HomeMy WebLinkAbout2026-03-18; Planning Commission; 03; Tribal Cultural Resource Protection and Consultation PresentationMeeting Date: March 18, 2026 3
To: Planning Commission
Staff Contact: Robert Efird, Principal Planner, 442-339-5148, robert.efird@carlsbadca.gov
Subject: Tribal Cultural Resource Protection and Consultation Presentation
Location: Citywide
Case Numbers: N/A
Applicant/Representative: City of Carlsbad Community Development Department
CEQA Determination: ☐Not a Project ☐ Exempt ☐ IS/ND or IS/MND ☐ EIR
☒Other: N/A
Permit Type(s): ☐SDP ☐ CUP ☐ CDP ☐ TM/TPM ☐ GPA ☐ REZ ☐ LCPA
☒Other: N/A
Commission Action: ☐Decision ☐ Recommendation to City Council ☒ Informational (No Action)
Recommended Actions
Receive a report and presentation on tribal cultural resource protection and consultation.
Description
Introduction
The land within the City of Carlsbad’s boundaries has a rich history in terms of natural and man-made resources.
The city has a long history of balancing preservation of these resources with public and private development and
economic activity. State and federal legislation, including the California Environmental Quality Act (CEQA),
require that development projects assess and mitigate potential impacts on tribal, cultural and paleontological
resources. This creates a complex regulatory environment in which the city’s decision-makers must operate.
The protection of tribal cultural resources, in particular, is complex in that it involves independent and sovereign
tribal governments and the protection of their cultural heritage, past and present, as it is represented in certain
activities, locations, plants and animals, landforms and artifacts. The city recently initiated an effort to update its
existing Tribal, Cultural, Paleontological Resource Guidelines (see Exhibit 1) with the objective of keeping the
document up to date. City staff expect to return to the Planning Commission later in 2026 with the proposed
updates to those guidelines.
The purpose of this agenda item is to provide the Planning Commission with a greater understanding of tribal
cultural resources, related laws on resource protection and management, and the Planning Commission’s role in
the development application/permitting process. At the March 18, 2026, Planning Commission meeting, city
staff from the Planning Division and a tribal resource consultant will provide a presentation that outlines the
planning process and will be available to answer questions about tribal consultation, environmental review, and
the decision-making process.
March 18, 2026 Item #3 1 of 4
•• PLANNING COMMISSION @ Staff Report
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Presentation Overview
In this presentation, staff and their tribal resource consultant will review with the Planning Commission:
•Key terms/definitions: The study and protection of cultural, tribal cultural, and paleontological resources
have specialized terms and skills and associated professions. Staff will review certain terms important to
these activities and ensure a common understanding of each.
•Notable laws and policies: The regulatory environment of tribal cultural resources includes laws and
policies at the local, state and federal levels. Staff will provide an overview of the regulations that have
the most direct impact on Carlsbad project types.
•Players/governmental entities: The protection of tribal cultural resources has multiple players at all
levels of government. Each plays a different, and sometimes overlapping, role. Staff will review the
entities most commonly involved in consultation/development review for typical Carlsbad project types.
•Implementation: Staff will provide an overview of the past and present methods the city has used to
interpret and implement requirements related to tribal cultural resources.
Conclusion
Tribal consultation and tribal resource protection evaluation are components of the development review and
approval process for many Carlsbad projects. Maintaining and strengthening relationships with the city’s tribal
partners is also a stated goal of the City Council (see Exhibit 2). As such, staff believe it is beneficial to have an
open discussion with the Planning Commission on the topic in relation to existing city processes and the future
update of the city’s Tribal, Cultural, and Paleontological Resource Guidelines. The March 18, 2026, informational
presentation to the Planning Commission is meant to be a resource for the Planning Commission and the public
of key terms, definitions and processes related to tribal consultation and the protection of tribal cultural
resources.
