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HomeMy WebLinkAboutJL Patterson and Associates Inc; 2012-12-17; TRAN949TRAN949 AGREEMENT FOR PELIMINARY ENGINEERING SERVICES (J.L. PATTERSON & ASSOCIATES, INC.) THIS AGREEMENT is made and entered into as of the / day of JC^^C^/Vi/^J^r^ 20^ by and between the CITY OF CARLSBAD, a municipal corporation. ("City"), and J.L. PATTERSON & ASSOCIATES, INC., a California corporation, ("Contractor"). RECITALS A. City requires the professional services of an engineering consultant that is experienced in railway engineering. B. Contractor has the necessary experience in providing professional services and advice related to railway engineering. C. Contractor has submitted a proposal to City and has affirmed Its willingness and ability to perform such work. NOW, THEREFORE, in consideration of these recitals and the mutual covenants contained herein, City and Contractor agree as follows: 1. SCOPE OF WORK City retains Contractor to perform, and Contractor agrees to render, those services (the "Services") that are defined in attached Exhibit "A", which is incorporated by this reference in accordance with this Agreement's terms and conditions. 2. STANDARD OF PERFORMANCE While performing the Services, Contractor will exercise the reasonable professional care and skill customarily exercised by reputable members of Contractor's profession practicing in the Metropolitan Southern California Area, and will use reasonable diligence and best judgment while exercising its professional skill and expertise. 3. TERM The term of this Agreement will be effective for a period of one (1) year from the date first above written. The City Manager may amend the Agreement to extend it for one (1) additional one (1) year period or parts thereof. Extensions will be based upon a satisfactory review of Contractor's performance, City needs, and appropriation of funds by the City Council. The parties will prepare a written amendment Indicating the effective date and length of the extended Agreement. 4. TIME IS OF THE ESSENCE Time is of the essence for each and every provision of this Agreement. 5. COMPENSATION The total fee payable for the Services to be performed will be fifteen thousand three hundred fourteen dollars ($15,314). No other compensation for the Services will be allowed except for items covered by subsequent amendments to this Agreement. The City reserves the right to withhold a ten percent (10%) retention until City has accepted the work and/or Services specified in Exhibit "A". Incremental payments, if applicable, should be made as outiined in attached Exhibit "A". City Attorney Approved Version 2/17/12 6. STATUS OF CONTRACTOR Contractor will perform the Services in Contractor's own way as an independent contractor and in pursuit of Contractor's independent calling, and not as an employee of City. Contractor will be under control of City only as to the result to be accomplished, but will consult with City as necessary. The persons used by Contractor to provide services under this Agreement will not be considered employees of City for any purposes. The payment made to Contractor pursuant to the Agreement will be the full and complete compensation to which Contractor is entitled. City will not make any federal or state tax withholdings on behalf of Contractor or its agents, employees or subcontractors. City will not be required to pay any workers' compensation insurance or unemployment contributions on behalf of Contractor or its employees or subcontractors. Contractor agrees to indemnify City within thirty (30) days for any tax, retirement contribution, social security, overtime payment, unemployment payment or workers' compensation payment which City may be required to make on behalf of Contractor or any agent, employee, or subcontractor of Contractor for work done under this Agreement. At the City's election, City may deduct the indemnification amount from any balance owing to Contractor. 7. SUBCONTRACTING Contractor will not subcontract any portion of the Services without prior written approval of City. If Contractor subcontracts any of the Services, Contractor will be fully responsible to City for the acts and omissions of Contractor's subcontractor and of the persons either directly or indirectly employed by the subcontractor, as Contractor is for the acts and omissions of persons directly employed by Contractor. Nothing contained in this Agreement will create any contractual relationship between any subcontractor of Contractor and City. Contractor will be responsible for payment of subcontractors. Contractor will bind every subcontractor and every subcontractor of a subcontractor by the terms of this Agreement applicable to Contractor's work unless specifically noted to the contrary in the subcontract and approved in writing by City. 8. OTHER CONTRACTORS The City reserves the right to employ other Contractors in connection with the Services. 