HomeMy WebLinkAbout2017-07-11; City Council; Resolution 2017-133RESOLUTION NO. 2017-133
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CARLSBAD,
CALIFORNIA, AUTHORIZING EXECUTION OF A MEMORANDUM OF
UNDERSTANDING WITH THE CITY OF VISTA AND ENCINA WASTEWATER
AUTHORITY FOR OPERATION AND MAINTENANCE OF THE BUENA VISTA
AND AGUA HEDIONDA PUMP STATIONS.
EXHIBIT 1
WHEREAS, the City Council of the City of Carlsbad, California has determined that it is in the
best interest of the city to update the Feb. 22, 2011, memorandum of understanding (MOU) with the
City of Vista and the Encina Wastewater Authority (EWA) for operation and maintenance of the Buena
Vista and Agua Hedionda pump stations; and
WHEREAS, the City of Carlsbad and the City of Vista jointly own the Buena Vista and Agua
Hedionda pump stations and EWA has operated and maintained these pumps stations under the 2011
MOU and the prior MOU dated Jan. 26, 1998; and
WHEREAS, the City of Carlsbad and the City of Vista desire to repeal and replace the 2011 MOU
with EWA to require an increased level of service at the pump stations including, 1) additional
preventive and predictive maintenance; 2) development of an asset management plan; and 3) updates
to the existing operations and maintenance manuals.
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Carlsbad, California, as
follows:
1. That the above recitations are true and correct.
2. That the mayor is authorized and directed to execute the MOU for operation and
maintenance of the Buena Vista and Agua Hedionda pump stations, which is attached hereto as
Attachment A.
EXHIBIT 1
PASSED, APPROVED AND ADOPTED at a Regular Meeting of the City Council of the City of
Carlsbad on the 11th day of~, 2017, by the following vote, to wit:
AYES:
NOES:
ABSENT:
M. Hall, K. Blackburn, M. Schumacher, C. Schumacher, M. Packard.
None.
None.
(SEAL)
RESOLUTION NO. 2017-103
A RESOLUTION OF THE CITY COUNCIL OF THE CHARTERED CITY OF
VISTA, CALIFORNIA, APPROVING A REVISED MEMORANDUM OF
UNDERSTANDING FOR OPERATION AND MAINTENANCE OF BUENA
VISTA AND AGUA HEDIONDA PUMP STATIONS
The City Council of the City of Vista does resolve as follows:
1. Findings. The City Council hereby finds and declares the following:
A. On July 13, 1961, the Vista Sanitation District and the City of Carlsbad entered
into a Basic Agreement pursuant to Chapter 5 of Division 7 of Title 1 of the California
Government Code, to acquire, construct and operate a Joint Sewer System.
B. On February 26, 2002, Vista and Carlsbad entered into an Ownership, Operation
and Maintenance Agreement for a jointly owned Vista I Carlsbad interceptor sewer.
C. Vista and Carlsbad now desire to enter into an Amended and Restated
Memorandum of Understanding for the Operation and Maintenance of Buena Vista and Agua
Hedionda Pump Stations with Encina Wastewater Authority.
2. Action.
A. The Amended and Restated Memorandum of Understanding for Operation and
Maintenance of Buena Vista and Agua Hedionda Pump Stations is approved.
B. The Mayor is authorized to execute the Agreement on behalf of the City.
3. Adoption. PASSED AND ADOPTED at a meeting of the City Council held on June 27,
2017, by the following vote:
AYES:
NOES:
Mayor Ritter, Aguilera, Franklin, Green
None
ABSTAIN: None
APPROVED AS TO FORM:
DAROLD PIEPER, CITY ATTORNEY
APPROVED
Darold Pieper
20170612114016
00050842 1
MEMORANDUM OF UNDERSTANDING FOR
OPERATION AND MAINTENANCE OF
BUENA VISTA PUMP STATION AND AGUA HEDIONDA PUMP STATION
Ref: Admin.17-12866b
This Memorandum of Understanding is entered into this 24th day of .-MfilL_, 2017, by and
between the cities of Carlsbad and Vista, hereinafter referred to as CARLSBAD and VISTA and the Encina
Wastewater Authority, hereinafter referred to as EWA {collectively referred to as "Parties" and
individually referred to as "Party''), with respect to the following facts:
RECITALS
WHEREAS, CARLSBAD and VISTA jointly own the Buena Vista Pump Station and Agua Hedionda
Pump Station, force mains associated with such stations, their valves and appurtenances, and certain
gravity sewer lines covered in a separate agreement; and
WHEREAS, CARLSBAD and VISTA are required Enrollees of the California State Water Resources
Control Board Sanitary Sewer Waste Discharge Requirements ("WDR1') which requires public agencies to
develop and implement sewer system management plans.
