HomeMy WebLinkAbout1999-06-01; City Council; Resolution 99-197ii e 0
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RESOLUTION NO. 99-197
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
CARLSBAD, CALIFORNIA, APPROVING AGREEMENTS WITH
ANDERSON & BRABANT, INC., HENDRICKSON APPRAISAL
COMPANY, INC., THE CATLING COMPANY, AND THE TAGG
COMPANY FOR APPRAISAL SERVICES.
WHEREAS, the City Council of the City of Carlsbad, California has reviewed the need
for the utilization of appraisal services on an ongoing, as-needed basis; and
WHEREAS, the City Council has determined that Anderson & Brabant, Inc., Hendrick
~ Appraisal Co., Inc., The Catling Company, and the Tagg Company have the needed professic
9 appraisal skills; and
10 NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Carlst
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1. That the above recitations are true and correct. 12
California, as follows:
2. That agreements with Anderson & Brabant, Inc., Hendrickson Appraisal Co., I 13
14 The Catling Company, and the Tagg Company, copies of which are attached as Exhibits A, E
15 and D, and made a part hereof, are hereby approved.
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PASSED, APPROVED AND ADOPTED at a regular meeting of the Carlsbad City COL 17
held on the 1st day of June , 1999 by the following vote, to wit:
18 AYES: Council Members Lewis, Hal nila, Nygaard, Kulchin
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18 AYES: Council Members Lewis, Hal nila, Nygaard, Kulchin
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23 1 I ATTEST: 24 I 25
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4. vel ALETHA i. RAUTENKRANZ, City Clerk (SEAL)
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AGREEMENT FOR PROFESSIONAL SERVICES
THIS AGREEMENT is made and entered into as of the 1st day of
June ?- 19 99 , by and between the CITY OF CARLSBAD,. a municipal
corporation, hereinafter referred to as "City", and The Catling Company, a sole
proprietorship, hereinafter referred to as "Contractor."
RECITALS
City requires the services of an appraisal- Gmtractor4o provide the necessary;:
appraisal services for preparation of propertyevafuations; -:and Contractor possesses :.
the necessary skills and qualifications to provide the servieeS:required. by the City;
NOW, THEREFORE, in consideration of these recitals and the mutual covenants
contained herein, City and Contractor agree as follows:
1. CONTRACTORS OBLIGATIONS
A. Estimate current value of property to be acquired in fee, temporary
construction elements or other purposes as the City may request.
B. The appraisal shall conform and be subject to the Uniform Standards of
Professional Appraisal Practices and the Code of Professional Ethics of the
Appraisal Institute.
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2. CITY OBLIGATIONS
A. The City shall provide Contractor with such information as it possesses which
is normally supplied to contractors performing appraisal services.
B. Give direction to the Contractor on the type of appraisal to be completed.
3. PROGRESS AND COMPLETION
The work under this contract will begin within ten (1 0) [working] days after receipt
of notification to proceed by the City and be completed within the time stated the
notification to proceed for this specific project. Extensions of time may be granted if
':.,requested by the Contractor and agreed. to in writing by the Public Works, DirectodCity
Engineer or designee. .' :', . . - \ , .. ,i
. . 4. : -FEES TO.BE PAID-TO CONTRACTOR ../. .. , .. . .. .
: 'The total fee payable for the services to be performed shall not exceed $50,000.
No other compensation for services will be allowed except those items covered by
supplemental agreements per Paragraph 8, "Changes in Work ".
Incremental payments, if applicable, should be made as outlined in attached
Exhibit "A."
5. DURATION OF CONTRACT
This agreement shall extend for a period of one (1) year from date thereof. The
contract may be extended by the City Manager for three (3) additional one (I) year
periods or parts thereof, based upon a review of satisfactory performance and the City's
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needs. The parties shall prepare extensions in writing indicating effective date and
length of the extended contract.
6. PAYMENT OF FEES
Payment of approved items on the invoice shall be mailed to the Contractor prior
to the 25th day of the month the invoice was submitted.
7. FINAL SUBMISSIONS
Within five days of completion and approval of the appraisal the Contractor shall
deliver to the City the following items: two (2) copies of the completed appraisal.
8. CHANGES IN WORK , ;;.:.. ; .!'; f , '., :' . L . ,. ,* ., . . . .
... . . . ... . .. .. . -.
If, in the course of the contract, changes seem merited ...ID y. the. Contractor or. the
City, and informal consultations with the. other party indicate .that. a change in the
conditions of the contract is warranted, the Contractor.or the City may request a change
in contract. Such changes shall be processed by the City in the following manner: A
letter outlining the required changes shall be forwarded to the City by Contractor to
inform them of the proposed changes along with a statement of estimated changes in
charges or time schedule. A Standard Amendment to Agreement shall be prepared by
the City and approved by the City according to the procedures described in Carlsbad
Municipal Code Section 3.28.172. Such Amendment to Agreement shall not render
ineffective or invalidate unaffected portions of the agreement.
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9. COVENANTS AGAINST CONTINGENT FEES
The Contractor warrants that their firm has not employed or retained any
company or person, other than a bona fide employee working for the Contractor, to
solicit or secure this agreement, and that Contractor has not paid or agreed to pay any
company or person, other than a bona fide employee, any fee, commission,
percentage, brokerage fee, gift, or any other consideration contingent upon, or resulting
from, the award or making of this agreement. For breach or violation of this warranty,
the City shall have the right to annul this agreement without liability, or, in its discretion,
.to deduct from the agreement price or con.sideration, or otherwise recover, the full.
'amount of such fee, cornhission, percentage, b,rokerage fees, gift;-or contingent fee. . ,
40.. .NONDISCRIMINATION CLAUSE ,:.., .,: 1. . .. I>,
,:' The : Contractor shall comply with the state and federal laws regarding
nondiscrimination.
11. TERMINATION OF CONTRACT
This agreement may be terminated by either party upon tendering thirty (30)
days written notice to the other party. In the event of such suspension or termination,
upon request of the City, the Contractor shall assemble the work product and put same
in order for proper filing and closing and deliver said product to City. In the event of
termination, the Contractor shall be paid for work performed to the termination date;
however, the total shall not exceed the fee payable under paragraph 4. The City
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Manager shall make the final determination as to the portions of tasks completed and
the compensation to be made.
12. CLAIMS AND LAWSUITS
The Contractor agrees that any contract claim submitted to the City must be
asserted as part of the contract process as set forth 'in this agreement and not in
anticipation of litigation or in conjunction with litigation. The Contractor acknowledges
that if a false claim is submitted to the City, it may be considered fraud and the
Contractor may be subject to criminal prosecution: The Contractor acknowledges that
California Government Code sections 12650 et seq., the False Clairns..Act, provides for
civil penalties where a person. knowingly submits :a false claim to a public..entity. These..
provisions include false claims made with deliberate ignorance of the false -infwmation
or in reckless disregard of the truth or falsity of information. If the City of Carlsbad seeks
to recover penalties pursuant to the False Claims Act, it is entitled to recover its
litigation costs, including attorney's fees. The Contractor acknowledges that the filing of
a false claim may subject the Contractor to an administrative debarment proceeding
wherein the Contractor may be prevented to act as a Contractor on any City project for
a period of up to five years. The Contractor acknowledges debarment by another
jurisdiction is grounds for the City of Carlsbad to disqualify the Contractor from the A
selection process. (Initial) Yr
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The provisions of Carlsbad Municipal Code sections 3.32.025, 3.32.026,
3.32.027 and 3.32.028 pertaining .to false claims are incorporated herein by reference. d (Initial)
13. JURISDICTION B
The Contractor agrees and hereby stipulates that the proper venue and
jurisdiction for resolution of any disputes between the parties arising out of this
ag.reement is San Diego County, California.
14. :: STATUS OF THE CONTRACTOR
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'I . The. Contractor shall perform the services provided for herein in Contractor's. own
'&ay'as an independent contractor and in.,perrsuit sf Contractor's independent catling,
and not as an employee .of the City. Contractor shall be,under control of the City only
as to the result to be accomplished, but shall consult with the City as provided for in the
request for proposal. The persons used by the Contractor to provide services under this
agreement shall not be considered employees of the City for any purposes whatsoever.
The Contractor is an independent contractor of the City. The payment made to
the Contractor pursuant to the contract shall be the full and complete compensation to
which the Contractor is entitled. The City shall not make any federal or state tax
withholdings on behalf of the Contractor or its employees or subcontractors. The City
shall not be required to pay any workers' compensation insurance or unemployment
contributions on behalf of the Contractor or its employees or subcontractors. The
Contractor agrees to indemnify the City within 30 days for any tax, retirement
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contribution, social security, overtime payment, unemployment payment or workers'
compensation payment which the City may be required to make on behalf of the
Contractor or any employee or subcontractor of the Contractor for work done under this
agreement or such indemnification amount may be deducted by the City from any
balance owing to the Contractor.
The Contractor shall be aware of the requirements of the Immigration Reform
and Control Act of 1986 and shall comply with those requirements, including, but not
limited to, verifying the eligibility for employment of all agents, employees,
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' . subcontractors and Consljltants that are included in this agreement,.: ;' . :. ..: .:~ ., , .
+. ' .''''I& CONFORMITY TO'LEGAL REQUiREMENTS '. " : 9 ,,. ' -.'
