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HomeMy WebLinkAboutLux Art Institute; 2020-10-07;1 2020/2021 GRANT AGREEMENT FOR Lux Art Institute This agreement, is made on the day of , 20_ , by Lux Art Institute (ORGANIZATION), hereinafter referred to as “Grantee,” and the CITY OF CARLSBAD, a municipal corporation, hereinafter referred to as “City” (the “Agreement.”) City, as Grantor, agrees to provide Grantee the Grant funds awarded to Grantee during the 2020/2021 Community Arts Grants Program in an amount not to exceed six thousand six hundred dollars ($6,600) (“Grant.”) The purpose of the Grant is to provide funds to Grantee for the project outlined in the Agreement Scope (“Agreement Scope”). Project Title: The Valise Project The grant provided herein is comprised of public funds. Therefore, to ensure that the public funds are used for a public purpose, in accordance with the law, the City and Grantee hereby agree to the following terms. TERMS AND CONDITIONS OF GRANT 1. TERM. The term of this Agreement shall mean the period commencing on the effective date of this Agreement and expiring on September 30, 2021. The term of this Agreement may be extended by mutual written agreement of the parties. The parties will prepare a written amendment indicating the effective date and length of extended Agreement. 2. USE OF COMMUNITY ARTS GRANTS PROCEEDS. a. Grant funds are to be disbursed as outlined in this Agreement in consideration of and on condition that the sum be expended in carrying out the purpose as set forth in the Agreement Scope and under the terms and conditions set forth in this Agreement. Grantee agrees to assume any obligation to furnish any additional funds that may be necessary to complete the Agreement Scope. b. In accordance with the Agreement Scope and the Community Arts Grants 2020/2021 Guidelines, all grant funds are eligible to be used September 1, 2020 through August 31, 2021. Any extension of fund use must be requested in writing and approved in writing by City. Extension of Community Arts Grants 2020/2021 funds may render that organization ineligible to apply for or receive additional funds as part of the subsequent Community Arts Grants 2021/2022 cycle. c. All costs accrued for services and/or supplies prior to the execution of Agreement are not eligible for funding or reimbursement through the use of Grant proceeds. d. Eligible and ineligible costs include, but are not limited to, items detailed in the Community Arts Grants 2020/2021 Guidelines, in the section titled Eligible and Ineligible Costs, attached hereto as Exhibit A. 3. CONDITIONS OF FUNDING AND DISBURSEMENT. City shall have no obligation to provide the Grant proceeds or to make any subsequent disbursement of Grant proceeds, and may seek reimbursement of Grant proceeds, if any of the following requirements are not fully satisfied: a. Grantee agrees to use grant funds to implement the Agreement Scope, including using the Grant funds to only cover expenditures for programs and services incurred during the Agreement Scope dates and under the terms and conditions of this Grant Agreement. b. Grantee shall certify that the Agreement Scope is within Carlsbad city limits or that the Grantee’s main address is within Carlsbad city limits. c. Grantee shall complete all work in accordance with Agreement Scope, as reasonably soon as possible, but in no case later than thirty (30) calendar days, Grantee shall notify the City of events or proposed changes that could affect the Agreement Scope. DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F 7th 20October 2 d. The Grantee shall be responsible for the performance of the work, as set forth herein, and for the preparation of reports required by this Agreement. e. Before Grantee makes any material changes to the Agreement Scope, Grantee agrees to submit to the City, in writing, a proposal requesting changes to the Agreement Scope. Grantee shall make no material changes to the Agreement Scope unless and until City formally approves the Grantee’s request in writing. f. Grantee agrees to acknowledge the City’s Grant consistent with the 2020/2021 Community Arts Grants Guidelines, attached hereto as Exhibit A. g. Grantee shall provide full and timely information to the City to update staff on programs, and include naming the City in any publications and/or social media, whether in digital or print format, as opportunities arise. h. Grantee shall retain all records and supporting documentation, including expenditure receipts, applicable to the Agreement Scope and this Agreement for a period of three (3) years, and make all records and supporting documentation readily available, upon request, for inspection and/or audit by representatives of the City. 4. EVENT/PROGRAM PROMOTIONAL OPPORTUNITIES. Grantee has the option to supply event and/or program information including the date, location, time, admission, parking and related details for inclusion in Cultural Arts’ communications such as e-newsletter, emails and website. At its discretion, the Cultural Arts Office will provide support in distributing the information through the city’s established channels of communication. If grantee wishes to participate, the grantee needs to submit the information to the Cultural Arts Office at least 60 days prior to the event or program. Please initial box to opt-in to promotional opportunities 5. RETURN OF GRANT FUNDS. Any determination, by the City, of noncompliance with activities and expenditures outlined in the Agreement Scope without prior notice and express approval by the City, upon demand by the City, Grantee agrees to return to the City the amount requested by the City, up to and including an amount equivalent to the full Grant award. Failure of the Grantee to comply with the terms of this Agreement shall not be the cause for return of Grant funds if, in the judgement of the City, such failure was due to no fault of the Grantee. In such case, any amount required to settle, at minimum cost, any irrevocable obligations properly incurred shall be eligible to be paid by Grant funds. However, if, due to COVID-19 or local health orders, Grantee is unable to complete all events or requirements of the Scope of Work, Grantee may be required to return up to the full amount of the award or a prorated amount based on the percentage of the work completed. 