4 Spill Reporting Chain of Communication...................................................................... 18 3 Legal Authority ................................................................................................................. 21 3.1 Overview ................................................................................................................ 21 3.1.1 Authority to Prevent Illicit Discharges and Infiltration/Inflow into the Collection System ....................................................................................................... 22 3.2 Authority to Collaborate with Storm Sewer Agencies ..................................................... 23 3.3 Authority to Require Proper Design and Construction of Sewers ..................................... 23 3.4 Authority to Ensure Access to Publicly Owned Portion of Lateral ..................................... 24 3.5 Authority to Limit the Discharge of FOG and other Debris............................................... 24 3.6 Authority to Enforce Violations of Sewer Ordinances ..................................................... 24 3.7 Authority to Obtain Easement Accessibility Agreements When Applicable ........................ 25 3.7.1 References for Further Information .................................................................. 25 4 Operation and Maintenance Program .................................................................................. 27 4.1 Up-to-Date Map of the Collection System .................................................................... 27 4.1.1 Procedures for Maintaining and Providing Access to Water Boards Staff ............... 27 4.1.2 Procedures for Maintaining and Providing Access to City Field Staff ..................... 27 4.2 Preventive Maintenance Program............................................................................... 27 4.3 Training .................................................................................................................. 30 4.4 Equipment and Replacement Part Inventory................................................................. 31 5 Design and Performance Provisions .................................................................................... 33 5.1 Design and Construction Standards and Specifications.................................................. 33 5.1.1 Standards for Gravity Sewers ......................................................................... 33 5.1.2 General Guidelines for Sewer Manholes .......................................................... 34 5.1.3 General Guidelines for Sewer Force Mains ....................................................... 34 5.1.4 General Guidelines for Sewer Lift Stations........................................................ 34 5.1.5 Standard Drawings ....................................................................................... 35 July 22, 2025 Item #1 Page 9 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update ii | FINAL – June 23, 2025 5.2 Procedures and Standards for Inspecting and Testing System Improvements ................... 35 6 Spill Emergency Response Plan ......................................................................................... 37 6.1 Proper Notification Procedure .................................................................................... 37 6.2 Annual Review and Update ....................................................................................... 37 7 Sewer Pipe Blockage Control Program ................................................................................ 39 7.1 Program Overview ................................................................................................... 39 7.1.1 Implementation Plan and Schedule for Public Outreach ...................................... 39 7.1.2 Plan and Schedule for Disposal of Pipe Blocking Substances within the Service Area ................................................................................................ 40 7.1.3 Legal Authority to Prohibit Discharges and Identify Measures to Prevent Spills and Blockages ..................................................................................... 41 7.1.4 Grease Removal Devices Requirements and Standards ..................................... 41 7.1.5 Authority to Inspect Grease Producing Facilities and Enforcement ....................... 41 7.1.6 Identification of Sanitary Sewer System Section Subject to FOG Blockages and Establishment of Maintenance Schedule .................................................... 42 7.1.7 Development and Implementation of Source Control Measures for All Sources of FOG ........................................................................................... 42 8 System Evaluation, Capacity Assurance and Capital Improvements ......................................... 43 8.1 System Evaluation and Condition Assessment ............................................................. 43 8.1.1 Evaluation of Sanitary Sewer System Assets and Condition Assessment Strategy ...................................................................................................... 43 8.1.2 Inspection and Assessment Recordkeeping ...................................................... 44 8.1.3 Assessing Assets Vulnerable to Climate Change ............................................... 44 8.2 Capacity Assessment and Design Criteria ................................................................... 44 8.2.1 Procedures for Identifying and Addressing Hydraulic Deficiencies and Capacity Limits............................................................................................. 45 8.2.2 Capacity Assessment Considerations .............................................................. 46 8.3 Prioritization of Corrective Actions .............................................................................. 47 8.4 Capital Improvement Plan ......................................................................................... 47 8.4.1 Capital Improvement Plan with Project Schedules and Completion Dates.............. 47 8.4.2 Internal and External Funding Sources for Each Project ..................................... 48 8.4.3 Project Delivery Coordination and Interagency Coordination................................ 49 9 Monitoring, Measurement, and Program Modifications ........................................................... 51 9.1 Maintenance of Information to Prioritize SSMP Activities ................................................ 51 9.2 Monitoring of Implementation and Effectiveness of the SSMP ......................................... 52 9.2.1 Course Correction Measures .......................................................................... 52 9.3 Assessment of Preventative Maintenance Program and Identification and Illustration of Spill Trends ......................................................................................................... 53 9.4 Approach to Program Modifications and Plan Updates................................................... 53 9.4.1 Monitoring and Audit-Driven Program Modifications ........................................... 53 10 SSMP Program Audits ...................................................................................................... 55 10.1 Schedule of Program Audits and Updates.................................................................... 55 10.2 SSMP Audit Process ................................................................................................ 55 10.3 SSMP Audit Report .................................................................................................. 56 10.4 Audit Implementation and Tracking of Results .............................................................. 56 11 Communication Program ................................................................................................... 57 11.1 Procedures to Communicate with Public for Spills and Discharges .................................. 57 July 22, 2025 Item #1 Page 10 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | iii 11.2 Procedures for General Communication with Public on Development, Implementation and Update of SSMP ................................................................................................ 57 11.3 Procedures to Communicate with Agencies that Connect to the System ........................... 57 Tables Table 1-1. Summary of General Order Requirements .......................................................................7 Table 1-2. SSMP Audit and Update Schedule .................................................................................9 Table 1-3. Summary of Collection System Assets ............................................................................9 Table 2-1. List of Authorized Representatives................................................................................ 15 Table 3-1. Summary of Legal Authorities Required by General Order for Legal Authority Element ......... 21 Table 3-2. Summary of Legal Authorities Required by General Order for Sewer Pipe Blockage Control Program Element................................................................................................ 22 Table 4-1. Summary of Core Operation and Maintenance Activities .................................................. 28 Table 4-2. Summary of Required Training Program ........................................................................ 31 Table 6-1. Spill Emergency Response Plan General Order Compliance ............................................ 37 Table 9-1. Information Systems Used to Collect, Store and Analyze Relevant SSMP Program Data ............................................................................................................................ 51 Table 9-2. Multi-Layered Performance Management Framework ...................................................... 52 Table 10-1. SSMP Audit and Update Schedule.............................................................................. 55 Figures Figure 1-1. City of Carlsbad Service Area ..................................................................................... 12 Figure 2-1. SSMP Program Implementation Organization Chart ....................................................... 16 Figure 8-1. Project Funding Budget Cycle ..................................................................................... 49 Attachments ID Name Element A1 Governing Board Approval of the 2025 Sewer System Management Plan Update D.1 Goal and Introduction A2 State Water Resources Control Board General Order for Sanitary Sewer Systems, Order WQ 2022-0103-DWQ D.1 Goal and Introduction A3 California Regional Water Quality Control Board Region 9 Order R9-2007-0005 D.1 Goal and Introduction B1 Contact Information for Legally Responsible Officials and District Staff Responsible for SSMP Implementation D.2 Organization C Not used - Reserved for future Legal Authority Element attachments D.3 Legal Authority July 22, 2025 Item #1 Page 11 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update iv | FINAL – June 23, 2025 ID Name Element D Not used - Reserved for future Operation and Maintenance Program Element attachments D.4 Operation and Maintenance Program E Not used - Reserved for future Design and Performance Provisions Element attachments D.5 Design and Performance Provisions F Spill Emergency Response Plan D.6 Spill Emergency Response Plan G Not used - Reserved for future Sewer Pipe Blockage Control Program Element attachments D.7 Sewer Pipe Blockage Control Program H Not used - Reserved for future System Evaluation, Capacity Assurance and Capital Improvements attachments D.8 System Evaluation, Capacity Assurance and Capital Improvements I SSMP Change Log for Changes to 2025 SSMP D.9 Monitoring, Measurement and Program Modifications J Summary of 2019 SSMP Revisions to Address Audit Findings D.10 Internal Audits K Not used - Reserved for future Communication Program Element attachments D.11 Communication Program July 22, 2025 Item #1 Page 12 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | v Acronyms ADWF Average Dry Weather Flow Analyst GIS Associate Analyst Basin Plan Water Quality Control Plan BMP Best Management Practices CIP Capital Improvement Project CIWQS California Integrated Water Quality System CMMS computerized maintenance management system d/D depth over diameter EWA Encina Wastewater Authority EWPCF Encina Water Pollution Control Facility FSE food service establishment FOG fats, oils, and grease General Order Statewide Sanitary Sewer Systems General Order 2022-0103-DWQ GIS Geographical Information System I/I inflow and infiltration LRO Legally Responsible Official MAM Member Agency Meeting MGD million gallons per day NASSCO National Association of Sewer Service Companies PACP Pipeline Assessment Certification Program PWWF Peak Wet Weather Flow R-CAMP Remote Facilities Comprehensive Asset Management Plan SERP Sewer Emergency Response Plan SMP Sewer Master Plan SSMP Sewer System Management Plan SSO sanitary sewer overflow SWRCB State Water Resources Control Board WDID Wastewater Discharger Identification Number WDR Waste Discharge Requirements July 22, 2025 Item #1 Page 13 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update vi | FINAL – June 23, 2025 This page is intentionally left blank. July 22, 2025 Item #1 Page 14 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 7 1 Goal and Introduction 1.1 Regulatory Context The City of Carlsbad has prepared this updated Sewer System Management Plan (SSMP) pursuant to the State Water Resources Control Board’s (SWRCB) December 6, 2022, Statewide Sanitary Sewer Systems General Order 2022-0103-DWQ (General Order). This SSMP provides a management plan for the city’s collection system. Table 1-1 summarizes the General Order requirements addressed by this SSMP 1. These requirements are defined by General Order specifications and associated General Order attachments. All agencies that own and operate collection systems greater than 1 mile in length must comply with these requirements. Table 1-1. Summary of General Order Requirements Specification Description Linkage to SSMP 5.2 SSMP Development and Implementation Requires development and implementation of an SSMP. Entire SSMP 5.3 Certification of SSMP and Plan Updates Requires the City of Carlsbad to certify and upload the SSMP to California Integrated Water Quality System (CIWQS). Entire SSMP 5.5 Six-Year SSMP Update Requires update of the SSMP every 6 years, at a minimum. Requires governing board approval of SSMP. Requires City of Carlsbad to certify and upload SSMP to CIWQS. Entire SSMP 5.6 System Resilience Requires City of Carlsbad to include and implement system-specific procedures to proactively prioritize operations and maintenance, condition assessments, and repair and rehabilitation to address system resilience. D.4 Operations and Maintenance D.8 System Evaluation, Capacity Assurance and Capital Planning 5.10 System Capacity Requires City of Carlsbad to maintain system capacity to convey dry weather and forecasted wet weather flows. D.8 System Evaluation, Capacity Assurance and Capital Planning 5.19 Operation and Maintenance Requires City of Carlsbad to maintain in good working order and operate as design any facilities, treatment, or control systems design to contain and convey sewer. D.4 Operations and Maintenance D.8 System Evaluation, Capacity Assurance and Capital Planning This document serves as the City of Carlsbad’s 2025 update to the SSMP, approved by the City Council at a public meeting on July 22, 2025. Attachment A1 includes documentation of approval by the City Council. Attachment A2 includes the General Order. A PDF copy of this SSMP is available on the internet at: https://www.carlsbadca.gov/departments/utilities/sewer 1 Summarized from the SWRCB Order No. 2022-0103-DWQ Statewide Waste Discharge Requirements General Order for Sanitary Sewer Systems. July 22, 2025 Item #1 Page 15 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 8 | FINAL – June 23, 2025 1.1.1 Summary of Regional Board WDRs The state is divided into nine regions, each with a regional water board. Carlsbad is in Region 9, which is under the jurisdiction of the San Diego Regional Water Quality Control Board (SDRWQC). On February 14, 2007, the SDRWQC issued Order R9-2007-005, Waste Discharge Requirements for Sewage Collection Agencies in the San Diego Region (WDRs), which includes additional requirements more stringent than the State Board’s General Order. The Regional Board WDRs also reference the Water Quality Control Plan (Basin Plan), adopted by the Regional Board, which designates beneficial uses, narrative, and numerical water quality objectives, as well as prohibitions which are applicable to the discharges prohibited in the Regional Board WDRs. The Regional Board WDRs also requires notification and reporting of Private Lateral Sewage Discharges. The Regional Board WDRs are included as Attachment A3. 1.1.2 Application for Coverage Under the State Board WDRs The city applied for coverage under the general WDRs in 2006 for one collection system and was assigned a Wastewater Discharger Identification Number (WDID) of 9SSO11209 in the California Integrated Water Quality System (CIWQS). 1.2 SSMP Goal and System Management Objectives The goal of this SSMP is to provide a plan and schedule to properly manage, operate, and maintain all parts of the city’s sewer system. The overall goal of the city’s SSMP program implementation is to prevent and minimize sewer spills and mitigate those that do occur. Specific goals of our SSMP program implementation are as follows: • Protect public health and safety and the environment • Properly manage, operate, and maintain all portions of the city’s wastewater collection system to minimize spills • Provide adequate capacity to convey peak wastewater flows associated with the city’s design storm event • Manage infiltration and inflow (I/I) in a cost-effective manner • Include employees involved in collection system program implementation in the strategic planning process for the collection system • Perform all operation and maintenance activities in a safe manner 1.3 SSMP Update Schedule Pursuant to the General Order, the city conducts program monitoring and triennial audits of its SSMP, prepares SSMP updates, and implements planned activities to achieve city collection system program objectives. This SSMP update was prepared upon completion of the most recent SSMP Program Audit, dated January 17, 2025. The schedule for auditing and updating this SSMP is provided in Table 1-2. Element 10 of the SSMP includes a longer-term schedule for SSMP audits and updates. July 22, 2025 Item #1 Page 16 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 9 Table 1-2. SSMP Audit and Update Schedule Activity Due Date 2025 SSMP Audit February 2, 2025 2025 SSMP Update August 2, 2025 2028 SSMP Audit February 2, 2028 2031 SSMP Audit February 2, 2031 2031 SSMP Update August 2, 2031 Since October 2015, the city’s sanitary sewer overflow (SSO) rate has consistently averaged below one spill per 100 miles of sewer pipeline—well below Region 9’s average of 2.3 per 100 miles. This low spill rate reflects the effectiveness of the city’s proactive and preventive maintenance programs. Based on this performance trend, the city has determined that its current strategies and programs are effective and appropriate to maintain system reliability and minimize SSOs. 1.4 Sewer System Asset Overview The collection system owned and operated by the city conveys wastewater via approximately 268 miles of gravity mains, 3.9 miles of force mains, and 11 lift stations. Currently, an average wastewater flow rate of approximately 6 million gallons per day (MGD) is conveyed by the collection system. Approximately 94 percent of service connections are residential, 0 percent are industrial, and 6 percent are commercial. Table 1-3 provides a summary of the collection system assets for each collection system. Table 1-3. Summary of Collection System Assets Asset Parameter Value CIWQS WDID 9SSO11209 Population (count) 86,813 Total Mains (miles) 272 Gravity Mains (miles) 268 Force Mains (miles) 3.9 Lift Stations (count) 11 Siphons (count) 3 Stormwater Diversions to Sewer (count) 0 Wastewater Conveyed (MGD) 6 MGD Treatment Facility Encina Water Pollution Control Facility (EWPCF) 1.4.1 Data Management Systems The city maintains a Geographical Information System (GIS) for its wastewater collection system, which includes information on sewer features, pipe locations, diameters, July 22, 2025 Item #1 Page 17 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 10 | FINAL – June 23, 2025 materials, maintenance holes, sewer pump stations, pressure pipes, and valves. The wastewater system maps were originally created based on record drawings, system video inspection, and field verification. The GIS tool also includes an up -to-date map of the city’s storm drain system. The city also utilizes the following data management systems for various purposes, as described below: • GraniteNet: Sewer inspection CCTV software. The city documents observed defects using the National Association of Sewer Service Companies (NASSCO) Pipeline Assessment Certification Program (PACP). GraniteNet has a GIS interface which makes it easy to see problem sewer pipes on a map. Issues found during CCTV inspection are evaluated and solutions are developed on a case-by-case basis. Tasks are created in Cartegraph and synced with GraniteNet. Completed inspections are synced nightly from the TV truck into Cartegraph. Tasks are auto-created for follow-up activities, such as re-cleaning and repairs, and assigned to the Utilities Maintenance Planner to schedule for staff to complete. Tasks are auto-created for data corrections and assigned to the Associate GIS Analysts. • Cartegraph Asset Management: A computerized maintenance management system (CMMS) used for managing maintenance activities. Utilities maintains a log of all cleaning activities by its 40 cleaning zones in its CMMS, Cartegraph. The current work management system interfaces with the GIS attributes and details the size, material, and location of each pipe cleaned, as well as the equipment utilized and any relevant remarks observed during the cleaning. The city began utilizing Cartegraph in July 2024 to assign and record all work for maintenance and operations staff, including preventative maintenance and repairs. • SmartCover: Technology used throughout the sewer system in areas of higher risk of overflow and in manholes upstream of the lift station’s wet well to monitor flow and provide real-time alarms to prevent sewer system overflows and optimize sewer cleaning. • SCADA: Supervisory Control and Data Acquisition system used to collect and store pump station and wastewater treatment plant operational, instrumentation, and alarm data. • InfoSWMM: GIS-integrated hydraulic and hydrologic modeling software used for planning, analysis, and management of wastewater and stormwater systems. The city currently utilizes InfoSWMM as its primary hydraulic modeling tool and is exploring other software options and may transition to another hydraulic modeling tool in the future. • InfoAsset Planner by Innovyze: The city selected InfoAsset Planner by Innovyze to support capital planning through a risk-based model and decision logic framework for forecasting the renewal needs of gravity sewers and manholes. The city will continue to utilize the results generated by this software, and may transition to a new capital planning tool in the future. July 22, 2025 Item #1 Page 18 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 11 • Tableau: Data visualization and business intelligence platform used to create interactive dashboards and reports. The city uses Tableau to pull data from GraniteNet and Cartegraph, enabling efficient dashboarding and real-time monitoring of asset condition and maintenance activities. 1.4.2 Lateral Ownership and Operational Responsibilities The city does not own any portion of private service laterals. The private property owner is responsible for the entire length of the lateral, including maintenance and repair from the building connection up to and including the wye/saddle connection at the sewer mainline. The city does own approximately 2 miles of sewer laterals on city-owned property that are managed by the Facilities Department. The Facilities Department oversees preventative maintenance and emergency response activities. While the Wastewater Division is not responsible for these laterals, it may assist in reporting spills or other incidents as needed. Ultimately, the city holds responsibility for the condition and performance of city-owned laterals. 1.4.3 Unique Service Boundary Conditions The City of Carlsbad is located in North County, San Diego County, approximately 87 miles south of Los Angeles and 35 miles north of downtown San Diego. It is part of the San Diego-Carlsbad, California Metropolitan Statistical Area and is recognized as a tourist destination referred to by locals as “The Village by the Sea.” The city contains three lagoons and one lake and borders over 3 miles of Pacific Ocean coastline. Carlsbad’s sewer service area covers approximately 74 percent of the city boundaries. The remaining 26 percent is served by other wastewater agencies and sanitary districts. The city does not own any portion of the service laterals connecting buildings on private properties to the public sewer main; however, the city does own and maintain some enrollee-owned laterals, approximately 2 miles in total, with some located outside the city’s managed sewer system. The city is a co-owner of the Encina Water Pollution Control Facility (EWPCF), which is operated by the Encina Wastewater Authority (EWA) and treats wastewater from Carlsbad and surrounding jurisdictions. Within Carlsbad ’s service area, there are also regional interceptor sewers that are owned and maintained by neighboring agencies but traverse the city’s jurisdiction. These facilities remain under the operational responsibility of their respective owning agencies. Coordination with adjacent agencies is required to manage these flows. The Agua Hedionda and Buena Vista lift stations, operated and maintained by EWA, are jointly owned by the City of Carlsbad and the City of Vista/Buena Sanitation District, with the City of Vista serving as the majority owner for both facilities. EWA manages these facilities under its Remote Facilities Comprehensive Asset Management Plan (R-CAMP), which outlines the capital assets, maintenance strategies, and long-term planning for co- owned infrastructure. All maintenance activities are coordinated by EWA and Capital Improvement Projects (CIPs) under $50,000 for these lift stations are carried out by EWA. Spill response is a coordinated effort between the City of Carlsbad and the City of Vista/Buena Sanitation District to ensure timely and effective mitigation. July 22, 2025 Item #1 Page 19 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 12 | FINAL – June 23, 2025 Figure 1-1. City of Carlsbad Service Area July 22, 2025 Item #1 Page 20 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 13 1.5 SSMP Overview This SSMP complies with the General Order and meets the following General Order objectives: 1. Properly fund, manage, operate, and maintain, with adequately trained staffs and/or contractors possessing adequate knowledge, skills, and abilities, all parts of the collection system owned and/or operated by the city. 2. Provide adequate capacity to convey base flows and peak flows, including flows during wet weather events, to the minimum design criteria as defined in the System Evaluation, Capacity Assurance, and Capital Improvements element of the SSMP, for all parts of the collection system owned and/or operated by the city. 3. Take all feasible steps to stop and mitigate the impact of spills in the collection system owned and/or operated by the city. The city achieves these objectives by implementing a comprehensive sewer infrastructure asset management program that is documented in the following 11 SSMP elements: 1. Goal and Introduction 2. Organization 3. Legal Authority 4. Operation and Maintenance Program 5. Design and Performance Provisions 6. Spill Emergency Response Plan 7. Sewer Pipe Blockage Control Program 8. System Evaluation, Capacity Assurance, and Capital Improvements 9. Monitoring, Measurement, and Program Modifications 10. SSMP Program Audits 11. Communication Program When appropriate, the SSMP references other program documentation for greater detail. July 22, 2025 Item #1 Page 21 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 14 | FINAL – June 23, 2025 This page is intentionally left blank. July 22, 2025 Item #1 Page 22 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 15 2 Organization 2.1 Overview The City of Carlsbad is a charter city operating with a “Council-Manager” system. The City Council sets policy guidelines for the city and those guidelines are carried out under the supervision of the City Manager. The sanitary sewer system is managed by the Wastewater Supervisor in the Utilities department of the Public Works Branch. Key staff responsible for implementation of this SSMP include: • Amanda Flesse, Utilities Director (amanda.flesse@carlsbadca.gov) • Dave Padilla, Assistant Utilities Director (dave.padilla@carlsbadca.gov) • Stephanie Harrison, Utilities Technical Services Manager (stephanie.harrison@carlsbadca.gov) • Keri Martinez, Principal Engineer (keri.martinez@carlsbadca.gov) • Mike Garcia, Utilities Supervisor for Wastewater (mike.garcia@carlsbadca.gov) • Tim Smith, Utilities Maintenance Planner (tim.smith@carlsbadca.gov) 2.2 Legally Responsible Officials The city has two designated Legally Responsible Officials (LROs) pursuant to General Order Specification 5.1 Designation of a Legally Responsible Official. The city’s primary LRO is the Utilities Director, authorized to certify the Spill reports. The Utilities Director has ultimate authority over the implementation, management and, updating of this program. If there are any comments, questions or concerns regarding the contents of this Plan, please contact the LRO. See Table 2-1 for a list of LROs for the city’s sewer system. Table 2-1. List of Authorized Representatives Primary LRO Amanda Flesse Utilities Director 5950 El Camino Real Carlsbad, CA 92008 (442) 372-2722 amanda.flesse@calsbadca.gov Secondary LRO Dave Padilla Assistant Utilities Director 5950 El Camino Real Carlsbad, CA 92008 (442) 339-2722 dave.padilla@calsbadca.gov July 22, 2025 Item #1 Page 23 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 16 | FINAL – June 23, 2025 2.3 Positions Responsible for Implementing Specific SSMP Elements 2.3.1 Positions Responsible and Lines of Authority Figure 2-1 is an organization chart showing the lines of authority for key positions responsible for implementing various elements of the SSMP program. Figure 2-1. SSMP Program Implementation Organization Chart July 22, 2025 Item #1 Page 24 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 17 A summary of key positions, including the personnel responsible for responding to and reporting spills, is presented below. City Council – Responsible for approval of funding requests and the SSMP. City Manager – Responsible for establishing and communicating high level policy relating to the outcomes of the SSMP. Assistant City Manager – Responsible for direct oversight of operating departments responsible for SSMP development and implementation. Deputy City Manager, Public Works – Work as liaison between Carlsbad senior management and Utilities. Utilities Director – Responsible for establishing and communicating high level policy relating to the outcomes of the SSMP. Primary LRO for CIWQS. Assistant Utilities Director – Oversees Engineering. Responsible for supporting the high-level policy set by Utilities Director. Backup LRO for CIWQS. Utilities Technical Services Manager – Responsible for the development and implementation of the SSMP as well as planning, organizing and directing the activities of the work units through the Superintendents and Supervisors. Responsible for implementing assessment, evaluation, decision-making and controls processes for asset monitoring, repair, rehabilitation and replacement. Responsible for specifying mid -term and long-term asset monitoring, repair, rehabilitation and replacement. Responsible for project management for sewer system condition assessment and rehabilitation activities. Primary data submitter for CIWQS Wastewater Supervisor/Superintendent – Notifies the Wastewater Operator I-III, Utility Worker I-III or Wastewater Duty Operator when alerted to a potential SSO. During working hours, oversees reporting and notification of SSOs, manages field operations and maintenance activities, provides relevant information to agency management, prepares and implements contingency plans, leads emergency response, investigates and reports SSO, and trains field crews. Wastewater Operator I-III and Utility Worker I-III (may also be the Wastewater Duty Operator) – Responsible for the day-to-day work activities to clean, inspected and maintain the collections system. If after hours, notifies the Supervisor/Superintendent when alerted to a potential SSO. Utilities Maintenance Planner – Responsible for planning and scheduling sewer system maintenance activities including sewer cleaning, closed circuit television inspection, sewer repair and lift station maintenance. Responsible for reviewing and modifying maintenance frequency and methods. Backup data submitter for CIWQS. Principal Engineer – Responsible for managing the execution of the city’s capital improvement program including the development of design standards, and specifications, for sewer system capital improvements. Senior Management Analyst – Responsible for the Utilities operating budget. Has an understanding of the city’s services, policies and procedures, and in multiple areas of federal, state and local laws, codes and regulations affecting multiple, complex areas. Knowledge of principles of organization, administration, budgeting and human resources July 22, 2025 Item #1 Page 25 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 18 | FINAL – June 23, 2025 management. Responsible for rate studies and proposing rate increases that are sufficient to support management of the sewer system to meet SSMP goals. Public Works Manager – This position is in charge of city facilities. Their staff have responsibility for maintaining the Enrollee-owned laterals in the city. This position reports to the Deputy City Manager of Public Works. 2.4 Spill Reporting Chain of Communication The chain of communication for reporting and notification of SSOs is documented in detail in the Sewer Emergency Response Plan (SERP). A detailed workflow for the sanitary sewer spill response is provided as Attachment F. Key positions described in the workflow include: Utilities Admin Staff: Utilities Admin staff receive complaint calls during Normal Working Hours, dispatch wastewater staff and notify the Wastewater Supervisor/Superintendent. First Responder: The First Responder is the first crew dispatched to investigate the sewer spill. Once the First Responder verifies a sewer spill is occurring, the First Responder requests additional resources, if needed. During Normal Working Hours this is a member of the Wastewater Collections Crew. Spill Response Lead: The Spill Response Crew Lead is either the Wastewater Collections Lead or the most senior collection system maintenance crew member on-site at the spill event. The Spill Response Crew Lead is responsible for leading spill response activities and documentation of the spill event. Police Department Dispatch: The Police Department Dispatch is responsible for receiving customer complaints during After Hours and will contact the Construction Maintenance Duty when notified of a spill during After Hours. Construction Maintenance Duty: The Construction Maintenance Duty is responsible for investigating spill complaints during After Hours and will request support from the Collections Duty when a sewer spill is verified. Collections Duty: The Collections Duty will respond to a sewer spill during After Hours when requested by the Construction Maintenance Duty or Utilities Supervisor. Wastewater Collections Crew: The Wastewater Collections crews responds to all reports of spills, blockages or other wastewater complaints. During Normal Business Hours they are usually dispatched by either the Wastewater Supervisor or the Utilities Supervisor. This crew also monitors the SmartCover system and responds to alarms. Wastewater Collections Lead: The Wastewater Collections Lead oversees the Wastewater Collections Crew during spill response and keeps the Wastewater Supervisor informed of spill response activities. The Collections Lead is usually the Spill Response Lead when available. Wastewater Operations Crew: The Wastewater Operations Crew responds to lift station alarms and lift station-related SmartCover alarms. The Wastewater Operations Crew will notify the Wastewater Operations Lead when an alarm occurs. Wastewater Operations Lead: The Wastewater Operations Lead notifies the Utilities Supervisor when a lift station alarm occurs. July 22, 2025 Item #1 Page 26 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 19 Utilities Supervisor/Superintendent: The Utilities Supervisor/Superintendent designates the sewer spill response crew during the day. The Utilities Supervisor/Superintendent is responsible for sewer spill notifications to OES, Regional Board, and other stakeholders. Utilities Technical Services Manager: The Utilities Technical Services Manager is the primary Data Submitter and is responsible for draft spill reporting in CIWQS. Utilities Assistant Director: The Utilities Assistant Director is the secondary LRO and can certify spill reports and monthly no spill certifications in CIWQS in the event the primary LRO is not available. Utilities Director: The Utilities Director is the primary LRO and is responsible for certifying spill reports and monthly no spill certifications in CIWQS. NOTE: In the event of a spill from an Enrollee-owned lateral, the notification will go to the city’s Facilities department. They are responsible for laterals at city-owned facilities and will respond and either stop the spill or call a plumber. If they need help from the Wastewater division, they will request it. Normal Working Hours are 8 a.m. to 5 p.m. on Monday through Friday, except holidays. After Hours are 5 p.m. to 8 a.m. on Monday through Friday as well as weekends and holidays. July 22, 2025 Item #1 Page 27 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 20 | FINAL – June 23, 2025 This page is intentionally left blank. July 22, 2025 Item #1 Page 28 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 21 3 Legal Authority 3.1 Overview The City of Carlsbad’s municipal code provides the city with the authorities required by the General Order. The city’s legal authorities are found on the internet at: https://ecode360.com/44007595 Table 3-1 provides references in the City of Carlsbad ’s Municipal Code for the legal authorities required by the General Order in SSMP Element 3 – Legal Authority. Table 3-2 provides references in the City of Carlsbad ’s Municipal Code for the legal authorities required by the General Order in SSMP Element 7 – Sewer Pipe Blockage Control Program of the SSMP. Table 3-1. Summary of Legal Authorities Required by General Order for Legal Authority Element Requirement Reference in City of Carlsbad Municipal Code Prevent illicit discharges into its sanitary sewer system from inflow and infiltration (I&I); unauthorized stormwater; chemical dumping; unauthorized debris; roots; fats, oils, and grease (FOG); and trash, including rags and other debris that may cause blockages Muni Code 13.04.050 Collaborate with storm sewer agencies to coordinate emergency spill responses, ensure access to storm sewer systems during spill events The city Public Works Department is also responsible for stormwater system maintenance. These business units share resources and coordinate closely. Collaborate with storm sewer agencies to prevent unintentional cross connections of sanitary sewer infrastructure to storm sewer infrastructure; Muni Code 15.12.070 Require that sewers and connection be properly designed and constructed Engineering Standards, Volume1, Chapter 6 – Design Criteria for Gravity Sewer Line and Appurtenances Ensure access for maintenance, inspection, or repairs for portions of the service lateral owned or maintained by the city The city does not own any portion of a private house connection (i.e., sewer lateral) constructed for the sole use of private property. Muni Code 13.04.045 Enforce any violations of its sewer ordinances, service agreements, or other legally binding procedures Muni Code 13.04.080 Obtain easement accessibility agreements