9. INDEMNIFICATION Contractor agrees to indemnify and hold harmless the City and its officers, officials, employees and volunteers from and against all claims, damages, losses and expenses including attorneys fees arising out of the performance of the work described herein caused by any negligence, recklessness, or willful misconduct of the Contractor, any subcontractor, anyone directly or indirectly employed by any of them or anyone for whose acts any of them may be liable. The parties expressly agree that any payment, attorney's fee, costs or expense City incurs or makes to or on behalf of an injured employee under the City's self-administered workers' compensation is included as a loss, expense or cost for the purposes of this section, and that this section will survive the expiration or early termination of this Agreement. 10. INSURANCE ' Contractor will obtain and maintain for the duration of the Agreement and any and all amendments, insurance against claims for injuries to persons or damage to property which may arise out of or in connection with performance of the services by Contractor or Contractor's agents, representatives, employees or subcontractors. The insurance will be obtained from an insurance carrier admitted and authorized to do business in the State of California. The insurance carrier is required to have a current Best's Key Rating of not less than "A-:Vir'. OR City Attorney Approved Version 2/17/12 with a surplus line insurer on the State of California's List of Eligible Surplus Line Insurers (LESLI) with a rating in the latest Best's Key Rating Guide of at least "A:X". 10.1 Coverages and Limits. Contractor will maintain the types of coverages and minimum limits indicated below, unless Risk Manager or City Manager approves a lower amount. These minimum amounts of coverage will not constitute any limitations or cap on Contractor's indemnification obligations under this Agreement. City, its officers, agents and employees make no representation that the limits of the insurance specified to be carried by Contractor pursuant to this Agreement are adequate to protect Contractor. If Contractor believes that any required insurance coverage is inadequate. Contractor will obtain such additional insurance coverage, as Contractor deems adequate, at Contractor's sole expense. 10.1.1 Commercial General Liabilitv Insurance. $1,000,000 combined single-limit per occurrence for bodily injury, personal injury and property damage. If the submitted policies contain aggregate limits, general aggregate limits will apply separately to the work under this Agreement or the general aggregate will be twice the required per occurrence limit. 10.1.2 Automobile Liabilitv (if the use of an automobile is involved for Contractor's work for City). $1,000,000 combined single-limit per accident for bodily injury and property damage. 10.1.3 Workers' Compensation and Emplover's Liabilitv. Workers' Compensation limits as required by the California Labor Code. Workers' Compensation will not be required if Contractor has no employees and provides, to City's satisfaction, a declaration stating this. 10.1.4 Professional Liability. Errors and omissions liability appropriate to Contractor's profession with limits of not less than $1,000,000 per claim. Coverage must be maintained for a period of five years following the date of completion of the work. I I If box is checked, Professional Liability City's Initials Contractor's Initials Insurance requirement is waived. 10.2. Additional Provisions. Contractor will ensure that the policies of insurance required under this Agreement contain, or are endorsed to contain, the following provisions: 10.2.1 The City will be named as an additional insured on Commercial General Liability which shall provide primary coverage to the City. 10.2.2 Contractor will obtain occurrence coverage, excluding Professional Liability, which will be written as claims-made coverage. 10.2.3 This insurance will be in force during the life of the Agreement and any extensions of it and will not be canceled without thirty (30) days prior written notice to City sent by certified mail pursuant to the Notice provisions of this Agreement. 