HomeMy WebLinkAbout; Regional Channel Maintenance Workgroup; Regional Channel Maintenance Workgroup; 2006-06-07FINAL WORK PLAN
REGIONAL CHANNEL MAINTENANCE WORKGROUP
REGIONAL GENERAL PERMIT PACKAGE AND PROCESS
Prepared by
EDAW, Inc.
1420 Kettner Boulevard, Suite 620
San Diego, California 92101
June 7,2006
TABLE OF CONTENTS
Section Page
1.0 INTRODUCTION 1
1.1 Purpose of the RGP Process/Package 1
1.2 Programmatic vs. Individual Permits 2
1.3 Project Personnel and Roles 5
2.0 PROGRAMMATIC PERMIT PACKAGES AND PROCESSES ..„ 7
2.1 Programmatic Permit Packages 7
2.2 Programmatic Permit Processes 17
3.0 MEETINGS 18
3.1 RCM Workgroup Meetings 18
3.2 Agency Meetings 20
4.0 WHITE PAPER AND POWERPOINT PRESENTATION 21
5.0 SCHEDULE 22
APPENDDC A - Regional Channel Maintenance Workgroup Members and Contact Information
LIST OF FIGURES
Figure Page
1 Project Schedule -. 23
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1.0 INTRODUCTION
This Work Plan has been prepared to guide the development of packages and descriptions of
processes that will summarize what members of the Regional Channel Maintenance (RCM)
Workgroup will need to consider, analyze, and prepare when they pursue programmatic
approvals from the resource agencies for citywide channel maintenance activities. This section
of the Work Plan provides an introduction and further description of the purpose of the packages
and processes that will prepared, the benefits of obtaining programmatic authorizations from the
resource agencies, regulatory background information specific to programmatic approvals, and a
summary of the personnel and roles for the technical specialists who will conduct the work
described in this Work Plan.
1.1 Purpose of the RGP Process/Package
Since the mid-1990s, the Los Angeles District of the U.S. Army Corps of Engineers (Corps) has
issued several Regional General Permits (RGPs) that have authorized various municipalities to
conduct routine maintenance on flood control facilities that would affect jurisdictional waters,
including wetlands, for the purpose of maintaining existing infrastructures and preventing
flooding. The Regional Water Quality Control Board (RWQCB), California Department of Fish
and Game (CDFG), and the U.S. Fish and Wildlife Service (USFWS) also have issued
comparable programmatic approvals to authorize these routine activities. These RGPs and
programmatic approvals have established an expedited procedure to authorize activities that are
similar in nature and must be repeated as needed, in some cases at hundreds of locations
throughout the applicant's jurisdiction.
In September 2004, the County of San Diego, and all 18 cities within the county, received letters
entitled "Directive Regarding Channel Maintenance Activities" from the RWQCB that mandated
the submittal of a Required Technical Report (RTR) pertaining to channel maintenance activities
and practices. Subsequently, all of the cities and the County met to discuss the RTR and channel
maintenance throughout the region, whereby, the RCM Workgroup was formed. The RTR
submitted to the RWQCB by the City of Poway included a list of over 2,000 channel sites that
had been maintained between 2002 and 2004. Based on similar submittals by many of the RCM
Workgroup members, the RWQCB determined that all of these municipalities must obtain
permits prior to conducting further channel maintenance activities.
All jurisdictions within the RCM Workgroup face the same challenges of meeting goals of water
quality and habitat conservation while performing necessary channel maintenance and flood
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control work. Based on meetings between the RCM Workgroup and staff from the RWQCB,
CDFG, and the Corps, the Workgroup determined that an RGP from the Corps would provide
the most comprehensive permit. As needed, additional agency-specific programmatic approvals
would be sought. Until these approvals are issued by the resource agencies, the RCM
Workgroup members cannot proceed with many of the routine maintenance activities that would
need to occur within jurisdictional resources unless project-specific permits are obtained.
The RCM Workgroup's goal is to develop packages and describe processes that will guide each
Workgroup member through the steps required for applying for an RGP from the Corps and
comparable approvals from the other resource agencies. Specifically, packages will be
developed, including forms, instructions, and, where relevant, standardized approaches and
components that will streamline many of the permit requirements (e.g., mitigation, operational
protocols, and annual reporting requirements). Clarifying and streamlining the process and
requirements associated with these permits, and illustrating the benefits to be gained, will aid
City Managers and City Council/Board Members in reviewing and approving requests to apply
for these permits from their own Public Works divisions.
1.2 Programmatic vs. Individual Permits
Individually, or in smaller groups, channel maintenance activities, including minor repair, could
be authorized by the Corps and other agencies under existing 404 general permits (e.g., 404
Nationwide Permit (NWP) #3 for Maintenance, NWP #13 for Bank Stabilization, NWP #18 for
Minor Discharges, NWP #19 for Minor Dredging, NWP #31 for Maintenance of Existing Flood
Control Facilities, NWP #43 for Stormwater Management Facilities) or other standard approval
processes (e.g., the CDFG Streambed Alteration Agreement); however, there are several benefits
to obtaining programmatic approvals for repeated, routine activities. These benefits include the
following:
• Pre-authorizes similar activities at numerous locations
• Replaces case-by-case applications/authorization
• Offers flexibility to accommodate in the future additional sites that meet established
criteria
• Increases efficiency in conducting routine activities
• Establishes consistent approach for avoiding and minimizing impacts to regulated
environmental resources
• Provides comprehensive approach for mitigation
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• Allows an extended authorization period
• Reduces demand on the resource agencies
• Increases level of regulatory independence for the applicant
• Decreases long-term costs, i.e., one programmatic review, process, and associated fees,
vs. numerous case-by-case costs
Because so many RCM Workgroup members will pursue programmatic authorizations from the
resource agencies, additional benefits may include the following:
• Co-use of mitigation sites
• Co-ownership of mitigation banks within regional watersheds
• Clear and consistent definition of regulated channel maintenance activities subject to
programmatic permits
The specific regulations that pertain to the programmatic permits and other authorizations that
the RCM Workgroup members will seek are summarized below.
