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HomeMy WebLinkAboutAlliance Resource Consulting LLC; 2008-01-10;AGREEMENT FOR EXECUTIVE RECRUITMENT SERVICES Alliance Resource Consulting, LLC THIS AGREEMENT is made and entered into as of the / 0***" day of 206%, by and between the CITY OF CARLSBAD, a municipal corporation, ("City"), and Alliance Resource Consulting, LLC, an Executive Recruiter, ("Contractor"). RECITALS A. City requires the professional services of an Executive Search, Recruitment, and Selection Contractor to provide the necessary consulting services for the City Manager recruitment. B. Contractor has the necessary experience in providing professional services and advice related to public sector recruitment. C. Selection of Contractor is expected to achieve the desired results in an expedited fashion. D. Contractor has submitted a proposal to City and has affirmed its willingness and ability to perform such work. NOW, THEREFORE, in consideration of these recitals and the mutual covenants contained herein, City and Contractor agree as follows: 1. SCOPE OF WORK City retains Contractor to perform, and Contractor agrees to render, those services (the "Services") that are defined in attached Exhibit "A", which is incorporated by this reference in accordance with this Agreement's terms and conditions. 2. STANDARD OF PERFORMANCE While performing the Services, Contractor will exercise the reasonable professional care and skill customarily exercised by reputable members of Contractor's profession practicing in the Metropolitan Southern California Area, and will use reasonable diligence and best judgment while exercising its professional skill and expertise. 3. TERM The term of this Agreement will be effective for a period of one (1) year from the date first above written. If the candidate selected and appointed by the City terminates employment for any reason before the completion of the first year of service, contractor will provide the City with professional services required to appoint a replacement at no additional charge to the City. The City Manager may amend the Agreement to extend it for one (1) additional year period or parts thereof for the purpose of fulfilling the contract. The parties will prepare a written amendment indicating the effective date and length of the extended Agreement. City Attorney Approved Version #11.28.06 4. TIME IS OF THE ESSENCE Time is of the essence for each and every provision of this Agreement. 5. COMPENSATION The total fee payable for the Services to be performed during the initial Agreement term will be eighteen thousand dollars ($18,000) plus expenses not to exceed eight thousand dollars ($8,000). No other compensation for the Services will be allowed except for items covered by subsequent amendments to this Agreement. The City reserves the right to withhold a ten percent (10%) retention until City has accepted the work and/or Services specified in Exhibit "A". Incremental payments, if applicable, should be made as outlined in attached Exhibit "A". 6. STATUS OF CONTRACTOR Contractor will perform the Services in Contractor's own way as an independent contractor and in pursuit of Contractor's independent calling, and not as an employee of City. Contractor will be under control of City only as to the result to be accomplished, but will consult with City as necessary. The persons used by Contractor to provide services under this Agreement will not be considered employees of City for any purposes. The payment made to Contractor pursuant to the Agreement will be the full and complete compensation to which Contractor is entitled. City will not make any federal or state tax withholdings on behalf of Contractor or its agents, employees or subcontractors. City will not be required to pay any workers' compensation insurance or unemployment contributions on behalf of Contractor or its employees or subcontractors. Contractor agrees to indemnify City within thirty (30) days for any tax, retirement contribution, social security, overtime payment, unemployment payment or workers' compensation payment which City may be required to make on behalf of Contractor or any agent, employee, or subcontractor of Contractor for work done under this Agreement. At the City's election, City may deduct the indemnification amount from any balance owing to Contractor. 7. SUBCONTRACTING Contractor will not subcontract any portion of the Services without prior written approval of City. If Contractor subcontracts any of the Services, Contractor will be fully responsible to City for the acts and omissions of Contractor's subcontractor and of the persons either directly or indirectly employed by the subcontractor, as Contractor is for the acts and omissions of persons directly employed by Contractor. Nothing contained in this Agreement will create any contractual relationship between any subcontractor of Contractor and City. Contractor will be responsible for payment of subcontractors. Contractor will bind every subcontractor and every subcontractor of a subcontractor by the terms of this Agreement applicable to Contractor's work unless specifically noted to the contrary in the subcontract and approved in writing by City. City Attorney Approved Version #11.28.06 8. OTHER CONTRACTORS The City reserves the right to employ other Contractors in connection with the Services. 9. INDEMNIFICATION Contractor agrees to indemnify and hold harmless the City and its officers, officials, employees and volunteers from and against all claims, damages, losses and expenses including attorneys fees arising out of the performance of the work described herein caused by any negligence, recklessness, or willful misconduct of the Contractor, any subcontractor, anyone directly or indirectly employed by any of them or anyone for whose acts any of them may be liable. The parties expressly agree that any payment, attorney's fee, costs or expense City incurs or makes to or on behalf of an injured employee under the City's self- administered workers' compensation is included as a loss, expense or cost for the purposes of this section, and that this section will survive the expiration or early termination of this Agreement. 10. INSURANCE Contractor will obtain and maintain for the duration of the Agreement and any and all amendments, insurance against claims for injuries to persons or damage to property which may arise out of or in connection with performance of the services by Contractor or Contractor's agents, representatives, employees or subcontractors. The insurance will be obtained from an insurance carrier admitted and authorized to do business in the State of California. The insurance carrier is required to have a current Best's Key Rating of not less than "A-:V". 10.1 Coverages and Limits. Contractor will maintain the types of coverages and minimum limits indicated below, unless City Attorney or City Manager approves a lower amount. These minimum amounts of coverage will not constitute any limitations or cap on Contractor's indemnification obligations under this Agreement. City, its officers, agents and employees make no representation that the limits of the insurance specified to be carried by Contractor pursuant to this Agreement are adequate to protect Contractor. If Contractor believes that any required insurance coverage is inadequate, Contractor will obtain such additional insurance coverage, as Contractor deems adequate, at Contractor's sole expense. 10.1.1 Commercial General Liability Insurance. $1.000.000 combined single-limit per occurrence for bodily injury, personal injury and property damage. If the submitted policies contain aggregate limits, general aggregate limits will apply separately to the work under this Agreement or the general aggregate will be twice the required per occurrence limit. 10.1.2 Automobile Liability (if the use of an automobile is involved for Contractor's work for City). $1,000,000 combined single-limit per accident for bodily injury and property damage. City Attorney Approved Version #11.28.06 10.1.3 Workers' Compensation and Employer's Liability. Workers' Compensation limits as required by the California Labor Code and Employer's Liability limits of $1,000,000 per accident for bodily injury. Workers' Compensation and Employer's Liability insurance will not be required if Contractor has no employees and provides, to City's satisfaction, a declaration stating this. 10.1.4 Professional Liability. Errors and omissions liability appropriate to Contractor's profession with limits of not less than $1,000,000 per claim. Coverage must be maintained for a period of five years following the date of completion of the work. 10.2. Additional Provisions. Contractor will ensure that the policies of insurance required under this Agreement contain, or are endorsed to contain, the following provisions: 10.2.1 The City will be named as an additional insured on General Liability. 10.2.2 Contractor will obtain occurrence coverage, excluding Professional Liability, which will be written as claims-made coverage. 10.2.3 This insurance will be in force during the life of the Agreement and any extensions of it and will not be canceled without thirty (30) days prior written notice to City sent by certified mail pursuant to the Notice provisions of this Agreement. 10.3 Providing Certificates of Insurance and Endorsements. Prior to City's execution of this Agreement, Contractor will furnish certificates of insurance and endorsements to City. 10.4 Failure to Maintain Coverage. If Contractor fails to maintain any of these insurance coverages, then City will have the option to declare Contractor in breach, or may purchase replacement insurance or pay the premiums that are due on existing policies in order to maintain the required coverages. Contractor is responsible for any payments made by City to obtain or maintain insurance and City may collect these payments from Contractor or deduct the amount paid from any sums due Contractor under this Agreement. 10.5 Submission of Insurance Policies. City reserves the right to require, at anytime, complete and certified copies of any or all required insurance policies and endorsements. 11. BUSINESS LICENSE Contractor will obtain and maintain a City of Carlsbad Business License for the term of the Agreement, as may be amended from time-to-time. City Attorney Approved Version #11.28.06 12. ACCOUNTING RECORDS Contractor will maintain complete and accurate records with respect to costs incurred under this Agreement. All records will be clearly identifiable. Contractor will allow a representative of City during normal business hours to examine, audit, and make transcripts or copies of records and any other documents created pursuant to this Agreement. Contractor will allow inspection of all work, data, documents, proceedings, and activities related to the Agreement for a period of three (3) years from the date of final payment under this Agreement. 13. OWNERSHIP OF DOCUMENTS All work product produced by Contractor or its agents, employees, and subcontractors pursuant to this Agreement is the property of City. In the event this Agreement is terminated, all work product produced by Contractor or its agents, employees and subcontractors pursuant to this Agreement will be delivered at once to City. Contractor will have the right to make one (1) copy of the work product for Contractor's records. 