10.3 Providing Certificates of Insurance and Endorsements. Prior to City's execution of this Agreement, Contractor will furnish certificates of Insurance and endorsements to City. 10.4 Failure to Maintain Coverage. If Contractor fails to maintain any of these insurance coverages, then City will have the option to declare Contractor in breach, or may purchase replacement Insurance or pay the premiums that are due on existing policies in order to City Attorney Approved Version 2/17/12 maintain the required coverages. Contractor is responsible for any payments made by City to obtain or maintain insurance and City may collect these payments from Contractor or deduct the amount paid from any sums due Contractor under this Agreement. 10.5 Submission of Insurance Policies. City reserves the right to require, at anytime, complete and certified copies of any or all required insurance policies and endorsements. 11. BUSINESS UCENSE Contractor will obtain and maintain a City of Carlsbad Business License for the term of the Agreement, as may be amended from time-to-time. 12. ACCOUNTING RECORDS Contractor will maintain complete and accurate records with respect to costs incurred under this Agreement. All records will be clearly identifiable. Contractor will allow a representative of City during normal business hours to examine, audit, and make transcripts or copies of records and any other documents created pursuant to this Agreement. Contractor will allow inspection of all work, data, documents, proceedings, and activities related to the Agreement for a period of three (3) years from the date of final payment under this Agreement. 13. OWNERSHIP OF DOCUMENTS All work product produced by Contractor or its agents, employees, and subcontractors pursuant to this Agreement Is the property of City. In the event this Agreement Is terminated, all work product produced by Contractor or its agents, employees and subcontractors pursuant to this Agreement will be delivered at once to City. Contractor will have the right to make one (1) copy of the work product for Contractor's records. 14. COPYRIGHTS Contractor agrees that all copyrights that arise from the services will be vested in City and Contractor relinquishes all claims to the copyrights in favor of City. 15. NOTICES The name of the persons who are authorized to give written notices or to receive written notice on behalf of City and on behalf of Contractor under this Agreement. For City For Contractor Name Bryan Jones Name Richard Gonzales Title Deputy Director Title Railroad Coordinator Department Transportation Address 725 Town & Country Rd. Suite 300 City of Carlsbad Orange. CA 92868 Address 1635 Faraday Avenue Phone No. (714) 835-6355 Carlsbad, CA 92008 Email rgonzales@jlpatterson.com Phone No. (760)602-2431 Each party will notify the other immediately of any changes of address that would require any notice or delivery to be directed to another address. City Attorney Approved Version 2/17/12 16. CONFLICT OF INTEREST Contractor shall file a Conflict of Interest Statement with the City Clerk in accordance with the requirements of the City of Carlsbad Conflict of Interest Code. The Contractor shall report investments or interests in all four categories. 17. GENERAL COMPLIANCE WITH LAWS Contractor will keep fully informed of federal, state and local laws and ordinances and regulations which in any manner affect those employed by Contractor, or in any way affect the performance of the Services by Contractor. Contractor will at all times observe and comply with these laws, ordinances, and regulations and will be responsible for the compliance of Contractor's services with all applicable laws, ordinances and regulations. Contractor will be aware ofthe requirements ofthe Immigration Reform and Control Act of 1986 and will comply with those requirements, including, but not limited to, verifying the eligibility for employment of all agents, employees, subcontractors and consultants whose services are required by this Agreement. 18. DISCRIMINATION AND HARASSMENT PROHIBITED Contractor will comply with all applicable local, state and federal laws and regulations prohibiting discrimination and harassment. 