for locations requiring sewer system operations and maintenance, as applicable The city has easements for sewers outside of the public right-of-way and regularly accesses all sewer maintenance holes and cleans all pipelines at least once every 3 years. The city does not currently have any access issues. Muni Code 18.40.030 Engineering Standards Volume 1 – General Designs Chapter 6 Control infiltration and inflow (I/I) from private service laterals Muni Code 13.04.045 July 22, 2025 Item #1 Page 29 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 22 | FINAL – June 23, 2025 Table 3-2. Summary of Legal Authorities Required by General Order for Sewer Pipe Blockage Control Program Element Requirement Reference in City of Carlsbad Municipal Code Limit the discharge of FOG and other debris that may cause blockages Muni Code 13.04.050; 13.06.010 Requirements to install grease removal devices (such as traps or interceptors) Muni Code 13.06.040 Design standards for the grease removal devices Muni Code 13.06.090 (Interceptor) Muni Code 13.06.100 (Trap) Maintenance requirements, best management practices (BMP) requirements, record keeping and reporting requirements for grease removal devices Muni Code 13.06.100; 13.06.120; 13.06.130: and 13.06.140 Authority to inspect grease producing facilities Muni Code 13.06.150; and 13.06.160 3.1.1 Authority to Prevent Illicit Discharges and Infiltration/Inflow into the Collection System Section 13.04.050 of the City of Carlsbad municipal code prohibits illicit discharges. Key prohibitions impacting sewer system operation include: • Discharge of storm water, surface water, groundwater, unpolluted industrial process water, roof runoff, subsurface drainage, or any waters from an uncontaminated cooling system, swimming pool, decorative fountain, or pond, into any public sewer or any private sewer which is connected to the public sewer without written permission in conformance with adopted regulations. No person shall enter, obstruct, uncover or tamper with any portion of the public sewer, or connect to it, or dispose anything into any sewer and/or sewer manhole without the written permission of the utilities director. • No person shall fill or backfill over, or cause to cover, or obstruct access to, any sewer manhole. Key prohibitions of illicit discharges that could potentially impact sewer system operation include: • Liquid or vapor having a temperature higher than 140 degrees Fahrenheit; • Water or waste containing substances which may solidify or become viscous at temperatures between 32 degrees and 150 degrees Fahrenheit; • Gasoline, benzene, naphtha, fuel oil, or other flammable or explosive liquid, solid, or gas; • Toxic, noxious, or malodorous liquid, solid, or gas deemed a public hazard and nuisance; July 22, 2025 Item #1 Page 30 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 23 • Garbage that has not been properly shredded to a size of one-fourth inch or less so that all particles will be carried freely under normal flow conditions in the public sewers; • Ashes, cinders, sand, mud, straw, shavings, metal, glass, rags, feathers, tar, plastics, wood, paunch manure, paper substances, or normally dry, solid wastes capable of causing obstruction to the flow in or damage to sewers or other interference with the proper operation of the sewerage works; • Water or wastes having a pH lower than 5.5 or higher than 9.5 or having any other corrosive property capable of causing damage or hazard to structures, equipment, and personnel of the sewerage works; • Water or wastes containing any substance in sufficient quantity to discolor, injure, disrupt, or interfere with the normal operation of any sewage treatment process, constitute a hazard to human or animal life, create a public nuisance, or significantly lower the quality of the receiving waters; 3.2 Authority to Collaborate with Storm Sewer Agencies The city owns all public storm sewer infrastructure and collaborates internally with staff when access is needed. In the event of spill incidents, the Wastewater Division coordinates with the Watershed Protection (Stormwater) Division when necessary and keeps open lines of communication to facilitate successful spill response, containment, and cleanup . Section 15.12.070 of the City of Carlsbad’s municipal code states that “It is prohibited to establish, use, maintain, conceal or continue illicit connections to the stormwater conveyance system, regardless of whether such connections were made under a permit or other authorization or whether permissible under the law or practices applicable or prevailing at the time of the connection except as authorized in Section 15.12.050’ 3.3 Authority to Require Proper Design and Construction of Sewers Section 13.04.050 of the city’s municipal code states: No person shall enter, obstruct, uncover or tamper with any portion of the public sewer, or connect to it, or dispose anything into any sewer and/or sewer manhole without the written permission of the utilities director. All connections to the sewer system require city permission and are managed and inspected by City of Carlsbad Public Works Construction Management and Inspection Department. All public improvements constructed within the city are required to comply with the city’s Engineering Standards. The city’s Engineering Standards provide a comprehensive set of standards and design criteria to ensure quality and uniformity of the public improvements constructed in Carlsbad. The city posts these standards on the city website at: https://ecode360.com/44008523#44008523 July 22, 2025 Item #1 Page 31 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 24 | FINAL – June 23, 2025 3.4 Authority to Ensure Access to Publicly Owned Portion of Lateral The city does not own any portion of the private sewer laterals connecting to the public sewer mains. Section 13.04.45 of the city’s municipal code clearly states maintenance of sewer laterals is the responsibility of the property owner or parcel occupant/user. 3.5 Authority to Limit the Discharge of FOG and other Debris Section 13.04.050 of the city’s municipal code prohibits the discharge of fats, oils, and grease (FOG) and other debris through the following general prohibitions: • Water or waste containing substances which may solidify or become viscous at temperatures between 32 degrees and 150 degrees Fahrenheit; • Garbage that has not been properly shredded to a size of one-fourth inch or less so that all particles will be carried freely under normal flow conditions in the public sewers; • Ashes, cinders, sand, mud, straw, shavings, metal, glass, rags, feathers, tar, plastics, wood, paunch manure, paper substances, or normally dry, solid wastes capable of causing obstruction to the flow in or damage to sewers or other interference with the proper operation of the sewerage works; Furthermore, Section 13.06.010 of the city’s municipal code prohibits any food service facility to discharge or cause to be discharged any FOG to the sewer system in concentrations that may result in separation from effluent and adherence to sewer structures and appurtenances, accumulate and/or cause or contribute to blockages in the sewer system or at the sewer system lateral which connects the food service facility to the sewer system 3.6 Authority to Enforce Violations of Sewer Ordinances Section 13.04.080 of the city’s municipal code provides the city with the authority to enforce any violations of sewer ordinances: • Any person found to be violating any provision of this chapter, except Section 13.04.070, shall be served by the city with written notice stating the nature of the violation and providing a reasonable time limit for the satisfactory correction thereof. The offender shall, within the period of time stated in such notice, permanently cease all violations. • Any person who continues any violation beyond the above time, or who violates the provisions of Section 13.04.070, is guilty of a misdemeanor. • Any person violating any of the provisions of this chapter is liable to the city for any expense, loss or damage occasioned the city by reason of such violation. July 22, 2025 Item #1 Page 32 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 25 3.7 Authority to Obtain Easement Accessibility Agreements When Applicable The city routinely accesses all sewer maintenance holes and cleans all pipelines on a 3- year cycle. Easements are currently in place wherever necessary to support this maintenance schedule and provide access to infrastructure on lands not owned by the city. However, access to a small portion of the system is limited due to environmentally sensitive habitats, despite the presence of easements in these areas. The city maintains a comprehensive GIS layer that documents all easements, including associated document and agreement numbers. When new easements are required, the city follows an established acquisition process. This includes coordination with the Community Development Department, Land Development, Engineering and the city’s Real Estate Manager during the preparation of legal descriptions and plats, engagement with property owners, and final recording of the easement documents with the county. Section 18.40.030 of the city’s municipal code provides the city with the authority to obtain easement accessibility agreements: • Any person who constructs or causes to be constructed any building in the city shall have provided by means of an irrevocable offer of dedication, grant of easement or other appropriate conveyance, as approved by the City Attorney, the rights-of-way necessary for the construction of any street, highway, or alley as shown on the circulation element of the general plan, any applicable specific plans, or as otherwise required by the City Engineer in accord with an established street system or plan. Rights-of-way shall also be provided for any improvements to existing facilities including rights-of-way for storm drains or other required public facilities. All rights-of-way shall be accompanied by a title examination report and all liens and encumbrances shall be removed or subordinated to the city’s interests. Section 6.10 of the city’s Engineering Standards Volume 1 – General Design Standards, Chapter 6 – Design Criteria for Sewer Facilities states that all sewer mains not located within the public right-of-way shall be located within a public utility and access easement granted to the city. 3.7.1 References for Further Information • City of Carlsbad Municipal Code: https://www.carlsbadca.gov/City-hall/laws- policies/municipal-code • City of Carlsbad Engineering Codes, Standards and Polices: https://www.carlsbadca.gov/departments/community-development/land- development-engineering/engineering-codes-standards-policies July 22, 2025 Item #1 Page 33 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 26 | FINAL – June 23, 2025 This page is intentionally left blank. July 22, 2025 Item #1 Page 34 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 27 4 Operation and Maintenance Program 4.1 Up-to-Date Map of the Collection System A comprehensive set of sewer maps show all the features of the city’s sanitary system. These maps are maintained and updated through an efficient workflow involving field crews, operations and maintenance staff, and GIS professionals. 4.1.1 Procedures for Maintaining and Providing Access to Water Boards Staff State Water Board or Regional Water Board staff can gain access to system mapping by contacting an LRO for the City of Carlsbad, using the contact information provided in Section 2.2, Table 2-1. 4.1.2 Procedures for Maintaining and Providing Access to City Field Staff The City of Carlsbad’s Utilities Department employs a GIS Associate Analyst (Analyst) to maintain the inventory of wastewater infrastructure in the city’s GIS system. There is a process in place for the Analyst to be notified of any new development that has been approved in the city. If any public wastewater infrastructure is being added with the new development the Analyst will add the assets to GIS with a status of “Future”. Field staff can see these assets on their field maps within 24 hours. These assets are the responsibility of the developer and are shown in a different color until they are constructed and accepted by the city. Once the city accepts the infrastructure and issues a Notice to Commence Maintenance, the Analyst turns the status to “Active” in GIS and the assets show up in the city’s CMMS within 3 days where they are then incorporated into the maintenance programs. Wastewater staff are all issued iPhones and iPads and use an ESRI field map application with an up-to-date map of the collections system. Cartegraph also has a map feature that shows where assigned tasks are located. Field staff have a procedure in Cartegraph for identifying discrepancies between the GIS data and field conditions, and their feedback is assigned to the Analyst to research. If warranted, GIS updates are made based on feedback from field staff. The changes will show up on the field map application within 24 hours and in the CMMS within 3 days. 4.2 Preventive Maintenance Program Table 4-1 outlines operation and maintenance program activities, the three bullets specified in the General Order, and the scheduling and data collection system used. The following sections provide additional details for each operation and maintenance program activity. July 22, 2025 Item #1 Page 35 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 28 | FINAL – June 23, 2025 Table 4-1. Summary of Core Operation and Maintenance Activities Operation and Maintenance Program Activity Inspection and Maintenance Activity Higher- Frequency Activities of Problem Areas Regular Visual and CCTV Inspections Scheduling and Data Collection System Gravity Sewer Main Cleaning ✓ ✓ Cartegraph Manhole Inspections ✓ ✓ Cartegraph Gravity Main CCTV Inspection (<=15” diameter/Collectors) ✓ ✓ Cartegraph and GraniteNet Gravity Main CCTV Inspection (>=15”/Interceptors) ✓ ✓ Cartegraph and GraniteNet Root Control ✓ ✓ Cartegraph and GraniteNet Inflow and Infiltration Program ✓ Cartegraph Lift Station Inspections ✓ Cartegraph Lift Station Preventative Maintenance ✓ Cartegraph The Wastewater Division has been using a CMMS to record operations and maintenance data and work history since 2006. In July 2024 the city switched to Cartegraph and all wastewater operations and maintenance activities, and associated information, are recorded in that system. Cartegraph is integrated with the city’s GIS system and automated processes are in place to synchronize asset inventory data between these two systems in a timely manner. The core operations and maintenance activities performed by the Wastewater Operations and Maintenance staff are listed below. These activities are scheduled by the Utilities Maintenance Planner with input from Operations and Maintenance staff. Field staff collect data during the performance of these activities and enter the data into the CMMS. The city uses this data to fine tune the scheduled activities, identify problem areas that are candidates for increased maintenance, and provide information used to identify rehabilitation and replacement needs. Data that is collected includes (but is not limited to): debris information, condition assessment information, discrepancies between GIS data and what’s found in the field, how equipment is performing, root intrusion and other field observations. Gravity Sewer Main Cleaning – The city cleans collector gravity sewer mains with a diameter of 15 inches or less on a 3-year schedule. Each sewer main is assigned a cleaning frequency based on location and debris found during previous cleanings. New sewer mains are assigned an initial cleaning frequency based on other sewer mains in the area. These frequencies can be adjusted as data is gathered. Cleaning frequencies range from quarterly to every 3 years. Problem areas with known structural defects and/or the potential for root or FOG problems are cleaned either quarterly or semi- July 22, 2025 Item #1 Page 36 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 29 annually. PVC sewer mains in areas that historically have had no problems can be cleaned up to every 3 years. Data is reviewed annually to see if any changes to the cleaning program need to be made. Larger diameter (over 15 inches in diameter) interceptor mains are considered self-cleaning. They are cleaned as-needed when they are inspected with CCTV. Manhole Inspections – Manholes on collectors are visually inspected when the associated sewer mains are being cleaned. The inspection frequency will usually be the same as the associated main. There are some manholes that have a history of debris or root build up. The city is developing a program to spot check those manholes between cleanings as needed. This program is expected to start in Fiscal Year 25-26. Whether during cleaning or during a spot check the manholes are visually inspected from the top of the manholes and are given a score of 1 (like new) to 5 (needs immediate attention). Field staff have laminated reference sheets with pictures showing examples of what a manhole at each score looks like in an attempt to generate consistent condition scores. Condition scores are recorded in Cartegraph. Manholes are also visually inspected from the bottom during CCTV inspections but no scores are assigned. If the CCTV crew sees something concerning it is recorded in Cartegraph and the supervisor may be verbally notified as well. The city is currently developing a plan to inspect manholes deeper than 20 feet with a tool that can conduct 360 degree scans as they cannot be seen well enough for a visual inspection to be considered accurate. Manholes on interceptors are inspected when the mains are televised by a contractor using MACP. They are also visually inspected from the top and scored 1-5. Gravity Main CCTV Inspection (<=15 Inches Diameter/Collectors) – Gravity mains under 15 inches are inspected by in house staff using a CCTV camera and inspection software. PACP scoring is used for consistency. Manholes are only visually inspected during in-house CCTV. CCTV inspections for condition assessment purposes are done every 5 years at a minimum. This information is recorded in the city’s CCTV inspection software (GraniteNet) and used to make rehabilitation and replacement recommendations for the CIP program. CCTV inspections are also used to check the quality of the cleaning program. Sewer mains are selected for filming each month from the mains cleaned the previous month and based on the last date filmed. Inspection Tasks are created in Cartegraph under the direction of the Maintenance Planner and exported monthly to the CCTV truck. As the inspections are completed in the CCTV truck, they are uploaded each night to Cartegraph. The CCTV crew closes out the inspection Task in Cartegraph and based on the information they enter, follow up Tasks may be automatically created by Cartegraph for follow up work. Periodically, CCTV inspections are scheduled for other reasons (root control follow up, locating laterals for a contractor, post-rehabilitation filming). The process above is followed for these inspections too. Sewer mains with known defects/root intrusion problems may be inspected more frequently if warranted. Gravity Main CCTV Inspection (>=15 Inches/Interceptors) – Interceptors (generally mains with a diameter >=15 inches) are filmed every 5-7 years. This work is contracted out. The contractor is tasked with inspecting the mains and the manholes using NASSCO coding (PACP/MACP). The contractor or city staff will also inspect the manholes from the top and record visual observations. The contractor will export a NASSCO format database and provide it to the city as a deliverable. This allows the city July 22, 2025 Item #1 Page 37 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 30 | FINAL – June 23, 2025 to import the inspections into the city’s CCTV inspection software, GraniteNet, where the data can be used in the capital planning process. An inspection Task will be created in Cartegraph but the inspection data may stay in GraniteNet. As the integration between GraniteNet and the CMMS is new there is currently no process to upload the inspection data into Cartegraph and the city will explore the feasibility of this process over the next few years. Root Control – Wastewater staff apply chemical root control to sewer mains and manholes in problem areas. Salt injections have also been used around manholes and the city is evaluating the effectiveness of this method to determine whether to continue using it. The city has started a more formal root control program based on data from cleaning and CCTV inspections. Once a main is identified as needing root control to be applied a Task is created in Cartegraph and assigned to Collections staff. Roots that are causing a blockage are always removed right away, but those that can be treated are deferred. When Collections staff has finished their cleaning for the month, they apply root control to the lines that have Tasks associated with them. Once root control chemical has been applied the Maintenance Planner creates a follow up CCTV task and sends the CCTV crew out to film the line again in 3 months. If it doesn’t look like the initial treatment was effective, the cleaning crew is sent out to reapply the chemical. The main is CCTV-ed again at 6 months to see if the root control has been successful. If it hasn’t been successful the main is cleaned and put on a more frequent cleaning schedule. It is also referred to Engineering as a candidate for lining or spot repair. If the chemical application was successful and the roots have died off, the line will be monito red and root control chemical applied as needed to keep the line clear of roots. Inflow and Infiltration Program – The city makes an effort to conduct annual flow monitoring in small areas of the city. Each year the city works with a contractor to identify an area that can be monitored with 8-10 flow meters (the number is based on available budget). The monitors are installed for a 6-week period when rain is likely. The contractor analyzes the data and provides recommendations for follow up smoke testing. The city will contract for smoke testing in the recommended areas if budget is available. Lift Station Inspections – The city operates and maintains 11 lift stations as part of the collections system. Wastewater Operators inspect the six larger stations five times per week (M, W, F, Sa, Su). Larger stations are defined as lift stations that have the capacity to pump over 1MGD (although they may not have reached this capacity yet). The five smaller stations are inspected two times per week. Lift Station Preventive Maintenance – Preventative maintenance schedules have been developed for the equipment in the lift station initially based on manufacturer’s recommendations. The schedules are evaluated regularly and adjusted based on feedback about operating conditions. Air Pollution Control District permit requirements may also dictate maintenance activities or schedules. 4.3 Training The Wastewater Division has a comprehensive training program. In addition to the training required under the General Order, staff are routinely trained on safety topics as directed by the city’s safety program. All wastewater staff are required to maintain CWEA certifications as outlined in their job descriptions, so staff also attend training on July 22, 2025 Item #1 Page 38 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 31 wastewater and industry topics for certification and continuing education credits. Training on the technology used by wastewater staff is provided by IT staff as needed and SOPs are used to train new staff as well as reviewed annually with the entire wastewater team. Table 4-2 summarizes the collection system program training activities required under the General Order. Table 4-2. Summary of Required Training Program Training Type Description Recurrence General Order Requirements Internal review with staff of the General Order Annually Spill Emergency Response All crews responsible for responding to sewer spills receive training on response and reporting protocols, and volume estimation methods. Re- training is provided when significant updates to standard procedures are made. After action reviews on spill response are conducted when a spill has occurred. On-boarding for new staff, annually for all staff. Spill Volume Estimation All crews responsible for responding to sewer spills participate in tabletop spill response training, which includes response and reporting protocols, and volume estimation methods. Annually Electronic CIWQS Reporting The primary method for electronic CIWQS reporting training is through on-the-job training with experienced data submitters showing new data submitters how to enter reporting data. As-needed 4.4 Equipment and Replacement Part Inventory The Wastewater Division stocks equipment necessary for day-to-day operations and emergency response on city vehicles. Parts are maintained in the Utilities Department warehouse and inventoried in the city’s CMMS. This inventory of equipment and parts are replaced as needed. The Wastewater Division maintains a list of critical parts for lift stations and for minor repairs in the collections system. Major repairs/replacement are contracted out. All lift stations are built with redundancy and have one extra pump that is not needed to pump the total design volume and that can be rotated in if one of the other pumps goes down. A spare pump is also stored at each lift station. Other critical parts, such as fuses and impellers are kept in the Utilities warehouse or at the lift station site. The critical parts lists are reviewed biannually to maintain accuracy and confirm the continued availability of the listed components. July 22, 2025 Item #1 Page 39 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 32 | FINAL – June 23, 2025 This page is intentionally left blank. July 22, 2025 Item #1 Page 40 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 33 5 Design and Performance Provisions The City of Carlsbad requires that all new sewer systems, pump stations and other appurtenances, as well as the rehabilitation and repair of existing sewer facilities, be designed and constructed in accordance with the City of Carlsbad’s Engineering Standards and project specific plans and specifications prepared under the responsible charge of a professional engineer: • Engineering Standards Volume 1 – General Design Standards • Engineering Standards Volume 3 – Standard Drawings & Specifications. Both are available on the internet on the city’s Codes, Standards & Policies webpage at: https://www.carlsbadca.gov/departments/community-development/land-development- engineering/engineering-codes-standards-policies 5.1 Design and Construction Standards and Specifications 5.1.1 Standards for Gravity Sewers The city’s Engineering Standards Volume 1 – General Design Standards, Chapter 6 – Design Criteria for Sewer Facilities includes design criteria applying to both new, repaired and rehabilitated assets. The following are key design standards included in Chapter 6 – Design Criteria for Sewer Facilities: • Sewer main depth and size • Sewer lateral depth and size • Pipeline material types • Design parameters for gravity sewer main slope, flow and demand • Horizontal and vertical layout • Laterals shall be bedded, backfilled and compacted in the same manner as the sewer main to which they are connected • Connection to existing manholes shall be core drilled when stubs have not been provided. Special care shall be used to facilitate the flow when forming the tributary channel into the existing channel • Accessibility and Easements ▪ All sewer mains not located within the public right-of-way shall be located within a public utility and access easement granted to the city ▪ Public sewer easement widths shall be 20 feet minimum for 12 inch and smaller diameter pipe with a maximum depth of 10 feet to pipe invert. Greater pipe diameters or depths shall require wider easement widths which shall be determined by the City Engineer. • Miscellaneous requirements: July 22, 2025 Item #1 Page 41 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 34 | FINAL – June 23, 2025 ▪ Maintenance of sewer laterals from the main to the building shall be the responsibility of the property owner 5.1.2 General Guidelines for Sewer Manholes The city’s Engineering Standards Volume 1 – General Design Standards, Chapter 6 – Design Criteria for Criteria for Sewer Facilities contains general guidelines for sewer manhole design. Key guidelines for manholes include: • Manholes: Shall be located at areas described as follows: ▪ Maximum spacing of manholes shall be 350 feet for mains 12 inches and smaller and 500 feet for mains over 12 inches unless otherwise approved by the City Engineer. ▪ Install manholes at all intersections of mains. ▪ Install manholes at changes of pipe sizes. ▪ Install manholes at the end of all sewer mains. ▪ All standard manholes shall be a minimum of 5 feet in diameter with no steps. Manholes shall be sequentially numbered on the plans with manhole numbers beginning at the lowest invert. Three-foot stubs shall be provided for future connections and main extensions. ▪ Install manholes for all lateral connections 8-inch diameter and larger. Install wye’s for 6-inch diameter and smaller lateral connections. 5.1.3 General Guidelines for Sewer Force Mains The city’s Engineering Standards Volume 1 – General Design Standards, Chapter 6 – Design Criteria for Criteria for Sewer Facilities contains general guidelines for sewer force main design. Key guidelines for force mains include: • Minimum clearances per the State of California Department of Public Health “Guidance Memo No. 2003-02: Guidance Criteria for the Separation of Water Mains and Non-Potable Pipelines” • Constructed of High Density Polyethylene or Ductile Iron with polyethylene liner and external corrosion control • Dual force mains are required for new lift stations and are planned for existing lift stations with no ability to divert flow to another lift stations. 5.1.4 General Guidelines for Sewer Lift Stations The city’s Engineering Standards Volume 1 – General Design Standards, Chapter 6 – Design Criteria for Sewer Facilities contains general guidelines for sewer lift station design. It is the city’s practice to avoid incorporating new sewer lift stations into the city’s public sewer system unless deemed essential by the City Engineer. The design standards provide guidelines for sewer lift stations smaller than 3 MGD. All sewer lift stations larger than 3 MGD are designed in close coordination with city engineering staff. July 22, 2025 Item #1 Page 42 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 35 5.1.5 Standard Drawings The City of Carlsbad’s Engineering Standards Volume 3 – Standard Drawings and Specifications, Chapter 1 – City of Carlsbad Standard Drawing contains standard drawings for standard sewer improvements, including: • S-1: Standard Sewer Manhole • S-1A: Existing Manhole Rehabilitation • S-2: Drop Manhole • S-3: Shallow Manhole • S-4: Manhole Frame and Cover • S-5: Pipe Bedding and Trench Backfill for Sewers • S-6: Sewer Main Cleanout • S-7: Sewer Lateral (with Optional Wye) • S-8: Sewer Lateral (Deep Cut) • S-9: Manhole Marker Post • S-10: 4-Inch and 6-Inch Sewer Saddle Wye Connection 5.2 Procedures and Standards for Inspecting and Testing System Improvements The City of Carlsbad’s Engineering Standards Volume 3 – Standard Drawings and Specifications, Chapter 5 – Standard Specifications for Potable Water, Recycled Water and Sewer Facilities contains specifications that supplement the Standard Specifications for Public Works Construction, “The Greenbook” for inspecting and testing the installation of new sewers, pumps and other appurtenances and for rehabilitation and repair projects. The city has construction inspection staff assigned to sewer system improvement projects who are responsible for using inspection and testing specifications to manage and control quality installation of sewer system improvements. In addition to frequent contact and oversight of construction activities, the construction inspector tests gravity and pressurized sewer pipelines following: Division 15, Mechanical, 15043 – Testing of Gravity Sewer Pipelines Gravity sewer pipes are tested for exfiltration and/or infiltration and deflection. Testing includes a water infiltration test, air pressure test, and a deflection test using a mandrel. The pipe is also inspected using CCTV with all evidence of reverse slo pe by ponding of water or dips in pipe alignment revealed by the closed circuit television inspection shall be repaired to the satisfaction of the City Engineer at the Contractor’s expense. Division 15, Mechanical, 15044 – Hydrostatic Testing of Pressure Pipelines Pressurized sewer pipes are tested for leakage by applying and maintaining a test pressure by means of a hydraulic pump. July 22, 2025 Item #1 Page 43 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 36 | FINAL – June 23, 2025 Lift Station Inspection and Testing Lift stations undergo testing throughout the construction phase starting with factory testing of equipment and finishing with field testing of the fully constructed lift station prior to acceptance by the city. References for Further Information • City of Carlsbad Engineering Codes, Standards and Polices: https://www.carlsbadca.gov/departments/community-development/land- development-engineering/engineering-codes-standards-policies July 22, 2025 Item #1 Page 44 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 37 6 Spill Emergency Response Plan 6.1 Proper Notification Procedure The city has developed a SERP documenting response protocols from receipts of calls through clean-up and reporting. The city’s SERP meets the requirements of the General Order. The SERP is updated with the current information on a regular, ongoing basis. The latest version is included as Attachment F of this SSMP. For the jointly owned lift stations, Agua Hedionda and Buena Vista, a separate SERP is maintained by EWA. Table 6-1. Spill Emergency Response Plan General Order Compliance Order Requirement SERP Section Notify primary responders, appropriate local officials, and appropriate regulatory agencies of a spill in a timely manner; 6, 7 Notify other potentially affected entities (for example, health agencies, water suppliers, etc.) of spills that potentially affect public health or reach waters of the State; 6, 7, 8 Comply with the notification, monitoring and reporting requirements of this General Order, State law and regulations, and applicable Regional Water Board Orders; 10 Ensure that appropriate staff and contractors implement the Spill Emergency Response Plan and are appropriately trained; 12 Address emergency system operations, traffic control and other necessary response activities; 6, 7, 8 Contain a spill and prevent/minimize discharge to waters of the State or any drainage conveyance system; 6, 7, 8 Minimize and remediate public health impacts and adverse impacts on beneficial uses of waters of the State; 7, 8 Remove sewage from the drainage conveyance system; 7, 8 Clean the spill area and drainage conveyance system in a manner that does not inadvertently impact beneficial uses in the receiving waters; 7, 8 Implement technologies, practices, equipment, and interagency coordination to expedite spill containment and recovery; 12 Implement pre-planned coordination and collaboration with storm drain agencies and other utility agencies/departments prior, during, and after a spill event; - Conduct post-spill assessments of spill response activities; 11 Document and report spill events as required in this General Order; and 10 Annually, review and assess effectiveness of the Spill Emergency Response Plan, and update the Plan as needed. - 6.2 Annual Review and Update Every year the city reviews and assesses the effectiveness of the SERP and updates the plan as needed. July 22, 2025 Item #1 Page 45 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 38 | FINAL – June 23, 2025 This page is intentionally left blank. July 22, 2025 Item #1 Page 46 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 39 7 Sewer Pipe Blockage Control Program 7.1 Program Overview The city’s FOG Control Program demonstrates the city’s pro-active approach to management of the sanitary sewer system, and helps reduce the amount of FOG discharges to the sanitary sewer system, by including: • An implementation plan and schedule for a public education and outreach program that promotes proper disposal of pipe-blocking substances; • A plan and schedule for the disposal of pipe-blocking substances generated within the sanitary sewer system service area. This may include a list of acceptable disposal facilities and/or additional facilities needed to adequately dispose of substances generated within a sanitary sewer system service area; • The legal authority to prohibit discharges to the system and identify measures to prevent spills and blockages; • Requirements to install grease removal devices (such as traps or interceptors), design standards for the removal devices, maintenance requirements, best management practices (BMPs) requirements, recordkeeping and reporting requirements; • Authority to inspect grease producing facilities, enforcement authorities, and whether the Enrollee has sufficient staff to inspect and enforce the FOG ordinance; • An identification of sanitary sewer system sections subject to FOG blockages and establishment of a cleaning schedule for each section; and • Implementation of source control measures for all sources of FOG reaching the sanitary sewer system for each section identified above. 7.1.1 Implementation Plan and Schedule for Public Outreach The Wastewater Division works with the Communications Department to provide information to the public about preventing pipe blockages. Carlsbad has a Clog Prevention page on its website that provides information regarding the typical causes of sewer backups and tips for preventing them. This is primarily geared towards residential and non-restaurant commercial customers. The Clog Prevention page includes the following causes of sewer backups along with tips to avoid clogs: • FOG: Washing food, oil and grease down your drain and disposal can lead to grease buildup that can clog sewer lines. Grease buildup that leads to property damage, environmental problems, along with other health hazards. Home garbage disposals do not keep grease out the plumbing system and detergents pass grease down the line and cause problems in other areas. • Tree and shrub roots: Invasion of tree and shrub roots into sewer pipes cause nearly half of the city’s pipe overflows each year. Roots search for water and nutrients and can enter pipes through small cracks. Once in the pipe, they can July 22, 2025 Item #1 Page 47 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 40 | FINAL – June 23, 2025 grow rapidly and cut off sewer flow, causing backups into the home or overflows outside of the home. • Flushable wipes: Disposable wipes, even flushable ones, can do a number on sewer lines. Throw wipes and towelettes as well as dental floss, feminine hygiene products and paper towels in the trash, and not in toilets. The city has developed a video series, Wipes Clog Pipes, showing what can go wrong when you flush flushable wipes. • Face masks, gloves or other personal protective items: All of these items should be disposed of in the trash, not toilets. These can create serious blockages in home plumbing systems and the overall sewer system. The safest way to dispose of masks and gloves is in a trash bag that can be sealed and disposed of. The city reinforces this message with social media campaigns throughout the year reminding people what not to put down their sinks and toilets. These campaigns typically occur around the November and December holidays. The Wastewater Division also participates in three city events held during the year for the public and uses that opportunity to promote the message of what to avoid putting into the sewer system. These events are the Citizen’s Academy, held in the spring and the fall, and the Public Safety Open House, held in the fall. Additionally, the city has a commercial FOG program for food service establishments (FSEs) (as defined by the city’s municipal code). This program includes an inspection component where an inspector visits new restaurants and provides outreach materials, including a poster for the kitchen. Letters are mailed annually to all FSEs reminding them to properly dispose of FOG and to clean their grease control devices and sewer laterals. Information about FOG requirements for food service operators can also be found on the sewer page of the city’s website. 