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HomeMy WebLinkAboutRMC Water and Environment; 2015-09-25; UTIL1278AGREEMENT FOR THE PREPARATION OF CMWD 2015 URBAN WATER MANAGEMENT PLAN RMC WATER AND ENVIRONMENT RECITALS UTIL1278 A. CMWD requires the professional services of a consultant engineer in the preparation of Urban Water Management Plans in accordance with California Department of Water Resources Requirements. B. Contractor has the necessary experience in providing professional services and advice related to Urban Water Management Plans. C. Contractor has submitted a proposal to CMWD and has affirmed its willingness and ability to perform such work. NOW, THEREFORE, in consideration of these recitals and the mutual covenants contained herein, CMWD and Contractor agree as follows: 1. SCOPE OF WORK CMWD retains Contractor to perform, and Contractor agrees to render, those services (the "Services") that are defined in attached Exhibit "A", which is incorporated by this reference in accordance with this Agreement's terms and conditions. 2. STANDARD OF PERFORMANCE While performing the Services, Contractor will exercise the reasonable professional care and skill customarily exercised by reputable members of Contractor's profession practicing in the· Metropolitan Southern California Area, and will use reasonable diligence and best judgment while exercising its professional skill and expertise. 3. TERM The term of this Agreement will be effective for a period of one ( 1) year from the date first above written. The Executive Manager may amend the Agreement to extend it for one (1) additional year or parts thereof. Extensions will be based upon a satisfactory review of Contractor's performance, CMWD needs, and appropriation of funds by the CMWD Board of Directors. The parties will . prepare a written amendment indicating the effective date and length of the extended Agreement. 4. TIME IS OF THE ESSENCE Time is of the essence for each and every provision of this Agreement. 5. COMPENSATION The total fee payable for the Services to be performed during the initial Agreement term will be sixty seven thousand nine hundred forty nine dollars ($67,949). No other compensation for the Services will be allowed except for items covered by subsequent amendments to this Agreement.. CMWD reserves the right to withhold a ten percent (10%) retention until CMWD has accepted the work and/or Services specified rn Exhibit "A". General Counsel Approved Version 4/2115 1 UTIL 1278 Incremental payments, if applicable, should be made as outlined in attached Exhibit "A". 6. STATUS OF CONTRACTOR Contractor will perform the Services in Contractor's own way as an independent contractor and in pursuit of Contractor's independent calling, and not as an employee of CMWD. Contractor will be under control of CMWD only as to the result to be accomplished, but will consult with CMWD as necessary. The persons used by Contractor to provide services under this Agreement will not be considered employees of CMWD for any purposes. The payment made to Contractor pursuant to the Agreement will be the full and complete compensation to which Contractor is entitled. CMWD will not make any federal or state tax with holdings on behalf of Contractor or its agents, employees or subcontractors. CMWD will not be required to pay any workers' compensation insurance or unemployment contributions on behalf of Contractor or its employees or subcontractors. Contractor agrees to indemnify CMWD and the City of Carlsbad within thirty (30) days for any tax, retirement contribution, social security, overtime payment, unemployment payment or workers' compensation payment which CMWD may be required to make on behalf of Contractor or any agent, employee, or subcontractor of Contractor for work done under this Agreement. At CMWD's election, CMWD may deduct the indemnification amount from any balance owing to Contractor. 7. SUBCONTRACTING Contractor will not subcontract any portion of the Services without prior written approval of CMWD. If Contractor subcontracts any of the Services, Contractor will be fully responsible to CMWD for the acts and omissions of Contractor's subcontractor and of the persons either directly or indirectly employed by the subcontractor, as Contractor is for the acts and omissions of persons directly employed by Contractor. Nothing contained in this Agreement will create any contractual relationship between any subcontractor of Contractor and CMWD. Contractor will be responsible for payment of subcontractors. Contractor will bind every subcontractor and every subcontractor of a subcontractor by the terms of this Agreement applicable to Contractor's work unless specifically noted to the contrary in the subcontract and approved in writing by CMWD. 8. OTHER CONTRACTORS CMWD reserves the right to employ other Contractors in connection with the Services. 9. INDEMNIFICATION Contractor agrees to indemnify and hold harmless CMWD and the City of Carlsbad, their officers, officials, employees and volunteers from and against all claims, damages, losses and expenses including attorneys fees arising out of the performance of the work described herein caused by any negligence, recklessness, or willful misconduct of the Contractor, any subcontractor, anyone directly or indirectly employed by any of them or anyone for whose acts any of them may be liable. The parties expressly agree that any payment, attorney's fee, costs or expense CMWD or the City of Carlsbad incurs or makes to or on behalf of an injured employee under the their self- administered workers' compensation is included as a loss, expense or cost for the purposes of this section, and that this section will survive the expiration or early termination of this Agreement. 