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The Contractor shall cause all final reports . to conform to .all applicable ..
requ'irements of law: federal, state and. local.' Contractor shall provide all necessary
supporting documents, to be filed with any agencies whose approval is necessary.
Contractor agrees to allow City or its designated representative to monitor, audit,
review, and examine the methods, procedures, and results of Contractor.
16. OWNERSHIP OF DOCUMENTS
All plans, studies, sketches, drawings, reports, and specifications as herein
required are the property of the City, whether the work for which they are made be
executed or not. In the event this contract is terminated, all documents, plans,
specifications, drawings, reports, and studies shall be delivered forthwith to the City.
Contractor shall have the right to make one (1) copy of the plans for its records.
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17. REPRODUCTION RIGHTS
The Contractor agrees that all copyrights which arise from creation of the work
pursuant to this contract shall be vested in City and hereby agrees to relinquish all
claims to such copyrights in favor of City.
18. HOLD HARMLESS AGREEMENT
Contractor agrees to indemnify and hold harmless the City of Carlsbad and its
officers, officials, employees and volunteers from and against all claims, damages,
losses and expenses including attorney fees arising out of the performance of the work
described herein caused in whole or in part by 'any willful :misconduct or negligent act or
omission of the contractor, any subcontractor, anyone' directly orindirectly employed by
" any of them or anyone.for whose acts any of them may be liable, .except where caused
by the active negligence, sole negligence, or willful -misconduct of..the.,City of Carlsbad.
Contractor shall at its own expense, upon written request by the City, defend any
such suit or action brought against the City, its officers, officials, employees and
volunteers. Contractor's indemnification of City shall not be limited by any prior or
subsequent declaration by the contractor.
19. ASSIGNMENT OF CONTRACT
The Contractor shall not assign this contract or any part thereof or any monies
due thereunder without the prior written consent of the City.
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20. SUBCONTRACTING
If the Contractor shall subcontract any of the work to be performed under this
contract by the Contractor, Contractor shall be fully responsible to the City for the acts
and omissions of Contractor's subcontractor and of the persons either directly or
indirectly employed by the subcontractor, as Contractor is for the acts and omissions of
persons directly employed by Contractor. Nothing contained in this contract shall
create any contractual relationship between any subcontractor of Contractor and the
City. The Contractor shall bind every subcontractor and every subcontractor of a
subcontractor by the terms of this contract .:.applicable to Contractor's work, unless.,
specifically noted to the contrary in the subcontract in question.approve,d,..in ,writing by:.:.
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the ,City.. , . . '. ': ' . ... .: . .
21. ' ' PROHIBITED INTEREST .., . .
No official of the City who is authorized in such capacity on behalf of the City to
negotiate, make, accept, or approve, or take part in negotiating, making, accepting, or
approving of this agreement, shall become directly or indirectly interested personally in
this contract or in any part thereof. No officer or employee of the City who is authorized
in such capacity and on behalf of the City to exercise any executive, supervisory, or
similar functions in connection with the performance of this contract shall become
directly or indirectly interested personally in this contract or any part thereof.
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22. VERBAL AGREEMENT OR CONVERSATION
No verbal agreement or conversation with any officer, agent, or employee of the
City, either before, during or after the execution of this contract, shall affect or modify
any of the terms or obligations herein contained nor entitle the Contractor to any
additional payment whatsoever under the terms of this contract.
23. SUCCESSORS OR ASSIGNS
Subject to the provisions of Paragraph 18, "Hold Harmless Agreement," all
terms, conditions, and provisions hereof shall inure to and shall bind each of the parties
hereto, and each ,of their respective heirs, executors, administrators, .:successors, and
.. assigns. ' , -" ' . .. ,, . ', , -, .
24. EFFECTUVE DATE . ..
This agreement shall be effective on and from the day and year first written
above.
25. CONFLICT OF INTEREST
The City has determined, using the guidelines of the Political Reform Act and the
City's conflict of interest code, that the Contractor will not be required to file a conflict of
interest statement as a requirement of this agreement. However, Contractor hereby
acknowledges that Contractor has the legal responsibility for complying with the
Political Reform Act and nothing in this agreement releases Contractor from this
responsibility.
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26. INSURANCE
The Contractor shall obtain and maintain for the duration of the contract and any
and all amendments insurance against claims for injuries to persons or damage to
property which may arise out of or in connection with performance of the work
hereunder by the contractor, its agents, representatives, employees or subcontractors.
Said insurance shall be obtained from an insurance carrier admitted and authorized to
do business in the State of California. The insurance carrier is required to have a
current Best's Key Rating of not less than "A-:V" and shall meet the City's policy for-
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" ' ,.c rrisura'n'ce as stated in Resolution No. 91-403.. ' :!.:. ,.: .;::;.' .. .
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' ' A. Coveraqes and Limits. . .. ..
Contractor shall maintain the types of coverages. and. .minimum limits
indicated herein, unless a lower amount is approved -by the -City Attorney or City
Manager:
1. Automobile Liability (if the use of an automobile is involved for
contractor's work for the City). $1,000,000 combined single-limit per accident for bodily
injury and property damage.
B. Additional Provisions.
Contractor shall ensure that the policies of insurance required under this
agreement contain, or are endorsed to contain, the following provisions.
1. The City shall be named as an additional insured on all policies
excluding Workers' Compensation and Professional Liability.
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2. The contractor shall furnish certificates of insurance to the City
before commencement of work.
3. The contractor shall obtain occurrence coverage, excluding
Professional Liability which shall be written as claims-made coverage.
4. This insurance shall be in force during the life of the agreement and
any extension thereof and shall not be canceled without 30 days prior written notice to
the City sent by certified mail.
5. If the contractor fails to maintain any of the insurance coverages
' ' required herein, then the' City will. have the option to declare the contractmin breach, or
may purchase replacement insurance or pay the premiums that .are due ,on ,existing
policies in order that the required coverages-Imay .be maintained. The. contractor 4s
responsible for any payments made. by the City to obtain or maintain such insurance
and the City may collect the same from the contractor or deduct the amount paid from
any sums due the contractor under this agreement.
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27. RESPONSIBLE PARTIES
The name of the persons who are authorized to give written notices or to receive
written notice on behalf of the City and on behalf of the Contractor in connection with
the foregoing are as follows:
For Citv: For Contractor:
Title: Public Works DirectoKity Title: President .
Name : Lloyd B. Hubbs, P.E. Address: The Catling Companv
Address: 1200 Carlsbad Villaqe Drive. 3675 Ruffin Road
Carlsbad. CA 92008-1 989 Suite 325
Enqineer Name : Jean V.G. Catlinn, MA1
San Dieao, CA 921 23-1 870
,. .. I. .. ,,, . Phone: I .. 161.9) 576-9737
Realestate Appraiser No.: M @&7&
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28. : ;BUSINESS LICE.NSE . ..( ,( . .. . , . , - . .'. ., .
Contractor shall obtain and maintain a City of Carlsbad Business License for the
duration of the contract.
29. ENTIRE AGREEMENT
This agreement, together with any other written document referred to or
contemplated herein, embody the entire agreement and understanding between the parties
relating to the subject matter hereof. Neither this agreement nor any provision hereof may
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be amended, modified, waived or discharged except by an instrument in writing executed
by the party against which enforcement of such amendment, waiver or discharge is sought.
Executed by Contractor this 8 / s day of ";a"" , 19 (f$?y -
CONTRACTOR: corpora CITY oypLsEfjff.t3/i$ # -f the a of ornia I
fl - /?/& bamdawm By: (name of antractbr)
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,. . , I. City Clerk
By:
I (sign here)
(print namehitle)
(Proper notarial acknowledgment of execution by Contractor must be attached.)
(President or vice-president and secretary or assistant secretary must sign for corpora-
tions. If only one officer signs, the corporation must attach a resolution certified by the
secretary or assistant secretary under corporate seal empowering that officer to bind
the corporation.)
APPROVED AS TO FORM:
RONALD R. BALL cityf BY ,&E&@ City Attorney
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CALIFORNIA ALL-PURPOSE ACKNOWLEDGMENT No
State of &CXFO~R
County of SA-- 0-w
On &" 2 t I 1747 before me, -Lid fl@l?tWe-
personally appeared AW ('AiLWL 1
personally known to me - OR - proved to me on the basis of satisfactory evidence
to be the person(s) whose name(s) is/are
subscribed to the within instrument and ac-
knowledged to me that he/she/they executed
the same in his/her/their authorized
capacity(ies), and that by his/her/their
signature(s) on the instrument the person(s),
or the entity upon behalf of which the
person(s) acted, executed the instrument.
DATE ' 9
NAME, TITLE OF OFFICER - E.G., -JANE DOE, NOTARY PUBLIC"
d NAME(S) OF SIGNER(S) .
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1 ,. WITNESS my hand and official. seal.
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SIGNATURE OF NOTARY
I t
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I I OPTIONAL
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I Though the data below is not required by law, it may prove valuable to persons relying on the document and could prevent ' fraudulent reattachment of this form.