U.S. Army Corps of Engineers Section 404 Permit
Section 404(e) of the Clean Water Act (CWA) authorizes the Corps to issue general permits on a
state, regional, or nationwide basis. All permits authorized by the Corps under Section 404(e)
must be reviewed every 5 years. This section of the CWA specifically states that the Secretary
of the Army, acting through the Chief of Engineers, may:
"...after notice of opportunity for public hearing, issue general permits on a State,
regional, or nationwide basis for any category of activities involving discharges of
dredged or fill material if the Secretary determines that the activities in such
category are similar in nature, will cause only minimal adverse environmental
effects when performed separately, and will have only minimal cumulative
adverse effects on the environment."
The RGPs that the RCM Workgroup members will individually pursue, following the guidelines
and using the templates that will be prepared under this contract, are a type of general 404
permit. Reference to an RGP or Section 404 permit, as used below, are interchangeable.
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Other authorizations or approvals must be obtained before the Corps can issue an RGP.
Authorizations/approvals applicable to an RGP for channel maintenance include the following:
• Water quality certification - Applicant must obtain an individual certification, or waiver.
• Coastal zone management - Applicant must obtain an individual state coastal zone
management consistency concurrence, or waiver.
• Endangered species - No activity that is likely to jeopardize the continued existence of
federally listed species, species proposed for listing, or the critical habitat of any such
species, can be permitted. If an activity might affect such species, the requirements of the
federal Endangered Species Act (i.e., informal or formal consultation requirements) must
be satisfied.
• Mitigation - Discharges into wetlands must be minimized or avoided to the maximum
extent practicable, unless the Corps has approved a compensation mitigation plan for the
specific activity(ies).
Regional Water Quality Control Board 401 Water Quality Certification
Section 401 of the CWA requires that any person applying for a federal permit or license, which
may result in a discharge of pollutants into waters of the U.S., must obtain a state water quality
certification (401 Certification) that specifies activity-based compliance requirements (applicable
water quality standards, limitations, and restrictions). No license or permit may be issued by a
federal agency until certification required by Section 401 has been granted. Although the
California Code of Regulations does not include specifications for applying water quality
certification on a programmatic level, the RWQCB has issued 401 Certification in conjunction
with RGPs.
California Coastal Commission, Coastal Zone Management Consistency Statement
The California Coastal Act (CCA) and the federal Coastal Zone Management Act (CZMA)
regulate wetlands within California's coastal zone. The California Coastal Commission (CCC)
has jurisdiction over all wetlands within the coastal zone. Under the CCA, a "wetland" means
lands within the coastal zone that may be covered periodically or permanently with shallow
water and includes saltwater marshes, freshwater marshes, open or closed brackish water
marshes, swamps, mudflats, and fens (Ca. Pub. Res. Code Section 30121).
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The CCA does not include specifications for obtaining coastal zone management consistency
determinations on a programmatic level. However, certain activities may be exempt from a
Coastal Development Permit (CDP) under Section 30610(d) of the CCA, which authorizes
developments without a CDP for "[r]epair or maintenance activities that do not result in an
addition to, or enlargement or expansion of, the object of those repair or maintenance activities"
[Ca. Pub. Res. Code Section 30610(d)].
California Department of Fish and Game, Lake and Streambed Alteration Agreement
Sections 1600-1607 of the California Fish and Game Code regulate activities that would alter the
flow, bed, channel, or bank of streams and lakes. The term stream, as defined under the
jurisdiction of Sections 1600-1607, can include intermittent and ephemeral streams, rivers,
creeks, dry washes, sloughs, blue-line streams (USGS maps), and watercourses with subsurface
flows. Canals, aqueducts, irrigation ditches, and other means of water conveyance can also be
considered streams if they support aquatic life, riparian vegetation, or stream-dependent
terrestrial wildlife.
The CDFG requires a Streambed Alteration Agreement (SAA) for projects that would alter a
stream or propose to use any material from a Streambed. The SAA is subject to the California
Environmental Quality Act (CEQA). Under Sections 1600-1607, the CDFG may issue a SAA
for routine maintenance, which covers multiple routine maintenance projects that the applicant
will complete at different time periods during the term of the SAA, and describes a procedure the
applicant must follow for any maintenance project that the SAA covers.
In addition to the regulatory purview of the CDFG under Sections 1600-1607, the CDFG is the
primary agency that administers the California Endangered Species Act (CESA) under Section
2081 of the California Fish and Game Code. The CESA provides protection for all species that
are state-listed as threatened or endangered, fully protected, or Species of Special Concern. The
CESA also regulates take of the state-listed species.
1.3 Project Personnel and Roles
The following project staff will be responsible for various project activities, deliverables, and
coordination/management as described below.
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ED AW, Inc.
Paula Jacks, Project Manager. Ms. Jacks will provide overall project management and support,
be the primary author on the documents prepared under the contract, coordinate all contributory
authoring, and act as the direct point of contact with the RCM Workgroup's Contract
Management Subcommittee.
Teresa Wilkinson, CEQA Specialist. Ms. Wilkinson will provide input and guidance regarding
all CEQA documentation information required by the application packages and processes,
among other issues.
Mark Williams, Water Quality Specialist. Mr. Williams will provide input and guidance
regarding all water quality information required by the application packages and processes.
Jacqueline Dompe, Principal in Charge. Ms. Dompe will oversee the project's management,
quality control, and resources allocation.
RCM Workgroup and RGP Contract Management Subcommittee
The RCM Workgroup is composed of the region's 18 cities and the County of San Diego. The
RGP packages and processes that will be prepared by ED AW under this contract are on behalf of
14 of the member cities that are interested in pursuing programmatic authorizations for routine
channel maintenance activities within their jurisdiction. Contact information for these 14 cities
is provided in Appendix A.