Exhibits
1.2017 Tribal, Cultural, Paleontological Resource Guidelines (on file with the City Clerk)
2.City Council Policy 83: Tribal Cultural Resource Protection (on file with the City Clerk)
March 18, 2026 Item #3 2 of 4
Exhibit 1
2017 Tribal, Cultural, Paleontological Resource
Guidelines
(on file with the City Clerk)
March 18, 2026 Item #3 3 of 4
Exhibit 2
City Council Policy 83: Tribal Cultural Resource Protection
(on file with the City Clerk)
March 18, 2026 Item #3 4 of 4
Tribal Cultural Resource
Protection & Consultation
Robb Efird, Principal Planner
Nikki Falvey, Helix Environmental Planning
March 18, 2026
C cityof
Carlsbad
TODAY’S PRESENTATION
•Key Terms & Definitions
•Notable Laws and Policies
•Players & Governmental Entities
•Implementation
ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
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C cityof
Carlsbad
KEY TERMS & DEFINITIONS
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
Image: Pechanga Band of Indians
{city of
Carlsbad
KEY TERMS & DEFINITIONS
Federally Recognized Tribe:
Tribes identified by the Department of the Interior that
hold a government-to-government relationship with the
U.S. and are eligible for federal funding and services.
(Full definition in 25 C.F.R. Part 83)
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
C cityof
Carlsbad
KEY TERMS & DEFINITIONS
California Native American (CNA) tribe:
A Native American tribe located in California
that is on the contact list maintained by the
Native American Heritage Commission (NAHC)
(PRC § 21073)
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
C cityof
Carlsbad
KEY TERMS & DEFINITIONS
Traditionally and Culturally Affiliated (TCA)
tribe:
A CNA tribe that is traditionally and culturally
affiliated with a particular geographic area
within California as identified by the lead
agency and/or Native American Heritage
Commission.
(PRC § 21080.3.1)
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
C cityof
Carlsbad
KEY TERMS & DEFINITIONS
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
California Native
American (CNA) Tribe
Traditionally &
Culturally Affiliated
with Carlsbad (TCA)
Tribe
Federally
Recognized
Tribe
('city of
Carlsbad
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
San
Diego
Carlsbad
Los
Angeles
Source: US EPA
Tijuana
TRIBAL LANDS & TERRITORIES
9
ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
DRAFT/DELIBERATIVE
San
Diego
Carlsbad
Los
Angeles
Source: Native Land Digital (https://native-land.ca)
Tijuana
HISTORIC TRIBAL TERRITORIES
Kiz!h (Gabri el eno)
Pay6mkawichum
(Luisef'io)
Acjachemen Ouaneno)
Cuipeno
Kumeyaay/Kumiais
Ko'I ew (Kil iwa)
fviluwen
Meytemak (
KEY TERMS & DEFINITIONS
Tribal Cultural Resources (PRC §21074):
1)Sites, features, places, cultural landscapes, sacred
places, and objects with cultural value to a CNA that is
listed or eligible for listing, in the national or state
register of historical resources, or listed in a local
register of historic resources; or
2)Resources that the lead agency determines, in its
discretion and supported by substantial evidence, are
tribal cultural resources.
(PRC § 21074)10
ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
KEY TERMS & DEFINITIONS
Tribal Consultation:
[T]he meaningful and timely process of seeking,
discussing, and considering carefully the views of others,
in a manner that is cognizant of all parties’ cultural values
and, where feasible, seeking agreement…that is mutually
respectful of each party’s sovereignty.
(PRC § 21080.3.1(b) and GC § 65352.4)
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
C cityof
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KEY TERMS & DEFINITIONS
Tribal Monitoring:
A measure that may be included in pre-excavation
agreements, CEQA mitigation measures and/or conditions
of approval where identified tribal representatives
supervise ground-disturbing activities for the presence of
previously unknown TCRs and provide technical expertise
in the identification of and handling/protection of tribal
cultural resources
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
PLAYERS & GOVERNMENTAL
ENTITIES
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
Image: Native American Heritage Commission
PLAYERS & GOV’T ENTITIES
Dept. of the Interior/Bureau of Indian Affairs (BIA):
•Established in 1824
•Headquartered in Washington, D.C.