1
I CAPACITY CLAIMED BY SIGNER DESCRIPTION OF ATTACHED DOCUMENT ,
i INDIVIDUAL I 0 CORPORATE OFFICER
1 TITLE OR TYPE OF DOCUMENT
I TITLE(S)
I 0 PARTNER(S) 0 LIMITED
~ AlTORNEY-IN-FACT NUMBER OF PAGES
I 0 TRUSTEE(S)
r 0 OTHER:
t DATE OF DOCUMENT
I
I
I 0 GENERAL
0 GUARDIAN/CONSERVATOR
t
t
1
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1 NAME OF PERSON(S) OR ENTIN(IES) I I
1 SIGNER IS REPRESENTING:
1 SIGNER(S) OTHER THAN NAMED ABOVE
01993 NATIONAL NOTARY ASSOCIATION 8236 Remmet Ave., P.O. Box 7184' Canoga Park, CA 91309
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AGREEMENT FOR PROFESSIONAL SERVICES
THIS AGREEMENT is made and entered into as of the 1st day of
June 1- 19 99 , by and between the CITY OF CARLSBAD, a municipal
corporation, hereinafter referred to as 'City", and Anderson & Brabant, Inc., a
Corporation, hereinafter referred to as "Contractor."
RECITALS
City requires the services of an appraisal Contractor to provide the necessary
. . appraisal services for preparation of property ,evaluations; and Contractor. possesses. ,.
the necessary skills and qualifications to providethe services required by the City;
NOW, THEREFORE, in consideration of these recitals and the mutual covenants
contained herein, City and Contractor agree as follows:
1. CONTRACTORS OBLIGATIONS
A. Estimate current value of property to be acquired in fee, temporary
construction elements or other purposes as the City may request.
B. The appraisal shall conform and be subject to the Uniform Standards of
Professional Appraisal Practices and the Code of Professional Ethics of the
Appraisal Institute.
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2. CITY OBLIGATIONS
A. The City shall provide Contractor with such information as it possesses which
is normally supplied to contractors performing appraisal services.
B. Give direction to the Contractor on the type of appraisal to be completed.
3. PROGRESS AND COMPLETION
The work under this contract will begin within ten (IO) [working] days after receipt
of notification to proceed by the City and be completed within the time stated the
notification to proceed for this specific project. Extensions of time may be granted if
requested by the. Contractor and agreed to in writing .tsy.'the .Public Works Director/City
Engineer or designee; '" ' ., . . . . , , .
'.4.' FEES TO BE PAID,TO CONTRACTOR .. . ., . , '.. I .. ., ..
The total fee payabkfor the services to be performed shall not exceed $50,000.
No other compensation for services will be allowed except those items covered by
supplemental agreements per Paragraph 8, "Changes in Work 'I-
Incremental payments, if applicable, should be made as outlined in attached
Exhibit "A."
5. DURATION OF CONTRACT
This agreement shall extend for a period of one (1) year from date thereof. The
contract may be extended by the City Manager for three (3) additional one (1) year
periods or parts thereof, based upon a review of satisfactory performance and the City's
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needs. The parties shall prepare extensions in writing indicating effective date and
length of the extended contract.
6. PAYMENT OF FEES
Payment of approved items on the invoice shall be mailed to the Contractor prior
to the 25th day of the month the invoice was submitted.
7. FINAL SUBMISSIONS
Within five days of completion and approval of the appraisal the Contractor shall
deliver to the City the following items: two (2) copies of the completed appraisal.
, 8. .. . CHANGES IN WORK .. ' ,. .. ... :.,~ ." ., ..
... .. I , .,. , .
. if, in the course of the contract, changes seem merited by the:Contractor or the ..
City, and informal consultations with the other paw,.indicate that a change in the.
conditions of the contract is warranted, the Contractor-or the City may request a change
in contract. Such changes shall be processed by the City in the following manner: A
letter outlining the required changes shall be forwarded to the City by Contractor to
inform them of the proposed changes along with a statement of estimated changes in
charges or time schedule. A Standard Amendment to Agreement shall be prepared by
the City and approved by the City according to the procedures described in Carlsbad
Municipal Code Section 3.28.172. Such Amendment to Agreement shall not render
ineffective or invalidate unaffected portions of the agreement.
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9. COVENANTS AGAINST CONTINGENT FEES
The Contractor warrants that their firm has not employed or retained any
company or person, other than a bona fide employee working for the Contractor, to
solicit or secure this agreement, and that Contractor has not paid or agreed to pay any
company or person, other than a bona fide employee, any fee, commission, .
percentage, brokerage fee, gift, or any other consideration contingent upon, or resulting
from, the award or making of this agreement. For breach or violation of this warranty,
the City shall have the right to annul this agreement without liability.,.or, in its discretion,
.- .. to deduct from the agreement price or consideration, or otherwise recover, .the full
amount of such fee; commission, percentage, brokerage fees, gift, or contingent fee.
; '. .IO.' ' NONDISCRIMINATION CLAUSE . ':::, ' ' '
, ,. . , .% , .- I. I
The Contractor shall comply with the state and federal laws regarding
nondiscrimination.
11. TERMINATION OF CONTRACT
This agreement may be terminated by either party upon tendering thirty (30)
days written notice to the other party. In the event of such suspension or termination,
upon request of the City, the Contractor shall assemble the work product and put same
in order for proper filing and closing and deliver said product to City. In the event of
termination, the Contractor shall be paid for work performed to the termination date;
however, the total shall not exceed the fee payable under paragraph 4. The City
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Manager shall make the final determination as to the portions of tasks completed and
the compensation to be made.
12. CLAIMS AND LAWSUITS
The Contractor agrees that any contract claim submitted to the City must be
asserted as part of the contract process as set forth in this agreement and not in
anticipation of litigation or in conjunction with litigation. The Contractor acknowledges
that if a false claim is submitted to the City, it may be considered fraud and the
Contractor may be subject to criminal prosecution.. The Contractor acknowledges that
California .. ,Government Code sections 12650,et-seqi,.the False Claims Act, provides for, :
civil penalties where . j. ,a person knowingly submits a, fabe ,claim to a public entity. These. '
provisions include false I. claims made with deliberate ignorance of the false information
or in reckless disregard of the truth or falsity of.information..:lf the City of Carlsbad seeks
to recover penalties pursuant to the False Claims Act, it .is entitled to recover its
litigation costs, including attorney's fees. The Contractor acknowledges that the filing of
a false claim may subject the Contractor to an administrative debarment proceeding
wherein the Contractor may be prevented to act as a Contractor on any City project for
a period of up to five years. The Contractor acknowledges debarment by another
jurisdiction is grounds for the City of Carlsbad to disqualify the Contractor from the
selection processw(lnitiai1
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The provisions of Carlsbad Municipal Code sections 3.32.025, 3.32.026,
3.32.027 and 3.32.028 pertaining to false claims are incorporated herein by reference. 5= initial)
13. JURISDICTION
The Contractor agrees and hereby stipulates that the proper venue and
jurisdiction for resolution of any disputes between the parties arising out of this
agreement is San Diego County, California.
14. STATUS OF THE CONTRACTOR
. .;. , The Contractor shall perform the services provided for herein'in Contractor's own
'wky +as an independent contractor and in' pursuit of Contractor's independent,'calling;:
'and not ai'an employee of the City. Contractor.shall- be-under control of the City only';
as'to the result to be accomplished, but shall consult with the City as provided for in' the
request for proposal. The persons used by the Contractor to provide services under this
agreement shall not be considered employees of the City for any purposes whatsoever.
The Contractor is an independent contractor of the City. The payment made to
the Contractor pursuant to the contract shall be the full and complete compensation to
which the Contractor is entitled. The City shall not make any federal or state tax
withholdings on behalf of the Contractor or its employees or subcontractors. The City
shall not be required to pay any workers' compensation insurance or unemployment
contributions on behalf of the Contractor or its employees or subcontractors. The
Contractor agrees to indemnify the City within 30 days for any tax, retirement
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contribution, social security, overtime payment, unemployment payment or workers'
compensation payment which the City may be required to make on behalf of the
Contractor or any employee or subcontractor of the Contractor for work done under this
agreement or such indemnification amount may be deducted by the City from any
balance owing to the Contractor.
The Contractor shall be aware of the requirements of the Immigration Reform
and Control Act of 1986 and shall comply with those requirements, including, but not
limited to, verifying the eligibility for employment of all agents, employees,
subcontractors and Consultants that are included in,this: agreement. ,, .
, ,Is, CONFORMIw TG).LEGAL REQUIRE,MENTS,. ,:.''c; , '''',I' .,.-; ';+ .. ." ' . . .I ., I , I, . . ,. . .. ..
. .. The Contractor sha-ll cause all final reports,: to conform. .:to all applicable
requirements of law: federal, state and local. Contractor shall provide all necessary
supporting documents, to be filed with any agencies whose approval is necessary.
Contractor agrees to allow City or its designated representative to monitor, audit,
review, and examine the methods, procedures, and results of Contractor.
16. OWNERSHIP OF DOCUMENTS
All plans, studies, sketches, drawings, reports, and specifications as herein
required are the property of the City, whether the work for which they are made be
executed or not. In the event this contract is terminated, all documents, plans,
specifications, drawings, reports, and studies shall be delivered forthwith to the City.
Contractor shall have the right to make one (1) copy of the plans for its records.
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a
17. REPRODUCTION RIGHTS
The Contractor agrees that all copyrights which arise from creation of the work
pursuant to this contract shall be vested in City and hereby agrees to relinquish all
claims to such copyrights in favor of City.
