HomeMy WebLinkAboutASM Affiliates Inc; 2015-08-04; UTIL1248UTI Ll 248
AGREEMENT FOR ARCHAEOLOGICAL AND NATIVE
AMERICAN MONITORING SERVICES
ASM AFFILIATES, INC.
IS AGREEMENT is made and entered into as of the day of AGREEiyiENI
, • 2015, by and between the CARLSBAD MUNICIPAL
WAt^^DfeTRICt, a Public Agency organized under the Municipal Water Act of 1911, and a
Sub4i*aV District ofthe City of Carlsbad, ("CMWD"), and ASM AFFILIATES, INC., a California
corporation, ("Contractor").
RECITALS
CMWD requires the professional services of an environmental consultant that is
experienced in archaeological monitoring and reporting services. Contractor has the necessary
experience in providing these professional services, has submitted a proposal, and has affirmed
its willingness and ability to perform such work.
NOW, THEREFORE, in consideration of these recitals and the mutual covenants
contained herein, CMWD and Contractor agree as follows:
1. SCOPE OF WORK
CMWD retains Contractor to perform, and Contractor agrees to render, those services (the
"Services") that are defined in Exhibit "A", attached and incorporated by this reference in
accordance with the terms and conditions set forth in this Agreement.
2. TERM
This Agreement will be effective for a period of one (1) year from the date first above written.
3. COMPENSATION
The total fee payable forthe Services to be performed will be three thousand six hundred seventy
one dollars and fifty cents ($3,671.50). No other compensation for the Services will be allowed
except for items covered by subsequent amendments to this Agreement. CMWD reserves the
right to withhold a ten percent (10%) retention until CMWD has accepted the work and/or the
Services specified in Exhibit "A."
4. STATUS OF CONTRACTOR
Contractor will perform the Services as an independent contractor and in pursuit of Contractor's
independent calling, and not as an employee of CMWD. Contractor will be under the control of
CMWD only as to the results to be accomplished.
5. INDEMNIFICATION
Contractor agrees to indemnify and hold harmless CMWD and its officers, officials, employees
and volunteers from and against all claims, damages, losses and expenses including attorney's
fees arising out of the performance of the work described herein caused by any negligence,
recklessness, or willful misconduct of the Contractor, any subcontractor, anyone directly or
indirectly employed by any of them or anyone for whose acts any of them may be liable.
The parties expressly agree that any payment, attorney's fee, costs or expense CMWD incurs or
makes to or on behalf of an injured employee under the CMWD's self-administered workers'
compensation is included as a loss, expense or cost for the purposes of this section, and that this
section will survive the expiration or eariy termination of this Agreement.
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6. INSURANCE
Contractor will obtain and maintain policies of commercial general liability insurance, automobile
liability insurance, a combined policy of workers' compensation, employers liability insurance, and
professional liability insurance from an insurance company authorized to transact the business of
insurance in the State of California which has a current Best's Key Rating of not less than "A-:Vir;
OR with a surplus line insurer on the State of California's List of Approved Surplus Line Insurers
(LASLI) with a rating in the latest Best's Key Rating Guide of at least "A:X"; OR an alien non-
admitted insurer listed by the National Association of Insurance Commissioners (NAIC) latest
quarterly listings report, in an amount of not less than one million dollars ($1,000,000) each,
unless othen/vise authorized and approved by the Risk Manager or the City Manager. Contractor
will obtain occurrence coverage, excluding Professional Liability, which will be written as claims-
made coverage. The insurance will be in force during the life of this Agreement and will not be
canceled without thirty (30) days prior written notice to CMWD by certified mail. CMWD will be
named as additional insured on General Liability, which shall provide primary coverage to CMWD.
The full limits available to the named insured shall also be available and applicable to CMWD as
an additional insured. Contractor will furnish certificates of insurance to CMWD with
endorsements to CMWD, prior to CMWD's execution of this Agreement.
7. CONFUCT OF INTEREST
Contractor shall file a Conflict of Interest Statement with the City Clerk in accordance with the
requirements of the City of Carisbad Conflict of Interest Code. The Contractor shall report
investments or interests in all four categories.
8. COMPLIANCE WITH LAWS
Contractor will comply with all applicable local, state, and federal laws and regulations prohibiting
discrimination and harassment and will obtain and maintain a City of Carlsbad Business License
for the term of this Agreement.
9. TERMINATION
CMWD or Contractor may terminate this Agreement at any time after a discussion, and written
notice to the other party. CMWD will pay Contractor's costs for services delivered up to the time
of termination, if the services have been delivered in accordance with the Agreement.
10. CLAIMS AND LAWSUITS
By signing this Agreement, Contractor agrees it may be subject to civil penalties for the filing of
false claims as set forth in the California False Claims Act, Government Code sections 12650, et
seq., and Carisbad Municipal Code Sections 3.32.025, et seq. Contractor further acknowledges
that debarment by another jurisdiction is grounds for CMWD to terminate this Agreement.
11. JURISDICTIONS AND VENUE
Contractor agrees and stipulates that the proper venue and jurisdiction for resolution of any disputes
between the parties arising out of this Agreement is the State Superior Court, San Diego County,
California.
12. ASSIGNMENT
Contractor may assign neither this Agreement nor any part of it, nor any monies due or to become
due under it, without the prior written consent of CMWD.
13. AMENDMENTS
This Agreement may be amended by mutual consent of CMWD and Contractor. Any amendment
will be in writing, signed by both parties, with a statement of estimated changes in charges or time
schedule.