WHEREAS, CARLSBAD and VISTA entered into an agreement for the operation and maintenance
of the Buena Vista and Agua Hedionda pump stations on January 26, 1998, which was replaced with a
new agreement on February 22, 2011, and now CARLSBAD and V!STA desire to rescind that agreement
and replace it with a new agreement; and,
WHEREAS, for purposes of this Memorandum of Understanding, the Buena Vista and Agua
Hedionda pump stations and related facilities located inside the fencing surrounding the Buena Vista
Pump Station, as shown on Exhibit 1A, and Agua Hedionda Pump Station, as shown on Exhibit lB, shall
collectively be referred to as the "Pump Stations" and individually referred to as "BVPS" or "AHPS"; and,
WHEREAS, Section 12.1.2 of the Revised Basic Agreement for Ownership, Operation and
Maintenance of a Joint Sewerage System ("RBA") provides that EWA shall operate and maintain, at the
expense of VISTA and CARLSBAD, the Pump Stations (formerly referred to as Units C and G of the Joint
System), within an annual estimated budget prepared by EWA and approved by VISTA and CARLSBAD;
and,
WHEREAS, EWA is currently operating the Pump Stations to the satisfaction of CARLSBAD and
VISTA; and,
WHEREAS, CARLSBAD and VISTA desire EWA to continue to operate and maintain the Pump
Stations, and EWA is willing to provide such services, subject to written terms and conditions.
NOW, THEREFORE, in consideration of the mutual promises, obligations and covenants set forth
herein, CARLSBAD, VISTA and EWA set forth the following Memorandum of Understanding ("MOU")
Ref: t\drrln.17-12866b
ARTICLE I: SCOPE OF WORK -· ------
A. Specific services to be provided by EWA hereunder are detailed in Exhibit 2, Scope of
Work for Annual Operation and Maintenance Services for the Buena Vista Pump Station and Agua
Hedionda Pump Station. In the event of any conflict between the provisions of Exhibit 2 and this MOU,
the terms of the MOU will govern. In performing these services, EWA shall follow practices consistent
with preventive and predictive maintenance level of service and EWA represents that its staff are skilled
in the expertise necessary to provide these services. Preventive maintenance is a time based methodology
when a piece of equipment is routinely inspected and/or taken off line for scheduled service or repairs.
Predictive maintenance is a method of establishing baseline performance data, monitoring criteria over a
period of time, and observing changes in performance so that failure can be predicted and maintenance can
be performed on a planned, scheduled basis.
B. Except as otherwise agreed by the Owner Agencies, CARLSBAD shall be responsible for
the planning, design, bidding, construction management and supervision of all capital improvements to
the Pump Stations. EWA shall not be responsible for the planning, design, bidding, construction
management or supervision of such work at either Pump Station, except as specifically requested by
CARLSBAD and VISTA, and agreed to by EWA per Articles II and Ill hereof. EWA shall, however,
coordinate the continued operation and maintenance of the Pump Stations as necessary during the
course of such construction. CARLSBAD and VISTA shall, before letting any contract for such work by
CARLSBAD, provide a reasonable opportunity to EWA to comment on plans for making the proposed
improvements as respects operational and maintenance consequences. Any such contract shall require
the contractor to name EWA as additional insured as to any insurance required of the contractor by the
awarding agency and as to which the awarding agency will be insured, provided that EWA need not be
an insured under any bid, performance or payment bonds required by CARLSBAD.
ARTICLE II: BUDGETING
A. CARLSBAD and VISTA shall compensate EWA for all expenses associated with the
operation and maintenance of the Pump Stations, in accordance with annual budgets to be developed
and recommended by EWA and adopted by CARLSBAD and VISTA. These expenses shall include but not
be limited to such things as salaries and benefits, building and equipment maintenance costs, utilities,
chemicals, permit and permit amendment costs, monitoring, accounting and auditing costs,
administration costs, legal services, overhead costs, insurance, and other costs as required for operation
and maintenance of the Pump Stations in conformance with this MOU.
B. The Pump Stations' budgets shall be assessed on a fiscal year beginning July 1 and
extending through June 30 of the following year, and shall be prepared in accordance with accounting
principles generally accepted in the United States of America, the Revised Establishment Document for
the Encina Wastewater Authority ("RED'1
) and the RBA, as follows:
1. In accordance with the RBA and not later than May 1 of each year, EWA shall
prepare, concurrently with the preparation of the EWA Operation & Maintenance Budget, separate
estimated budgets for the amount of money required to operate and maintain the BVPS and the AHPS.