6. REQUIRED REPORTS. Failure to complete the following reports may render the recipient ineligible to receive the full and final payment of the Grant award. a. Submit a Revised Project Form, as required per the 2020/2021 Community Arts Grants Guidelines, attached hereto as Exhibit A, within thirty (30) days of Grant award notification. b. Submit a Final Report including all required attachments by completing the designated form to the City (30) calendar days after the Agreement Scope end date or, September 30, 2021, whichever is earlier. Grantees in noncompliance with the above reporting requirements agree to return some or all of the initial Grant payment if requested by the City. Additionally, if Grantee is found to be in noncompliance, Grantee agrees that for the year immediately following a determination of noncompliance, Grantee shall be ineligible to receive any new grants from the City. DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F 3 7. DISBURSEMENT OF GRANT FUNDS. The Grant amount to be provided to the grantee, under this Agreement, may be disbursed as follows: a. First payment of 80 percent of Grant will be disbursed upon approval of Revised Project Form as applicable, and receipt of fully executed contract. b. Final payment of 20 percent of Grant will be disbursed upon receipt of Final Report and approval by Library & Cultural Arts Director or designee. c. Any payment of a Grant amount in excess of the final Project costs shall be returned to the City within sixty (60) days of completion of the Agreement Scope or the Project end date, whichever is earliest. 8. PROJECT CANCELLATION. a. If a Grantee wishes to cancel a Project at any time, Grantee shall notify the City in writing within fifteen (15) calendar days of the decision to cancel and Grantee, at the time it provides the City with notice of cancellation, shall return all Grant funds to the City. b. In the event an approved Agreement Scope cannot be completed for any reason, and if Grant funds were disbursed to Grantee, Grantee agrees to return all Grant funds to the City forthwith. 9. PROJECT MODIFICATION OR TERMINATION. a. Grantee may unilaterally rescind this Agreement at any time prior to the commencement of the Project, or prior to first disbursement of funds. After Project commencement, as outlined in the Agreement Scope, or disbursement of Grant funds, this Agreement may be rescinded, modified or amended only by mutual agreement, in writing, of both the City and Grantee. b. Any changes, whether planned or unanticipated, to funded projects due to the COVID-19 pandemic (including, but not limited to, state or local health orders and social distancing measures) must be submitted to City at least fifteen (15) calendar days before implementation of the change. Proposed modifications will be reviewed, and the City's Cultural Arts Manager or designee will notify Grantee in writing whether the proposed changes are approved. Any project changes must continue to adhere to the City’s Community Arts Grants 2021 Guidelines provided with the original executed agreement. 10. LOSS OF GRANT. At the discretion of the City, the following actions may result in a loss of all or in part of any Grant amount allocated to the Grantee: a. A Grantee fails to enter into a signed Agreement with the City within sixty (60) calendar days of receipt of the Agreement. b. Activities associated with Grantee occur that do not align with activities described in the Agreement Scope, including, but not limited to, reduction in services, significant alteration of Agreement Scope elements, such as performers, artists or attendees, or significant changes in budget income, expenses or line item designations from Grantee’s budget, included in the Agreement Scope. c. A Grantee withdraws or terminates the Agreement Scope. d. A Grantee fails to complete the Agreement Scope and/or fails to submit all required reports and/or documentation before September 30, 2021. 11. COVENANT AGAINST DISCRIMINATION. Grantee agrees that neither it nor its agents shall discriminate against any clients, prospective clients, employees, prospective employees, contractors, or prospective contractors on the basis of race, color, religion, sex, national origin, age, disability or familial status. DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F 4 12. NOTICES. a. The names and addresses of the persons who are authorized to give written notices to receive written notice on behalf of City and on behalf of Grantee under this Agreement. b. Each party will notify the other immediately of any changes of address that would require any notice or delivery to be directed to another address. For Grantee: For City: Lux Art Institute City of Carlsbad Attn: Lexi Meyerowitz Library & Cultural Arts Director Smithson 1550 S. El Camino Real 1775 Dove Lane Encinitas, CA 92024 Carlsbad, CA 92011 Email: lmeyer@luxartinstitute.org 13. INDEMNIFICATION. Grantee hereby agrees to defend, indemnify, and hold free and harmless the City, its officers and employees, against any and all claims, damages, losses, costs (including but not limited to attorney's fees) and liabilities of any kind arising directly or indirectly out of, or related in any way whatsoever to the provision of Grant proceeds. 14. NO PARTNERSHIP OR JOINT VENTURE. The relationship between City and Grantee is solely that of Grantor and Grantee. Under no circumstances shall City and Grantee be deemed to be partners or involved in a joint venture. 