HomeMy WebLinkAboutParty Agreement for the West Influent Pipeline; 2014-12-09;RESOLUTION 2015-01
RESOLUTION OF THE BOARD OF DIRECTORS OF THE
ENCINA WASTEWATER AUTHORITY
AGREEMENT AUTHORIZATION FOR THE OWNERSHIP, OPERATION, AND MAINTENANCE OF THE WEST
INFLUENT PIPELINE
WHEREAS, the Encina Wastewater Authority (EWA) is responsible for the operation,
maintenance and administration of the Encina Water Pollution Control Facility (EWPCF); and,
WHEREAS, the Leucadia Wastewater District and the Cities of Carlsbad, Vista and Encinitas are
four of the six member agencies that own the EWPCF and each sends wastewater to that facility for
treatment; and,
WHEREAS, the Leucadia Wastewater District and the Cities of Carlsbad, Vista and Encinitas each
sends wastewater through an interceptor sewer segment referred to as the West Influent Pipeline; and,
WHEREAS, the West Influent Pipeline was reconstructed by EWA in November 2010 with the
cost paid for by the Leucadia Wastewater District and the Cities of Carlsbad, Vista and Encinitas; and,
WHEREAS, the EWA, Leucadia Wastewater District, and the Cities of Carlsbad, Vista and
Encinitas desire to enter into a separate agreement for the West Influent Pipeline ownership, operation,
and maintenance; and,
WHEREAS, the EWA shall provide the Owners with access and any other cooperation reasonably
necessary for the operation, maintenance, improvement and/or enlargement of the West Influent
Pipeline.
NOW, THEREFORE, it is hereby resolved the EWA Board of Directors approves the West Influent
Pipeline Agreement hereto as Attachment 1.
PASSED AND ADOPTED at a meeting of the Board of Directors of the Encina Wastewater
Authority held April 22, 2015, by the following vote:
Representative Agency Vote
Chair Sullivan Leucadia Wastewater District Aye
Vice Chair Blackburn City of Carlsbad Aye
Director Schumacher City of Carlsbad Aye
John Aguilera (Alternate) City of Vista Aye
Director Rigby City of Vista Aye
John Aguilera (Alternate) Buena Sanitation District Aye
Director Rigby Buena Sanitation District Aye
Director Gaspar City of Encinitas Aye
Ref. Admin 15-12142
Director Muir
Director Hernandez
Director Elitharp
Director Juliussen
ATTEST:
Sullivan/ Chair/ Bifard of Directors
Encina Wastewater Authority
EWA Boar ... Jf Directors Resolution 2015-01
West Influent Pipeline Agreement
City of Encinitas
Vallecitos Water District
Vallecitos Water District
Leucadia Wastewater District
Paula Clowar1 Board Secretary
Encina Wastewater Authority
Aye
Aye
Aye
Aye
Ref. Admin 15-12141
AGREEMENT FOR THE OWNERSHIP, OPERATION, AND
MAINTENANCE OF THE WEST INFLUENT PIPELINE
THIS AGREEMENT is made and entered into as of ,72ece.mbe.y 9 , 2014, by and
between the City of Vista, a chartered municipal corporation ("Vista"); the City of Carlsbad, a
chartered municipal corporation ("Carlsbad"); the Leucadia Wastewater District, a county water
district ("LWD"); the City of Encinitas, a general law city CEncinitas"), and the Encina
Wastewater Authority, a public agency ("EWA"). These entities are also individually referred to
as a "Party" and collectively as "Parties."
RECITALS
A EWA is responsible for the operation, maintenance and administration of the
Encina Water Pollution Control Facility.
B. Vista, Carlsbad, LWD, and Encinitas are four of the six members of the Encina
Joint Powers Authority that own the Encina Water Pollution Control Facility, and each sends
wastewater to that facility for treatment.
C. On February 26, 2002, Carlsbad and Vista entered into an agreement for the
ownership, operation, and maintenance of the Vista/Carlsbad Interceptor. An interceptor sewer
pipeline jointly owned by Vista and Carlsbad which extends to the Encina Water Pollution
Control Facility. The individual pipeline segments of the Vista/Carlsbad Interceptor have been
commonly referred to as VC1 through VC16. This agreement was amended and restated on
June 11, 2013.
D. The segment formerly known as VC16 has been reconstructed by EWA and paid
for by Vista, Carlsbad, LWD, and Encinitas and is now known as the West Influent Pipeline. It
receives flows from both the Vista/Carlsbad Interceptor and the Occidental line which serves
and is owned, operated, and maintained by Carlsbad, LWD, and Encinitas.
E. The West Influent Pipeline begins at the confluence junction structure of the V/C
Intercepter Sewer and the Occidental Sewer as shown on the City of Carlsbad Drawing Number
474-8 and terminates at the influent junction structure of the Encina Water Pollution Control
Facility. The West Influent Pipeline includes the confluence junction structure but excludes all
sewer pipeline connections to that structure. A schematic drawing of the West Influent Pipeline
is attached as Exhibit A
F. The Parties desire to enter into an agreement for the ownership, operation, and
maintenance of the West Influent Pipeline.
NOW, THEREFORE, in consideration of these recitals and the mutual covenants
contained herein, the Parties agree as follows:
Section 1 DEFINITIONS
For the purposes of this Agreement, the following terms shall have the meanings
indicated:
1.1 Administrator. The Administrator shall be the individuals designated to administer
the functions of the sewer system for that Party. For Vista, Carlsbad, and Encinitas the
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Administrator is each City's City Manager or his or her designated representative. For LWD and
EWA, the Administrator is the General Manager or his or her designated representative.
1.2 Capacity. Capacity is identified in Exhibit B.
1.3 Improvement or Enlargement Costs. These include the cost of land, easements,
rights-of-way, engineering, construction management, construction inspection, and construction.