2. Concurrently with the preparation of the EWA's Capital Improvement Program
Budget, but no later than May 1 of each year, EWA shall also prepare an estimated Capital Acquisitions
and Planned Asset Replacement budget (hereinafter referred to as Capital Acquisitions Budget) as part
of the annual budget process for the BVPS and the AHPS. The Capital Acquisitions Budget shall be for
· 2 of 17 -
Ref-1'.'..drr1in.17 12866b
replacement and rehabilitation efforts, which will not affect the designed capacity or operating
characteristics of the Pump Stations, to maintain the Pump Stations' reliability, safety and compliance
with regulatory requirementsJ except as specifically authorized pursuant to Paragraph 3, below.
3. EWA shall not be responsible to prepare or execute a capital budget for the
improvement, expansion and/or upgrade of the Pump Stations. However, EWA may make suggestions
regarding improvements which it believes are necessary or desirable, or may respond to requests by
VISTA and CARLSBAD for any improvements they deem necessary or desirable. To the extent such
improvements are expected to require an expenditure of less than $750,000, CARLSBAD and VISTA may
request that such improvements be included in the Capital Acquisitions Budgets for implementation by
EWA; however, EWA shall have no obligation to accept responsibility for budgeting or undertaking such
improvements unless specificaHy requested by VISTA and CARLSBAD and agreed to by EWA as in the
best interest of EWA as contract operator of the facilities.
4. Following approval by EWA, the estimated Operating and Capital Acquisitions
Budgets shall be forwarded to CARLSBAD and VISTA for approval. The estimated budgets shall be deemed
effective upon the receipt by EWA of a certified copy of an approving resolution by CARLSBAD and VISTA.
Until such time as formal approval has been received from CARLSBAD and VISTA, the estimated budgets
shall constitute merely proposed budgets, subject to consideration or revision. In the event a proposed
budget is not approved, EWA shall continue to operate and maintain the Pump Stations using the previous
fiscal year budget figures, provided that if no budget is approved prior to the end of the current fiscal year,
EWA shall have no obligation to continue to provide services hereunder after the close of the fiscal year.
5. Each Pump Station shall have a Remote Facility Emergency Reserve of not to
exceed $50,000 each and shall be budgeted and collected from CARLSBAD and VISTA in accordance with
the EWA Financial Reserve Policy. This Emergency Reserve will only be utilized upon written request by
the EWA if an event occurs at the Pump Stations outside normal operations and maintenance.
ARTICLE Ill: PAYMENT OF EXPENSES
A. For the purposes of this MOU, responsibility for expenses incurred by EWA related to
the BVPS shalf be allocated 10.4% to CARLSBAD and 89.6% to VISTA; and responsibility for the AHPS shall
be allocated 30.9% to CARLSBAD and 69.1% to VISTA, unless otherwise agreed upon by all parties as
respects any capital projects. Whenever CARLSBAD and VISTA agree, as between themselves, to alter
these allocations, written notice of any change shall be given to EWA by both CARLSBAD and VISTA prior
to the commencement of the fiscal year for which the change is to be effective. EWA shall be entitled to
rely upon the written notices provided by CARLSBAD and VISTA as to any change in the allocation of
expenses between the cities as to either or both Pump Stations.
B. Quarterly, on October 15, January 15, April 15, and July 15, EWA shall bill CARLSBAD and
VISTA. CARLSBAD and VISTA shall promptly pay for the operating and capital acquisitions expenses incurred
during the prior quarter of the fiscal year, excluding any emergency reserve costs, provided that EWA may
issue interim supplementary billings for any extraordinary capital acquisitions expenses specifically
requested for projects exceeding $50,000. To the extent any operating reserve carried over from the prior
fiscal year is insufficient, the operating reserve shall be billed on January 15, and replenished as necessary
upon subsequent quarterly billings. In the event that at the end of the fiscal year, the amount paid exceeds
the audited actual expensesJ the excess shall be credited to CARLSBAD and VISTA the following fiscal year.
-3 of 17 -
In the event the amount paid, including the operating reserve, is less than the audited actual expenses, then
EWA shall bill CARLSBAD and VISTA the additional expenses in the January 15 billing.
C. In accordance with the RBA, the failure by one of the Parties, CARLSBAD or VISTA, to
pay budgeted expenses shall not relieve the other Party of its obligations to pay its proportional share.
ARTICLE IV: ACCOUNTING AND AUDITS
EWA shall maintain full financial records showing all expenses associated with or related to the
work covered hereby in accordance with practices established by or consistent with those utilized by the
Controller of the State of California for like public agencies. Concurrently with the annual independent
financial audit of the EWA, EWNs auditor shall contract with a certified public accountant to make an
annual independent audit of such accounts and records. The minimum requirements of the audit shall
be those prescribed by the State Controller for special districts under Section 26909 of the California
Government Code and the audit shall conform to accounting principles generally accepted in the United
States of America, the RED and the RBA. A report of the audit shall be filed as a public record with each
of the member agencies and with the San Diego County Auditor within 30 days of its completion. In
accordance with the laws of the State of California and the RBA, such report shall be filed within 12
months of the end of the fiscal year under examination. CARLSBAD and VISTA reserve the right to audit
all financial records and accounts.