7.1.2 Plan and Schedule for Disposal of Pipe Blocking Substances within the Service Area The city provides all FSEs with a list of independent vendors who can provide collection and disposal services in the service area. This list is provided as a courtesy and FSEs are not required to use one of these vendors. FSEs contract directly with grease haulers to collect grease from FSEs and to properly dispose of the grease. The city requires grease to be disposed of properly and FSEs are required to keep all manifests, receipts and invoices for all cleaning, maintenance, grease removal from pretreatment devices, hauling and disposal of waste, and cleaning of pretreatment facilities, such as grease traps, by facility employees or outside vendors. Any FOG or other pipe blocking debris that is removed by staff during maintenance or repair activities is disposed of properly at the EWA Treatment Plant. July 22, 2025 Item #1 Page 48 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 41 7.1.3 Legal Authority to Prohibit Discharges and Identify Measures to Prevent Spills and Blockages No food service facility shall discharge or cause to be discharged any FOG to the sewer system in concentrations that may result in separation from effluent and adherence to sewer structures and appurtenances, accumulate and/or cause or contribute to blockages in the sewer system or at the sewer system lateral which connects the food service facility to the sewer system (CMC 13.06.010). 7.1.4 Grease Removal Devices Requirements and Standards Requirements to Install Grease Removal Devices The city’s requirements to install grease control devices are discussed in the following sections of the City of Carlsbad, Municipal Code, Chapter 13 (Sewers): • Section 13.06.040 FOG pretreatment required; • Section 13.06.090 Grease interceptor requirements, and; • Section 13.06.100 Grease trap requirements. Design Standards for Grease Removal Devices The city has a standard drawing for the grease interceptor. Utilities Wastewater Division staff, or the inspection contractor, performs annual FOG inspections where grease interceptor records are inspected to ensure that interceptors are routinely serviced to minimize FOG discharges to the sewer system. Best Management Practices Requirements The maintenance requirements, BMP requirements, record keeping and reporting requirements are found in the following sections of the municipal code: • Section 13.06.130 Grease interceptor maintenance requirements; • Section 13.06.030 Best management practices required; Maintenance Requirements • Section 13.06.130 Grease interceptor maintenance requirement Record Keeping and Reporting Requirements • Section 13.06.140 Monitoring and reporting conditions. 7.1.5 Authority to Inspect Grease Producing Facilities and Enforcement City of Carlsbad Municipal Code Section 13.06.110 provides authority for the city to inspect food service facilities and ensure that grease control devices are being properly maintained, and that the facility is in compliance with the city’s FOG regulations. New FSEs are inspected and provided with information about the city’s FOG requirements and regulations, including BMPs and grease disposal. All FSEs are required to annually July 22, 2025 Item #1 Page 49 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 42 | FINAL – June 23, 2025 provide proof that their grease control device is being maintained, that FOG is being disposed of properly, and that their sewer lateral is being cleaned. FSEs that do not provide that proof are subject to enforcement actions. The city can issue Notices of Violation and Administrative Citations with fines to FSEs that are not complying with the FOG regulations. 7.1.6 Identification of Sanitary Sewer System Section Subject to FOG Blockages and Establishment of Maintenance Schedule The city uses data from cleaning and CCTV activities to identify areas of the collection system that are subject to a buildup of FOG. These sewer mains are put on a more frequent cleaning schedule to prevent the buildup, and CCTV is used to verify that the frequency is adequate. The city has not had a FOG-related spill in over 5 years. 7.1.7 Development and Implementation of Source Control Measures for All Sources of FOG The city’s wastewater division uses multiple strategies to address FOG: • Sewer mains in areas with known grease accumulation are cleaned more frequently, either quarterly or semi-annually. • Data from CCTV inspections is routinely reviewed and is used to change cleaning frequencies as needed due to FOG or other potential blockages. • New FSEs or those that are remodeling are required to apply for a building permit through the city’s Community Development department. The Building department checks all plans for compliance with the Plumbing Code and the Municipal Code regarding grease removal devices and is responsible for inspecting the sites to ensure that the grease interceptors are installed. • Some residents and commercial property owners (who do not meet the definition of an FSE) discharge a significant amount of FOG into the sewer system. The city is gathering information on those locations through CCTV and private lateral spill reports and is planning to look at options for reducing the FOG. The intent is to have a process in place to address non-FSE FOG by the end of 2027. References for Further Information • City of Carlsbad FOG Website: https://www.carlsbadca.gov/departments/utilities/sewer/fats-oils-and-grease- food-service-requirements • City of Carlsbad Clog Prevention Website: https://www.carlsbadca.gov/departments/utilities/sewer/clog-prevention • Don’t Flush That Wipe Video: https://www.youtube.com/watch?v=Td96IleVPOA&ab_channel=CityofCarlsbadC A • TP vs. Flushable Wipes Video: https://www.youtube.com/watch?v=aUwt- LhaYr8&ab_channel=CityofCarlsbadCA July 22, 2025 Item #1 Page 50 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 43 8 System Evaluation, Capacity Assurance and Capital Improvements 8.1 System Evaluation and Condition Assessment 8.1.1 Evaluation of Sanitary Sewer System Assets and Condition Assessment Strategy The city takes a thoughtful, data-driven approach to collection system asset inspections and condition assessments. The goal is to develop inspection schedules and perform inspections in a programmatic manner. Currently, the bulk of the inspections and condition assessments are performed on gravity sewer mains and manholes. An Asset Management Master Plan was developed in 2019 that provides guidance for condition assessments for manholes and mains and also established CIP program budgets for regular collection system rehabilitation and replacement activities. Gravity Mains – The strategy for gravity mains includes maintaining a schedule for the inspections, performing the inspections, analyzing the data, fixing immediate issues and providing a prioritized list of facility defects to the Engineering Division for rehabilitation or replacement. All collector gravity mains are inspected every 5 years, with mains that have known issues inspected more frequently if need. Interceptors are inspected every 5 to 7 years by a contractor. CCTV is the primary tool used for sewer main condition assessments. Staff can inspect approximately 20% of the collector sewer mains each year with current resources. The city also maintains as-needed agreements with contractors that can be used to supplement city resources if needed. Carlsbad’s sewer service area contains three lagoons, several creeks and a significant amount of sensitive habitat, including a couple of waterbodies with bacterial impairment. Additionally, there are many areas that would incur a significant environmental and economic impact if spills were to occur, especially during major events like golf tournaments, the annual marathon and 5K events, the Village Faire and times when tourism is high. The city is also home to Legoland. All of this factors into the city’s decision to maintain a 5-year inspection program. Five years is considered a high frequency in the industry but based on the data collected, the success of spill avoidance by performing CCTV on this frequency, and the potential impacts if spills occurred, the city has determined that an aggressive, proactive CCTV scheduled is warranted. The CCTV data is regularly reviewed and used to make changes to the preventive maintenance program to improve its effectiveness. The observation data is input into a capital planning tool, assigned risk scores, prioritized, and are referred to Engineering for rehabilitation or replacement. Manholes – Manholes for the collectors are visually inspected from the top during cleaning activities and are assigned scores of 1 (like new) to 5 (failure is imminent). This data is reviewed monthly. The manholes are also inspected from the invert during CCTV although no scores are assigned. High scoring manholes are put on a list of candidates July 22, 2025 Item #1 Page 51 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 44 | FINAL – June 23, 2025 for rehabilitation. The city is exploring using a 360 degree scanning tool for manholes that score high during visual inspections to evaluate the effectiveness of the visual inspections. Lift Stations – Wastewater Operations staff inspect the lift stations 2-3 times a week depending on station size to assess that the stations are operating properly and assist with finding issues that could turn into bigger problems. Operations staff take care of minor repairs/maintenances in house and contractors are used for specialized services such as the monthly generator maintenance and electrical work. Rehabilitation and replacement projects are handled by Engineering through the CIP process. Generator replacements and electrical upgrades are scheduled for two lift stations in the next 3 years (Poinsettia LS and Chinquapin LS). The 2019 Asset Management Master Plan is scheduled to be updated over the next 2 years and vertical assets will be included. The city expects to develop condition assessment activities and schedules for lift station assets and to use that information to recommend CIP budgets for these activities. 8.1.2 Inspection and Assessment Recordkeeping CCTV inspection observations and videos are all maintained in GraniteNet. GraniteNet is a cloud-based CCTV software enabling city staff to access from any computer in the city. GraniteNet is also GIS-based, enabling results to be easily linked with the city’s GIS- based CMMS (i.e., Cartegraph). Results from CCTV are easily accessed and viewed by staff. 8.1.3 Assessing Assets Vulnerable to Climate Change In 2023, the City of Carlsbad conducted a Climate Change Vulnerability Assessment to evaluate and identify the potential impacts that climate changes pose for the city. The biggest risks identified for wastewater infrastructure were from wildfires, flooding and sea level rise. As part of the assessment, the city reviewed the locations of all wastewater assets and identified several lift stations, as well as certain gravity mains and manholes, situated in high-risk areas. To enhance system resilience, the city has equipped 9 of its 11 lift stations with on-site emergency generators and maintains 2 portable generators to provide backup power to the remaining stations as needed. The city also has 3 back-up bypass pumps. A portable 4” pump, a portable 6” pump, and a stationary 8” pump (stationed at Poinsettia lift station as needed). 8.2 Capacity Assessment and Design Criteria In 2019, the city completed a Sewer Master Plan (SMP) of their wastewater system, which included flow monitoring and the development of a hydraulic model. This model was used to perform hydraulic analyses to assess the performance of the existing wastewater system under dry and wet conditions, evaluate the impact of future growth, and recommend improvements that may be needed to provide the necessary capacity under both existing and future conditions. The city is in the process of completing an update to their SMP, which is scheduled to be completed by 2026. July 22, 2025 Item #1 Page 52 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 45 8.2.1 Procedures for Identifying and Addressing Hydraulic Deficiencies and Capacity Limits Dry-Weather Peak Flow Conditions that Cause or Contribute to Spill Events Similar to the 2019 SMP, the 2025/26 SMP Update will analyze existing wastewater flows from EWA flow meters, historical daily wastewater flows, and temporary flow monitoring to characterize and quantify dry weather flows. Average Dry Weather Flows (ADWFs) will be calculated using a combination of EWA permanent flow meter data along with temporary flow meter data. Flow meter data will also be used to develop diurnal curves, which are 24-hour unit hydrographs that are applied to ADWF to represent flow fluctuations throughout a typical day. Diurnal curves will be developed for weekday and weekend day conditions for the tributary areas of each of the flow meter locations used to develop ADWF loading. The use of diurnal curves when accounting for the wastewater generation of each contributor allows for a more accurate representation of flow variations and accounts for the routing of wastewater through the collection system on a temporal basis. Appropriate Design Storm or Wet Weather Event Criteria Wet weather flow updates in the city’s hydraulic model will be based on storm events from 2020 and 2023 where EWA experienced increased flow into the treatment plant. In addition, sewer generation rates and rainfall-derived inflow and infiltration (I/I) will be reviewed and used to recalibrate the model for improved accuracy. The city has continued monitoring through flow meters since the 2019 SMP, and the collected data will be incorporated into the current modeling effort. This updated information will be used to refine the hydraulic model and more accurately characterize both sewer generation rates and I/I contributions. Capacity of Key System Components Available capacity of collection system components is evaluated in the SMP analysis based on a comparison of modeled flow rates and capacity criteria for system infrastructure, including sewer pump stations, force mains, and gravity mains. Key system components conveying relatively large flow rates include large diameter sewer mains, force mains and the 11 sewer lift stations. In the SMP analysis, gravity main capacity is estimated by comparing modeled pipe depth over diameter (d/D) under Peak Wet Weather Flow (PWWF) conditions with the evaluation criteria of 0.75 d/D. If modeled ADWF d/D exceeds 0.5 or if PWWF d/D exceeds 0.75 the pipe is considered to exceed capacity. Similarly, sewer pump station capacity is estimated based on a comparison of modeled PWWF arriving at the pump station versus the firm capacity of the pump station. Hydraulic modeling results are also compared with flow monitoring results for key locations in the collection system. The 2025/26 SMP, will evaluate the capacity of the collection system to convey projected flow loading. July 22, 2025 Item #1 Page 53 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 46 | FINAL – June 23, 2025 Major Sources Contributing to Peak Flows Associated with Sewer Spills The city has not experienced sewer spills attributed to capacity issues. The primary causes of reported spills have been related to roots and debris. 8.2.2 Capacity Assessment Considerations Data from Existing Condition Assessments, Maintenance, and Other Available Information During capacity assessments, the city reviews data from sewer pipeline condition assessments, system inspections, spill history, flow monitoring, and other available information to support a comprehensive understanding of system performance. This information is used to inform overall capacity evaluations and guide any necessary adjustments or improvements to the collection system. Capacity of Systems Subject to Flooding and Increased Infiltration and Inflow Due to Larger and/or Higher-Intensity Storm Events As a Result of Climate Change The city’s 2025/26 SMP Update will utilize a 10-year design storm event that aligns with a member agency design storm that shares sewer interceptor systems with the city so the hydraulic analysis is correlated between the two systems. Historical high-flow events, including storms from 2020 and 2023 that resulted in elevated flows to the EWA treatment plant, will be reviewed and incorporated into the hydraulic model calibration. These updated peak flow conditions will be used to refine the model and conduct a comprehensive capacity analysis. The results will help identify existing capacity constraints and areas with elevated I/I, especially those that may be exacerbated by climate change-driven storm intensifications. Findings and recommended improvements will be documented in the 2025/26 SMP Update to guide future mitigation and capital planning efforts. Sewer System Vulnerability to Erosive Forces in Canyon and Streams The majority of the city’s sewer infrastructure is not located within canyons or stream channels, minimizing its exposure to erosive forces. However, localized flooding remains a concern, particularly in areas where specific manholes are known to become submerged during storm events. One notable location is VC1, a pipeline segment within the city’s limits but owned and maintained by the City of Vista, where erosion was observed along Buena Creek in 2020. In response, the City of Vista installed revetment along the creek bank to stabilize the area and mitigate further erosion impacts on the sewer system Necessary Redundancy in Pumping and Storage Capacities The City of Carlsbad operates 11 lift stations, each equipped with a redundant backup pump to maintain service during equipment failure or maintenance. In addition, three of these stations currently have dual force mains to provide additional reliability, and the city is exploring the addition of three more in the future. As part of the ongoing update to the hydraulic model, the city is evaluating peak inflow conditions to confirm that each lift July 22, 2025 Item #1 Page 54 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 47 station can effectively manage incoming volumes through either installed pumping capacity or available emergency storage. This planning effort supports system resilience and operational continuity during high-flow or emergency scenarios. 8.3 Prioritization of Corrective Actions In 2021, the city completed a prioritized package of pipeline rehabilitation projects, guided by InfoAsset Planner and the risk-based analysis and decision logic recommendations. A second group of pipeline segments was subsequently identified and forwarded to the Engineering Division for further review and rehabilitation planning in 2023. Corrective actions continue to be prioritized through a multifaceted approach that combines defect data with coordination of planned development and infrastructure projects. The city evaluates known pipe defects alongside upcoming development activities to determine the most appropriate response, whether rehabilitation or full replacement. This strategy accounts for both defect severity and asset -level risk to identify and package high-priority projects efficiently. Cross-departmental coordination, particularly with the Water Division and the Transportation Department, is essential to aligning project schedules and minimizing community disruption. For example, when a transportation project is planned, sewer improvements in the same corridor may be advanced to reduce redundant construction impacts and optimize overall project delivery. Hydraulic deficiencies within the collection system are prioritized based on both timing (i.e., existing versus future conditions) and flow scenarios (i.e., average dry weather, peak dry weather, and peak wet weather). Existing capacity constraints are given higher priority than those projected to occur in the future. Likewise, issues occurring during average dry weather are prioritized over those that arise during peak dry weather, which are in turn prioritized over those identified only under peak wet weather conditions. This tiered approach ensures that the most critical system deficiencies are addressed in a timely and cost-effective manner. 8.4 Capital Improvement Plan The General Order requires the capital improvement plan to include the following items: • Project schedules including completion dates for all portions of the capital improvement program; • Internal and external project funding sources for each project; and • Joint coordination between operation and maintenance staff, and Engineering staff/consultants during planning, design, and construction of CIPs; and Interagency coordination with other impacted utility agencies. 8.4.1 Capital Improvement Plan with Project Schedules and Completion Dates The city maintains a Capital Improvements Program Budget document posted on the City of Carlsbad’s website at: https://www.carlsbadca.gov/departments/finance/City-budget-18655 July 22, 2025 Item #1 Page 55 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 48 | FINAL – June 23, 2025 The Capital Improvements Program Budget documents the City of Carlsbad’s 5-year capital improvement program plan with adopted budget for the current fiscal year (i.e., Year 1) and projected budgets for each of the following 4 years (i.e., Years 2 through 5). In addition to the 5-year capital improvement program plan, the city also has a 15-year forecast that assists the city in establishing a budgeting plan that anticipates very large expenditures. Following the completion of the 2025/26 SMP Update, the city will reassess current CIP projects prior to construction to confirm that project designs align with both current conditions and projected future system demands. If any modifications are needed, the city will revise the designs accordingly before moving forward with construction. The Agua Hedionda and Buena Vista lift stations are jointly owned by the City of Carlsbad and the City of Vista/Buena Sanitation District, with the City of Vista serving as the majority owner for both facilities. These stations are operated and maintained by the EWA. EWA manages these facilities under its R-CAMP, which outlines the capital assets and long-term planning for co-owned infrastructure. The proposed CIP projects and budgets for these stations are presented annually to the owner agencies. Once approved, the City of Carlsbad’s share of the CIPs for these lift stations is rolled into the city’s annual CIP budget. Capital improvements exceeding $50,000 are planned, designed and constructed by the owner agencies and coordinated among the owner agencies and EWA. 8.4.2 Internal and External Funding Sources for Each Project All sewer system projects are funded by the City of Carlsbad’s Replacement Fund as well as developer or connection fees. The 5-year CIP budget is based on project phase for Strategic Plan and Critical Need projects. This means rather than budgeting for the entire cost of a project well in advance of when the project is scheduled to begin, the City Council will be asked to consider appropriating money phase by phase. Phases include scoping (which includes feasibility studies and needs assessment), conceptual design (which includes environmental permitting and up to 30% preliminary engineering/design completion), final design (which includes 100% engineering/design completion and final engineer’s estimate) and construction as shown in Figure 8-1. For example, as part of the annual budget process, city staff will request appropriations for a new project, starting with initial scoping. This typically involves early planning work and a feasibility analysis. When that work is completed, staff will return to the City Council to request appropriation for conceptual design. When that is done, staff will return to the City Council to request funding for final design, and so on. Once plans and specifications for a project have been prepared, a more accurate engineer’s estimate for construction costs can be produced that considers the most up - to-date market conditions. By requesting appropriation of construction funding at the time staff request approval of plans and specifications and authorization to bid, the city can ensure that the approved project budget will align with the most accurate and timely cost estimates available. The 15-year forecast will assist the City Council with making informed decisions regarding the city’s ability to fund current and future projects. The city conducts a comprehensive cost-of-service study once every 3 years to evaluate the actual cost of providing wastewater services to the community. These studies ensure July 22, 2025 Item #1 Page 56 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 49 that rates are fair, equitable, and aligned with the financial needs of operating and maintaining the City of Carlsbad’s water, wastewater, and recycled water systems. The rate studies include estimates for the city’s share of costs for CIP projects for the EWPCF, the Agua Hedionda lift station and the Buena Vista lift station, as well as the city’s share of the expected operations costs for the treatment plant. Findings from the study, along with any proposed rate adjustments, are presented to the public for review and input. Rate increases may be recommended as a result of rising operational, maintenance, and capital improvement costs necessary to sustain reliable service delivery. Figure 8-1. Project Funding Budget Cycle 8.4.3 Project Delivery Coordination and Interagency Coordination The city’s Utilities Department leads the delivery of capital improvements projects and coordinates closely with staff on any CIP projects involving or impacting the collection system. The Utilities department also identifies any impacted agencies, utilities and neighboring cities early in the project planning process and coordinates with agencies, utilities and neighboring cities throughout the project delivery lifecycle to obtain permits, determine utility location, etc. July 22, 2025 Item #1 Page 57 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 50 | FINAL – June 23, 2025 This page is intentionally left blank. July 22, 2025 Item #1 Page 58 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 51 9 Monitoring, Measurement, and Program Modifications The city has developed a leading edge performance management system to monitor and measure the effectiveness of the SSMP program implementation and to perform data analytics to diagnose the root causes of issues impacting SSMP program effectiveness. The city uses this system to monitor the performance of the collection system on an on- going basis through monthly performance management system reviews performed at the operating unit level, and annually during Utilities business planning, goal setting and the annual budget review. 9.1 Maintenance of Information to Prioritize SSMP Activities Table 9-1 lists the information systems the city uses to collect, store and analyze SSMP program data. Key data collected by city staff includes: • Pipe, manhole and pump station asset attribute data • Pipe, manhole and pump station asset failure history • Pipe, manhole and pump station maintenance schedule and work history • Pipe, manhole and pump station asset inspection data • Pipe, manhole and pump station asset remediation decisions The data collected in these information systems provides the source data for the city’s performance management system. Table 9-1. Information Systems Used to Collect, Store and Analyze Relevant SSMP Program Data Information System System Type Data or Information Stored ESRI GIS Geographical information system (GIS) Pipe and manhole geospatial and attribute data; pump station location Cartegraph Maintenance management system Pump station asset attribute data; Pipe, manhole, pump station maintenance schedule and work history; manhole inspection data; remediation history Cues GraniteNet Asset inspection software Pipeline inspection data InfoAsset Planner Asset decision support software Pipe and manhole remediation decision; pipe risk assessment data Tableau Visual analytics Business intelligence. Used for the performance management system to see and understand the data. July 22, 2025 Item #1 Page 59 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 52 | FINAL – June 23, 2025 9.2 Monitoring of Implementation and Effectiveness of the SSMP The city actively monitors SSMP program effectiveness using a multi-layer performance management framework that incorporates the types of performance measurement described in Table 9-2. This multi-layered performance management system is linked to the live information systems providing timely data analysis. The city spent several years building and refining this system and it is proving to be an invaluable tool for assessing SSMP program effectiveness, drilling down into the root causes of sewer overflows and the process breakdowns that may be impacting the overall p erformance of the SSMP program implementation. Table 9-2. Multi-Layered Performance Management Framework Measurement Type Measurement Description Failure analysis The city reviews reported SSOs, prevented SSOs, and lift station equipment failures. These events drive root cause analysis. Failure events are visualized on charts to show monthly or seasonal changes and on maps to show geographical trends. Productivity analysis The city is tracking the unit cost of routine cleaning, frequency cleaning, and routine filming to provide insight into work efficiency as well as insight into potential work capacity issues that may be arising. System flows conveyed The city compiles data from EWA reporting to track average flows from the six EWA owners into the EWPCF. The city is also tracking the ratio of gravity flows versus pumped flows and the ratio of the flow conveyed to EWA from the city versus the overall flow. System condition monitoring The city is closely monitoring the type and severity of material found during cleaning activities; manhole condition ratings; and CCTV inspections surpassing condition threshold. This data is charted and mapped to support root cause analysis drill downs. System condition monitoring is also used to change preventive maintenance frequencies for sewer cleaning. Production monitoring Production of key SSMP program activities are monitored including preventive maintenance cleaning production and average daily footage; preventive maintenance filming production and daily footage; ratio of scheduled versus completed lift station preventive maintenance; the number of scheduled lift station preventive maintenance work orders by priority; and the number of incomplete lift station work orders. These are visualized in various charts for analysis. Field staff utilization tracking The city tracks the available time of collection system and lift stations operators. This provides insights into why production may be impacted. Unplanned work volume tracking The city is tracking the volume and types of service requests; the volume of unscheduled lift station work orders; and the costs of unscheduled work activities by lift station. 9.2.1 Course Correction Measures To promote continuous improvement and maintain SSMP effectiveness, the city regularly reviews the performance of its core program elements and makes adjustments as needed. These course corrections are informed by operational findings, performance data, and lessons learned from field experience. The city also evaluates long-term trends to identify recurring issues, emerging problem areas, or opportunities for proactive management. Modifications may include updates to maintenance schedules, targeted July 22, 2025 Item #1 Page 60 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 53 infrastructure improvements, or revisions to standard operating procedures. This data- driven approach ensures the SSMP remains aligned with the city’s goals. 9.3 Assessment of Preventative Maintenance Program and Identification and Illustration of Spill Trends The success of the preventive maintenance program is evaluated monthly using both leading and lagging indicators built into the performance management system. Lagging indicators include analysis of failures such as SSOs and private lateral sewage discharges as well as potential failures such as blockages and lift station alarms. Leading indicators include productivity analysis, production monitoring, system condition monitoring and unplanned work volume tracking. The city works towards maximizing planned work and minimizing failures. Each failure or potential failure is monitored to determine if a trend is forming. Based on the analysis, corrective actions may include localized preventive maintenance program modifications (i.e., changes to a small number of pipe segments), such as a change to maintenance method or frequency, or, if a trend appears to be forming, a programmatic maintenance program change to address problems impacting a geographical area or specific asset class. The city’s SSO rate has averaged below 1 SSO per 100 miles of sewer pipelines since October 2015, which is well below the regional average. This SSO rate is a strong indicator of the success of our preventive maintenance program. 9.4 Approach to Program Modifications and Plan Updates The majority of program updates driven by performance monitoring affect a small number of assets with a change occurring at the asset level with the modification being a maintenance method or frequency change. The city is continually optimizing the maintenance program to perform inspection and maintenance activities at the right frequencies, using efficient methods and tools, and balancing cost with benefit derived. 9.4.1 Monitoring and Audit-Driven Program Modifications Every 6 years the SSMP document is formally updated. The update consists of: • Reviewing the existing SSMP language and updating any outdated information. This includes updates to staff positions, names and organizational lines of authority that have changed, changes to system characteristics such as basin areas, etc. • Updates to reflect new goals identified by the City of Carlsbad or Public Works. • Incorporation of the adopted and implemented recommendations from previous SSMP program audits. • Upon completion of the 6-year SSMP update, the SSMP is provided to City Council with a request for approval. Upon acceptance by City Council, the updated SSMP is certified in the State Water Board CIWQS database and made publicly available on the city website. July 22, 2025 Item #1 Page 61 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 54 | FINAL – June 23, 2025 • In addition to formal updates every 6 years, the city continuously makes minor revisions, which are documented in a change log in Attachment I to maintain the SSMP as a living document. Significant changes are submitted to the City Council for review and acceptance. July 22, 2025 Item #1 Page 62 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 55 10 SSMP Program Audits The city uses the SSMP audit process to identify actions for improving how it manages, operates, and maintains the collection system. This process identifies the tasks and actions that are required to meet SSMP goals and defines and prioritizes them. Resourcing and planning for delivery of the actions identified in the SSMP audit are incorporated into division-level business plans as described in Element 9 Monitoring, Measurement, and Program Modifications. 10.1 Schedule of Program Audits and Updates The city monitors the performance of the collection system on an on-going basis through monthly performance reviews performed at the operating unit level, and annually during division level business planning and goal setting and the annual business plan review. It also performs a formal audit of its SSMP every 3 years in accordance with General Order requirements. Every 6 years, the city formally updates and recertifies the SSMP. Table 10-1 shows the anticipated schedule for SSMP audits and updates for the next 6 years. Table 10-1. SSMP Audit and Update Schedule Year Audit 2025 Six-year SSMP update planned in early 2025, complete by August 2, 2025 2028 Three-year self-audit planned in end 2027, complete by February 2, 2028 2031 Three-year self-audit planned in end 2030, complete by February 2, 2031 2031 Six-year SSMP update planned in early 2031, complete by August 2, 2031 10.2 SSMP Audit Process The city will conduct an internal audit of their SSMP every 3 years and focuses on the effectiveness of the SSMP and the city’s compliance with the SSMP requirements of Order No. WQ 2022-0103-DWQ. The audit will include, but may not be limited to, the following: • Any significant changes to components of the SSMP. • Any significant changes to the referenced documents, incorporated as attachments to the SSMP. • SSMP implementation efforts over the past 3 years; • A description of additions and improvements made to the sanitary sewer collections system during the past 3 years; • A description of the additions and improvements planned for the upcoming 3 years, with an estimated schedule for implementation. July 22, 2025 Item #1 Page 63 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 56 | FINAL – June 23, 2025 • Strategies to correct deficiencies, if identified, will be developed by the responsible city division. 10.3 SSMP Audit Report The findings from the SSMP audit are documented in an audit report. The audit report includes the following elements: • Audit findings and recommended corrective actions; • A statement that sewer system operators’ input on the audit findings has been considered; and • A proposed schedule to address identified deficiencies Once the audit report is complete, a QC review of the audit report is performed, with a focus on consistency and completeness. The final audit report is reviewed by the city’s LRO before final acceptance. Audit reports and related materials are maintained in a hard copy and an electronic document tracking and management system. 10.4 Audit Implementation and Tracking of Results The SSMP program audit recommended corrective actions are incorporated into the annual business plan review and budgeting process to provide the necessary resources to implement audit corrective actions and recommendations. Through that process, implementation progress is measured and reported on an ongoing basis to ensure timely completion of corrective actions. Deficiencies in meeting the schedule are identified or anticipated and mitigation measures developed and implemented to manage completion of the corrective actions from the audit. Each subsequent audit update begins with a review of the previous audit to determine if the corrective action remains relevant and, if so, to reiterate the program deficiency and recommended corrective action in the current SSMP audit report. As described in Element 9 Monitoring, Measurement, and Program Modifications, identified program updates necessary to enhance SSMP effectiveness are included as a part of the following year’s business plan process and/or the formal SSMP program audit. A change log summarizing revisions based on the audit is provided in Attachment J. References for Further Information • SSMP Program Audit Report, 2024 July 22, 2025 Item #1 Page 64 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 57 11 Communication Program 11.1 Procedures to Communicate with Public for Spills and Discharges In the event of a sewer spill, and when warranted by the spill volume and/or location, the city communicates with the public by posting warning signs and barricades put in place along the area of potential public exposures. The Spill Emergency Response Plan includes the following protocol: Public Notification – Signs will be posted and barricades put in place to keep vehicles and pedestrians away from contact with spilled sewage. Posting signs is for keeping the public out of a that is not immediately cleaned up. Utilities Superintendent/supervisor – Wastewater or the Utilities Technical Services Manager or designee will determine whether posting is required in consultation, as needed, with the San Diego County Health Department. Additionally, the Utilities Superintendent/supervisor – Wastewater or the Utilities Technical Services Manager or designee will use their best judgement regarding supplemental sign placement in order to protect the public and local environment. Sign will not be removed until directed by San Diego County Health Department. Additionally, when contact with the local media is deemed necessary, the Communications Department or their designee will provide the media with all relevant information. 