15. MODIFICATIONS. This Agreement may not be modified or amended except by written document executed by a duly authorized representative of both the City and the Grantee. 16. GOVERNING LAW. This Agreement shall be construed in accordance with and be governed by the laws of the State of California. Venue, in the event of a dispute, shall be in the North San Diego County Superior Court. 17. SEVERABILITY. In the event that any provision or clause of this Agreement conflicts with applicable law, such conflict shall not affect other provisions of this Agreement, which can be given effect without the conflicting provision. To this end, the provisions of this Agreement are declared to be severable. 18. DRAFTING AMBIGUITIES. Grantee understands that it is aware that it has the right to be advised by counsel with respect to the negotiations, terms and conditions of this Agreement, and that the decision of whether or not to seek advice of counsel with respect to this Agreement is a decision which is the sole responsibility of Grantee. This Agreement shall not be construed in favor of or against either Party by reason of the extent to which either Party participated in the drafting of this Agreement \\\ \\\ DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F 5 19. SIGNING AUTHORITY. The representative for each Party signing on behalf of a corporation, partnership, joint venture or governmental entity hereby declares that authority has been obtained to sign on behalf of the corporation, partnership, joint venture, or entity and agrees to hold the other Party or Parties hereto harmless if it is later determined that such authority does not exist. GRANTEE CITY OF CARLSBAD, a municipal corporation of the State of California *By: By: (1st signature here) SUZANNE SMITHSON Library & Cultural Arts Director As authorized by the City Manager (Print name/Title) (Email address) ATTEST: (Date) **By: (2nd signature here) For BARBARA ENGLESON City Clerk (Print name/Title) (Email address) (Date) If required by City, proper notary acknowledgment of execution by contractor must be attached. If a Corporation, Agreement must be signed by one corporate officer from each of the following two groups. *Group A. **Group B. Chairman, Secretary, President, or Assistant Secretary, Vice-President CFO or Assistant Treasurer Otherwise, the corporation must attach a resolution certified by the secretary or assistant secretary under corporate seal empowering the officer(s) signing to bind the corporation. APPROVED AS TO FORM: For CELIA A. BREWER, City Attorney By: ____________________________ Assistant City Attorney DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F 8/21/2020 lindabrandes@yahoo.com BD PresLinda Brandes John McDonough Secretary john@orcasystems.com 8/22/2020 6 EXHIBIT “A” SCOPE OF GRANT Itemized list of what Grantee will complete to satisfy grant funding. Items which may be included in this section: Required 1. Community Arts Grants 2020/2021 Guidelines 2. Completed Community Arts Grants 2020/2021 Application Optional, As Needed 3. Community Arts Grants 2020/2021 – Project Budget Information 4. Community Arts Grants 2020/2021 – Revised Project Form 5. Community Arts Grants 2020/2021 – Revised Project Budget Information DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F Page 1 of 8 5/13/20 EXHIBIT "A" COMMUNITY ARTS GRANTS GUIDELINES – 2020/2021 COVID-19 UPDATE WELCOME The City of Carlsbad Cultural Arts Office serves to encourage, develop and facilitate an enriched environment of artistic, creative and cultural activity in the City of Carlsbad and the Northern San Diego County region. The Cultural Arts Office manages funding programs to provide financial support to organizations, schools and individuals for various projects through a competitive application and review process. These projects benefit the community through an array of activities for schools, artists and organizations. The Community Arts Grants program supports activities that provide and support quality arts and cultural programming within Carlsbad. Our mission is to: Reinforce accessible arts and culture opportunities and experiences for Carlsbad students and residents; Provide arts education and lifelong learning opportunities for all ages; Support local and regional arts organizations as an important component of the economy and quality of life in Carlsbad and Northern San Diego County; Support arts education in schools and through affiliated organizations; Develop and support organizational strength and capacity of Carlsbad arts organizations; Encourage new and emerging arts programs and organizations in Carlsbad; and Celebrate Carlsbad as an exciting, vibrant and creative destination for our residents and visitors alike. 2020/2021 COVID-19 OVERVIEW The updated 2020/2021 guidelines reflect changes necessary to support and provide funding to artists and arts organizations in Carlsbad and surrounding areas during the COVID-19 crisis. Changes have been approved by the City of Carlsbad’s Arts Commission on May 7, 2020. The three new rolling deadlines for the 2020/2021 cycle grant applications are as follows: All projects must be complete by August 31, 2020 Applications will only be accepted online at www.carlsbadca.gov/artsgrants Total funding available for the 2020/2021 cycle is $88,000 Rolling deadlines will remain intact until grant funds are depleted All projects must be completed by August 31, 2021 All final reports are due within 30 days of the completion of the event or September 30, 2021, whichever comes first 80 percent of all awarded funds will be disbursed after agreements are executed; the final 20 percent once the final report and budget are submitted and approved HEALTH AND SAFETY CERTIFICATION Any and all projects, programs and activities supported by the Community Arts Grants must adhere to any and all health and safety requires