10. INSURANCE Contractor will obtain and maintain for the duration of the Agreement and any and all amendments, insurance against claims for injuries to persons or damage to property which may arise out of or in connection with performance of the services by Contractor or Contractor's agents, representatives, employees or subcontractors. The insurance will be obtained from an insurance carrier admitted and authorized to do business in the State of California. The insurance General Counsel Approved Version 4/2/15 2 UTIL1278 carrier is required to have a current Best's Key Rating of not less than "A-:VII"; OR with a surplus line insurer on the State of California's List of Approved Surplus Line Insurers (LASLI) with a rating in the latest Best's Key Rating Guide of at least "A:X"; OR an alien non-admitted insurer listed by the National Association of Insurance Commissioners (NAIC) latest quarterly listings report. 10.1 Coverages and Limits. Contractor will maintain the types of coverages and minimum limits indicated below, unless the Risk Manager or Executive Manager approves a lower amount. These minimum amounts of coverage will not constitute any limitations or cap on Contractor's indemnification obligations under this Agreement. CMWD, its officers, agents and employees make no representation that the limits of the insurance specified to be carried by Contractor pursuant to this Agreement are adequate to protect Contractor. If Contractor believes that any required insurance coverage is inadequate, Contractor will obtain such additional insurance coverage, as Contractor deems adequate, at Contractor's sole expense. The full limits available to the named insured shall also be available and applicable to CMWD as an additional insured. 1 0.1.1 Commercial General Liability Insurance. $2,000,000 combined single-limit per occurrence for bodily injury, personal injury and property damage. If the submitted policies contain aggregate limits, general aggregate limits will apply separately to the work under this Agreement or the general aggregate will be twice the required per occurrence limit. 1 0.1.2 Automobile Liability (if the use of an automobile is involved for Contractor's work for CMWD). $1,000,000 combined single-limit per accident for bodily injury and property damage. 1 0.1 .3 Workers' Compensation and Employer's Liability. Workers' Compensation limits as required by the California Labor Code. Workers' Compensation will not be required if Contractor has no employees and provides, to CMWD's satisfaction, a declaration stating this. 1 0.1.4 Professional Liability. Errors and omissions liability appropriate to Contractor's profession with limits of not less than $1,000,000 per claim. Coverage must be maintained for a period of five years following the date of completion of the work. 10.2. Additional Provisions. Contractor will ensure that the policies of insurance required under this Agreement contain, or are endorsed to contain, the following provisions: 1 0.2.1 CMWD will be named as an additional insured on Commercial General Liability which shall provide primary coverage to CMWD. 10.2.2 Contractor will obtain occurrence coverage, excluding Professional Liability, which will be written as claims-made coverage. 1 0.2.3 This insurance will be in force during the life of the Agreement and any extensions of it and will not be canceled without thirty (30) days prior written notice to CMWD sent by certified mail pursuant to the Notice provisions of this Agreement. 10.3 Providing Certificates of Insurance and Endorsements. Prior to CMWD's execution of this Agreement, Contractor will furnish certificates of insurance and endorsements to CMWD. 10.4 Failure to Maintain Coverage. If Contractor fails to maintain any of these insurance coverages, then CMWD will have the option to declare Contractor in breach, or may purchase replacement insurance or pay the premiums that are due on existing policies in order to maintain General Counsel Approved Version 4/2/15 3 UTIL1278 the required coverages. Contractor is responsible for any payments made by CMWD to obtain or maintain insurance and CMWD may collect these payments from Contractor or deduct the amount paid from any sums due Contractor under this Agreement. 10.5 Submission of Insurance Policies. CMWD reserves the right to require, at any time, complete and certified copies of any or all required insurance policies and endorsements. 11. BUSINESS LICENSE Contractor will obtain and maintain a City of Carlsbad Business License for the term of the Agreement, as may be amended from time-to-time. 12. ACCOUNTING RECORDS Contractor will maintain complete and accurate records with respect to costs incurred under this Agreement. All records will be clearly identifiable. Contractor will allow a representative of CMWD during normal business hours to examine, audit, and make transcripts or copies of records and any other documents created pursuant to this Agreement. Contractor will allow inspection of all work, data, documents, proceedings, and activities related to the Agreement for a period of three (3) years from the date of final payment under this Agreement. 13. OWNERSHIP OF DOCUMENTS All work product produced by Contractor or its agents, employees, and subcontractors pursuant to this Agreement is the property of CMWD. In the event this Agreement is terminated, all work product produced by Contractor or its agents, employees and subcontractors pursuant to this Agreement will be delivered at once to CMWD. Contractor will have the right to make one (1) copy of the work product for Contractor's records. 