18. HOLD HARMLESS AGREEMENT
Contractor agrees to indemnify and hold harmless the City of Carlsbad and its
officers, officials, employees and volunteers from and against all claims, damages,
..losses and expenses including attorney fees arising out of the performance of the work
.' , . I, 'descrhed , herein caused in whole or in pac. by.any willful misconduct or negligent.act or-,
.ornissi,on of the contractor,,any subcontractor,.anyone..directly or .indirectly emplayed.by
, ' any of them. ., or,any,one for whose acts any of. them .may be-,liable,. except where. caused
by the active negligence, sole negligence, or willfulmisconduct of the City of Carlsbad.
Contractor shall at its own expense, upon written request by the City, defend any
such suit or action brought against the City, its officers, officials, employees and
volunteers. Contractor's indemnification of City shall not be limited by any prior or
subsequent declaration by the contractor.
19. ASSIGNMENT OF CONTRACT
The Contractor shall not assign this contract or any part thereof or any monies
due thereunder without the prior written consent of the City.
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20. SUBCONTRACTING
If the Contractor shall subcontract any of the work to be performed under this
contract by the Contractor, Contractor shall be fully responsible to the City for the acts
and omissions of Contractor's subcontractor and of the persons either directly or
indirectly employed by the subcontractor, as Contractor is for the acts and omissions of
persons directly employed by Contractor. Nothing contained in this contract shall
create any contractual relationship between any subcontractor of Contractor and the
City. The Contractor shall bind every subcontractor and every. subcontractor of a
subcontractor by the terms of this contract applicable. to :Contractor's: work unless
.. '' b-., ! ' , specifically noted to,the contrary in the subcontractl-in question.-approved.:in.,:w,riting by
'. the City: .: '. :; ' ;,
,. , .
1
.', 21. PROHIBITED. INTEREST ::
No official of the City who is authorized in such capacity on behalf of the City to
negotiate, make, accept, or approve, or take part in negotiating, making, accepting, or
approving of this agreement, shall become directly or indirectly interested personally in
this contract or in any part thereof. No officer or employee of the City who is authorized
in such capacity and on behalf of the City to exercise any executive, supervisory, or
similar functions in connection with the performance of this contract shall become
directly or indirectly interested personally in this contract or any part thereof.
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22. VERBAL AGREEMENT OR CONVERSATION
No verbal agreement or conversation with any officer, agent, or employee of the
City, either before, during or after the execution of this contract, shall affect or modify
any of the terms or obligations herein contained nor entitle the Contractor to any
additional payment whatsoever under the terms of this contract.
23. SUCCESSORS OR ASSIGNS
Subject to the provisions of Paragraph 18, "Hold Harmless Agreement," all
terms, conditions, and provisions hereof shall inure to and shall bind each of the parties
.'. hereto, .and .each of their respective heirs,;executors,..administrators, successors, and
assigns.:,!. . , . :.. , ,!. '. . . ' , ',a. , .. . . , . , , : i . :a ,.,' .
24. EFFECTIVE DATE .. .. , ., ,.( ..
, .~- . .. ..
This agreement shall be effective on and from. the day and year first written
above.
25. CONFLICT OF INTEREST
The City has determined, using the guidelines of the Political Reform Act and the
City's conflict of interest code, that the Contractor will not be required to file a conflict of
interest statement as a requirement of this agreement. However, Contractor hereby
acknowledges that Contractor has the legal responsibility for complying with the
Political Reform Act and nothing in this agreement releases Contractor from this
responsibility.
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26. INSURANCE
The Contractor shall obtain and maintain for the duration of the contract and any
and all amendments insurance against claims for injuries to persons or damage to
property which may arise out of or in connection with performance of the work
hereunder by the contractor, its agents, representatives, employees or subcontractors.
Said insurance shall be obtained from an insurance carrier admitted and authorized to
do business in the State of California. The insurance carrier is required to have a
current Best's Key Rating of not less than "A-:W and shall meet the City's policy for
1 .. . .. ., . insurance as stated in Resolution No. 91-403. '. . '.. ,, ' ' . ;.: . . : ..., b , . , , ,
A. Coveralqes and Limits. .. .. . . , I, ,. . .. ,.
Contractor shall maintain the types of coverages and minimum limits
indicated herein, unless a lower amount is .approved by the City Attorney or City
Manager:
1. Automobile Liability (if the use of an automobile is involved for
contractor's work for the City). $1,000,000 combined single-limit per accident for bodily
injury and property damage.
2. Workers' Compensation and Employer's Liability. Workers'
Compensation limits as required by the Labor Code of the State of California and
Employer's Liability limits of $1,000,000 per accident for bodily injury.
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6. Additional Provisions.
Contractor shall ensure that the policies of insurance required under this
agreement contain, or are endorsed to contain, the following provisions.
1. The City shall be named as an additional insured on a\\ policies
excluding Workers' Compensation and Professional Liability.
2. The contractor shall furnish certificates of insurance to the City
before commencement of work.
3. The contractor shall obtain occurrence coverage, excluding
Professional:Liability which shall be written as claims-made.coverage.
.. I. '. . 4,; .This insurance shall be in force durihg the life of.the agreement and,
any extension thereof and shall not be canceled without 30 days pcbr written notice to
the City sent by certified' mail. . ,.
i ~ .. ..
5. If the contractor fails to maintain any of the insurance coverages
required herein, then the City will have the option to declare the contractor in breach, or
may purchase replacement insurance or pay the premiums that are due on existing
policies in ordeu that the required coverages may be maintained. The contractor is
responsible for any payments made by the City to obtain or maintain such insurance
and the City may collect the same from the contractor or deduct the amount paid from
any sums due the contractor under this agreement.
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27. RESPONSIBLE PARTIES
The name of the persons who are authorized to give written notices or to receive
written notice on behalf of the City and on behalf of the Contractor in connection with
the foregoing are as follows:
For Citv: For Contractor:
Title: Public Works Director/Citv Title: President
Enaineer Name : James Brabant
Name : Llovd B. Hubbs, P.E. Address: Anderson & Brabant. Inc.
Address: 1200 Carlsbad Village Drive, 353 West Ninth Avenue,
Carlsbad, CA 92008-1 989 Escondido, CA 92025-5032
Realestate Appraiser No.: A G 002/ 00
.. ,: ', .. , ..
.. .... 28. . ,: .BUSINESS LICENSE .. c .
,', .. Contractor shall obtain and maintain a City'of Caclsbad'.Business License for the .'
duration of the contract. :., ,, .
29. ENTIRE AGREEMENT
This agreement, together with any other written document referred to or
contemplated herein, embody the entire agreement and understanding between the parties
relating to the subject matter hereof. Neither this agreement nor any provision hereof may
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be amended, modified, waived or discharged except by an instrument in writing executed
by the party against which enforcement of such amendment, waiver or discharge is sought.
(c
Executed by Contractor this 5-=
CONTRACTOR:
&mwPs*n/ d- rsRt+.n/tNT [NC *
(name of Contractor)
,. .. . (dgiiihere) ; ATTEST: 2,. .'
. ..
City Clerk .I - . , .
. .. . I . ,. - , ..,,_ . I.
..._ . .. . .
(Proper notarial acknowledgment of execution by Contractor must be attached.)
(President or vice-president and secretary or assistant secretary must sign for corpora-
tions. If only one officer signs, the corporation must attach a resolution certified by the
secretary or assistant secretary under corporate seal empowering that officer to bind
the corporation.)
APPROVED AS TO FORM:
RONALD R. BALL
City Attorney
"GTk AssisW& City Attorney
&- 2" ?%
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/5 ir
I State of CWL RIGHT THUMBPRINT (OptionslJ
DATE)
i I personally appeared
CAPACITY CLAIMED BY SIGNERIS.
INDIVIDUALIS IS)
I OCORWRATE
r I
0 personally known to me -0R- roved to me on the OFFICER(SI ' gasis of satisfactory ITITLLSI
DPARTNER(S1 OLlMlTED evidence to be the DGENERAL
person(s1 whose name(s) OATTORNN IN FACT dare subscribed to the
helshelthey executed the OOMER: acknowledged to me that OGUARDIANICONSERVATOR within instrument and OTRUSTEE(SI
SIGNER IS REPRESENTJNW : authorized capacity(ies), same in his/her/their
instrumentthe person(s), or the entity upon behalf of which the person(s)
instrument.
.. and that by his/her/their (Name of Person(s) or Entitycies)
.. .'.+ . slgnaturels) on the ..
.,
acted' executed the RIGHT THUMBPRINT (Optional)
Witness my hand and official seal. r,
(SEAL) LL3lYjLe 0. 2
(SIGNATURE OF NOTARY)
/I 11 CAPACITY CLAIMED BY SIGNERIS)
OINDIVIDUAL(SI
-RWRATE
ATTENTION NOTARY OFFICER(SI .~.lra->~d Pi" k
The information requested below and in the column to the right is OPTIONAL. ITITLESI Recording of this document is not required by law and is also optional. It could, however, prevent fraudulent attachment of this certificate to any DPARTNER(SJ DLlMlTED unauthorized document. OGENERAL
THIS CERTIFICATE Title or Type of Document A 2&<
MUST BE AlTACHED
TO THE DOWMENT Number of Pages / q Dat)of Document DOTHER:
DESCRIBED AT RIGHT
I. 4hh9 (3GUARDIANICONSERVATOR
Siner(s1 Other Thm Named Above cJl=J=- // SIGNER IS REPRESENTING: W (Name of Person(s) or Entity(ies)
WQLCOTTS FORM 83240 Rev. 3-94 lprice ctnss 8-2AI '1994 WOLCOTTS FORMS, INC. ALL PURPOSE.ACKNOWLEDGMENT WITH SIGNER CAPACITY/REPRESENTATiONflWO FINGERPRINTS
7 ~~~~llllllillll~ll 67775 AZ.31.n I lllllli(j
0 0
AGREEMENT FOR PROFESSIONAL SERVICES
THIS AGREEMENT is made and entered into as of the - 1 .st day of
June , 19 qq , by and between the CITY OF CARLSBAD, a municipal
"
corporation, hereinafter referred to as "City", and The Tagg Company, a sole
proprietorship, hereinafter referred to as "Contractor."