11.2 Procedures for General Communication with Public on Development, Implementation and Update of SSMP The city communicates with the public on a continual basis through the city website and City Council meetings, which are open to the public. The most recent SSMP update was approved at a City Council meeting on July 22, 2025, providing the public with the opportunity to review the SSMP, as part of the City Council meeting attachments, and to comment on the SSMP at the City Council meeting. The city website also provides a continual link for the public to download the SSMP at: https://www.carlsbadca.gov/departments/utilities/sewer The webpage also invites the public to send any comments on how the city is operating and maintaining the sewer system to wastewater@carlsbadca.gov or to call at 442-339- 2722. These modes of communication can occur at any time during development and implementation of the SSMP. 11.3 Procedures to Communicate with Agencies that Connect to the System The city jointly owns an interceptor sewer, two lift stations, and associated force mains with the City of Vista. The interceptor sewer routes sewage approximately 7.5 miles through these two lift stations and associated force mains to the EWPCF. Both jointly- July 22, 2025 Item #1 Page 65 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update 58 | FINAL – June 23, 2025 owned lift stations are operated and maintained by EWA under various MOUs and agreements. All flows from the city are conveyed to the EWPCF, owned by EWA, for treatment and disposal. The Utilities Director participates in monthly Member Agency Meetings (MAMs) hosted by EWA, which is owned by six public agencies governed by a Joint Powers Agreement. Under this agreement, owners share in the operational and management costs of EWA. The six owners are: • City of Carlsbad, • City of Vista, • City of Encinitas, • Vallecitos Water District, • Buena Sanitation District, and • Leucadia Wastewater District. The City of Carlsbad Utilities Director attends monthly MAMs hosted by EWA to discuss and resolve issues impacting all parties. The MAM is primarily focused on issues related to the Water Pollution Control Facility, yet can be utilized as a forum to discuss sewer system issues and WDR compliance if necessary. In ad dition to these monthly meetings, EWA coordinates annual budget planning meetings with member agencies, during which EWA presents its projected costs for both the treatment plant and remote facilities. The city uses this information to plan and budget for its share of operating expenses. The city of Carlsbad Wastewater Supervisor also maintains regular communication with their counterparts at the various member agencies and periodically coordinates joint trainings on a range of operational and compliance topics such as spill response trainings. This forum provides direct access to the various collection system managers of nearby agencies when needed. Through these mechanisms, the city is able to communicate with both the public on an on-going basis as well as with collection system managers of nearby agencies when needed to address issues impacting the city’s sewer system. July 22, 2025 Item #1 Page 66 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update FINAL – June 23, 2025 | 59 Attachment A1. Governing Board Approval of the 2025 Sewer System Management Plan Update July 22, 2025 Item #1 Page 67 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update This page is intentionally left blank. July 22, 2025 Item #1 Page 68 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update Attachment A2. State Water Resources Control Board General Order for Sanitary Sewer Systems, Order WQ 2022-0103-DWQ July 22, 2025 Item #1 Page 69 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 1 STATE WATER RESOURCES CONTROL BOARD 1001 I Street, Sacramento, California 95814 ORDER WQ 2022-0103-DWQ STATEWIDE WASTE DISCHARGE REQUIREMENTS GENERAL ORDER FOR SANITARY SEWER SYSTEMS This Order was adopted by the State Water Resources Control Board on December 6, 2022. This Order shall become effective 180 days after the Adoption Date of this General Order, on June 5, 2023. The Enrollee shall comply with the requirements of this Order upon the Effective Date of this General Order. This General Order does not convey any property rights of any sort or any exclusive privileges. The requirements prescribed herein do not authorize the commission of any act causing injury to persons or property, protect the Enrollee from liability under federal, state, or local laws, nor create a vested right for the Enrollee to continue the discharge of waste. CERTIFICATION I, Jeanine Townsend, Clerk to the Board, do hereby certify that this Order with all attachments is a full, true, and correct copy of the Order adopted by the State Water Board on December 6, 2022. AYE: Chair E. Joaquin Esquivel Vice Chair Dorene D’Adamo Board Member Sean Maguire Board Member Laurel Firestone Board Member Nichole Morgan NAY: None ABSENT: None ABSTAIN: None for Jeanine Townsend Clerk to the Board July 22, 2025 Item #1 Page 70 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 2 Table of Contents 1. Introduction .................................................................................................................... 4 2. Regulatory Coverage and Application Requirements .................................................... 5 2.1. Requirements for Continuation of Existing Regulatory Coverage ....................... 5 2.2. Requirements for New Regulatory Coverage ...................................................... 5 2.3. Regulatory Coverage Transfer ............................................................................ 7 3. Findings ......................................................................................................................... 7 3.1. Legal Authorities ................................................................................................. 7 3.2. General ............................................................................................................. 11 3.3. Water Quality Control Plans, Policies and Resolutions ..................................... 14 3.4. California Environmental Quality Act ................................................................. 16 3.5. State Water Board Funding Assistance for Compliance with Water Board Water Quality Orders ................................................................................................... 16 3.6. Notification to Interested Parties ....................................................................... 17 4. Prohibitions .................................................................................................................. 17 4.1 Discharge of Sewage from a Sanitary Sewer System ....................................... 17 4.2. Discharge of Sewage to Waters of the State..................................................... 17 4.3. Discharge of Sewage Creating a Nuisance ....................................................... 18 5. Specifications ............................................................................................................... 18 5.1. Designation of a Legally Responsible Official ................................................... 18 5.2. Sewer System Management Plan Development and Implementation ............... 18 5.3. Certification of Sewer System Management Plan and Plan Updates ................ 19 5.4. Sewer System Management Plan Audits .......................................................... 19 5.5. Six-Year Sewer System Management Plan Update .......................................... 21 5.6. System Resilience ............................................................................................. 22 5.7. Allocation of Resources .................................................................................... 22 5.8. Designation of Data Submitters ......................................................................... 22 5.9. Reporting Certification ....................................................................................... 22 5.10. System Capacity ............................................................................................... 23 5.11. System Performance Analysis .......................................................................... 23 5.12. Spill Emergency Response Plan and Remedial Actions ................................... 23 5.13. Notification, Monitoring, Reporting and Recordkeeping Requirements ............. 24 5.14. Electronic Sanitary Sewer System Service Area Boundary Map ....................... 26 5.15. Voluntary Reporting of Spills from Privately-Owned Sewer Laterals and/or Private Sanitary Sewer Systems ................................................................................... 26 5.16. Voluntary Notification of Spills from Privately-Owned Laterals and/or Systems to the California Office of Emergency Services ..................................................... 27 5.17. Unintended Failure to Report ............................................................................ 27 July 22, 2025 Item #1 Page 71 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 3 5.18. Duty to Report to Water Boards ........................................................................ 27 5.19. Operation and Maintenance ............................................................................... 27 6. Provisions .................................................................................................................... 27 6.1. Enforcement Provisions .................................................................................... 27 6.2. Other Regional Water Board Orders ................................................................. 30 6.3. Sewer System Management Plan Availability ................................................... 31 6.4. Entry and Inspection ......................................................................................... 31 Table of Attachments Attachment A – Definitions ..................................................................................................... A-1 Attachment B – Application for Enrollment ............................................................................. B-1 Attachment C - Notice of Termination ..................................................................................... C-1 Attachment D – Sewer System Management Plan – Required Elements .............................. D-1 Attachment E1 – Notification, Monitoring, Reporting and Recordkeeping Requirements ..... E1-1 Attachment E2 – Summary of Notification, Monitoring and Reporting Requirements ........... E2-1 Attachment F – Regional Water Quality Control Board Contact Information .......................... F-1 July 22, 2025 Item #1 Page 72 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 4 1. INTRODUCTION This General Order regulates sanitary sewer systems designed to convey sewage. For the purpose of this Order, a sanitary sewer system includes, but is not limited to, pipes, valves, pump stations, manholes, siphons, wet wells, diversion structures and/or other pertinent infrastructure, upstream of a wastewater treatment plant headworks. A sanitary sewer system includes: • Laterals owned and/or operated by the Enrollee; • Satellite sewer systems; and/or • Temporary conveyance and storage facilities, including but not limited to temporary piping, vaults, construction trenches, wet wells, impoundments, tanks and diversion structures. Sewage is untreated or partially treated domestic, municipal, commercial and/or industrial waste (including sewage sludge), and any mixture of these wastes with inflow or infiltration of stormwater or groundwater, conveyed in a sanitary sewer system. Sewage contains high levels of suspended solids, non-digested organic waste, pathogenic bacteria, viruses, toxic pollutants, nutrients, oxygen-demanding organic compounds, oils, grease, pharmaceuticals, and other harmful pollutants. For the purpose of this General Order, a spill is a discharge of sewage from any portion of a sanitary sewer system due to a sanitary sewer system overflow, operational failure, and/or infrastructure failure. Sewage and its associated wastewater spilled from a sanitary sewer system may threaten public health, beneficial uses of waters of the State, and the environment. This General Order serves as statewide waste discharge requirements and supersedes the previous State Water Resources Control Board (State Water Board) Order 2006-0003-DWQ and amendments thereafter. All sections and attachments of this General Order are enforceable by the State Water Board and Regional Water Quality Control Boards (Regional Water Boards). Through this General Order, the State Water Board requires an Enrollee to: • Comply with federal and state prohibitions of discharge of sewage to waters of the State, including federal waters of the United States; • Comply with specifications, and notification, monitoring, reporting and recordkeeping requirements in this General Order that implement the federal Clean Water Act, the California Water Code (Water Code), water quality control plans (including Regional Water Board Basin Plans) and policies; • Proactively operate and maintain resilient sanitary sewer systems to prevent spills; • Eliminate discharges of sewage to waters of the State through effective implementation of a Sewer System Management Plan; • Monitor, track, and analyze spills for ongoing system-specific performance improvements; and • Report noncompliance with this General Order per reporting requirements. July 22, 2025 Item #1 Page 73 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 5 An Enrollee is a public, private, or other non-governmental entity that has obtained approval for regulatory coverage under this General Order, including: • A state agency, municipality, special district, or other public entity that owns and/or operates one or more sanitary sewer systems: o greater than one (1) mile in length (each individual sanitary sewer system); o one (1) mile or less in length where the State Water Board or a Regional Water Board requires regulatory coverage under this Order; or • A federal agency, private company, or other non-governmental entity that owns and/or operates a sanitary sewer system of any size where the State Water Board or a Regional Water Board requires regulatory coverage under this Order in response to a history of spills, proximity to surface water, or other factors supporting regulatory coverage. For the purpose of this Order, a sanitary sewer system includes only systems owned and/or operated by the Enrollee. 2. REGULATORY COVERAGE AND APPLICATION REQUIREMENTS 2.1. Requirements for Continuation of Existing Regulatory Coverage To continue regulatory coverage from previous Order 2006-0003-DWQ under this General Order, within the 60-days-prior-to the Effective Date of this General Order, the Legally Responsible Official of an existing Enrollee shall electronically certify the Continuation of Existing Regulatory Coverage form in the online California Integrated Water Quality System (CIWQS) Sanitary Sewer System Database. The Legally Responsible Official will receive an automated CIWQS-issued Notice of Applicability email, confirming continuation of regulatory coverage under this General Order. All regulatory coverage under previous Order 2006-0003-DWQ will cease on the Effective Date of this Order. An Enrollee continuing existing regulatory coverage is not required to submit a new application package or pay an application fee for enrollment under this General Order. The annual fee due date for continued regulatory coverage from previous Order 2006-0003-DWQ to this General Order remains unchanged. A previous Enrollee of Order 2006-0003-DWQ that fails to certify the Continuation of Existing Regulatory Coverage form in the online CIWQS database by the Effective Date of this Order is considered a New Applicant, and will not have regulatory coverage for its sanitary sewer system(s) until: • A new application package for system(s) enrollment is submitted per section 2.2 (Requirements for New Regulatory Coverage) below; and • The new application package is approved per section 2.2.2 (Approval of Application Package (For New Applicants Only)). 2.2. Requirements for New Regulatory Coverage No later than 60 days prior to commencing and/or assuming operation and maintenance responsibilities of a sanitary sewer system, a duly authorized representative that July 22, 2025 Item #1 Page 74 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 6 maintains legal authority over the public or private sanitary sewer system is required to enroll under this General Order by submitting a complete application package as specified below and as provided in Attachment B (Application for Enrollment Form) of this General Order. Unless required by a Regional Water Board, a public agency that owns a combined sewer system subject to the Combined Sewer Overflow Control Policy (33 U.S. Code § 1342(q)), is not required to enroll, under this Order, the portions of its sanitary sewer system(s) that collects combined sanitary wastewater and stormwater. 2.2.1. Application Package Requirements The Application for Enrollment package for new applicants must include the following items: • Application for Enrollment Form. The form in Attachment B of this General Order must be completed, signed, and certified by a Legally Responsible Official, in accordance with section 5.1 (Designation of a Legally Responsible Official) of this General Order. If an electronic Application for Enrollment form is available at the time of application, a new applicant shall submit its application form electronically; and • Application Fee. A fee payable to the “State Water Resources Control Board” in accordance with the Fee Schedule in the California Code of Regulations, Title 23, section 2200, or subsequent fee regulations updates. The application fee for this General Order is based on the sanitary sewer system’s threat to water quality and complexity designations of category 2C or 3C, which is assigned based on the population served by the system. The current Fee Schedule for sanitary sewer systems is listed under subdivision (a)(2) at the following website: Fee Schedule (https://www.waterboards.ca.gov/resources/fees/water_quality/). 2.2.2. Approval of Application Package (For New Applicants Only) The Deputy Director of the State Water Board, Division of Water Quality (Deputy Director) will consider approval of each complete Application for Enrollment package. The Deputy Director will issue a Notice of Applicability letter which serves as approved regulatory coverage for the new Enrollee. If the submitted application package is not complete in accordance with section 2.2.1 (Application Package Requirements) of this General Order, the Deputy Director will send a response letter to the applicant outlining the application deficiencies. The applicant will have 60 days from the date of the response letter to correct the application deficiencies and submit the identified items necessary to complete the application package to the State Water Board. 2.2.3. Electronic Reporting Account for New Enrollee Within 30 days after the date of the Approval of Complete Application Package for System Enrollment, a duly authorized representative for the Enrollee shall obtain a CIWQS Sanitary Sewer System Database user account by clicking the “User Registration” button and following the directions on the CIWQS Login Page July 22, 2025 Item #1 Page 75 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 7 (https://ciwqs.waterboards.ca.gov). If additional assistance is needed to establish an online CIWQS user account, contact State Water Board staff by email at CIWQS@waterboards.ca.gov. The online user account will provide the Enrollee secure access to the online CIWQS database for electronic reporting. 2.3. Regulatory Coverage Transfer Regulatory coverage under this General Order is not transferable to any person or party except after an existing Enrollee submits a written request for a regulatory coverage transfer to the Deputy Director, at least 60 days in advance of any proposed system ownership transfer. The written request must include a written agreement between the existing Enrollee and the new Enrollee containing: • Acknowledgement that the transfer of ownership is solely of an existing system with an existing waste discharge identification (WDID) number; • The specific ownership transfer date in which the responsibility and regulatory coverage transfer between the existing Enrollee and the new Enrollee becomes effective; and • Acknowledgement that the existing Enrollee is liable for violations occurring up to the ownership transfer date and that the new Enrollee is liable for violations occurring on and after the ownership transfer date. The Deputy Director will consider approval of the written request. If approved, the Deputy Director will issue a Notice of Applicability letter which serves as an approved transfer of regulatory coverage to the new Enrollee. 3. FINDINGS 3.1. Legal Authorities 3.1.1. Federal and State Regulatory Authority The objective of the Clean Water Act is to restore and maintain the chemical, physical, and biological integrity of the waters of the United States (33 U.S.C. 1251). The Water Code authorizes the State Water Board to implement the Clean Water Act in the State and to protect the quality of all waters of the State (Water Code sections 13000 and 13160). 3.1.2. Discharge of Sewage A discharge of untreated or partially treated sewage is a discharge of waste as defined in Water Code section 13050(d) that could affect the quality of waters of the State and is subject to regulation by waste discharge requirements issued pursuant to Water Code section 13263 and Chapter 9, Division 3, Title 23 of the California Code of Regulations. A discharge of sewage may pollute and alter the quality of the waters of the State to a degree that unreasonably affects the beneficial uses of the receiving water body or facilities that serve those beneficial uses (Water Code section 13050(l)(1)). July 22, 2025 Item #1 Page 76 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 8 3.1.3 Water Boards Authority to Require Technical Reports, Monitoring, and Reporting Water Code sections 13267 and 13383 authorize the Regional Water Boards and the State Water Board to establish monitoring, inspection, entry, reporting, and recordkeeping requirements. Water Code section 13267(b), authorizes the Regional Water Boards to “require any person who has discharged, discharges, or is suspected of having discharged or discharging, or who proposes to discharge waste within its region… or is suspected of having discharged or discharging, or who proposes to discharge, waste outside of its region that could affect the quality of water within its region shall furnish, under penalty of perjury, technical or monitoring reports which the regional board requires…In requiring those reports, the regional board shall provide the person with a written explanation with regard to the need for the reports and shall identify the evidence that supports requiring that person to provide the reports.” Water Code section 13267(f) authorizes the State Water Board to require this information if it consults with the Regional Water Boards and determines that it will not duplicate the efforts of the Regional Water Boards. The State Water Board has consulted with the Regional Water Boards and made this determination. The technical and monitoring reports required by this General Order and Attachment E (Notification, Monitoring, Reporting and Recordkeeping Requirements) are necessary to evaluate and ensure compliance with this General Order. The effort to develop required technical reports will vary depending on the system size and complexity and the needs of the specific technical report. The burden and cost of these reports are reasonable and consistent with the interest of the state in protecting water quality, which is the primary purpose of requiring the reports. Water Code section 13383(a) authorizes the Water Boards to “establish monitoring, inspection, entry, reporting, and recordkeeping requirements… for any person who discharges, or proposes to discharge, to navigable waters, any person who introduces pollutants into a publicly owned treatment works, any person who owns or operates, or proposes to own or operate, a publicly owned treatment works or other treatment works treating domestic sewage, or any person who uses or disposes, or proposes to use or dispose, of sewage sludge.” Section 13383(b) continues, “the state board or the regional boards may require any person subject to this section to establish and maintain monitoring equipment or methods, including, where appropriate, biological monitoring methods, sample effluent as prescribed, and provide other information as may be reasonably required.” Reporting of spills from privately owned sewer laterals and systems pursuant to section 5.15 (Voluntary Reporting of Spills from Privately-Owned Sewer Laterals and/or Private Sanitary Sewer Systems) of this General Order is authorized by Water Code section 13225(c) and encouraged by the State Water Board, wherein a local agency may investigate and report on any technical factors involved in water quality control provided the burden including costs of such reports bears a reasonable relationship to the need for the report and the benefits to be obtained therefrom. The burden of reporting private spills under section 5.15 (Voluntary Reporting of Spills from Privately-Owned Sewer Laterals and/or Private Sanitary Sewer Systems) is minimal and is outweighed by the benefit of providing Regional Water Boards an opportunity to respond to these spills July 22, 2025 Item #1 Page 77 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 9 when an Enrollee, which in many cases has a contractual relationship with the owner of the private system, has knowledge of the spills. 3.1.4. Water Board Authority to Prescribe General Waste Discharge Requirements Water Code section 13263(i) provides that the State Water Board may prescribe general waste discharge requirements for a category of discharges if the State Water Board finds or determines that: • The discharges are produced by the same or similar operations; • The discharges involve the same or similar types of waste; • The discharges require the same or similar treatment standards; and • The discharges are more appropriately regulated under general waste discharge requirements than individual waste discharge requirements. Since 2006, the State Water Board has been regulating over 1,100 publicly owned sanitary sewer systems (See section 3.1.5 (Previous Statewide General Waste Discharge Requirements) of this General Order). California also has a large unknown number of unregulated privately owned sanitary sewer systems. All waste conveyed in publicly owned and privately owned sanitary sewer systems (as defined in this General Order) is comprised of untreated or partially treated domestic waste and/or industrial waste. Generally, sanitary sewer systems are designed and operated to convey waste by gravity or under pressure; system-specific design elements and system-specific operations do not change the common nature of the waste, the common threat to public health, or the common impacts on water quality. Spills of waste from a sanitary sewer system prior to reaching the ultimate downstream treatment facility are unauthorized and enforceable by the State Water Board and/or a Regional Water Board. Therefore, spills from sanitary sewer systems are more appropriately regulated under general waste discharge requirements. As specified in Water Code sections 13263(a) and 13241, the implementation of requirements set forth in this Order is for the reasonable protection of past, present, and probable future beneficial uses of water and the prevention of nuisance. The requirements implement the water quality control plans (Basin Plans) for each Regional Water Board and take into account the environmental characteristics of sewer service areas and hydrographic units within the state. Additionally, the State Water Board has considered water quality conditions that could reasonably be achieved through the coordinated control of all factors that affect water quality, costs associated with compliance with these requirements, the need for developing housing within California, and the need to protect sources of drinking water and other water supplies. 3.1.5. Previous Statewide General Waste Discharge Requirements On May 2, 2006, the State Water Board adopted Order 2006-0003-DWQ serving as Waste Discharge Requirements pursuant to Article 4, Chapter 4, Division 7 of the Water Code (commencing with section 13260) for inadvertent discharges to waters of the State. Order 2006-0003-DWQ prohibited discharges of untreated or partially treated sewage. Order 2006-0003-DWQ also required system-specific management, operation, and maintenance of publicly owned sewer systems greater than one mile in length. July 22, 2025 Item #1 Page 78 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 10 To decrease the impacts on human health and the environment caused by sewage spills, the previous Order required enrollees to develop a rehabilitation and replacement plan that identifies system deficiencies and prioritizes short-term and long-term rehabilitation actions. The previous Order also required enrollees to: 1. Maintain information that can be used to establish and prioritize appropriate Sewer System Management Plan activities; and 2. Implement a proactive approach to reduce spills. The previous Order required Sewer System Management Plan elements for “the proper and efficient management, operation, and maintenance of sanitary sewer systems, while taking into consideration risk management.” On July 30, 2013, the State Water Board amended General Order 2006-0003-DWQ with Order WQ 2013-0058-EXEC, Amending Monitoring and Reporting Program for Statewide General Waste Discharge Requirements for Sanitary Sewer Systems. Many enrollees of Order 2006-0003-DWQ have already implemented proactive measures to reduce sewage spills. Other enrollees, however, still need technical assistance and funding to improve sanitary sewer system operation and maintenance for the reduction of sewage spills. 3.1.6. Existing Memorandum of Agreement with California Water Environment Association The California Water Environment Association is a nonprofit organization dedicated to providing water industry certifications, training, and networking opportunities. The Association’s Technical Certification Program provides accredited sanitary sewer system operator certification for collection system operators and maintenance workers. On February 10, 2016, the State Water Board entered into a collaborative agreement with the Association titled Memorandum of Agreement Between the California State Water Resources Control Board and the California Water Environment Association - Training Regarding Requirements Set Forth in Statewide General Waste Discharge Requirements for Sanitary Sewer Systems. The Memorandum sets forth collaborative training necessary for regulated sanitary sewer system personnel to operate and maintain a well operating system and ensure full compliance with statewide sewer system regulations. On March 15, 2018, the State Water Board and the California Water Environment Association amended the existing Memorandum of Agreement to include collaborative outreach and expand training needs associated with further updates to Water Board regulations for sanitary sewer systems. The State Water Board encourages further Agreement updates as necessary to support improved sewer system operations and the professionalism of collection system operators. July 22, 2025 Item #1 Page 79 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 11 3.2. General 3.2.1. Waters of the State Waters of the State include any surface water or groundwater, including saline waters, within the boundaries of the state as defined in Water Code section 13050(e), and are inclusive of waters of the United States. 3.2.2. Sanitary Sewer System Spill Threats to Public Health and Beneficial Uses Sewage contains high levels of suspended solids, pathogenic organisms, toxic pollutants, nutrients, oxygen-demanding organic compounds, oil and grease and other pollutants. Sewage spills may cause a public nuisance, particularly when sewage is discharged to areas with high public exposure such as streets and surface waters used for drinking, irrigation, fishing, recreation, or other public consumption or contact uses. More specifically, sanitary sewer spills may: • Adversely affect aquatic life and/or threaten water quality when reaching receiving waters; • Inadvertently release trash, including plastics; • Impair the recreational use and aesthetic enjoyment of surface waters by polluting surface water or groundwater; • Threaten public health through direct public exposure to bacteria, viruses, intestinal parasites, and other microorganisms that can cause serious illness such as gastroenteritis, hepatitis, cryptosporidiosis, and giardiasis; • Negatively impact ecological receptors and biota within surface waters; and • Cause nuisance including odors, closure of beaches and recreational areas, and property damage. Sanitary sewer system spills may pollute receiving waters and threaten beneficial uses of surface water and groundwater. Potentially threatened beneficial uses include, but are not limited to the following (with associated acronym representations as included in statewide water quality control plans and Regional Water Boards’ Basin Plans): • Municipal and Domestic Supply (MUN) • Water Contact Recreation (REC-1) and Non-Contact Water Recreation (REC-2) • Cold Freshwater Habitat (COLD) • Warm Freshwater Habitat (WARM) • Native American Culture (CUL) • Wildlife Habitat (WILD) • Rare, Threatened, or Endangered Species (RARE) • Spawning, Reproduction, and/or Early Development (SPWN) • Wetland Habitat (WET) • Agricultural Supply (AGR) • Estuarine Habitat (EST) July 22, 2025 Item #1 Page 80 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 12 • Commercial and Sport Fishing (COMM) • Subsistence Fishing (SUB) • Tribal Tradition and Culture (CUL) • Tribal Subsistence Fishing (T-SUB) • Aquaculture (AQUA) • Marine Habitat (MAR) • Preservation of Biological Habitats of Special Significance (BIOL) • Migration of Aquatic Organisms (MIGR) • Shellfish Harvesting (SHELL) • Industrial Process Supply (PROC) • Industrial Service Supply (IND) • Hydropower Generation (POW) • Navigation (NAV) • Flood Peak Attenuation/Flood Water Storage (FLD) • Water Quality Enhancement (WQE) • Fresh Water Replenishment (FRSH) • Groundwater Recharge (GWR) • Inland Saline Water Habitat (SAL) 3.2.3. Proactive Sanitary Sewer System Management to Eliminate Spill Causes Finding 3 of the previous Order, 2006-0003-DWQ, states: “Sanitary sewer systems experience periodic failures resulting in discharges that may affect waters of the state. There are many factors (including factors related to geology, design, construction methods and materials, age of the system, population growth, and system operation and maintenance), which affect the likelihood of an SSO [sanitary sewer overflow]. A proactive approach that requires Enrollees to ensure a system-wide operation, maintenance, and management plan is in place will reduce the number and frequency of SSOs within the state. This approach will in turn decrease the risk to human health and the environment caused by SSOs.” Many spills are preventable through proactive attention on sanitary sewer system management using the best practices and technologies available to address major causes of spills, including but not limited to: • Blockages from sources including but not limited to: o Fats, oils and grease; o Tree roots; o Rags, wipes and other paper, cloth and plastic products; and o Sediment and debris. • Sewer system damage and exceedance of sewer system hydraulic capacity from identified system-specific environmental, and climate-change impacts, including but not limited to: July 22, 2025 Item #1 Page 81 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 13 o Sea level rise impacts including flooding, coastal erosion, seawater intrusion, tidal inundation and submerged lands; o Increased surface water flows due to higher intensity rain events; o Flooding; o Wildfires and wildfire induced impacts; o Earthquake induced damage; o Landslides; and o Subsidence. • Infrastructure deficiencies and failures, including but not limited to: o Pump station mechanical failures; o System age; o Construction material failures; o Manhole cover failures; o Structural failures; and o Lack of proper operation and maintenance. • Insufficient system capacity (temporary or sustained), due to factors including but not limited to: o Excessive and/or increased storm or groundwater inflow/infiltration; o Insufficient capacity due to population increase and/or new connections from industrial, commercial and other system users; and o Stormwater capture projects utilizing a sanitary sewer system to convey stormwater to treatment facilities for reuse. • Community impacts, including but not limited to: o Power outages; o Vandalism; and o Contractor-caused or other third party-caused damages. 3.2.4. Underground Sanitary Sewer System Leakage Portions of some sanitary sewer systems may leak, causing underground exfiltration (exiting) of sewage from the system. Exfiltrated sewage that remains in the underground infrastructure trench and/or the soil matrix, and that does not discharge into waters of the State (surface water or groundwater) may not threaten beneficial uses. Underground exfiltrated sewage may threaten beneficial uses if discharged to waters of the State. Exfiltrated sewage that discharges to groundwater may impact beneficial uses of groundwater and pollute groundwater supply. Additionally, if in close proximity, exfiltrated sewage may enter into a compromised underground drainage conveyance system that discharges into a water of the United States, or into groundwater that is hydrologically connected to (feeds into) a water of the United States, thus potentially causing: (1) a Clean Water Act violation, (2) threat and impact to beneficial uses, and/or (3) surface water pollution. July 22, 2025 Item #1 Page 82 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 14 3.2.5. Proactive Sanitary Sewer System Management to Reduce Inflow and Infiltration Excessive inflow (stormwater entering) and infiltration (groundwater seepage entering) to sanitary sewer systems is preventable through proactive sewer system management using the best practices and technologies available. The efficiency of the downstream wastewater treatment processes is dependent on the performance of the sanitary sewer system. When the structural integrity of a sanitary sewer system deteriorates, high volumes of inflow and infiltration can enter the sewer system. High levels of inflow and infiltration increase the hydraulic load on the downstream treatment plant, which can reduce treatment efficiency, lead to bypassing a portion of the treatment process, cause illegal discharge of partially treated effluent, or in extreme situations make biological treatment facilities inoperable (e.g., wash out the biological organisms that treat the waste). 3.3. Water Quality Control Plans, Policies and Resolutions The nine Regional Water Boards have adopted region-specific water quality control plans (commonly referred to as Basin Plans) that designate beneficial uses, establish water quality objectives, and contain implementation programs and policies to achieve those objectives. The State Water Board has adopted statewide water quality control plans, policies and resolutions establishing statewide water quality objectives, implementation programs and initiatives. 3.3.1. State Water Board Antidegradation Policy On October 28, 1968, the State Water Board adopted Resolution 68-16, titled Statement of Policy with Respect to Maintaining High Quality of Waters in California, which incorporates the federal antidegradation policy. Resolution 68-16 requires that existing water quality be maintained unless degradation is justified based on specific findings. The continued prohibition of sewage discharges from sanitary sewer systems into waters of the State aligns with Resolution 68-16. A sewage discharge from sanitary sewers to waters of the State is prohibited by this Order. Therefore, this Order does not allow degradation of waters of the State. In addition, this Order: (1) further expands the existing prohibition of sewage discharges to include waters of the State, in addition to waters of the United States as provided in previous Order 2006-0003-DWQ, and (2) enhances the ability for Water Board enforcement of violations of the established prohibitions. 3.3.2. State Water Board Sources of Drinking Water Policy On May 19,1988, the State Water Board adopted Resolution 88-63 (amended on February 1, 2006), titled Sources of Drinking Water, establishing state policy that all waters of the State, with certain exceptions, are suitable or potentially suitable for municipal or domestic supply. 