14. COPYRIGHTS Contractor agrees that all copyrights that arise from the services will be vested in CMWD and Contractor relinquishes all claims to the copyrights in favor of CMWD. 15. NOTICES The name of the persons who are authorized to give written notices or to receive written notice on behalf of CMWD and on behalf of Contractor under this Agreement. ForCMWD Name Lindsey Stephenson Title Associate Engineer . Carlsbad Municipal Water District Address 5950 El Camino Real Carlsbad, CA 92008 Phone 760-438-2722 For Contractor Name Title Rosalyn Prickett Operations Manager Address 10509 Vista Sorrento Pkwy St 205 San Diego, CA 92121 Phone E-mail 858-875-7400 rprickett@rmcwater. com Each party will notify the other immediately of any changes of address that would require any notice or delivery to be directed to another address. General Counsel Approved Version 4/2115 4 UTIL1278 16. CONFLICT OF INTEREST Contractor shall file a Conflict of Interest Statement with the City Clerk in accordance with the requirements of the City of Carlsbad Conflict of Interest Code. The Contractor shall report investments or interests in all four categories. 17. GENERAL COMPLIANCE WITH LAWS Contractor will keep fully informed of federal, state and local laws and ordinances and regulations which in any manner affect those employed by Contractor, or in any way affect the performance of the Services by Contractor. Contractor will at all times observe and comply with these laws, ordinances, and regulations and will be responsible for the compliance of Contractor's services with all applicable laws, ordinances and regulations. Contractor will be aware of the requirements of the Immigration Reform and Control Act of 1986 and will comply with those requirements, including, but not limited to, verifying the eligibility for employment of all agents, employees, subcontractors and consultants that the services required by this Agreement. 18. DISCRIMINATION AND HARASSMENT PROHIBITED Contractor will comply with all applicable local, state and federal laws and regulations prohibiting discrimination and harassment. 19. DISPUTE RESOLUTION If a dispute should arise regarding the performance of the Services the following procedure will be used to resolve any questions of fact or interpretation not otherwise settled by agreement between the parties. Representatives of Contractor or CMWD will reduce such questions, and their respective views, to writing. A copy of such documented dispute will be forwarded to both parties involved along with recommended methods of resolution, which would be of benefit to both parties. The representative receiving the letter will reply to the letter along with a recommended method of resolution within ten (1 0) business days. If the resolution thus obtained is unsatisfactory to the aggrieved party, a letter outlining the disputes will be forwarded to the Executive Manager. The Executive Manager will consider the facts and solutions recommended by each party and may then opt to direct a solution to the problem. In such cases, the action of the Executive Manager will be binding upon the parties involved, although nothing in this procedure will prohibit the parties from seeking remedies available to them at law. 20. TERMINATION In the event of the Contractor's failure to prosecute, deliver, or perform the Services, CMWD may terminate this Agreement for nonperformance by notifying Contractor by certified mail of the termination. If CMWD decides to abandon or indefinitely postpone the work or services contemplated by this Agreement, CMWD may terminate this Agreement upon written notice to Contractor. Upon notification of termination, Contractor has five (5) business days to deliver any documents owned by CMWD and all work in progress to CMWD address contained in this Agreement. CMWD will make a determination of fact based upon the work product delivered to CMWD and of the percentage of work that Contractor has performed which is usable and of worth to CMWD in having the Agreement completed. Based upon that finding CMWD will determine the final payment of the Agreement. Either party upon tendering thirty (30) days written notice to the other party may terminate this Agreement. In this event and upon request of CMWD, Contractor will assemble the work product and put it in order for proper filing and closing and deliver it to CMWD. Contractor will be paid for work performed to the termination date; however, the total will not exceed the lump sum fee General Counsel Approved Version 4/2/15 5 UTIL1278 payable under this Agreement. CMWD will make the final determination as to the portions of tasks completed and the compensation to be made. 21. COVENANTS AGAINST CONTINGENT FEES Contractor warrants that Contractor has not employed or retained any company or person, other than a bona fide employee working for Contractor, to solicit or secure this Agreement, and that Contractor has not paid or agreed to pay any company or person, other than a bona fide employee, any fee, commission, percentage, brokerage fee, gift, or any other consideration contingent upon, or resulting from, the award or making of this Agreement. For breach or violation of this warranty, CMWD will have the right to annul this Agreement without liability, or, in its discretion, to deduct from the Agreement price or consideration, or otherwise recover, the