14. COPYRIGHTS Contractor agrees that all copyrights that arise from the services will be vested in City and Contractor relinquishes all claims to the copyrights in favor of City. 15. NOTICES The name of the persons who are authorized to give written notices or to receive written notice on behalf of City and on behalf of Contractor under this Agreement. For City: Name: Julie Clark Title: Human Resources Director Department: Human Resources City of Carlsbad Address: 1635 Faraday Ave. Carlsbad, CA 92008 Phone No. (760)602-2440 For Contractor: Name: Eric Middleton Title: Managing Partner Address: One World Trade Center Suite 1155 Long Beach, CA 90831 Phone No. (562)901-0769 Each party will notify the other immediately of any changes of address that would require any notice or delivery to be directed to another address. 16. CONFLICT OF INTEREST City will evaluate Contractor's duties pursuant to this Agreement to determine whether disclosure under the Political Reform Act and City's Conflict of Interest Code is required of Contractor or any of Contractor's employees, agents, or subcontractors. Should it be determined that disclosure is required, Contractor or Contractor's affected employees, City Attorney Approved Version #11.28.06 agents, or subcontractors will complete and file with the City Clerk those schedules specified by City and contained in the Statement of Economic Interests Form 700. Contractor, for Contractor and on behalf of Contractor's agents, employees, subcontractors and consultants warrants that by execution of this Agreement, that they have no interest, present or contemplated, in the projects affected by this Agreement. Contractor further warrants that neither Contractor, nor Contractor's agents, employees, subcontractors and consultants have any ancillary real property, business interests or income that will be affected by this Agreement or, alternatively, that Contractor will file with the City an affidavit disclosing this interest. 17. GENERAL COMPLIANCE WITH LAWS Contractor will keep fully informed of federal, state and local laws and ordinances and regulations which in any manner affect those employed by Contractor, or in any way affect the performance of the Services by Contractor. Contractor will at all times observe and comply with these laws, ordinances, and regulations and will be responsible for the compliance of Contractor's services with all applicable laws, ordinances and regulations. Contractor will be aware of the requirements of the Immigration Reform and Control Act of 1986 and will comply with those requirements, including, but not limited to, verifying the eligibility for employment of all agents, employees, subcontractors and consultants that the services required by this Agreement. 18. DISCRIMINATION AND HARASSMENT PROHIBITED Contractor will comply with all applicable local, state and federal laws and regulations prohibiting discrimination and harassment. 19. DISPUTE RESOLUTION If a dispute should arise regarding the performance of the Services the following procedure will be used to resolve any questions of fact or interpretation not otherwise settled by agreement between the parties. Representatives of Contractor or City will reduce such questions, and their respective views, to writing. A copy of such documented dispute will be forwarded to both parties involved along with recommended methods of resolution, which would be of benefit to both parties. The representative receiving the letter will reply to the letter along with a recommended method of resolution within ten (10) business days. If the resolution thus obtained is unsatisfactory to the aggrieved party, a letter outlining the disputes will be forwarded to the City Manager. The City Manager will consider the facts and solutions recommended by each party and may then opt to direct a solution to the problem. In such cases, the action of the City Manager will be binding upon the parties involved, although nothing in this procedure will prohibit the parties from seeking remedies available to them at law. City Attorney Approved Version #11.28.06 20. TERMINATION In the event of the Contractor's failure to prosecute, deliver, or perform the Services, City may terminate this Agreement for nonperformance by notifying Contractor by certified mail of the termination. If City decides to abandon or indefinitely postpone the work or services contemplated by this Agreement, City may terminate this Agreement upon written notice to Contractor. Upon notification of termination, Contractor has five (5) business days to deliver any documents owned by City and all work in progress to City address contained in this Agreement. City will make a determination of fact based upon the work product delivered to City and of the percentage of work that Contractor has performed which is usable and of worth to City in having the Agreement completed. Based upon that finding City will determine the final payment of the Agreement. Either party upon tendering thirty (30) days written notice to the other party may terminate this Agreement. In this event and upon request of City, Contractor will assemble the work product and put it in order for proper filing and closing and deliver it to City. Contractor will be paid for work performed to the termination date; however, the total will not exceed the lump sum fee payable under this Agreement. City will make the final determination as to the portions of tasks completed and the compensation to be made. 21. COVENANTS AGAINST CONTINGENT FEES Contractor warrants that Contractor has not employed or retained any company or person, other than a bona fide employee working for Contractor, to solicit or secure this Agreement, and that Contractor has not paid or agreed to pay any company or person, other than a bona fide employee, any fee, commission, percentage, brokerage fee, gift, or any other consideration contingent upon, or resulting from, the award or making of this Agreement. For breach or violation of this warranty, City will have the right to annul this Agreement without liability, or, in its discretion, to deduct from the Agreement price or consideration, or otherwise recover, the full amount of the fee, commission, percentage, brokerage fees, gift, or contingent fee. 22. CLAIMS AND LAWSUITS By signing this Agreement, Contractor agrees that any Agreement claim submitted to City must be asserted as part of the Agreement process as set forth in this Agreement and not in anticipation of litigation or in conjunction with litigation. Contractor acknowledges that if a false claim is submitted to City, it may be considered fraud and Contractor may be subject to criminal prosecution. Contractor acknowledges that California Government Code sections 12650 et seq.. the False Claims Act applies to this Agreement and, provides for civil penalties where a person knowingly submits a false claim to a public entity. These provisions include false claims made with deliberate ignorance of the false information or in reckless disregard of the truth or falsity of information. If City seeks to recover penalties pursuant to the False Claims Act, it is entitled to recover its litigation costs, including attorney's fees. Contractor acknowledges that the filing of a false claim may subject Contractor to an administrative debarment proceeding as the result of which Contractor may be prevented to act as a Contractor on any public work or improvement for a period of up to five (5) years. Contractor City Attorney Approved Version #11.28.06 acknowledges debarment by another jurisdiction is grounds for City to terminate this Agreement. 23. JURISDICTIONS AND VENUE Any action at law or in equity brought by either of the parties for the purpose of enforcing a right or rights provided for by this Agreement will be tried in a court of competent jurisdiction in the County of San Diego, State of California, and the parties waive all provisions of law providing for a change of venue in these proceedings to any other county. 24. SUCCESSORS AND ASSIGNS It is mutually understood and agreed that this Agreement will be binding upon City and Contractor and their respective successors. Neither this Agreement or any part of it nor any monies due or to become due under it may be assigned by Contractor without the prior consent of City, which shall not be unreasonably withheld. 25. ENTIRE AGREEMENT This Agreement, together with any other written document referred to or contemplated by it, along with the purchase order for this Agreement and its provisions, embody the entire Agreement and understanding between the parties relating to the subject matter of it. In case of conflict, the terms of the Agreement supersede the purchase order. Neither this Agreement nor any of its provisions may be amended, modified, waived or discharged except in a writing signed by both parties. 26. AUTHORITY The individuals executing this Agreement and the instruments referenced in it on behalf of Contractor each represent and warrant that they have the legal power, right and actual authority to bind Contractor to the terms and conditions of this Agreement. CITY O corpora (sign rfjpfe) 02 IL (print name/title) (e-mail address) "By: (sign here) (print name/title) (e-mail address) •jess /CieioN TO0 SUjuauinoop paipeue am 8 City Attorney Approved Version #11.28.06 CALIFORNIA ALL-PURPOSE ACKNOWLEDGMENT State of California County of £& ss. On /A-/?- Date personally appeared _, before me, Name and Title of Officer (e.g., "Jane'Doe, rfotary Public'') fL SALDANA k Commission #1566518 I __.. Notary PubHc - California £ ^ LOS Angeles County I pS ^Comm.ExplresMaYl.2009y Name(s) of Signer(s) D personally known to me STproved to me on the basis of satisfactory evidence to be the personjXf whose name^ is/a*« subscribed to the within instrument and acknowledged to me that he/she£hey executed the same in his/her/their authorized capacityiiee)-, and that by his/kef/tbeir signature^ on the instrument the person(er), or the entity upon behalf of which the personj(s) acted, executed the instrument. WITNESS my hand and official seal. Place Notary Seal Above Signature of Notary Public OPTIONAL Though the information below is not required by law, it may prove valuable to persons relying on the document and could prevent fraudulent removal and reattachment of this form to another document. Description of Attached Dcument Title or Type of Document: Document Date: Signer(s) Other Than Named Above: £//** Number of Pages: /D f- i ^*j(jSRA. 0Y Sl4Ut Capacity(ies) Claimed by jSigner Signer's Name: && D Individual D Corporate Officer — Title(s): D Partner — D Limited D General D Attorney in Fact D Trustee D Guardian or Conservatop K Other: LL (^ RIGHT THUMBPRINT OF SIGNER Top of thumb here Signer Is Representing^ « 1999 National Notary Association • 9350 De Soto Ave., P.O. Box 2402 • Chatsworth, CA 91313-2402 • viww.nationalnotary.org Reorder: Call Toll-Free 1-800-876-6827 If required by City, proper notarial acknowledgment of execution by contractor must be attached. If a Corporation. Agreement must be signed by one corporate officer from each of the following two groups. *Group A. **Group B. Chairman, Secretary, President, or Assistant Secretary, Vice-President CFO or Assistant Treasurer Otherwise, the corporation must attach a resolution certified by the secretary or assistant secretary under corporate seal empowering the officer(s) signing to bind the corporation. APPROVED AS TO FORM: RONALD R. BALL, City Attorney eputy City Attorney City Attorney Approved Version #04.01.02 9 EXHIBIT A EXECUTIVE RECRUITMENT SERVICES CITY MANAGER CITY OF CARLSBAD, CA COPYRIGHT 2006 ALLIANCE RESOURCE CONSULTING, LLC ALL RIGHTS RESERVED. ALLIANCE RESOURCE CONSULTING LLC THE POWER OF PARTNERSHIP September 24,2007 VIA ELECTRONIC MAIL CONFIDENTIAL Ms. Cheri Abbott Human Resources Manager City of Carlsbad 1635 