ED AW will work directly with the Contract Management Subcommittee on day-to-day needs
related to this contract. The Contract Management Subcommittee is composed of the following
representatives of four of the RCM Workgroup member cities:
City of Carlsbad: David Hauser
City ofEscondido: Cheryl Filar
City of Poway: Robin Miller and Pat Ryan
City of San Diego: Jeannette DeAngelis
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2.0 PROGRAMMATIC PERMIT PACKAGES AND PROCESSES
The resource agencies, their respective programmatic permits or approvals, and the relevant
documents associated with those permits are summarized below. All information described
herein for the Corps, RWQCB, CDFG, and USFWS is relevant to all RCM Workgroup member
cities. The information summarized for the CCC is only relevant to those member cities that
conduct channel maintenance activities within the coastal zone. Therefore, two agency-approved
application processes and packages will be prepared, one for coastal jurisdictions and one for
inland jurisdictions. These products will assist each member of the RCM Workgroup in
applying for and obtaining environmental permits for their channel maintenance activities.
The agency-approved application processes and packages will be submitted in a binder format.
ED AW will also provide the materials on CD. As requested by the RCM Workgroup, the final
packages will include language to the effect that the proposed process and package content are
not binding on any jurisdiction, and each jurisdiction eventually will make permitting decisions
according to its best interest.
2.1 Programmatic Permit Packages
The packages will include a list of the items that must be included in the submittals to each agency,
the required forms, instructions to complete the forms, a permit fee schedule, and other items, as
described below.
Required Components
Regulations or other resource agency guidance specify what is required to initiate their formal
review of an application. The relevant permit application form and other materials that will need
to be provided to each agency are summarized in the following tables. ED AW will discuss the
individual components with each agency to verify that together, all components constitute a
complete package. In addition, EDAW will seek clarification on the items noted in the column
titled "Issues to Clarify."
U.S. Army Corps of Engineers. Section 404 Permit. Application Package
RGPs require submission of an individual application and compliance with the Corps' formal
review process. The process provides opportunities for public notice and comment and requires
compliance with the National Environmental Policy Act (NEPA). The following table
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summarizes what is required for a 404 application to be considered complete. Supplemental
information may be requested from the applicant during the Corps' review of the application.
404 Application Requirements Notes Issues to Clarify
Application.Instructions for completing the
form will be provided. No permit
fees are associated with the 404
application.
None.
Public Notice (PN).Applicant prepares a draft PN for
the Corps to review and revises as
needed, and Corps finalizes.
Corps requests that electronic file
of PN be <1.5 megabytes. Once
finalized, PN is distributed by the
Corps for a 30-day public review
period.
None.
NEPA documentation, including
Environmental Assessment (EA),
Finding of No Significant Impact
(FONSI), and404(b)(l)
evaluation.
Generally, the Corps prepares this
document and requests
information from the applicant to
complete specific sections (e.g.,
suspended particulates/turbidity;
flood control functions; erosion;
changes to wildlife such as fish
and amphibians; traffic; energy
consumption; safety;
air quality; noise; general water
quality; and cumulative effects).
Preparation of the EA begins
following the end of the 30-day
public review period for the PN.
None.
Associated Relevant,
Requirements-'?:?^Notes Issues to Clarify
401 Water Quality Certification.Copy of final (or draft final)
materials provided to RWQCB
must be included with the 404
application package. Final 401
certification must be obtained
before 404 permit can be issued.
See RWQCB 401 Certification
below.
Coastal zone management
consistency concurrence, or
waiver from CCC, if activities
occur within coastal zone.
Consistency concurrence or
waiver must be obtained before
404 permit can be issued.
See CCC consistency
determination below.
ESA Section 7 consultation (if an
activity may affect federally
listed species, the requirements of
the ESA must be satisfied).
Biological Opinion, or letter,
documenting the results of formal
or informal consultation with
USFWS may be required. If
formal consultation is determined
necessary, then preparation of a
Biological Assessment will be
required. The full list of species
to be addressed (all wetland-
EDAW will discuss with the
Corps/USFWS guidelines that
would allow RCM member cities
to determine which upland-
associated species would need to
be addressed. ED AW will also
discuss whether Incidental Take
Authorizations issued or
forthcoming for Subarea Plans
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dependent federally listed species
and some upland-associated
species) will depend on the scope
of analysis that the Corps defines
for the RGP, and what RCM
Workgroup members want
included.
may cover maintenance activities.
Mitigation Plan.Impact avoidance and
minimization measures must be
identified. For all unavoidable
impacts, mitigation will likely
include habitat creation,
restoration, and enhancement.
Discuss concept of multiple cities
within a watershed co-owning a
mitigation bank, co-locating
mitigation efforts, and/or jointly
preparing mitigation plans.
Discuss whether a single
mitigation plan per jurisdiction
(or partnering jurisdictions) could
be submitted to all agencies.
Regional Water Quality Control Board, Section 401 Water Quality Certification. Notification
Package
In evaluating water quality permitting needs, it will be important to first determine whether
general permitting under Waste Discharge Requirements or 401 Certification protocols are most
appropriate (or acceptable to the RWQCB) for an RGP approach. Regardless of which protocol
is ultimately established for defining the scope for water quality analysis within an RGP context,
addressing the topics and issues stated below will be necessary.
For 401 Certification, the RWQCB has a public comment period that starts shortly after an
application has been deemed complete and lasts a minimum of 21 days (period closes when
RWQCB decides to take an action on the 401 Certification application). The following table
summarizes what is required for a 401 Certification application to be considered complete.
Supplemental information may be requested from the applicant during the agency's review of the
application.
Certification Application
Requirements
Application for Clean Water Act
Section 401 Water Quality
Certification.
Fee.
. Notes
Instructions for completing the
form will be provided.
Application fees apply based on
fee formula.
.V
t
Issues to Clarify
None.
Standard fee formula is not
applicable to programmatic
projects. RWQCB needs to
consider base fee and defer
payment per activity during the
pre-notification process.