19. DISPUTE RESOLUTION If a dispute should arise regarding the performance of the Services the following procedure will be used to resolve any questions of fact or interpretation not othenwise settled by agreement between the parties. Representatives of Contractor or City will reduce such questions, and their respective views, to writing. A copy of such documented dispute will be fonA/arded to both parties involved along with recommended methods of resolution, which would be of benefit to both parties. The representative receiving the letter will reply to the letter along with a recommended method of resolution within ten (10) business days. If the resolution thus obtained is unsatisfactory to the aggrieved party, a letter outlining the disputes will be fonA/arded to the City Manager. The City Manager will consider the facts and solutions recommended by each party and may then opt to direct a solution to the problem. In such cases, the action of the City Manager will be binding upon the parties involved, although nothing in this procedure will prohibit the parties from seeking remedies available to them at law. 20. TERMINATION In the event of the Contractor's failure to prosecute, deliver, or perform the Services, City may terminate this Agreement for nonperformance by notifying Contractor by certified mail of the termination. If City decides to abandon or indefinitely postpone the work or services contemplated by this Agreement, City may terminate this Agreement upon written notice to Contractor. Upon notification of termination. Contractor has five (5) business days to deliver any documents owned by City and all work in progress to City address contained in this Agreement. City will make a determination of fact based upon the work product delivered to City and of the percentage of work that Contractor has performed which is usable and of worth to City in having the Agreement completed. Based upon that finding City will determine the final payment of the Agreement. Either party upon tendering thirty (30) days written notice to the other party may terminate this Agreement. In this event and upon request of City, Contractor will assemble the work product and put it in order for proper filing and closing and deliver it to City. Contractor will be paid for work performed to the termination date; however, the total will not exceed the lump sum fee City Attorney Approved Version 2/17/12 payable under this Agreement. City will make the final determination as to the portions of tasks completed and the compensation to be made. 21. COVENANTS AGAINST CONTINGENT FEES Contractor warrants that Contractor has not employed or retained any company or person, other than a bona fide employee working for Contractor, to solicit or secure this Agreement, and that Contractor has not paid or agreed to pay any company or person, other than a bona fide employee, any fee, commission, percentage, brokerage fee, gift, or any other consideration contingent upon, or resulting from, the award or making of this Agreement. For breach or violation of this warranty. City will have the right to annul this Agreement without liability, or, in its discretion, to deduct from the Agreement price or consideration, or othenA/ise recover, the full amount ofthe fee, commission, percentage, brokerage fees, gift, or contingent fee. 22. CLAIMS AND LAWSUITS By signing this Agreement, Contractor agrees that any Agreement claim submitted to City must be asserted as part of the Agreement process as set forth in this Agreement and not in anticipation of litigation or in conjunction with litigation. Contractor acknowledges that if a false claim is submitted to City, it may be considered fraud and Contractor may be subject to criminal prosecution. Contractor acknowledges that California Government Code sections 12650 et seq., the False Claims Act applies to this Agreement and, provides for civil penalties where a person knowingly submits a false claim to a public entity. These provisions include false claims made with deliberate ignorance of the false information or in reckless disregard of the truth or falsity of information. If City seeks to recover penalties pursuant to the False Claims Act, it is entitled to recover its litigation costs, including attorney's fees. Contractor acknowledges that the filing of a false claim may subject Contractor to an administrative debarment proceeding as the result of which Contractor may be prevented to act as a Contractor on any public work or improvement for a period of up to five (5) years. Contractor acknowledges debarment by another jurisdiction is grounds for City to terminate this Agreement. 23. JURISDICTIONS AND VENUE Any action at law or in equity brought by either of the parties for the purpose of enforcing a right or rights provided for by this Agreement will be tried in a court of competent jurisdiction in the County of San Diego, State of California, and the parties waive all provisions of law providing for a change of venue in these proceedings to any other county. 