RECITALS
City requires the services of an appraisal Contractor- to.,provide. the necessary
appraisal services for. preparation of property evaluations;. .and Contractor 'possesses.
the necessary skills and qualifications to provide the services required by theCity;. : .I . I
NOW, THEREFORE, in consideration of these recitals and the mutual covenants
contained herein, City and Contractor agree as follows:
1. CONTRACTORS OBLIGATIONS
A. Estimate current value of property to be acquired in fee, temporary
construction elements or other purposes as the City may request.
B. The appraisal shall conform and be subject to the Uniform Standards of
Professional Appraisal Practices and the Code of Professional Ethics of the
Appraisal Institute.
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2. CITY OBLIGATIONS
A. The City shall provide Contractor with such information as it possesses which
is normally supplied to contractors performing appraisal services.
B. Give direction to the Contractor on the type of appraisal to be completed.
3. PROGRESS AND COMPLETION
The work under this contract will begin within ten (IO) [working] days after receipt
of notification to proceed by the City and be completed within the time stated the
notification to proceed for this specific project. Extensions of time may be granted if
"request6d by:the Contractor and agreed to in .writing"by.:the Public Works DirectoKity .
' Engineer or,designee. . . . . ., . , .
.. ,. . .,
4. FEES To'BE PAID TO CONTRACTOR . ,' , .I '-.':. ' .;:. ., ':':
The total fee payable for the services to be performed'shall, not exceed $50,000.
No other compensation for services will be allowed except those items covered by
supplemental agreements per Paragraph 8, "Changes in Work 'I.
Incremental payments, if applicable, should be made as outlined in attached
Exhibit "A."
5. DURATION OF CONTRACT
This agreement shall extend for a period of one (1) year from date thereof. The
contract may be extended by the City Manager for three (3) additional one (1) year
periods or parts thereof, based upon a review of satisfactory performance and the City's
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.' I e e
needs. The parties shall prepare extensions in writing indicating effective date and
length of the extended contract.
6. PAYMENT OF FEES
Payment of approved items on the invoice shall be mailed to the Contractor prior
to the 25th day of the month the invoice was submitted.
7. FINAL SUBMISSIONS
Within five days of completion and approval of the appraisal the Contractor shall
deliver to the City the following items: two (2) copies of the completed aRpraisal.
8. CHANGE§ IN WORK I/
. .. ..,. : , '.,
if, in the course of the contract, changes seem merited by .the.Contractor OF' the
" City, 'and ' informal consultations with. the-':other .party indicate .that a change in the I.
conditions of the contract is warranted, the Contractor or the.City may request a change.
in contract. Such changes shall be processed by the City in the following manner: A
letter outlining the required changes shall be forwarded to the City by Contractor to
inform them of the proposed changes along with a statement of estimated changes in
charges or time schedule. A Standard Amendment to Agreement shall be prepared by
the City and approved by the City according to the procedures described in Carlsbad
Municipal Code Section 3.28.172. Such Amendment to Agreement shall not render
ineffective or invalidate unaffected portions of the agreement.
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9. COVENANTS AGAINST CONTINGENT FEES
The Contractor warrants that their firm has not employed or retained any
company or person, other than a bona fide employee working for the Contractor, to
solicit or secure this agreement, and that Contractor has not paid or agreed to pay any
company or person, other than a bona fide employee, any fee, commission,
percentage, brokerage fee, gift, or any other consideration contingent upon, or resulting
from, the award or making of this agreement. For breach or violation of this warranty,
the City shall have the right to annul this agreement without liability, or, in its discretion,
to d6d:bct:frot-n the agreement price or consid.efqtion,.-w ojherwise recover, the full .
amount of Such fee, 'cofnmission, percentage, tmkerage fees, gif%,m conthgent fee.
10. NONDISCRIMINATION CLAUSE :. . . I. f. ~ : ,,: ,,:. .,: ,. ,, . _.
'The Contractor shall comply with the .. state. .and,. federal laws regarding
nondiscrimination.
11. TERMINATION OF CONTRACT
This agreement may be terminated by either party upon tendering thirty (30)
days written notice to the other party. In the event of such suspension or termination,
upon request of the City, the Contractor shall assemble the work product and put same
in order for proper filing and closing and deliver said product to City. In the event of
termination, the Contractor shall be paid for work performed to the termination date;
however, the total shall not exceed the fee payable under paragraph 4. The City
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Manager shall make the final determination as to the portions of tasks completed and
the compensation to be made.
12. CLAIMS AND LAWSUITS
The Contractor agrees that any contract claim submitted to the City must be
asserted as part of the contract process as set forth in this agreement and not in
anticipation of litigation or in conjunction with litigation. The Contractor acknowledges
that if a false claim is submitted to the City, it may be considered fraud and the
Contractor may be subject to criminal prosecution. The Contractor acknowledges that
California Government Code sections 12650-et sect., the False Claims-Act, -provides .for, :
6ivil penalties where a person knowingly submits .a. fa1s.e claim to a. public entity. These .i.
provisions 'include false claims made with deliberate :ignorance of the false information
or in reckless disregard of the truth or falsity-of information. If the City of Carlsbad seeks
'.., !
to recover penalties pursuant to the False Claims Act, it is entitled to recover its
litigation costs, including attorney's fees. The Contractor acknowledges that the filing of
a false claim may subject the Contractor to an administrative debarment proceeding
wherein the Contractor may be prevented to act as a Contractor on any City project for
a period of up to five years. The Contractor acknowledges debarment by another
jurisdiction is g for the City of Carlsbad to disqualify the Contractor from the
selection process (Initial)
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, ,,
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The provisions of Carlsbad Municipal Code sections 3.32.025, 3.32.026,
39.027 and 3.32.028 pertaining to false claims are incorporated herein by reference. /' e;;; (Initial)
13. JURISDICTION
The Contractor agrees and hereby stipulates that the proper venue and
jurisdiction for resolution of any disputes between the parties arising out of this
agreement is San Diego County, California.
14. STATUS OF THE CONTRACTOR ~.
The Contractor shall perform the services provided.for-.herein .jn Contractor's own
way as an independent contractor and in pursuit of Contractor's independent calling,,
.. . .. and not as an,employee of the City. Contractor shall .be:under control:-of the, City only
as to the result to be accomplished, but shall consukwith the City as provided forin the
request for proposal. The persons used by the Contractor to provide services under this
agreement shall not be considered employees.of the City for any purposes whatsoever.
The Contractor is an independent contractor of the City: The payment made to
the Contractor pursuant to the contract shall be the full and complete compensation to
which the Contractor is entitled. The City shall not make any federal or state tax
withholdings on behalf of the Contractor or its employees or subcontractors. The City
shall not be required to pay any workers' compensation insurance or unemployment
contributions on behalf of the Contractor or its employees or subcontractors. The
Contractor agrees to indemnify the City within 30 days for any tax, retirement
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contribution, social security, overtime payment, unemployment payment or workers'
compensation payment which the City may be required to make on behalf of the
Contractor or any employee or subcontractor of the Contractor for work done under this
agreement or such indemnification amount may be deducted by the City from any
balance owing to the Contractor.
The Contractor shall be aware of the requirements of the Immigration Reform
and Control Act of 1986 and shall comply with those requirements, including, but not
limited to, verifying the eligibility for ' employment of all agents, employees,
1 ' subcontractors and Consultants that are includ,ed in.:this agreement. ..:,~, ;.. I I
.. ,. .. ., . ..
', 15. ' '. CONFQRMIWITB LEGAL REQUIREMENT.Ss., '.:-:..,, ', .' . . , .. .' . .. . , ' f ., :; ..:... :
.The Contractor shall cause all final reports:'--toI.col?form. Io all a,pplicable
requirements of law: . federal, state and local. Contractor shall provide all necessary
supporting documents, to be filed with any agencies whose approval is necessary.
Contractor agrees to allow City or its designated representative to monitor, audit,
review, and examine the methods, procedures, and results of Contractor.
16. OWNERSHIP OF DOCUMENTS
All plans, studies, sketches, drawings, reports, and specifications as herein
required are the property of the City, whether the work for which they are made be
executed or not. In the event this contract is terminated, all documents, plans,
specifications, drawings, reports, and studies shall be delivered forthwith to the City.
Contractor shall have the right to make one (1) copy of the plans for its records.
-7- rev. 2/26/99
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17. REPRODUCTION RIGHTS
The Contractor agrees that all copyrights which arise from creation of the work
pursuant to this contract shall be vested in City and hereby agrees to relinquish all
claims to such copyrights in favor of City.