•Has historically enforced federal policy and lead efforts to
“assimilate” Native Americans into American society
•Current focus includes enhancing quality of life,
promoting economic opportunities, and oversight of
Native American trust assets
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
Native American Heritage Commission (NAHC):
•Established in 1976 by the California Legislature (AB 4239)
•Offices in Sacramento, CA
•Primary agency for identifying and cataloging Native
American cultural resources
•Identifies TCAs and Most Likely Descendants; provides
contact information to the city and consultants.
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
PLAYERS & GOV’T ENTITIES
California Office of Historic Preservation
•Established in 1975 as part of State Parks
•Offices in Sacramento, CA
•Implements Section 106 of the Nat’l Historic
Preservation Act
•Identifies, evaluates and registers historic properties
•Ensures compliance with federal, state laws
•Education, public awareness, leadership initiatives
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
PLAYERS & GOV’T ENTITIES
Carlsbad TCA Tribes
•Includes 21 tribes
•18 federally recognized, 3 non-federally recognized
•Most active consulting tribes:
•Rincon Band of Luiseño Indians
•San Luis Rey Band of Mission Indians
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
PLAYERS & GOV’T ENTITIES
C cityof
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NOTABLE LAWS & POLICIES
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
Image: CalMatters
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NOTABLE LAWS & POLICIES
National Historic Preservation Act, Section 106:
•Includes procedures for federal agencies to identify,
evaluate, assess effects, and provide treatment for
adverse effects on historic properties for federal
undertakings.
•Includes items of traditional religious and cultural
importance to an Indian tribe and that meet Nat’l Register
criteria.
•Applies when a project receives federal funding or
requires a federal permit.19
ITEM 3: TRIBAL CULTURAL RESOURCE
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NOTABLE LAWS & POLICIES
CEQA:
•Applies to discretionary “projects,” as defined
•Requires assessment of potential impacts to different
types of resources, including biological resources, cultural
resources, tribal cultural and paleontological resources
•Requires mitigation to reduce impacts below a level of
significance, where feasible
•Includes requirements for timing and scope of tribal
consultation 20
ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
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NOTABLE LAWS & POLICIES
SB 18 (Burton, 2004):
•Mandates consultation with CNA tribes for General Plan,
Specific Plan adoption/amendments
•Requires CEQA lead agencies consult with tribes on open
spaces related to protection of tribal cultural resources
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
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C cityof
Carlsbad
NOTABLE LAWS & POLICIES
AB 52 (Gatto, 2014):
•For certain CEQA documents (ND, MND, EIR/SEIR)
•TCA tribes must opt-in in advance to receive notices
•Lead agency must provide notice and offer of consultation
to TCA tribes on the list within 14 days at start of project
or by application completeness
•TCA tribe must accept consultation within 30 days
•Consultation must begin within 30 days from notification
of acceptance 22
ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
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Carlsbad AB 52 Consulting Tribes:
Four tribes have requested consultation notices:
•Cahuilla Band of Indians
•Mesa Grande Band of Diegueño Mission Indians
•Rincon Band of Luiseño Indians
•San Luis Rey Band of Mission Indians
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
NOTABLE LAWS & POLICIES
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C cityof
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NOTABLE LAWS & POLICIES
CEQA:
Significance of a resource:
•Based upon its association with an event or person
important to local, state, or national history (Criteria 1
and 2);
•If it embodies distinctive characteristics of a type, period,
region, or method of construction, is the work of a
master, or possesses high artistic value (Criterion 3); or
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ITEM 3: TRIBAL CULTURAL RESOURCE
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NOTABLE LAWS & POLICIES
CEQA:
Significance of a resource (cont’d):
•If it has the potential to yield important information
about local, state, or national history (Criterion 4).
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ITEM 3: TRIBAL CULTURAL RESOURCE
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NOTABLE LAWS & POLICIES
CEQA:
What are the activities/areas generally of most interest to
the tribes?