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Associated Relevant
Requirements Notes Issues to Clarify
Full, technically accurate project
description, including the purpose
and final goal of the entire
activity (including jurisdictional
delineation, affected waters,
impact avoidance,
construction/post-construction
water quality protection,
protection of impaired waters,
mitigation and monitoring plans,
any other documents relating to
water quality, and beneficial
uses).
Supplemental information/
documentation is typically
required for adequate
comprehensive description.
Determine what level of
descriptive information is
required for the 401 submittal.
Work plans and/or drawings and
detailed maps.
None.Establish what activity-specific
information is required for the
401 submittal.
Identification of the 404 permit
for which 401 Certification is
being requested; copies of 404
application and agency-applicant
correspondence; copies of state,
or local licenses, permits, or
agreements concerning the
project, or a list of those being
sought.
None.None.
CEQA documentation, including
IS/MND.
RCM Workgroup members may
be able to provide environmental
clearance for channel
maintenance activities in
planning level documents (e.g.,
Program EIRs for Drainage
Infrastructure Plans)
Mitigation Plan.Impact avoidance and
minimization measures must be
identified. For all unavoidable
impacts, mitigation will likely
include habitat creation,
restoration, and enhancement.
Discuss concept of multiple cities
within a watershed co-owning a
mitigation bank, co-locating
mitigation efforts, and/or jointly
preparing mitigation plans.
Discuss whether a single
mitigation plan per jurisdiction
(or partnering jurisdictions) could
be submitted to all agencies.
California Coastal Commission, Coastal Zone Management Consistency Statement Notification
Package
For projects within the Coastal Zone, an individual coastal zone management consistency
determination needs to be obtained or waived (see Section 330.4(d)), or the project activity must
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be determined to be exempt. The following table summarizes what is required for a coastal zone
management consistency determination. Supplemental information may be requested from the
applicant during the CCC's review of the application.
Coastal Commission
Requirements Notes Issues to Clarify
Waiver or exemption request.CCC reviews PN for RGP and
provides a consistency/
nonconsistency determination.
During pre-notification process,
CCC will determine if activity
results in a direct impact to an
Environmentally Sensitive
Habitat Area (ESHA).
Exemptions may not be granted if
activity occurs within ESHAs.
If activity occurs within coastal
zone boundary and within an
ESHA, need to provide project
information showing limits of
work and construction
methodology. If feasible,
conduct work using hand tools
and set up staging areas in
previously disturbed areas.
Coastal Development Permit
(CDP) if exemption not granted.
It is anticipated that some routine
activities will require a CDP.
ED AW will discuss what types of
drainage maintenance or repair
activities would require a CDP,
e.g., headwall, rip rap, or concrete
culvert replacement, placement of
structural support to protect
existing infrastructure, etc.
Associated Relevant
Requirements -.Notes:Issues to Clarify
Provide CEQA documentation.RCM Workgroup members may
be able to provide environmental
clearance for channel
maintenance activities in
planning level documents (e.g.,
Program EIRs for Drainage
Infrastructure Plans).
None.
Mitigation Plan.Impact avoidance and
minimization measures must be
identified. For all unavoidable
impacts, mitigation will likely
include habitat creation,
restoration, and enhancement.
Discuss concept of multiple cities
within a watershed co-owning a
mitigation bank, co-locating
mitigation efforts, and/or jointly
preparing mitigation plans.
Discuss whether a single
mitigation plan per jurisdiction
(or partnering jurisdictions) could
be submitted to all agencies.
California Department of Fish and Game, Lake and Streambed Alteration Agreement.
Notification Package
SAAs require submission of an individual application and compliance with CEQA. No public
noticing is required for the SAA. The following table summarizes what is required for an SAA
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application to be considered complete. Supplemental information may be requested from the
applicant during CDFG's review of the application.
SAA Notification Requirements
Notification of Lake or
Streambed Alteration form (FG
2023).
Project Questionnaire form (FG
2024).
Notification fee.
Associated Relevant
Requirements
CEQA documentation, including
IS/MND.
CEQA-related fee.
2081.1 Consistency
Determination and/or 208 l(b)
Incidental Take Permit, if state-
listed species may be affected by
proposed activities that are not
otherwise covered under
Incidental Take Authorizations
that could be applied to the
channel maintenance activities.
Mitigation Plan.
Notes
Instructions for completing the
form will be provided.
Instructions for completing the
form will be provided.
Fee covers CDFG's costs to
process the notification and
prepare the SAA. There is a base
fee of $1,200 for routine
maintenance activities approved
to occur within 5 years or less
and $2,400 for approvals that
extend beyond 5 years. A $100
fee per activity is also applied.
'; Notes" '-- -* '
RCM Workgroup members may
be able to provide environmental
clearance for channel
maintenance activities in
planning level documents (e.g.,
Program EIRs for Drainage
Infrastructure Plans).
A separate fee is required to
cover CDFG's CEQA review
costs.
The full list of species to be
addressed (all wetland-dependent
state-listed species and some
upland-associated species) will
depend on the scope of analysis
that CDFG defines for the SAA,
and what RCM Workgroup
members want included.
Impact avoidance and
minimization measures must be
identified. For all unavoidable
impacts, mitigation will likely
include habitat creation,
restoration, and enhancement.
-, Issues to Clarify
None.
None.
Determine whether a term >5
years could be issued for this
programmatic agreement; if so,
the supplemental base fee may
apply.
Issues to Clarify
None.
None.
Discuss with CDFG guidelines
that would allow RCM member
cities to determine which upland-
associated species would need to
be addressed. ED AW will also
discuss whether Incidental Take
Authorizations issued or
forthcoming for Subarea Plans
may cover maintenance activities.
Discuss concept of multiple cities
within a watershed co-owning a
mitigation bank, co-locating
mitigation efforts, and/or jointly
preparing mitigation plans.
Discuss whether a single
mitigation plan per jurisdiction
(or partnering jurisdictions) could
be submitted to all agencies.