3.3.3. State Water Board Cost of Compliance Resolution On September 24, 2013, the State Water Board adopted Resolution 2013-0029, titled Directing Actions in Response to Efforts by Stakeholders on Reducing Costs of July 22, 2025 Item #1 Page 83 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 15 Compliance While Maintaining Water Quality Protection. Through this resolution, the State Water Board committed to continued stakeholder engagement in identifying and implementing measures to reduce costs of compliance with regulatory orders while maintaining water quality protection and improving regulatory program outcomes. 3.3.4. State Water Board Human Right to Water Resolution On February 16, 2016, the State Water Board adopted Resolution 2016-0010, titled Adopting the Human Right to Water as a Core Value and Directing its Implementation in Water Board Programs and Activities, addressing the human right to water as a core value and directing Water Board programs to implement requirements to support safe drinking water for all Californians. On November 16, 2021, the State Water Board adopted Resolution 2021-0050 titled Condemning Racism, Xenophobia, Bigotry, and Racial Injustice, and Strengthening Commitment to Racial Equity, Diversity, Inclusion, Access, and Anti-racism. Among other actions, through Resolution 2021-0050, the State Water Board, in summary as corresponding to this General Order, reaffirms its commitment to its Human Right to Water resolution, upholding that every human being in California deserves safe, clean, affordable, and accessible water for human consumption, cooking, and sanitation purposes. Resolution 2021-0050 provides the State Water Board commitment to: • Protect public health and beneficial uses of waterbodies in all communities, including communities disproportionately burdened by wastes discharge of waste to land and surface water; • Restore impaired surface waterbodies and degraded aquifers; and • Promote multi-benefit water quality projects. Through Resolution 2021-0050, the State Water Board also commits to expanding implementation of its Climate Change Resolution to address the disproportionate effects of extreme hydrologic conditions and sea-level rise on Black, Indigenous, and people of color communities, prioritizing: • The right to safe, clean, affordable, and accessible drinking water and sanitation; • Sustainable management and protection of local groundwater resources; • Healthy watersheds; and • Access to surface waterbodies that support subsistence fishing. On June 7, 2022, the State Water Board adopted a Resolution, titled Authorizing the Executive Director or Designee to Enter into One or More Multi-Year Contracts Up to a Combined Sum of $4,000,000 for a Statewide Wastewater Needs Assessment, supporting the equitable access to sanitation for all Californians and implementation of Resolutions 2016-0010 and 2021-0050. This General Order supports the State Water Board priority in collecting a comprehensive set of data for California’s wastewater systems, including sanitary sewer systems. Data reported per the requirements of this Order will be used with data from other Water Boards’ programs, to further develop criteria and create a statewide risk July 22, 2025 Item #1 Page 84 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 16 framework to prioritize critical funding and infrastructure investments for California’s most vulnerable populations, including disadvantaged or severely disadvantaged communities with inadequate or failing sanitation systems and threatened access to healthy drinking water supplies. 3.3.5. State Water Board Open Data Resolution On July 10, 2018, the State Water Board adopted Resolution 2018-0032, titled Adopting Principles of Open Data as a Core Value and Directing Programs and Activities to Implement Strategic Actions to Improve Data Accessibility and Associated Innovation, directing regulatory programs to assure all monitoring and reporting requirements support the State Water Boards’ Open Data Initiative. 3.3.6. State Water Board Response to Climate Change On March 7, 2017, the State Water Board adopted Resolution 2017-0012, titled Comprehensive Response to Climate Change, requiring a proactive response to climate change in all California Water Board actions, with the intent to embed climate change consideration into all programs and activities. 3.4. California Environmental Quality Act The adoption of this Order is an action to reissue general waste discharge requirements that is exempt from the California Environmental Quality Act (Public Resources Code section 21000 et seq.) because it is an action taken by a regulatory agency to assure the protection of the environment and the regulatory process involves procedures for protection of the environment (Cal. Code Regs., Title 14, section 15308). In addition, the action to adopt this Order is exempt from CEQA pursuant to Cal. Code Regs., Title 14, section 15301, to the extent that it applies to existing sanitary sewer collection systems that constitute “existing facilities” as that term is used in sections 15301 and 15302, to the extent that it results in the repair or replacement of existing systems involving negligible or no expansion of capacity. 3.5. State Water Board Funding Assistance for Compliance with Water Board Water Quality Orders The State Water Board, Division of Financial Assistance administers the implementation of the State Water Board financial assistance programs, per Board-adopted funding policies. Among other funding areas, the Division administers loan and grant funding for the planning and construction of wastewater and water recycling facilities per funding program-specific policies and guidelines. Applicants may apply for Clean Water State Revolving Fund low-interest loan, Small Community Wastewater grant funding assistance, and other funding available at the time of application, for some of the costs associated with complying with this General Order. Funding applicants may obtain further information regarding current funding opportunities, and Division of Financial Assistance staff contact information at the following website: Financial Assistance Funding - Grants and Loans | California State Water Resources Control Board. (https://www.waterboards.ca.gov/water_issues/programs/grants_loans/) July 22, 2025 Item #1 Page 85 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 17 Section 13477.6 of the Water Code authorizes the Small Community Grant Fund. The Small Community Grant Fund allows the State Water Board to provide grant funding assistance to small, disadvantaged communities and small severely disadvantaged communities that may not otherwise be able to afford a loan or similar financing for projects to comply with requirements of this General Order. The State Water Board also considers loan forgiveness on a disadvantaged community-specific basis. For disadvantaged communities’ wastewater needs, the State Water Board places priority on the funding of projects that address: • Public health; • Violations of waste discharge requirements and National Pollutant Discharge Elimination System (NPDES) permits; • Providing sewer system service to existing septic tank owners; and • High priority public health and water quality concerns identified by a Regional Water Board. 3.6. Notification to Interested Parties On January 31, 2022, the State Water Board notified interested parties and persons of its intent to reissue Sanitary Sewer Systems General Order 2006-0003-DWQ by issuing a draft General Order for a 60-day public comment period. State Water Board staff conducted extensive stakeholder outreach and encouraged public participation in the adoption process for this General Order. On March 15, 2022, the State Water Board held a public meeting to hear and consider oral public comments. The State Water Board considered all public comments prior to adopting this General Order. THEREFORE, IT IS HEREBY ORDERED, that pursuant to Water Code sections 13263, 13267, and 13383 this General Order supersedes Order 2006-0003-DWQ, Order WQ 2013-0058-EXEC, and any amendments made to these Orders thereafter, except for enforcement purposes and to meet the provisions contained in Division 7 of the Water Code (commencing with section 13000) and regulations adopted thereunder, and the provisions of the Clean Water Act and regulations and guidelines adopted thereunder, the Enrollee shall comply with the requirements in this Order. 4. PROHIBITIONS 4.1 Discharge of Sewage from a Sanitary Sewer System Any discharge from a sanitary sewer system that has the potential to discharge to surface waters of the State is prohibited unless it is promptly cleaned up and reported as required in this General Order. 4.2. Discharge of Sewage to Waters of the State Any discharge from a sanitary sewer system, discharged directly or indirectly through a drainage conveyance system or other route, to waters of the State is prohibited. July 22, 2025 Item #1 Page 86 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 18 4.3. Discharge of Sewage Creating a Nuisance Any discharge from a sanitary sewer system that creates a nuisance or condition of pollution as defined in Water Code section 13050(m) is prohibited. 5. SPECIFICATIONS 5.1. Designation of a Legally Responsible Official The Enrollee shall designate a Legally Responsible Official that has authority to ensure the enrolled sanitary sewer system(s) complies with this Order, and is authorized to serve as a duly authorized representative. The Legally Responsible Official must have responsibility over management of the Enrollee’s entire sanitary sewer system, and must be authorized to make managerial decisions that govern the operation of the sanitary sewer system, including having the explicit or implicit duty of making major capital improvement recommendations to ensure long-term environmental compliance. The Legally Responsible Official must have or have direct authority over individuals that: • Possess a recognized degree or certificate related to operations and maintenance of sanitary sewer systems, and/or • Have professional training and experience related to the management of sanitary sewer systems, demonstrated through extensive knowledge, training and experience. For example, a sewer system superintendent or manager, an operations manager, a public utilities manager or director, or a district engineer may be designated as a Legally Responsible Official. The Legally Responsible Official shall complete the electronic CIWQS “User Registration” form (https://ciwqs.waterboards.ca.gov/ciwqs/newUser.jsp). A Legally Responsible Official that represents multiple enrolled systems shall complete the electronic CIWQS “User Registration” form for each system. The Enrollee shall submit any change to its Legally Responsible Official, and/or change in contact information, to the State Water Board within 30 calendar days of the change by emailing ciwqs@waterboards.ca.gov and copying the appropriate Regional Water Board as provided in Attachment F (Regional Water Quality Control Board Contact Information) of this General Order. 5.2. Sewer System Management Plan Development and Implementation To facilitate adequate local funding and management of its sanitary sewer system(s), the Enrollee shall develop and implement an updated Sewer System Management Plan. The scale and complexity of the Sewer System Management Plan, and specific elements of the Plan, must match the size, scale and complexity of the Enrollee’s sanitary sewer system(s). The Sewer System Management Plan must address, at minimum, the required Plan elements in Attachment D (Sewer System Management Plan – Required Elements) of this General Order. To be effective, the Sewer System Management Plan must include procedures for the management, operation, and maintenance of the sanitary sewer system(s). The procedures must: (1) incorporate the July 22, 2025 Item #1 Page 87 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 19 prioritization of system repairs and maintenance to proactively prevent spills, and (2) address the implementation of current standard industry practices through available equipment, technologies, and strategies. For an existing Enrollee under Order 2006-0003-DWQ that has certified its Continuation of Existing Regulatory Coverage, per section 2.1 (Requirements for Continuation of Existing Regulatory Coverage) of this General Order: Within six (6) months of the Adoption Date of this General Order: • The Legally Responsible Official shall upload the Enrollee’s existing Sewer System Management Plan to the online CIWQS Sanitary Sewer System Database. For a new Enrollee: Within twelve (12) months of the Application for Enrollment approval date: • The governing entity of the new Enrollee shall approve its Sewer System Management Plan; and • The Legally Responsible Official shall certify and upload its Sewer System Management Plan to the online CIWQS Sanitary Sewer System Database. 5.3. Certification of Sewer System Management Plan and Plan Updates The Legally Responsible Official shall certify and upload its Sewer System Management Plan and all subsequent updates to the online CIWQS Sanitary Sewer System Database. 5.4. Sewer System Management Plan Audits The Enrollee shall conduct an internal audit of its Sewer System Management Plan, and implementation of its Plan, at a minimum frequency of once every three years. The audit must be conducted for the period after the end of the Enrollee’s last required audit period. Within six months after the end of the required 3-year audit period, the Legally Responsible Official shall submit an audit report into the online CIWQS Sanitary Sewer System Database per the requirements in section 3.10 (Sewer System Management Plan Audit Reporting Requirements) of Attachment E1 of this General Order. Audit reports submitted to the CIWQS Sanitary Sewer System Database will be viewable only to Water Boards staff. The internal audit shall be appropriately scaled to the size of the system(s) and the number of spills. The Enrollee’s sewer system operators must be involved in completing the audit. At minimum, the audit must: • Evaluate the implementation and effectiveness of the Enrollee’s Sewer System Management Plan in preventing spills; • Evaluate the Enrollee’s compliance with this General Order; • Identify Sewer System Management Plan deficiencies in addressing ongoing spills and discharges to waters of the State; and July 22, 2025 Item #1 Page 88 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 20 • Identify necessary modifications to the Sewer System Management Plan to correct deficiencies. The Enrollee shall submit a complete audit report that includes: • Audit findings and recommended corrective actions; • A statement that sewer system operators’ input on the audit findings has been considered; and • A proposed schedule for the Enrollee to address the identified deficiencies. A new Enrollee of this General Order (that did not have a sanitary sewer system enrolled in the previous State Water Board Order 2006-0003-DWQ) shall conduct its first internal Sewer System Management Plan audit for the time period between the date of submittal of its certified Sewer System Management Plan and the third subsequent December 31st date. The audit report must be submitted into the online CIWQS Sanitary Sewer System Database by July 1 of the following calendar year. See the following tables for clarification: Initial Audit Period and Audit Due Date for New Enrollees Audit Period Audit Due Date New Enrollee Certified Sewer System Management Plan Submittal Date through the third subsequent December 31st date July 1st date after audit period Example Certified Sewer System Management Plan Submittal Date of August 2, 2025 Audit Period of August 2, 2025 through December 31, 2027 July 1, 2028 July 22, 2025 Item #1 Page 89 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 21 Initial Audit Period for Transition from 2-Year Audit Required in Previous Order 2006-0003-DWQ to 3-Year Audit Required in this General Order Audit Period Audit Due Date An Enrollee previously regulated by Order 2006-003-DWQ A 3-year period starting from the end of last required 2-year Audit Period Within six months after end of 3-year Audit Period Example Last required Audit Period start date of August 2, 2021; Audit Period of August 2, 2021 through August 1, 2024 February 1, 2025 Three-Year Ongoing Audit Period Audit Period Audit Due Date Each Enrollee A 3-year period starting from the end of last required Audit Period Within six months after end of 3-year Audit Period 5.5. Six-Year Sewer System Management Plan Update At a minimum, the Enrollee shall update its Sewer System Management Plan every six (6) years after the date of its last Plan Update due date. (For an Enrollee previously regulated by Order 2006-0003-DWQ, the six-year period shall commence on the due date identified in section 3.11 of Attachment E1 (Notification, Monitoring, Reporting and Recordkeeping Requirements) of this Order. The Updated Sewer System Management Plan must include: • Elements required in Attachment D (Sewer System Management Plan – Required Elements) of this Order; • Summary of revisions included in the Plan update based on internal audit findings; and • Other sewer system management-related changes. The Enrollee’s governing entity shall approve the updated Plan. The Legally Responsible Official shall upload and certify the approved updated Plan in the online CIWQS Sanitary Sewer System Database in accordance with section 3.11 (Sewer System Management Plan Reporting Requirements) of Attachment E1 (Notification, Monitoring, Reporting and Recordkeeping Requirements) of this General Order. During the time period in between Plan updates, the Enrollee shall continuously document changes to its Sewer System Management Plan in a change log attached to the Plan. July 22, 2025 Item #1 Page 90 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 22 5.6. System Resilience The Enrollee shall include and implement system-specific procedures in its Sewer System Management Plan to proactively prioritize: (1) operation and maintenance, (2) condition assessments, and (3) repair and rehabilitation, to address ongoing system resilience, as specified in Attachment D (Sewer System Management Plan – Required Elements) of this General Order. 5.7. Allocation of Resources The Enrollee shall: • Establish and maintain a means to manage all necessary revenues and expenditures related to the sanitary sewer system; and • Allocate the necessary resources to its sewer system management program for: o Compliance with this General Order, o Full implementation of its updated Sewer System Management Plan, o System operation, maintenance, and repair, and o Spill responses. 5.8. Designation of Data Submitters The Legally Responsible Official may designate one or more individuals as a Data Submitter for reporting of spill data. The Legally Responsible Official shall authorize the designation of Data Submitter(s) through the online CIWQS database (https://ciwqs.waterboards.ca.gov) prior to the individuals establishing a CIWQS user account (https://ciwqs.waterboards.ca.gov/ciwqs/newUser.jsp) and entering spill data into the online CIWQS Sanitary Sewer System Database. The Legally Responsible Official shall submit any change to its Data Submitter(s), and/or change in Data Submitter contact information, to the State Water Board within 30 calendar days of the change, by emailing ciwqs@waterboards.ca.gov and copying the appropriate Regional Water Board as provided in Attachment F (Regional Water Quality Control Board Contact Information) of this General Order. 5.9. Reporting Certification The Legally Responsible Official shall electronically certify, on the Enrollee’s behalf, all applications, reports, the Sewer System Management Plan(s) and corresponding updates, and other information submitted electronically into the online CIWQS Sanitary Sewer System Database, as follows: “I certify under penalty of perjury under the laws of the State of California that the electronically submitted information was prepared under my direction or supervision. Based on my inquiry of the person(s) directly responsible for gathering the information, to the best of my knowledge and belief, the information submitted is true, accurate, and complete, and complies with the Statewide Sanitary Sewer Systems General Order. I am aware that there are significant penalties for submitting false information.” July 22, 2025 Item #1 Page 91 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 23 Hardcopy submittals to the State Water Board must be accompanied by the above certification statement. 5.10. System Capacity The Enrollee shall maintain the system capacity necessary to convey: (1) base flows during dry weather conditions, and (2) wet weather peak flows consistent with designated local historic storms. Design storms must take into account system-specific stormwater contributions via inflow and infiltration, and location-specific depth of groundwater and storm frequencies. The Enrollee shall implement capital improvements to provide adequate hydraulic capacity to: • Meet or exceed the design criteria as defined in the Enrollee’s System Evaluation and Capacity Assurance element of its Sewer System Management Plan; and • Prevent system capacity-related spills, and adverse impacts to the treatment efficiency of downstream wastewater treatment facilities. 5.11. System Performance Analysis The Enrollee shall include a running 10-year system performance analysis in its Annual Report. The analysis must include two CIWQS-generated graphs presenting the following information: Graph 1 – Total Spill Volume per Year: X axis: A 10-year period which includes the current calendar year and the nine previous calendar years; Y axis: The total spill volume, per Spill Category, for each calendar year. Graph 2 – Total Number of Spills per Year: X axis: A 10-year period which includes the current calendar year and the nine previous calendar years; Y axis: The total number of spills, per Spill Category, for each calendar year. The current calendar year is the calendar year covered in the Annual Report. The Enrollee shall generate the graphs in CIWQS, using the existing data in the online CIWQS Sanitary Sewer System Database at the following graph generation link: (https://ciwqs.waterboards.ca.gov/ciwqs/readOnly/PublicReportSSOServlet?reportActio n=criteria&reportId=sso_operation_report). 5.12. Spill Emergency Response Plan and Remedial Actions For Existing Enrollees (with regulatory coverage under Order 2006-0003-DWQ): Within six (6) months of the Adoption Date of this General Order, the Enrollee shall update and implement its Spill Emergency Response Plan, per Attachment D, section 6 (Spill Emergency Response Plan) of this General Order. July 22, 2025 Item #1 Page 92 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 24 For New Enrollees: Within six (6) months of the Application for Enrollment approval date, the Enrollee shall develop and implement a Spill Emergency Response Plan, per Attachment D, section 6 (Spill Emergency Response Plan) of this General Order. The Enrollee shall certify, in its Annual Report, that its Spill Emergency Response Plan is up to date. The Spill Emergency Response Plan shall include measures to protect public health and the environment. The Enrollee shall respond to spills from its system(s) in a timely manner that minimizes water quality impacts and nuisance by: • Immediately stopping the spill and preventing/minimizing a discharge to waters of the State; • Intercepting sewage flows to prevent/minimize spill volume discharged into waters of the State; • Thoroughly recovering, cleaning up and disposing of sewage and wash down water; and • Cleaning publicly accessible areas while preventing toxic discharges to waters of the State. 5.13. Notification, Monitoring, Reporting and Recordkeeping Requirements The Enrollee shall comply with notification, monitoring, reporting, and recordkeeping requirements in Attachment E1 of this General Order. 5.13.1. Spill Categories Individual spill notification, monitoring and reporting must be in accordance with the following spill categories: • Category 1 Spill A Category 1 spill is a spill of any volume of sewage from or caused by a sanitary sewer system regulated under this General Order that results in a discharge to: o A surface water, including a surface water body that contains no flow or volume of water; or o A drainage conveyance system that discharges to surface waters when the sewage is not fully captured and returned to the sanitary sewer system or disposed of properly. Any spill volume not recovered from a drainage conveyance system is considered a discharge to surface water, unless the drainage conveyance system discharges to a dedicated stormwater infiltration basin or facility. July 22, 2025 Item #1 Page 93 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 25 A spill from an Enrollee-owned and/or operated lateral that discharges to a surface water is a Category 1 spill; the Enrollee shall report all Category 1 spills per section 3.1 of Attachment E1 (Notification, Monitoring, Reporting and Recordkeeping Requirements) of this General Order. • Category 2 Spill A Category 2 spill is a spill of 1,000 gallons or greater, from or caused by a sanitary sewer system regulated under this General Order that does not discharge to a surface water. A spill of 1,000 gallons or greater that spills out of a lateral and is caused by a failure or blockage in the sanitary sewer system, is a Category 2 spill. • Category 3 Spill A Category 3 spill is a spill of equal to or greater than 50 gallons and less than 1,000 gallons, from or caused by a sanitary sewer system regulated under this General Order that does not discharge to a surface water. A spill of equal to or greater than 50 gallons and less than 1,000 gallons, that spills out of a lateral and is caused by a failure or blockage in the sanitary sewer system is a Category 3 spill. • Category 4 Spill A Category 4 spill is a spill of less than 50 gallons, from or caused by a sanitary sewer system regulated under this General Order that does not discharge to a surface water. A spill of less than 50 gallons that spills out of a lateral and is caused by a failure or blockage in the sanitary sewer system is a Category 4 spill. 5.13.2. Annual Report The Enrollee shall submit an Annual Report (previously termed as Collection System Questionnaire in Order 2006-0003-DWQ) as specified in section 3.9 (Annual Report) of Attachment E1 (Notification, Monitoring, Reporting and Recordkeeping Requirements) of this General Order. For new Enrollees: Within 30 days of obtaining a CIWQS account, a new Enrollee shall submit its initial Annual Report, as specified in section 3.9 (Annual Report) of Attachment E1 (Notification, Monitoring, Reporting and Recordkeeping Requirements) of this General Order. July 22, 2025 Item #1 Page 94 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 26 5.14. Electronic Sanitary Sewer System Service Area Boundary Map For continuing enrollees, starting on July 1, 2025, and no later than December 31, 2025: For new enrollees – no earlier than July 1, 2025, or within 12 months of the Application for Enrollment approval date, whichever date is later: The Legally Responsible Official shall submit, to the State Water Board, geospatial data detailing the locations of the Enrollee’s sanitary sewer system service area boundary, per the required content and specifications in section 3.8 (Electronic Sanitary Sewer System Service Area Boundary Map) of Attachment E1 of this General Order, for each system identified by a WDID number. An Enrollee of a disadvantaged community that may need assistance developing an electronic map to comply with this requirement, may contact State Water Board staff for assistance at SanitarySewer@waterboards.ca.gov. 5.15. Voluntary Reporting of Spills from Privately-Owned Sewer Laterals and/or Private Sanitary Sewer Systems Within 24 hours of becoming aware of a spill (as described below) from a private sewer lateral or private sanitary sewer system that is not owned/operated by the Enrollee, the Enrollee is encouraged to report the following observations to the online CIWQS Sanitary Sewer System Database at the following link: https://ciwqs.waterboards.ca.gov: • A spill equal or greater than 1,000 gallons that discharges (or has a potential to discharge) to a water of the State, or a drainage conveyance system that discharges to waters of the State; or • Any volume of sewage that discharges (or has a potential to discharge) to surface waters. In the CIWQS module, the Enrollee is encouraged to identify: • Time of observation; • Description of general spill location (for example, street name and cross street names); • Estimated volume of spill; • If known, general description of spill destination (for example, flowing into drainage channel, flowing directly into a creek, etc.); and • If known, name of private system owner/operator. The CIWQS database will make the name and contact information of the entity voluntarily reporting a private spill, accessible to State and Regional Water Board staff only. The CIWQS database will only make information regarding the actual spill, accessible to the public. July 22, 2025 Item #1 Page 95 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 27 5.16. Voluntary Notification of Spills from Privately-Owned Laterals and/or Systems to the California Office of Emergency Services Upon observing or acquiring knowledge of any of the following from a private sewer lateral or private sanitary sewer system that is not owned/operated by the Enrollee, the Enrollee is encouraged to notify the California Office of Emergency Services (as provided by Health and Safety Code section 5410 et. seq. and Water Code section 13271), or inform the responsible party that State law requires such notification to the Office of Emergency Services by any person that causes or allows a sewage discharge to waters of the State: • A spill equal to 1,000 gallons or more that discharges (or has a potential to discharge) to waters of the State, or a drainage conveyance system that discharges to waters of the State; or • A spill of any volume to surface waters. 5.17. Unintended Failure to Report If an Enrollee becomes aware that they unintentionally failed to submit relevant facts in any report required in this General Order, the Enrollee shall promptly notify Regional Water Board and State Water Board staff. Regional Water Board contact information is included in Attachment F of this Order. State Water Board staff shall be contacted by email at SanitarySewer@waterboards.ca.gov for assistance in formally amending the corresponding report(s) in the online CIWQS Sanitary Sewer System Database. 5.18. Duty to Report to Water Boards In accordance with Water Code section 13267 and/or section 13383, upon request by the State Water Board Executive Director (or designee) or a Regional Water Board Executive Officer (or designee), the Enrollee shall provide the requested information which the State or Regional Water Board deems necessary to determine compliance with this General Order. 5.19. Operation and Maintenance To prevent discharges to the environment, the Enrollee shall maintain in good working order, and operate as designed, any facility or treatment and control system designed to contain sewage and convey it to a treatment plant. 6. PROVISIONS 6.1. Enforcement Provisions The following enforcement provisions are based on existing federal and state regulations, laws and policies, including the federal Clean Water Act, the state Water Code and the State Water Board Enforcement Policy. 6.1.1. Enforceability of Clean Water Act and Water Code Violations Noncompliance with requirements of this General Order or discharging sewage without enrolling in this General Order constitutes a violation of the Water Code and a potential July 22, 2025 Item #1 Page 96 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 28 violation of the Clean Water Act and is grounds for an enforcement action by the State Water Board or the applicable Regional Water Board. Failure to comply with the notification, monitoring, inspection, entry, reporting, and recordkeeping requirements may subject the Enrollee to administrative civil liabilities of up to $10,000 a day per violation pursuant to Water Code section 13385; up to $1,000 a day per violation pursuant to Water Code section 13268; or referral to the Attorney General for judicial civil enforcement. Discharging waste not in compliance with the requirements of this General Order or the Clean Water Act may subject the Enrollee to administrative civil liabilities up to $10,000 a day per violation and additional liability up to $10 per gallon of discharge not cleaned up after the first 1,000 gallons of discharge; up to $5,000 a day per violation pursuant to Water Code section 13350 or up to $20 per gallon of waste discharged; or referral to the Attorney General for judicial civil enforcement. 6.1.2. Monetary Penalties The Water Code provides the State and Regional Water Boards the authority to pursue formal enforcement actions, including imposing administrative liability and civil monetary penalties, for non-compliance with the requirements of this General Order and violations of the Clean Water Act. 6.1.3. Falsifying or Failure to Report The Water Code provides that any person failing or refusing to furnish technical or monitoring program reports, as required under this General Order, or falsifying any information provided in the technical or monitoring reports is subject to administrative liability and civil monetary penalties. Any person who knowingly fails or refuses to furnish technical or monitoring program reports or falsifies any information provided in reports required by this General Order is subject to criminal penalties. 6.1.4. Severability of General Order The provisions of this General Order are severable; if any provision of this Order, or the application of any provision of this Order to any circumstance, is held invalid, the application of such provision to other circumstances and the remainder of this Order shall not be affected thereby. 6.1.5. Indirect Discharges In the event that a spill enters into a drainage conveyance system, the Enrollee shall take all feasible steps to prevent discharge of sewage into waters of the State by blocking or redirecting the flow in the drainage conveyance system, removing the sewage from the drainage conveyance system, and cleaning the system in a manner that does not inadvertently impact beneficial uses of the receiving water body. 6.1.6. Water Boards’ Considerations for Discretionary Enforcement Consistent with the State Water Board Enforcement Policy, when considering Water Code section 13327 factors, the State Water Board or a Regional Water Board may consider the Enrollee’s efforts to contain, control, clean up, and mitigate spills. In assessing the factors, the State Water Board or the applicable Regional Water Board will consider: July 22, 2025 Item #1 Page 97 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 29 • The Enrollee’s compliance with this General Order with a focus on compliance with reporting requirements; • The Enrollee’s provision of adequate funding to implement the requirements of this General Order; • The Enrollee’s compliance with providing a complete and updated Sewer System Management Plan; • The Enrollee’s compliance with implementing its Sewer System Management Plan; • The overall effectiveness of the Enrollee’s Sewer System Management Plan with respect to: o System management, operation, and maintenance, o Adequate treatment facilities, sanitary sewer system facilities, and/or components with an appropriate design capacity, to reasonably prevent spills (e.g. adequately enlarging treatment or collection facilities to accommodate growth, infiltration and inflow, etc.), o Preventive maintenance (including cleaning, root grinding, and fats, oils, and grease control) and source control measures, o Implementation of backup equipment, o Inflow and infiltration prevention and control, o Appropriate sanitary sewer system capacity to prevent spills, and o The Enrollee’s responsiveness to stop and mitigate the impact of the discharge; • The Enrollee’s compliance with identifying the cause of the spill; • The Enrollee’s use of available information and observations to accurately estimate the spill volume and identify the affected or potentially affected receiving waters; • The Enrollee’s thoroughness of cleaning up sewage in drainage conveyance systems after the spill(s); • The Enrollee’s use of water quality and biological monitoring and assessment to determine the short-term and long-term impacts to beneficial uses and the environment; • The Enrollee’s follow up actions to improve system performance; • The Enrollee’s implementation of feasible alternatives to prevent spills, such as: o Use of temporary storage or waste retention, o Reduction of system inflow and infiltration, o Collection and hauling of waste to a treatment facility, o Prevention of and/ or containment of spills due to a design storm event identified in the Enrollee’s Sewer System Management Plan, July 22, 2025 Item #1 Page 98 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 30 o Implementation of available equipment, technologies, strategies, and recommended industry practices for maintaining and managing sewer systems to prevent spills, and contain and eliminate discharges to waters of the State; and • The spill duration and factors beyond the reasonable control of the Enrollee causing the event. 6.1.7. Enforcement Discretion Based on Reporting Compliance Consistent with the State Water Board Enforcement Policy, the State Water Board or a Regional Water Board may consider the Enrollee’s efforts to comply with spill reporting requirements when determining compliance with Water Code section 13267 and section 13383. When assessing Water Code section 13227 factors, the State Water Board or the applicable Regional Water Board will consider: • The Enrollee’s diligence to comply with all reporting requirements in this General Order; • The use of best available information for the Enrollee’s reporting of spill start date and start time in which the release of sewage from the sanitary sewer system initiated; • The Enrollee’s reporting of spill end date, and end time to be the date and time in which the release of sewage from the sanitary sewer system was stopped; • The Enrollee’s diligence to accurately estimate and report spill volumes; • The Enrollee’s subsequent verification and/or updates to initial Draft Spill Reports in accordance with this General Order; and • The Enrollee’s timely certification of required spill reports. Consistent with Water Code section 13267 and section 13383, the State Water Board or a Regional Water Board may require an Enrollee to report the results of a condition assessment of a specified portion of the Enrollee’s sanitary sewer system. 6.2. Other Regional Water Board Orders It is the intent of the State Water Board that sanitary sewer systems be regulated in a manner consistent with federal and state regulations. This Order will not be interpreted or applied: • In a manner inconsistent with the federal Clean Water Act; • To authorize a spill or discharge that is illegal under either the Clean Water Act, the Water Code, and/or an applicable Basin Plan prohibition or water quality standard; • To prohibit a Regional Water Board from issuing an individual National Pollutant Discharge Elimination System (NPDES) permit or individual waste discharge requirements superseding an Enrollee’s regulatory coverage under this General Order for a sanitary sewer system authorized under the Clean Water Act or Water Code; July 22, 2025 Item #1 Page 99 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER ORDER 2022-0103-DWQ December 6, 2022 31 • To supersede any more specific or more stringent waste discharge requirements or enforcement orders issued by a Regional Water Board; or • To supersede any more specific or more stringent state or federal requirements in existing regulation, an administrative/judicial order, or Consent Decree. 6.3. Sewer System Management Plan Availability The Enrollee’s updated Sewer System Management Plan must be maintained for public inspection at the Enrollee’s offices and facilities and must be available to the public through CIWQS and/or on the Enrollee’s website, in accordance with section 3.8 (Sewer System Management Plan Reporting Requirements) of Attachment E1 (Notification, Monitoring, Reporting and Recordkeeping Requirements) of this General Order. 