Faraday Avenue Carlsbad, CA 92008 Dear Ms. Abbott: Alliance Resource Consulting is pleased to submit this proposal to assist the City of Carlsbad in its efforts to recruit and screen candidates for the position of City Manager. This proposal outlines our general understanding of your requirements and the steps we will take to help accomplish this task. If you desire some modification of our work program, we would be pleased to discuss this with you. Alliance Resource Consulting is considered the premier public sector executive recruiting firm in the country. Our corporate motto is "The Power of Partnership." We take this seriously and have built our reputation on providing services of the highest quality. Alliance Resource Consulting was formed when our executive search consultants acquired the highly regarded executive search practice of one of the largest public sector consulting/government services companies in the United States. At Alliance Resource Consulting, we are building on the excellent reputation and commitment to service that were the cornerstones of the previous practice. With the innovative use of technology and a commitment to forming enduring partnerships with our clients, Alliance Resource Consulting is committed to setting a new standard for the industry. We look forward with great interest to working with you on this very important assignment. Sincerely, Eric Middleton Managing Partner THE POWER OF PARTNERSHIP ONE WORLD TRADE CENTER, SUITE 1155 LONG BEACH, CALIFORNIA 90831 Telephone: (562) 901-0769 Fax: (562) 901-3082 Website: www.allianceresourceconsulting.com E-mail: info@allianceRC.com TABLE OF CONTENTS FIRM QUALIFICATIONS ADVANTAGES IN UTILIZING OUR SERVICES 3 THE RECRUITMENT PROCESS 5 OUR CLIENT'S ROLE 9 TIME FRAME 10 PROFESSIONAL FEES AND EXPENSES 11 APPENDIX A - CHIEF EXECUTIVE SEARCHES FOR LOCAL GOVERNMENTS CONDUCTED BY ALLIANCE RESOURCE CONSULTING APPENDIX B - SAN DIEGO AREA (CA) CLIENTS OF ALLIANCE RESOURCE CONSULTING APPENDIX C - BIOGRAPHIES APPENDIX D - REFERENCES FIRM QUALIFICATIONS Alliance Resource Consulting is committed to providing our clients with the highest caliber of service in the industry. Our team of dedicated professionals utilizes state-of-the-art technology in conducting a search. In 2004, Alliance Resource Consulting acquired the national executive recruiting practice of MAXIMUS. With a sizeable staff, Alliance Resource Consulting is able to provide the best possible service to our clients. We believe we are exceptionally well qualified to assist you. We have extensive experience recruiting City and County Managers, as well as experience in the southern California area. Currently, we are recruiting the Chief Administrative Officer for Butte County (CA), the City Manager for the City of Monterey Park (CA), the City Manager for the City of Compton (CA), the City Administrator for the City of Inglewood (CA), and the City Manager for the City of Hillsboro (OR). Recently, we recruited the City Manager for the City of Long Beach (CA), the City Manager for the City of La Palma (CA), the Chief Administrative Officer for Los Angeles County (CA), the Assistant County Manager for Washoe County (NV), the City Manager for the City of San Jose (CA), the Assistant City Manager for the City of Dallas (TX), the City Manager for the City of Hesperia (CA), and the Assistant City Manager for the City of Irvine (CA). Lists of relevant experience are included in Appendices A andB. I will be responsible for this assignment and will be assisted by Gisela McLean. To accomplish this assignment, we will use the full resources of the firm. Biographies of key consultants can be found in Appendix C, and references can be found in Appendix D. Our ability to carry out the work required is heavily dependent on our past experience in providing similar services to others, and we expect to continue such work in the future. We will, however, preserve the confidential nature of any information received from you or developed during the work in accordance with our established professional standards. We assure you that we will devote our best efforts to carrying out the work required. The results obtained, our recommendations and any written material we provide will be our best judgment based on the information available to us and our liability, if any, shall not be greater than the amount paid to us for the services rendered. If selected, we would be pleased to provide you with our firm's Professional Services Agreement. ADVANTAGES IN UTILIZING OUR SERVICES Relative to your present search requirements, we believe the principal advantages in using our firm and what may differentiate us from others are: > Our specialization in public sector executive search on a nationwide basis; > Our close proximity to you with an office based out of Long Beach; > Our proactive recruitment of candidates who may not be seeking new employment and would not normally respond to routine advertising, or who may come from non-traditional sources; > Our extensive experience recruiting City Managers and other chief executives; > Our ability to capitalize on an established network of the most respected executives in the nation; > Our track record of success in placing senior level executives in particularly sensitive and highly responsible/accountable positions; > The quality of our work—indicative of this is the fact that most of our clients have utilized our services on more than one occasion, and many have hired our consultants from 5-to-25 times; > Our team is skilled in the latest techniques to identify prospective candidates and, as a search progresses, to assist in gathering background information on leading candidates; > Our experience in recruiting and placing candidates from private sector companies into public sector organizations; > Our proven ability to identify and recommend qualified female and minority candidates; > Our ability to conduct your assignment in a timely and complete manner; > Our reputation among clients and candidates for communication (e.g., acknowledgment of resumes, regular reports to the client, face-to-face interviews with candidates); and >• The thoroughness of our documented reference and background checks. We do not merely ask for "five work related references." Rather, we request very specific references from candidates and supplement our reports with information gathered from available information sources (e.g., Lexis-Nexis, the internet, newspapers and blogs). THE RECRUITMENT PROCESS Our objective is always to find the best qualified candidates. We believe that, although notices in professional journals may be helpful, many of the best candidates must be sought out and their interest encouraged. Our general familiarity with the City, knowledge of the field and our relationships with professional organizations make us well qualified to assist you. Our clients have found that we are able to: > Build consensus among those involved in the hiring process. > Develop the appropriate specifications for a position. > Encourage the interest of top-level people who would otherwise be reluctant to respond to an advertisement. > Preserve the confidentiality of inquiries, consistent with State public disclosure and open meeting laws. > Save a considerable amount of time for client staff in developing and responding to candidates. > Independently and objectively assess the qualifications and suitability of candidates for the particular position for which we are recruiting. If our proposal is accepted, we will do the following: Organization and Position Analysis We will interview the appropriate individuals to determine views of the position and expectations regarding desirable training, experience and personal characteristics of candidates. In addition, should you request it, we will conduct/facilitate community outreach meetings and focus group discussions. We also have experience creating and managing community surveys, should the City want input from its constituents. We will also gather/review relevant information about the City, such as budgets, organization charts, etc. Once our findings have been summarized, we will submit a Recruitment Profile with the desired qualifications and characteristics for your approval. The Recruitment Profile that will be sent to potential candidates will include information about the City, the job and the criteria established by you. Sample Recruitment Profiles are enclosed. Recruitment Once you have approved the Recruitment Profile, we will actively seek out individuals with superior qualifications and invite and encourage their interest. Announcements can be placed on-line and in professional journals. However, we will rely heavily on our own experience, contacts and file data. As a matter of corporate policy, we will not discriminate against any applicant for employment on the basis of race, religion, creed, age, color, marital status, sex, sexual preference, disabilities, medical condition, veteran status or national origin. A substantial percentage of the placements made by our firm have been minority or female candidates. Frequent communication with our clients is a hallmark of our firm. While consultants will provide regular updates on the progress of your search, you will also be able to access up-to-date 'real time' information regarding your search from our secure website. Preliminary Screening We will review, acknowledge and evaluate all resumes received. Preliminary screening will be based upon criteria contained in the Recruitment Profile, information contained in the resumes submitted to us, and our knowledge of the people and organizations in which they work. Telephone screening will be conducted with the most promising candidates to gain a better understanding of their backgrounds. Progress Reporting Upon completion of our preliminary screening, we will assemble and submit a progress report of the leading candidates to you. This report will include summary resumes, supplemental information, and the original resumes of those candidates we believe to be best qualified for the position. Supplemental information on a candidate typically includes: the size of the organization for which the person works, reporting relationships, budget responsibility, the number of people supervised, related experience and reasons for interest in the position. Any other specific information will be dictated by the criteria set forth in the Recruitment Profile. The purpose of our progress report is two-fold. It allows you an opportunity to review the candidates prior to the conclusion of the search and allows us to receive feedback on the caliber of the candidates recruited. In this way, you will not be surprised by the candidates, as you will have seen their qualifications prior to the final interviews. Of course, we are flexible and may consider other individuals as final candidates who are subsequently identified and were not included in the progress report. Candidate Evaluation We will interview (either in person or via video-conference) those candidates whose qualifications most closely match the criteria established by you. We will examine their qualifications and achievements in view of the selection criteria. Additionally, we will verify degrees and certifications and gather newspaper articles via the Internet. As part of our process in evaluating candidates, we make telephone reference checks. In conducting these references, it is our practice to speak directly with individuals who are, or have been, in a position to evaluate the candidate's performance on the job. These references and our evaluations provide you with