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Additional Components
There are many common components among the application forms or questionnaires that are
required by the different resource agencies. To the extent possible, ED AW will create templates
for the common elements of each agency's packages that should not vary, or vary little, for the
cities that will seek their own permits in the future. These templates may serve as is, or would
need to be amended by each city to reflect unique needs or issues relevant to their maintenance
activities. Items that ED AW anticipates could be provided as a template are summarized below,
along with notes and issues we would clarify during our meetings with the resource agencies.
Information Suitable for?
Standardization/Template Notes',Issues fo Clarify
Purpose and final goal of the
channel maintenance activities.
Collectively work with the RCM
Workgroup to prepare the draft
purpose, need, and goal of the
channel maintenance activities.
Each city may then use and
revise, as needed, that description
when they pursue their
programmatic permits.
None.
Technically accurate description
of maintenance activities,
including type, methods,
equipment, and frequency.
RCM Workgroup members to
provide information to ED AW.
ED AW will prepare a template of
the common activities.
Discuss with agencies what
activities can be included in these
channel maintenance RGPs, and
begin organization that will help
later when cities apply for RGPs.
Description of operational
protocols to avoid and minimize
impacts.
Best Management Practices
(BMPs) for activities such as
routine trash and debris/sediment
removal, annual noxious weed
control, and annual flow line
maintenance will be pursued.
RCM Workgroup members to
suggest other BMPs they want
developed, and consider whether
BMPs for features, e.g., access
roads, should also be prepared.
None.
Description of permanent vs.
temporary maintenance impacts.
These impacts are generally
based on activity-specific impact
areas and regional databases (e.g.,
vegetation, designated critical
habitat, etc.). EDAW will
provide template tables for
organizing this required
information.
None.
Discuss with agencies what
information should be included in
these survey forms.
Pre-activity survey form to be
used by individual cities.
Standard survey forms should be
developed for these site-specific
maintenance assessments.
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Mitigation approach for
permanent vs. temporary impacts.
Components of conceptual
mitigation plans.
Based on RGPs issued to date and
discussions with the agencies, the
general requirements for
mitigating permanent vs.
temporary impacts will be
described.
Provide example outline.
Discuss with agencies strategies
for mitigation among RCM
Workgroup members.
Discuss with agencies strategies
for mitigation among RCM
Workgroup members.
General Items to Clarify
EDAW will seek clarification or verification on a number of items when we meet with the
resource agencies. Our findings about the following items will be summarized to provide
additional insight and information for the RCM Workgroup members as they pursue individual
programmatic permits.
• Some of the regulations provide clear guidance regarding the types of waters and
wetlands that are excluded from regulation; however, project-specific exceptions can
recapture these normally excluded resources. EDAW will seek clarification regarding
which agency regulates the following types of waters and wetlands relevant to channel
maintenance, and under what circumstances: drainages ditches excavated hi uplands,
brow ditches, concrete-lined channels, and any other items that RCM Workgroup
members request that we discuss with the agencies.
• Similarly, some of the regulations provide clear guidance regarding the types of
activities that are excluded from regulation; however, project-specific exceptions can
recapture these normally excluded activities. EDAW will seek clarification regarding
which agency regulates the following activities relevant to channel maintenance, and
under what circumstances: maintaining drainage ditches (see below), maintaining or
reconstructing structures that are currently serviceable, removal of vegetation, removal of
silt, mowing vegetation, activities that cause only incidental fallback of fill (see below),
and any other items that RCM Workgroup members request that we discuss with the
agencies.
• EDAW will seek clarification from the Corps on the application of the Clean Water Act
§ 404(f)(l)(C) exemption for routine maintenance of pre-1975 drainage ditches.
Specifically, we will discuss how applicants can demonstrate that original channel
Page 14 RCM Workgroup, RGP Package and Process, Final Work Plan
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dimensions have been preserved, that toxic sediments are not present, or that water
quality would not be deteriorated by routine maintenance activities.
• EDAW will discuss with the Corps the cyclic nature of maintenance activities, the
requirements for demonstrating channel-specific periodic maintenance and a maintenance
baseline, and the development of wetlands between maintenance events. The effect of
these issues on mitigation required under the RGP will also be discussed.
• EDAW will (1) seek clarification from the Corps under what circumstances channel
maintenance activities are exempt under the Tulloch "Incidental Fallback" Rule (66 Fed.
Reg. 4550, January 17, 2001); (2) seek confirmation from the RWQCB that they would
waive § 401 certification where the Corps determines the project is Tulloch exempt; and
(3) discuss with CDFG and CCC whether they are similarly willing to waive permitting
requirements for projects that fit within the federal exemption.
• EDAW will discuss with the resource agencies whether the authorizations granted to each
jurisdiction when they obtain RGPs and other programmatic permits can be transferred to
private Home Owners Associations or other entities that maintain flood control channels
on private lands.
• EDAW is aware of the use of NWP #31 by an applicant to permit temporary impacts to
numerous soft-bottom channels, affecting cumulatively over 600 acres of wetlands and
waters. EDAW will seek clarification on whether NWP #31 may be used to permit a
subset of the channel maintenance activities that are being conducted by RCM
Workgroup members. The use of other general permits to authorize subsets of
maintenance activities at multiple locations, and the application of existing regulatory
exemptions (e.g., Tulloch Rule) on specific maintenance activities will also be discussed
with the Corps. If these approaches are applicable, EDAW will clarify what remaining
activities would be covered under an RGP, and the pros and cons of using multiple types
of authorizations for channel maintenance activities. Finally, if multiple approaches with
the Corps are possible, then the affect on obtaining programmatic permits with the other
resource agencies (CDFG, RWQCB, USFWS, CCC) will also be discussed.
• The implications of current Supreme Court cases (e.g., Rapanos and Carabell) will be
discussed and summarized for the RCM Workgroup.