1.4 Lead Agency. The Party identified in a Project Agreement as responsible for the
planning, design, and construction of a given component of the West Influent Pipeline.
1.5 Ownership Interest. Vista, Carlsbad, LWD, and Encinitas jointly own the West
Influent Pipeline, and their respective ownership interests in the West Influent Pipeline is set
forth in Exhibit B. For purposes of this Agreement, Vista, Carlsbad, LWD, and Encinitas are
referred to collectively as the "Owners."
1.6 Project Agreement. A separate agreement between Owners that defines project-
specific requirements of each Owner, cost sharing for design and construction, the method of
cost accounting and the payment schedule for the improvement or enlargement of the West
Influent Pipeline.
1.7 Wastewater. Wastewater shall be construed to mean domestic sewage,
authorized industrial discharges that are in compliance with the EWA's Source Control Program,
and Inflow/Infiltration.
Section 2 JOINT PARTICIPATION
The Owners shall participate jointly in the construction, ownership, maintenance,
operation, and use of the West Influent Pipeline, including the parts thereof which may be
subsequently acquired or constructed for the improvement or enlargement thereof. The Owners
shall pay for such construction, ownership, maintenance, operation, and use of the West
Influent Pipeline in proportion to their respective Ownership Interests or as otherwise provided
below.
Section 3 CAPACITY RIGHTS
3.1 Each Owner has heretofore paid for its Ownership Interest.
3.2 No Owner may grant, encumber, limit, or restrict its interest in any part of the
West Influent Pipeline for any purpose other than the disposal of wastewater, without the prior
written approval of all the other Owners.
3.3 None of the Owners shall exceed their Capacity rights in the West Influent
Pipeline. Any use of Capacity in excess of an Owner's Ownership Interest shall be considered
a trespass. Any Owner is hereby authorized to specifically enforce the terms of this section
against another Owner, including through commencement of a proceeding at law or equity. The
Owners agree that specific enforcement is a proper remedy in that payment of damages is not
an adequate remedy for the potential losses to any Owner resulting from the loss of Capacity.
For example, replacement of Capacity may be impractical and the consequences for the
economic development of an Owner are not readily subject to quantification. Each Owner
hereby consents to the commencement of such action or actions and waives any right it may
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have to further approval of such actions under this Agreement. In addition to any injunctive
relief, any Owner may seek consequential damages. In any such action, the prevailing party
shall be entitled to attorney's fees and costs. ·
Section4 ACQUISITION OF ADDITIONAL CAPACITY
In the event any Owner requires capacity in the West Influent Pipeline in excess of the
proportionate capacity allowed under this Agreement, and the West Influent Pipeline is not
being used by the other Owners to the full percentage of the total capacity to which they are
entitled, the Owner requiring additional capacity may license, lease, or purchase such additional
capacity from the other parties. Such license, lease, or purchase shall be accomplished by
written agreement; a copy of which shall be provided to each Owner, and Exhibit B will be
deemed amended to conform to the new percentages. The value of the West Influent Pipeline
as of April 2011 is $678,395. The replacement value of the West Influent Pipeline shall be
caJculated by multiplying the value as of April 2011, by the percentage change in the
Engineering News Record Construction Cost Index for Los Angeles (ENRLA) for each calendar
year starting with 2012, then adding the resulting products to the original value of the subject
facility.
Section 5 RESPONSIBIL TY OF LEAD AGENCY
Carlsbad shall be the Lead Agency with maintenance responsibility for the West Influent
Pipeline, unless agreed upon otherwise by a separate Project Agreement. The Owners shall
mutually agree on all recommendations for improvements and enlargements to the West
Influent Pipeline; however, a separate Project Agreement shall be prepared and executed by
the Owners for all future improvements and enlargements to the West Influent Pipeline and to
determine the Lead Agency for that project.
SectionS IMPROVEMENTS OR ENLARGEMENTS OF THE WEST INFLUENT
PIPELINE
6.1 As deemed necessary, the Owners shall meet to discuss future improvements or
enlargements of the West Influent Pipeline. Once it is agreed between the Owners that an
improvement or enlargement is necessary, planning and design work for the improvement or
enlargement of the West Influent Pipeline shall be prepared. Upon completion and acceptance
by the Owners of the planning and design work schematically detailing an improvement or
enlargement, a Lead Agency will be designated that will prepare a Project Agreement which will
identify the project specific requirements of each Owner including the cost sharing for design
and construction.
6.2 When the Project Agreement has been accepted by the legislative body of each
Owner, the Lead Agency under the Project Agreement shall engage th.e services of a consultant
or consultants to prepare plans, specifications, and related materials necessary for the
acquisition and construction of the improvements or enlargements. The specifications shall
contain all appropriate hold harmless clauses, insurance requirements, and indemnifications for
those agencies involved in the project.
6.3 Upon completion of the plans, specifications, and related materials, their
approval by the other Owners, the acquisition of necessary lands and right-of-way, and at such
time as the Owners are prepared to finance their proportionate shares of the acquisition and
construction cost, including determining any maximum funding commitments, the Lead Agency
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under the Project Agreement shall advertise for bids for the construction of the improvements or
enlargements or such portion thereof as may be hereafter agreed to by the Owners. The
decision to accept bids and award the construction contract shall be the sole responsibility of
the Lead Agency. The Lead Agency shall cause the work to be inspected, administer the
execution of the contract, and approve necessary change orders. All records for improvements
or enlargements shall be permanently retained.
Section 7 COST SHARING OF IMPROVEMENTS OR ENLARGEMENTS
All improvement or enlargement costs of the West Influent Pipeline shall be borne and
paid by the Owners in proportion to each Owner's Ownership Interest or as otherwise provided
in the Project Agreement. Should the percentage of capacity to be owned after improvements
are constructed vary from Exhibit 8, then Exhibit 8 shall be amended accordingly upon
completion of construction.