a frank, objective appraisal of the candidates. We will conduct preliminary references on candidates to be interviewed, and will finalize these for the top one or two candidates. Final Reporting/Client Interviews We will assist you in scheduling final candidates for interview with your organization, and will send the candidates packets of information which we obtain from you (e.g., information about the organization and the geographic area, budgets, etc.). We will prepare a brief written report for those candidates most nearly meeting your specifications, and will provide you with interviewing/selection tips, suggested interview questions, and rating forms for your use. Candidates will not be ranked, for we believe it will then be a matter of chemistry between you and the candidates. We will conduct a "briefing session" immediately preceding your interviews to make sure that the process flows smoothly, and will assist you in a "debriefing" immediately following the interviews. Once we finalize references on the top one or two candidates, and conduct credit/criminal/civil litigation/motor vehicle record checks through an outside service, we will provide you with a detailed, supplemental written report. Special Assistance Our efforts do not conclude with presentation of the final report. We are committed to you until a successful placement is made. Services that are routinely provided include: > Arranging the schedule of interviews and the associated logistics for final candidates; > Advising on starting salary, fringe benefits, relocation trends and employment packages; > Acting as a liaison between client and candidate in discussing offers and counter offers; > Conducting a final round of reference checking with current employers (if not previously done for reasons of confidentiality); and > Notifying unsuccessful candidates, who were not recommended for interview, of the decision. OUR CLIENT'S ROLE The client has a very important role in the recruitment process. While we may identify and recommend qualified candidates, it is the client who must make the decision about which candidate to hire. In order to insure that the best candidates are available from which to choose, our clients should be willing to do the following: > Clearly inform us about matters relevant to the search that you wish to keep confidential (e.g., salary, personnel issues, and other privileged information); > Supply us with the names of people you have previously interviewed/ considered for this position; > Forward to us copies of the resumes you receive, to avoid duplication of effort; > Provide feedback to Alliance Resource Consulting regarding the information and recommendations provided by us; > Promptly decide upon and follow up in scheduling interviews with the most promising candidates; and > Assist in providing information to candidates that will enable them to make their career decisions. By doing the above, we will maximize the likelihood of mutual success. Finally, please be reminded that the United States Immigration Reform and Control Act of 1986 requires that all employers verify an employee's eligibility to work in the United States. Since Alliance Resource Consulting cannot serve as your agent in this matter, your hiring process should include this verification procedure. TIME FRAME The following is a typical schedule to conduct a thorough recruitment. However, we would be pleased to modify this to meet your needs: 1st week 2nd to 4th week 5th to 8th week 9th week Meet with the appropriate individuals to gather background information. Develop and obtain approval for the Recruitment Profile. Develop a list of potential candidates to target. Prepare and place advertisements, if desired. Active recruitment—solicit, receive and acknowledge resumes. Evaluate resumes and gather supplemental information. 10th week 11th to 12* week 13th week Submit progress report and meet with you to review leading candidates. Verify degrees and certifications, conduct preliminary references and interview the best qualified candidates. Submit final report and initiate the interview process with you. Following Interviews Finalize references, conduct credit/criminal/civil litigation/motor vehicle record checks, and assist with negotiations. 10 PROFESSIONAL FEES AND EXPENSES Our budget provides for unlimited meetings with the client. The three major client meetings will be: one to develop the Recruitment Profile, one to present our Progress Report, and one to attend interviews of final candidates. We propose a fixed fee of $18,000 for the work outlined above. In addition, we are reimbursed for expenses such as for advertising, travel, interviewing, sourcing, support services, background checks and other related items, as well as allocated costs such as telephone, postage and photocopying. These expenses will not exceed $6,500 for a statewide search, and $8,500 for a nationwide search depending on the scope of the search. Please note that this amount for expenses does not include reimbursement of candidates who travel to be interviewed by you. Unless you notify us to the contrary, we will assume that you will handle these reimbursements directly. We will submit three equal monthly invoices for fees, plus an amount for expenses, due and payable upon receipt. Our first billing is due upon your authorization to proceed. We are committed to working with you until a placement is made, however, if the selected candidate (if recommended by us for hire, and other than an internal candidate) should be terminated within one year from the date of hire, we will redo the search for no additional professional fee. Naturally, we would expect to be reimbursed for any expenses that might be incurred You may discontinue this assignment at any time by written notification. In the unlikely event that this occurs, you will be billed for all expenses incurred to the date of the cancellation, and for professional fees based upon the time elapsed from the commencement of the assignment to the date of cancellation. If a cancellation occurs within the first 30 days of the assignment, following either verbal or written authorization to proceed, one-third of the professional fee will be due. If a cancellation occurs n thereafter, the fee beyond the first one-third will be prorated based upon the number of calendar days which have elapsed. If a cancellation occurs after 90 days, all professional fees will be due in full. APPENDIX-A CHIEF EXECUTIVE SEARCHES FOR GENERAL PURPOSE LOCAL GOVERNMENTS CONDUCTED BY ALLIANCE RESOURCE CONSULTING' ALABAMA, STATE OF Anniston, City of Bay Minette, City of ALASKA, STATE OF Juneau, Borough of Ketchikan, City of Ketchikan-Gateway, Borough of Valdez, City of ARIZONA, STATE OF Apache Junction, City of Casa Grande, City of Coconino County Glendale, City of Maricopa County Mesa, City of Paradise Valley, Town of Phoenix, City of Pima County Prescott, City of City Manager City Administrator Borough Manager City Manager Borough Manager City Manager City Manager City Manager County Manager City Manager County Administrative Officer City Manager Town Manager City Manager County Manager City Manager Appendix—1 of 13 Scottsdale, City of Tucson, City of City Manager City Manager ARKANSAS, STATE OF Little Rock, City of CALIFORNIA, STATE OF Alameda, City of Alameda County Albany, City of Anaheim, City of Arcadia, City of Atascadero, City of Atherton, City of Bakersfield, City of Baldwin Park, City of Bell, City of Belmont, City of Berkeley, City of Beverly Hills, City of Big Bear Lake, City of Blythe, City of Brea, City of Buellton, City of Buena Park, City of Burbank, City of Butte County Calistoga, City of Camarillo, City of Campbell, City of Carmel-by-the-Sea, City of Carson, City of Cathedral City, City of Chino Hills, City of Citrus Heights, City of Coachella, City of Concord, City of City Manager City Manager County Administrator City Administrator City Manager City Manager City Manager City Manager City Manager City Manager City Administrative Officer City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Manager County Administrative Officer City Manager City Manager City Manager City Manager City Administrator City Manager City Manager City Manager City Manager City Manager Appendix—2 of 13 Contra Costa County Corona, City of Coronado, City of Corte Madera, Town of Culver City, City of Cypress, City of Dana Point, City of Del Mar, City of Desert Hot Springs, City of Diamond Bar, City of East Palo Alto, City of El Cajon, City of El Dorado County El Segundo, City of Encinitas, City of Fairfield, City of Fontana, City of Fresno, City of Fresno County Fullerton, City of Gait, City of Glendale, City of Glendora, City of Grover Beach, City of Hanford, City of Hawthorne, City of Hemet, City of Hercules, City of Hesperia, City of Hidden Hills, City of Humboldt County Huntington Beach, City of Indio, City of Inglewood, City of Irwindale, City of King City, City of La Quinta, City of Laguna Hills, City of County Administrator City Manager City Manager Town Manager Chief Administrative Officer City Manager City Manager City Manager City Manager City Manager City Manager City Manager Chief Administrative Officer City Manager City Manager City Manager City Manager City Manager County Administrative Officer City Manager City Manager City Manager City Manager City Administrator City Manager City Manager City Manager City Manager City Manager City Manager Chief Administrative Officer City Administrator City Manager Administrative Officer City Manager City Manager City Manager City Manager Appendix—3 of 13 Laguna Niguel, City of Lathrop, City of Lawndale, City of Lincoln, City of Livermore, City of Lomita, City of Long Beach, City of Los Alamitos, City of Los Altos Hills, Town of Los Angeles County Malibu, City of Mammoth Lakes, Town of Marin County Marina, City of Mariposa County Martinez, City of Marysville, City of Menlo Park, City of Milpitas, City of Modesto, City of Monrovia, City of Monterey County Monterey Park, City of Moreno Valley, City of Morgan Hill, City of Mountain View, City of Needles, City of Nevada County Norco, City of Novato, City of Oakland, City of Ontario, City of Orange, City of Orinda, City of Oxnard, City of Palm Springs, City of Palo Alto, City of Park City, City of City Manager City Manager City Manager City Administrator City Manager City Administrator City Manager City Manager City Manager Chief Administrative Officer City Manager Town Manager County Administrator City Manager County Administrative Officer City Manager City Administrator City Manager City Manager City Manager City Manager County Administrator City Manager City Manager City Manager City Manager City Manager County Administrator City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Manager Appendix—4 of 13 Paso Robles, City of Piedmont, City of Pittsburg, City of Pleasanton, City of Pomona, City of Porterville, City of Rancho Palo Verdes, City of Redding, City of Redlands, City of Redondo Beach, City of Redwood City, City of Ridgecrest, City of Riverside, City of Riverside County Rolling Hills, City of Sacramento County Salinas, City of San Buenaventura, City of San Clemente, City of San Diego, City of San Diego County San Fernando, City of San Gabriel, City of San Jacinto, City of San Joaquin County San Jose, City of San Luis Obispo County San Mateo County Santa Ana, City of Santa Clarita, City of Santa Monica, City of Selma, City of Shasta County Signal Hill, City of Solvang, City of Sonoma County South Lake Tahoe, City of South Pasadena, City of City Manager City Administrator City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Administrator