as outlined by state, county, local or other governmental bodies at all times. Failure to do so may result in cancellation of the agreement and returning of grant funds. Rounds Application Deadline Projects Commence Round 1 May 21, 2020 September 1, 2020 Round 2 August 17, 2020 December 9, 2020 Round 3 November 16, 2020 April 8, 2021 DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F Page 2 of 8 5/13/20 ELIGIBILITY  All applicants, including fiscal agents, must be determined to be not-for-profit, tax-exempt organizations by either the Internal Revenue Service or the California State Franchise Tax Board  If projects include partnerships, only one application may be submitted for that project involving all parties o If a school would like to partner with an arts organization, we encourage the arts organization to act as the applying party GUIDELINES APPENDICES  Appendix 1 – Community Arts Grants FAQs  Appendix 2 – Ineligible Organizations and Activities FUNDING CATEGORIES Funding is structured by classification of each organization, then according to available categories:  Arts Organizations, including Fiscal Agents of Individual Artists o Capacity Building - $5,000 maximum award o Arts Projects - $7,500 maximum award  Educational Institutions and Affiliated Groups o Arts in Schools - $2,500 maximum award ARTS ORGANIZATIONS  Arts Organizations must be registered 501(c)(3) nonprofit organizations  Applicants may apply to one or both the Arts Projects and Capacity Building categories and may submit these applications in the same round or different rounds  Applicants may only submit one application per category per funding cycle ARTS ORGANIZATIONS – CAPACITY BUILDING  Capacity Building grants have a maximum award of $5,000  Capacity Building grants are designed to help an arts organization improve its effectiveness, strengthen organizational and/or financial stability, increase community impact and effectively support the nonprofit’s mission  Capacity Building grants will only be awarded to organizations based in Carlsbad  Grants cannot be used for projects that fall under the Arts project category. Examples of potential projects include but are not limited to: o Marketing support for changes in programming o Staff training and/or technology to transition to virtual programming o Professional development for staff and board members o Opportunities for peer learning, networking or leadership development o Creating or re-examining organizational plans o Initiating collaboration with other nonprofits o Developing new sources for earned income o Utilizing support for high-impact projects ARTS ORGANIZATIONS – ARTS PROJECTS  Arts Projects grants have a maximum award of $7,500  Arts Projects will be defined as programs, activities and events that are primarily designed to be arts focused. These projects may be presented either virtually or in person, ONLY if all current health and safety requirements are met and crowd size limitations have been lifted.  Virtual events must be in place of programs or projects that normally would have been held in Carlsbad.  Arts Project grants are not for general operating support, and awards must be clearly shown to be used for specific project support DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F Page 3 of 8 5/13/20  Any partnership between an individual, educational institution or organization must include a letter of agreement from partnering entity PROJECTS THROUGH FISCAL AGENT  Individuals or organizations aspiring to a non-profit status may apply through a fiscal agent  Fiscal agents will be responsible for receiving awarded funds and dispersing them with a service fee no more than 10% of the amount awarded to the applicant  Organizations that act as fiscal agents are still eligible to apply for a Community Arts Grants on their own  Any individual artist receiving funding through a fiscal agent must be 18 years of age on or before the application due date EDUCATIONAL INSTITUTIONS AND AFFILIATED GROUPS Requests are only available nonprofit schools and authorized parent groups residing in Carlsbad. EDUCATIONAL INSTITUTIONS AND AFFILIATED GROUPS – ARTS IN SCHOOLS  Arts In Schools grants have a maximum award of $2,500  Arts in Schools will be defined as programs, activities and events that are primarily designed to be arts focused. These projects may be presented wither virtually or in person ONLY if all health and safety requirements are met and crowd size limitations have been lifted  Virtual events must be in place of programs or projects that normally would have been held in Carlsbad.  There is no limit to requests by school or district, though consideration will be given to projects of the same discipline from the same school site  No school project funded through the Community Arts Grant may involve a full-time hourly or salaried employee in the school district in which they will be leading activities, performances or projects but may utilize teaching artists that are employed by any district o No in-school project funded through the Community Arts Grant may involve a full-time hourly or salaried employee in the school district in which they will be leading activities, performances or projects o Out-of-school programs may utilize teaching artists that are employed by any district  All partnerships must include a signed letter of agreement APPLICANT INFORMATION PROGRAM SCHEDULE Ongoing:  Phone or video conference meetings are available with grant program staff. Sign up for a meeting at www.carlsbadca.gov/artsgrants.  