full amount of the fee, commission, percentage, brokerage fees, gift, or contingent fee. 22. CLAIMS AND LAWSUITS By signing this Agreement, Contractor agrees that any agreement claim submitted to CMWD must be asserted as part of the agreement process as set forth in this Agreement and not in anticipation of litigation or in conjunction with litigation. Contractor acknowledges that if a false claim is submitted to CMWD, it may be considered fraud and Contractor may be subject to criminal prosecution. Contractor acknowledges that California Government Code sections 12650 et seq., the False Claims Act applies to this Agreement and, provides for civil penalties where a person knowingly submits a false claim to a public entity. These provisions include false claims made with deliberate ignorance of the false information or in reckless disregard of the truth or falsity of information. If CMWD seeks to recover penalties pursuant to the False Claims Act, it is entitled to recover its litigation costs, including attorney's fees. Contractor acknowledges that the filing, of a false claim may subject Contractor to an administrative debarment proceeding as the result of . which Contractor may be prevented to act as a Contractor on any public work or improvement for a period of up to five (5) years. Contractor acknowledges debarment by another jurisdiction is grounds for CMWD to terminate this Agreement. 23. JURISDICTION AND VENUE Any action at law or in equity brought by either of the parties for the purpose of enforcing a right or rights provided for by this Agreement will be tried in a court of competent jurisdiction in the County of San Diego, State of California, and the parties waive all provisions of law providing for a change of venue in these proceedings to any other county. 24. SUCCESSORS AND ASSIGNS It is mutually understood and agreed that this Agreement will be binding upon CMWD and Contractor and their respective successors. Neither this Agreement nor any part of it nor any monies due or to become due under it may be assigned by Contractor without the prior consent of CMWD, which shall not be unreasonably withheld. 25. ENTIRE AGREEMENT This Agreement, together with any other written document referred to or contemplated by it, along with the purchase order for this Agreement and its provisions, embody the entire Agreement and understanding between the parties relating to the subject matter of it. In case of conflict, the terms of the Agreement supersede the purchase order. Neither this Agreement nor any of its provisions may be amended, modified, waived or discharged except in a writing signed by both parties. General Counsel Approved Version 4/2/15 6 UTIL1278 26. AUTHORITY The individuals executing this Agreement and the instruments referenced in it on behalf of Contractor each represent and warrant that they have the legal power, right and actual authority to bind Contractor to the terms and conditions of this Agreement. CONTRACTOR RMC WATER AND ENVIRONMENT, a California corporation By:~-.~L/2/~ ~~~"""~-- CARLSBAD MUNICIPAL WATER DISTRICT, a Public Agency organized under the Municipal Water Act of 1911 , and a Subsidiary District of =~· Kathryn B. Dodson I Interim Executive Manager ~ CAd!tf"LcAw'A--V ic..t (print name/title) fllriirl~ By:g~ ~ (sign here~ Secretary (print nam itle) If required by CMWD, proper notarial acknowledgment of execution by contractor must be attached. If a corporation. Agreement must be signed by one corporate officer from each of the following two groups. Group A Chairman, President, or Vice-President Group B Secretary, Assistant Secretary, CFO or Assistant Treasurer Otherwise, the corporation must attach a resolution certified by the secretary or assistant secretary under corporate seal empowering the· officer(s) signing to bind the corporation. APPROVED AS TO FORM : CELIA A. BREWER, General Counsel General Counsel Approved Version 4/2115 7 EXHIBIT "A" SCOPE OF WORK The Carlsbad Municipal Water District (CMWD), a subsidiary district of the City of Carlsbad (City), is responsible for potable and recycled water service to most of the City of Carlsbad, and is a member agency of the San Diego County Water Authority (Water Authority). The District is updating the Urban Water Management Plan (UWMP). Consultant shall utilize the 2015 Urban Water Management Plans Guidebook for Urban Water Suppliers (hereafter referred to as Guidebook; in draft state at the time of this Scope of Work (SOW); final version anticipated to be available in September 2015) and to incorporate all applicable information and tables required therein and to implement the proposed organization outlined there. The tasks included in this SOW attempt to align with the Draft 2015 UWMP Guidebook for Retail Urban Water Suppliers. Consultant shall be responsible for compliance with DWR's 2015 UWMP Guidebook. The UWMP includes the following tasks: Task 1: Background Sub task 1.1: Data/Information Collection and Review Consultant shall review pertinent documents, including but not limited to: • 2010 UWMP • BMP Annual Reports • Projected water conservation program description, activities, efforts, and expenditures by demand management measure (DMM). • Recycled Water Master Plan (July 2011) • Phase Ill Recycled Water Project Feasibility Study (June 2012) • San Luis Rey River Water Rights Determination (February 29, 2008) • Groundwater Investigations (October 1997) • Water use efficiency programs • Regional SDCWA water transfers and exchanges • Regional water plans • Cooperative Water Purchase Agreements • 2014 surface