Section 8 OPERATIONS, MAINTENANCE, AND ACCESS
8.1 Carlsbad shall be the Lead Agency for the operation and maintenance of the
West Influent Pipeline and shall maintain it in good repair and working order in accordance with
recognized sound engineering practice. Carlsbad shall maintain accurate records and accounts
in connection with the operation and maintenance of the West Influent Pipeline for a minimum
period of five years. These records and accounts shall be available for inspection by any other
Party upon written request.
8.2 Operation and maintenance of the West Influent Pipeline shall include the labor,
equipment, and materials required for daily operation and routine maintenance. Routine
maintenance activities typically include annual visual inspections of the ·confluence junction
structure, clearing around the structure, and replacement of corroded or damaged confluence
junction structure appurtenances. Cleaning and CCTV inspections of the West Influent Pipeline
will be performed at least every five years or as necessary to maintain the intended function of
the West Influent Pipeline.
8.3 EWA shall provide the Owners with access and any other cooperation
reasonably necessary for the operation, maintenance, improvement and/or enlargement of the
West Influent Pipeline in accordance with the terms of this Agreement.
Section 9 BUDGETING AND ACCOUNTING FOR OPERATION AND
MAINTENANCE
9.1 The Owners shall share in the operation and maintenance expenses of the West
Influent Pipeline in proportion to their respective Ownership Interests. Special inspections and
cleaning not included as part of routine maintenance will be performed as necessary by
Carlsbad or a qualified contractor, as agreed by all Owners, and invoiced to each Owner on a
time and materials basis in proportion to each Owner's Ownership Interest.
Section 10 EMERGENCY REPAIRS OR RECONSTRUCTION
10.1 Carlsbad shall be allowed to perform emergency repairs or reconstruction of the
West Influent Pipeline, in whole or in part, without prior approval from the other Owners, as
necessary to maintain the continuous operation of the system such that the need for repair or
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L\1\JD/ENCINfTAS/BNA
reconstruction is necessary to prevent property damage or imminent danger to health and
safety.
10.2 The Owners shall each pay all cost of emergency repair or reconstruction of the
West Influent Pipeline, or portion thereof, in proportion to their Ownership Interests.
Section 11 BUDGETING AND ACCOUNTING
11.1 Each Owner shall be strictly accountable for all funds received and shall maintain
adequate records of all receipts and disbursements pursuant to this Agreement. In addition,
each Owner shall maintain such additional records relating to the acquisition, construction,
ownership, maintenance, operation, and use of the West Influent Pipeline as is appropriate.
Each of the Owners, with reasonable notice, has the right to inspect and examine the records of
the other Owner insofar as such records relate to the West Influent Pipeline.
11.2 Each Owner shall maintain all records relating to the West Influent Pipeline for a
minimum of five years, except records for improvements or enlargements. Records for
improvements or enlargements shall be kept permanently.
Section 12 INSURANCE
Each Owner shall maintain for the duration of the Agreement, and any and all
amendments, liability insurance against claims for injuries to persons or damage to property
which may arise out of or in connection with performance of the services of each Owner, their
agents, representatives, employees, or subcontractors. Each Party shall maintain workers'
compensation coverage and limits as required by the California Labor Code.
Section 13 WASTEWATER SPILLS
13.1 In the event of a wastewater spill from the West Influent Pipeline that occurs as a
result of an unforeseen condition, where such wastewater spill could not have been prevented
with normal and routine maintenance, then each Owner shall be responsible for the costs for
cleanup and payment of any legal fines and expenses incurred in proportion to each Owner's
Ownership Interest in the West Influent Pipeline.
13.2 An Owner, which by its sole negligence or willful misconduct, causes a
wastewater spill shall be solely responsible for all costs for cleanup and payment of any legal
fines and expenses incurred.
Section 14 APPORTIONMENT OF LIABILITY
14.1 Any liability incurred by the Owners, which liability arises out of or in connection
with the construction, operation, or maintenance of the West Influent Pipeline, shall be
discharged by payment by each Owner in proportion to its Ownership Interest.
14.2. Notwithstanding the provisions of Government Code Section 895.2, Owners
shall, to the fullest extent allowed by law, indemnify, defend, and hold EWA and the member
agencies of EWA which have no ownership interest in the West Influent Pipeline, their officers,
directors, agents, and employees harmless from any and all claims, demands, liens, actions,
liabilities, costs, and expenses, including attorney's fees, based upon or arising out of, or
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LWD/ENCINITAS/ EWA
claimed to have arisen out of, any act or omission by EWA related to this Agreement, other than
actual intentional or willful misconduct of an EWA employee, officer, or agent.
14.3. Owners also agree to hold harmless and defend such agencies and EWA, their
directors, officers, agents, and employees with respect to claims or legal proceedings or
judgments made, filed, or presented against the foregoing, by reason of Owners', or their
officers', agents', or employees' negligence, intentional or willful misconduct regarding the West
Influent Pipeline during the term of this Agreement.
Section 15 NOTICE
Any notice or demand which may or must be given or made by a Party under the terms
of this Agreement or any statute or ordinance shalf be in writing; and shalf be deemed received
on: (a) the day of delivery if delivered by hand (including overnight courier service) during
receiving Party's regular business hours or by facsimile before or during receiving Party's
regular business hours; or (b) the day of delivery shown on a return receipt for registered or
certified United States mail.
Section 16 SETTLEMENT OF DISPUTES OR CONTROVERSIES
Should any dispute or controversy arise in connection with this Agreement or in
connection with the acquisition, construction, maintenance, operation, repair, reconstruction, or
enlargement of the West Influent Pipeline or in connection with any of the affairs or operation
thereof, or the execution of the term of this Agreement, the Parties shalf make reasonable
efforts to resolve the dispute. In the event that the Parties are unable to reach a resolution to
the dispute and prior to initiating any legal action, the Parties shall select a neutral mediator to
assist in the resolution of the dispute. Each Party shalf share equally in the cost of the mediator.