RCM Workgroup, RGP Package and Process, Final Work Plan Page 15
05080211RCM-RGP Final Work Planjjme2006.iioc 6/8/2006
• The relationship of the San Diego Municipal Storm Water Permit, Jurisdictional and
Watershed Urban Runoff Management plans, RGP requirements, and 401 Certification
needs will be discussed with the RWQCB and summarized for the RCM Workgroup,
including the annual reporting requirements for the RGP/401 Certification and
compliance with the forthcoming Municipal Storm Water Permit, e.g., routine
maintenance to maintain original line and grade, hydraulic capacity, or original purpose
of the facility.
• Compliance with local and regional Habitat Conservation Plans.
• EDAW will discuss whether the mitigation ratios and other conditions associated with
RGP 53 (Special Conditions, No. 1(B)(6)), which reflect the fact that most channel
maintenance activities throughout the region cause only temporary impacts and are
located in highly urbanized areas, will similarly apply to RGPs that RCM Workgroup
members pursue.
• EDAW will discuss with the resource agencies the mitigation requirement for removing
wetlands that have become established in manufactured channels, basins, and pipe
outfalls, or wetlands that were voluntarily planted for pollution control or to make a flood
control feature more visually appealing to neighboring residents. A determination on
whether the agencies would consider a reduction or elimination of mitigation for specific
cases will be pursued.
• Draft federal guidance, if finalized, will permit out-of-kind wetland mitigation where it is
environmentally preferable, taking into account watershed priorities, local importance of
the aquatic resources, practicability, ecological performance, and various other factors
(U.S. Army Corp of Engineers draft "Federal Guidance on the Use of Off-Site and Out-
of-Kind Compensatory Mitigation Under § 404 of the Clean Water Act," April 7, 2004).
EDAW will discuss with the Corps under what circumstances out-of-kind mitigation will
be permitted in the future if the draft guidance is adopted, and whether jurisdictions will
be able to reopen mitigation clauses in the future.
General Items to Discuss
EDAW will discuss with the resource agencies the two policy issues noted below that are of
interest to members of the RCM Workgroup. Our findings will be summarized to the RCM
Workgroup members.
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• The existing NWPs that are applicable to drainage maintenance activities (i.e., 3, 7, 13,
14, 18, 19, 27, 31, 33, 37, 41 and 43) have not been certified by the State Water
Resources Control Board. Without State Board certification, the streamlining benefits of
these NWPs for channel maintenance are limited. Because the RCM Workgroup
members need permitting flexibility while they pursue RGPs, EDAW will discuss with
RWQCB under what circumstance they would be willing to urge the State Board to
temporarily certify the existing NWPs relevant to drainage maintenance activities while
the cities secure programmatic permits.
• The RWQCB has a waiver policy for waste discharge requirements under Porter-
Cologne. Policy No. 13 waives dredging project wastes up to 5,000 cubic yards with a
§ 401 certification; however, this waiver is of limited use for flood channel maintenance
projects which regularly exceed 5,000 cubic yards of material, and for situations that do
not require § 401 certification. EDAW will discuss with the RWQCB whether they
would move to harmonize the waiver policy with the CEQA exemptions that most
closely apply to flood control channel maintenance: Existing Facilities Maintenance §
15301(b); Maintenance of Existing Native Growth § 15301(h); Maintenance of Stream
Channels § 15301(i); and Minor Alterations to Land § 15304.
2.2 Programmatic Permit Processes
EDAW will organize and prepare an agency-specific description of the process for obtaining
environmental permits for channel maintenance activities. The description of the process will
include a list of the information or activities that each jurisdiction should anticipate needing to
assemble or conduct to provide the regulatory agencies with the information they will need to
formally review and process city-specific regional programmatic permits. The list will be
developed through discussions with the resource agencies and is anticipated to include:
• Summary of the watersheds, water courses, and 303(d) waters within the jurisdiction
• Jurisdiction-wide maps (organized by watershed) indicating where channel maintenance is
conducted (e.g., culverts, drainages, bridges)
• Description and list of BMPs and other measures to avoid/reduce impacts
• Regional vegetation mapping
• Site-specific information regarding the frequency and nature (i.e., vegetation and/or
sediment removal) of the maintenance activities
• Tabular summary of probable or potential maintenance areas
RCM Workgroup, RGP Package and Process, Final Work Plan Page 17
050S0211KCM-RGP Final WorkPlanJjtme2006.doc 6/8/2006
• Photo-documentation of all, or representative, sites where maintenance activities occur
• Field assessment of sites that require more than an evaluation of the photographs by
qualified biologists
• Deferring wetland delineations to the pre-activity notification process
• Known occurrences of federally and state-listed species
• CEQA documentation
• NEPA documentation
• Approximation of impacts to sensitive habitats (wetlands and uplands), listed species,
designated critical habitat, and select species covered under local and regional Habitat
Management Plans
• Mitigation and monitoring
• Annual reporting requirements
ED AW will request examples of the relevant programmatic permits that the resource agencies
have issued to date (and others that they may require) from each agency. As applicable, this
information will be compiled into appendix material to support RCM Workgroup member cities
in developing then- respective programmatic permits.
ED AW will prepare flow charts to summarize the process that coastal and non-coastal cities will
need to pursue to obtain their programmatic permits. In addition, timelines typical for the work
conducted prior to permit submittal, and formal timelines for the processing after permit
packages are deemed complete by the agencies, will also be summarized.
3.0 MEETINGS
Several meetings with the RCM Workgroup and the resource agencies (Corps, RWQCB,
USFWS, CDFG, and CCC) will be held to discuss the permit application processes and packages
that will be developed under this contract. Goals identified for these meetings are summarized
below.
3.1 RCM Workgroup Meetings
Per the contract, EDAW will attend four meetings with the RCM Workgroup. Agenda items and
topics anticipated to be covered at each of these meetings are summarized below.
Page 18 RCM Workgroup, RGP Package and Process, Final Work Plan
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RCM Workgroup Meeting #1
• ED AW to present and discuss the Work Plan for project completion.