City Manager County Administrative Officer City Manager County Executive City Manager City Manager City Manager City Manager County Manager City Administrative Officer City Manager City Manager County Administrator City Manager County Administrative Officer County Manager City Manager City Manager City Manager City Manager County Administrative Officer City Manager City Administrative Officer County Administrator City Manager City Manager Appendix—5 of 13 South San Francisco, City of Stanton, City of Sunnyvale, City of Tehachapi, City of Temecula, City of Thousand Oaks, City of Tracy, City of Truckee, City of Tulare, City of Tulare County Turlock, City of Vallejo, City of Ventura County Visalia, City of Vista, City of Walnut, City of Walnut Creek, City of West Covina, City of West Hollywood, City of Westminster, City of Whittier, City of Woodland, City of Yorba Linda, City of Yucaipa, City of COLORADO, STATE OF Arapahoe County Aurora, City of Avon, City of Boulder, City of Commerce City, City of Estes Park, Town of Grand Junction, City of Greenwood Village, City of Lakewood, City of Longmont, City of Northglenn, City of City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Manager County Executive City Manager City Manager Chief Administrative Officer City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Manager County Administrator City Manager City Manager City Manager City Manager Town Administrator City Manager City Manager City Administrative Officer City Manager City Manager Appendix—6 of 13 COLUMBIA, DISTRICT OF District of Columbia District of Columbia Financial Responsibility & Management Assistance Authority CONNECTICUT, STATE OF Hartford, City of Meriden, City of West Hartford, Town of DELAWARE, STATE OF Dover, City of FLORIDA, STATE OF Alachua County Bay County Boynton Beach, City of Clearwater, City of Fort Lauderdale, City of Gainesville, City of Hillsborough County Jupiter, Town of Key Biscayne, Village of Lee County Marion County Miami, City of Miami Beach, City of Miami—Dade County Naples, City of Ocala, City of Palm Beach, Town of Pensacola, City of Riviera Beach, City of Safety Harbor, City of Sarasota, City of City Administrator/Deputy Mayor for Operations Chief Management Officer City Manager City Manager Town Manager City Manager County Manager County Administrator City Manager City Manager City Manager** City Manager County Administrator Town Manager Village Manager County Administrator County Administrator City Manager City Manager County Manager City Manager City Manager Town Manager City Manager City Manager City Manager City Manager Appendix—7 of 13 Sarasota County St. Petersburg, City of GEORGIA, STATE OF Albany, City of Fulton County Lowndes County ILLINOIS, STATE OF Crystal Lake, City of Des Plaines, City of Downers Grove, Village of DuPage County Elgin, City of Flossmoor, Village of Hazel Crest, Village of McHenry, City of Mount Prospect, Village of Naperville, City of Peoria, City of Rock Island, City of Skokie, Village of Sterling, City of Streamwood, Village of Villa Park, Village of Wood River, City of IOWA, STATE OF Ames, City of Sioux City, City of KANSAS, STATE OF Emporia, City of Sedgwick County Wichita, City of County Administrator City Manager City Manager County Manager County Manager City Manager City Manager Village Manager County Administrator City Manager Village Manager Village Manager City Administrator Village Manager City Manager City Manager City Manager Village Manager City Manager Village Administrator Village Manager City Manager City Manager City Manager City Manager County Administrator City Manager Appendix—8 of 13 MAINE, STATE OF Bangor, City of Lewiston, City of MARYLAND, STATE OF Columbia Association, The Prince George's County Rockville, City of MICHIGAN, STATE OF Ann Arbor, City of Bay City, City of Berkley, City of Branch County Essexville, City of Grand Rapids, City of Kalamazoo, City of Kalamazoo County Saginaw, City of Sandstone, City of St. Joseph, City of Washtenaw County Ypsilanti, City of MINNESOTA, STATE OF Brooklyn Park, City of Coon Rapids, City of Minneapolis, City of Ramsey County Sandstone, City of St. Louis Park, City of MISSOURI, STATE OF Branson, City of Columbia, City of Kansas City, City of St. Charles, City of City Manager City Administrator President/Chief Executive Officer Chief Administrative Officer City Manager City Administrator City Manager City Manager County Manager City Manager City Manager City Manager County Administrator City Manager City Manager City Manager County Administrator City Manager City Manager City Manager City Coordinator County Executive City Administrator City Manager City Administrator City Manager City Manager City Administrator Appendix—9 of 13 MONTANA, STATE OF Great Falls, City of NEVADA, STATE OF Las Vegas, City of North Las Vegas, City of NEW JERSEY, STATE OF Plainsboro Township NEW MEXICO, STATE OF Los Alamos County NEW YORK, STATE OF Garden City, Village of Scarsdale, Village of City Manager City Manager City Manager Village Administrator County Administrator Village Manager Village Manager NORTH CAROLINA, STATE OF Charlotte, City of City Manager Gaston County County Manager Winston-Salem, City of City Manager OHIO, STATE OF Brunswick, City of Cincinnati, City of OKLAHOMA, STATE OF Bartlesville, City of Edmond, City of Enid, City of Mustang, City of OREGON, STATE OF Ashland, City of Astoria, City of Coos Bay, City of City Manager City Manager City Manager City Manager City Manager City Manager City Administrator City Manager City Manager Appendix—10 of13 Corvallis, City of Eugene, City of Grants Pass, City of Lake Oswego, City of Lane County Medford, City of Milwaukie City of Ontario, City of Pendleton, City of Redmond, City of Roseburg, City of Salem, City of Tualatin, City of Wilsonville, City of City Manager City Manager City Manager City Manager County Administrator City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Manager SOUTH CAROLINA, STATE OF Greenville, City of City Manager Myrtle Beach, City of City Manager TEXAS, STATE OF Austin, City of Bellaire, City of Brownsville, City of Bryan, City of Carrollton, City of Cedar Park, City of Cleburne, City of Corpus Christi, City of Dallas, City of Edna, City of El Paso, City of Gaston County Georgetown, City of Grapevine, City of Longview, City of Orange, City of City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Manager Chief Administrative Officer County Manager City Manager City Manager City Manager City Manager Appendix—11 of'13 San Antonio, City of West University Place, City of Woodlands Community Service Corporation, The UTAH, STATE OF Park City, City of VIRGINIA, STATE OF Alexandria, City of Arlington County Chesapeake, City of Chesterfield County Fairfax County Richmond, City of Virginia Beach, City of WASHINGTON, STATE OF Bellevue, City of Kirkland, City of Normandy Park, City of Vancouver, City of WISCONSIN, STATE OF Barron County Fond du Lac, City of Muskego, City of Portage, City of WYOMING, STATE OF Casper, City of Jackson, City of Laramie, City of City Manager City Manager President/Chief Executive Officer City Manager City Manager County Manager City Manager County Administrator County Executive City Manager City Manager City Manager City Manager City Manager City Manager Administrative Services Coordinator City Manager City Manager City Manager City Manager Town Administrator City Manager *Some searches were conducted by Alliance Resource Consulting when it was known as MAXIMUS Executive Search. Appendix—12 of 13 **Searches in which we assisted with the recruitment process. 03/13/03-03/13/03 Appendix—13 of 13 APPENDIX-B SAN DIEGO COUNTY (CA) CLIENTS OF ALLIANCE RESOURCE CONSULTING* California American Water Company Centre City Development Corp. Chula Vista, City of Coronado, City of Del Mar, City of Del Mar Fair El Cajon, City of Encinitas, City of Oceanside, City of Olivenhain Water District Otay Water District Padre Dam Municipal Water District Poway, City of Rainbow Water District Ramona Municipal Water District San Diego Area Wastewater Management District San Diego, City of San Diego County San Diego County Employees Retirement Association San Diego County Water Authority San Diego Housing Commission San Diego Superior Court San Diego Transit Corp. Vista, City of *Some searches were conducted by Alliance Resource Consulting when it was known as MAXIMUS Executive Search. 01/02/02-01/02/02 Appendix—/ of 1 APPENDIX-C BIOGRAPHIES • ERIC J. MIDDLETON - MANAGING PARTNER Eric Middleton began his career in executive search in 1999 with MAXIMUS. He is a founding partner and the Managing Partner of Alliance Resource Consulting LLC. Prior to his career in executive search, Mr. Middleton spent 13 years with the County of Los Angeles and the City of Los Angeles. During his tenure with Los Angeles County, Mr. Middleton held various positions with the Chief Administrative Office, the County Sheriff, the Office of the District Attorney, the Department of Public Works and the Probation Department. While with the Probation Department/Mr. Middleton was instrumental in drafting legislation creating the 1996 Repeat Offender Prevention Project (AB 2447) an intervention and prevention program targeting at-risk youth. Immediately prior to joining MAXIMUS, he was the Senior Legislative Deputy to a Los Angeles City Council Member and served as the senior staff member to the City of Los Angeles Public Safety Committee. Mr. Middleton has also served as a member of the Los Angeles County Bar Association Juvenile Court Task Force, legislative staff to the Chief Probation Officers of California, and as a community member of the Public Safety Advisory Committee to Assembly Member Robert Hertzberg. In 1993, Mr. Middleton was recognized as a Los Angeles County Volunteer of the Year for his civic and volunteer involvement. Mr. Middleton also served as a Vice President of the Los Angeles Metropolitan Chapter of the American Society for Public Administration (ASPA). Mr. Middleton has been engaged in over 300 recruitments in most areas of general local government (e.g., City Management, Public Safety, Community and Economic Development, Social Services, Public Works, Finance, etc.). Mr. Middleton has also conducted numerous City Appendix—1 of 2 Manager recruitments, including the California cities of San Jose, Yorba Linda, Diamond Bar, Redlands, West Hollywood, Martinez, Marina, Millbrae, Duarte and Huntington Beach. Mr. Middleton received a Bachelor of Arts degree in History from California State University at Northridge, and a Master of Public Administration degree from the University of Southern California. • GISELA GARCIA-MCLEAN - CONSULTANT Gisela Garcia-McLean began her career in executive search in 2004 with Alliance Resource Consulting as Assistant Manager of the Research department. Her experience includes conducting research, candidate recruitment and coordinating background checks, candidate degree verification and resume development. Prior to joining Alliance Resource Consulting, Mrs. Garcia-McLean's background covered a wide-range of management positions in international trade, real estate, public relations, business development and marketing in both the public and private sectors. Mrs. Garcia- McLean also worked for the Trade Commission of Mexico in Los Angeles, one of the official government agencies in charge of promoting exports from Mexico into the United States. She was responsible for conducting business development and market research on various industry trade opportunities. In addition, she also worked for the Mexican Bank for Foreign