Section 17 MODIFICATION OF AGREEMENT
This Agreement shalf contain all of the terms and conditions made between the Parties
hereto and shalf not be amended except by an agreement in writing signed by all Parties.
Section 18 SEVERABILITY
If any section, subsection, sentence, clause, phrase, or word of this Agreement, or the
application thereof, to any Party, to any other person or circumstance is for any reason held
invalid, it shall be deemed severable and the validity of the remainder of the Agreement or the
application of such provision to the other Parties, or to any other person or circumstance shalf
not be affected thereby. Each Party hereby declares that it would have entered into this
Agreement and each section, subsection, sentence, clause, phrase, and word thereof
irrespective of the fact that one or more section, subsection, sentence, clause, phrase, or word,
or the application thereof to any Party or any other person or circumstance be held invalid.
Section 18 COUNTERPARTS AND EXHIBITS
This Agreement may be executed in any number of counterparts, each of which shall be
deemed an original, but all of which, taken together, shalf constitute one and the same
instrument. All documents referenced as exhibits in this Agreement are hereby incorporated in
this Agreement. In the event of any material discrepancy between the express provisions of this
Agreement and the provisions of any exhibit, the provisions of this Agreement shalf prevail.
\IllEST INFLUENT PIPB_INEAGREEMENT
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Page 6 VISTA/CARLSBAD/
LVVD/ENCINITAS/EWA
MH
OCCIDENTAL
SEWER
VISTA/CARLSBAD
INTERCEPTOR SEWER
REACH VC15
JUNCTION
STRUCTURE
INFLUENT
JUNCTION
STRUCTURE
----fl---
WEST INFLUENT PIPELINE •I
NORTH DRIVEWAY
ENCINA WATER
POLLUTION CONTROL
FACILITY
. ,ROJECT NAME
AGREEMENT FOR OWNERSHIP, OPERATION, AND
MAINTENANCE OF THE WEST INFLUENT PIPELINE
PLOTTED BY: SCOTT EVANS PLOT DATE: 11/6/14 PA 7H:D: \UTIUTIES DEPARWENT\DES/GN D/VIS/ON\SI.II7H\II£ST INFLUENT PIPEUNE EXH/8/T.Dl\'G
NOT TO SCALE
EXHIBIT
A
I
PIPELINE CAPACITY
EXHIBIT B
The Capacity of West Influent Pipeline is 76.961 MGD.
The percentage ownership and capacity ownership of each of the Owners is shown below:
Percentage Capacity
Ownership Ownership
City of Carlsbad 34.8% 26.7824 MGD
City of Encinitas 6.7% 5.1564 MGD
Leucadia Wastewater District 26.1% 20.0868 MGD
City of Vista 32.4% 24.9354 MGD
Total 100.0% 76.9610 MGD
'='ROJECT NAME
AGREEMENT FOR OWNERSHIP, OPERATION, AND
MAINTENANCE OF THE WEST INFLUENT PIPELINE
EXHIBIT
B
ATTACHMENT 3
OWNER APPROVALS
March 25, 2015
Section 19 TERM
The initial Termination Date of this Agreement will be 20 years from the date first above
written. This Agreement shall automatically renew as provided below unless a Party gives
written notice of non-renewal at least 12 calendar months prior to the initial Termination Date or
any succeeding Term ination Date. Unless such notice of non-renewal is timely given, this
Agreement shall automatically renew for an additional 10 years, and a new Termination Date
shall be accordingly established.
IN WITNESS WHEREOF, each Party has, pursuant to resolution duly passed and
adopted by its respective governing body, approved this Agreement and caused it to be
executed and be effective as of the date first above written.
CIT Y OF VISTA, a chartered municipal
corporation
....
By:~ JU~-
ATTEST:
Marci Killian, City Clerk
By: ~~Mtv-J
APPROVED AS TO FORM:
Daro!d P~ieper · Attar y---
By: _________________ ~~-~~+-----------
APPROVED
Darold Pieper
1704 111214
CITY OF ENCINITAS, a general law city
By:-~~~~-=-=-=~-------KRISTIN GASPAR, Mayor
ATTEST:
Kathy Hollywood, City Clerk
By:-----------------------
APPROVED AS TO FORM:
Glenn Sabine, City Attorney
By: _____________ _
WEST INFLUENT PIPaiNEAGREEMENT
I'IISI lriiUIXII plpcllno 1J9re<ll!'e I'll Ani'! \erslon ( 11,4·14).ooox
CITY OF CARLSBAD, a chartered municipal
corporation
By:_~==~~~~--------------MA TT HALL, Mayor
ATTEST:
Lorraine M. Wood, City Clerk
By: __________________ _
APPROVED AS TO FORM:
Celia A Brewer, City Attorney
By: _______________ __
LEUCADIA WASTEWATER DISTRICT, a
county sanitation district
By: ______________________ ___
DAVID KULCHIN, President
ATTEST:
Paul J. Bushee, Secretary
By:--------------
APPROVED AS TO FORM:
Wayne Brechtel, District Counsel
By:-------------------------
Page 7 VISTA/CARLSBAD{
LVIID/ENCINrrAS/E\IVA
Section 19 TERM
The Initial Termination Date of this Agreement will be 20 years from the date first above
wrltten. This Agreement shall automatically renew as provided below unlesli a Party gives:
written notice of nan-renewal at least 12 calendar months prior to the initial TermlnaHcn Date or
any succeeding Tennination Date. Unless such notice of non-renewal ls timely given, this
Agreement shall automatically renew for an adcf!Uonel 10 years. and a new Termination Data
shan be accordingly estabtished.