18. HOLD HARMLESS AGREEMENT
Contractor agrees to indemnify and hold harmless the City of Carlsbad and its
officers, officials, employees and volunteers from and against all claims, damages,
losses and expenses includ,ing attorney fees arising out. of the .performance of the work
described herein caused .in whole or in part by any willful misconduct .or negligent act or
. .. . .. . ,. omission .of the contractor, any subcontractor, anyone directly .orindirectly employed. by
,, anyaf them or anyone for whose acts any.of.them ;may be liable., except where.caused ..
by the active negligence, sole negligence, or willful misconduct of the City of Carlsbad;.,
Contractor shall at its own expense, upon written request by the City, defend any
such suit or action brought against the City, its officers, officials, employees and
volunteers. Contractor’s indemnification of City shall not be limited by any prior or
subsequent declaration by the contractor-
19. ASSIGNMENT OF CONTRACT
The Contractor shall not assign this contract or any part thereof or any monies
due thereunder without the prior written consent of the City.
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20. SUBCONTRACTING
If the Contractor shall subcontract any of the work to be performed under this
contract by the Contractor, Contractor shall be fully responsible to the City for the acts
and omissions of Contractor's subcontractor and of the persons either directly or
indirectly employed by the subcontractor, as Contractor is for the acts and omissions'of
persons directly employed by Contractor. Nothing contained in this contract shall
create any contractual relationship between any subcontractor of Contractor and the
City. ' The Contractor shall bind every subcontractor and every subcontractor of a
subcontractor. by, the terms of this contract;applicable to Contractor's work unless
specifically.noted, to the contrary in the subcontiact:in;questi.on-approved in Writing by
the City. ~.. ,
21. PROHIBITED INTEREST
*: ..
.. .. ,.
No official of the City who is authorized in such capacity on behalf of the City to
negotiate, make, accept, or approve, or take part in negotiating, making, accepting, or
approving of this agreement, shall become directly or indirectly interested personally in
this contract or in any part thereof. No officer or employee of the City who is authorized
in such capacity and on behalf of the City to exercise any executive, supervisory, or
similar functions in connection with the performance of this contract shall become
directly or indirectly interested personally in this contract or any part thereof.
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22. VERBAL AGREEMENT OR CONVERSATION
No verbal agreement or conversation with any officer, agent, or employee of the
City, either before, during or after the execution of this contract, shall affect or modify
any of the terms or obligations herein contained nor entitle the Contractor to any
additional payment whatsoever under the terms of this contract.
23. SUCCESSORS OR ASSIGNS
Subject to the provisions of Paragraph 18, "Hold Harmless Agreement," all
terms, conditions, and provisions hereof shall inure to and shall bind each of the parties
.... c I '. .. hereto, and each of their respective heirs;.executors, administratorsj,.successors,: and
......... . - .;. , , ., ..'. assig'ns. .. I. ' -., ,
24. . EFFECTIVE DATE
' ' This agreement shall be effective on and. from the day and year first written
above.
25. CONFLICT OF INTEREST
..: 1 . .I .... ... ,. -. , .. ... .... -.
The City has determined, using the guidelines of the Political Reform Act and the
City's conflict of interest code, that the Contractor will not be required to file a conflict of
interest statement as a requirement of this agreement. However, Contractor hereby
acknowledges that Contractor has the legal responsibility for complying with the
Political Reform Act and nothing in this agreement releases Contractor from this
responsibility.
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26. INSURANCE
The Contractor shall obtain and maintain for the duration of the contract and any
and all amendments insurance against claims for injuries to persons or damage to
property which may arise out of or in connection with performance of the work
hereunder by the contractor, its agents, representatives, employees or subcontractors.
Said insurance shall be obtained from an insurance carrier admitted and authorized to
do business in the State of California. The insurance carrier is required to have a
current Best's Key Rating of not less than "A-:VI and shall meet the City's policy for
insurance..as:stated in.Resolution No. 91-403. . : j ~;::~,'.:;-:.;.,~~.~: . .I: .,.,, ;;;
A. '. Coveraqes and Limits. . .. , ". , .. ,. i . ,. . . .,
... Contractor shall maintain the types of coverages and. minimum -.limits
indicated herein, unless. a lower amount is approved by the. City Attorney or City
Manager:
1. Automobile Liability (if the use of an automobile is involved for
contractor's work for the City). $1,000,000 combined single-limit per accident for bodily
injury and property damage
B. Additional Provisions.
Contractor shall ensure that the policies of insurance required under this
agreement contain, or are endorsed to contain, the following provisions.
1. The City shall be named as an additional insured on all policies
excluding Workers' Compensation and Professional Liability.
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2. The contractor shall furnish certificates of insurance to the City
before commencement of work.
3. The contractor shall obtain occurrence coverage, excluding
Professional Liability which shall be written as claims-made coverage.
4. This insurance shall be in force during the life of the agreement and
any extension thereof and shall not be canceled without 30 days prior written notice to
the City sent by certified mail.
'.I , , ,. , 5. If the contractor fails to maintain any of the insurance coverages
, ' . .required .herein, then the City will have the~optiotxtodeclare the contractor in breach, or:..
may purchase replacement insurance or pay' the:. p.remiurns that. are due on existing I
policies. in. order. that the required coverages rnay:..:be -.maintained; ' The contractor is
responsible for any payments made by the, City to obtain or maintain such insurance-
and the City may collect the same from the contractor or deduct the amount paid from
any sums due the contractor under this agreement.
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27. RESPONSIBLE PARTIES
The name of the persons who are authorized to give written notices or to receive
written notice on behalf of the City and on behalf of the Contractor in connection with
the foregoing are as follows:
For City: For Contractor:
Title: Public Works DirectorlCitv Title: President
Enqineer Name : Randy A. Tang, MA1
Name : Lloyd 6. Hubbs, P.E. Address: The Taqq Company
Address: 1200 Carlsbad Village Drive, 8321 Lemon Avenue
Carlsbad, CA 92008-1989 La Me.sa 1 ..CA 9 1 94 1-5287
Phone: /619) 462-4753
. . .. . . , ., . , . ,., , , Realestate Appraiser No.: 66 OC-5) 7 6
. ,. , ,I .. . '. .,
28. BUSINESS LICENSE .. . .. .3,,
,. , .<. , ' ,.
Contractor shall obtain and maintain a City of Carlsbad Business License for'the
duration of the contract.
29. ENTIRE AGREEMENT
This agreement, together with any other written document referred to or
contemplated herein, embody the entire agreement and understanding between the parties
relating to the subject matter hereof. Neither this agreement nor any provision hereof may
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be amended, modified, waived or discharged except by an instrument in writing executed
by the party against which enforcement of such amendment, waiver or discharge is sought.
Executed by Contractor this R/ day of 5.r &?j2;L ,I9 9F
CONTRACTOR:
City Clerk By: .. .. .(sign here) . . . .. . . .
.. ,.
(print nameltitle) .. .
(Proper notarial acknowledgment of execution by Contractor must be attached.)
(President or vice-president and secretary or assistant secretary must sign for corpora-
tions. If only one officer signs, the corporation must attach a resolution certified by the
secretary or assistant secretary under corporate seal empowering that officer to bind
the corporation.)
APPROVED AS TO FORM:
RONALD R. BALL
City Attorney
BY
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CALIFORNIA ALL=PURPOSE ACKNOWLEDGMENT
\
County of ky\ h ~WO
On ,Q.huul AiS3 \qqq beforeme, hJ"cYS-l"nd\U\~ - ,
personally appeared Rm&j T&QW
Date Name and Title of Officer (e.g., "Jane Doe&&y PUN
Name(s) of Signer($
$personally known to me - OR - 0 proved to me on the basis of satisfactory evidence to be the person@)
whose name(!@ is/- subscribed to the within instrument
and acknowledged to me that he/sk?/$ky executed the
same in hish/h&fauthorized capacity(&), and that by
his/Wtkek signature@) on the instrument the person@),
or the entity upon behalf of which the person(@ acted,
executed the instrument.
WITNESS my hand and official seal. .I
rn
.. . .
OPTIONAL ',',
I. . ...
Though the information below is not required by law, it may prove valuable,to persons relying on the document and could prevent
fraudulent removal and reattachment of this form to another document.
,.
@ Description sf Attached Document
Title or Type of oocument:~~o~~~;*naa~i~~~W\qMt~ bhm.d &Ic
Document Date: A@ a) j Iqqq Number of Pages: /q
Signer(s) Other Than Named Above: iY/&
Capacity(ies) Claimed by Signer(s)
Signer's Name: Randy \a07 Signer's Name: -
0 Individual 0 Individual
0 Corporate Officer 0 Corporate Officer
0 Partner - 0 Limited 0 General Partner - 0 Limited 0 General
Title(s):
Guardian or Conservator 0 Guardian or Conservator
Signer Is Representing: Signer Is Representing:
0 1995 National Notary Association * 8236 Remmet Ave., P.O. Box 7184 Canoga Park, CA 91309-7184 Prod. No. 5907 Reorder: Call Toll-Free 1-800-;
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AGREEMENT FOR PROFESSIONAL SERVICES
THIS AGREEMENT is made and entered into as of the 1 5~- day of
JYQe , 19 94 , by and between the CITY OF CARLSBAD, a municipal
corporation, hereinafter referred to as "City'', and Hendrickson Appraisal Company, Inc.,
a Corporation, hereinafter referred to as "Contractor."