• EDAW to comment on materials RCM Workgroup members have provided to date
(e.g., descriptions of routine channel maintenance activities; frequency of the activities
and equipment used; RTR summaries) and request other materials that would assist us in
our discussions with the agencies.
• Discuss target dates for initial meetings with each regulatory agency and attendees.
• Discuss introductory letter that the RCM Workgroup chair and vice-chair will prepare to
be sent to the agencies to formally remind them of the plan to obtain programmatic
approvals, and that EDAW will be contacting them on the behalf of the RCM
Workgroup.
• Schedule for completion of the work contracted.
• Schedule the second meeting with the RCM Workgroup.
RCM Workgroup Meeting #2
• Present summary of the initial individual meetings with the regulatory agencies.
• Present a summary of the components of the permit packages that the agencies agree can
be standardized for the RCM Workgroup members.
• Based on initial agency input, review goals of the permits and packages to be prepared.
• Review timeline for submittal of the draft packages and processes, review by the Contract
Management Subcommittee, revisions by EDAW, submittal to regulatory agencies, and
revisions per agency comments.
• Discuss target date for the joint meeting with the regulatory agencies.
RCM Workgroup Meeting #3
The bulk of the work under the contract will take place between the second and third meetings
with the RCM Workgroup. Specifically, EDAW will have prepared and distributed the draft
application processes and packages to each agency for their review and comment, met jointly
with the agencies, and then submitted revised packages to each agency for their final review.
The white paper (see Section 4) will have also been prepared. Topics for discussion at the third
meeting will include the following.
RCM Workgroup, RGP Package and Process, Final Work Plan Page 19
05080211KCM-RGP Final Work Plan_7jme2006.doc 6/8/20M
• ED AW will present its findings of what materials and information is required from the
regulatory agencies. The findings will be shown as a PowerPoint presentation and the
draft final application processes and packages provided to each agency will be discussed.
RCM Workgroup Meeting #4
Between the third and fourth meetings with the RCM Workgroup, EDAW will have met
individually with each agency to obtain their final acceptance of the application processes and
packages. EDAW will incorporate any final comments, prepare the final documents, and obtain
final agency approval on the descriptions and permit templates. At the fourth meeting the
following will be provided and discussed.
• Two separate, final, regulatory agency-approved, application processes and packages,
one for coastal jurisdictions and one for inland jurisdictions (one hard copy and one
electronic copy on CD for each of the 14 cities participating under this contract).
3.2 Agency Meetings
EDAW, together with representatives of the Contract Management Subcommittee, will meet
with each of the regulatory agencies (Corps, RWQCB, CDFG, and CCC). Because the
permitting process with each of these resource agencies varies somewhat, it is anticipated that
each agency will be met with individually to begin with to discuss their permit process and
required components of their permit packages. EDAW will develop draft agency-specific
elements of the deliverables to be prepared under this contract after receiving input at these
meetings.
After the initial one-on-one meetings with each regulatory agency and preparation of the
preliminary documents, EDAW will meet with all four agencies together to discuss the draft
documents, common elements of their permits (e.g., standard maintenance BMPs, mitigation
strategies, annual reporting), and methods to further streamline and maximize consistency among
the permit processes. At this meeting, EDAW will encourage the agencies to coordinate their
input to avoid conflicting comments on the draft application packages they were provided for
review. EDAW will work with the agencies to avoid or minimize conflicts that could occur.
Input received at this meeting will be incorporated into the final draft application processes and
packages, which will then be distributed to the agencies for further review. One final meeting
will be scheduled with each agency to discuss their comments on the final documents and
request written concurrence and approval of the materials pertaining to their agency.
Page 20 RCM Workgroup, RGP Package and Process, Final Work Plan
05080211RCM-RGP Final Work Plan Jjme2006.doc 6/8/2006
4.0 WHITE PAPER AND POWERPOINT PRESENTATION
i
As each city will choose whether and how to use the agency-approved application processes and
forms, it is essential that the city managers and city council/board members fully understand the
rationale, related issues, and benefits of obtaining programmatic authorizations for channel
maintenance activities. EDAW will prepare a white paper and PowerPoint presentation that
describes the completed work, using limited technical jargon and suitable for briefing city
managers and department heads, elected officials, and interested parties. EDAW proposes that
members of the RCM Workgroup Contract Management Subcommittee and two or three
representative municipal public affairs officers review the draft of each of these products, before
finalization for publication and presentation.
This white paper and PowerPoint presentation will include, but not be limited to the following:
• The concept of RGPs and other programmatic authorizations
• Authorities and responsibilities of the permitting agencies
• Benefits and values of RGPs and other programmatic authorizations relative to standard
agency approvals
• Overview of the types of maintenance activities conducted by the cities to be covered by
the programmatic authorizations
• Applicable federal and state environmental legislation, and the history of the maintenance
activities related to this legislation
• Required permits and processes
• Requirements and options for mitigation
• Information required for the development of each permit
• Decisions and authorized decision-makers
• Flow charts
• Activities that will not be covered under the programmatic authorizations
• The larger context of interagency cooperation in managing regional watershed issues
RCM Workgroup, RGP Package and Process, Final Work Plan Page 21
05030211RCM-KGP Final Work Plan_7jmt2006.doc 6/8/2006
5.0 SCHEDULE
A timeline for the tasks that will be conducted under this contract is included as Figure 1.
Starting with EDAW's Notice to Proceed in early March 2006, we anticipate completing the
work described herein by January 2007.
Page 22 RCM Workgroup, RGP Package and Process, Final Work Plan
05080211RCM-RGP Final Work Planjflme2006.doc 6/8/2006
ID
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Project:
Date: W
Task Name D
Notice to Proceed |
NTP Meeting |
Prepare Draft Work Plan
RCM Subcommittee Group Review
Revise Work Plan
1st RCM Workgroup Meeting
Meet with Agencies Individually (4 separate mtgs) I
2nd Workgroup Meeting !
Prepare Draft Package/Process \
RCM Workgroup Review !
Submit Draft Package/Process to Agencies |
Multiagency Meeting !