IN WITNESS WHEREOF, each Party has, pursuant to resolution duly passed and
adopted by Its respective governing body, approved this ~reement and caused it to be
executed and be effective as of the date first above written.
crrv OF VISTA, a chartered municipal
corporaUon
...,,
By:~ JU~-
ATIEST:
Marcl Killian, City Clark
By: ~t..:f#eu-J
APPROVED~ TO FORM
Darold P~leper · Atto
By: _-:-:-:
APP"OII\iO Der<Jidl Pltper 1104 11121'1 CITY OF ENCINITAS, a general law cHy
By;_~=~~~~~----KRISTIN GASPAR. Mayor
ATTEST:
Kathy Hollywood, City Clerk
By. ______________________ __
APPROVED AS TO FORM
Glenn Sabine, Ctty Attomey
By: ___________ _
V\£ST NFI.UENT PIPEl.INEAGREEMENT
-llr11Yn pM11t *"'"l!'ltl'llnlll ~~n•an 11-4o1• cilc~
CITY OF CARLSBAD, a chartered municipal
corporaUon
ATIEST:
By: --\-,lr;..r....I1Ao41w:~~~~di::~~~-
APPRO\ISO AS TO RM.
Celia A. Brewer, City Attorney
ay:Jl.aA. ~
LEUCADIA WASTEWATER DISTRICT, a
county sanitation district
By:-~,..,...--~~~~~~---DAVID KULCHIN. PresTdent
A TrEST:
Paul J. Bushee, Secretary
By:----------------
APPROVED~ TO FORM:
Wayne Brechtel, District Counsel
By. __________________ _
Page7 VSTAJCAR.SBACY
L'Ml'EN:ANITAS/EWA
Section 19 TERM
The initial Termination Date of this Agreement will be 20 years from the date first above
written. This Agreement shall automatically renew as provided below unless a Party gives
written notice of non-renewal at least 12 calendar months prior to the initial Termination Date or
any succeeding Termination Date. Unless such notice of non-renewal is timely given, this
Agreement shall automatically renew for an additional 10 years, and a new Termination Date
shall be accordingly established.
IN WITNESS WH EREOF, each Party has, pursuant to resolution duly passed and
adopted by its respective governing body, approved this Agreement and caused it to be
executed and be effective as of the date first above written.
CITY OF VISTA, a chartered municipal
corporation
~ By:~ JU~
ATTEST:
Marci Killian, City Clerk
By ~~Mtu-J
APPROVED AS TO FORM:
Darold P~ieper · Attar y---
By: ________________ ~~--~~-----------
APPROVED
Darold Pieper
1704111214
CITY OF ENCINITAS, a general law city
By: ________________________ __
KRISTIN GASPAR, Mayor
ATIEST:
Kathy Hollywood, City Clerk
By:-------------------------
APPROVED AS TO FORM:
Glenn Sabine, City Attorney
By: ________________________ __
WEST INFLUENT PIPa iNEAGREEMENT
wost lnluont ppllllrc ngreell'(lnl ftnm wnlon ( 11·4·14).docx
CITY OF CARLSBAD, a chartered municipal
corporation
By: __ ~==~~~~--------------MA TT HALL, Mayor
ATTEST:
Lorraine M. Wood, City Clerk
By: ________________________ __
APPROVED AS TO FORM:
Celia A. Brewer, City Attorney
By: __________________________ _
LEUCADIA WASTEWA ER DISTRICT, a
county water di let
ATTEST: Paul~, Sec~
By: )Z L 7
APPROVED AS TO FORM:
Wayne Brechtel, District Counsel
By:+,&
Page 7
-
VISTA/CARLSBAD/
LWDIENCINrrAS/EWA
Section 19 TERM
The Initial Termination Date of this Agreement will be 20 years from the date first above
written. This Agreement shall automatically renew as provided below unless a Party gives
written notice of non~renewal at least 12 calendar months prior to the initial Termination Date or
any succeeding Termination Date. Unless such notice of non~renewal Is timely given, this
Agreement shall automatically renew for an additional 10 years, and a new Termination Date
shall be accordingly established.
IN WITNESS WHEREOF, each Party has, pursuant to resolution duly passed and
adopted by Its respective governing body, approved this Agreement and caused it to be
executed and be effective as of the date first above written.
CITY OF VISTA, a chartered municipal
corporation
o..,
By:~
JUtJTTEFf,MaYOr
ATTEST:
Marci Killian, City Clerk
By ~u:~L~
APPROVED AS TO FORM:
Darold P~leper i~ Attar y---
By: --~~::::__..:....=;__,...c::.-}-----APPnoveo Dnrold Pieper
1704 111214
CITY OF ENCINIT fJS, a general law city
WEST INFLUENT PIPEl.INE!AGRt:EMENT
1\o!UI ltiillltnl 1~11"1111~ llOIO<JIY'!Jt~ ~ttOII<ll!l~n( 11·4 1•11 tiOOX
CITY OF CARLSBAD, a chartered municipal
corporation
By: __ ~==~~~~~~~~~~-
MATT HALL, Mayor
ATTEST:
Lorraine M. Wood, City Clerk
By:_~---------
APPROVED AS TO FORM:
Celia A. Brewer, City Attorney
By:------------
LEUCADIA WfJSTEWATER DISTRICT, a
county sanitation district
By: ___________ _
DAVID KULCHIN, President
ATTEST:
Paul J. Bushee, Secretary
By:-------------
APPROVED AS TO FORM:
Wayne Brechtel, District Counsel
By:------------
Page 7 VISl'A/CARLSBAO'
I.WOJENCINfrAS/I:WA
ATTEST:
By:/~.~
APPROVED AS TO FORM:
=~0~--~~
WEST INFLUENT PIPaiNEAGREEMENT
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EXHIBIT 3
AGREEMENT FOR THE OWNERSHIP, OPERATION, AND
MAINTENANCE OF THE WEST INFLUENT PIPELINE
THIS AGREEMENT is made and entered into as of ,1)c;..(c.m.b~r 9 , 2014, by and
between the City of Vista, a chartered municipal corporation (~Vista"); the City of Carlsbad, a
chartered municipal corporation (uCarlsbad"): the Leucadia Wastewater District, a county water
district ("LWD"); the City of Encinitas, a general law city ("Encinitas"), and the Encina
Wastewater Authority, a public agency ("EWA"). These entities are also individually referred to
as a "Party" and collectively as "Parties."