Trade as an assistant analyst for regional projects and research in the City of Guadalajara, Mexico. Mrs. Garcia-McLean brings her multi-cultural background, bi-lingual language skills and international experience to Alliance Resource Consulting. She has a bachelor's degree in International Business from the Autonomous University of Guadalajara. Appendix—2 of 2 APPENDIX-D REFERENCES CLIENT: CONTACT: Name: Title: Phone #: CLIENT: CONTACT: Name: Title: Phone #: CLIENT: CONTACT: Name: Title: Phone #: CLIENT: CONTACT: Name: Title: Phone #: City of Santa Fe Springs, CA Fred Latham City Manager (562) 868-0511 City of Huntington Beach, CA Jill Hardy Mayor (714) 536-5553 City of San Jose, C A Arlene Gibbs Deputy Director of Employee Services (408) 975-1439 Contra Costa County, CA Lori Gentles Director of Human Resources (925) 335-1754 Appendix—/ ofl City Manager CITY OF SAN JOSE, CA m -it " ALLIANCE RLSOURO CONSULTING LLC THE POWER OF PARTNER SH San Jose - A World Leader Recognized throughout the world as a center of technology and innovation, the City of San Jose is proud to be recognized as one of the most diverse large cities in the United States and the Capital of Silicon Valley. The San Jose area is home to the largest concentration of technology expertise in the world with more than 6,600 technology companies employing more than 254,000 people. The City of San Jose has been recognized as being the safest big city in the nation for the fifth consecutive year. San Jose does not have an ethnic majority, and it is proud of the rich cultural and ethnic diversity of its population, its workforce, and its many neighborhoods. \Vith a population of 945,000, San Jose is the 10th largest city in die nation, and the third largest city in California. Nearly 1.8 million people reside in Santa Clara County, of which San Jose is the county seat. Situated between the Diablo and Santa Cruz mountain ranges, the City of San Jose encompasses 178 square miles at the southern tip of San Francisco Bay. San Jose's central location between San Francisco to the north and Alonterey/Carmel to the south makes the Capital of Silicon Valley a gateway to adventures throughout California. San Jose's quality of life is unsurpassed. With an average of 300 days of sunshine a year, and temperatures varying from an average of 50 degrees in January to an average of 70 degrees in July, those living and working in San Jose can enjoy the City's many attractions, cultural and performing arts, sports and recreation opportunities and year-round festivals and celebrations. Seventy-nine percent of residents rated the quality of life in the City as either "excellent" or "good" in the City's most recent community survey. San Jose has received accolades as a place to live and do business from Business \\ eek. Money Magazine and other national media. The City of San Jose has a rich history. Once a largely agrarian community. San Jose was a city of bucolic hillsides and an expansive valley dotted with orchards of apricots, walnuts, cherries and plums. In those days, San Jose was known as the "Prune Capital of the World." However, over the past 50 years, San Jose experienced one of the most signifi- cant economic changes in California history, transforming from an agricultural community to what is known today as the "Capital of Silicon Valley." Its residents speak inore man 56 different languages. Nineteen public school districts and an estimated 301 private and parochial schools provide families with a range of educational choices. Innovative programs in local school districts include a nationally acclaimed performing arts magnet and concentrations in aerospace, international studies, math and science, radio and television and more. Universities in and near San Jose include San Jose State University, Santa Clara University, Stanford University, University of California at Berkeley, University of California at San Francisco, and University of California at Santa Cruz. The downtown area is currently undergoing a renaissance with high rise residential projects, renovated theatres, cultural attractions, and downtown activities that center around ballet, opera, symphony, live cheater, night clubs, restaurants, and museums such as the lech Museum of Innovation, the Children's Discovery Museum and the Museum of Art. The City of San Jose has a rich civil rights history and has been a leader in social inclusion and leadership, including being the first large city with a woman mayor and the first Asian American .Mayor. For more information about the City of San Jose, please visit the City's website at www.sanjoseca.gov. The City Government The City of San Jose is a charter city and operates under a council- manager form of government. The City Council consists of 10 council members elected by district and a mayor elected at large. The Charter makes the Mayor the political leader of the City and gives the Mayor additional authority to frame the City budget, as well as a budget office and a public information office. The City also operates its own international airport, foreign trade zone, convention center and museums, 140 parks encompassing 2,900 acres, and 20 community recreation centers. The City of San Jose believes that the strength of the City lies with its employees. Community surveys consistently give high ratings to the delivery and quality of City services even though the City operates with a smaller staff than other comparable communities. Although recognized as a leader in innovation and technology, the City of San Jose has been recognized nationally for its innovations in public service deliver)". The 2006-2007 Operating and Capital Budgets for the City of San Jose total S3.0 billion. "Fhe City employs approximately 6,843 fulltime employees. Mayor Chuck Reed's Vision for the City of San Jose Recently elected Mayor Chuck Reed campaigned on a platform of honesty, fiscal responsibility, and open government, and he is looking for a candidate who shares those values and will thrive in San Jose's diverse community. The Mayor is committed to keeping San Jose the Capitol of Silicon Valley and the Valley as the innovation center of the world. 'R> achieve this, San Jose must become the best community in the world to live, work, and raise a family; and must be an exceptional place in which to start and grow a business, a place where our driving industries want to stay and grow. San Jose must continue to show the world the success that can be achieved when people from around die world come together and focus on what they have in common rather dian on their differences. To achieve these goals and to create a great city, the Mayor's priorities include: • Fnsure that neighborhoods are safe and have good schools; providing all children an opportunity to reach their full potential. • Create a fiscally responsible city government which efficiently delivers quality services. • Continue the development of downtown into an economically strong center with a vibrant mix of arts, culture and entertainment. • Emphasize sustainable growth, giving future generations opportu- nities for jobs and housing while preserving; open space and protecting the environment. Additional information about the Mayor's vision for San Jose can he found at http://www.sanjoseca.gov/mayor/. Opportunities and Challenges Facing the City of San Jose • Strengthen the financial condition of the City, eliminate the structural budget deficit, maintain a high City bond rating, and look for new financing and service delivery models. • Address the need for financing of City infrastructure (i.e. streets, tire and police stations, libraries, and parks). • Attract and retain a results-oriented City staff in the context of an aging workforce, while continuing to emphasize innovation and creativity and the implementation of technology- in the deliver)- of City services. • Review the current General Plan, which has not been updated in 14 years, plan for future growth and land use, and take into account the needs of a growing community including affordable housing, infrastructure capacity, deferred maintenance, green building, transportation and overall community weilness. • Continue the implementation of the newly adopted Employee Values Protect and recognition program, an employee-initiated effort focused on representing, motivating and cultivating the City workforce and identifying the values which guide the organization. • Address the ongoing need for affordable housing. • Diversify the economy, and create an environment that encourages the attraction, retention and expansion of all sizes and types of businesses. • Prioritize and balance the needs of the City within its financial limitations. The Position The City Manager, nominated by the Mayor for approval by the City Council, is the administrative head of the City government. As the chief administrative officer of the City government, he/she is responsible for the proper operations of all City departments. Under policy direction from the Mayor and City Council, the City Manager directs the overall operations of the City of San Jose, with the exception of the Redevelopment Agency Director, Independent Police Auditor, Office of the City Clerk, Office of the City Attorney, and Office of die City Auditor. As tile Chief Administrative Officer, the City Manager is accountable and responsible for executing all policies and programs mandated by the City Council and for making recommen- dations to the City Council to further the City's goals and objectives. In accordance with Section 701 of the City Charter, the City Manager has the following powers and duties: • Subject to the Civil Service provisions of this Charter and of any Civil Service Rules adopted pursuant thereto, and except as otherwise provided elsewhere in the Charter, the City Manager shall appoint all officers and employees of the City; and, when he or she deems it necessary for the axxxl of the service, the City Manager may, subject to the above-mentioned limitations, suspend without pay. demote, discharge, remove or discipline any City officer or employee who under the Charter is appointed by the City Alanager; • Except as otherwise provided elsewhere by the Charter, the City Manager shall direct and supervise the administration of all departments, offices and agencies of the City; • The City Manager shall have the right to attend all meetings of the Council, other than closed executive sessions where the Cm- Manager or another Council appointee is the subject of discussion, and to take part in its discussions, but not to vote. The City Manager shall attend all regular and special meetings of the Council unless prevented by illness or physical incapacity or unless his or her absence has been authorized by the Council; • The City Manager shall be responsible tor the faithful execution of all laws, provisions of the Charter, and acts of the Council which are subject to enforcement by the City Manager or by officers who arc under the City Manager's direction and supervision; • The City Manager shall prepare and submit the annual budget to the Council in accordance with the provisions of Section 1204; • 1 he City Manager shall submit a complete report on the finances and administrative activities of the City as of the end of the preceding fiscal year to the Council at a public meeting to be held within three calendar months following the close of each preceding fiscal year. The annual report, which shall be personally certified by the City Manager to be accurate and complete shall contain a statement indicating: • Whether the revenues budgeted for the preceding