water and groundwater production • 2014 water use by metered customer category • City's Draft General Plan • The CMWD's current Water Shortage Contingency Plan • The CMWD's current Emergency Response Plan • City of Carlsbad's Draft Climate Action Plan • Desalination Water Purchase Contract • Any other documents Consultant deems relevant to complete the work Subtask 1.2 Proposed Table of Contents/Compliance Checklist Consultant shall prepare a proposed Table of Contents (sections and sub-sections), consistent with the Guidebook and outlining the UWMP, and shall present the document CMWD 2015 Urban Water Management Plan -SOW at the Kick-off Meeting. The Table of Contents shall be considered a living document and shall be included and updated with each plan chapter submitted. Consultant shall also develop and maintain a Compliance Checklist which identifies all of the DWR-required plan elements and cross-walks them to the proposed Table of Contents. The Compliance Checklist shall be considered a living document and shall be included and updated with each plan chapter submitted. Subtask 1.3 Introduction and Overview Consultant shall prepare a plan chapter covering applicable portions of Chapter 1 Introduction and Overview of the Guidebook, including but not limited to the following topics: • Background and purpose • Urban Water Management Planning and the California Water Code • Use of Standardized Forms, Tables, or Displays in the UWMP • Consistency in Reporting • UWMP Organization • Grant or Loan Eligibility • Appendix F -DWR UWMP Checklist (for Respective Section) Consultant shall provide a draft plan chapter for CMWD review (1-week review period allocated in schedule), then incorporate CMWD comments for inclusion in the UWMP in Task 11. Task 2: Plan Preparation Subtask 2.1 Agency Coordination Consultant shall coordinate with relevant agencies and provide required notifications and review opportunities. Subtask 2.2 Additional Coordination with SDCWA Consultant shall attend two member agency coordination meetings with SDCWA to understand SDCWA-produced demand forecast and UWMP development process. Consultant shall also complete the following activities with the San Diego County Water Authority (SDCWA) and prepare a TM for each activity: • Review and reconcile SDCWA/SANDAG population growth with City of Carlsbad projections. • Review SDCWA's draft baseline normal year demand forecast (anticipated for October 2015). • Review and provide comments on the SDCWA Draft UWMP by mid- January. For each activity in this subtask, consultant shall provide a draft TM for CMWD review (1-week review period allocated in schedule), incorporate CMWD comments, and then submit a final TM to CMWD that CMWD will then provide to SDCWA. 2 CMWD 2015 Urban Water Management Plan -SOW Subtask 2.3 Plan Preparation Consultant shall prepare a plan chapter covering applicable portions of Chapter 2 Plan Preparation of the Guidebook, including but not limited to the following topics: • Basis for Preparing a Plan • Individual or Regional Planning and Compliance • Fiscal or Calendar Year • Coordination and Outreach • Appendix F -DWR UWMP Checklist (for Respective Section) Consultant shall provide a draft plan chapter for CMWD review (1-week review period allocated in schedule), and then incorporate CMWD comments for inclusion in the UWMP in Task 11 . Subtask 2.4 SBX7-7 Targets Consultant shall prepare a TM covering the following topic: • SBX?-7 target info, as requested by SDCWA. Consultant will recalculate population projections per the 2010 Census and subsequently recalculate baseline water use. Consultant will then recalculate water use targets using all four Target Methods to determine the best method for the District. Consultant shall provide a draft TM for CMWD review (1-week review period allocated in schedule), incorporate CMWD comments, and then submit a final TM to CMWD that CMWD will then provide to SDCWA. Subtask 2.5 Local Supply Projections Consultant shall prepare a TM covering the following topic: • Local Supply Projections, as requested by SDCWA. Consultant will develop a detailed description of the District's existing and future supply mix, including desalinated seawater and expanded recycled water supplies. Consultant shall provide a draft TM for CMWD review (1-week review period allocated in schedule), incorporate CMWD comments, and then submit a final TM to CMWD that CMWD will then provide to SDCWA. Task 3: System Description Consultant shall prepare a plan chapter covering Chapter 3 System Description of the Guidebook, including but not limited to the following topics: • General description • Service area map(s) • Service area climate • Service area population and demographics • Appendix F -DWR UWMP Checklist (for Respective Section) 3 CMWD 2015 Urban Water Management Plan -SOW Consultant shall provide a draft plan chapter for CMWD review (2-week review period allocated in schedule), and then incorporate CMWD comments for inclusion in the UWMP in Task 11 . Task 4: System Demands Subtask 4.1 System Demands Consultant shall prepare a plan chapter covering Chapter 4 System Demands of the Guidebook, including but not limited to the following topics: • Historical Water Use • Water Uses by Sector • Distribution System Water Loss • Water Savings from Codes, Ordinances, or Transportation and Land Use Plans . • Water Use for Lower Income Households • Appendix F -DWR UWMP Checklist (for Respective Section) Consultant shall provide a draft plan chapter for CMWD review (2-week review period allocated in schedule), incorporate CMWD