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HomeMy WebLinkAboutStudio Ace; 2019-03-22;2019 GRANT AGREEMENT FOR Studio Ace This agreement, is made on the nvSL day of Q\,\_ Q,.A...ck , 2otl_, by Studio Ace (ORGANIZATION), hereinafter referred to as "Grantee," and the CITY OF CARLSBAD, a municipal corporation, hereinafter referred to as "City" (the "Agreement.") City, as Grantor, agrees to provide Grantee the Grant funds awarded to Grantee during the 2019 Community Arts Grants Program in an amount not to exceed three thousand, seven hundred fifty dollars ($3,750) ("Grant.") The purpose of the Grant is to provide funds to Grantee for the project outlined in the Agreement Scope ("Agreement Scope"). Project Title: Support North County Arts Network Executive Administrator Salary The grant provided herein is comprised of public funds. Therefore, to ensure that the public funds are used for a public purpose, in accordance with the law, the City and Grantee hereby agree to the following terms. TERMS AND CONDITIONS OF GRANT 1. TERM. The term of this Agreement shall mean the period commencing on the effective date of this Agreement and expiring on January 31, 2020. The term ofthis Agreement may be extended by mutual written agreement of the parties. The parties will prepare a written amendment indicating the effective date and length of extended Agreement. 2. USE OF COMMUNITY ARTS GRANTS PROCEEDS. a. Grant funds are to be disbursed as outlined in this Agreement in consideration of and on condition that the sum be expended in carrying out the purpose as set forth in the Agreement Scope and under the terms and conditions set forth in this Agreement. Grantee agrees to assume any obligation to furnish any additional funds that may be necessary to complete the Agreement Scope. b. All costs accrued for services and/or supplies prior to the execution of Agreement are not eligible for funding or reimbursement through the use of Grant proceeds. c. Eligible and ineligible costs include, but are not limited to, items detailed in the Community Arts Grants 2019 Guidelines, in the section titled Eligible and Ineligible Costs, attached hereto as Exhibit A. 3. CONDITIONS OF FUNDING AND DISBURSEMENT. City shall have no obligation to provide the Grant proceeds or to make any subsequent disbursement of Grant proceeds, and may seek reimbursement of Grant proceeds, if any of the following requirements are not fully satisfied: a. Grantee agrees to use grant funds to implement the Agreement Scope, including using the Grant funds to only cover expenditures for programs and services incurred during the Agreement Scope dates and under the terms and conditions of this Grant Agreement. b. Grantee shall certify that the Agreement Scope is within Carlsbad city limits or that the Grantee's main address is within Carlsbad city limits. c. Grantee shall complete all work in accordance with Agreement Scope, d. As reasonably soon as possible, but in no case later than thirty (30) calendar days, Grantee shall notify the City of events or proposed changes that could affect the Agreement Scope. e. The Grantee shall be responsible for the performance of the work, as set forth herein, and for the preparation of reports required by this Agreement. f. Before Grantee makes any material changes to the Agreement Scope, Grantee agrees to submit to the City, in writing, a proposal requesting changes to the Agreement Scope. 1 Grantee shall make no material changes to the Agreement Scope unless and until City formally approves the Grantee's request in writing. g. Grantee agrees to acknowledge the City's Grant consistent with the 2019 Community Arts Grants Guidelines, attached hereto as Exhibit A. h. Grantee shall provide full and timely information to the City to update staff on programs, and include naming the City in any publications and/or social media, whether in digital or print format, as opportunities arise. i. Grantee shall retain all records and supporting documentation, including expenditure receipts, applicable to the Agreement Scope and this Agreement for a period of three (3) years, and make all records and supporting documentation readily available, upon request, for inspection and/or audit by representatives of the City. 4. RETURN OF GRANT FUNDS. Any determination, by the City, of noncompliance with activities and expenditures outlined in the Agreement Scope without prior notice and express approval by the City, upon demand by the City, Grantee agrees to return to the City the amount requested by the City, up to and including an amount equivalent to the full Grant award. Failure of the Grantee to comply with the terms of this Agreement shall not be the cause for return of Grant funds if, in the judgement of the City, such failure was due to no fault of the Grantee. In such case, any amount required to settle, at minimum cost, any irrevocable obligations properly incurred shall be eligible to be paid by Grant funds. 5. REQUIRED REPORTS. Failure to complete the following reports may render the recipient ineligible to receive the full and final payment of the Grant award. a. Submit a Revised Project Form, as required per the 2019 Community Arts Grants Guidelines, attached hereto as Exhibit A, within thirty (30) days of Grant award notification. b. Submit a Final Report including all required attachments by completing the designated form to the City (30) calendar days after the Agreement Scope end date or, January 31, 2020, whichever is earlier. Grantees in noncompliance with the above reporting requirements agree to return some or all of the initial Grant payment if requested by the City. Additionally, if Grantee is found to be in noncompliance, Grantee agrees that for the year immediately following a determination of noncompliance, Grantee shall be ineligible to receive any new grants from the City. 6. DISBURSEMENT OF GRANT FUNDS. The Grant amount to be provided to the grantee, under this Agreement, may be disbursed as follows: a. First payment of 80 percent of Grant will be disbursed upon approval of Revised Project Form as applicable, and receipt of fully executed contract. b. Final payment of 20 percent of Grant will be disbursed upon receipt of Final Report and approval by City staff. c. Any payment of a Grant amount in excess of the final Project costs shall be returned to the City within sixty (60) days of completion of the Agreement Scope or the Project end date, whichever is earliest. 