24. SUCCESSORS AND ASSIGNS It is mutually understood and agreed that this Agreement will be binding upon City and Contractor and their respective successors. Neither this Agreement or any part of it nor any monies due or to become due under It may be assigned by Contractor without the prior consent of City, which shall not be unreasonably withheld. 25. ENTIRE AGREEMENT This Agreement, together with any other written document referred to or contemplated by it, along with the purchase order for this Agreement and its provisions, embody the entire Agreement and understanding between the parties relating to the subject matter of it. In case of conflict, the terms of the Agreement supersede the purchase order. Neither this Agreement nor any of its provisions may be amended, modified, waived or discharged except in a writing signed by both parties. City Attorney Approved Version 2/17/12 26. AUTHORITY The individuals executing this Agreement and the instruments referenced in it on behalf of Contractor each represent and warrant that they have the legal power, right and actual authority to bind Contractor to the terms and conditions of this Agreement. CONTRACTOR J.L. PATTERSON & ASSOCIATES, INC., a California corporation (sign here) (print name/title) f.r. \.(£^L+ CITY OF CARLSBAD, a municipal corporation of the State of California By: CiXK^QnogGr fe/Mciyer &f Division Director as authorized by the City Manager By: ^ (sign (sign here) (print name/title) t^/'/cr/^Q If required by City, proper notarial acknowledgment of execution by contractor must be attached. If a corporation. Agreement must be signed by one corporate officer from each of the following two groups. Group A Chairman, President, or Vice-President Group B Secretary, Assistant Secretary, CFO or Assistant Treasurer Otherwise, the corporation must attach a resolution certified by the secretary or assistant secretary under corporate seal empowering the officer(s) signing to bind the corporation. APPROVED AS TO FORM: RONALD R. BALL, City Attorney BY: Assistant City Attorney City Attorney Approved Version 2/17/12 •lOKUOGMEmACKNf .EDGMEKTACKNOUlEr>OMENTACKNOV^ LEr>rwriE)aAC»%O.VLEOrgMEKTACr i State of California County of <>fLA/Ub(Z CALIFORNIA ALL-PURPOSE CERTIFICATE OF ACKNOWLEDGMENT On Z% jJai/e^r Z^/^ before me, iX^rC L (^^^5 ^ l^^h/V fu^Z/C ^ (here insert name and title ofthe officerT personally appeared QyU^fif / ktl]/AA,f ITA^\S personally known to me (or<^roved to me on the basis of satisfactory evidencS to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrunnent the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument WITNESS my hand and official seal. Signature MARC A. CANAS Commission # 1924709 Notary Public • Citifornia Orange County ^ My Comm. Expires Feb 6. 20151 (Seal) OPTIONAL INFORMATION Althoughi the information in this section is not required by law, it could prevent fraudulent removal and reattactiment of tliis acknowledgment to an unauthorized document and may prove useful to persons relying on the attached document. Description of Attached Document The preceding Certificate of Acknowledgment is attached to a document titled/for the purpose of containing pages, and dated The signer(s) capacity or authority is/are as: n Individual(s) n Attorney-in-Fact CU Corporate Officer(s) Title(s) dl Guardian/Conservator CU Partner - Limited/General I I Trustee(s) • Other: representing: Name(s) of Person(s) or Entity(ies) Signei is Representing Additional information Method of Signer Identification CU Personally known to nne CU Proved to nne on the basis of satisfactory evidence: O form(5) of identification O credible witness(es) Identification is detailed in notary journal on: Page # Entry # Notary contact: Other I I Additional Signer(s) CU Signer(5) Thunnbprint(s) • © Copyright 2005 Notary Rotary, Inc. 925 29th St., Des Moines, IA 50312-3612 Form ACK02. 