,.
RECITALS
City requires the services of an appraisal. Contractor..-to provide the necessary
appraisal services for preparation of property: :evaluations; ;..and Contractor: possesses
the necessary skills and quaiifications to provide.the servicesrequired .by the-City;
..
NOW, THEREFORE, in consideration of these recitals ..and. the mutual covenants
contained herein, City and Contractor agree as follows:
1. CONTRACTORS OBLIGATIONS
A. Estimate current value of property to be acquired in fee, temporary
construction elements or other purposes as the City may request.
B. The appraisal shall conform and be subject to the Uniform Standards of
Professional Appraisal Practices and the Code of Professional Ethics of the
Appraisal Institute.
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a e
2. CITY OBLIGATIONS
A. The City shall provide Contractor with such information as it possesses which
is normally supplied to contractors performing appraisal services.
8. Give direction to the Contractor on the type of appraisal to be completed.
3. PROGRESS AND COMPLETION
The work under this contract will begin within ten (IO) [working] days after receipt
of notification to proceed by the City and be completed within the time stated the
notification to proceed for this specific project. Extensions of time may be granted if
requested by the Contractor and agreed to: in writing by the Public Works.Director/City
< ' .*! I -Engineer or designee. _.. .... .. 1. , . .. .. .. .,
'4.. ,.' . .. FEES TO BE PAID TO CONTRACTOR , 'i. . :-: i; -, : ,'. .:. ..., .. . .. ,. .. . .. , i::. j. .,_ __ ..
The total fee payable for the services to be.performed shall not exceed $50,000.
No other compensation for services will be allowed except those items covered by
supplemental agreements per Paragraph 8, "Changes in Work ".
Incremental payments, if applicable, should be made as outlined in attached
Exhibit "A."
5. DURATION OF CONTRACT
This agreement shall extend for a period of one (1) year from date thereof. The
contract may be extended by the City Manager for three (3) additional one (I) year
periods or parts thereof, based upon a review of satisfactory performance and the City's
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needs. The parties shall prepare extensions in writing indicating effective date and
length of the extended contract.
6. PAYMENT OF FEES
Payment of approved items on the invoice shall be mailed to the Contractor prior
to the 25th day of the month the invoice was submitted.
7. FINAL SUBMISSIONS
Within five days of completion and approval of the appraisai the Contractor shall
deliver to the City the following items: two (2) copies of the completed appraisal.
8. CHAMGES'IN WORK . ). , !'.
, . .. ,. . . ......_... ~ . . , . . ,. R/ ,, ~ .(., .; , :~,; , !.! , ;-
. ' If, in the course of the contract, changes seem merited. by,the Contractor or.t,he
City, and informal consdtations with the ' other party :indicate- that .:a ,'ch.ang,e in .the
conditions of the contract is warranted, the Contractor. or the City may request .a,change
in contract. Such changes shall be processed by the City in the following manner: A
letter outlining the required changes shall be forwarded to the City by Contractor to
inform them of the proposed changes along with a statement of estimated changes in
charges or time schedule. A Standard Amendment to Agreement shall be prepared by
the City and approved by the City according to the procedures described in Carlsbad
Municipal Code Section 3.28.172. Such Amendment to Agreement shall not render
ineffective or invalidate unaffected portions of the agreement.
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0 0
9. COVENANTS AGAINST CONTINGENT FEES
The Contractor warrants that their firm has not employed or retained any
company or person, other than a bona fide employee working for the Contractor, to
solicit or secure this agreement, and that Contractor has not paid or agreed to pay any
company or person, other than a bona fide employee, any fee, commission,
percentage, brokerage fee, gift, or any other consideration contingent upon, or resulting
from, the award or making of this agreement. For breach or violation of this warranty,
th.e City s.hall have the right to annul .this agreement without liability, or, in its discretion,
.. Ao'deduct from the agreement price or consideration, or otherwise recover,. the fu.11
. ' amount-,of. such fee, ,.commission, percentage, .bro-oketage .fees, gift,. or contingentfee.. '~T',, j
IO. 1 ~NONDIISGR~IMINATION CLAUSE , .. .) . . . . . ,. . , .... 3 : . . .',;;, .. I , : , . , . . , . . . . , . .,.. , . ' ,. .. ~.
The Contractor ..shall comply with the ' state. ';and . federal laws regarding
nondiscrimination.
11. TERMINATION OF CONTRACT
This agreement may be terminated by either party upon tendering thirty (30)
days written notice to the other party. In the event of such suspension or termination,
upon request of the City, the Contractor shall assemble the work product and put same
in order for proper filing and closing and deliver said product to City. In the event of
termination, the Contractor shall be paid for work performed to the termination date;
however, the total shall not exceed the fee payable under paragraph 4. The City
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Manager shall make the final determination as to the portions of tasks completed and
the compensation to be made.
12. CLAIMS AND LAWSUITS
The Contractor agrees that any contract claim submitted to the City must be
asserted as part of the contract process as set forth in this agreement and not in
anticipation of litigation or in conjunction with litigation. The Contractor acknowledges
that if a false claim is submitted to the City, it may be considered fraud and the
Contractor may be subject to criminal prosecution. The Contractor .acknowledges that
California Government Code sections 12650 et seq., the False Claims Act, provides for
.. .. civil penalties where. a person knowingly submits a false claim to;a:.public entity. ,These.
I .. ,.provisions include false claims made with ,deliberate ignorance of the false information
., ' or in reckless disregard of the truth or falsity of information. If the City of Carlsbad seeks
to recover penalties pursuant to the False Claims Act, it is entitled to recover its
litigation costs, including attorney's fees. The Contractor acknowledges that the filing of
a false claim may subject the Contractor to an administrative debarment proceeding
wherein the Contractor may be prevented to act as a Contractor on any City project for
a period of up to five years. The Contractor acknowledges debarment by another
jurisdiction is grounds for the City of Carlsbad to disqualify the Contractor from the
selection proces 4 (Initial)
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The provisions of Carlsbad Municipal Code sections 3.32.025, 3.32.026,
3.32.027 and 3.32.028 pertaining to false claims are incorporated herein by reference. e (Initial)
13. JURISDICTION
The Contractor agrees and hereby stipulates that the proper venue and
jurisdiction for resolution of any disputes between the parties arising out of this
agreement is San Diego County, California.
14. .STATUS OF THE CONTRACTOR
,.,' .. . . The Contractor shall perform the services .prowided.,for herein in Contractor's own
.. . .:. ;w.ay as ;.an indep:endent contractor and in. :pursuit .of Contractor's independent calling; .;-
and not as an employee. of the City. Contractor shall be,underxontrol of the City only
as to the result. to be. accomplished, but shaH consult-with the City as provided for in the
request for proposal. The persons used by the Contractor to provide services under this
agreement shall not be considered employees of the City for any purposes whatsoever.
The Contractor is an independent contractor of the City. The payment made to
the Contractor pursuant to the contract shall be the full and complete compensation to
which the Contractor is entitled. The City shall not make any federal or state tax
withholdings on behalf of the Contractor or its employees or subcontractors. The City
shall not be required to pay any workers' compensation insurance or unemployment
contributions on behalf of the Contractor or its employees or subcontractors. The
Contractor agrees to indemnify the City within 30 days for any tax, retirement
-6- rev. 2/26/99
0 . contribution, social security, overtime payment, unemployment payment or workers'
compensation payment which the City may be required to make on behalf of the
Contractor or any employee or subcontractor of the Contractor for work done under this
agreement or such indemnification amount may be deducted by the City from any
balance owing to the Contractor.
The Contractor shall be aware of the requirements of the Immigration Reform
and Control Act of 1986 and shall comply with those requirements, including, but not
limited to, verifying the eligibility for employment of all agents, employees,
., , , ,.. ... , .. . subcontractors a,nd Cqnsultants th,at are included in this agreement; ..':.I. ' .. : y', ' .
, ;.IF. ... , , CONFORMITY TO. LEGAL.REQUlREMENTS '. .'. . , . . ' .." .'..',. ;.. 1 .:' . '+ ....':. :_ :!'&: ..
, , , ". _.. , . ,. , .The . , , I . . , Contractor .shall cause all final. reports. to' conform.. to all.. applicable
. .,, requirements I .. of law: federal, state and local.., Contractor shall provide all necessary'
supporting documents, to be filed with any agencies whose'approval is necessary.
Contractor agrees to allow City or its designated representative to monitor, audit,
review, and examine the methods, procedures, and results of Contractor.
16. OWNERSHIP OF DOCUMENTS
All plans, studies, sketches, drawings, reports, and specifications as herein
required are the property of the City, whether the work for which they are made be
executed or not. In the event this contract is terminated, all documents, plans,
specifications, drawings, reports, and studies shall be delivered forthwith to the City.
Contractor shall have the right to make one (1) copy of the plans for its records.
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17. REPRODUCTION RIGHTS
The Contractor agrees that all copyrights which arise from creation of the work
pursuant to this contract shall be vested in City and hereby agrees to relinquish all
claims to such copyrights in favor of City.