7. PROJECT CANCELLATION. a. If a Grantee wishes to cancel a Project at any time, Grantee shall notify the City in writing within fifteen (15) calendar days of the decision to cancel and Grantee, at the time it provides the City with notice of cancellation, shall return all Grant funds to the City. b. In the event an approved Agreement Scope cannot be completed for any reason, and if Grant funds were disbursed to Grantee, Grantee agrees to return all Grant funds to the City forthwith. 2 8. PROJECT MODIFICATION OR TERMINATION. a. Grantee may unilaterally rescind this Agreement at any time prior to the commencement of the Project, or prior to first disbursement of funds. After Project commencement, as outlined in the Agreement Scope, or disbursement of Grant funds, this Agreement may be rescinded, modified or amended only by mutual agreement, in writing, of both the City and Grantee. 9. LOSS OF GRANT. At the discretion of the City, the following actions may result in a loss of all or in part of any Grant amount allocated to the Grantee: a. A Grantee fails to enter into a signed Agreement with the City within sixty (60) calendar days of receipt of the Agreement. b. Activities associated with Grantee occur that do not align with activities described in the Agreement Scope, including, but not limited to, reduction in services, significant alteration of Agreement Scope elements, such as performers, artists or attendees, or significant changes in budget income, expenses or line item designations from Grantee's budget, included in the Agreement Scope. c. A Grantee withdraws or terminates the Agreement Scope. d. A Grantee fails to complete the Agreement Scope and/or fails to submit all required reports and/or documentation before January 31, 2020. 10. COVENANT AGAINST DISCRIMINATION. Grantee agrees that neither it nor its agents shall discriminate against any clients, prospective clients, employees, prospective employees, contractors, or prospective contractors on the basis of race, color, religion, sex, national origin, age, disability or familial status. 11. NOTICES. a. The names and addresses of the persons who are authorized to give written notices to receive written notice on behalf of City and on behalf of Grantee under this Agreement. b. Each party will notify the other immediately of any changes of address that would require any notice or delivery to be directed to another address. For Grantee: Studio Ace Attn: Julia Fister 3861 Mission Avenue, Suite B3 Oceanside, CA 92058 Email: julia@studioace.org 3 For City: City of Carlsbad Library & Cultural Arts Director 1775 Dove Lane Carlsbad, CA 92011 \\\ \\\ \\\ \\\ \\\ \\\ \\\ 12. INDEMNIFICATION. Grantee hereby agrees to defend, indemnify, and hold free and harmless the City, its officers and employees, against any and all claims, damages, losses, costs (including but not limited to attorney's fees) and liabilities of any kind arising directly or indirectly out of, or related in any way whatsoever to the provision of Grant proceeds. 13. NO PARTNERSHIP OR JOINT VENTURE. The relationship between City and Grantee is solely that of Grantor and Grantee. Under no circumstances shall City and Grantee be deemed to be partners or involved in a joint venture. 14. MODIFICATIONS. This Agreement may not be modified or amended except by written document executed by a duly authorized representative of both the City and the Grantee. 15. GOVERNING LAW. This Agreement shall be construed in accordance with and be governed by the laws of the State of California. Venue, in the event of a dispute, shall be in the North San Diego County Superior Court. 16. SEVERABILITY. In the event that any provision or clause of this Agreement conflicts with applicable law, such conflict shall not affect other provisions of this Agreement, which can be given effect without the conflicting provision. To this end, the provisions of this Agreement are declared to be severable. 17. DRAFTING AMBIGUITIES. Grantee understands that it is aware that it has the right to be advised by counsel with respect to the negotiations, terms and conditions of this Agreement, and that the decision of whether or not to seek advice of counsel with respect to this Agreement is a decision which is the sole responsibility of Grantee. This Agreement shall not be construed in favor of or against either Party by reason of the extent to which either Party participated in the drafting of this Agreement 4 18. SIGNING AUTHORITY. The representative for each Party signing on behalf of a corporation, partnership, joint venture or governmental entity hereby declares that authority has been obtained to sign on behalf of the corporation, partnership, joint venture, or entity and agrees to hold the other Party or Parties hereto harmless if it is later determined that such authority does not exist. GRANTEE *By:_V~~~~~~~-~~- (lst signature here) 0u u A tis'[Els., / E t-ec . i), redz,r (Print name/Title) ju.. li Cl 4) stud1oace.or9 (Email address) 3-12-/9 (Date) **By: ___________ _ (2nd signature here) (Print name/Title) (Email address) (Date) CITY OF CARLSBAD, a municipal corporation of the S!:°f California_ By: (lli/J_f}UA, f9~ HEATHER PIZZUTO Library & Cultural Arts Director ATTEST: ~509~~ City Clerk If required by City, proper notary acknowledgment of execution by contractor must be attached. !f..E_ Corporation. Agreement must be signed by one corporate officer from each of the following two groups. *Group A. **Group B. Chairman, President, or Vice-President Secretary, Assistant Secretary, CFO or Assistant Treasurer Otherwise, the corporation must attach a resolution certified by the secretary or assistant secretary under corporate seal empowering the officer(s) signing to bind the corporation. APPROVED AS TO FORM: CELIA A/iCJi.tf-Jt.y Attorney By: _____ ~------ ~s;,istant City Attorney °J/1--0(,q Date 5 EXHIBIT "A" SCOPE OF GRANT Itemized list of what Grantee will complete to satisfy grant funding. Items which may be included in this section: 1. Required -Completed Community Arts Grants 2019 Application 2. Optional, as needed -Community Arts Grants 2019 -Project Budget Information 3. Optional, as needed -Community Arts Grants 2019 -Revised Project Form 4. Optional, as needed -Community Arts Grants 2019 -Revised Project Budget