6.4. Entry and Inspection 6.4.1. Entry and Availability of Information The Enrollee shall allow State and Regional Water Board staff, upon presentation of credentials and other documents as may be required by law, to: • Enter upon the Enrollee’s premises where a regulated facility or activity is located or conducted, or where records are kept under the requirements of this General Order; • Have access to and reproduce any records required to be maintained by this General Order; • Inspect any facility and/or equipment (including monitoring and control equipment), practices, or operations required in this General Order; and • Sample or monitor substances or parameters for assuring compliance with this General Order, or as otherwise authorized by the Water Code. 6.4.2. Pre-Inspection Questionnaire The Enrollee shall provide pre-inspection information to State and Regional Water Board staff through the completion of a Pre-Inspection Questionnaire provided by Water Board staff. July 22, 2025 Item #1 Page 100 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT A – DEFINITIONS December 6, 2022 A - 1 ATTACHMENT A - DEFINITIONS Annual Report An Annual Report (previously termed as Collection System Questionnaire in Order 2006-0003-DWQ) is a mandatory report in which the Enrollee provides a calendar-year update of its efforts to prevent spills. Basin Plan A Basin Plan is a water quality control plan specific to a Regional Water Quality Control Board (Regional Water Board), that serves as regulations to: (1) define and designate beneficial uses of surface and groundwaters, (2) establish water quality objectives for protection of beneficial uses, and (3) provide implementation measures. Beneficial Uses The term “Beneficial Uses” is a Water Code term, defined as the uses of the waters of the State that may be protected against water quality degradation. Examples of beneficial uses include but are not limited to, municipal, domestic, agricultural and industrial supply; power generation; recreation; aesthetic enjoyment; navigation; and preservation and enhancement of fish, wildlife, and other aquatic resources or preserves. California Integrated Water Quality System (CIWQS) CIWQS is the statewide database that provides for mandatory electronic reporting as required in State and Regional Water Board-issued waste discharge requirements. Data Submitter A Data Submitter is an individual designated and authorized by the Enrollee’s Legally Responsible Official to enter spill data into the online CIWQS Sanitary Sewer System Database. A Data Submitter does not have the authority of a Legally Responsible Official to certify reporting entered into the online CIWQS Sanitary Sewer System Database. Disadvantaged Community A disadvantaged community is a community with a median household income of less than eighty percent (80%) of the statewide annual median household income. For the purpose of this General Order, there is no differentiation between a small and large disadvantaged community. Drainage Conveyance System A drainage conveyance system is a publicly- or privately-owned separate storm sewer system, including but not limited to drainage canals, channels, pipelines, pump stations, detention basins, infiltration basins/facilities, or other facilities constructed to transport stormwater and non-stormwater flows. July 22, 2025 Item #1 Page 101 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT A – DEFINITIONS December 6, 2022 A - 2 Enrollee An Enrollee is a public, private, or other non-governmental entity that has obtained approval for regulatory coverage under this General Order, including: • A state agency, municipality, special district, or other public entity that owns and/or operates one or more sanitary sewer systems: • greater than one (1) mile in length (each individual sanitary sewer system); • one mile or less in length where the State Water Resources Control Board or a Regional Water Quality Control Board requires regulatory coverage under this Order, or • A federal agency, private company, or other non-governmental entity that owns and/or operates a sanitary sewer system of any size where the State Water Resources Control Board or a Regional Water Quality Control Board requires regulatory coverage under this Order in response to a history of spills, proximity to surface water, or other factors supporting regulatory coverage. Environmentally Sensitive Area An environmentally sensitive area is a designated agricultural and/or wildlife area identified to need special natural landscape protection due to its wildlife or historical value. Exfiltration Exfiltration is the underground exiting of sewage from a sanitary sewer system through cracks, offset or separated joints, or failed infrastructure due to corrosion or other factors. Flood Control Channel A flood control channel is a channel used to convey stormwater and non-stormwater flows through and from areas for flood management purposes. Governing Entity A governing entity includes but is not limited to the following: • A publicly elected governing board, council, or commission of a municipal agency; • A Department or Division director of a federal or state agency that is not governed by a board; • A governing board or commission of an organization or association; and • A private system owner/manager that is not governed by a board. Hydrologically Connected Two waterbodies are hydrologically connected when one waterbody flows, or has the potential to flow, into the other waterbody. For the purpose of this General Order, groundwater is hydrologically connected to a surface water when the groundwater feeds into the surface water. (The surface waterbody in this example is termed a gaining stream as it gains flow from surrounding groundwater.) July 22, 2025 Item #1 Page 102 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT A – DEFINITIONS December 6, 2022 A - 3 Lateral (including Lower and Upper Lateral) A lateral is an underground segment of smaller diameter pipe that transports sewage from a customer’s building or property (residential, commercial, or industrial) to the Enrollee’s main sewer line in a street or easement. Upper and lower lateral boundary definitions are subject to local jurisdictional codes and ordinances, or private system ownership. A lower lateral is the portion of the lateral located between the sanitary sewer system main, and either the property line, sewer clean out, curb line, established utility easement boundary, or other jurisdictional locations. An upper lateral is the portion of the lateral from the property line, sewer clean out, curb line, established utility easement boundary, or other jurisdictional locations, to the building or property. Legally Responsible Official A Legally Responsible Official is an official representative, designated by the Enrollee, with authority to sign and certify submitted information and documents required by this General Order. Nuisance For the purpose of this General Order, a nuisance, as defined in Water Code section 13050(m), is anything that meets all of the following requirements: • Is injurious to health, or is indecent or offensive to the senses, or an obstruction to the free use of property, so as to interfere with the comfortable enjoyment of life or property; • Affects at the same time an entire community or neighborhood, or any considerable number of persons, although the extent of the annoyance or damage inflicted upon individuals may be unequal; and • Occurs during, or as a result of, the treatment or disposal of wastes. Private Sewer Lateral A private sewer lateral is the privately-owned lateral that transports sewage from private property(ies) into a sanitary sewer system. Private Sanitary Sewer System A private sanitary sewer system is a sanitary sewer system of any size that is owned and/or operated by a private individual, company, corporation, or organization. A private sanitary sewer system may or may not connect into a publicly owned sanitary sewer system. Potential to Discharge, Potential Discharge Potential to Discharge, or Potential Discharge, means any exiting of sewage from a sanitary sewer system which can reasonably be expected to discharge into a water of the State based on the size of the sewage spill, proximity to a drainage conveyance system, and the nature of the surrounding environment. July 22, 2025 Item #1 Page 103 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT A – DEFINITIONS December 6, 2022 A - 4 Receiving Water A receiving water is a water of the State that receives a discharge of waste. Resilience Resilience is the ability to recover from or adjust to adversity or change, and grow from disruptions. Resilience can be built through planning, preparing for, mitigating, and adapting to changing conditions. Sanitary Sewer System A sanitary sewer system is a system that is designed to convey sewage, including but not limited to, pipes, manholes, pump stations, siphons, wet wells, diversion structures and/or other pertinent infrastructure, upstream of a wastewater treatment plant headworks, including: • Laterals owned and/or operated by the Enrollee; • Satellite sewer systems; and/or • Temporary conveyance and storage facilities, including but not limited to temporary piping, vaults, construction trenches, wet wells, impoundments, tanks and diversion structures. For purpose of this Order, sanitary sewer systems include only systems owned and/or operated by the Enrollee. Satellite Sewer System A satellite sewer system is a portion of a sanitary sewer system owned or operated by a different owner than the owner of the downstream wastewater treatment facility ultimately treating the sewage. Sewer System Management Plan A sewer system management plan is a living document an Enrollee develops and implements to effectively manage its sanitary sewer system(s) in accordance with this General Order. Sewage Sewage, and its associated wastewater, is untreated or partially treated domestic, municipal, commercial and/or industrial waste (including sewage sludge), and any mixture of these wastes with inflow or infiltration of stormwater or groundwater, conveyed in a sanitary sewer system. Spill A spill is a discharge of sewage from any portion of a sanitary sewer system due to a sanitary sewer system overflow, operational failure, and/or infrastructure failure. Exfiltration of sewage is not considered to be a spill under this General Order if the exfiltrated sewage remains in the subsurface and does not reach a surface water of the State. Training Training is in-house or external education and guidance needed that provides the knowledge, skills, and abilities to comply with this General Order. July 22, 2025 Item #1 Page 104 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT A – DEFINITIONS December 6, 2022 A - 5 Wash Down Water Wash down water is water used to clean a spill area. Waste Waste, as defined in Water Code section 13050(d), includes sewage and any and all other waste substances, liquid, solid, gaseous, or radioactive, associated with human habitation, or of human or animal origin, or from any producing, manufacturing, or processing operation, including waste placed within containers of whatever nature prior to, and for purposes of, disposal. Waste Discharge Identification Number (WDID) A waste discharge identification number (WDID) identifies each individual sanitary sewer system enrolled under this General Order. A WDID number is assigned to each enrolled system upon an Enrollee’s approved regulatory coverage. Waters of the State Waters of the State are surface waters or groundwater within boundaries of the state as defined in Water Code section 13050(e), in which the State and Regional Water Boards have authority to protect beneficial uses. Waters of the State include, but are not limited to, groundwater aquifers, surface waters, saline waters, natural washes and pools, wetlands, sloughs, and estuaries, regardless of flow or whether water exists during dry conditions. Waters of the State include waters of the United States. Waters of the United States Waters of the United States are surface waters or waterbodies that are subject to federal jurisdiction in accordance with the Clean Water Act. Water Quality Objective A water quality objective is the limit or maximum amount of pollutant, waste constituent or characteristic, or parameter level established in statewide water quality control plans and Regional Water Boards’ Basin Plans, for the reasonable protection of beneficial uses of surface waters and groundwater and the prevention of nuisance. July 22, 2025 Item #1 Page 105 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT B – APPLICATION FOR ENROLLMENT December 6, 2022 B - 1 ATTACHMENT B – APPLICATION FOR ENROLLMENT 1. Enrollment Status: (Mark only one item) ☐ New Enrollee ☐ New Enrollee with previous regulatory coverage under Order 2006-0003-DWQ (that failed to certify continuation of coverage in CIWQS per Order 2022-XXXX-DWQ) Existing WDID Number: __________________________________________________ 2. Applicant Information: Legally Responsible Official Submitting Application First and Last Name: ____________________________________________________ Title: _________________________________________________________________ Phone: _______________________________________________________________ Email: ________________________________________________________________ System Owner/Operator Name: ______________________________________________ Mailing Address: ________________________________________________________ City, State, Zip: _________________________________________________________ County: _______________________________________________________________ Sanitary Sewer System Name: ____________________________________________ Regional Water Quality Control Board(s): ____________________________________ Signature and Date: _____________________________________________________ 3. Applicant Type (Check one): ☐ City ☐ County ☐ State ☐ Federal ☐ Special District ☐ Government Combination ☐ Private ☐ Other Non-governmental Entity 4. Wastewater Treatment Plant Receiving Sanitary Sewer System Waste: Wastewater Treatment Plant Permittee:________________________________________ WDID No.: ______________________________________________________________ July 22, 2025 Item #1 Page 106 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT B – APPLICATION FOR ENROLLMENT December 6, 2022 B - 2 5. Billing Information Billing Address: ___________________________________________________________ City, State, Zip: ___________________________________________________________ Billing Contact Person and Title: ______________________________________________ Phone and Email Address: __________________________________________________ 6. Application Fee: The application fee, as required by Water Code section 13260, is based on the daily population served by the sanitary sewer system. See updated Fee Schedule. (https://www.waterboards.ca.gov/resources/fees/water_quality/) Check one of the following and enter fee amount: ☐ Population Served < 50,000 – Total Fee submitted: $ ___________ ☐ Population Served ≥ 50,000 – Total Fee submitted: $ ___________ Make the fee payment payable to the State Water Resources Control Board and mail the complete application package to: State Water Resources Control Board, Accounting Office P. O. Box 1888 Sacramento, CA 95812-1888 Attention: Statewide Sanitary Sewer System Program 7. Application Submittal Certification I certify under penalty of perjury under the laws of the State of California that to the best of my knowledge and belief, the information in the submitted application package is true, accurate and complete. I am aware that there are significant penalties for submitting false information, including the possibility of fines and imprisonment. Print Name: ______________________________________________________________ Title: ___________________________________________________________________ Signature: __________________________________________ Date: ________________ July 22, 2025 Item #1 Page 107 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT C – NOTICE OF TERMINATION December 6, 2022 C - 1 ATTACHMENT C - NOTICE OF TERMINATION 1. Enrollee Information Enrollee Name: ___________________________________________________________ WDID No: ________________________________________________________________ Legally Responsible Official Requesting Termination of Coverage: ___________________ First and Last Name: ____________________________________________________ Title: _________________________________________________________________ Phone: _______________________________________________________________ Email: ________________________________________________________________ Mailing Address: __________________________________________________________ City, State, Zip: ___________________________________________________________ County: _________________________________________________________________ Sanitary Sewer System Name(s) or Unique Identifier(s): ___________________________ Regional Water Quality Control Board(s): _______________________________________ Signature and Date: ________________________________________________________ 2. Basis of Termination Explanation of termination, including subsequent regulatory coverage and subsequent owner/operator of enrolled sanitary sewer system, as applicable: ________________________________________________________________________ ________________________________________________________________________ ________________________________________________________________________ ________________________________________________________________________ ________________________________________________________________________ ________________________________________________________________________ ________________________________________________________________________ ________________________________________________________________________ ________________________________________________________________________ ________________________________________________________________________ ________________________________________________________________________ ________________________________________________________________________ July 22, 2025 Item #1 Page 108 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT C – NOTICE OF TERMINATION December 6, 2022 C - 2 3. Regulatory Coverage Termination Certification I certify under penalty of perjury under the laws of the State of California that to the best of my knowledge: 1) the sanitary sewer system I officially represent is not required to be regulated under the Statewide Waste Discharge Requirements for Sanitary Sewer Systems Order 2022-XXXX-DWQ, and 2) the information submitted in this Notice of Termination is true, accurate and complete. I am aware that there are significant penalties for submitting false information, including the possibility of fine or imprisonment. Additionally, I understand that the submittal of this Notice of Termination does not release sanitary sewer system agencies from liability for any violations of the Clean Water Act. Print Name: ______________________________________________________________ Title: ___________________________________________________________________ Signature: __________________________________________ Date: ________________ For State Water Board Use Only ☐ Approved for Termination ☐ Denied and Returned to Enrollee Deputy Director of Water Quality Signature: _____________________________________ Date: ____________________ Notice of Termination Effective Date: __________________ July 22, 2025 Item #1 Page 109 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT D – SEWER SYSTEM MANAGEMENT PLAN REQUIRED ELEMENTS December 6, 2022 D - 1 ATTACHMENT D – SEWER SYSTEM MANAGEMENT PLAN – REQUIRED ELEMENTS Table of Contents 1. Sewer System Management Plan Goal And Introduction ............................................ D-2 1.1. Regulatory Context ........................................................................................... D-2 1.2. Sewer System Management Plan Update Schedule ......................................... D-3 1.3. Sewer System Asset Overview ......................................................................... D-3 2. Organization ................................................................................................................ D-3 3. Legal Authority ............................................................................................................. D-4 4. Operation And Maintenance Program .......................................................................... D-4 4.1. Updated Map of Sanitary Sewer System .......................................................... D-4 4.2. Preventive Operation and Maintenance Activities ............................................. D-4 4.3. Training ............................................................................................................. D-5 4.4. Equipment Inventory ......................................................................................... D-5 5. Design And Performance Provisions ........................................................................... D-5 5.1. Updated Design Criteria and Construction Standards and Specifications ......... D-5 5.2. Procedures and Standards ................................................................................ D-5 6. Spill Emergency Response Plan .................................................................................. D-6 7. Sewer Pipe Blockage Control Program ........................................................................ D-7 8. System Evaluation, Capacity Assurance and Capital Improvements ........................... D-7 8.1 System Evaluation and Condition Assessment ................................................. D-7 8.2. Capacity Assessment and Design Criteria ........................................................ D-8 8.3. Prioritization of Corrective Action ...................................................................... D-9 8.4. Capital Improvement Plan ................................................................................. D-9 9. Monitoring, Measurement and Program Modifications ................................................. D-9 10. Internal Audits ............................................................................................................ D-10 11. Communication Program ........................................................................................... D-10 July 22, 2025 Item #1 Page 110 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT D – SEWER SYSTEM MANAGEMENT PLAN REQUIRED ELEMENTS December 6, 2022 D - 2 ATTACHMENT D – SEWER SYSTEM MANAGEMENT PLAN – REQUIRED ELEMENTS A Sewer System Management Plan (Plan) is a living planning document that documents ongoing local sewer system management program activities, procedures, and decision-making – at the scale necessary to address the size and complexity of the subject sanitary sewer system(s). This Plan may incorporate other programs and other plans by reference, to address short-term and long-term system resilience through: • Proactive planning and decision-making; • Local government ordinances; • Updated operations and maintenance activities and procedures; • Implementation of capital improvements; • Sufficient local budget to support staff resources, contractors, equipment, and training; and • Updated training of staff and contractors. The Enrollee’s development, update, and implementation of a Sewer System Management Plan addressing the requirements of this Attachment is an enforceable component of this General Order. As specified in Provision 6.1 (Enforcement Provisions) of this General Order, consistent with the Water Code and the State Water Board Enforcement Policy, the State Water Board or a Regional Water Board may consider the Enrollee’s efforts in implementing an effective Sewer System Management Plan to prevent, contain, control, and mitigate spills when considering Water Code section 13327 factors to determine necessary enforcement of this General Order. This Attachment includes the following required elements that the Enrollee shall address in its Plan and subsequent updates. The Enrollee shall identify any requirement in this Attachment that is not applicable to the Enrollee’s sewer system and shall explain in its Plan why the requirement is not applicable. 1. SEWER SYSTEM MANAGEMENT PLAN GOAL AND INTRODUCTION The goal of the Sewer System Management Plan (Plan) is to provide a plan and schedule to: (1) properly manage, operate, and maintain all parts of the Enrollee’s sanitary sewer system(s), (2) reduce and prevent spills, and (3) contain and mitigate spills that do occur. The Plan must include a narrative Introduction section that discusses the following items: 1.1. Regulatory Context The Plan Introduction section must provide a general description of the local sewer system management program and discuss Plan implementation and updates. July 22, 2025 Item #1 Page 111 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT D – SEWER SYSTEM MANAGEMENT PLAN REQUIRED ELEMENTS December 6, 2022 D - 3 1.2. Sewer System Management Plan Update Schedule The Plan Introduction section must include a schedule for the Enrollee to update the Plan, including the schedule for conducting internal audits. The schedule must include milestones for incorporation of activities addressing prevention of sewer spills. 1.3. Sewer System Asset Overview The Plan Introduction section must provide a description of the Enrollee-owned assets and service area, including but not limited to: • Location, including county(ies); • Service area boundary; • Population and community served; • System size, including total length in miles, length of gravity mainlines, length of pressurized (force) mains, and number of pump stations and siphons; • Structures diverting stormwater to the sewer system; • Data management systems; • Sewer system ownership and operation responsibilities between Enrollee and private entities for upper and lower sewer laterals; • Estimated number or percent of residential, commercial, and industrial service connections; and • Unique service boundary conditions and challenge(s). Additionally, the Plan Introduction section must provide reference to the Enrollee’s up- to-date map of its sanitary sewer system, as required in section 4.1 (Updated Map of Sanitary Sewer System) of this Attachment. 2. ORGANIZATION The Plan must identify organizational staffing responsible and integral for implementing the local Sewer System Management Plan through an organization chart or similar narrative documentation that includes: • The name of the Legally Responsible Official as required in section 5.1 (Designation of a Legally Responsible Official) of this General Order; • The position titles, telephone numbers, and email addresses for management, administrative, and maintenance positions responsible for implementing specific Sewer System Management Plan elements; • Organizational lines of authority; and • Chain of communication for reporting spills from receipt of complaint or other information, including the person responsible for reporting spills to the State and Regional Water Boards and other agencies, as applicable. (For example, county July 22, 2025 Item #1 Page 112 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT D – SEWER SYSTEM MANAGEMENT PLAN REQUIRED ELEMENTS December 6, 2022 D - 4 health officer, county environmental health agency, and State Office of Emergency Services.) 3. LEGAL AUTHORITY The Plan must include copies or an electronic link to the Enrollee’s current sewer system use ordinances, service agreements and/or other legally binding procedures to demonstrate the Enrollee possesses the necessary legal authority to: • Prevent illicit discharges into its sanitary sewer system from inflow and infiltration (I&I); unauthorized stormwater; chemical dumping; unauthorized debris; roots; fats, oils, and grease; and trash, including rags and other debris that may cause blockages; • Collaborate with storm sewer agencies to coordinate emergency spill responses, ensure access to storm sewer systems during spill events, and prevent unintentional cross connections of sanitary sewer infrastructure to storm sewer infrastructure; • Require that sewer system components and connections be properly designed and constructed; • Ensure access for maintenance, inspection, and/or repairs for portions of the service lateral owned and/or operated by the Enrollee; • Enforce any violation of its sewer ordinances, service agreements, or other legally binding procedures; and • Obtain easement accessibility agreements for locations requiring sewer system operations and maintenance, as applicable. 4. OPERATION AND MAINTENANCE PROGRAM The Plan must include the items listed below that are appropriate and applicable to the Enrollee’s system. 4.1. Updated Map of Sanitary Sewer System An up-to-date map(s) of the sanitary sewer system, and procedures for maintaining and providing State and Regional Water Board staff access to the map(s). The map(s) must show gravity line segments and manholes, pumping facilities, pressure pipes and valves, and applicable stormwater conveyance facilities within the sewer system service area boundaries. 4.2. Preventive Operation and Maintenance Activities A scheduling system and a data collection system for preventive operation and maintenance activities conducted by staff and contractors. The scheduling system must include: • Inspection and maintenance activities; July 22, 2025 Item #1 Page 113 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT D – SEWER SYSTEM MANAGEMENT PLAN REQUIRED ELEMENTS December 6, 2022 D - 5 • Higher-frequency inspections and maintenance of known problem areas, including areas with tree root problems; • Regular visual and closed-circuit television (CCTV) inspections of manholes and sewer pipes. The data collection system must document data from system inspection and maintenance activities, including system areas/components prone to root-intrusion potentially resulting in system backup and/or failure. 4.3. Training In-house and external training provided on a regular basis for sanitary sewer system operations and maintenance staff and contractors. The training must cover: • The requirements of this General Order; • The Enrollee’s Spill Emergency Response Plan procedures and practice drills; • Skilled estimation of spill volume for field operators; and • Electronic CIWQS reporting procedures for staff submitting data. 4.4. Equipment Inventory An inventory of sewer system equipment, including the identification of critical replacement and spare parts. 5. DESIGN AND PERFORMANCE PROVISIONS The Plan must include the following items as appropriate and applicable to the Enrollee’s system: 5.1. Updated Design Criteria and Construction Standards and Specifications Updated design criteria, and construction standards and specifications, for the construction, installation, repair, and rehabilitation of existing and proposed system infrastructure components, including but not limited to pipelines, pump stations, and other system appurtenances. If existing design criteria and construction standards are deficient to address the necessary component-specific hydraulic capacity as specified in section 8 (System Evaluation, Capacity Assurance and Capital Improvements) of this Attachment, the procedures must include component-specific evaluation of the design criteria. 5.2. Procedures and Standards Procedures, and standards for the inspection and testing of newly constructed, newly installed, repaired, and rehabilitated system pipelines, pumps, and other equipment and appurtenances. July 22, 2025 Item #1 Page 114 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT D – SEWER SYSTEM MANAGEMENT PLAN REQUIRED ELEMENTS December 6, 2022 D - 6 6. SPILL EMERGENCY RESPONSE PLAN The Plan must include an up to date Spill Emergency Response Plan to ensure prompt detection and response to spills to reduce spill volumes and collect information for prevention of future spills. The Spill Emergency Response Plan must include procedures to: • Notify primary responders, appropriate local officials, and appropriate regulatory agencies of a spill in a timely manner; • Notify other potentially affected entities (for example, health agencies, water suppliers, etc.) of spills that potentially affect public health or reach waters of the State; • Comply with the notification, monitoring and reporting requirements of this General Order, State law and regulations, and applicable Regional Water Board Orders; • Ensure that appropriate staff and contractors implement the Spill Emergency Response Plan and are appropriately trained; • Address emergency system operations, traffic control and other necessary response activities; • Contain a spill and prevent/minimize discharge to waters of the State or any drainage conveyance system; • Minimize and remediate public health impacts and adverse impacts on beneficial uses of waters of the State; • Remove sewage from the drainage conveyance system; • Clean the spill area and drainage conveyance system in a manner that does not inadvertently impact beneficial uses in the receiving waters; • Implement technologies, practices, equipment, and interagency coordination to expedite spill containment and recovery; • Implement pre-planned coordination and collaboration with storm drain agencies and other utility agencies/departments prior, during, and after a spill event; • Conduct post-spill assessments of spill response activities; • Document and report spill events as required in this General Order; and • Annually, review and assess effectiveness of the Spill Emergency Response Plan, and update the Plan as needed. July 22, 2025 Item #1 Page 115 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT D – SEWER SYSTEM MANAGEMENT PLAN REQUIRED ELEMENTS December 6, 2022 D - 7 7. SEWER PIPE BLOCKAGE CONTROL PROGRAM The Sewer System Management Plan must include procedures for the evaluation of the Enrollee’s service area to determine whether a sewer pipe blockage control program is needed to control fats, oils, grease, rags and debris. If the Enrollee determines that a program is not needed, the Enrollee shall provide justification in its Plan for why a program is not needed. The procedures must include, at minimum: • An implementation plan and schedule for a public education and outreach program that promotes proper disposal of pipe-blocking substances; • A plan and schedule for the disposal of pipe-blocking substances generated within the sanitary sewer system service area. This may include a list of acceptable disposal facilities and/or additional facilities needed to adequately dispose of substances generated within a sanitary sewer system service area; • The legal authority to prohibit discharges to the system and identify measures to prevent spills and blockages; • Requirements to install grease removal devices (such as traps or interceptors), design standards for the removal devices, maintenance requirements, best management practices requirements, recordkeeping and reporting requirements; • Authority to inspect grease producing facilities, enforcement authorities, and whether the Enrollee has sufficient staff to inspect and enforce the fats, oils, and grease ordinance; • An identification of sanitary sewer system sections subject to fats, oils, and grease blockages and establishment of a cleaning schedule for each section; and • Implementation of source control measures for all sources of fats, oils, and grease reaching the sanitary sewer system for each section identified above. 8. SYSTEM EVALUATION, CAPACITY ASSURANCE AND CAPITAL IMPROVEMENTS The Plan must include procedures and activities for: • Routine evaluation and assessment of system conditions; • Capacity assessment and design criteria; • Prioritization of corrective actions; and • A capital improvement plan. 8.1 System Evaluation and Condition Assessment The Plan must include procedures to: • Evaluate the sanitary sewer system assets utilizing the best practices and technologies available; July 22, 2025 Item #1 Page 116 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT D – SEWER SYSTEM MANAGEMENT PLAN REQUIRED ELEMENTS December 6, 2022 D - 8 • Identify and justify the amount (percentage) of its system for its condition to be assessed each year; • Prioritize the condition assessment of system areas that: o Hold a high level of environmental consequences if vulnerable to collapse, failure, blockage, capacity issues, or other system deficiencies; o Are located in or within the vicinity of surface waters, steep terrain, high groundwater elevations, and environmentally sensitive areas; o Are within the vicinity of a receiving water with a bacterial-related impairment on the most current Clean Water Act section 303(d) List; • Assess the system conditions using visual observations, video surveillance and/or other comparable system inspection methods; • Utilize observations/evidence of system conditions that may contribute to exiting of sewage from the system which can reasonably be expected to discharge into a water of the State; • Maintain documents and recordkeeping of system evaluation and condition assessment inspections and activities; and • Identify system assets vulnerable to direct and indirect impacts of climate change, including but not limited to: sea level rise; flooding and/or erosion due to increased storm volumes, frequency, and/or intensity; wildfires; and increased power disruptions. 8.2. Capacity Assessment and Design Criteria The Plan must include procedures to identify system components that are experiencing or contributing to spills caused by hydraulic deficiency and/or limited capacity, including procedures to identify the appropriate hydraulic capacity of key system elements for: • Dry-weather peak flow conditions that cause or contributes to spill events; • The appropriate design storm(s) or wet weather events that causes or contributes to spill events; • The capacity of key system components; and • Identify the major sources that contribute to the peak flows associated with sewer spills. The capacity assessment must consider: • Data from existing system condition assessments, system inspections, system audits, spill history, and other available information; • Capacity of flood-prone systems subject to increased infiltration and inflow, under normal local and regional storm conditions; July 22, 2025 Item #1 Page 117 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT D – SEWER SYSTEM MANAGEMENT PLAN REQUIRED ELEMENTS December 6, 2022 D - 9 • Capacity of systems subject to increased infiltration and inflow due to larger and/or higher-intensity storm events as a result of climate change; • Increases of erosive forces in canyons and streams near underground and above- ground system components due to larger and/or higher-intensity storm events; • Capacity of major system elements to accommodate dry weather peak flow conditions, and updated design storm and wet weather events; and • Necessary redundancy in pumping and storage capacities. 8.3. Prioritization of Corrective Action The findings of the condition assessments and capacity assessments must be used to prioritize corrective actions. Prioritization must consider the severity of the consequences of potential spills. 8.4. Capital Improvement Plan The capital improvement plan must include the following items: • Project schedules including completion dates for all portions of the capital improvement program; • Internal and external project funding sources for each project; and • Joint coordination between operation and maintenance staff, and engineering staff/consultants during planning, design, and construction of capital improvement projects; and Interagency coordination with other impacted utility agencies. 9. MONITORING, MEASUREMENT AND PROGRAM MODIFICATIONS The Plan must include an Adaptive Management section that addresses Plan- implementation effectiveness and the steps for necessary Plan improvement, including: • Maintaining relevant information, including audit findings, to establish and prioritize appropriate Plan activities; • Monitoring the implementation and measuring the effectiveness of each Plan Element; • Assessing the success of the preventive operation and maintenance activities; • Updating Plan procedures and activities, as appropriate, based on results of monitoring and performance evaluations; and • Identifying and illustrating spill trends, including spill frequency, locations and estimated volumes. July 22, 2025 Item #1 Page 118 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT D – SEWER SYSTEM MANAGEMENT PLAN REQUIRED ELEMENTS December 6, 2022 D - 10 10. INTERNAL AUDITS The Plan shall include internal audit procedures, appropriate to the size and performance of the system, for the Enrollee to comply with section 5.4 (Sewer System Management Plan Audits) of this General Order. 