ARTICLE V: PERMITTING
As the joint owners of the Pump Stations, CARLSBAD and VISTA retain by operation of law the
ultimate authority and responsibility for regulatory permits and reporting activities related to the Pump
Stations. EWA shall work directly with CARLSBAD and VISTA and with all competent permitting
authorities to ensure the timely issuance, amendment, and renewal of any regulatory permit required
by the State of California related to the operation and/or maintenance of the Pump Stations including,
but not limited to the Regional Water Quality Control Board and the San Diego Air Pollution Control
District, and/or by the government of the United States of America. Except as otherwise agreed upon by
all Parties in writing, CARLSBAD and VISTA shall be responsible for all costs related to the issuance,
amendment or renewal of any and all regulatory permit(s) required to operate and maintain the Pump
Stations.
ARTICLE VI: LIABILITY
A. Notwithstanding the provisions of Government Code Section 895.2, CARLSBAD and
VISTA shall, to the fullest extent allowed by law, indemnify, defend and hold EWA and the member
agencies of EWA which have no ownership interest in the Pump Stations, their directors, officers, agents
and employees harmless from any and all claims, demands, liens, actions, liabilities, costs, and expenses,
including attorneys' fees, based upon or arising out of or claimed to have arisen out of any act or
omission by EWA related to this MOU, other than actual intentional or willful misconduct of an EWA
employee, officer or agent. The Buena Sanitation District, the Leucadia Wastewater District, the
Vallecitos Water District, and the City of Encinitas currently have no ownership interest in the Pump
Stations.
B. CARLSBAD and VISTA also agree to hold harmless and defend such agencies and EWA,
their directors, officers, agents, and employees with respect to claim or legal proceedings or judgment
made, filed, or presented against the foregoing, by reason of CARLSBAD's or VISTA's1 or their officers',
-4 of 17 -
qef: /\dmin.17-12866b
agents', or employees' negligence, intentional or willful misconduct regarding the operation and
maintenance of the Pump Stations during the term of this MOU.
ARTICLE VII: PUBLIC INFORMATION
A. Except as provided in Paragraph C of this Article VII, CARLSBAD and VISTA agree that the
release of public information, except records requested under the Public Records Act, in situations
relating to the general operations of the Pump Stations will be the sole responsibility of CARLSBAD and
VISTA. EWA shall forward all media requests for information, except records requested under the Public
Records Act, to the VISTA City Manager and CARLSBAD Utilities Director or designees to respond to such
inquiries. Notwithstanding the foregoing provision, CARLSBAD and VISTA may respond independently to
any request for public information in situations relating to general operations of the Pump Stations.
CARLSBAD and VISTA shall be notified of any request for public records associated with the Pump
Stations.
8. The Parties agree to participate in an emergency drill at least annually, scheduled by
EWA, to establish, test and refine emergency protocols for EWA-operated pump stations, including
written emergency public information protocols for addressing public inquiries (Exhibit 3).
C. CARLSBAD and VISTA agree that in the event of an emergency incident, EWA shall
implement the Pump Station Public Information Protocol described in Exhibit 3 to respond to public
inquiries in a timely manner. EWA staff shall confer with the persons designated in such protocol for
CARLSBAD and VISTA to coordinate the agencies' communications with the public.
ARTICLE VIII: INSURANCE
A. Throughout the term of this MOU, as part of the annual Operations and Maintenance
Budgets, CARLSBAD and VISTA shall pay for and EWA shall maintain in fu!I force and effect insurance in
connection with the Pump Stations and related to the services provided under the authority of this
MOU. This insurance shall include no less than general liability coverage in the amount of $2,000,000
per occurrence for bodily injury, personal injury and property damage, and Workers' Compensation
coverage with limits as required by the California Labor Code.
B. EWA shall obtain such property insurance, including boiler and machinery, and flood
insurance, as CARLSBAD and VISTA may deem necessary to safeguard the Pump Stations. Any property
insurance obtained by EWA for the Pump Stations shall name CARLSBAD and VISTA as additional
insureds in accordance with the respective ownership interests of CARLSBAD and VISTA.
C. General liability coverage obtained by EWA shall name all EWA member agencies and
CARLSBAD and VISTA as additional insureds under the California Sanitation Risk Management
Association ("CSRMA11) memorandum of coverage. EWA will provide CARLSBAD and VISTA evidence of
insurance coverage purchased and maintained throughout the term of the MOU and noticed as per
Article XII.
D. CARLSBAD and VISTA acknowledge that EWA participates in and generally obtains
coverage through CSRMA, and that CSRMA does not offer flood or earthquake coverage. The aforesaid
insurance shall in no manner limit the indemnity provisions set forth in this MOU.