18. HOLD HARMLESS AGREEMENT
Contractor agrees to indemnify and hold harmless the City of Carlsbad and its
officers, officials, employees and volunteers from and against all claims, damages,
losses and expenses including attorney fees arising out .of the performance of the work
described:herein caused in whole or in partby anpwillful misconduct or negligent act or
omission .of thecontractor; any subcontractor, anyone dir~ctly-'-~.indirectly employed by
any of them or anyone,foa whose acts any of them .may be liable; except, where caused
by the active negligence, sole negligence, or willful misconduct of the City of Carlsbad.
Contractor shall at its own expense, upon written ,request by the City, defend any
such suit or action brought against the City, its officers, officials, employees and
volunteers. Contractor's indemnification of City shall not be limited by any prior or
subsequent declaration by the contractor.
19. ASSIGNMENT OF CONTRACT
The Contractor shall not assign this contract or any part thereof or any monies
due thereunder without the prior written consent of the City.
-8- rev. 2/26/99
0 0
20. SUBCONTRACTING
If the Contractor shall subcontract any of the work to be performed under this
contract by the Contractor, Contractor shall be fully responsible to the City for the acts
and omissions of Contractor's subcontractor and of the persons either directly or
indirectly employed by the subcontractor, as Contractor is for the acts and omissions'of
persons directly employed by Contractor. Nothing contained in this contract shall
create any contractual relationship between any subcontractor of Contractor and the
City. The Contractor shall bind every subcontractor and every subcontractor of a
. ," ._ .subcontractor by the terms of this contract .:applicable to Contractor's work I unless.. .
: ,specificsally noted. to the contrary ,in the subco'ntract., in question approved in writing by. ' '
the City., . .- . . . , . .
21. . .PROHIBITED INTEREST .. ..
.: .. ~.:,.., ..
No official of the City who is authorized in such capacity on behalf of the City to
negotiate, make, accept, or approve, or take part in negotiating, making, accepting, or
approving of this agreement, shall become directly or indirectly interested personally in
this contract or in any part thereof. No officer or employee of the City who is authorized
in such capacity and on behalf of the City to exercise any executive, supervisory, or
similar functions in connection with the performance of this contract shall become
directly or indirectly interested personally in this contract or any part thereof.
-9- rev. 2/26/99
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22. VERBAL AGREEMENT OR CONVERSATION
No verbal agreement or conversation with any officer, agent, or employee of the
City, either before, during or after the execution of this contract, shall affect or modify
any of the terms or obligations herein contained nor entitle the Contractor to any
additional payment whatsoever under the terms of this contract.
23. SUCCESSORS OR ASSIGNS
Subject to the provisions of Paragraph 18, "Hold Harmless Agreement," all
terms, conditions, and provisions hereof shall inure to and shal1:bind each of the parties
hereto, and each: of their..respective heirs, executors, -administra$Ws,.successors, and
.;, , , assigns.. . .,. , . ' , ~,.... ,, . ., . , .. . . ,.
24. EFFECTIVE DATE .< .. . ,.
This agreement shall be effective on and from the day and 'year first.<written
above.
25. CONFLICT OF INTEREST
The City has determined, using the guidelines of the Political Reform Act and the
City's conflict of interest code, that the Contractor will not be required to file a conflict of
interest statement as a requirement of this agreement. However, Contractor hereby
acknowledges that Contractor has the legal responsibility for complying with the
Political Reform Act and nothing in this agreement releases Contractor from this
responsibility.
- 10 - rev. 2/26/99
0 0 :.
-4
26. INSURANCE
The Contractor shall obtain and maintain for the duration of the contract and any
and all amendments insurance against claims for, injuries to persons or damage to
property which may arise out of or in connection with performance of the work
hereunder by the contractor, its agents, representatives, employees or subcontractors.
Said insurance shall be obtained from an insurance carrier admitted and authorized to
do business in the State of California. The insurance carrier is required to have a
current Best's Key Rating of not less than ''A-:V and shall meet the City's policy for
.,.., . insurance,as,,stated . . I. in Resolution No. 91-403: - . ?:k .. .'. ' L. . -.I ~,
A. , " Coveraqes and Limits. , , . ,. .. . , ..
Contractor shall maintain the types of diherages: and minimum' limits
indicated herein, . unless a lower amount is appioved by the City Attorney or City
Manager:
1. Automobile Liability (if the use of an automobile is involved for
contractor's work for the City), $1,000,000 combined single-limit per accident for bodily
injury and property damage.
2. Workers' Compensation and Employer's Liability. Workers'
Compensation limits as required by the Labor Code of the State of California and
Employer's Liability limits of $1,000,000 per accident for bodily injury.
- 11 - rev. 2/26/99
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B. Additional Provisions.
Contractor shall ensure that the policies of insurance required under this
agreement contain, or are endorsed to contain, the following provisions.
1. The City shall be named as an additional insured on all policies
excluding Workers' Compensation and Professional Liability.
2. The contractor shall furnish certificates of insurance to the City
before commencement of work.
3. The contractor shall obtain occurrence coverage, excluding
Professional Liability which shall. be written as claims-made coverage. ..,:,,- - ..
4. This insurance shall be in force during the lifeof the"agreernent and .
. . any extension thereof and shall not be. canceled :without .30 days.,prior written notice to :.-,
. , the City sent by certified mail. .. ..
5. If the contractor fails to maintain any of the insurance coverages
required herein, then the City will have the option to declare the contractor in breach, or
may purchase replacement insurance or pay the premiums that are due on existing
policies in order that the required coverages may be maintained. The contractor is
responsible for any payments made by the City to obtain or maintain such insurance
and the City may collect the same from the contractor or deduct the amount paid from
any sums due the contractor under this agreement.
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27. RESPONSIBLE PARTIES
The name of the persons who are authorized to give written notices or to receive
written notice on behalf of the City and on behalf of the Contractor in connection with
the foregoing are as follows:
For CiQ: For Contractor:
Title: Public Works Director/City Title: President
Name : Llovd B. Hubbs, P.E. Address: Hendrickson Appraisal Co.. Inc.
Address: 1200 Carlsbad Villaqe Drive, 10992 San Dieqo Mission Rd.
Engineer Name : Ted G. Hendrickson, MA1
Carlsbad, CA 92008-1989 Suite 203
San Dieqo, CA 92108
,.' . . I ,. Phone: ' f619) 282-0800 C I) Ll cgq~kF&ak&&e Appraiser No.: A& 60 4/4 7y.
,. .- ,
' ' 'ka*= G-+ao bdb 3 -
28. - I ' BUSINESS EICE,MSE .. . , .: ., . , . .., ,~ .. * ..
Contractor shall obtain and maintain a City'of Carlsbad Business License for the
duration of the contract.
29. ENTIRE AGREEMENT
This agreement, together with any other written document referred to or
contemplated herein, embody the entire agreement and understanding between the parties
relating to the subject matter hereof. Neither this agreement nor any provision hereof may
-13- rev. 2/26/99
0 e
be amended, modified, waived or discharged except by an instrument in writing executed
by the party against which enforcement of such amendment, waiver or discharge is sought.
Executed by Contractor this 35tL day of f# pv; 1 ,1949 .
CONTRACTOR:
UcflAlkchWN #b#rccr$~\ (a rup-j ,?hc.By:
(name dftontractoy)
..
I, /jf&, .. P- -/l.l&&& : w .'
, (print name/titl
Plan -* L. I-lC-r\2v\cl.50.$ j
(Proper notarial acknowledgment of execution by Contractor must be attached.)
(President or vice-president and secretary or assistant secretary must sign for corpora-
tions. If only one officer signs, the corporation must attach a resolution certified by the
secretary or assistant secretary under corporate seal empowering that officer to bind
the corporation.)
APPROVED AS TO FORM:
RONALD R. BALL
City Attorney
BY c+=-" Asssku& City Attorney
6- 2- 4 p, - 14- rev. 2/26/99
CALIFORNIA ALL-PURP d E ACKNOWLEDGMENT 0
State of cdL /A~WU/~
Countyof S/rp/t, b/E& L,
/?./g/c y'$~/f?Qf beforeme, L/-fu@UYb' /. &#@.<I NQmaf &d//
personally appeared TEA 6. dE#Z),fKKsoK/ 4avn &#&/>NE L, ,&$~~~/C/Y~+J
j&xrSOnally known to me - OR - 0 proved to me on the basis of satisfactory evidence to be the person(s)
whose name(s)$dare subscribed to the within instrument
and acknowledged to me thatw$%/they executed the
same inwiltheir authorized capacity(ies), and that by
l&$Wtheir signature(s) on the instrument the person(s),
or the entity upon behalf of which the person(s) acted,
executed the instrument.
-
Date Name and Mle of Officer (e.g., =lane Do6, Notary Public")
Name(s) of Signer(6)
,. . .
Title or Type of Document: 4Gkeiu4fiR &=&sr/htt& SE4Ll/CEJ-
Document Date: Number of Pages:
Signer@) Other Than Named Above:
Capacity(ies) Claimed by Signer(s)
Signer's Name: ad d ~ 4kuO dldffip Signer's Name: *e33
Individual 0 Individual DX' Corporate Officer
Title(s): VKb- /Res;.&/-/"
0 Partner - 0 Limited 0 General 0 Partner - 0 Limited 0 General
0 Guardian or Conservator 0 Guardian or Conservator
Signer Is Representing: Signer Is Representing:
0 1994 National Notary Association 8236 Remmet Ave., P.O. Box 71 84 * Canoga Park, CA 91 30471 84 Prod. No. 5907 Reorder: Call Toll-Free 1-800-8764