comments, and then submit a revised plan chapter that Consultant will then incorporate as the respective section of the UWMP. Second (revised) version of plan chapter may be unnecessary; to be determined by District staff. Subtask 4.2 Climate Change In the Section 4 System Demands plan chapter, Consultant shall include a section on Climate Change, as described in the Guidebook. Task 5: Baselines and Targets Consultant shall prepare a plan chapter covering Chapter 5 Baselines and Targets of the Guidebook, including but not limited to the following topics: • Updated calculations from 2010 UWMP • Baseline periods • Updated Service Area Population, including maps and electronic shape file • Gross Water Use • Baseline Daily per Capita Water Use • 2015 and 2020 Targets • 2015 Compliance Daily per Capita Water Use • Accelerated forecasted growth (per SDCWA) • Appendix F -DWR UWMP Checklist (for Respective Section) Building on the TM prepared in Subtask 2.4, Consultant shall provide a draft plan chapter for CMWD review (2-week review period allocated in schedule), incorporate CMWD comments, and then submit a revised plan chapter that Consultant will then incorporate as the respective section of the UWMP. Second (revised) version of plan chapter may be unnecessary; to be determined by District staff. 4 CMWD 2015 Urban Water Management Plan -SOW Task 6: System Supplies Subtask 6.1 System Supplies Consultant shall prepare a plan chapter covering Chapter 6 System Supplies of the Guidebook, including but not limited to the following topics: • Purchased water • Groundwater • Surface water • Storm water • Recycled Water • Recycled water system background • Quantity • Quality, including average TDS effluent quality • Potable Reuse Projects • Desalination • Transfer and Exchange Opportunities • Future Water Supply Projects, broken down into the following categories, as requested by SDCWA: • Verifiable • Additional Planned • Conceptual • Summary of Existing and Planned Sources • Water supply energy intensity (SB 1 036) • Appendix F -DWR UWMP Checklist (for Respective Section) Building on the TM prepared in Subtask 2.5, Consultant shall provide a draft plan chapter for CMWD review (2-week review period allocated in schedule), incorporate CMWD comments, and then submit a revised plan chapter that Consultant will then incorporate as the respective section of the UWMP. Second (revised) version of plan chapter may be unnecessary; to be determined by District staff. Subtask 6.2 Climate Change In the Section 6 System Supplies plan chapter, Consultant shall include the sub-section on Climate Change, as described in the Guidebook. Subtask 6.3 Voluntary Reporting of Energy Intensity In the Section 6 System Supplies plan chapter, Consultant shall include the appendix on voluntary reporting of energy intensity, as described in the Guidebook. Task 7: Water Supply Reliability Assessment Consultant shall coordinate with supply reliability analysis provided by SDCWA for the region's imported water supplies and prepare a plan chapter covering Chapter 7 Water Supply Reliability Assessment of the Guidebook, including but not limited to the following topics: • Supplementing Inconsistent Sources • Water Quality Impacts on Reliability 5 CMWD 2015 Urban Water Management Plan -SOW • Reliability by Type of Year • Normal year • Single dry year • Multiple dry year • Supply and demand assessment • Normal year • Single dry year • Multiple dry year • Regional Supply Reliability • Appendix F -DWR UWMP Checklist (for Respective Section) Consultant shall provide a draft plan chapter for CMWD review (2-week review period allocated in schedule), incorporate CMWD comments, and then submit a revised plan chapter that Consultant will then incorporate as the respective section of the UWMP. Task 8: Water Shortage Contingency Planning Consultant shall prepare a plan chapter covering Chapter 8 Water Shortage Contingency Planning of the Guidebook, including but not limited to the following topics: • Stages of Action • Mandatory Prohibitions • Penalties, Charges, Other Enforcement • Consumption Reduction Methods • Determining Reductions • Revenue and Expenditure Impacts • Resolution or Ordinance • Catastrophic Supply Interruption • Minimum Supply Next Three Years • Appendix F-DWR UWMP Checklist (for Respective Section) Consultant shall update plan chapter to reflect a two-tiered conservation program, with one set of programs to be implemented on a day-to-day basis and additional conservation programming to be brought online depending on the water shortage stage. The Water Shortage Contingency Plan shall be updated to reflect current drought response actions, per Ordinances 44 and 46. The State Board's conservation mandate will be discussed in light of the District's water shortage stages. This effort will be coordinated with development of supplemental DMMs in Task 9. Consultant shall provide a draft plan chapter for CMWD review (2-week review period allocated in schedule), incorporate CMWD comments, and then submit a revised plan chapter that Consultant will then incorporate as the respective section of the UWMP. Task 9: Demand Management Measures Consultant shall prepare a plan chapter covering Chapter 9 Demand Management Measures of the Guidebook, including but not limited to the following topics: 6 CMWD 2015 Urban Water Management Plan -SOW • Demand Management Measures for Retail Agencies • Implementation over the past Five Years • Planned Implementation to Achieve Water Use Targets • 2014-2015 BMP annual reports, if available • Appendix F -DWR UWMP