RECITALS
A EWA is responsible for the operation, maintenance and administration of the
Encina Water Pollution Control Facility.
B. Vista, Carlsbad, LWD, and Encinitas are four of the six members of the Encina
Joint Powers Authority that own the Encina Water Pollution Control Facility, and each sends
wastewater to that facility for treatment
C. On February 26, 2002, Carlsbad and Vista entered into an agreement for the
ownership, operation, and maintenance of the Vista/Carlsbad Interceptor. An interceptor sewer
pipeline jointly owned by Vista and Carlsbad which extends to the Encina Water Pollution
Control Facility. The individual pipeline segments of the Vista/Carlsbad Interceptor have been
commonly referred to as VC1 through VC16. This agreement was amended and restated on
June 11,2013.
D. The segment formerly known as VC16 has been reconstructed by EWA and paid
for by Vista, Carlsbad, LWD, and Encinitas and is now known as the West Influent Pipeline. It
receives flows from both the Vista/Carlsbad Interceptor and the Occidental line which serves
and is owned, operated, and maintained by Carlsbad, LWD, and Encinitas.
E. The West Influent Pipeline begins at the confluence junction structure of the VIC'
Intercepter Sewer and the Occidental Sewer as shown on the City of Carlsbad Drawing Number
474-8 and terminates at the Influent junction structure of the Encina Water Pollution Control
Facility. The West Influent Pipeline includes the confluence junction structure but excludes all
sewer pipeline connections to that structure. A schematic drawing of the West Influent Pipeline
is attached as Exhibit A
F. The Parties desire to enter into an agreement for the ownership, operation, and
maintenance of the West Influent Pipeline.
NOW, THEREFORE, in consideration of these recitals and the mutual covenants
contained herein, the Parties agree as follows:
Section1 DEFINITIONS
For the purposes of this Agreement, the following terms shall have the meanings
indicated:
1.1 Administrator. The Administrator shall be the individuals designated to administer
the functions of the sewer system for that Party. For Vista, Carlsbad, and Encinitas the
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Administrator is each City's City Manager or his or her designated representative. For LWD and
EWA. the Administrator is the General Manager or hi~ or her designated representative.
1.2 Capacity. Capacity is identified in Exhibit B.
1.3 Improvement or Enlargement Costs. These include the cost of land, easements,
rights-of-way, engineering, construction management, construction inspection, and construction.
1.4 Lead Agency. The Party identified in a Project Agreement as responsible for the
planning, design, and construction of a given component of the West Influent Pipenne.
1.5 Ownership Interest. Vista, Carlsbad, LWD, and Encinitas jointly own the West
Influent Pipeline, and their respective ownership interests in the West Influent Pipeline is set
forth in Exhibit B. For purposes of this Agreement, Vista, Carlsbad, LWD, and Encinitas are
referred to collectively as the "Owners."
1.6 Project Agreement A separate agreement between Owners that defines project-
specific requirements of each Owner, cost sharing for design and construction, the method of
cost accounting and the payment schedule for the improvement or enlargement of the West
Influent Pipeline.
1.7 Wastewater. Wastewater shall be construed to mean domestic sewage,
authorized industrial discharges that are in compliance with the EWA's Source Control Program,
and Inflow/Infiltration.
Section2 JOINT PARTICIPATION
The Owners shall participate jointly in the construction, ownership, maintenance,
operation, and use of the West Influent Pipeline, including the parts thereof which may be
subsequently acquired or constructed for the improvement or enlargement thereof. The Owners
shall pay for such construction, ownership, maintenance, operation, and use of the West
Influent Pipeline in proportion to their respective Ownership Interests or as otherwise provided
below.
Sectlon3 CAPACITY RIGHTS
3.1 Each Owner has heretofore paid for its Ownership Interest
3.2 No Owner may grant, encumber, limit, or restrict its interest in any part of the
West Influent Pipeline for any purpose other than the disposal of wastewater, without the prior
written approval of all the other Owners.
3.3 None of the Owners shall exceed their Capacity rights in the West Influent
Pipeline. Any use of Capacity in excess of an Owner's Ownership Interest shall be considered
a trespass. Any Owner is hereby authorized to specifically enforce the terms of this section
against another Owner, including through commencement of a proceeding at law or equity. The
Owners agree that specific enforcement is a proper remedy in that payment of damages is not
an adequate remedy for the potential losses to any Owner resulting from the loss of Capacity.
For example, replacement of Capacity may be impractical and the consequences for the
economic development of an Owner are not readily subject to quantification. Each Owner
hereby consents to the commencement of such action or actions and waives any right it may
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have to further approval of such actions under this Agreement. In addition to any injunctive
relief, any Owner may seek consequential damages. In any such action, the prevailing party
shall be entitled to attorney's fees and costs.
Section4 ACQUISITION OF ADDITIONAL CAPACITY
In the event any Owner requires capacity in the West Influent Pipeline in excess of the
proportionate capacity allowed under this Agreement, and the West Influent Pipeline is not
being used by the other Owners to the full percentage of the total capacity to which they are
entitled, the Owner requiring additional capacity may license, lease, or purchase such additional
capacity from the other parties. Such license, lease, or purchase shall be accomplished by
written agreement, a copy of which shall be provided to each Owner, and Exhibit B will be
deemed amended to conform to the new percentages. The value of the West Influent Pipeline
as of April 2011 is $678,395. The replacement value of the West Influent Pipeline shall be
calculated by multiplying the value as of April 2011, by the percentage change in the
Engineering News Record Construction Cost Index for Los Angeles (ENRLA) for each calendar
year starting with 2012, then adding the resulting products to the original value of the subject
facility.