-S of 17 -
E. This insurance coverage sharl be primary insurance as respects CARLSBAD and VISTA and
their officials, employees and volunteers. Any insurance or self-insurance maintained by CARLSBAD and
VISTA, its officials, employees or volunteers shall be in excess of this insurance and shall not contribute
with it; provided that CARLSBAD and VISTA shall be responsible for satisfaction of any deductible or self
insured retention due under EWA's coverage.
ARTICLE IX: DISCLAIMERS
A. EWA shall not be involved in setting or collecting any capacity or user fees for the Pump
Stations.
B. EWA shall not be responsible for any defects, omissions or errors in the design or
construction of the Pump Stations, but only for the exercise of ordinary care in the operation and
maintenance of the Pump Stations.
C. If it becomes evident that a Pump Station overflow may occur, EWA will endeavor to
contact CARLSBAD and VISTA to make the decision where the overflow will be allowed to occur.
D. In the event of an overflow inside the fence line of the Pump Stations, EWA will make
the initial contact with any regulatory agency, per any applicable permitting requirements, within the
required notification time specified in any applicable permit or permits, and shall provide CARLSBAD AND
VISTA with available information required for submittal of regulatory reports. CARLSBAD shall be
responsible for submitting online Sanitary Sewer Overflow Reports in conformance with all applicable
permit requirements.
E. !n the event of a regulatory permit violation resulting from operation or maintenance of
the Pump Stations, EWA shall make the initial contact with the regulatory agency having jurisdiction
over the Pump Stations as specified in the permit. EWA shall, within the required notification time,
prepare or cause to be prepared, a written report on behalf of CARLSBAD and VISTA. CARLSBAD and
VISTA shall review and comment on the content of the written report prior to submittal by EWA.
F. EWA shall be responsible for developing, securing CARLSBAD and VISTA acceptance, and
maintaining Sanitary Sewer Overflow Response Plans ("SS0RP") for the Pump Stations as required by
any applicable regulation or permit. EWA shall provide such SS0RP to CARLSBAD and VISTA for
approval. CARLSBAD and VISTA shall provide written confirmation to the EWA General Manager that
the PLANS submitted for approval are either acceptable or not acceptable. Where CARLSBAD and
VISTA determine that a SS0RP submitted for approval by EWA is not acceptable, CARLSBAD and VISTA
shall make their best effort to specifically identify errors or omissions in the SS0RP as submitted by EWA
and to recommend specific amendments to address the errors or omissions identified. EWA shall comply
with such SSORP on behalf of CARLSBAD and VISTA as to the Pump Stations. Except as set forth in this
paragraph, however, EWA shall have no responsibility for maintaining or carrying out the spill response
plans of CARLSBAD's or VISTA1s owner owned collection systems identified ·in Exhibit 1A and 1B. EWA
shall submit SS0RP to both CARLSBAD and VISTA annually on July 15 for review and approval.
G. EWA also shall make good faith efforts to comply with all regulatory requirements
imposed on the owners which are applicable to the Pump Stations. CARLSBAD and VISTA shall promptly
advise EWA if or when there are new applicable requirements or when applicable requirements change.
EWA shall have no obligation to seek any amendments to such requirements.
-6 of 17 -
R2f: /\drnin.17 12%6b
ARTICLE X: DURATIO~ OF M~JYIQB~NQl.JM;_T~RMJl~L~JlO.~
A. This MOU shall remain in effect and shall continue from year to year unless any Party
hereto gives not less than 180 days written notice prior to the commencement of any fiscal year of its
intent to terminate this MOU. If such notice is given and not withdrawn, this MOU shall expire as of
June 30 of the then current fiscal year.
B. In the event of termination of this MOU, the Parties acknowledge that they will continue
to be bound solely by the provisions of the RBA and RED, as each may be amended from time to time.
ARTICLE XI: WARRANTS AND REPRESENTATIONS
CARLSBAD and VISTA warrant to EWA that:
A. To the best of CARLSBAD and VISTA's knowledge, there is not at present upon the Pump
Stations, or any portion thereof, or on any continuous or adjacent property owned by CARLSBAD and
VISTA, any toxic or hazardous substances, materials or wastes, including, but not limited to asbestos,
other than those which have been disclosed to EWA in writing or which are ordinary and customary
supplies, stored in accordance with all legal requirements, for the routine and on-going operation and
maintenance of the Pump Stations.
B. Except as provided in the RBA, there are no covenants, easements, licenses, leases, or
any other contracts, written or oral, between CARLSBAD and VISTA, their agents or assigns, and any
other person regarding the operation or maintenance of the Pump Stations.