11. COMMUNICATION PROGRAM The Plan must include procedures for the Enrollee to communicate with: • The public for: o Spills and discharges resulting in closures of public areas, or that enter a source of drinking water, and o The development, implementation, and update of its Plan, including opportunities for public input to Plan implementation and updates. • Owners/operators of systems that connect into the Enrollee’s system, including satellite systems, for: o System operation, maintenance, and capital improvement-related activities. July 22, 2025 Item #1 Page 119 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 1 ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS Table of Contents 1. Notification Requirements ......................................................................................... E1-3 1.1. Notification of Spills of 1,000 Gallons or Greater to the California Office of Emergency Services ...................................................................................... E1-3 1.2. Spill Notification Information ........................................................................... E1-4 1.3. Notification of Spill Report Updates ................................................................ E1-4 2. Spill-Specific Monitoring Requirements .................................................................... E1-5 2.1 Spill Location and Spread .............................................................................. E1-5 2.2 Spill Volume Estimation.................................................................................. E1-5 2.3. Receiving Water Monitoring ............................................................................ E1-5 2.4. Safety and Access Exceptions ........................................................................ E1-8 3. Reporting Requirements ............................................................................................ E1-8 3.1. Reporting Requirements for Individual Category 1 Spill Reporting ................. E1-8 3.2. Reporting Requirements for Individual Category 2 Spill Reporting ............... E1-12 3.3. Monthly Certified Spill Reporting for Category 3 Spills .................................. E1-14 3.4. Monthly Certified Spill Reporting for Category 4 Spills .................................. E1-16 3.5. Amended Certified Spill Reports for Category 3 Spills .................................. E1-16 3.6. Annual Certified Spill Reporting of Category 4 and/or Lateral Spills ............. E1-16 3.7. Monthly Certification of “No-Spills” or “Category 4 Spills” and/or “Non-Category 1 Lateral Spills” ................................................................................................ E1-16 3.8. Electronic Sanitary Sewer System Service Area Boundary Map ................... E1-17 3.9. Annual Report (Previously termed as Collection System Questionnaire in General Order 2006-0003-DWQ) .................................................................. E1-17 3.10. Sewer System Management Plan Audit Reporting Requirements ................ E1-19 3.11. Sewer System Management Plan Reporting Requirements ......................... E1-19 4. Recordkeeping Requirements ................................................................................. E1-20 4.1. Recordkeeping Time Period .......................................................................... E1-20 4.2. Availability of Documents .............................................................................. E1-20 4.3. Spill Reports .................................................................................................. E1-20 4.4. Recordkeeping of Category 4 Spills and Non-Category 1 Lateral Spills ....... E1-21 4.5. Sewer System Telemetry Records ................................................................ E1-22 4.6. Sewer System Management Plan Implementation Records ......................... E1-22 4.7. Audit Records ................................................................................................ E1-23 July 22, 2025 Item #1 Page 120 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 2 4.8. Equipment Records ....................................................................................... E1-23 4.9. Work Orders .................................................................................................. E1-23 July 22, 2025 Item #1 Page 121 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 3 ATTACHMENT E1– NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS The Notification Requirements (section 1), Spill-specific Monitoring Requirements (section 2), Reporting Requirements (section 3) and Recordkeeping Requirements (section 4) in this Attachment are pursuant to Water Code section 13267 and section 13383, and are an enforceable component of this General Order. For the purpose of this General Order, the term: • Notification means the notifying of appropriate parties of a spill event or other activity. • Spill-specific Monitoring means the gathering of information and data for a specific spill event to be reported or kept as records. • Reporting means the reporting of information and data into the online California Integrated Water Quality System (CIWQS) Sanitary Sewer System Database. • Recordkeeping means the maintaining of information and data in an official records storage system. Failure to comply with the notification, monitoring, reporting and recordkeeping requirements in this General Order may subject the Enrollee to civil liabilities of up to $10,000 a day per violation pursuant to Water Code section 13385; up to $1,000 a day per violation pursuant to Water Code section 13268; or referral to the Attorney General for judicial civil enforcement. Water Code section 13193 et seq. requires the Regional Water Quality Control Boards (Regional Water Boards) and the State Water Resources Control Board (State Water Board) to collect sanitary sewer spill information for each spill event and make this information available to the public. Sanitary sewer spill information for each spill event includes but is not limited to: Enrollee contact information for each spill event, spill cause, estimated spill volume and factors used for estimation, location, date, time, duration, amount discharged to waters of the State, response and corrective action(s) taken. 1. NOTIFICATION REQUIREMENTS 1.1. Notification of Spills of 1,000 Gallons or Greater to the California Office of Emergency Services Per Water Code section 13271, for a spill that discharges in or on any waters of the State, or discharges or is deposited where it is, or probably will be, discharged in or on any waters of the State, the Enrollee shall notify the California Office of Emergency Services and obtain a California Office of Emergency Services Control Number as soon as possible but no later than two (2) hours after: • The Enrollee has knowledge of the spill; and • Notification can be provided without substantially impeding cleanup or other emergency measures. The notification requirements in this section apply to individual spills of 1,000 gallons or greater, from an Enrollee-owned and/or operated laterals, to a water of the State. July 22, 2025 Item #1 Page 122 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 4 1.2. Spill Notification Information The Enrollee shall provide the following spill information to the California Office of Emergency Services before receiving a Control Number, as applicable: • Name and phone number of the person notifying the California Office of Emergency Services; • Estimated spill volume (gallons); • Estimated spill rate from the system (gallons per minute); • Estimated discharge rate (gallons per minute) directly into waters of the State or indirectly into a drainage conveyance system; • Spill incident description: o Brief narrative of the spill event, and o Spill incident location (address, city, and zip code) and closest cross streets and/or landmarks; • Name and phone number of contact person on-scene; • Date and time the Enrollee was informed of the spill event; • Name of sanitary sewer system causing the spill; • Spill cause or suspected cause (if known); • Amount of spill contained; • Name of receiving water body receiving or potentially receiving discharge; and • Description of water body impact and/ or potential impact to beneficial uses. 1.3. Notification of Spill Report Updates Following the initial notification to the California Office of Emergency Services and until such time that the Enrollee certifies the spill report in the online CIWQS Sanitary Sewer System Database, the Enrollee shall provide updates to the California Office of Emergency Services regarding substantial changes to: • Estimated spill volume (increase or decrease in gallons initially estimated); • Estimated discharge volume discharged directly into waters of the State or indirectly into a drainage conveyance system (increase or decrease in gallons initially estimated); and • Additional impact(s) to the receiving water(s) and beneficial uses. July 22, 2025 Item #1 Page 123 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 5 2. SPILL-SPECIFIC MONITORING REQUIREMENTS 2.1 Spill Location and Spread The Enrollee shall visually assess the spill location(s) and spread using photography, global positioning system (GPS), and other best available tools. The Enrollee shall document the critical spill locations, including: • Photography and GPS coordinates for: o The system location where spill originated. For multiple appearance points of a single spill event, the points closest to the spill origin. • Photography for: o Drainage conveyance system entry locations, o The location(s) of discharge into surface waters, as applicable, o Extent of spill spread, and o The location(s) of clean up. 2.2 Spill Volume Estimation To assess the approximate spill magnitude and spread, the Enrollee shall estimate the total spill volume using updated volume estimation techniques, calculations, and documentation for electronic reporting. The Enrollee shall update its notification and reporting of estimated spill volume (which includes spill volume recovered) as further information is gathered during and after a spill event. 2.3. Receiving Water Monitoring 2.3.1. Receiving Water Visual Observations Through visual observations and use of best available spill volume-estimating techniques and field calculation techniques, the Enrollee shall gather and document the following information for spills discharging to surface waters: • Estimated spill travel time to the receiving water; • For spills entering a drainage conveyance system, estimated spill travel time from the point of entry into the drainage conveyance system to the point of discharge into the receiving water; • Estimated spill volume entering the receiving water; and • Photography of: o Waterbody bank erosion, o Floating matter, o Water surface sheen (potentially from oil and grease), July 22, 2025 Item #1 Page 124 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 6 o Discoloration of receiving water, and o Impact to the receiving water. 2.3.2. Receiving Water – Water Quality Sampling and Analysis For sewage spills in which an estimated 50,000 gallons or greater are discharged into a surface water, the Enrollee shall conduct the following water quality sampling no later than 18 hours after the Enrollee’s knowledge of a potential discharge to a surface water: • Collect one water sample, each day of the duration of the spill, at: o The DCS-001 location as described in section 2.3.4 (Receiving Water Sampling Locations) of this Attachment, if sewage discharges to a surface water via a drainage conveyance system; and/or o Each of the three receiving water sampling locations in section 2.3.4 (Receiving Water Sampling Locations) of this Attachment; If the receiving water has no flow during the duration of the spill, the Enrollee must report “No Sampling Due To No Flow” for its receiving water sampling locations. The Enrollee shall analyze the collected receiving water samples for the following constituents per section 2.3.3 (Water Quality Analysis Specifications) of this Attachment: • Ammonia, and • Appropriate bacterial indicator(s) per the applicable Basin Plan water quality objectives, including one or more of the following, unless directed otherwise by the Regional Water Board: o Total Coliform Bacteria o Fecal Coliform Bacteria o E-coli o Enterococcus Dependent on the receiving water(s), sampling of bacterial indicators shall be sufficient to determine post-spill (after the spill) compliance with the water quality objectives and bacterial standards of the California Ocean Plan or the California Inland Surface Water Enclosed Bays, and Estuaries Plan, including the frequency and/or number of post-spill receiving water samples as may be specified in the applicable plans. The Enrollee shall collect and analyze additional samples as required by the applicable Regional Water Board Executive Officer or designee. July 22, 2025 Item #1 Page 125 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 7 2.3.3. Water Quality Analysis Specifications Spill monitoring must be representative of the monitored activity (40 Code of Federal Regulations section 122.41(j)(1)). Sufficiently Sensitive Methods Sample analysis must be conducted according to sufficiently sensitive test methods approved under 40 Code of Federal Regulations Part 136 for the sample analysis of pollutants. For the purposes of this General Order, a method is sufficiently sensitive when the minimum level of the analytical method approved under 40 Code of Federal Regulations Part 136 is at or below the receiving water pollutant criteria. Environmental Laboratory Accreditation Program-Accredited Laboratories The analysis of water quality samples required per this General Order must be performed by a laboratory that has accreditation pursuant to Article 3 (commencing with section 100825) of Chapter 4 of Part 1 of Division 101 of the Health and Safety Code. (Water Code section 13176(a).) The State Water Board accredits laboratories through its Environmental Laboratory Accreditation Program (ELAP). 2.3.4. Receiving Water Sampling Locations The Enrollee shall collect receiving water samples at the following locations. Sampling of Flow in Drainage Conveyance System (DCS) Prior to Discharge Sampling Location Sampling Location Description DCS-001 A point in a drainage conveyance system before the drainage conveyance system flow discharges into a receiving water. Receiving Surface Water Sampling (RSW)1 Sampling Location Sampling Location Description RSW-001 Point of Discharge A point in the receiving water where sewage initially enters the receiving water. RSW-001U: Upstream of Point of Discharge A point in the receiving water, upstream of the point of sewage discharge, to capture ambient conditions absent of sewage discharge impacts. July 22, 2025 Item #1 Page 126 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 8 Sampling Location Sampling Location Description RSW-001D: Downstream of Point of Discharge A point in the receiving water, downstream of the point of sewage discharge, where the spill material is fully mixed with the receiving water. 1 The Enrollee must use its best professional judgment to determine the upstream and downstream distances based on receiving water flow, accessibility to upstream/downstream waterbody banks, and size of visible sewage plume. 2.4. Safety and Access Exceptions If the Enrollee encounters access restrictions or unsafe conditions that prevents its compliance with spill response requirements or monitoring requirements in this General Order, the Enrollee shall provide documentation of access restrictions and/or safety hazards in the corresponding required report. 3. REPORTING REQUIREMENTS All reporting required in this General Order must be submitted electronically to the online CIWQS Sanitary Sewer System Database (https://ciwqs.waterboards.ca.gov), unless specified otherwise in this General Order. Electronic reporting may solely be conducted by a Legally Responsible Official or Data Submitter(s) previously designated by the Legally Responsible Official, as required in section 5.8 (Designation of Data Submitters) of this General Order. The Enrollee shall report any information that is protected by the Homeland Security Act, by email to SanitarySewer@waterboards.ca.gov, with a brief explanation of the protection provided by the Homeland Security Act for the subject report to be protected from unauthorized disclosure and/or public access, and for official Water Board regulatory purposes only. 3.1. Reporting Requirements for Individual Category 1 Spill Reporting 3.1.1. Draft Spill Report for Category 1 Spills Within three (3) business days of the Enrollee’s knowledge of a Category 1 spill, the Enrollee shall submit a Draft Spill Report to the online CIWQS Sanitary Sewer System Database. The Draft Spill Report must, at minimum, include the following items: 1. Contact information: Name and telephone number of Enrollee contact person to respond to spill-specific questions; 2. Spill location name; 3. Date and time the Enrollee was notified of, or self-discovered, the spill; 4. Operator arrival time; July 22, 2025 Item #1 Page 127 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 9 5. Estimated spill start date and time; 6. Date and time the Enrollee notified the California Office of Emergency Services, and the assigned control number; 7. Description, photographs, and GPS coordinates of the system location where the spill originated; o If a single spill event results in multiple appearance points, provide GPS coordinates for the appearance point closest to the failure point and describe each additional appearance point in the spill appearance point explanation field; 8. Estimated total spill volume exiting the system; 9. Description and photographs of the extent of the spill and spill boundaries; 10. Did the spill reach a drainage conveyance system? If Yes: o Description of the drainage conveyance system transporting the spill; o Photographs of the drainage conveyance system entry location(s); o Estimated spill volume fully recovered from the drainage conveyance system; o Estimated spill volume remaining within the drainage conveyance system; 11. Description and photographs of all discharge point(s) into the surface water; 12. Estimated spill volume that discharged to surface waters; and 13. Estimated total spill volume recovered. 3.1.2. Certified Spill Report for Category 1 Spills Within 15 calendar days of the spill end date, the Enrollee shall submit a Certified Spill Report for Category 1 spills, to the online CIWQS Sanitary Sewer System Database. Upon completion of the Certified Spill Report, the online CIWQS Sanitary Sewer System Database will issue a final spill event identification number. The Certified Spill Report must, at minimum, include the following mandatory information in addition to all information in the Draft Spill Report per section 3.1.1 (Draft Spill Report for Category 1 Spills) above: 1. Description of the spill event destination(s), including GPS coordinates if available, that represent the full spread and reach of the spill; 2. Spill end date and time; 3. Description of how the spill volume estimations were calculated, including at a minimum: o The methodology, assumptions and type of data relied upon, such as supervisory control and data acquisition (SCADA) records, flow monitoring or other telemetry information used to estimate the volume of the spill discharged, and the volume of the spill recovered (if any volume of the spill was recovered), and o The methodology(ies), assumptions and type of data relied upon for estimations of the spill start time and the spill end time; July 22, 2025 Item #1 Page 128 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 10 4. Spill cause(s) (for example, root intrusion, grease deposition, etc.); 5. System failure location (for example, main, lateral, pump station, etc.); 6. Description of the pipe material, and estimated age of the pipe material, at the failure location; 7. Description of the impact of the spill; 8. Whether or not the spill was associated with a storm event; 9. Description of spill response activities including description of immediate spill containment and cleanup efforts; 10. Description of spill corrective action, including steps planned or taken to reduce, eliminate, and prevent reoccurrence of the spill, and a schedule of major milestones for those steps; 11. Spill response completion date; 12. Detailed narrative of investigation and investigation findings of cause of spill; 13. Reasons for an ongoing investigation (as applicable) and the expected date of completion; 14. Name and type of receiving water body(s); 15. Description of the water body(s), including but not limited to: o Observed impacts on aquatic life, o Public closure, restricted public access, temporary restricted use, and/or posted health warnings due to spill, o Responsible entity for closing/restricting use of water body, and o Number of days closed/restricted as a result of the spill. 16. Whether or not the spill was located within 1,000 feet of a municipal surface water intake; and 17. If water quality samples were collected, identify sample locations and the parameters the water quality samples were analyzed for. If no samples were taken, Not Applicable shall be selected. 3.1.3. Spill Technical Report for Individual Category 1 Spill in which 50,000 Gallons or Greater Discharged into a Surface Water For any spill in which 50,000 gallons or greater discharged into a surface water, within 45 calendar days of the spill end date, the Enrollee shall submit a Spill Technical Report to the online CIWQS Sanitary Sewer System Database. The Spill Technical Report, at minimum, must include the following information: 1. Spill causes and circumstances, including at minimum: o Complete and detailed explanation of how and when the spill was discovered; July 22, 2025 Item #1 Page 129 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 11 o Photographs illustrating the spill origin, the extent and reach of the spill, drainage conveyance system entrance and exit, receiving water, and post-cleanup site conditions; o Diagram showing the spill failure point, appearance point(s), the spill flow path, and ultimate destinations; o Detailed description of the methodology employed, and available data used to calculate the discharge volume and, if applicable, the recovered spill volume; o Detailed description of the spill cause(s); o Description of the pipe material, and estimated age of the pipe material, at the failure location; o Description of the impact of the spill; o Copy of original field crew records used to document the spill; and o Historical maintenance records for the failure location. 2. Enrollee’s response to the spill: o Chronological narrative description of all actions taken by the Enrollee to terminate the spill; o Explanation of how the Sewer System Management Plan Spill Emergency Response Plan was implemented to respond to and mitigate the spill; and o Final corrective action(s) completed and a schedule for planned corrective actions, including: ▪ Local regulatory enforcement action taken against an illicit discharge in response to this spill, as applicable, ▪ Identifiable system modifications, and operation and maintenance program modifications needed to prevent repeated spill occurrences, and ▪ Necessary modifications to the Emergency Spill Response Plan to incorporate lessons learned in responding to and mitigating the spill. 3. Water Quality Monitoring, including at minimum: o Description of all water quality sampling activities conducted; o List of pollutant and parameters monitored, sampled and analyzed; as required in section 2.3 (Receiving Water Monitoring) of this Attachment; o Laboratory results, including laboratory reports; o Detailed location map illustrating all water quality sampling points; and o Other regulatory agencies receiving sample results (if applicable). 4. Evaluation of spill impact(s), including a description of short-term and long-term impact(s) to beneficial uses of the surface water. July 22, 2025 Item #1 Page 130 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 12 3.1.4. Amended Certified Spill Reports for Individual Category 1 Spills The Enrollee shall update or add additional information to a Certified Spill Report within 90 calendar days of the spill end date by amending the report or by adding an attachment to the Spill Report in the online CIWQS Sanitary Sewer System Database. The Enrollee shall certify the amended report. After 90 calendar days, the Enrollee shall contact the State Water Board at SanitarySewer@waterboards.ca.gov to request to amend a Spill Report. The Legally Responsible Official shall submit justification for why the additional information was not reported within the Amended Spill Report due date. 3.2. Reporting Requirements for Individual Category 2 Spill Reporting 3.2.1. Draft Spill Report for Category 2 Spills Within three (3) business days of the Enrollee’s knowledge of a Category 2 spill, the Enrollee shall submit a Draft Spill Report to the online CIWQS Sanitary Sewer System Database. The Draft Spill Report must, at minimum, include the following items: 1. Contact information: Name and telephone number of Enrollee contact person to respond to spill-specific questions; 2. Spill location name; 3. Date and time the Enrollee was notified of, or self-discovered, the spill; 4. Operator arrival time; 5. Estimated spill start date and time; 6. Date and time the Enrollee notified the California Office of Emergency Services, and the assigned control number; 7. Description, photographs, and GPS coordinates of the system location where the spill originated; If a single spill event results in multiple appearance points, provide GPS coordinates for the appearance point closest to the failure point and describe each additional appearance point in the spill appearance point explanation field; 8. Estimated total spill volume exiting the system; 9. Description and photographs of the extent of the spill and spill boundaries; 10. Did the spill reach a drainage conveyance system? If Yes: o Description of the drainage conveyance system transporting the spill; o Photographs of the drainage conveyance system entry location(s); o Estimated spill volume fully recovered from the drainage conveyance system; o Estimated spill volume remaining within the drainage conveyance system; July 22, 2025 Item #1 Page 131 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 13 o Estimated spill volume discharged to a groundwater infiltration basin or facility, if applicable; and 11. Estimated total spill volume recovered. 3.2.2. Certified Spill Report for Category 2 Spills Within 15 calendar days of the spill end date, the Enrollee shall submit a Certified Spill Report for the Category 2 spill, to the online CIWQS Sanitary Sewer System Database (https://ciwqs.waterboards.ca.gov). Upon completion of the Certified Spill Report, the online CIWQS Sanitary Sewer System Database will issue a final spill event identification number. The Certified Spill Report must, at minimum, include the following mandatory information in addition to all information in the Draft Spill Report per section 3.2.1 (Draft Spill Report for Category 2 Spills) above: 1. Description of the spill event destination(s), including GPS coordinates if available, that represent the full spread and reach of the spill; 2. Spill end date and time; 3. Description of how the spill volume estimations were calculated, including at a minimum: o The methodology, assumptions and type of data relied upon, such as supervisory control and data acquisition (SCADA) records, flow monitoring or other telemetry information used to estimate the volume of the spill discharged, and the volume of the spill recovered (if any volume of the spill was recovered), and o The methodology(ies), assumptions and type of data relied upon for estimations of the spill start time and the spill end time; 4. Spill cause(s) (for example, root intrusion, grease deposition, etc.); 5. System failure location (for example, main, pump station, etc.); 6. Description of the pipe/infrastructure material, and estimated age of the pipe material, at the failure location; 7. Description of the impact of the spill; 8. Whether or not the spill was associated with a storm event; 9. Description of spill response activities including description of immediate spill containment and cleanup efforts; 10. Description of spill corrective action, including steps planned or taken to reduce, eliminate, and prevent reoccurrence of the spill, and a schedule of major milestones for those steps; 11. Spill response completion date; 12. Detailed narrative of investigation and investigation findings of cause of spill; 13. Reasons for an ongoing investigation (as applicable) and the expected date of completion; and July 22, 2025 Item #1 Page 132 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 14 14. Whether or not the spill was located within 1,000 feet of a municipal surface water intake. 3.2.3. Amended Certified Spill Reports for Individual Category 2 Spills The Enrollee shall update or add additional information to a Certified Spill Report within 90 calendar days of the spill end date by amending the report or by adding an attachment to the Spill Report in the online CIWQS Sanitary Sewer System Database. The Enrollee shall certify the amended report. After 90 calendar days, the Enrollee shall contact the State Water Board at SanitarySewer@waterboards.ca.gov to request to amend a Spill Report. The Legally Responsible Official shall submit justification for why the additional information was not reported within the Amended Spill Report due date. 3.3. Monthly Certified Spill Reporting for Category 3 Spills The Enrollee shall report and certify all Category 3 spills to the online CIWQS Sanitary Sewer System Database within 30 calendar days after the end of the month in which the spills occurred. (For example, all Category 3 spills occurring in the month of February shall be reported and certified by March 30th). After the Legally Responsible Official certifies the spills, the online CIWQS Sanitary Sewer System Database will issue a spill event identification number for each spill. The monthly reporting of all Category 3 spills must include the following items for each spill: 1. Contact information: Name and telephone number of Enrollee contact person to respond to spill-specific questions; 2. Spill location name; 3. Date and time the Enrollee was notified of, or self-discovered, the spill; 4. Operator arrival time; 5. Estimated spill start date and time; 6. Description, photographs, and GPS coordinates where the spill originated: o If a single spill event results in multiple appearance points, provide GPS coordinates for the appearance point closest to the failure point and describe each additional appearance point in the spill appearance point explanation field; 7. Estimated total spill volume exiting the system; 8. Description and photographs of the extent of the spill and spill boundaries; 9. Did the spill reach a drainage conveyance system? If Yes: o Description of the drainage conveyance system transporting the spill; o Photographs of the drainage conveyance system entry locations(s); o Estimated spill volume fully recovered from the drainage conveyance system; and July 22, 2025 Item #1 Page 133 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 15 o Estimated spill volume discharged to a groundwater infiltration basis or facility, if applicable. 10. Estimated total spill volume recovered; 11. Description of the spill event destination(s), including GPS coordinates, if available, that represent the full spread and reaches of the spill; 12. Spill end date and time; 13. Description of how the spill volume estimations were calculated, including, at minimum: o The methodology and type of data relied upon, including supervisory control and data acquisition (SCADA) records, flow monitoring or other telemetry information used to estimate the volume of the spill discharged, and the volume of the spill recovered (if any volume of the spill was recovered), and o The methodology and type of data relied upon to estimate the spill start time, on-going spill rate at time of arrival (if applicable), and the spill end time; 14. Spill cause(s) (for example, root intrusion, grease deposition, etc.); 15. System failure location (for example, main, pump station, etc.); 16. Description of the pipe/infrastructure material, and estimated age of the pipe/infrastructure material, at the failure location; 17. Description of the impact of the spill; 18. Whether or not the spill was associated with a storm event; 19. Description of spill response activities including description of immediate spill containment and cleanup efforts; 20. Description of spill corrective actions, including steps planned or taken to reduce, eliminate, and prevent reoccurrence of the spill, and a schedule of the major milestones for those steps; including, at minimum: o Local regulatory enforcement action taken against an illicit discharge in response to this spill, as applicable, and o Identifiable system modifications, and operation and maintenance program modifications needed to prevent repeated spill occurrences at the same spill event location, including: ▪ Adjusted schedule/method of preventive maintenance, ▪ Planned rehabilitation or replacement of sanitary sewer asset, ▪ Inspected, repaired asset(s), or replaced defective asset(s), ▪ Capital improvements, ▪ Documentation verifying immediately implemented system modifications and operating/maintenance modifications, ▪ Description of spill response activities, July 22, 2025 Item #1 Page 134 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 16 ▪ Spill response completion date, and ▪ Ongoing investigation efforts, and expected completion date of investigation to determine the full cause of spill; 21. Detailed narrative of investigation and investigation findings of cause of spill. 3.4. Monthly Certified Spill Reporting for Category 4 Spills The Enrollee shall report and certify the estimated total spill volume exiting the sanitary sewer system, and the total number of all Category 4 spills to the online CIWQS Sanitary Sewer System Database, within 30 calendar days after the end of the month in which the spills occurred. 3.5. Amended Certified Spill Reports for Category 3 Spills Within 90 calendar days of the certified Spill Report due date, the Enrollee may update or add additional information to a certified Spill Report by amending the report or by adding an attachment to the Spill Report in the online CIWQS Sanitary Sewer System Database. The Enrollee shall certify the amended report. After 90 calendar days, the Legally Responsible Official shall contact the State Water Board at SanitarySewer@waterboards.ca.gov to request to amend a certified Spill Report. The Legally Responsible Official shall submit justification for why the additional information was not reported within the 90-day timeframe for amending the certified Spill Report, as provided above. 3.6. Annual Certified Spill Reporting of Category 4 and/or Lateral Spills For all Category 4 spills and spills from its owned and/or operated laterals that are caused by a failure or blockage in the lateral and that do not discharge to a surface water, the Enrollee shall: • Maintain records per section 4.4. of this Attachment; The Enrollee shall provide records upon request by State Water Board or Regional Water Board staff. • Annually upload and certify a report, in an appropriate digital format, of all recordkeeping of spills to the online CIWQS Sanitary Sewer System Database, by February 1st after the end of the calendar year in which the spills occurred. A spill from an Enrollee-owned and/or operated lateral that discharges to a surface water is a Category 1 spill; the Enrollee shall report all Category 1 spills per section 3.1 of Attachment E1 (Notification, Monitoring, Reporting and Recordkeeping Requirements) of this General Order. 3.7. Monthly Certification of “No-Spills” or “Category 4 Spills” and/or “Non-Category 1 Lateral Spills” If either (1) no spills occur during a calendar month or (2) only Category 4, and/or Enrollee-owned and/or operated lateral spills (that do not discharge to a surface water) occur during a calendar month, the Enrollee shall certify, within 30 calendar days after July 22, 2025 Item #1 Page 135 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 17 the end of each calendar month, either a “No-Spill” certification statement, or a “Category 4 Spills” and/or “Non-Category 1 Lateral Spills” certification statement, in the online CIWQS Sanitary Sewer System Database, certifying that there were either no spills, or Category 4 and/or Non-Category 1 Lateral Spills that will be reported annually (per section 3.6 of this Attachment) for the designated month. If a spill starts in one calendar month and ends in a subsequent calendar month, and the Enrollee has no further spills of any category, in the subsequent calendar month, the Enrollee shall certify “no-spills” for the subsequent calendar month. If the Enrollee has no spills from its systems during a calendar month, but the Enrollee voluntarily reported a spill from a private lateral or a private system, the Enrollee shall certify “no-spills” for that calendar month. If the Enrollees has spills from its owned and/or operated laterals during a calendar month, the Enrollee shall not certify “no spills” for that calendar month. 3.8. Electronic Sanitary Sewer System Service Area Boundary Map The Legally Responsible Official shall submit, to the State Water Board, an up-to-date electronic spatial map of its sewer system service area boundaries. The map must be in accordance with section 5.14 (Electronic Sanitary Sewer System Service Area Boundary Map) of this General Order and the specification provided on the statewide Sanitary Sewer Systems program website. The map must include the location of wastewater treatment facility(ies) that treats the sewer system waste, if in the same sewer service boundary. By the Effective Date of this General Order, specifications for the electronic sanitary sewer service area boundary map format will be provided on the statewide Sanitary Sewer Systems Order program website. 3.9. Annual Report (Previously termed as Collection System Questionnaire in General Order 2006-0003-DWQ) A new Enrollee shall complete and submit its first certified Annual Report into the online CIWQS Sanitary Sewer System Database, within 30 days of obtaining a CIWQS account; Subsequent Annual Reports are due by April 1 of each year. All enrollees shall update their previous year’s Annual Report, by April 1 of each year after the Effective Date of this General Order, for each calendar year (January 1 through December 31). The Annual Report must be entered directly into the online CIWQS Sanitary Sewer System Database. The Enrollee’s Legally Responsible Official shall certify the Annual Report as instructed in CIWQS; The Annual Report must address, and update as applicable, the following items: • Population served; July 22, 2025 Item #1 Page 136 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 18 • Updated sewer system service area boundary map, if service area boundary has changed from original map submitted per section 5.14 (Electronic Sanitary Sewer System Service Area Boundary Map) of this General Order; • Number of system operation and maintenance staff: o Entry level (less than two years of experience), o Journey level (greater than two years of experience), o Supervisory level, and o Managerial level; • Number of operation and maintenance staff certified as a certified collection system operator by the California Water Environmental Association (CWEA), with: o Corresponding number of certified collection system operator grade levels (Grade I, II, III, IV, and V); • System information: o Miles of system gravity and force mains, o Number of upper and lower service laterals connected to system, o Estimated number of upper and lower laterals owned and/or operated by the Enrollee, o Portion of laterals that is Enrollee’s responsibility, o Average age the major components of system infrastructure, o Number and age of pump stations, and o Estimated total miles of the system pipeline not accessible for maintenance; • Name and location of the treatment plant(s) receiving sanitary sewer system’s waste; • Name of satellite sewer system tributaries; • Number of system’s gravity sewer above or underground crossings of water bodies throughout system; • Number of force main (pressurized pipe) above or underground crossings of water bodies throughout system; • Number of siphons used to convey waste throughout the sewer system; • Miles of sewer system cleaned; • Miles of sewer system video inspected, or comparable (i.e., video closed-circuit television or alternative inspection methods); • System Performance Evaluation as specified in section 5.11 (System Performance Analysis) of this General Order; • Major spill causes (for example, root intrusion, grease deposition); July 22, 2025 Item #1 Page 137 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 19 • System infrastructure failure points (for example, main, pump station, lateral, etc.); • Ongoing spill investigations; and • Actions taken to address system deficiencies. 