The application is posted and available at www.carlsbadca.gov/artsgrants. Round 1 Round 2 Round 3 Application due May 21, 2020 Aug. 17, 2020 Nov. 16, 2020 Panel scoring complete June 26, 2020 Sept. 25, 2020 Jan. 15, 2021 Arts Commission reviews funding plan Aug. 6, 2020 Nov. 5, 2020 March 4, 2021 Applicant notifications and agreement packets sent Aug. 10, 2020 Nov. 9, 2020 March 8, 2021 Projects Commence Sept. 1, 2020 Dec. 9, 2020 April 8, 2021 Projects to be completed Aug. 31, 2021 All Final Reports due Sept. 30, 2021 DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F Page 4 of 8 5/13/20 PANEL REVIEW AND SCORING OF APPLICATIONS Submitted materials are reviewed and scored by a virtual peer panel consisting of local and regional artists and arts professionals. The panel will create a funding plan for review and final approval by the Carlsbad Arts Commission. SCORING RUBRIC Application scores will be on the following criteria, which are aligned with the Community Arts Grants mission. Panelists will be asked to score applications on how closely the project(s) achieve these goals.  Project Design o Reinforce accessible artistic and cultural opportunities for our residents o Provide arts education and lifelong learning opportunities for all ages  Project Participants o Celebrate Carlsbad as an exciting, vibrant and creative destination for our residents, students and visitors o Support local and regional arts and cultural organizations as important components of the economy and quality of life in Carlsbad and Northern San Diego County o Accessibility of program for participants and audience members under the Americans with Disabilities Act  Project Oversight o Support and develop organizational strength and capacity of Carlsbad arts organizations o Encourage new and emerging arts programs and organizations in Carlsbad OTHER REVIEW AND SCORING INFORMATION  Program staff will review applications after the deadline to deem eligibility to be forwarded to the scoring panel. Cultural Arts Office staff will determine whether the financial health and sustainability of the organization is eligible  Any application deemed eligible and forwarded to scoring panel will be reviewed within the context of the project or program outlined in the application  Incomplete applications, or applications with incorrect information, will be deemed ineligible GRANTEE REQUIREMENTS DURING PROJECT FUNDING PERIOD AGREEMENT All approved applications will receive an agreement packet, which will include instructions and agreement language. All agreements must be signed and submitted per instructions within 30 days of receipt. Failure to return signed agreement within this timeline may affect the current award cycle, or future application eligibility. Agreements must be signed by a indiviudal who is authorized to sign on behalf of the organization. Documentation of authorization may be requested. If this your first agreement with the City of Carlsbad, a W-9 will be requested. FINANCIAL MANAGEMENT Grant recipients are required to maintain three (3) years of accounts, records and evidence pertaining to costs incurred and revenues acquired under the respective grant program. Grantees should be able to provide upon request:  Accurate, current and complete disclosure of revenue and expenses for the project  Records that adequately identify the sources and application of funds for grant sponsored activities  Accounting records supported by source documentation – invoices, receipts, bank statements, etc.  All awardees must provide documents within 30 days of receipt or notification. This includes, but is not limited to, agreements, revised project forms, final reports and financial accounting DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F Page 5 of 8 5/13/20 PUBLIC ACKNOWLEDGEMENT  Grant recipients must credit the Cultural Arts Office for its support of the project in printed, electronic and broadcast promotions  The following acknowledgement along with a logo (provided with use guidelines) must appear on all printed and electronic materials: “This program is funded in part by the City of Carlsbad’s Cultural Arts Office.”  Grantees who fail to provide public acknowledgement may be denied future project funding PROMOTION BY CITY  Grantees are required to keep the Cultural Arts Office informed of all program dates and times  If grantee wishes to participate in promotion through approved city channels, they may opt-in as part of the agreement. All participation in promotion through city channels is subject to review, edits and approval by program staff prior to promotion  Grantees are encouraged and expected to: o Give notifications and invitations to the Cultural Arts Office in order to extend them to the Carlsbad Arts Commission at least two weeks in advance of program o Extensively promote funded events and projects POLICIES  Once submitted, applications may be moved into a different category at the discretion of the Cultural Arts Staff. Notification will be made to the applicant  The City of Carlsbad reserves the right to limit funding amount to any applicant, regardless of eligibility or panel score based on funding limitations of goals of the program in a given year  Cultural Arts Office staff actively review and evaluate all aspects of this program and processes. Updates may occur throughout the funding calendar. Cultural Arts Office staff will provide information on program updates to all grantees as they are adopted.  Any proposed significant changes or amendments by grantee to approved projects must be submitted in writing to the Cultural Arts Office by the grantee before any grant funds are used, and before any execution of altered activity. This includes, but is not limited to, changes in purpose, scope, services, intended timeline, personnel, location, date, activities or budget. This requirement will be included in the agreement.  The Cultural Arts Office reserves the right to review, cancel or reallocate project funds that have been significantly altered or shifted from stated goals in the original approved application and/or revised project form. Cancelled funds must be returned to the Cultural Arts Office within 30 days of notification.  No two entities (organization or school/affiliated groups) may apply for funding for the same project.  