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14. AUTHORITY
The individuals executing this Agreement and the instruments referenced in it on behalf of
Contractor each represent and warrant that they have the legal power, right and actual authority
to bind Contractor to the terms and conditions of this Agreement.
CONTRACTOR
ASM AFFILIATES, INC., a California
corporation
CARLSBAD MUNICIPAL WATER
DISTRICT, a Public Agency organized
under the Municipal Water Act of 1911,
and a Subsidiary District of the City of
Carlsbajk,
By:
•'(sigrinere)
John R. Cook, President/Secretary
(print name/title)
PatricK A. Thomas APjubnc Works Director
as'authorized by the City Manager
By:
(sign here)
(print name/title)
If required by CMWD, proper notarial acknowledgment of execution by contractor must be
attached. If a corporation. Agreement must be signed by one corporate officer from each of the
following two groups.
Group A
Chairperson,
President, or
Vice-President
Group B
Secretary,
Assistant Secretary,
CFO or Assistant Treasurer
Otherwise, the corporation must attach a resolution certified by the secretary or assistant
secretary under corporate seal empowering the officer(s) signing to bind the corporation.
APPROVED AS TO FORM:
CELIA A. BREWER, General Counsel
General Counsel Approved Version 4/2/15
ASM • Exhibit "A"
Archaeology • History . Ethnography • Architectural History
July 7,2015
Mark Biskup
CityofCarlsbad
1635 Faraday Ave.
Carlsbad, CA 92008-7314
Re: Proposal to Provide Archaeological and Native American Monitoring for Phase III Project lA,
Carlsbad, Califomia
Dear Mr. Biskup,
ASM Affiliates, Inc. (ASM) is pleased to present this proposal to provide cultural resources monitoring to
the City of Carlsbad (City) for compliance with CEQA for the above mentioned project. This proposal
includes a scope of work, cost estimate, and the proposed schedule for completion of the work. Please
note that the actual schedule for completion of the proposed tasks will be dependent upon the overall
construction schedule. All proposed services will be performed on a time and materials basis. This
proposal will remain valid for 90 days from today's date.
Scope of Work
ASM will use in-house records to perform an archaeological records search in order to identify previously
recorded sites and previous cultural resource studies documented within the current project area. In
addition, we will request a search of the Sacred Lands File (SLF) be performed by the Native American
Heritage Commission (NAHC) in order to identify any areas of Native American heritage significance
that may be impacted by project development. NAHC will provide a list of individuals who are
potentially knowledgeable of such issues and this list will be provided as an appendix to ASM's technical
report prepared for the project for use by the City in performing direct consultation with Tribal entities.
Due to the expected presence of significant cultural resources within the vicinity of the Project area,
archaeological and Native American monitoring is required for all ground disturbance.
ASM will provide an archaeological and Native American monitor to be on site during all groimd
disturbing activities associated with the project. The monitors will observe construction activities to
determine if cultural resources are present below groimd surface. ASM assumes the project will be
negative for cultural resources. However, if significant finds are identified during monitoring, the
monitor will halt work in the area of the discovery and contact the Principal Investigator. The Principal
Investigator will visit the site and consult with the City to determine what action will be taken. Recording
of features and evaluation of the significance of cultural deposits will usually take no more than 1-2 days
and then earthmoving can resume in those areas. If the site is determined to be eligible for the Califomia
Register of Historical Resources, site avoidance or archaeological mitigation (data recovery) will be
required. Any services related to site evaluation or mitigation through data recovery will require a
contract augment for preparation of a research design, additional fieldwork, artifact analysis, report
preparation, and artifact curation as mandated by the City for compliance with CEQA.
Corfwrate: 2034 Corte Del Nogal, Carlsbad, CA 92011 • (760) 804-5757 • Fax: (760) 804-5755
Office Locations: Pasadena &Tehachapl, CA • Boise, ID • Reno & Las Vegas, NV • Salt Lake City, UT
Stanwood & Spokane, WA • Cheyenne, WY • Hilo, HI
www.asmaffiliates.com
Mr. Biskup
July 7. 2015
2 of 2
Cost Estimate
ASM will provide Native American and archaeological monitoring services described in the scope of
work above for an estimated cost of $3,671.50. This assumes that a maximum of two (2) days of
monitoring will be required. If monitoring efforts result in the identification of cultural resources, a cost
adjustment will be necessary to cover charges for site documentation. ASM will provide a draft letter
report to you within four (4) weeks ofthe completion of monitoring. ASM will submit a final report five
(5) days after receipt of City comment. A breakdown of our cost estimate is available at your request.
The following assumptions are included in this estimate:
• Not more than 2 days of monitoring will be needed;
• We assume 8 hour work days;
• An in-house records search will suffice for this project;
• No cultural resources will be identified; and,
• Documentation or evaluation of any cultural resources identified will be performed under
augment.
ASM will perfonn the services described above on a time and materials basis. We will not exceed this
estimate without your vmtten approval. You will be billed on a monthly basis and invoices will become
due and payable within 30 days. Should additional field monitoring services be required past the two
days, we can provide this service with your approval for $55/hr for an archaeological monitor, and $75/hr
for a Native American monitor.
I hope this proposal provides the information you require and meets with your satisfaction. Should you
have any questions, please do not hesitate to call me. We appreciate the opportunity to work with you on
this project.
Respectfully,
Mark S. Becker, Ph.D., RPA
Principal Investigator