3.10. Sewer System Management Plan Audit Reporting Requirements The Enrollee shall submit its Sewer System Management Plan Audit and other pertinent audit information, in accordance with section 5.4 (Sewer System Management Plan Audits) of this General Order, to the online CIWQS Sanitary Sewer System Database by six (6) months after the end of the 3-year audit period. If a Sewer System Management Plan Audit is not conducted as required: the Enrollee shall: • Update the online CIWQS Sanitary Sewer System Database and select the justification for not conducting the Audit; and • Notify its corresponding Regional Water Board (see Attachment F (Regional Water Quality Control Board Contact Information)) of the justification for the lapsed requirements. The Enrollee’s reporting of a justification for not conducting a timely Audit does not justify non-compliance with this General Order. The Enrollee shall: • Submit the late Audit as required in this General Order; and • Comply with subsequent Audit requirements and due dates corresponding with the original audit cycle. 3.11. Sewer System Management Plan Reporting Requirements For an Existing Enrollee previously regulated by Order 2006-0003-DWQ: Within every six (6) years after the required due date of its last Plan Update, the Legally Responsible Official shall upload and certify a local governing entity-approved Sewer System Management Plan Update to the online CIWQS Sanitary Sewer System Database. If the electronic document format or size capacity prevents the electronic upload of the Plan, the Legally Responsible Official shall report an electronic link to its updated Sewer System Management Plan posted on its own website. Order 2006-0003-DWQ required each enrollee to develop its initial Sewer System Management Plan per the following schedule, with required Plan updates at a frequency of 5-years thereafter: Systems serving populations: Greater than 100,000: May 2, 2009 Between 100,000 and 10,000: August 2, 2009 Between 10,000 and 2,500: May 2, 2010 Less than 2,500: August 2, 2010 July 22, 2025 Item #1 Page 138 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 20 This Order carries forth the previously-required Plan Update schedule per Order 2006-0003-DWQ. Per the six-year Plan Update frequency required in this Order, the Enrollee shall upload and certify its first Plan Update, to the online CIWQS Sanitary Sewer System Database by the following due dates, with subsequent Plan Updates at the frequency of six years thereafter: Systems serving populations: Greater than 100,000: May 2, 2025 Between 100,000 and 10,000: August 2, 2025 Between 10,000 and 2,500: May 2, 2026 Less than 2,500: August 2, 2026 For a New Enrollee: Within twelve (12) months of its Application for Enrollment Approval date, the Legally Responsible Official of a new Enrollee shall upload and certify a local governing entity-approved Sewer System Management Plan to the online CIWQS Sanitary Sewer System Database. If electronic document format or size capacity prevents the electronic upload of the Plan, the Legally Responsible Official shall report an electronic link to its Sewer System Management Plan posted on its own website. The due date for subsequent 6-year Plan updates, is six (6) years from the submittal due date of the new Enrollee’s first Sewer System Management Plan. 4. RECORDKEEPING REQUIREMENTS The Enrollee shall maintain records to document compliance with the provisions of this General Order, and previous General Order 2006-0003-DWQ as applicable, for each sanitary sewer system owned, including any required records generated by an Enrollee’s contractor(s). 4.1. Recordkeeping Time Period The Enrollee shall maintain records of documents required in this Attachment, including records collected for compliance with this General Order, and records collected in accordance with previous General Order 2006-0003-DWQ, for five (5) years. 4.2. Availability of Documents The Enrollee shall make the records required in this General Order readily available, either electronic or hard copies, for review by Water Board staff during onsite inspections or through an information request. 4.3. Spill Reports The Enrollee shall maintain records for each of the following spill-related events and activities: • Spill event complaint, including but not limited to records documenting how the Enrollee responded to notifications of spills. Each complaint record must, at a minimum, include the following information: o Date, time, and method of notification, July 22, 2025 Item #1 Page 139 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 21 o Date and time the complainant first noticed the spill, if available, o Narrative description of the complaint, including any information the caller provided regarding whether the spill has reached surface waters or a drainage conveyance system, if available, o Complainant’s contact information, if available, and o Final resolution of the complaint; • Records documenting the steps and/or remedial action(s) undertaken by the Enrollee, using all available information, to comply with this General Order, and previous General Order 2006-0003-DWQ as applicable; • Records documenting how estimate(s) of volume(s) and, if applicable, volume(s) of spill recovered were calculated; • All California Office of Emergency Services notification records, as applicable; and • Records, in accordance with the Monitoring Requirements in this Attachment. 4.4. Recordkeeping of Category 4 Spills and Non-Category 1 Lateral Spills An Enrollee must maintain the following records for each individual Category 4 spill and for each individual non-Category 1 Enrollee-owned and/or operated lateral spill, and report in accordance to section 3.6 (Annual Certified Spill Reporting of Category 4 and/or Lateral Spills) of this Attachment. Recordkeeping of Individual Category 4 Spill Information: 1. Contact information: Name and telephone number of Enrollee contact person to respond to spill-specific questions; 2. Spill location name; 3. Description and GPS coordinates for the system location where the spill originated; 4. Did the spill reach a drainage conveyance system? If Yes: o Description of drainage conveyance system location, o Estimated spill volume fully recovered within the drainage conveyance system, and o Estimated spill volume remaining within the drainage conveyance system; 5. Estimated total spill volume exiting the sanitary sewer system; 6. Spill date and start time; 7. Spill cause(s) (for example, root intrusion, grease deposition, etc.); 8. System failure location (for example, main, pump station, etc.); 9. Description of spill response activities including description of immediate spill containment and cleanup efforts; 10. Description of how the volume estimation was calculated, including, at minimum: July 22, 2025 Item #1 Page 140 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 22 o The methodology and type of data relied upon, including supervisory control and data acquisition (SCADA) records, flow monitoring or other telemetry information used to estimate the volume of the spill discharged, and the volume of the spill recovered (if any volume of the spill was recovered), and o The methodology and type of data relied upon to estimate the spill start time, on- going spill rate at time of arrival (if applicable), and the spill end time; 11. Description of implemented system modifications and operating/maintenance modifications. Recordkeeping of Individual Lateral Spill Information: 1. Date and time the Enrollee was notified of, or self-discovered, the spill; 2. Location of individual spill; 3. Estimated individual spill volume; 4. Spill cause(s) (for example, root intrusion, grease deposition, etc.); and 5. Description of how the volume estimations were calculated. Total Annual Spill Information: 1. Estimated total annual spill volume; 2. Description of spill corrective actions, including at minimum: o Local regulatory enforcement action taken against the sewer lateral owner in response to a spill, as applicable, and o System operation, maintenance and program modifications implemented to prevent repeated spill occurrences at the same spill location. 4.5. Sewer System Telemetry Records The Enrollee shall maintain the following sewer system telemetry records if used to document compliance with this General Order, and previous General Order 2006-0003-DWQ as applicable, including spill volume estimates: • Supervisory control and data acquisition (SCADA) system(s); • Alarm system(s); • Flow monitoring device(s) or other instrument(s) used to estimate sewage flow rates, and/or volumes; • Computerized maintenance management system records; and • Asset management-related records. 4.6. Sewer System Management Plan Implementation Records The Enrollee shall maintain records documenting the Enrollee’s implementation of its Sewer System Management Plan, including documents supporting its Sewer System Management Plan audits, corrections, modifications, and updates to the Sewer System Management Plan. July 22, 2025 Item #1 Page 141 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E1 – NOTIFICATION, MONITORING, REPORTING AND RECORDKEEPING REQUIREMENTS December 6, 2022 E1 - 23 4.7. Audit Records The Enrollee shall maintain, at minimum, the following records pertaining to its Sewer System Management Plan audits, and other internal audits: • Completed audit documents and findings; • Name and contact information of staff and/or consultants that conducted or involved in the audit; and • Follow-up actions based on audit findings. 4.8. Equipment Records The Enrollee shall maintain a log of all owned and leased sewer system cleaning, operational, maintenance, construction, and rehabilitation equipment. 4.9. Work Orders The Enrollee shall maintain record of work orders for operations and maintenance projects. July 22, 2025 Item #1 Page 142 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E2 – SUMMARY TABLES FOR NOTIFICATION, December 6, 2022 MONITORING AND REPORTING REQUIREMENTS E2 - 1 ATTACHMENT E2 – SUMMARY OF NOTIFICATION, MONITORING AND REPORTING REQUIREMENTS This Attachment provides a summary of notification, monitoring and reporting requirements, by spill category, and for Enrollee-owned and/or operated laterals as required in Attachment E1 of this General Order, for quick reference purposes only. Table E2-1 Spill Category 1: Spills to Surface Waters Spill Requirement Due Method Notification Within two (2) hours of the Enrollee’s knowledge of a Category 1 spill of 1,000 gallons or greater, discharging or threatening to discharge to surface waters: Notify the California Office of Emergency Services and obtain a notification control number. California Office of Emergency Services at: (800) 852-7550 (Section 1 of Attachment E1) Monitoring • Conduct spill-specific monitoring; • Conduct water quality sampling of the receiving water within 18 hours of initial knowledge of spill of 50,000 gallons or greater to surface waters. (Section 2 of Attachment E1) Reporting • Submit Draft Spill Report within three (3) business days of the Enrollee’s knowledge of the spill; • Submit Certified Spill Report within 15 calendar days of the spill end date; • Submit Technical Report within 45 calendar days after the spill end date for a Category 1 spill in which 50,000 gallons or greater discharged to surface waters; and • Submit Amended Spill Report within 90 calendar days after the spill end date. (Section 3.1 of Attachment E1) July 22, 2025 Item #1 Page 143 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E2 – SUMMARY TABLES FOR NOTIFICATION, December 6, 2022 MONITORING AND REPORTING REQUIREMENTS E2 - 2 Table E2-2 Spill Category 2: Spills of 1,000 Gallons or Greater That Do Not Discharge to Surface Waters Spill Requirements Due Method Notification Within two (2) hours of the Enrollee’s knowledge of a Category 2 spill of 1,000 gallons or greater, discharging or threatening to discharge to waters of the State: Notify California Office of Emergency Services and obtain a notification control number. California Office of Emergency Services at: (800) 852-7550 (Section 1 of Attachment E1) Monitoring Conduct spill-specific monitoring. (Section 2 of Attachment E1) Reporting • Submit Draft Spill Report within three (3) business days of the Enrollee’s knowledge of the spill; • Submit Certified Spill Report within 15 calendar days of the spill end date; and • Submit Amended Spill Report within 90 calendar days after the spill end date. (Section 3.2 of Attachment E1) July 22, 2025 Item #1 Page 144 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E2 – SUMMARY TABLES FOR NOTIFICATION, December 6, 2022 MONITORING AND REPORTING REQUIREMENTS E2 - 3 Table E2-3 Spill Category 3: Spills of Equal or Greater than 50 Gallons and Less than 1,000 Gallons That Does Not Discharge to Surface Waters Spill Requirements Due Method Notification Not Applicable Not Applicable Monitoring Conduct spill-specific monitoring. (Section 2 of Attachment E1) Reporting • Submit monthly Certified Spill Report to the online CIWQS Sanitary Sewer System Database within 30 calendars days after the end of the month in which the spills occur; and • Submit Amended Spill Reports within 90 calendar days after the Certified Spill Report due date. (Section 3.3 and 3.5 of Attachment E1) Table E2-4 Spill Category 4: Spills Less Than 50 Gallons That Do Not Discharge to Surface Waters Spill Requirements Due Method Notification Not Applicable Not Applicable Monitoring Conduct spill-specific monitoring. (Section 2 of Attachment E1) Reporting • If, during any calendar month, Category 4 spills occur, certify monthly, the estimated total spill volume exiting the sanitary sewer system, and the total number of all Category 4 spills into the online CIWQS Sanitary Sewer System Database, within 30 days after the end of the calendar month in which the spills occurred. • Upload and certify a report, in an acceptable digital format, of all Category 4 spills to the online CIWQS Sanitary Sewer System Database, by February 1st after the end of the calendar year in which the spills occur. (Section 3.4, 3.6, 3.7 and 4.4 of Attachment E1) July 22, 2025 Item #1 Page 145 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT E2 – SUMMARY TABLES FOR NOTIFICATION, December 6, 2022 MONITORING AND REPORTING REQUIREMENTS E2 - 4 Table E2-5 Enrollee Owned and/or Operated Lateral Spills That Do Not Discharge to Surface Waters Spill Requirements Due Method Notification Within two (2) hours of the Enrollee’s knowledge of a spill of 1,000 gallons or greater, from an enrollee- owned and/or operated lateral, discharging or threatening to discharge to waters of the State: Notify California Office of Emergency Services and obtain a notification control number. Not applicable to a spill of less than 1,000 gallons. California Office of Emergency Services at: (800) 852-7550 (Section 1 of Attachment E1) Monitoring Conduct visual monitoring. (Section 2 of Attachment E1) Reporting • Upload and certify a report, in an acceptable digital format, of all lateral spills (that do not discharge to a surface water) to the online CIWQS Sanitary Sewer System Database, by February 1st after the end of the calendar year in which the spills occur. • Report a lateral spill of any volume that discharges to a surface water as a Category 1 spill. (Sections 3.6, 3.7 and 4.4 of Attachment E1) July 22, 2025 Item #1 Page 146 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT F – REGIONAL WATER QUALITY CONTROL December 6, 2022 BOARD CONTACT INFORMATION F - 1 ATTACHMENT F – REGIONAL WATER QUALITY CONTROL BOARD CONTACT INFORMATION This Attachment provides a map, list of counties, and contact information to assist the Enrollee in identifying the corresponding Regional Water Quality Control Board office, for all Regional Water Board notification requirements in this General Order. Region 1 -- North Coast Regional Water Quality Control Board: Del Norte, Glenn, Humboldt, Lake, Marin, Mendocino, Modoc, Siskiyou, Sonoma, and Trinity counties. RB1SpillReporting@waterboards.ca.gov or (707) 576-2220 Region 2 -- San Francisco Bay Regional Water Quality Control Board: Alameda, Contra Costa, San Francisco, Santa Clara (Northern most part of Morgan Hill), San Mateo, Marin, Sonoma, Napa, Solano counties. RB2SpillReports@waterboards.ca.gov or (510) 622-2369 Region 3 -- Central Coast Regional Water Quality Control Board: Santa Clara (most of Morgan Hill), San Mateo (Southern portion), Santa Cruz, San Benito, Monterey, Kern (small portions), San Luis Obispo, Santa Barbara, Ventura (Northern portion) counties. CentralCoast@waterboards.ca.gov or (805) 549-3147 Region 4 -- Los Angeles Regional Water Quality Control Board: Los Angeles, Ventura counties (small portions of Kern and Santa Barbara counties). rb4-ssswdr@waterboards.ca.gov or (213) 576-6600 July 22, 2025 Item #1 Page 147 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 STATEWIDE SANITARY SEWER SYSTEMS GENERAL ORDER 2022-0103-DWQ ATTACHMENT F – REGIONAL WATER QUALITY CONTROL December 6, 2022 BOARD CONTACT INFORMATION F - 2 Region 5 -- Central Valley Regional Water Quality Control Board: Rancho Cordova (Sacramento) Office: Colusa, Lake, Sutter, Yuba, Sierra, Nevada, Placer, Yolo, Napa, (North East), Solano (West), Sacramento, El Dorado, Amador, Calaveras, San Joaquin, Contra Costa (East), Stanislaus, Tuolumne counties. RB5sSpillReporting@waterboards.ca.gov or (916) 464-3291 Fresno Office: Fresno, Kern, Kings, Madera, Mariposa, Merced, and Tulare counties, and small portions of San Benito and San Luis Obispo counties. RB5fSpillReporting@waterboards.ca.gov or (559) 445-5116 Redding Office: Butte, Glen, Lassen, Modoc, Plumas, Shasta, Siskiyou, and Tehama counties. RB5rSpillReporting@waterboards.ca.gov or (530) 224-4845 Region 6 -- Lahontan Regional Water Quality Control Board: Lake Tahoe Office: Alpine, Modoc (East), Lassen (East side and Eagle Lake), Sierra, Nevada, Placer, El Dorado counties. RB6sSpillReporting@waterboards.ca.gov or (530) 542-5400 Victorville Office: Mono, Inyo, Kern (East), San Bernardino, Los Angeles (North East corner) counties. RB6vSpillReporting@waterboards.ca.gov or (760) 241-6583 Region 7 -- Colorado River Basin Regional Water Quality Control Board: Imperial county and portions of San Bernardino, Riverside, San Diego counties. RB7SpillReporting@waterboards.ca.gov or (760) 346-7491 Region 8 -- Santa Ana Regional Water Quality Control Board: Orange, Riverside, San Bernardino counties. RB8SpillReporting@waterboards.ca.gov or (951) 782-4130 Region 9 -- San Diego Regional Water Quality Control Board: San Diego county and portions of Orange and Riverside counties. RB9Spill_Report@waterboards.ca.gov or (619) 516-1990 End of Order 2022-0103-DWQ July 22, 2025 Item #1 Page 148 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update This page is intentionally left blank. July 22, 2025 Item #1 Page 149 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update Attachment A3. California Regional Water Quality Control Board Region 9 Order R9-2007-0005 July 22, 2025 Item #1 Page 150 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 151 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 152 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 153 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 154 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 155 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 156 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update This page is intentionally left blank. July 22, 2025 Item #1 Page 157 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update Attachment B. Contact Information for Legally Responsible Officials and City Staff Responsible for SSMP Implementation July 22, 2025 Item #1 Page 158 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update Organization Names and Contact Information Position Name Contact Information City Manager Geoff Patnoe geoff.patnoe@carlsbadca.gov 442-339-2820 Assistant City Manager Sheila Cobian sheila.cobian@carlsbadca.gov 442-339-2820 Deputy City Manager, Public Works Paz Gomez paz.gomez@carlsbadca.gov 442-339-2751 Utilities Director (Primary LRO) Amanda Flesse amanda.flesse@carlsbadca.gov 442-339-2722 Assistant Utilities Director (Secondary LRO) David Padilla dave.padilla@carlsbadca.gov 442-339-2722 Principal Engineer Keri Martinez keri.martinez@carlsbadca.gov 442-339-2722 Utilities Technical Services Manager Stephanie Harrison stephanie.harrison@carlsbadca.gov 442-339-2722 Senior Management Analyst Shoshana Aguilar shoshana.aguilar@carlsbadca.gov 442-339-2722 Utilities Maintenance Planner Timothy Smith timothy.smith@carlsbadca.gov 442-339-2722 Wastewater Supervisor Mike Garcia mike.garcia@carlbadca.gov 442-339-2722 Public Works Manager, Fleet & Facilities John Maashoff john.maashoff@carlsbadca.gov 442-339-2943 July 22, 2025 Item #1 Page 159 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update This page is intentionally left blank. July 22, 2025 Item #1 Page 160 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 161 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update Attachment C Reserved for future Element 3 – Legal Authority attachments July 22, 2025 Item #1 Page 162 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update This page is intentionally left blank. July 22, 2025 Item #1 Page 163 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update Attachment D Reserved for future Element 4 – Operations and Maintenance Program attachments July 22, 2025 Item #1 Page 164 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update This page is intentionally left blank. July 22, 2025 Item #1 Page 165 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update Attachment E Reserved for future Element 5 – Design and Performance Provisions attachments July 22, 2025 Item #1 Page 166 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update This page is intentionally left blank. July 22, 2025 Item #1 Page 167 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update Attachment F. Spill Emergency Response Plan Revised June 4, 2025 Revised June 28, 2025 July 22, 2025 Item #1 Page 168 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 169 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 170 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 171 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 172 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 173 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 174 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 175 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 176 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 177 of 308 Docusign 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21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 268 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 269 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 270 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 271 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 272 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 273 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 274 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 275 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 276 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 277 of 308 Docusign Envelope ID: 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21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 288 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 289 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 290 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 291 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 292 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 293 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 July 22, 2025 Item #1 Page 294 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update This page is intentionally left blank. July 22, 2025 Item #1 Page 295 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update Attachment G Reserved for future Element 7 – Sewer Pipe Blockage Control Program attachments July 22, 2025 Item #1 Page 296 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update This page is intentionally left blank. July 22, 2025 Item #1 Page 297 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update Attachment H Reserved for future Element 8 – System Evaluation, Capacity Assurance, and Capital Improvements attachments July 22, 2025 Item #1 Page 298 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update This page is intentionally left blank. July 22, 2025 Item #1 Page 299 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update Attachment I. SSMP Change Log for Changes to 2025 SSMP July 22, 2025 Item #1 Page 300 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update SSMP Change Log for Changes to 2025 SSMP Revision Number Date Description of Changes Author July 22, 2025 Item #1 Page 301 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update This page is intentionally left blank. July 22, 2025 Item #1 Page 302 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update Attachment J. Summary of 2019 SSMP Revisions to Address Audit Findings July 22, 2025 Item #1 Page 303 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 ID SS M P E l e m e n t Re c o m m e n d e d C o r r e c t i v e A c t i o n o r O p p o r t u n i t y f o r I m p r o v e m e n t De s c r i p t i o n o f C h a n g e t o S S M P Da t e C o m p l e t e d 1 D. 1 G o a l a n d I n t r o d u c t i o n Im p r o v e n a r r a t i v e l a n g u a g e a n d h a r m o n i z e s t r u c t u r e w i t h R e i s s u e d W D R f o r 20 2 5 S S M P U p d a t e . Ad d e d a d e s c r i p t i o n o f t h e s e r v i c e s t h e D i s t r i c t p r o v i d e s a n d h o w i t i s ma n a g e d i n t o t h e P l a n I n t r o d u c t i o n . 8/ 2 / 2 0 2 5 2 D. 1 G o a l a n d I n t r o d u c t i o n Im p r o v e n a r r a t i v e l a n g u a g e a n d h a r m o n i z e s t r u c t u r e w i t h R e i s s u e d W D R f o r 20 2 5 S S M P U p d a t e . Ad d e d a n a r r a t i v e t o d i s c u s s p l a n i m p l e m e n t a t i o n a n d u p d a t e . 8/ 2 / 2 0 2 5 3 D. 1 G o a l a n d I n t r o d u c t i o n Im p r o v e n a r r a t i v e l a n g u a g e a n d h a r m o n i z e s t r u c t u r e w i t h R e i s s u e d W D R f o r 20 2 5 S S M P U p d a t e . Ad d e d a s c h e d u l e o f p l a n a u d i t s a n d u p d a t e s t h a t i n c l u d e m i l e s t o n e s f o r in c o r p o r a t i o n o f a c t i v i t i e s a s s o c i a t e d w i t h s e w e r s p i l l p r e v e n t i o n . 8/ 2 / 2 0 2 5 4 D. 1 G o a l a n d I n t r o d u c t i o n Im p r o v e n a r r a t i v e l a n g u a g e a n d h a r m o n i z e s t r u c t u r e w i t h R e i s s u e d W D R f o r 20 2 5 S S M P U p d a t e . Ad d e d t h e f o l l o w i n g t o t h e s e w e r s y s t e m a s s e t o v e r v i e w : l o c a t i o n , i n c l u d i n g co m m u n i t y s e r v e d ; s y s t e m s i p h o n s ; s t r u c t u r e s d i v e r t i n g s t o r m w a t e r t o t h e se w e r s y s t e m , d a t a m a n a g e m e n t s y s t e m s , s e w e r s y s t e m o w n e r s h i p a n d op e r a t i o n r e s p o n s i b i l i t i e s b e t w e e n E n r o l l e e a n d p r i v a t e e n t i t i e s f o r u p p e r an d l o w e r s e w e r l a t e r a l s ; e s t i m a t e d n u m b e r o r p e r c e n t o f r e s i d e n t i a l , co m m e r c i a l , a n d i n d u s t r i a l s e r v i c e c o n n e c t i o n s ; a n d u n i q u e s e r v i c e bo u n d a r y c o n d i t i o n s a n d c h a l l e n g e ( s ) . 8/ 2 / 2 0 2 5 5 D. 1 G o a l a n d I n t r o d u c t i o n Im p r o v e n a r r a t i v e l a n g u a g e a n d h a r m o n i z e s t r u c t u r e w i t h R e i s s u e d W D R f o r 20 2 5 S S M P U p d a t e . Ad d e d a r e f e r e n c e t o t h e u p - t o - d a t e m a p o f s y s t e m i n t h e G o a l a n d In t r o d u c t i o n S e c t i o n . 8/ 2 / 2 0 2 5 6 D. 2 O r g a n i z a t i o n As s e s s e l e m e n t n a r r a t i v e a n d i m p r o v e a s n e c e s s a r y f o r 2 0 2 5 S S M P U p d a t e . Up d a t e d t h e n a m e s a n d t e l e p h o n e n u m b e r s o f p o s i t i o n s r e s p o n s i b l e f o r sp e c i f i c e l e m e n t s o f t h e P l a n i n A p p e n d i x B 8/ 2 / 2 0 2 5 7 D. 2 O r g a n i z a t i o n De s i g n a t e m o r e t h a n o n e L R O t o h e l p e n s u r e f u l l a n d c o n t i n u o u s c o v e r a g e o f du t i e s . En s u r e m o r e t h a n o n e s t a f f m e m b e r c a n i m p l e m e n t a n d b e r e s p o n s i b l e f o r sp e c i f i c S e w e r S y s t e m M a n a g e m e n t P l a n e l e m e n t s . Pe r i o d i c a l l y r e v i e w c o n t a c t i n f o r m a t i o n t h r o u g h o u t t h i s e l e m e n t f o r e n s u r i n g d a t a is u p t o d a t e . Up d a t e d T a b l e 2 - 1 : L i s t o f A u t h o r i z e d R e p r e s e n t a t i v e s w h i c h n o w i n c l u d e s a P r i m a r y L R O a n d S e c o n d a r y L R O 8/ 2 / 2 0 2 5 8 D. 3 L e g a l A u t h o r i t i e s Th e C i t y s h o u l d e n s u r e i t s a v a i l a b l e l e g a l a u t h o r i t y a d d r e s s e s i l l i c i t d i s c h a r g e pr o h i b i t i o n s , e n f o r c e m e n t a u t h o r i t y , a b i l i t y f o r a d e q u a t e s t o r m w a t e r c o l l a b o r a t i o n an d a c c e s s t o e a s e m e n t a r e a s f o r s p i l l r e s p o n s e a n d r e q u i r e d m a i n t e n a n c e ; re l e v a n t c o d e s , o r d i n a n c e s , a n d / o r s t a n d a r d s s h o u l d b e u p d a t e d t o e n s u r e p r o p e r le g a l a u t h o r i t y a s r e q u i r e d t o c o m p l y w i t h t h e R e i s s u e d W D R . Up d a t e d t h e L e g a l A u t h o r i t y s u m m a r i e s a n d T a b l e 3 - 1 a n d T a b l e 3 - 2 w i t h th e r e l e v a n t o r d i n a n c e s r e q u i r e d b y t h e r e i s s u e d O r d e r . Up d a t e d t h e P l a n t o d e m o n s t r a t e l e g a l a u t h o r i t i e s r e l a t e d t o c o l l a b o r a t i n g wi t h s t o r m s e w e r a g e n c i e s . Up d a t e d t h e P l a n t o d e m o n s t r a t e t h e c i t y h a s t h e l e g a l a u t h o r i t y t o o b t a i n ea s e m e n t a c c e s s i b i l i t y a g r e e m e n t s f o r s p e c i f i c l o c a t i o n s r e q u i r i n g op e r a t i o n s a n d m a i n t e n a n c e w h e r e t h e r e i s c u r r e n t l y n o a c c e s s . 8/ 2 / 2 0 2 5 9 D. 4 O p e r a t i o n s a n d M a i n t e n a n c e Ad d r e s s W D R C o n f o r m a n c e a b o v e t o i m p r o v e c u r r e n t S S M P i m p l e m e n t a t i o n de f i c i e n c i e s . Up d a t e d t h e P l a n w i t h p r o c e d u r e s t o p r o v i d e d t o t h e S t a t e a n d R e g i o n a l Wa t e r B o a r d s t a f f a c c e s s t o t h e s a n i t a r y s e w e r s y s t e m G I S m a p . 8/ 2 / 2 0 2 5 10 D. 4 O p e r a t i o n s a n d M a i n t e n a n c e Ad d r e s s W D R C o n f o r m a n c e a b o v e t o i m p r o v e c u r r e n t S S M P i m p l e m e n t a t i o n de f i c i e n c i e s . Up d a t e d t h e P l a n t o d o c u m e n t t h e t r a i n i n g p r o v i d e d t o o p e r a t i o n s a n d ma i n t e n a n c e s t a f f a n d c o n t r a c t o r s o n t h e r e q u i r e m e n t s o f t h e G e n e r a l Or d e r . 8/ 2 / 2 0 2 5 11 D. 4 O p e r a t i o n s a n d M a i n t e n a n c e Ad d r e s s W D R C o n f o r m a n c e a b o v e t o i m p r o v e c u r r e n t S S M P i m p l e m e n t a t i o n de f i c i e n c i e s . Up d a t e d t h e P l a n t o d o c u m e n t t r a i n i n g o n e l e c t r o n i c C I W Q S r e p o r t i n g pr o c e d u r e s f o r a l l s t a f f e n t e r i n g d a t a i n t o C I W Q S ( L e g a l l y R e s p o n s i b l e Of f i c i a l s a n d D a t a S u b m i t t e r s ) . 8/ 2 / 2 0 2 5 12 D. 5 D e s i g n a n d P e r f o r m a n c e Pr o v i s i o n s As s e s s e l e m e n t n a r r a t i v e a n d i m p r o v e a s n e c e s s a r y f o r 2 0 2 5 S S M P U p d a t e . Up d a t e d D e s i g n a n d P e r f o r m a n c e P r o v i s i o n s t o i n c l u d e M a n h o l e d e s i g n st a n d a r d s 8/ 2 / 2 0 2 5 13 D. 5 D e s i g n a n d P e r f o r m a n c e Pr o v i s i o n s As s e s s e l e m e n t n a r r a t i v e a n d i m p r o v e a s n e c e s s a r y f o r 2 0 2 5 S S M P U p d a t e . Up d a t e d D e s i g n a n d P e r f o r m a n c e P r o v i s i o n s t o i n c l u d e d e s i g n s t a n d a r d s fo r e a s e m e n t a n d a c c e s s 8/ 2 / 2 0 2 5 14 D. 6 S p i l l E m e r g e n c y R e s p o n s e P l a n Ad d r e s s W D R C o n f o r m a n c e a b o v e t o i m p r o v e c u r r e n t S S M P i m p l e m e n t a t i o n de f i c i e n c i e s Up d a t e d t h e S p i l l E m e r g e n c y R e s p o n s e P l a n s e c t i o n t o i n c l u d e a t a b l e w i t h al l r e q u i r e m e n t s f r o m t h e G e n e r a l O r d e r a n d w h e r e t h e y r e s i d e i n t h e SE R P 8/ 2 / 2 0 2 5 15 D. 6 S p i l l E m e r g e n c y R e s p o n s e P l a n Ad d r e s s W D R C o n f o r m a n c e a b o v e t o i m p r o v e c u r r e n t S S M P i m p l e m e n t a t i o n de f i c i e n c i e s Up d a t e d t h e S p i l l E m e r g e n c y R e s p o n s e P l a n s e c t i o n t o i n c l u d e a r e f e r e n c e to E W A a n d h o w t h e y h a v e t h e i r o w n S E R P s f o r t h e s h a r e l i f t s t a t i o n s 8/ 2 / 2 0 2 5 16 D. 7 S e w e r P i p e B l o c k a g e C o n t r o l Pr o g r a m As s e s s e l e m e n t n a r r a t i v e a n d i m p r o v e a s n e c e s s a r y f o r 2 0 2 5 S S M P U p d a t e Up d a t e d t h e P l a n d o c u m e n t i n g t h e n e e d f o r a s e w e r b l o c k a g e c o n t r o l pr o g r a m i s n e e d e d . I n t h e i n t r o d u c t i o n 8/ 2 / 2 0 2 5 July 22, 2025 Item #1 Page 304 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 ID SS M P E l e m e n t Re c o m m e n d e d C o r r e c t i v e A c t i o n o r O p p o r t u n i t y f o r I m p r o v e m e n t De s c r i p t i o n o f C h a n g e t o S S M P Da t e C o m p l e t e d 17 D. 7 S e w e r P i p e B l o c k a g e C o n t r o l Pr o g r a m As s e s s e l e m e n t n a r r a t i v e a n d i m p r o v e a s n e c e s s a r y f o r 2 0 2 5 S S M P U p d a t e Up d a t e d t h e P l a n t o p r o v i d e a s c h e d u l e o f e x p e c t e d e v e n t s o r a s c h e d u l e fo r h o w t h e o u t r e a c h e f f o r t s a r e d e t e r m i n e d . 8/ 2 / 2 0 2 5 18 D. 7 S e w e r P i p e B l o c k a g e C o n t r o l Pr o g r a m As s e s s e l e m e n t n a r r a t i v e a n d i m p r o v e a s n e c e s s a r y f o r 2 0 2 5 S S M P U p d a t e Up d a t e d t h e P l a n t o i n c l u d e d c u r r e n t p r o c e d u r e s f o r i n s p e c t i n g F S E s a n d gr e a s e c o n t r o l d e v i c e r e c o r d s 8/ 2 / 2 0 2 5 19 D. 8 S y s t e m E v a l u a t i o n , C a p a c i t y As s u r a n c e a n d C a p i t a l Im p r o v e m e n t s De v e l o p a s y s t e m - s p e c i f i c C l i m a t e R e s i l i e n c e P l a n f o r t h e S S M P U p d a t e in c l u d i n g b u t n o t li m i t e d a d d r e s s i n g t h e f a c t o r s l i s t e d i n F i n d i n g s 3 . 2 . 3 o f t h e R e i s s u e W D R s u c h as : o S e a l e v e l r i s e i m p a c t s i n c l u d i n g f l o o d i n g , c o a s t a l e r o s i o n , s e a w a t e r i n t r u s i o n , ti d a l in u n d a t i o n a n d s u b m e r g e d l a n d s o I n c r e a s e d s u r f a c e w a t e r f l o w s d u e t o h i g h e r i n t e n s i t y r a i n e v e n t s . o F l o o d i n g o W i l d f i r e s a n d w i l d f i r e i n d u c e d i m p a c t s o E a r t h q u a k e i n d u c e d d a m a g e o L a n d s l i d e s o S u b s i d e n c e Up d a t e d t h e P l a n t o i n c l u d e s y s t e m s p e c i f i c C l i m a t e R e s i l i e n c e P l a n f o r t h e ci t y a n d r e f e r e n c e d t h e c i t y ' s 2 0 2 3 C l i m a t e C h a n g e V u l n e r a b i l i t y As s e s s m e n t . T h i s i n c l u d e d s e a l e v e l r i s e i m p a c t s , f l o o d i n g , a n d w i l d f i r e im p a c t s a n d h o w t h e c i t y h a s e n h a n c e d s y s t e m r e s i l i e n c y . 8/ 2 / 2 0 2 5 20 D. 8 S y s t e m E v a l u a t i o n , C a p a c i t y As s u r a n c e a n d C a p i t a l Im p r o v e m e n t s As s e s s e l e m e n t n a r r a t i v e a n d i m p r o v e a s n e c e s s a r y f o r 2 0 2 5 S S M P U p d a t e . Up d a t e d t h e P l a n t o d e s c r i b e t h e o n g o i n g S e w e r M a s t e r P l a n u p d a t e a n d up d a t e d m e t h o d s a n d p r o c e d u r e s f o r c a p a c i t y a s s e s s m e n t t h a t a d d r e s s a l l th e c o m p o n e n t s l i s t e d i n t h e r e i s s u e d o r d e r . 8/ 2 / 2 0 2 5 21 D. 8 S y s t e m E v a l u a t i o n , C a p a c i t y As s u r a n c e a n d C a p i t a l Im p r o v e m e n t s As s e s s e l e m e n t n a r r a t i v e a n d i m p r o v e a s n e c e s s a r y f o r 2 0 2 5 S S M P U p d a t e . Up d a t e d t h e P l a n t o d e s c r i b e c u r r e n t p r a c t i c e s f o r e x i s t i n g p r o c e d u r e s t o ut i l i z e o b s e r v a t i o n / e v i d e n c e o f s y s t e m c o n d i t i o n s t h a t m a y c o n t r i b u t e t o ex i t i n g o f s e w a g e f r o m t h e s y s t e m w h i c h c a n r e a s o n a b l y b e e x p e c t e d t o di s c h a r g e i n t o a w a t e r o f t h e S t a t e 8/ 2 / 2 0 2 5 22 D. 8 S y s t e m E v a l u a t i o n , C a p a c i t y As s u r a n c e a n d C a p i t a l Im p r o v e m e n t s As s e s s e l e m e n t n a r r a t i v e a n d i m p r o v e a s n e c e s s a r y f o r 2 0 2 5 S S M P U p d a t e . Up d a t e d t h e P l a n t o i n c l u d e t h e m o s t r e c e n t c a p i t a l i m p r o v e m e n t p l a n a n d a l i n k t o t h e c i t y ' s C I P p r o j e c t l i s t w i t h d e t a i l s i n c l u d i n g c o m p l e t i o n d a t e s an d f u n d i n g s o u r c e s . 8/ 2 / 2 0 2 5 23 D. 8 S y s t e m E v a l u a t i o n , C a p a c i t y As s u r a n c e a n d C a p i t a l Im p r o v e m e n t s As s e s s e l e m e n t n a r r a t i v e a n d i m p r o v e a s n e c e s s a r y f o r 2 0 2 5 S S M P U p d a t e . Up d a t e d t h e P l a n t o d e s c r i b e t h e c i t y ' s j o i n t c o o r d i n a t i o n w i t h i n c i t y s t a f f an d i n t e r a g e n c y c o o r d i n a t i o n w i t h o t h e r u t i l i t y a g e n c i e s . 8/ 2 / 2 0 2 5 24 D. 9 M o n i t o r i n g , M e a s u r e m e n t , Pr o g r a m M o d i f i c a t i o n s As s e s s e l e m e n t n a r r a t i v e a n d i m p r o v e a s n e c e s s a r y f o r 2 0 2 5 S S M P U p d a t e . Up d a t e d P l a n t o i n c l u d e d e s c r i p t i o n o n h o w t h e m o n i t o r i n g o f e a c h o f t h e s e ele m e n t s a r e b e i n g d o c u m e n t e d a n d p r o v i d e a s c h e d u l e o r s u m m a r y ta b l e / t r a c k e r . 8/ 2 / 2 0 2 5 25 D. 1 0 I n t e r n a l A u d i t s As s e s s e l e m e n t n a r r a t i v e a n d i m p r o v e a s n e c e s s a r y f o r 2 0 2 5 S S M P U p d a t e Up d a t e d t h e P l a n t o d e t a i l t h e p r o c e d u r e s a n d s c h e d u l e f o r t h e i n t e r n a l au d i t t o e n s u r e c o m p l i a n c e w i t h t h e S p e c i f i c a t i o n S e c t i o n 5 . 4 o f t h e re i s s u e d O r d e r . 8/ 2 / 2 0 2 5 26 D. 1 1 C o m m u n i c a t i o n P r o g r a m As s e s s e l e m e n t n a r r a t i v e a n d i m p r o v e a s n e c e s s a r y f o r 2 0 2 5 S S M P U p d a t e . Up d a t e d t h e P l a n t o i n c l u d e o r r e f e r e n c e p r o c e d u r e s f o r c o m m u n i c a t i n g wi t h t h e p u b l i c f o r s p i l l s a n d d i s c h a r g e s r e s u l t i n g i n c l o s u r e s o f p u b l i c ar e a s , o r t h a t e n t e r a s o u r c e o f d r i n k i n g w a t e r . 8/ 2 / 2 0 2 5 27 D. 1 1 C o m m u n i c a t i o n P r o g r a m As s e s s e l e m e n t n a r r a t i v e a n d i m p r o v e a s n e c e s s a r y f o r 2 0 2 5 S S M P U p d a t e . Up d a t e d t h e P l a n t o i n c l u d e p r o c e d u r e s f o r t h e P u b l i c f o r c o m m u n i c a t i n g t o pr o v i d e o p p o r t u n i t i e s f o r p u b l i c i n p u t t o P l a n i m p l e m e n t a t i o n a n d u p d a t e s of t h e S S M P . 8/ 2 / 2 0 2 5 July 22, 2025 Item #1 Page 305 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update This page is intentionally left blank. July 22, 2025 Item #1 Page 306 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update Attachment K Reserved for future Element 11 – Communication Program attachments July 22, 2025 Item #1 Page 307 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7 Sewer System Management Plan 2025 SSMP Update This page is intentionally left blank. July 22, 2025 Item #1 Page 308 of 308 Docusign Envelope ID: 21ECF657-6D61-484E-9F71-2A8FD743F3D7