•Grading/ground disturbing activities
•Shoreline/waterway areas
•Areas with previously discovered resources
•Anything related to human remains or funerary items
•Access to sacred spaces, traditional/ritual activity
areas 26
ITEM 3: TRIBAL CULTURAL RESOURCE
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Carlsbad General Plan:
•Open Space, Conservation & Recreation Element (Ch. 4)
•Encourages using open space to preserve resources
•Arts, History, Culture, and Education Element (Ch. 7)
•Addresses both historic/cultural resources and tribal
cultural resources
•Contains policies that informed the 2017 Guidelines
•Requires protection of resources and encourages
educational opportunities 27
ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
NOTABLE LAWS & POLICIES
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Carlsbad Local Coastal Program:
•Mello I and Mello II defer to CEQA for impacts to and
mitigation for archaeological and paleontological
resources
•West Batiquitos requires a “program of preservation
and/or impact mitigation” for archaeological sites
•North Coast Corridor projects must remain consistent
with a 2014 Caltrans/SANDAG Resource Enhancement
Program related to archaeological, paleo. resources
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
NOTABLE LAWS & POLICIES
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NOTABLE LAWS & POLICIES
Carlsbad Municipal Code:
•Chapter 19: Environmental Protection Procedures
•Mirrors requirements and guidance in CEQA
•CMC 19.04.070.C. includes exceptions for:
•Grading/clearing affecting:
•Sensitive species or their habitats
•Archaeological or cultural resources
•Projects affecting wetlands, hazardous materials,
unstable soils or other factors requiring special review29
ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
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Carlsbad City Council Policy 83:
•Adopted by Council in 2016
•References the 1990 Cultural Guidelines and General Plan
as guiding implementation
•Provided policy direction for the development of the 2017
Tribal Cultural Paleontological Guidelines update
•Goal was to avoid or substantially reduce impacts to tribal
cultural resources
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
NOTABLE LAWS & POLICIES
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Carlsbad Tribal, Cultural and Paleontological Guidelines:
•Cultural guidelines first adopted in 1990
•Council Policy 83 directed update in 2016
•Guidelines updated and expanded in 2017
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ITEM 3: TRIBAL CULTURAL RESOURCE
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•Reflected regulatory
changes
•Provided direction in the
preparation of supporting
reports
•Standarized review and
noticing procedures
•Established clear
timelines
NOTABLE LAWS & POLICIES
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IMPLEMENTATION
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ITEM 3: TRIBAL CULTURAL RESOURCE
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Image: City of Carlsbad
IMPLEMENTATION
How the PC will interface with these requirements:
•CEQA
•Technical Studies (e.g. cultural resource assessments)
•Exemptions
•Environmental Documents
•Mitigation Measures (MND, SEIR/EIR)
•Responses to Comments (ND, MND, SEIR/EIR)
33
ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
IMPLEMENTATION
CEQA Exemptions:
•Project is assumed to have less than significant impacts
on tribal/other resources (statutory/categorical
exemptions)
•Project has demonstrated it will have less than
significant impacts on tribal/other resources (initial
study/technical studies)
•Exceptions to stated exemption must not apply
•PC plays role in approving/recommending some
34
ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
IMPLEMENTATION
CEQA Treatment Options/Mitigation Measures:
•Potential Mitigations
•Avoidance/preservation
•Repatriation
•Tribal Monitoring
•Capping
•Data Recovery/Curation
•Education/Interpretation
35
ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
•CC&R-like property
restrictions
•Tribal access agreements
•Awareness training
•Controlled grading
procedures
•Post-review discoveries
IMPLEMENTATION
Conditions of Approval/Mitigation Measures:
•Must be consistent with results of tribal consultation, if
applicable
•Generally follow methods, language found in the city’s
Tribal, Cultural Paleontological Guidelines
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
CONCLUDING DISCUSSION
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ITEM 3: TRIBAL CULTURAL RESOURCE
PROTECTION & CONSULTATION
Image: North County Pipeline