Information 5. Required -Community Arts Grants Guidelines 2019 6 Community Arts Grants 2019 Application Reference# 9777670 Status Complete Login Usemame NCANAmanda Login Email NCANAmanda@gmail.com First Name Amanda Last Name Ecoff Title Executive Administrator Street Address 6745 Tea Tree Street City Carlsbad State California Zip Code 92011 Phone Number 2038433804 Email Address NCANAmanda@gmail.com Are you applying as an: Arts Organization As an Arts Organization, would you be No thank you interested in acting as a Fiscal Sponsor for individual artists to apply for future Community Arts Grants? This would not impact your own organization's ability to apply for funding. If you check yes, Cultural Arts Office staff will reach out with more information. We appreciate your support of individual artists! {OPTIONAL) For which funding category are you filling out this application? Organization Name Street Address City State Zip Code Capacity Building North County Arts Network 6745 Tea Tree Street Carlsbad California 92011 Phone Number Organization website URL: What is your organization's mission statement? 2038433804 https://sdncan.org/ North County Arts Network's mission is to ensure that the arts are recognized as vital in the lives of its people; develop an innovative vision, plan, and collaborative effort to strengthen the arts; serve, advance, and lead in the maintenance of a diverse network of institutions, businesses, and individuals who work in the arts; and to maintain a directory of arts resources and organizations. Is this your organization's first time applying No with the City of Carlsbad? Has your organization received funding from Yes the City of Carlsbad's Community Arts Grants program in the past? Project Name Project Summary Project Start Date Project End Date Funding Request from the City of Carlsbad's Cultural Arts Grants Total Number of Expected Participants for Project Support North County Arts Network Executive Administrator Salary The Community Arts Grant will help us pay the North County Art Network executive administrator throughout 2019, while we look to develop, solidify and implement a consistent income stream to secure and grow the impact and infrastructure of NCAN, and explore the possibility of and pathways to non-profit status. Among all of the duties, the most important responsibility for the executive administrator is to maintain and foster current and new members while advocating for and creating future partnerships among artists, venues and organizations to further promote arts education and the economic impact of the arts within and for Carlsbad. 01/01/2019 12/01/2019 5000 10,000 What makes the Support North County Arts Network Executive Administrator Salary project distinctive? Providing support for the North County Arts Network executive administrator salary is distinctive because NCAN is the only large scale collaborative network for Carlsbad artists, organizations and promoters of the arts in our region. We are profoundly committed to and supported by many arts partners in Carlsbad, including New Village Arts, Carlsbad Friends of the Arts, the City of Carlsbad Cultural Arts Office, the Carlsbad Music Festival and the Museum of Making Music. Our members also include local talent like the Bad Carls, the Stratacapellas, and many more. While we focus on a variety of priorities, the NCAN executive administrator's main efforts are to advocate and generate audiences for artists and venues, provide networking opportunities and cross collaborations, and promote the importance of the cultural arts in our economic and community development. NCAN's presence at local Carlsbad events such as Artwalk and Art, Rhythm and Wine help further the unique significance of our advocacy and support for the arts. Both of these festivals feature arts, entertainment, and hands-on arts activities for all ages in the perfect outdoor climate of Carlsbad. Above all, NCAN is distinctive as the only organization written into the city of Carlsbad Cultural Arts Master Plan -Business Sector Action Matrix: Action item 2.3 to "Support the development of NCAN towards potential non-profit status and strengthen its efforts to support the regional arts ecology." We are uniquely poised to promote the arts created within and provided to Carlsbad. What special circumstances, challenges, or changes have caused your organization to focus on management and/or organizational issues at this time? North County Arts Network is approximately 3 years old. In this short time, we have developed a directory of over 1000 members - music and dramatic performers, visual and literary artists, performance venues, and more. We have held an economic summit, committee meetings and networking events in Carlsbad at New Village Arts, the Museum of Making Music, the Cultural Arts Office and the Schulman Auditorium. NGAN further fosters the arts community by hosting other organizations at our booths at Artwalk and Art, Rhythm & Wine, affording access they might not have had otherwise. In these three short years, NGAN has matured to the point where we now need to employ an executive administrator to help provide services worthy of these partnerships, support the members who have yome to rely on our resources and explore the possibility of becoming a non-profit. We are cultivating this position to grow with the organization as we continue promoting and enhancing the arts and the economic success of our local community. Our executive administrator is also responsible for the day to day operations of the organization: review and acceptance of new members, maintenance of the calendar and featured events on our newly created multi-functional website, financial record keeping, outreach via social media and personal contact, research on grants and funding sources for arts organizations, potential partnerships within the membership, attendance at community events for the purposes of networking and future member cultivation, and more. How will this project improve your organization's capacity to meet its goals and advance its mission? The mission of the North County Arts Network is to serve, advance, and lead the diverse network of organizations and individuals who work in the arts in Carlsbad and North County. NGAN also shares the city of Carlsbad cultural arts office's "dedication to encourage, develop and facilitate