ARTICLE XII: NOTICES
A. CARLSBAD's point of contact for issues related to the implementation of this MOU is the
Carlsbad Utilities Director. VISTA1s point of contact for issues related to the implementation of this
MOU is the Vista City Manager. EWA's point of contact for issues related to the implementation of this
MOU is the EWA General Manager.
B. All notices, statements, demands, requests, consents, approvals, authorizations,
agreements, appointments or designations hereunder shall be given in writing and addressed to:
To CARLSBAD:
To VISTA:
To EWA:
Carlsbad Utilities Director
5950 El Camino Real
Carlsbad, CA 92008
Vista City Manager
200 Civic Center Drive
Vista, CA 92084
EWA General Manager
6200 Avenida Encinas
Carlsbad, CA 92011
-7 of17 -
/\RTICLE XIII: DISPUTE RESOLUTION
A. EWA, CARLSBAD and VISTA agree that the maintenance of a cooperative and mutually
beneficial relationship between them is an important aspect of this MOU and therefore intend to
provide means for resolving any disputes, claims, or controversies that may arise during the course of
this Memorandum in an efficient manner to avoid resort to legal actions against one another, iffeasible.
B. Therefore, except for any claim or action filed by a nonparty to this MOU, any dispute,
claim, or controversy arising with respect to the interpretation of this MOU or the performance of any
Party shall be first submitted to a three-step dispute resolution process that includes, in sequence: (1)
an informal meet and confer process between representatives designated by all the Parties, (2)
mediation, and {3) non-binding arbitration.
C. Except for any daim or action filed by a nonparty hereto, upon any dispute, claim, or
controversy ("Dispute"} arising with respect to the interpretation of this MOU, or the performance of
any Party, which is not immediately resolved between the Parties, the Party asserting such Dispute may,
within 30 days from the date the Dispute has arisen, serve written notice upon the others that a Dispute
exists with respect to this MOU, and each Party shall then within fourteen days designate one or more
representatives and shall establish a time and place at which to meet and confer in mutual good faith to
resolve the Dispute. If, after a reasonable amount of time and effort have elapsed, a resolution of the
Dispute has not been established to the mutual satisfaction of all Parties, any Party may then initiate a
mediation process by serving a written notice of the election to mediate upon the other.
D. In the event the election to mediate a Dispute is invoked by any Party, a request for
mediation shall be filed within 30 days in the San Diego Regional Office of the American Arbitration
Association {11AAA") and the mediation shall be initiated and conducted in accordance with the
Commercial Rules of mediation of the AAA, or by any other method mutually agreeable to the Parties.
Any statements made during mediation shall remain confidential and may not be disclosed without
consent of all participants.
E. In the event mediation does not resolve the Dispute, any Party may then elect
arbitration by providing a written notice of such election to the other Parties. Such request must be
mailed to the other Parties within 30 days following the conclusion of mediation. Upon serving written
notice upon the other Parties, the request for arbitration shall be filed at the AAA and the arbitration
shall be conducted in accordance with the rules established by the AAA, unless all Parties mutually agree
to an alternative method. Neither the Parties nor the arbitrator may disclose the contents or results of
the arbitration, except as may bE~ required by law, without the prior written consent of all Parties. The
Parties may agree to be bound by the results of the arbitration and may agree that any award by or
decision of an arbitrator shall be final.
F. Nothing in this procedure shatl prohibit the Parties seeking remedies available to them
at law.
G. During the course of any proceeding to resolve a Dispute, the Parties shall continue to
perform any duties or obligations existing under the MOU.
~ 8 of 17 -
l~ef: /\drnin.l7 12866b
ARTICLE XIV:_ SEVERABILITV
If any one or more of the terms, provisions, promises, covenants or conditions hereof shall be
adjudged invalid, unenforceable, void or voidable for any reason whatsoever by a court of competent
jurisdiction, each and all of the remaining terms, provisions, promises, covenants and conditions hereof
shall not be affected thereby and shall be valid and enforceable to the fullest extent permitted by law.
ARTICLE XV: MODIFICATIONS
This MOU, together with the RBA, contains all of the terms and conditions made between the
Parties hereto and shall not be altered except by an amendment in writing.
ARTICLE XVI: SUCCESSION; ASSIGNMENT
The provisions hereof shall be binding upon and shall inure to the benefit of the successors of
the Parties. This MOU may not be assigned by any Party without the written consent of the other
Parties.
ARTICLE XVII: GOVERNING LAW
This MOU is to be governed by and construed in accordance with the laws of the State of
California.
-9 of 17 -
Ref: Admin.17-12866b
IN WITNESS WHEREOF, the Parties hereto have caused this MOU to be executed as of the day and year
first above written.