Review appendix 2 for a list of projects and programs ineligible for funding. OTHER INFORMATION CARLSBAD ARTS COMMISSION MEETINGS:  Carlsbad Arts Commission Meetings are public held throughout the year. For more information about the duties of the Carlsbad Arts Commission and its meetings, visit www.carlsbadca.gov. DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F Page 6 of 8 5/13/20 HOW TO APPLY APPLICATION All applications must be submitted online. The application is comprised of five sections, some of which include long-answer sections and attachments. The application is available at www.carlsbadca.gov/artsgrants. 1. Contact Information 2. Funding Type and Category 3. Project Overview 4. Narrative 5. Budget (A sample budget form is included as Appendix 3) 6. Signature ASSISTANCE Cultural Arts Office staff are always available to assist applicants. Please contact Mimi Kim, Administrative Assistant at mimi.kim@carlsbadca.gov and Megan Gilby, Community Arts Coordinator at megan.gilby@carlsbadca.gov DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F Page 7 of 8 5/13/20 APPENDIX 1: COMMUNITY ARTS GRANTS FAQS  Are there any organizations ineligible to receive Community Arts Grant funding? o Yes. For-profit organizations are ineligible to receive funding through the Community Arts Grants program. This includes schools and businesses.  Is there an age limit for individual artists? o Yes. Any individual artist applying or receiving funds through a fiscal agent must be 18 on or before application deadline.  How are final awards decided? o All award amount decisions take into account the total amount of funding available, scores from panelists and the request from the applying entity. The scoring panel creates a funding plan based on these factors, which is forwarded to the Arts Commission for final approval.  What if I am receiving funding from City of Carlsbad through another department or division? o Any organization awarded a City of Carlsbad’s Community Activity Grant through the Housing and Neighborhood Services Department are ineligible to receive funding through Community Arts Grants. o It is in organization’s best interest to explore and apply for other grant opportunities, including the Carlsbad Library and Arts Foundation’s Gartner Fund and the Carlsbad Tourism Business Improvement District grants through the City of Carlsbad. For more information, please contact our office.  Can one school site apply for multiple Arts in Schools awards? o Yes. While there is no limit to applications from one school site, multiple applications from one site with projects in one artistic genre (i.e. music) will be taken into consideration. DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F Page 8 of 8 5/13/20 APPENDIX 2: INELIGIBLE ORGANIZATIONS AND ACTIVITIES The City of Carlsbad will NOT award grants to:  Organizations receiving funding through City of Carlsbad Community Activity Grants  Governmental agencies or public authorities  Applicants that have a “delinquent” status with the Community Arts Grants Funding Programs  Retroactive funding for completed activities  Religious and/or sectarian programming or any programming and/or services that are solely for the promotion of or consumption by a specific religious order and/or sect  Cash reserves or endowments of any kind. Awards are to be expended within the designated funding period  Capital expenditures, including construction, renovation or purchase of real property o Purchases or repairs of arts-specific equipment with the capability of extended use over several years are permitted. Proposals requesting funds for such expenses should be discussed in advance with the Cultural Arts Office staff.  Applications that do not support nonprofit, public art activities or projects that benefit a for-profit business or activity  Projects through a fiscal sponsor that benefit the sponsoring organization or are an extension of the sponsoring organization’s programs or services  Support groups and/or non-profit organizations supporting city departments or facilities  General operating costs, including costs associated with the start-up of a new organization  Applications to reduce existing deficits Funding may NOT be used for:  Fund-raising expenses  Consultants who are members of an applicant’s staff or board  Payments to students  Scholarships, fellowships or tuition assistance  Costs incurred before the start of the funded project or outside the funding period  Any and all in-person activities outside the City of Carlsbad limits  Entry fees for competitions or sponsorship fees  Pageants, fund-raising events or hospitality costs  Publication of manuscripts or compositions not created as part of a grant-supported project  Purchase of monetary awards, cash prizes, contributions or donations  Scholarly or academic research, tuition and activities which generate academic credit or formal study toward an academic or professional degree  Creation of textbooks DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F Community Arts Grants 2020/2021 Application Reference #10845563 Status Complete Login Username sapermenter Login Email sapermenter@luxartinstitute.org First Name Lexi Last Name Meyerowitz Title Development Director Street Address 1550 S. El Camino Real City Encinitas State California Zip Code 92024 Phone Number 7604366611 Email Address lmeyer@luxartinstitute.org Are you applying as an:Arts Organization As an Arts Organization, would you be interested in acting as a Fiscal Sponsor for individual artists to apply for future Community Arts Grants? This would not impact your own organization's ability to apply for funding. If you check yes, Cultural Arts Office staff will reach out with more information. We appreciate your support of individual artists! (OPTIONAL) No thank you For which funding category are you filling out