an enriched environment of artistic, creative and cultural activity in the city of Carlsbad and the northern San Diego region". In accordance with the statement in the city of Carlsbad Cultural Arts Master Plan, NGAN is exploring potential non-profit status as one of its major goals. The Community Arts Grant support for an executive administrator will help increase our capacity to research, process and present the pathway options for meeting this goal to the steering committee comprised of members from many Carlsbad arts groups, including the Museum of Making Music, the city of Carlsbad Cultural Arts Office, New Village Arts and Carlsbad Friends of the Arts. In addition, supporting the executive administrator for NGAN will improve our capacity to continue to provide our services and advance our mission by providing consistency to and promotion of our members in our day to day activities, advocating for the cultural arts community and increasing the potential for collaborative partnerships in and with Carlsbad. What is the overall timeline for the project you are proposing, including and beyond the grant period? In January, the NGAN steering committee will meet to hold a retreat to discuss fee based membership, non-profit status and funding sources, set priorities for the coming year and create an implementation schedule. At the beginning of the year, NGAN offers our members exclusive receptions in collaboration with Carlsbad's Cannon Art Gallery, including invitations to Front Row Fridays, providing snippets of some of San Diego's fine artistic performances, and to Starring Artist events where the audience participates in a Q&A session with the artist(s) and is then treated to a live performance. Throughout the year we will create additional materials and campaigns to promote our members and the benefits of membership, a process that will allow us to reach our target audiences and implement our priorities for 2019. We will initiate the programs and continue to research and report to our steering committee on the progress of grant funding, arts advocacy, collaborative partnerships and non-profit status. NGAN will hold quarterly Steering Committee meetings, biannual networking events, and prepare for and manage our fall programs in Carlsbad at Artwalk on Armada Drive, and at Art, Rhythm & Wine at the Forum Shopping Center. In advance of and coordination with National Arts & Humanities in October, NGAN will develop marketing materials, strategies, and invitations to audiences to "Open Your Hearts" to the arts during our annual month long promotion celebrating the artistic community. The executive administrator will additionally continue to provide the daily operations throughout the year and beyond. List any capacity-building projects you have undertaken in the past three years, the dates of those projects, and very briefly describe the outcomes. {OPTIONAL) Will this capacity Building grant fund any personnel, whether they be staff or consultants? Please upload a bio, resume or similar information on any and all personnel whose position(s) will be funded through a capacity Building grant. Since NCAN is only three years old, all of our capacity building has occurred during the last three years: North County Arts Network has held a dozen Steering Committee meetings, several networking events, and an Economic Summit; developed a website and hosted booths at local art festivals, each time experiencing new member growth, more outreach and many new collaborations. At the NCAN booths at both Artwalk and Art, Rhythm & Wine in SepUOct 2018, we introduced NCAN and our partners to over 10,000 attendees. We increased awareness, fostered the arts community and provided access to potential audience members by hosting other artists and venues in our booths. In April 2018, the NCAN networking event at the Museum of Making Music included representatives from the San Diego Tourism Authority and introduced many new members to the museum. We learned that arts plays a big part in our local economy, with over 10% of tourist dollars spent on entertainment and cultural arts. The creation and maintenance of our multi-use website in 2018 (https://SDNACN.org/), also increases capacity for greater access to audiences for our members, a shared calendar of events, organizational branding and many more advantages. The most poignant realization at the NCAN Arts and Economic Summit in October 2017 with more than 200 attendees, looking to foster their leadership in the arts, was that 'we must change the conversation about the arts from that of a "charity" to one about an "industry" that provides cultural, educational and economic benefits to the community.' Yes Ecoff_Resume_2018_Nov. pdf ( 143k) This space is available to you to provide any links to any marketing materials, videos, images, websites, file sharing etc. that would provide more information on your project. {OPTIONAL, but recommended.) This space is available for one document upload for any supplemental information you'd like to include. If you have multiple documents, please combine them into one for this upload. Any links should be included in the box above. {OPTIONAL) Please upload your completed Project Budget form. Upload your organization's most recently filed IRS form 990EZ or 990, Part I -XII, and Schedule A Upload your roster of board members. Please ensure the document includes names, titles, organization/business affiliation and areas of expertise. All files must be in PDF format. Signature of authorized representative from applying entity: First Name Last Name Title Phone Number https://sdncan.org/ (NGAN website) https://sdncan.org/past-events/ https://sdncan.org/2018/04/11 /2018-looking- north-seek-to-be-found-did-you-missit-here-is- the-report/ https://sdncan.org/calendar-events/open-your- hearts-to-north-county-arts/ https://www.smorgborg.com/11192201-951 a- 4163-80857140d48ac8a 1 /articles/artwalk- carlsbad-ncan-showcase-review https://www.smorgborg.com/11192201-951 a- 4163-80857140d48ac8a 1 /articles/ncans- silent-auction-fundraiser-at-art-rhythm-and- wine https://www.smorgborg.com/11192201-951 a- 4163-8085-7140d48ac8a1 /articles/art-rhythm- and-wine-and-silent-auction Studio_Ace_NCAN_Fiscal_Agency. pdf (66k) CAG_2019_Capacity_Building_Budget_Form.p df(114k) 2017 _STUDIO_ACE_990N_NCAN_Fiscal_Age nt.pdf (?Ok) 2018_NCAN_Steering_Comm.pdf (67k) Amanda Ecoff Executive Administrator 203-843-3804 Email Address Last Update Start Time Finish Time IP Browser OS Referrer NCANAmanda@gmail.com 2018-11-0515:50:49 2018-11-0515:50:14 2018-11-05 15:50:49 76.176.180.202 Chrome Windows https://fs9.formsite.com/res/formloginReturn Applicant: COMMUNITY ARTS GRANTS 2018 -CAPACITY BUILDING INFORMATION PROJECTED -APPLICATION ACTUALS -FINAL REPORT C apacity Building Income $ Notes $ Notes CAG Grant Amount $5,000 Amount requested t hrough Community Arts Grants 2019 Amount received through Community Arts Grants 2019 PROJECTED INCOME TOTALI $5,000 ACTUAL INCOME TOTALI $0 PROJECTED -APPLICATION ACTUALS -FINAL REPORT C apacity Building Expenses $ Notes $ Notes Salary $4,750 190 hours of support for the NCAN executive administrator at $25 per hour Fiscal Agency Fee $250 5% Fiscal Agency fee paid to Studio Ace PROJECTED EXPENSES TOTALI $5,000 ACTUAL EXPENSES TOTALI $0 Applicant: COMMUNITY ARTS GRANTS 2018 -CAPACITY BUILDING INFORMATION IN PROJECTED -APPLICATION -KIND SUPPORT Value Notes IN-KIND TOTALS'=I =====$=0===1 Budget Instructions: For application, fill out only green. For final report, fill in blue. You will only be able to fill out the cells highlighted in green or blue. The application project budget must balance. Total income must equal total expenses. Final Report may c Round all budget figures to the nearest whole dollar. Enter a 'O' in any cells that you don't have an amount to add. ACTUALS -FINAL REPORT Value Notes $0 Please give detailed descriptions for each line item in the notes column. For example, if your total admissions is $1,000, enter "4 shows, 50 attendees, $5 each." Please insert your organization name in the top right header. COMMUNITY ARTS GRANTS GUIDELINES -2019 WELCOME The City of Carlsbad Cultural Art s Office serves to encourage, develop and facilitate an enriched environment of artistic, creative and cultural activity in the City of Carlsbad and the Northern San Diego County region. As a component of many services and activities, the Cultural Arts Office manages funding programs to provide financial support to organizations, schools and individuals for various projects through a competitive application and review process. The Community Arts Grants program supports projects and activities that provide and support quality arts and cultural programming within Carlsbad. Our mission is to: • Reinforce the artistic and cultural opportunities and experiences for our residents; • Provide arts education and lifelong learning opportunities for all ages; • Support local and regional arts and cultural organizations as an important component of the economy and quality of life in Carlsbad and Northern San Diego County; • Encourage new & emerging arts programs and organizations in Carlsbad; and • Celebrate and promote Carlsbad as an exciting, vibrant and creative community destination for visitors and tourists throughout the world. 2019 OVERVIEW Deadline for regular 2019 cycle grant applications is Monday, Nov. 5, 2018 at 4 p.m. Applications will only be accepted online at www.carlsbadca.gov/arts • $80,000 in funding available • All funds will be disbursed in a first payment of 80% of award after review of applications, and final 20% of award will be disbursed upon receipt of completed final report (due 30 days after completion of project) ELIG IBILITY • Programs and activities supported must take place in the 2019 calendar year, Jan. 1-Dec. 31, 2019 • All funded activities must take place within the City of Carlsbad. The Cultural Arts Office reserves the right to negotiate the location of grant-funded activities • All applicants, including fisca l agents, must be not-for-profit, tax-exempt orga nizations, as determined by either the Internal Revenue Service or the California State Franchise Tax Board • If projects including partnerships, only one application may be submitted for that particular project involving all parties o If a school or affiliated party would like to partner with an arts organization for a project, the arts organization must be the applying party GU IDELI NES APPENDICES • Appendix 1-Frequently Asked Questions • Appendix 2 -Ineligible Organizations and Activities • Appendix 3 -Sample Budget • Appendix 4 -Sample Community Arts Grants 2019 Agreement FUNDING CATEGORIES Funding will be organized by the applicant's type of organization, then into available category or categories for that organization type. Each category will have a maximum funding limit. • Arts Organizations, including Fiscal Agents of Individual Artists -$45,000 total maximum in awards Page 1 of 8 o Capacity Building -$5,000 maximum award o Arts Projects -$7,500 maximum award • Educational Institutions and Affiliated Groups -$30,000 total maximum in awards o Arts in Schools -$2,500 maximum award • Special Opportunities -$5,000 total maximum in awards o $500 maximum award o All organization types o Outside of regular grant cycle, with funding throughout 2019 calendar. More information and guidelines on Special Opportunities grants will be available in November, 2018 ARTS ORGANIZATIONS • Arts Organizations are registered 501(c)(3) nonprofit organizations • Applicants may apply to one or both for the Capacity Building and the Arts Projects • No organizations may submit multiple applications in any one category per funding cycle PROJECTS THROUGH FISCAL AGENT • Individuals or organizations who do not have not-for-profit and wish to apply for funding status may apply through a fiscal agent • Fiscal agents will be responsible for receiving awarded funds and dispersing to the applicant with a service fee no more than 10% of the amount awarded to the applicant, if any • Organizations who act as fiscal agents are still eligible to apply for a Community Arts Grants on their own behalf • Any individual artist receiving funding through a fiscal agent must be 18 years of age on or before Oct. 1, 2018 ARTS ORGAN IZATIONS -CAPACITY BUILDING • Capacity Building grants have a maximum award of $5,000 • Capacity Building grants are designed to help an arts organization with actions that improve effectiveness in terms of organizational and/or financial stability, strengthens community impact, or supports the execution of nonprofit's missions more effectively • Capacity Building grants will only be awarded to organizations residing in Carlsbad • These grants cannot be utilized for public performances, exhibitions, workshops, residencies, lectures or other programs that would fall under the Arts Projects category • Some examples of capacity building include: o Professional development for staff and board members o Opportunities for peer learning, networking or leadership development o Creating or re-examining organizational plans o Initiating collaboration with other nonprofits o Developing new sources for earned income o Utilizing support for high-impact projects ARTS ORGANIZATIONS -ARTS PROJECTS • Arts Projects grants have a maximum award of $7,500 • Arts project requests are for specific arts project activities such as performances, exhibitions, residencies, assemblies workshops or lectures that provide arts opportunities that take place in Carlsbad • Arts projects grants are not for general operating su pport, and awards must be clearly shown to be used for specific project support • Any partnership with an individual or organization must include a letter of agreement from partnering entity EDUCATIONAL INSTITUTIONS AND AFFILIATED GROUPS • Requests are only available to nonprofit schools and authorized parent groups within Carlsbad city limits Page 2 of 8 ✓ ' \ EDUCATIONAL INSTITUTIONS AND AFFILIATED GROUPS -ARTS IN SCHOOLS • Arts In Schools grants have a maximum award of $2,500 • There is no limit to requests by school or district, though consideration will be given to projects of the same discipline from the same school • To be eligible for funding: o In-school projects funded through the Community Arts Grants may not be led by a permanent hourly or salaried employee in the school district in which they will be leading activities, performances or projects o Out-of-school programs may utilize teaching artists that are employed within that that or any district • Any partnersh ip with an individual or organization must include a letter of agreement from partnering entity • Schools are encouraged, whenever possible, to provide art experiences that families or the greater public may participate in SPECIAL OPPORTUNITIES • Special Opportunities grants are mini-grants for arts projects that become available after the deadline for the regular Community Arts Grants 2019 cycle has passed within the funding period of Jan. 1 -Dec. 30, 2019 • Requests will be accepted on a rolling basis, with a minimum of 40 days but recommended at least 60 days before the program or project is to begin • Special Opportunity grants may not be used for any project currently utilizing funds from the City of Carlsbad, including other Community Arts Grants • More information about Special Opportunity Grants will be available in November, 2018. Please contact staff with any specific questions regarding Special Opportunities grants APPLICANT IN FORMATION PROGRAM SCHEDULE Sept.17.2018 Sept. 18 By Sept. 24 Oct. 1 Oct. 15 Nov. 5 Week of Nov. 26 Dec. 10-15 January 2019 Jan. -Dec. 2019 Information Session in Gowland Meeting Room at Dove Library, 1775 Dove Lane, Carlsbad CA 92011 Information Session in Community Room at Cole Library, 1250 Carlsbad Village Drive, Carlsbad CA 92008 Application posted and available at www.carlsbadca.gov/arts Application workshop in Community Room at Cole Library, 1250 Carlsbad Village Drive, Carlsbad CA 92008 Application review submission deadline. All review feedback will be completed by Oct. 24 Applications for the 2019 cycle must be submitted electronically by 4 p.m. Submitted materials are reviewed and scored by a peer panel consisting of local and regional artists and arts professionals, as well as members of the Carlsbad Arts Commission review. The panel will create a funding plan for review and final approval by the Carlsbad Arts Commission Notification and awardee agreements emails will be sent to all applicants. Any applicant that receives <50% of requested amount will be required to complete a Revised Project Form First payments of awards are disbursed, projects commence All grantees must complete a Final Report within 30 days of program end date to receive the final payment of award. Excessively late submission of a final report may result in action taken per agreement INFORMATION SESS IONS, WORKSHOPS AND APPLICATION REVIEW New for 2019! To continue to support our artists and organizations, the Cultural Arts Office staff is pleased to provide additional resources for our applicants in the 2019 cycle. These offerings are optional, but recommended for any new applications, or those who would like more information. • Information Sessions -general overview of the grant process, forms and procedures Page 3 of 8 • Workshop -building on the information sessions, the workshop will also hands-on activities and exercises to build grant writing skills. If you are interested in attending the workshop, please email megan.gilby@carlsbadca.gov • Application Review -applications submitted by Oct. 15 can receive review by Cultural Arts Office staff for general feedback prior to the panel sessions. All feedback will be returned before Oct. 24 to allow time for edits, if needed, by deadline o Staff will review applications for effective and impactful delivery of information, as well as to ensure completeness and clarity of information provided. Staff will not be providing feedback on content, programming or other project details. PANEL REVIEW AND SCOR ING OF APPLICATIONS GRANTEE ACCESS DURING PANEL SESSIONS • Applicants in all categories are able to provide up to three (3) representatives on their behalf to: o Provide a five-minute presentation to the scoring panel • Up to three (3) representatives from each applying organization may participate in the presentation • Presentations can, but are not required to, include: Power Point, video, sound, photos and other multimedia augmentation Presentations can also include a demonstration or performance. Space will be limited, and staff will assist in planning and coordination with representatives before and during panels • If any presenters are under the age of 18, an additional representative may accompany them during panel o Answer questions by panel members regarding their presentation or application materials • While not required, it is strongly recommended that organizations take advantage of this opportunity to participate in the review process • Presentations are not scored and