ENCINA WASTEWATER AUTHORITY
Approi[;f L
By: _________ _
CARLSBAD Counsel
Approved as to form
BJ;/~
EWA Counsel
CITY OF VISTA
'
By: _~ ______ 'ru ____ kL:._
Approved as to form
By: <£2.~
City Attorney
-10 of 17 -
LEGEND
EWA MAINTAINED
-OWNER MAINTAINED
Ret Admin.08-8995h
-11 of 17 -
J
(
l
'1
ROAO 1
I
Ref: Admin.17-l2866b
N
0 10 20 30
FW 1;2·-20·-o·
BUENA VISTA PUMP STATION
EXHIBIT 1A
..0 l.D l.D 00 r-1 .-i I " .-i C .E -c <t: ~ OJ ex: EMERGENCY OVERFLOW BASIN ~-------------------42'SEWER LEGEND -EWAMAINTAINEO -OWNER MAINTA!Nl:O. Ref; Admln.08--89951 ACCESS ROAD CONTROL 1-----..... ROOM 30" SiORM ORAl!'t not Cal1sbad and Vlsta ~~ o a• 1~· Fm 1/32"-r-o· GENERATOR ROOM AGUA HEDIONDA PUMP STATION EXHIBIT 1B " ~ -0 N ~
Ref: P,d,niri L'-:_2.866!J
EXHIBIT2
Scope of Work for Annual Operation and Maintenance Services for the
Buena Vista Pump Station and Agua Hedionda Pump Station
1. The Buena Vista Pump Station (BVPS) and Agua Hedionda Pump Station (AHPS), collectively
referred to as the "Pump Stations", shall be defined as all structures, electrical, instrumentation,
and mechanical systems as identified on Exhibits 1A and 1B that are specifically related to the
pumping of wastewater to the Encina Water Pollution Control Facility (EWPCF). In addition,
relating to the BVPS, EWA shall also be responsible for operation and maintenance activities
associated with the offsite air release valve directly adjacent to the pump station.
2. EWA shall be responsible for all tasks needed to operate and maintain the Pump Stations. These
tasks shall be performed within the annual operating budgets and shall include:
A. Operation, maintenance, and monitoring of the Pump Stations in accordance with (a)
safe and sound operationat maintenance, engineering, and accounting practices and (b)
local, state and federal laws and regulations, except as provided in the Memorandum of
Understanding (MOU) for Operation and Maintenance of the Pump Stations.
Maintenance activities shall consist of: preventive and predictive maintenance which
includes, at a minimum, a vibration analysis, oil testing, load bank testing, and
thermography; and corrective maintenance to address equipment malfunctions. The
frequency of maintenance activities shall be in accordance with the Standard Operating
Guideline referenced in section J of this part. Operation and maintenance of the Pump
Stations shall be coordinated with the operation and maintenance of the EWPCF, such
that EWA attempts to provide CARLSBAD and VISTA with as cost-effective operation as
possible, while maintaining the Pump Stations1 reliability;
B. Development and execution of contracts in connection with the operation and
maintenance of the Pump Stations;
C. Employment of agents and employees to operate, maintain, administer, and manage
the Pump Stations;
D. Preparation of annual Operating and Capital Acquisitions Budgets;
E. Provision of financial and audit services for services provided by EWA hereunder;
F. Acquisition, holding, and disposition of such equipment as may be reasonably necessary
to the operation, maintenance, administration, and management of the Pump Stations;
G. In the event of a reduction of the total pumping capacity, EWA shall notify the
CARLSBAD Utllities Director and VJSTA City Manager and/or their designees as soon as
conveniently possible. EWA shall prepare a written report summarizing the cause of the
loss of total pumping capacity and corrective maintenance action plan.
-13 of 17 -
Ref: Admin.17-12866b
H. EWA shall utilize a Computerized Maintenance Management System to store data on
condition, utiiization, and maintenance of assets.
I. EWA shall maintain records of pump station maintenance for a minimum of five years
and CARLSBAD and VlSTA shall have access to the O&M Data.
J. EWA shall develop an operation and maintenance manual (O&M Manual) that shall
include the following: diagrams of the station and force main indicating key equipment
and appurtenances, operation and control, pump curves based on actual equipment
installed, sanitary sewer overflow response plan (SSORP), bypass plan, and
manufacturer's O&M literature. The O&M Manual shall include a Standard Operating
Guideline (SOG} which outlines daily, weekly, monthly, and other periodic maintenance
procedures. The SOG shall be submitted annually with each budget for approval to the
satisfaction of CARLSBAD and VISTA.
K. EWA shall develop an asset management plan (AMP) for the Pump Stations. The AMP
shall have an inventory of assets in the station and shall include name, asset
identification number, functionality, age, location, size, and valuation (full replacement
value). The AMP shall also consider likelihood of failure, consequence of failure,
current condition, identify assets in poor condition, grading scheme, useful life,
predictive maintenance strategies, recommended replacement date, and 5-year budget
forecasting of repair and replacement.