this application? Arts Projects Organization Name Lux Art Institute Street Address 1550 S. El Camino Real City Encinitas State California Zip Code 92024 EXHIBIT "A" DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F Phone Number 7604366611 Organization website URL:www.luxartinstitute.org What is your organization's mission statement? Lux Art Institute is a pioneering contemporary arts institution committed to redefining the museum experience by making art more accessible and personally meaningful. Through our Artist-in-Residence program, Regional Artist exhibitions, onsite arts educational programming for all ages, and esteemed arts outreach program, the Valise Project, Lux is a source for educating our San Diego community and beyond about the creative process from conceptualization to the final work of art. In this new era facing the COVID-19 pandemic, Lux launched a new digital platform for our exhibition and educational programming, entitled Art Access, expanding our reach beyond San Diego’s borders. Is this your organization's first time applying with the City of Carlsbad? Yes Project Name The Valise Project Project Summary Lux Art Institute requests funds to underwrite the costs of our arts outreach program, the Valise Project, to bring to 525 students of Carlsbad schools during the 2020-2021 academic year. This program brings contemporary art and hands-on curriculum aligned with California Common Core State Standards to classrooms across San Diego with a new Digital program targeted at potential homeschool scenarios, including opportunities for free programs to low income and military families who have seen dramatic cuts to their arts funding. Project Start Date 09/01/2020 Project End Date 06/30/2021 DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F Please provide us with the name, date, time, and location of all project events in order to give our staff ample time to make arrangements to send out communications and coordinate site visits. The Valise Project, through an award by the City of Carlsbad, will bring arts outreach to the schools, classrooms, and students of the Carlsbad Unified School district during the 2020-2021 academic year, from September through June as requested by the classroom teachers. The project will be conducted in classrooms Monday through Friday during regular school hours. In the case of the Digital Valise, as part of stay at home COVID-19 orders, the project will be conducted virtually in the students’ homes during the designated time of instruction by their classroom teacher. Funding Request from the City of Carlsbad's Cultural Arts Grants 7500 Total Number of Expected Participants for Project 525 Total Number of Expected Audience Attendance for Project 0 DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F Provide a brief example of a similar recent project by you or your organization and why it was successful. For over 20 years the Valise Project has brought museum-quality art to the students of San Diego County. The Valise Project brings individually designed suitcases, created by both local and international artists, to classrooms that leverage art to understand the subjects of language arts, social studies, local history, cultural semiotics, natural sciences, and issues of pollution and sustainability. Using grade-specific lesson plans, Lux educators integrate each Valise into the school’s curriculum with the goal of increasing the students’ interest in academic subjects through creativity. After the presentation, each student is provided material to create their own artworks, inspired by that Valise. The students will then be able to use what the World Economic Forum has determined are advanced skills including creativity, critical thinking, problem-solving strategies, and material retention. The Valise Project fills the growing need for arts education in schools that receive cuts to their budgets, especially schools of Title I status. These funds allow Lux to provide return visits to the same classrooms reinforcing the ideas and techniques. By bringing the Valise Project to these schools, Lux and the classroom teachers have seen increased engagement with course material and offer new methods for students to retain content. The success of this program over the past two decades has inspired us to create a Digital Valise project in response to the COVID-19 outbreak. This program, which will remain an option for local schools and homeschool families, will allow students to learn and create from their own homes. DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F What makes the project distinctive?Lux is committed to providing accessible and unparalleled art experiences, a mission exemplified by our Valise Project. Lux is unique by bringing all materials, curriculum, and an artwork to students. This opportunity helps those without access to transportation or arts funding. Lux’s education team actively evaluates the Valise Project’s impact ensuring it remains relevant. The curriculum is easily adaptable, making these updates seamless. The commissioning of new Valises to pair with the themes of our exhibitions addresses contemporary issues that are relatable to our community. This constant renovation differentiates our program from others that often reuse material without contextualizing it to student interests or curriculum. The 2020 year’s Valise will reflect themes of Migration and be constructed by a local artist. This Valise relates to the diverse background of the students we serve. According to a US Department of Education report from 2001, up to 30% of Title-I students come from migrant families. San Diego County’s Health & Human Services Agency currently lists that 21.5% of the population are immigrants speaking nearly 70 different languages. The Valise Project offers a one-of-a-kind experience where students engage in a dialogue and hands-on activity