fiscal year were actually received, and an explanation concerning any material differences between the total revenues budgeted and the revenues actually received; • The extent to which expenditures budgeted actually were incurred, and an explanation for any material variance between budgeted expenditures and actual expenditures; • The amount of the financial reserves of the City; and • All other information which, in the opinion of the City Manager, is necessary to provide an accurate and complete picture of the fiscal status and condition of the City. The report shall be in a form which is susceptible to confirmation by audit. It shall be made available to the public in the Office ot the Cit\ Clerk. • The City Manager shall make such other reports as the Council from time to time may request concerning the operations of City departments, offices and agencies subject to his or her direction and supervision; shall keep the Council fully advised as to the financial condition and future needs of the City: and make such recommendations to the Council concerning the affairs of the City as he or she deems desirable or as requested by Council. • The City Manager shall exercise such other powers, and shall perform such other duties, as are specified in this Charter or may be authorized or required by the Council. The Candidate Education and Experience Must have a bachelor's degree from an accredited college or university. A master's degree in public administration or business administration and leadership experience in a complex private sector organization or as a City Manager in a comparable, diverse, cosmopolitan city and/or county are highly desirable. Experience with and enthusiasm for using performance measurements for accountability and efficiency are also highly desirable. Desirable skills and experience include budgeting and financial management, economic development, labor arbitration and negotiation, intergovernmental relations, planning, environmental regulation and community relations. Candidates from all geographic regions and from private industry and government will be considered. Management Style and Personal Traits The City of San Jose is an innovative, progressive, dynamic organization that continually strives to meet the changing needs of the community. The City of San Jose is looking for a candidate who has the same commitment to this innovative vision. The ideal candidate must have integrity and courage and will be a collaborative and confident leader and a team builder who has the ability to work within an experienced senior management team. In addition, he/she should be entrepreneurial with a strong customer service orientation as well as committed to providing a high level of services to the community. He/She must be able to motivate staff to meet the high expectations of the organization and community, hold them accountable, and at the appropriate time defend their actions. This person should be politically astute and able to see the big picture of the important and evolving role of city government. The candidate should be comfortable being visible and working in a diverse work environment and community. This person should be a strategic thinker who is able to develop ideas and implement them through teamwork and collaboration. He/She should have excellent interpersonal skills and be able to communicate effectively with people from all walks of life, including citizens, elected officials, and City employees. This person should also be organized and respectful of others' opinions, but not afraid to express their own. In addition this person should be action-oriented and able to delegate and monitor performance without micro- managing. He/She should be able to mentor and develop staff and maintain a healthy workforce. The City Manager should be proactive in bringing issues to the Council and treat all Council Members evenhandedly. He/She should keep the Council informed in a timely and accurate manner, and provide his/her best professional recommendations in helping the Council shape the vision of the City. However, when the Council makes a decision, he/she should be respectful of the role of the Council and promptly implement their policy even if it is different from his/her recommendation. Candidates should be energetic and friendly, with a professional presence and excellent communication skills. It is important that candidates have a good sense of humor and be active and engaged in the community. Compensation The salary for the position is negotiable and will be dependent on the qualifications and experience of the selected candidate. The City provides an excellent array of benefits that includes the following: • Retirement - 2.5%@ 55 formula utilizing single highest year - full reciprocity with CalPERS - The City contributes 21.98% and the employee contributes 7.58%; • City pays 90% of the lowest cost health insurance premium for family coverage; employee family premium cost for the lowest cost plan will not exceed $100 per month in 2007. If another VC^ BJT.s.i. -JBIH -•— "Bfe. JJ,*" SrTSitpaii"» • ~." Ja**^ ~ •„ " *^!_^ plan is selected, the employee pays the amount in excess of 90% of the lowest cost plan; • City pays and 100% for the lowest priced dental insurance plan for family coverage. If another dental plan is selected, the City pays 95% and employee pays 5%; • Generous vacation, executive leave, sick leave, and holiday package; • Life insurance equal to two times annual salary; • Vehicle Allowance; • 457 (b) Deferred Compensation Plan; • Tax deferred medical and dependent savings plans; • Accident insurance, long-term disability insurance, and an employee assistance program are also available; • Out of area relocation assistance; and • Housing Assistance program. Selection Process Each candidate's background will be evaluated on the basis of information submitted at the time of application to determine the level and scope of the candidate's preparation for this position. The resume should include any additional information which the candidate wishes considered. Only the more qualified candidates, as determined by the screening process, will be invited to participate in the selection process. The names of the most highly qualified candidates will be submitted to the appointing authority for final selection. Final interviews may include presentations to multiple panels as determined by the Mayor and City Council. How to Apply Interested candidates can apply for this position and obtain additional information at www.allianceresourceconsulting.com by April 9,2007. Questions, inquiries and nominations may be directed to: Eric J. Middleton, Managing Partner Alliance Resource Consulting LLC One World Trade Center, Suite 1155 Long Beach, CA 90831 Telephone:(562) 901-0769 Facsimile: (562) 901-3082 E-mail: emiddleton@alliancerc.com An Equal Opportunity/'ADA Employer. Female, minority and disabled candidates are encouraged to apply. CITY OF MONTEREY PARK, CA City Manager ALLIANCE RtSOUKCE CONSULTING LLC THE POWER OF PARTNERSHIP CITY OF MONTEREY PARK, CA The Community The gateway to the San Gabriel Valley, Monterey Park is located six miles east of the Los Angeles Civic Center and encompasses an area of ~.12 square miles with approximately 64,00!) residents.. Development within the City consists primarily of suburban residential neighborhoods balanced by commercial facilities. Monterey Park is bordered by the San Bernardino, Long Beach and Pomona freeways, and offers many- economic and cultural advantages. Only a feu minutes away are mountains, major sport event facilities and cultural attractions. In the City itself, newcomers may choose from hillside homes with spectacular views, family homes on pleasant, tree-lined streets and apartments or condominiums. The educational opportunities from kindergarten to university present some of the best in Los Angeles County. East Los Angeles College is located within the City limits and California State University at Los Angeles is located on the City's northern boundary. The City contains two hospitals, 14 parks and facilities, baseball diamonds, tennis courts, gymnasiums, swimming pools and a golf course. City employees can enjoy a variety of authentic culinary delights from the over 100 restaurants in the City and shopping experiences in the over 75 multi-cultural specialty stores throughout the City. Incorporated on May 29, 1916, Monterey Park is a City that combines almost a century of history and tradition with a modern approach to business, neighborhoods, people, and community. The City of Monterey Park is a lull-service city, providing the community its own fire, police, library, parks and recreation, water service, and infrastructure maintenance. Striving to blend residence and commerce, Monterey Park maintains 60% of its space for residential living. 12% for industrial, 10% for commercial and retail use, and 18% for schooling and recreational tacihties. Its major businesses are auto sales, banking and financial services, medical, education, and food sen-ice. The City is one of the largest banking centers in Southern California and is home to 26 unique banks with more than S620 million in deposits. As one of the most diverse and community-oriented cities in Los Angeles County, it hosts numerous cultural, educational, and festive programs, many of which have received national attention, such as the Harmony Festival, a celebration of cultural diversity; the DARE Program, a drug abuse prevention program for youth; the Good Student Discount Program, a community/business partnership that rewards good students with discounts; and LAAIP, a program to provide Enghsh-as-a-second language assistance. It is a City- with a rich mix of people of many backgrounds. The Government The City Council is the legislative and policy-making body for the City of Monterey Park. The Council Members are elected at-large for four-year, overlapping terms of office. The Mayor, who is selected during each Council reorganization, presides over all Council meetings and is the ceremonial head of the City- for official functions. City Manager The City Council is responsible to the electorate for keeping pace with changing community needs; for establishing the quality of municipal services and the community" environment: lor promoting confidence in local government through open conduct of public affairs; and for encouraging constructive citizen participation. The Council determine'- service level and revenue obligations through the adoption of an annual budget; authorizes City contracts and expenditures; establishes municipal service goals and operating policies; and adopts such regulator1, measures as may be necessary to establish community protection. Council .Members represent the City on various intergovernmental organizations to achieve governmental cooperation, legislation, and programs that are consistent with the needs of Monterey Park's citizens. The City Council also serves as governing board of the City's Community' Redevelopment Agency. The 2006/07 General Fund Budget is S75 million, the five-year Capital Improvement Budget (CIP) is S43.9 million and the City employs 414 FTL's. Opportunities and Challenges Facing the City • Complete the on-going redevelopment projects including the Atlantic Times Square, 'Ibwne Centre, Garvey Villa, and Cascades Market Place Development projects. 