Prepare Final Draft Package/Process I
RCM Workgroup reviews Package/Process I
Submit Final Package/Process to Agencies
Prepare White Paper+PPT
3rd RCM Workgroup Meeting i
Meetiwith Agencies Individually I
Templates/Descriptions Accepted by Agencies !
4th Workgroup Meeting !
DraftSchedule Task *• y. '••
ed 6/7/06
FIGURE 1
Regional Channel Maintenance Workgroup RGP
Project Schedule
June 7, 2006
uration Start
0 days | Fri 3/1 0/06
1 day | Tue 4/4/06
10 days i Fri 4/28/06
10 days | Fri 5/1 2/06
7 days i Fri 5/26/06
1 day I Tue 6/6/06
21 days! Wed 6/21/06
1 day ! Tue 8/1/06
30 days Wed 8/2/06
15 days Wed 9/13/06
1 clay Tue 10/10/06
1day| Tue 10/1 7/06
10 days Wed i 0/1 8/06
5 days Wed 11/1/06
1day! Wed 11/8/06
15 days! Wed 10/18/06
1day! Wed 11/8/06
15 days] Thu 11/9/06
30 days Thu 11/30/06
1 day Thu 1/1 1/07
Milestone 4
Finish
Fri 3/1 0/06
Tue 4/4/06
Thu 5/1 1/06
Thu 5/25/06
Mon 6/5/06
Tue 6/6/06
Wed 7/19706
Tue8/i/b6
Tue 9/1 2/06
Tuelb/37b6
tueib/ib/be
Tue 10/17/06
tuelb/3l7b6
Tue 11/7/06
Wed 1 1/8/06
fue11/7/b6
Wed 11/8/06
Wed 11/29/06
Wed 1/1 0/07
Thu 1/11/07
2006
Mar 1 Apr 1 May 1 Jun 1 Jul I Auq 1 Sec i Oct 1 Nov 1 Dec
4 3/10 {
j
h
I
^
• i
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Page 24 RCM Workgroup, RGP Package and Process, Final Work Plan
05080211RCM-RGP Final WorkPtan_7jme2006.doc 6/8/2006
APPENDIX A
REGIONAL CHANNEL MAINTENANCE WORKGROUP MEMBERS
AND CONTACT INFORMATION
Appendix A
Regional Channel Maintenance Workgroup Members and Contact Information
Jurisdiction
Carlsbad
Chula Vista
Chula Vista
Chula Vista
County
County
County
Encinitas
Encinitas :«
Escondido
Escondido
Escondido
Escondido
La Mesa
La Mesa
Lemon Grove
National City
National City
National City
National City
National City
Oceanside
Oceanside
Oceanside
Poway
Poway
Poway
Poway
Poway
San Diego - r
San Marcos^
Saniee "
Solana Beach
Vista "v "*•
Vista
Name
David Hauser*
Khosro Aminpour
Dave McRoberts
Erik Steenblock
Julia Quinn
Tom Duffy
Nelson Olivas
Kathy Weldon
Andy Bullington
Cheryl Filar*
Rob Miller
Patrick Thomas
Barb Redlitz
Malik Tamimi
Hamed Hashemian
Cora Long; :;
Arsalan Dadkhah
John Quenzer
Din Daneshfar
Joe Smith
Jeff Servatius
Karen Brown
MarkSabelis
Mo Lahsaie
Jim Howell
Kevin Quinn
Robin Miller*
Danis Bechter
Pat Ryan*
Jeannette DeAngelis*
Ken.StClair-
Lee Miller
Danny King J
Chris Dzwigalskl
Larry Pierce
Email
dhaus@ci.carlsbad.ca.us r ~
kaminpour@ci.chula-vista.ca.us ;
dmcroberts@ci.chula-vista.ca.us
esteenblock@ci . chula-vista. ca.us
julia.quinn@sdcounty.ca.gov
thomas.duffy@sdcounty.ca.gov
nelson.olivas@sdcounty.ca.gov
kweldon@ci . encinitas . ca.us
abulling@ci.encinitas.ca.us <. .-„
cfilar@ci.escondido.ca,us
r2miller@ci . escondido .ca.us
pthomas@ci.escondido.ca.us
bredlitz@ci.escondido.ca.us
mtamimi@ci,la-mesa.ca.us :
hhashemian@ci.la-mesa.ca.us
cschexn@ci.lemori-grove.ca,us -
arsalan@dmaxinc . com
j quenzer@dmaxinc . com
ddaneshfar@ci.national-city .ca.us
jsmith@ci.national-city.ca.us
j servatius@ci .national-city .ca.us
kfbrown@ci . oceanside. ca.us
rnsabelis@ci.oceanside.ca.us
mlahsaie@ci.oceanside.ca.us
jhowell@ci .po way .ca.us
kquinn@ci.poway.ca.us
rmiller@ci .poway. ca.us
dbechter@ci.poway.ca.us
pryan@ci.poway,ca.us *: ;
JDeAngelis@sahdiego,gov r
kstclair@cLsan-marcos.ca.iis ' •*
hniller@ci.santee.ca.us
dking@cosb.oTg
cdzwigalski@jci.vista.ca.us -
lpierce@ci.vista.ca.us
Phone Number
760.602,2739
619.397.6111 --"•'
619.397.6009
619.397.6134
858.874.4054
858.874.4039
760.633.2632
760.633:2873
760.839.6315
760.839.4363
760.839.4304
760.839.4546
619.667.1340
619.667.1153
619.825.3830x3925
858.455.9988 x22
619.336.4387"
619.336.4587
619.336.4586
760.435.5005
r760.435.5260
858.668.4706
858.668.4711
858.668.4707
858.668.4630
858.668.4717 . .
619.52739431.
,760,752.7550x3307
619.258.4100x186
858^.720.2477 -'
760.726.1340x1630
"Contract Management Subcommittee member
1 Highlighted names are the main RCM Workgroup contacts for the jurisdiction.