inspired by art while building upon their daily learning. Lux’s commitment to arts education for all students is additionally prepared to provide in-home deliverable curriculum and materials for the upcoming academic year in response to the COVID-19 outbreak. The Valise Project’s intersectional approach to learning allows students to comprehend and retain the material of California CCSS with innovative approaches. DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F What are the goals (outputs and/or outcomes) of the project? How will you measure your goals? The Valise Project will impact the students of Carlsbad by encouraging hands-on problem solving through interdisciplinary teaching. Valise fills a need for arts education caused by diminished funding. While parents employ fundraising efforts to address the need for arts education, this experience for students is waning. Through a curriculum that utilizes creativity and critical thinking, students are provided a new way to retain learned material through interactive, art-based lessons. The use of contemporary art objects introduces students to the world of art institutions; many Title-I students may not have the opportunity to visit or participate in on-site museum experiences. As stated by the California Alliance for Arts Education, “Multiple studies show arts education not only decreases feelings of anxiety, depression, and isolation but also positively impacts all-around academic performance.” Lux sees The Valise Project as both providing an educational tool for teachers while offering an outlet for students during trying times. Lux evaluates the number of classes who return year-after-year or within the same academic session. We gauge interest across various age groups, teachers, and geographic communities. This data measures the growth and determines communities with the greatest need for us to dedicate funds. Teacher evaluations help understand the Valise instructor’s effectiveness, lesson structure, and relatability to the classroom’s existing curriculum. Student evaluations collect immediate reactions and determine long-term material retention and impact. By including a focus on students the Valise Project becomes more relevant, engaging, and inspiring. DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F Who is your target population and why? How will you reach them? The Valise Project is directed at grade school students from grades K-8. The Valise Project has easily adaptable curriculums that can be adjusted so the content and creative projects fit any age range. An award by the City of Carlsbad would allow us to focus on students in need, specifically those in Title I schools, in the Carlsbad school district. One of the greatest benefits of the Valise Project is that Lux is able to bring arts education directly to the students in their classrooms. Our Teaching Artist for the Valise Project gathers the materials and curriculum onsite at Lux and transports them to each classroom. Lux has worked with numerous Carlsbad schools over the past twenty years. The relationships with these teachers and administrators, in conjunction with word of mouth and outreach by our education staff, allows the Valise Project to enter more classrooms each year. In the wake of the COVID-19 outbreak facing the country, Lux is in the process of developing a parallel digital Valise program that offers students faced with potential school closures access to arts education in their homes. This alternate programming for the 2020-2021 academic year would be a deliverable program that would include all necessary art materials either delivered to the homes of students, their schools, or available for pick up from Lux’s physical campus in Encinitas. The Valise Project curriculum will be available online as through a digital web application. Are you partnering with any organizations or individuals that are involved in your project but are not employed or affiliated with the applying organization? No Please upload resumes and/or information of involved teaching artists, artists or any other individuals participating in your project. Only one PDF document will be accepted - please consolidate all information. Teaching_Artist_Resume_-_Proposal_- _Lux_Art_Institute_- _City_of_Carlsbad_Community_Arts_Program. pdf (90k) DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F This space is available for one document upload for any supplemental information you'd like to include. If you have multiple documents, please combine them into one for this upload. Any links should be included in the box above. (OPTIONAL) Supplemental_Materials_-_Valise_Flyer_- _Valise_Testimonial_-_Lux_Art_Institute_- _City_of_Carlsbad_Community_Arts_Program. pdf (2006k) Please upload your completed Project Budget form. Project_Budget_Form_- _City_of_Carlsbad_Community_Arts_Program_ 2020.xlsx (26k) Upload your organization's most recently filed IRS form 990EZ or 990, Part I - XII, and Schedule A. 990_Form_-_Lux_Art_Institute_- _City_of_Carlsbad.pdf (1879k) Please upload your IRS Letter of Determination. IRS_501_3_c_Letter_-_Lux_Art_Institute_- _City_of_Carlsbad_Community_Arts_Program. pdf (1230k) Upload your roster of board members. Please ensure the document includes names, titles, organization/business affiliation and areas of expertise. All files must be in PDF format. Board_of_Directors_-_Lux_Art_Institute_- _City_of_Carlsbad_Community_Arts_Program. pdf (96k) Signature of authorized representative from applying entity: First Name Shannon Last Name Permenter Title Development & Marketing Associate Phone Number 760-436-6611 Email Address sapermenter@luxartinstitute.org Last Update 2020-05-18 14:58:41 Start Time 2020-05-18 12:23:09 Finish Time 2020-05-18 14:58:41 IP 68.225.192.140 Browser Chrome OS Windows Referrer https://fs9.formsite.com/res/formLoginReturn DocuSign Envelope ID: B3270A73-CA3E-49AE-AF14-91448B2D031F