L. EWA shall develop a critical spare parts list documenting location, availability, and lead
time. Maintenance of critical spares inventory shall be determined in conjunction with
CARSLBAD and VISTA. The list shall be updated annually with each budget. For critical
spare parts that are not stored or readily available, EWA shall prepare a contingency
plan to address or mitigate risk posed by the potential failure of the critical spare part.
M. EWA shall submit quarterly reports to CARLSBAD and VISTA that lists all operation and
maintenance activities, scheduled and unscheduled, that were performed on the Pump
Stations for the entire quarter, pump station performance, alarms, permit violations,
and losses in total pumping capacity. The quarterly report shall be submitted with
each billing.
N. EWA shall submit an Annual Report to CARLSBAD and VISTA summarizing all operation
and maintenance activities, number of unscheduled maintenance activities, number of
times total capacity was reduced including duration, and recommended capital
improvements and major equipment replacements for the next five years. This shall be
included in the fourth quarter billing.
0. Quarterly rotation of the BVPS force main; and
P. Routine inspection and maintenance of the air release and main line valves on the BVPS
force main, notwithstanding that such appurtenances are located outside of the fenced
area of the pump station.
-14 of 17 -
Ref: Admin.17-12866b
3. CARLSBAD and VISTA shall be responsible for:
A. The pipelines, drains, overflows and other appurtenances as identified in Exhibits 1A
and 18;
B. The roadway and paved area within the fence line{s) of the Pump Stations, as identified
in Exhibits 1A and 1B; and
C. Any other structure, system or appurtenance not specifically addressed herein.
-15 of 17 -
EXHIBIT3
Encina Wastewater Authority
Pump Station Public Information Protocol
12')S6b
1. EWA will determine whether or not to implement the Incident Command System (JCS} in response
to an emergency incident at the Pump Stations. Public safety officials may also establish an ICS or
Joint ICS (JICS), as appropriate.
2. EWA will notify the Carlsbad Utilities Director and Vista City Manager immediately upon a decision
to establish the !CS in response to an emergency incident at the Pump Stations.
3. EWA will designate a Lead Public Information Officer (PIO) for the incident who will notify the
CARLSBAD and VISTA PIOs immediately upon a decision to establish the ICS in response to an
emergency incident at the Pump Stations.
4. CARLSBAD and VISTA PIOs will provide support to the Lead PIO, such as drafting statements and
messages, fielding media calls and disseminating information on behalf of EWA. This may be done
at the site of the incident, EWA offices or city offices, as appropriate.
S. The EWA PIO and Incident Commander will approve all communication content prior to
dissemination.
6. The EWA PIO will serve as the incident spokesperson. If needed, the CARLSBAD or VISTA PIO may
serve as an alternate spokesperson. In such case, they will be identified as an EWA spokesperson.
7. The following tactics are among those that may be utilized to communicate about an incident,
based on the recommendations of the city and EWA Pl Os:
• Social media
• News releases
a Website updates
• Signage
• Alert San Diego (Reverse 911}
• Fliers/door hangers
-16of17-
FOR IMMEDIATE RELEASE
Date/Time
CONTACT:
Name:
Title:
Phone/Email:
Ref: Admin.17-12866b
Sample News Release
Residents, businesses asked to limit indoor water use to assist in wastewater spill response
To assist crews responding to a sewage spill near the Batiquitos Lagoon, residents and businesses in
(STATE AREA) are being asked to reduce indoor water use, such as showering, laundering and
dishwashing, until further notice. Limiting indoor water use will reduce wastewater flows to the
affected area. Sewage service is not expected to be affected.
"Our number one priority is to protect public health and the environment," said Michael Steinlicht,
General Manager of the Encina Wastewater Authority, which operates the pump station under a
contract with the cities of Carlsbad and Vista. "Although we work hard to prevent spills, we also train
regularly, so we are prepared to respond quickly if one occurs.JI
An estimate on how much wastewater has been released has not yet been determined. The County
Department of Health has not called for beach closures at this time. The cause for the spill is under
investigation.
Traffic in the area of ____ may be affected as crews make repairs.
The Encina Wastewater Authori!'{ (EWA) is a public agency that is the contract operator of the Encina
Water Pollution Control Facility, which is owned by six public agencies that share in the costs and
management of the treatment facility (cities of Carlsbad, Vista, Encinitas, and the Vallecitos Water
District, Buena Sanitation District and the Leucadia Wastewater District). EWA provides wastewater
treatment service to approximately 400,000 residents in northwestern San Diego County. Wastewater
collected from the six different districts travels through pipes (gravity and forced main piping) to the
Encina Water Pollution Control Facility to be treated. The plant has a capacity of 43.3 million gallons per
day (MGD), while flows currently average 22 MGD.
-17 of 17 -