HomeMy WebLinkAbout2020-06-02; Carotid Control Hold; Gallucci, NeilTo the members of the:
CITY COUNCIL
Date (pl::d.:m cA ✓ cc ✓
CM _✓,;;-;;_ ACM ✓ DCM (3) v
June 2, 2020
To:
From:
Via:
Re:
Council Memorandum
Honorable Mayor Hall a
Neil Gallucci, Chief of Poh
Scott Chadwick, City Manag r
CAROTID CONTROL HOLD
{cityof
Carlsbad
Memo ID# 2020110
The Carlsbad Police Department only allows the use of a carotid control hold under objectively
reasonable standards. Carlsbad Police Department policy limits the use of the hold to situations
where the subject is violent or physically,resisting, or, the subject, by words or actions, has
demonstrated an intention to be violent and reasonably appears to have the potential to harm
officers, him/herself or others.
The carotid control hold, or bilateral vascular restraint also known as the lateral vascular neck
restraint, is a technique that compresses one or both carotid arteries without compressing the
airway, resulting in rapid loss of consciousness. When applied properly, this technique tends to
resolve incidents without more severe force options being needed, by incapacitating suspects
without serious injury. The use of this technique not only reduces the risk of injury to suspects,
but it also puts officers at less risk for getting injured and reduces danger to the public.
According to the multiple studies cited below, no medical reason exists to expect that death or
serious bodily injury will ordinarily follow a correct application of a vascular neck restraint. A
study by the Canadian Police Research Centre found that oleoresin capsicum (OC/mace) is the
force option least injurious in practice. Furthermore, electronic control weapons (Tasers) and
the carotid control hold were the next least injurious, with 52.9% of suspects who had these
force options used on them, being completely uninjured after usage, with the vast majority of
the injuries suffered being minor.
Carlsbad Police officers receive training on the proper method of applying the carotid control
hold at least once a year. Last year the District Attorney's Office conducted a review of San
Diego County agencies and their uses of the hold. The DA's office indicated that all municipal
agencies as well as the Sheriff's Department, and even the DA Investigators, have policies
permitting the application of the hold. The hold is authorized for use by the California
Commission on Peace Officer Standards and Training and is an approved technique trained at
the San Diego Regional Police Academy.
As was seen in the tragic death of George Floyd, the use of body weight and a knee on the neck
is an application of force entirely inconsistent with all training provided to members of the
Carlsbad Police Department. Furthermore, Carlsbad Police officers witnessing any excessive
Police Department
2560 Orion Way I Carlsbad, CK92010 I 760-931-2170 t
Carotid Control Hold
Jun.2,2020
Page 2
force have an absolute duty under department policy to intervene and prevent the excessive
force, and a duty to report the use of excessive force to a supervisor.
Since 2017, the carotid control hold was used a total of eight times by members of the Carlsbad
Police Department. During thos~ eight applications, there were no major injuries resulting from
the use of the hold. Additionally, department policy requires documentation of any use of
force as well as supervisory notification and review. Below are statistics which report the
number of times that a Carlsbad Police officer reported using force and the number of times
that a Carlsbad Police officer reported applying the carotid control hold.
Use of Force Statistics
Year Officer Reported Use of Force** Cases Involving Carotid Control Hold
2017 113 3
2018 127 2
2019 105 1
2020* 46 2
*2020 is year-to-date as of June 1, 2020
**These numbers reflect individual officer reports of use of force. Some incidents involve more
than one officer reporting the use of force. Therefore, the number of incidents involving the use
of force will be less than these numbers.
Below is a portion of the Carlsbad Police Department's policies related to the use of the carotid
control hold and the reporting of use of force incidents.
300.3.4 CAROTID CONTROL HOLD
The proper application of the carotid control hold may be effective in restraining a violent or
combative individual. However, due to the potential for injury, the use of the carotid control
hold is subject to the following:
(a) The officer shall have successfully completed department-approved training in the use
and application of the carotid control hold.
(b) The carotid control hold may only be used when circumstances perceived by the officer
at the time indicate that such application reasonably appears necessary to control a
person in any of the following circumstances:
1. The subject is violent or physically resisting.
2. The subject, by words or actions, has demonstrated an intention to be violent
and reasonably appears to have the potential to harm officers, him/herself or
others.
· (c) The application of a carotid control hold on the following individuals should generally be
avoided unless the totality of the circumstances indicates that other available options
reasonably appear ineffective, or would present a greater danger to the officer, the
subject or others, and the officer reasonably believes that the need to control the
individual outweighs the risk of applying a carotid control hold:
Carotid Control Hold
Jun.2,2020
Page 3
1. Females who are known to be pregnant
2. Elderly individuals
3. Obvious juveniles
4. Individuals who appear to have Down Syndrome or who appear to have obvious
neck deformities or malformations, or visible neck injuries
(d) Any individual who has had the carotid control hold applied, regardless of whether he/
she was rendered unconscious, shall be promptly examined by paramedics or other
qualified medical personnel and should be monitored until examined by paramedics
or other appropriate medical personnel.
(e) The officer shall inform any person receiving custody, or any person placed in a
position of providing care, that the individual has been subjected to the carotid control
hold and whether the subject lost consciousness as a result.
(f) Any officer attempting or applying the carotid control hold .shall promptly notify a
supervisor of the use or attempted use of such hold.
(g) The use or attempted use of the carotid control hold shall be thoroughly documented
by the officer in any related reports.
300.5 REPORTING THE USE OF FORCE
Any use of force by a member of this department shall be documented promptly, completely
and accurately in an appropriate report, depending on the nature of the incident. The officer
should articulate the factors perceived and why he/she believed the use of force was
reasonable under the circumstances. To collect data for purposes of training, resource
allocation, analysis and related purposes, the Department may require the completion of
additional report forms, as specified in department policy, procedure or law.
300.5.1 NOTIFICATION TO SUPERVISORS
Supervisory notification shall be made as soon as practicable following the application of force
in any of the following circumstances:
(a) The application caused a visible injury.
(b) The application would lead a reasonable officer to conclude that the individual may
have experienced more than momentary discomfort.
(c) The individual subjected to the force complained of injury or continuing pain.
(d) The individual indicates intent to pursue litigation. •
(e) Any application of a TASER device or control device.
(f) Any application of a restraint device other than handcuffs, shackles or belly chains.
(g) The individual subjected to the force was rendered unconscious.
(h) An individual was struck or kicked.
(i) An individual alleges any of the above has occurred.
Relevant Sources of Information
A. Canadian Police Research Centre's National Study on Neck Restraints in Policing, 2007
Carotid Control Hold
Jun.2,2020
Page 4
B. "Bilateral Vascular Restraint -Facts and Myths of the Carotid Restraint," The Tactical
Edge, Summer 2010, by Dr. John Pi, MD, Chuck Joyner, et al.
C. Advanced Concepts in Defensive Tactics: A Survival Guide for Law Enforcement, CRC
Press, Taylor & Francis, 2011
CC: Celia Brewer, City Attorney