10/05. To re-order, call toll-free 1-877-349-6588 or visit us on the Internet at http://www.notaryrotary.com mEDGMEKTAC«^W^aliMtNTAC^^^JiVLEDUt^ENTACr^KrALEnOMENT^CKN^ iH.i.'MOMEDGMEKTl State of California County of CALIFORNIA ALL-PURPOSE CERTIFICATE OF ACKNOWLEDGMENT On ^8 l^m^kr Ze/L before me, A Gr^t/j X/^^y fi^//C personally appeared ^aC^l^elKc fa^/ZifA//I (here insert name and title ofthe officer) personally known to me (or^^oved to me on the basis of satisfactory evidence) to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person{s), or the entity upon behalf of which the person(s) acted, executed the instrumenL WITNESS my hand and official seal. Signature MARC A. CANAS Commission # 1924709 tlotary Public • California Orange County ^ (Seal) OPTIONAL INFORMATION Although the information in this section is not required by law, it could prevent fraudulent removal and reattachment of this acknowledgment to an unauthorized document and may prove useful to persons relying on the attached document. Description of Attached Document The preceding Certificate of Acknowledgment is attached to a document titled/for the purpose of containing pages, and dated The signer(s) capacity or authority is/are as: CU Individual(s) CD Attorney-in-Fact O Corporate Officer(s) Title(s) CU Guardian/Conservator CU Partner - Limited/General CU Trustee(s) • Other: representing: Name(s) of Person(s) or Entity(les) Signer is Representing Additional Information Method of Signer Identification CU Personally known to nne I I Proved to nne on the basis of satisfactory evidence: L-O form(s) of identification O credible witnessCes) Identification is detailed in notary journal on: Page # Entry # Notary contact: Other I I Additional Signer(s) CU Signer(5)Thumbprint(s) • © Copyright 2005 Notary Rotary, Inc. 925 29th St., Des Moines, IA 50312-3612 Form ACK02. 10/05. To re-order, call toll-free 1-877-349-6588 or visit us on the Internet at http://www.notaryrotary.com MTKflSON EXHIBIT "A' ASSOailTCS, INC ^ ^|aVlliTftflCi<U^ October 15,2012 Mr. Bryan Jones, TE, FTP, AlCP Deputy Director, Transportation Department City of Carlsbad 1635 Faraday Avenue Carlsbad, CA 92008 Subject: Proposed Pedestrian At-Grade Crossing at Chestnut Street Dear Mr. Jones: On behalf of J.L. Patterson & Associates (JLP), I am pleased to submit our proposal to provide preliminary engineering services along with documentation to submit a full application to the CPUC to request a new at-grade pedestrian crossing at Chestnut Street. CPUC Application T^^k 1 - CPUC Application for Pedestrian Rail Crossinc a. Site Meetings: JLP will conduct on-site meetlng{s) with CPUC City and North County Transit District (NCTD) staff to discuss project design prior to CPUC formal full application submittal. b. CPUC Formal Application Preparation: JLP will prepare a draft formal application for the CPUC per the required CPUC Rule 3.7, Public Road Across Railroad and In compliance with the procedures established in CPUC Chapter 1. Rules and Practice and Procedure (Effective June 8, 2011). The hard copy draft will be reviewed by City, NCTD and CPUC Rail Crossings Engineering Section staff prior to submittal ofthe formal application with the CPUC. Deliverables: 1. Meeting minutes from on-site nneetinas. 2. NCTD and City staff-level approval 3. Draft CPUC formal aPDlicatlon fnr Citv. NCTD and CPUC staff review 4. Final CPUC formal application for submittal 5. Confirmation receipt of formal application from CPUC If after reading the enclosed information you should have any questions, please feel free to contact me. I can be reached at 714-835-6355, or via e-mail at rgonzales^jlpattgrspn^cpm. Sincerely, Richard Gonzales, Railroad Coordinator J.L Patterson & Associates, Inc Professional Railroad Engineering Services City of Carlsbad Pedestrian At-Grade Crossing at Chestnut Street ^ • Project Project CADD Manager Engineer Designer Total Index of Drawinas and Activities $183.00 $155.00 $96.00 Hours 1 P R ;':.! nTTCRSON SSOCIflTCS, INC. ntlWKMUUOM <N0M«illN6 • Total Cost Grade Crossing Modifications Proiect/Diaqnostic Meeting with City and Team 6 6 4 16 $ 2.412.00 Develop Exhibit Plans Outlining Safety Improvements in Preparation for Diagnostic Meeting with PUG and City 2 4 8 14 $ 1,754.00 Crossing Diagnostic Site Meeting - PUC, NCTD, City & JLP to Review Exhibit Plans 8 8 16 $ 2,704.00 Incorporate Comments from PUC 1 2 2 $ 685.00 Subtotal 17 20 14 51 $ 7,655.00 Application / Permits Handled by NCTD/City Material & Forces Account Estimate Covering Signal/Roadway Improvements to be Obtained by NCTD Riqht-of-Entry Permit Application - NCTD/City/JLP Obtain Construction & Maintenance Agreement Modify Existinq Aqreement Coverina Roadway Modifications Subtotal $ PUC Full Application Full Application 2 12 4 $ 2,610.00 Exhibit "A" - Vicinity & Key Map 1 2 2 6 $ 685.00 Exhibit "B" - Grade Crossing Modification 1 4 4 9 $ 1,187.00 Exhibit "C" - Railroad Concurrence Letters 1 1 2 $ 338.00 Prepare 88B Documents if Required 1 6 2 9 $ 1,305.00 Coordination with CPUC on Review of Exhibits 2 6 8 $ 1,296.00 US DOT Crossinq Inventory Form (Update) 1 1 $ 338.00 Subtotal 9 32 12 1 33 $ 7,759.00 1