1 hese projects are expected to generate substantial tax increment and sales tax revenues, and jobs for the community. • Working with the City Council and other interested parties, continue to push tor funding for the 71 ((-freeway completion through bond measures and other federal and state sources. • Continue working with the Los Angeles Community College District to complete the construction of the East Los Angeles College (ELAC) Transit Center that will provide for off-street layover area for bus operations. Facility will also include passenger and driver amenities. • Continue to improve operational efficiency of the City, improve quality of City services, and seek funding for operation and capital improvements. • Address the deferred maintenance needs of the City and financing and repair of City infrastructure (i.e. streets, curbs, sewers, water systems, etc.). M Identify opportunities to diversify the Otv economy and increase revenue. The Position I ruler general policy direction from the Monterey Park City Council, the City .Manager provides leadership to City departments; provides overall review, direction, and coordination of all City operations and departments; ensures that services are delivered efficiently, effectively, and equitably in accordance with established policy and in keeping with the goals and objectives of the City and ensures that the City Council is kept informed on all matters relating to the general betterment and welfare of the City. Essential duties include, but are not limited to, the following: • Reports directly to the City Council and serves at the pleasure of the Council. The City Manager directly supervises the work of each assigned department head in the City as well as the administrative staff. • Provides guidance and direction to City operations in accordance with policy guidelines set down by the City Council. Also operates as Executive Director for the Community Redevelopment Agency, explores all sources ot revenue, identifies and evaluates ail available resources, fiscal and otherwise, and provides the City Council with data, alternatives, and the benefit ot professional counsel upon which they may place reliance in making sound policy decisions. • Interprets Council and administrative policy to all department heads and to administrative personnel and evaluates the work of department heads and administrative staff. The City Manager is the final appointing authority within the City in accordance with established rules and regulations. • Keeps abreast of all developments affecting local government and keeps the Council informed. In this regard, the City Manager maintains liaison with numerous public agencies, legislative bodies, community groups, citizens, and professional and municipal associations to keep current on ail social, political, and economic factors that may have an impact upon the City's goals and operations. • Maintains effective communications with ail sectors of the City, citizens, business community, service, and other organizations, and in short, establishes and maintains open lines of communication within the City to effect a constant awareness on matters ot community concern and keeps the City Council informed. • Attends all City Council and Community Redevelopment Agency meetings and attends other commission and board meetings and hearings as needed. • Prepares an annual budget of work or program of service for the entire City, present it for City Council approval in a timely manner, and to supervise the implementation of this program. • Provides overall direction and coordination ot the City operations and community redevelopment programs to ensure that the City Council's adopted service objectives are met or exceeded, and that costs do not exceed budget restrictions. • Provides continual monitoring and evaluation of services and programming to assure the City Council that City services, laws, and programs remain relevant to community needs and are administered in an equitable manner. • Provides useful and timely data to the Citv Council and Community Redevelopment Agency Board so that alternatives are considered and decisive policy action is taken to accommodate changing needs and conditions without crisis and without interruption in services. • Oversees an aggressive program of resource development that results in measurable increases in the productivity of City operations each year, procurement of available grant funds to achieve special projects, and new commercial and industrial development that expands the economic base of the City. • Address Eocal Transportation Services (i.e. Spirit Bus System) and issues such as the City's Congestion Management Program, Ereewa\ Soundwali Projects. Downtown Parking Management Program, etc. • Address Regional Transportation issues through involvement in the San Gabriel Valley Council ot Governments. • City Council Agenda preparation. The Candidate Education, Certifications and Experience • Desire a bachelor's degree from an accredited college or university in Public Administration, Business Administration, Industrial Relations. Finance or a closely related field; In addition, candidates should have significant relevant local government experience and skills in economic development and redevelopment, municipal budgeting and financial management, intergovernmental, regional and community relations, public works/capita! improvement, grants writing, and strategic planning. • Possession of a Master's degree is highly desirable. Knowledge and Principal Accountabilities Candidates should have knowledge of the principles of public administration, personnel management, urban planning, community redevelopment, governmental fiscal management techniques and budget control, public relations, and organizational structures. In addition, he/she should be able to: • Provide information and work with City Council, department heads, and various groups to achieve consensus on goals, proi^rams, and service levels. • Provide evaluation, direction, and supervision to department heads and office staff on day-to-day operations and on special projects. • Encourage economic development by working with landowners, developer, and the Chamber ot Commerce on industrial and commercial proposals. Communicate with Federal and State legislators and agencies and works with various organizations to influence programs and legislation impacting the City. Work with other organizations and agencies to resolve problems and initiate new programs. Management Style and Personal Traits The City of Monterey Park is a diverse community, with a long history of civic involvement and solution oriented government. The City Council is looking for a candidate who can bring creative and innovative solutions to address the City's ongoing concerns, and develop in collaboration with the Council a vision for the City. The ideal candidate will be a confident manager, with a proven track record of success in team building and addressing the needs of a diverse and growing community. This person should have an aggressive and entrepreneurial approach to business development, and be able to motivate his/her staff to achieve high levels of efficiency. This person should be a strategic thinker and a calculated risk taker who is able to see the big picture and develop ideas through collaboration and team work. This person should be highly ethical with the integrity to do what is right, not necessarily what is popular. The City Manager should be proactive in bringing issues to the Council and treat all Council Members evenhandedly. The ideal candidate should keep the Council informed in a timely and accurate manner, and provide his/her best professional recommendations in helping the Council shape the vision of the City. However, when the Council makes a decision, he/she should be respectful of the role of the Council and promptly implement their policy, even if it is different from his/her recommendation. Lastly, this person should be organized, be respectful of others opinions, but not afraid to express their own. He/She should be able to mentor and develop staff, be optimistic, energetic, friendly, have a good sense of humor and feel comfortable being visible in the community. Compensation The City of Monterey Park offers a highly competitive compensation package. The salary for this position is open, with placement dependent on the qualifications of the individual. In addition, benefits are provided which include: • Medical: The City pays up to 100% full family per month toward the purchase of medical insurance. The City provides medical coverage through participation in the Multiple Choice Medical Program. Current medical plans and associated premiums are: HMO medical (Aetna or HealthNet), Indemnity Medical (Aetna 90/60 or Aetna 80/60), Kaiser, and Aetna HealthFund. Coverage is effective the first of the month following date of hire. • Dental: The City provides the choice between two Delta Dental Plans and contributes up to full family coverage per month toward the City Manager's dental coverage. Plan offered are: Delta Plan PMI - Prepaid, Delta Dental Preferred Option. Dental coverage is effective the first of the month following date of hire. • Retirement: Full-time employees are enrolled in the California Public Employee's Retirement System (CalPERS) 2% at 55 plan. • Medicare: 1.45% paid by employee and employer. • Life Insurance: $100,000 term Life and A.D. & D. coverage effective first of the month following date of employment; terminates last day in status. Conversion plan available. Insured through Standard. The City pays the full premium. • Long Term Disability: Effective first of the month following employment terminates last day in status. Conversion plan available. Insured through Standard. Benefit: 75% of monthly salary with benefit limit of S8,500/mo. Ninety-day elimination period. The City pays the employee's contribution. • Vacation Leave: Depending on years of service, from 80 hours to 200 hours per year. • Sick Leave: 80 hours of sick leave each year (6.67 hours per month). • Administrative Leave: 96 hours per fiscal year. • Holidays: 13 (8 hour) days 2 of which are floating holidays. • Tuition Reimbursement: The City will pay 100% of tuition and registration fees up to California State University Los Angeles (CSULA) rates. • Employee Assistance Program: (Managed Health Network). Up to 5 sessions for each incident for employee and/or dependents. City paid premium. • 457 Deferred Compensation: City contribution negotiable. Available immediately upon hire on voluntary basis. • Job Enrichment/Career Development Program: Interest free computer purchase loan program up to $2,500. • Vision: VSP. Exam, frames and lenses every 12 months (12/12/ 12); employee only coverage; City paid premium. • Annual Accrual Cash-Out: May elect to annually cash out up to 80 hours of vacation, sick, holiday, administrative leave, or a combination thereof. • Monthly Automobile Allowance, figure to be negotiable at time of appointment. Selection Process Each candidate's background will be evaluated on the basis of information submitted at the time of application to determine the level and scope of the candidate's preparation for this position. The resume should include any additional information which the candidate wishes considered. Only the more qualified candidates, as determined by the screening process, will be invited to participate in the selection process. How to Apply Interested candidates can apply for this position and obtain additional information at www.allianceresourceconsulting.com by September 28, 2007. Questions and inquiries may be directed to: Eric Middleton or Gisela McLean ALLIANCE RESOURCE CONSULTING LLC One World Trade Center, Suite 1155 Long Beach, CA 908 31 Telephone: (562) 901-0769 E-mail: emiddleton@alliancerc.com An Equal Opportunity/ADA Employer