SectionS RESPONSIBILTY OF LEAD AGENCY
Carlsbad shall be the Lead Agency with maintenance responsibility for the West Influent
Pipeline, unless agreed upon otherwise by a separate Project Agreement. The Owners shall
mutually agree on all recommendations for improvements and enlargements to the West
Influent Pipeline; however, a separate Project Agreement shall be prepared and executed by
the Owners for all future improvements and enlargements to the West Influent Pipeline and to
determine the Lead Agency for that project.
Section& IMPROVEMENTS OR ENLARGEMENTS OF THE WEST INFLUENT
PIPEUNE
6.1 As deemed necessary, the Owners shall meet to discuss future improvements or
enlargements of the West Influent Pipeline. Once it is agreed between the Owners that an
improvement or enlargement is necessary, planning and design work for the improvement or
enlargement of the West Influent Pipeline shall be prepared. Upon completion and acceptance
by the Owners of the planning and design work schematically detailing an improvement or
enlargement, a Lead Agency will be designated that will prepare a Project Agreement which will
identify the project specific requirements of each Owner including the cost sharing for design
and construction.
6.2 When the Project Agreement has been accepted by the legislative body of each
Owner, the Lead Agency under the Project Agreement shall engage the services of a consultant
or consultants to prepare plans, specifications, and related materials necessary for the
acquisition and construction of the improvements or enlargements. The specifications shall
contain all appropriate hold harmless clauses, insurance requirements, and indemnifications for
those agencies involved in the project.
6.3 Upon completion of the plans, specifications, and related materials, their
approval by the other Owners, the acquisition of necessary lands and right-of-way, and at such
time as the Owners are prepared to finance their proportionate shares of the acquisition and
construction cost, including determining any maximum funding commitments, the Lead Agency
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B
under the Project Agreement shall advertise for bids for the construction of the improvements or
enlargements or such portion thereof as may be hereafter agreed to by the Owners. The
decision to accept bids and award the construction contract shall be the sole responsibility of
the Lead Agency. The Lead Agency shall cause the work to be inspected, administer the
execution of the contract, and approve necessary change orders. All records for improvements
or enlargements shall be permanently retained.
Section 7 COST SHARING OF IMPROVEMENTS OR ENLARGEMENTS
All improvement or enlargement costs of the West Influent Pipeline shall be borne and
paid by the Owners in proportion to each Owner's Ownership Interest or as otherwise provided
in the Project Agreement Should the percentage of capacity to be owned after improvements
are constructed vary from Exhibit B, then Exhibit B shall be amended accordingly upon
completion of construction.
SectionS OPERATIONS, MAINTENANCE, AND ACCESS
8.1 Carlsbad shall be the Lead Agency for the operation and maintenance of the
West Influent Pipeline and shall maintain it in good repair and working order in accordance with
recognized sound engineering practice. Carlsbad shall maintain accurate records and accounts
in connection with the operation and maintenance of the West Influent Pipeline for a minimum
period of five years. These records and accounts shall be available for inspection by any other
Party upon written request.
8.2 Operation and maintenance of the West Influent Pipeline shall include the labor,
equipment, and materials required for daily operation and routine maintenance. Routine
maintenance activities typically include annual visual inspections of the confluence junction
structure, clearing around the structure, and replacement of corroded or damaged confluence
junction structure appurtenances. Cleaning and CCTV inspections of the West Influent Pipeline
will be performed at least every five years or as necessary to maintain the intended function of
the West Influent Pipeline.
8.3 EWA shall provide the Owners with access and any other cooperation
reasonably necessary for the operation, maintenance, improvement and/or enlargement of the
West Influent Pipeline in accordance with the terms of this Agreement
Section 9 BUDGETING AND ACCOUNTING FOR OPERATION AND
MAINTENANCE
9.1 The Owners shall share ln the operation and maintenance expenses of the West
Influent Pipeline in proportion to their respective Ownership Interests. Special inspections and
cleaning not included as part of routine maintenance will be performed as necessary by
Carlsbad or a quafitied contractor, as agreed by all Owners, and invoiced to each Owner on a
time and materials basis in proportion to each Owner's Ownership Interest
Section 10 EMERGENCY REPAIRS OR RECONSTRUCTION
10.1 Carlsbad shall be allowed to perform emergency repairs or reconstruction of the
West Influent Pipe&ne, in whole or in part, without prior approval from the other Owners, as
necessary to maintain the continuous operation of the system such that the need for repair or
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reconstruction is necessary to prevent property damage or Imminent danger to health and
safety.
10.2 The Owners shall each pay all cost of emergency repair or reconstruction of the
West Influent Pipeline, or portion thereof, in proportion to their Ownership Interests.
Section 11 BUDGETINGANDACCOUNTING
11.1 Each Owner shall be strictly accountable for all funds received and shall maintain
adequate records of all receipts and disbursements pursuant to this Agreement. In addition,
each Owner shall maintain such additional records relating to the acquisition, construction,
ownership, maintenance, operation, and use of the West Influent Pipeline as is appropriate.
Each of the Owners, with reasonable notice, has the right to inspect and examine the records of
the other Owner insofar as such records relate to the West Influent Pipeflne.
11.2 Each Owner shall maintain all records relating to the West Influent Pipeline for a
minimum of five years, except records for improvements or enlargements. Records for
improvements or enlargements shall be kept permanently.
Section 12 INSURANCE
Each Owner shall maintain for the duration of the Agreement, and any and all
amendments, liability insurance against claims for injuries to persons or damage to property
which may arise out of or in connection with performance of the services of each Owner, their
agents, representatives, employees, or subcontractors. Each Party shall maintain workers'
compensation coverage and limits as required by the California Labor Code.