Checklist (for Respective Section) This chapter will be updated based on the District's BMP Annual Reports submitted to CUWCC to reflect past and planned demand management activities to achieve the SBx7 -7 targets. Ongoing conservation measures (via Ordinances 44 and 46) will be · factored into conservation projections. Consultant will review existing conservation programs and identify supplemental programs that can be developed and brought online to provide additional savings and help the District to meet its 2020 GPCD target, if needed. Consultant shall provide a draft plan chapter for CMWD review (2-week review period allocated in schedule), and then incorporate CMWD comments for inclusion in the UWMP in Task 11 . Task 10: Plan Adoption, Submittal, and Implementation Consultant shall prepare a plan chapter covering Chapter 10 Plan Adoption, Submittal, and Implementation of the Guidebook, including but not limited to the following topics: • Notice of Public Hearing • Public Hearing and Adoption • Plan Submittal • Public Availability • Plan Implementation • Amending an Adopted Plan • Appendix F -DWR UWMP Checklist (for Respective Section) Consultant shall provide a draft plan chapter for CMWD review (2-week review period allocated in schedule), and then incorporate CMWD comments for inclusion in the UWMP in Task 11 . Task 11: Draft Report Consultant shall complete the following activities: • Prepare an executive summary. • Compile the most recent version of all the plan chapters prepared under Tasks 1-10 into a draft report. The TMs prepared as additional coordination with SDCWA (Subtask 2.2) will not be included. • Include any appendices for supporting documentation, including but not limited to: • Energy intensity • Documentation of public notice 7 CMWD 2015 Urban Water Management Plan -SOW • Agenda of the public hearing, or an agenda of the adoption hearing that includes the public hearing as an agenda item • Adoption resolution • BMP reports • Appendix F-DWR UWMP Checklist • Submit 3 hard copies and provide 1 electronic copy to CMWD for review (2.5-week review period allocated in schedule). • Conduct meeting with CMWD staff to review the Draft Report. • Prepare meeting agenda/materials and meeting summary and action items. • Provide draft agenda/materials at least 3 business days prior to meeting. • Provide meeting summary and action items for review within 7 business days. Task 12: Revised Draft Report for Public Review and Adoption Consultant shall complete the following activities: • Incorporate CMWD comments on Draft Report. • Submit 3 hard copies and 1 electronic to CMWD. • Submit draft presentation material 6 weeks prior to public hearing • Issue notices for the public hearings in compliance with the water code, with at least 60 days notification (prior to public hearing) to interested cities and counties and at least 30 days (prior to public hearing) to the general public. • Conduct a meeting with CMWD staff to review draft presentation material. • Prepare meeting agenda/materials and meeting summary and action items. • Provide draft agenda/materials at least 3 business days prior to meeting. • Provide meeting summary and action items for review within 7 business days. • Submit final presentation material 4 weeks prior to public hearing. • Conduct one presentation at public hearing. • Conduct one presentation to governing body. • Conduct a meeting with CMWD staff to review the Revised Draft Report and input from public and governing body. • Prepare meeting agenda/materials and meeting summary and action items. • Provide draft agenda/materials at least 3 business days prior to meeting. • Provide meeting summary and action items for review within 7 business days. 8 CMWD 2015 Urban Water Management Plan -SOW Task 13: Final Report Consultant shall complete the following activities: • Incorporate final revisions based on Public Review and Adoption process • Submit the following sets of the final report: • Electronic upload submittal to DWR • CD to California State Library • 8 hard copies and 1 electronic copy to CMWD Task 14: Submit Supporting Documentation Consultant shall complete the following activities: • Submit supporting documentation for the UWMP to CMWD via ftp or CD. Documentation may include, but is not limited to : GIS, word documents, excel, methodology for calculations, documentation of assumptions, documentations of calculations Task 15: Project Management Subtask 15. 1 Schedule Consultant shall prepare and manage a project schedule, showing all meetings, deadlines, deliverables, review periods, and notifications. The schedule shall be considered a living document and shall be provided at the kick-off meeting and then updated and provided at each subsequent monthly progress meeting. The anticipated schedule for major activities are included below. Major Activity Anticipated Schedule TM on SBX7-7 Target (optional Subtask 2.4) and TM September 18, 2015 (SDCWA has on Local Supply Projections (Optional Subtask 2.5) granted CMWD a short grace period of to SDCWA approximately 3 weeks if the planned deadline cannot be met) 2015 UWMP Guidebook available September 2015 SDCWA Draft 2015 UWMP available for review Early January 2016 TM on SDCWA Draft 2015 UWMP due January 2016 Presentation at Public Hearing Early May 2016 Presentation to Governing Body Early May 2016 UWMP Adoption Early June 2016 UWMP due to DWR and CMWD July 1, 2016 (target 6/15/16) Subtask 15.2 Meetings Consultant shall conduct the following meetings and shall prepare meeting agenda/materials and meeting summary and action