are included as an opportunity to provide additional information and insight to organization and proposed project • The date of the scoring panel will be set during the week of Nov. 26. All applicants will receive information for schedule upon submission of application • All applicants must be on site at least 20 minutes prior to scheduled time to allow for fluctuations in panel schedule. Any representative that is not present when the panel reviews their application forfeits their opportunity to be present, but will not otherwise affect their application's review • All time and representative count limits are strictly enforced. Staff reserves the right to make updates and final decisions regarding applicant presentations before and during panel sessions SCORING RUBRIC Scoring of applications will be on the following criteria, with each category worth 20 points, or a maximum score of 100. The provided examples are for information purposes only and are not meant to be exhaustive: • Quality of Program(s) o artistic merit of programs, qualifications of artists • Community Impact o effective service to identifiable community, level of community involvement, alignment with grant program mission • Management Capability o leadership strength, clarity and/or completeness of application, successful completion of past City of Carlsbad funded projects • Financial Health o history of balanced budgets and fiscal responsibility, diverse base of financial su pport from the community • Sustainability o sound management, long range planning, program or marketing innovation, presence of active, effective fund raising Page4of8 ✓ "\ \ OTH ER REVIEW AN D SCORING INFORMATION • Incomplete applications, or applications with incorrect information, will not be referred to review & scoring panel GRANTEE REQUIRE MENTS DURING PROJECT FUNDING PERIOD FINANCIAL MANAGEMENT Grant recipients are required to maintain accounts, records and evidence pertaining to costs incurred and revenues acquired under the respective grant program. Grantees should be able to provide upon request: • Accurate, current and complete disclosure of the financial accounting (expenses and revenue) for the grant project • Records that adequately identify the sources and application of funds for grant sponsored activities • Accounting records that can be supported by source documentation, like invoices, receipts, bank statements, etc. PUBLIC ACKNOWLEDGEMENT • Grant recipients must credit the Cu ltural Arts Office for its support of the project in printed, electronic and broadcast promotion of the funded projects. City staff must approve materials before printing, posting or use • The following acknowledgement along with a logo (which will be provided, used in original dimensions) must appear on all printed and electronic materials concerning the funded project: ''This program is funded in part by the City of Carlsbad's Cultural Arts Office." • Grantees failing to provide public acknowledgement may be denied funding for future applications PROMOTION • Grantees are required t o keep the Cultural Arts Office informed of all program dates and times. Grantees are encouraged and expected to: o Give notifications and invitations to the Cultural Arts Office in order to extend them to the Carlsbad City Council and the Carlsbad Arts Commission at least two weeks in advance of program o Provide full and timely information to the Cultural Arts Office so that grant-funded programs may be included in the Cultural Arts Office's publications, as opportunities arise. This includes providing high resolution photographs of the activities and participants of funded projects o Extensively promote funded events and projects SITE VISITS AND PROGRAM ATTENDANCE Th e Cultural Arts Office staff may monitor grant projects during the course of the grant cycle, including potential site visits. The reports of these visits will be included in grant application files and provide a basis for evaluation of future requests I POLICIES • Once submitted, applications may be moved into a different category at the discretion of the Cultural Arts Staff • The City of Carlsbad reserves the right to limit the funding amount to any applicant, regardless of eligibility or score in the panel process, based on funding limitations of goals of the program in a given year • Cultural Arts Office staff actively and continually review and evaluate all aspects of this program and processes, and updates may occur throughout the funding calendar. Cultural Arts Office staff will provide information on program updates to all grantees as they are adopted • Any proposed significant change or amendments to approved projects after approval of original application must be submitted in writing to the Cultural Arts Office by the grantee for approval before any grant funds are used, and before any execution of altered activity. This includes, but is not limited to, changes in purpose, scope, services, intended timeline, personnel, location, date, activities or budget • The Cultural Arts Office reserves the right to review, cancel or reallocate funds to projects that have significantly altered or shifted from stated goals in the original approved application and/or revised project form. Any funds cancelled must be returned to the Cultural Arts Office within 30 days of notification • No two entities (organization or school/affiliated groups) may apply for funding for the same project • Funds may not be used for fund raisers, scholarships or similar requests at the discretion of the Cultural Arts Office Page 5 of8 OTHER INFORMATION CARLSBAD ARTS COMMISSION MEETINGS: • Arts Commission meetings are public, held throughout the year and provide opportunities for citizen comments on funding program guidelines, general and specific Arts Commission and Cultural Arts Office policies, objectives, budgets requests and other matters. During these meetings, public comments from organizations, artists and members of the public is encouraged HOW TO APPLY APPLICATION All applications must be submitted on line. The application is comprised of five sections, some of which include long-answer sections and attachments. The application is available at www.carlsbadca.gov/arts. 1. Contact Information 2. Funding Type and Category 3. Project Overview 4. Narrative S. Budget a. A Sample Budget Itemization is included as Appendix 