Section 13 WASTEWATER SPILLS
13.1 In the event of a wastewater spill from the West Influent Pipeline that occurs as a
result of an unforeseen condition, where such wastewater spill could not have been prevented
with normal and routine maintenance, then each Owner shall be responsible for the costs for
cleanup and payment of any legal fines and expenses incurred in proportion to each Owner's
Ownership Interest in the West Influent Pipeline.
13.2 An Owner, which by its sole negligence or willful misconduct, causes a
wastewater spill shall be solely responsible for au costs for cleanup and payment of any legal
fines and expenses incurred.
Section 14 APPORTIONMENT OF LIABILITY
14.1 Any liability incurred by the Owners, which liability arises out of or in connection
with the construction, operation, or maintenance of the West Influent Pipeline, shall be
discharged by payment by each Owner in proportion to its Ownership Interest
14.2. Notwithstanding the provisions of Government Code Section 895.2, Owners
shall, to the fullest extent allowed by law, indemnify, defend, and hold EWA and the member
agencies of EWA which have no ownership interest in the West Influent Pipeline, their officers,
directors, agents, and employees harmless from any and all claims, demands, liens, actions,
liabilities, costs, and expenses, including attorney's fees, based upon or arising out of, or
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claimed to have arisen out of, any act or omission by EWA related to this Agreement, other than
actual intentional or willful misconduct of an EWA employee, officer, or agent.
14.3. Owners also agree to hold harmless and defend such agencies and EWA, their
directors, officers, agents, and employees with respect to claims or legal proceedings or
judgments made, filed, or presented against the foregoing, by reason of Owners', or their
officers', agents', or employees' negligence, intentional or willful misconduct regarding the West
Influent Pipeline during the term of this Agreement.
Section 15 NOTICE
Any notice or demand which may or must be given or made by a Party under the terms
of this Agreement or any statute or ordinance shall be in writing; and shall be deemed received
on: (a) the day of delivery if delivered by hand (including overnight courier service) during
receiving Party's regular business hours or by facsimile before or during receiving Party's
regular business hours; or (b) the day of delivery shown on a return receipt for registered or
certified United States mail.
Section 16 SETTLEMENT OF DISPUTES OR CONTROVERSIES
Should any dispute or controversy arise in connection with this Agreement or in
connection with the acquisition, construction, maintenance, operation, repair, reconstruction. or
enlargement of the West Influent Pipeline or in connection with any of the affairs or operation
thereof, or the execution of the term of this Agreement, the Parties shall make reasonable
efforts to resolve the dispute. In the event that the Parties are unable to reach a resolution to
the dispute and prior to initiating any legal action, the Parties shall select a neutral mediator to
assist in the resolution of the dispute. Each Party shall share equally in the cost of the mediator.
Section 17 MODIFICATION OF AGREEMENT
This Agreement shall contain all of the terms and conditions made between the Parties
hereto and shall not be amended except by an agreement in writing signed by all Parties.
Section 18 SEVERABILITY
If any section, subsection, sentence, clause, phrase, or word of this Agreement, or the
application thereof, to any Party, to any other person or circumstance is for any reason held
invalid, it shall be deemed severable and the validity of the remainder of the Agreement or the
application of such provision to the other Parties, or to any other person or circumstance shall
not be affected thereby. Each Party hereby declares that it would have entered into this
Agreement and each section, subsection, sentence, clause, phrase, and word thereof
irrespective of the fact that one or more section, subsection, sentence, clause. phrase, or word,
or the application thereof to any Party or any other person or circumstance be held invalid.
Section 18 COUNTERPARTS AND EXHIBITS
This Agreement may be executed in any number of counterparts, each of which shall be
deemed an original, but all of which, taken together, shall constitute one and the same
instrument. All documents referenced as exhibits in this Agreement are hereby incorporated In
this Agreement. In the event of any material discrepancy between the express provisions of this
Agreement and the provisions of any exhibit,_ the provisions of this Agreement shall prevail.
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Section 19 TERM
The initial Termination Date of this Agreement will be 20 years from the date first above
written. This Agreement shall automatically renew as provided below unless a Party gives
written notice of non-renewal at least 12 calendar months prior to the initial Termination Date or
any succeeding Termination Date. Unless such notice of non-renewal is timely given, this
Agreement shall automatically renew for an additional 10 years, and a new Termination Date
shall be accordingly established.
IN WITNESS WHEREOF, each Party has, pursuant to resolution duly passed and
adopted by its respective goverring body, approved this Agreement and caused it to be
executed and be effective as of the date first above written.
CITY OF VJST A, a chartered municipal
corporation
..... By:~ J~-
ATTEST:
Marci Killian, City Clerk
By: ~u:~tu--J
APPROVED AS TO FORM:
Darold P~ieper . · Alto . --
By: __________________ ~~---.~r------------
liP PROVED
Oarold Piepef
t704 1112\4
CITY OF ENCINIT /IS, a general law city
By: __ ~~~~~~~---------KRISTIN GASPAR, Mayor
ATTEST:
Kathy Hollywood, City Clerk
By: ________________________ __
APPROVED AS TO FORM
Glenn Sabine, City Attomey
By: ___________________________________ __
IJIJEST NFLUENT PIPaiNEAGREEMENT
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CITY OF CARLSBAD, a chartered municipal
corporation
By;~~~~~k~'------MA TT HALL, Mayor
ATTEST:
~ ~C~k -By:~ t~ ~~~OJJJ\tv::
APPROVED AS TO RM.
Celia A Brewer, City Attorney
By. ,(2,.0. A_ ~
LEUCADIA WASTEWATER DISTRICT, a
county sanitation district
By: __ ~-=-----=~------------DAVID KULCHIN. President
ATTEST:
Paul J. Bushee, Secretary
By: ------------------------------
APPROVED AS TO FORM:
Wayne Brechtel, District Counsel
By. _____________________ ___
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ENCINA WASTEWATER AUTHORITY
By:-------------
ATTEST:
By: ____________________ ___
APPROVED AS TO FORM:
Gregory Moser, General Counsel
By. _____________ _
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