items for each. Provide draft agenda/materials at least 3 business days prior to each meeting. Provide meeting summary and action items for review within 7 business days. 9 CMWD 2015 Urban Water Management Plan -SOW • Project kick-off meeting, including the following materials: • Data request (Subtask 1.1) • UWMP Table of Contents (Subtask 1.2) • Schedule (Subtask 15.1) • Monthly progress meetings (held via 1-hour phone or video-conference) • Status of action items • Table of Contents/Compliance Checklist (Subtask 1.2) • Schedule (Subtask 15.1) Note that task specific meetings are also included under respective tasks. Subtask 15.3 Project Management Consultant shall provide general project management functions, including preparing and maintaining budgets, submitting monthly invoices and project updates, and conducting quality assurance. Task 16: Potential Changes to Guidebook The 2015 UWMP Guidebook is in draft state at the time of this SOW, and the final version is anticipated to be available in September 2015. Because Consultant is required to comply with DWR requirements for the UWMP, this task will be used as needed to accommodate any unforeseen changes to the Guidebook that impact the SOW under other tasks. Consultant shall not use budget allocated under this task without prior written authorization. 10 RMC water and environment Carlsbad Municipal Water District 2015 Urban Water Management Plan _ rates _ Fee Estimate 2. Other direct costs (ODCs) such as reproduction, delivery, mileage (rates will be those allowed by current IRS guidelines), and travel expenses, will be billed at actual cost plus 10%. September 9, 2015 RMC water and environment RMC Water and Environment 2015 Standard Billing Rates Billing Classifications Engineer-Planner-Scientist EPS-1 $ EPS-2 $ EPS-3 $ EPS-4 $ EPS-5 $ EPS-6 $ EPS-7 $ EPS-8 $ EPS-9 $ EPS-10 $ EPS-11 $ EPS-12 $ EPS-13 $ EPS-14 $ Intern $ Technician TECH-1 $ TECH-2 $ TECH-3 $ TECH-4 $ TECH-5 $ TECH-6 $ TECH-7 $ Administrative AD-1 $ AD-2 $ AD-3 $ AD-4 $ AD-5 $ AD-6 $ AD-7 $ 2015 Rates 146.00 162.00 174.00 190.00 199.00 212.00 223.00 234.00 244.00 259.00 274.00 286.00 295.00 299.00 55.00 131.00 135.00 140.00 145.00 151.00 159.00 161.00 95.00 100.00 107.00 118.00 130.00 140.00 150.00 Note: The individual hourly rates include salary, overhead and profit. Other direct costs (ODCs) such as reproduction, delivery, mileage (as allowed by IRS guidelines), and travel expenses will be billed at actual cost plus 10%. Subconsultants will be billed as actual cost plus 10%. RMC may work with CMWD to adjust its hourly rate structure at the beginning of the second year, if the contract is extended beyond one year. Kathy Hamilton From: Kathy Hamilton Sent: Tuesday, September 29, 2015 10:33 AM 'rprickett@rmcwater.com' To: Cc: Subject: Rhonda Gasper-Heather; Lindsey Stephenson; Shelley Collins; Donna Heraty REQUIRED CONFLICT OF INTEREST To Whom It May Concern: You are receiving this email because your company has a consultant agreement with the City of Carlsbad. The City of Carlsbad's Conflict of Interest Code requires all consultants to file a statement disclosing certain economic interests, that may foreseeably be affected materially by any decisions made, or participated in, by a designated official because of their position. To comply with this requirement a Statement of Economic Interest Form 700 "Assuming Office" is required to be filed with the City of Carlsbad City Clerk's Office. To file your Assuming Office statement, please follow the instructions below: • As reflected in the City Conflict of Interest Code-Resolution No. 2012-114 (below), the employee(s) of your company that work directly with city staff are required to complete the Statement of Economic Interest Form (Form 700). Consultants are required to claim- Category (A) Investment and Real Property Disclosure Category (B) Personal Income Disclosure Category (C) Business Entity Income Disclosure Category (D) Business Position Disclosure • Your "Assuming Office" date for this filing is September 25, 2015. • Even if there are no reportable interests, the cover page is still required to be completed with box "None" in Section 4 checked. • THE COMPLETED FORM 700 IS DUE IN THE CITY CLERK'S OFFICE BY 5:00PM, OCTOBER 26, 2015. Mailing Address: City Clerk's Office, 1200 Carlsbad Village Drive, Carlsbad, CA 92008. • Form 700 • Form 700 Reference Pamphlet Other documents you may use as reference: • FAQ: Form 700 Disclosure • Local Gift Fact Sheet • Resolution Nos. 2012-114 and 2013-237 In addition, when your contract with the City of Carlsbad is completed, the employee(s) that filed the Assuming Office statement is/are required to file a "Leaving Office" statement, utilizing the same Form 700 and entering the date the contract ended in the "Leaving Office" date line, and submitting to the City Clerk's Office no later than 30 days following completion of the agreement. **Failure to file the Assuming and/or leaving Office statement(s) could result in penalties assessed at $10.00 per day, not to exceed $100.00, in addition to any other penalties per California Government Section Code 91013. 1 If you have any questions or need additional information, please feel free to contact me or the Fair Political Practices Commission (FPPC} at 1-866-ASK-FPPC (1·-866-275-3772). Sincerely, Donna Heraty. Donna Heraty, CMC Deputy City Clerk City of Carlsbad 1200 Carlsbad Village Drive Carlsbad, CA 92008 www .carlsbadca .gov P: 760-434-2808 F: 760-720-6917 _donna.heraty@carlsbadca.gov Please consider the environment before printing this e-mail 2