3 6. Signature STAFF ASSISTANCE Cultural Arts Office staff are always available to assist applicants. Please contact Megan Gilby, Community Arts Coordinator, at 760- 602-2081 or by emailing megan.gilby@carlsbadca.gov Page 6 of 8 APPENDIX 1 -COMMUNITY ARTS GRANTS FAQS • Are there any organizations ineligible to receive Community Arts Grant funding? o Yes. Any for-profit entity is ineligible to receive funding through the Community Arts Grants program. This includes schools and businesses. • Is there an age limit for individual artists? o Yes. Any individual artist applying or receiving funds through a fiscal agent must be 18 on or before September 1, 2018. • How are final awards decided? o All award amount decisions take into account the total amount of funding available, scores from panelists and the request from the applying entity. The scoring panel creates a funding plan based on these factors, which is forwarded to the Arts Commission for final approval. • What if I am receiving funding from City of Carlsbad through another department or division? o Any organization receiving funding through the City of Carlsbad's Community Activity Grants through the Housing and Neighborhood Services Department are ineligible to receive funding through Community Arts Grants. o It is in organization's best interest to explore and apply for other grant opportunities, including the Carlsbad Library & Arts Foundation's Gartner Fund and the Carlsbad Tourism Business Improvement District grants through the City of Carlsbad. For more information, please contact our office. • Can one school site apply for multiple Arts in Schools awards? o Yes. While there is no limit to applications from one school site, multiple applications from one site with projects in one artistic genre (i.e. • What kinds of projects are ineligible for funding? o Projects that are general operating costs • Projects may not be the entirety of what your organization offers to the public (i.e. supporting an entire season of programming). Projects are one aspect of a larger event, or a project unto itself. • Examples could include: non-ticketed events at a large event with a mix of ticketed and non- ticketed performances, supporting new work as part of a larger season, specific series of concerts within the context of a larger festival o Capital improvements • Capital improvements are defined as significant equipment or building/improving a venue. Capital improvements have depreciation. • Examples can include: building a performance venue, purchasing substantial lighting board equipment, acquiring a kiln for an arts studio, remodeling an existing space (dressing rooms, practice rooms, etc.), improvements that are affixed to the permanent building (shelving, cabinets, storage racks) • Examples of non-capital improvements: instruments, instrument cases, sheet music • Is the live presentation portion of the review session scored by the panel? o Presentations are not scored, and are included strictly as an opportunity to provide additional information and insight to organization and proposed project. • Will we be penalized if we do not participate in the review session for our application? o Presentations are not scored, and are included strictly as an opportunity to provide additional information and insight to organization and proposed project. No organization will be penalized for not participating in the review session. • What should be included in my presentation? o Please do not repeat any information in your application. Information can include o After the presentation, no participating by the applicant will be allowed, unless requested by the scoring panel for clarification purposes Page 7 of 8 APPENDIX 2: INELIGIBLE ORGANIZATIONS AND ACTIVITIES The City of Carlsbad will NOT award grants to: • Organizations receiving funding through City of Carlsbad Community Activity Grants • Governmental agencies or public authorities • Applicants that have a "delinquent" status with the Community Arts Grants Funding Programs • Retroactive funding for completed activities • Religious and/or sectarian programming or any programming and/or services that are solely for the promotion of or consumption by a specific religious order and/or a particular sect • Cash reserves or endowments of any kind, as awarded funds are to be expended within the designated funding period • Capital expenditures, including construction, renovation or purchase of real property o Purchases or repairs of arts-specific equipment with the capability of extended use over several years are permitted. Proposals requesting funds for such expenses should be discussed in advance with the Cultural Arts Office staff. • Private events or any activities offered for the sole purpose of raising money in excess of the value of programs or services delivered • Applications that do not support nonprofit, public art activities or projects that benefit a for-profit business or activity • Sponsored projects that benefit the sponsoring organization or are an extension of the sponsoring organization's programs or services • Support groups and/or "friends of" organizations of City departments or facilities • General operating costs, including costs associated with the start-up of a new organization • Applications to reduce existing deficits Funding may NOT be used for: • Fund-raising expenses • Projects or activities by colleges or universities for on-campus activities not intended for the genera l public • Consultants who are members of an applicant's staff or board • Payments to students • Scholarships, fellowships or tuition assistance • Costs incurred before the start of the funded project (earliest start date is Jan. 1, 2019) • Arts activities outside the City of Carlsbad • Entry fees for competitions or sponsorship fees • Pageants, fund-raising events or hospitality costs • Publication of manuscripts or compositions not created as part of a grant-supported project • Purchase of awards, cash prizes, contributions or donations. • Food or beverages for hospitality • Entertainment or reception functions • Internal programs at colleges or universities • Curriculum development or curricular activities • Scholarly or academic research, tuition and activities which generate academic credit or formal study toward an academic or professional degree • Creation of textbooks Page 8 of 8 ,·