HomeMy WebLinkAboutTechnology Associates International Corporation; 2006-08-16;AMENDMENT NO.3 TO EXTEND THE AGREEMENT
FOR BIOLOGICAL CONSULTING SERVICES
Technology Associates International Corporation (TAIC)
This Amendment No. 3 is entered into and effective as of the Y day of
UfK-trT 2009, extending the agreement dated August 16, 2006 (the
"Agreement") by and between the City of Carlsbad, a municipal corporation, ("City"), and TAIC, a
Washington Corporation , ("Contractor") (collectively, the "Parties").
RECITALS
A. On August 16, 2006, the Parties executed an Agreement for biological consultant
services to serve as the Preserve Steward for the City of Carlsbad Habitat Management Plan
and to provide other related biological consulting services; and
B. On July 26, 2007, the parties executed Amendment No. 1 to continue to provide
biological consultant services to serve as the Preserve Steward for the City of Carlsbad; and
C. On July 31, 2008, the parties executed Amendment No. 2 to continue to provide
biological consultant services to serve as the Preserve Steward for the City of Carlsbad; and
D. The Parties desire to extend the Agreement for a period of one (1) year; and
NOW, THEREFORE, in consideration of these recitals and the mutual covenants
contained herein, City and Contractor agree as follows:
1. The Agreement, as may have been amended from time to time, is hereby
extended for a period of one (1) year ending on August 16, 2010.
2. All other provisions of the Agreement, as may have been amended from time to
time, shall remain in full force and effect.
3. All requisite insurance policies to be maintained by the Contractor pursuant to the
Agreement, as may have been amended from time to time, shall include coverage for this
Amendment.
City Attorney Approved Version #05.22.01
4. The individuals executing this Amendment and the instruments referenced on
behalf of Contractor each represent and warrant that they have the legal power, right and actual
authority to bind Contractor to the terms and conditions hereof of this Amendment.
CONTRACTOR
TAIC
*By:
*By:
(sign here)
(print name/title)
(e-mail address)
Here) ^ 77
r, COO
(print name/title)
j-mail address)
CITY OF CARLSBAD, a municipal
corporation of the State of California
By:
er Mayor
ATTEST:
LOKRAI
Cjty Cler
If required by City, proper notarial acknowledgment of execution by contractor must be attached.
If a Corporation. Agreement must be signed by one corporate officer from each of the following
two groups.
*Group A.
Chairman,
President, or
Vice-President
**Group B.
Secretary,
Assistant Secretary,
CFO or Assistant Treasurer
Otherwise, the corporation must attach a resolution certified by the secretary or assistant
secretary under corporate seal empowering the officer(s) signing to bind the corporation.
APPROVED AS TO FORM:
RONALD R. BALL, City Attorney
City Attorney Approved Version #05.22.01
AMENDMENT NO. 2 TO EXTEND THE AGREEMENT
FOR BIOLOGICAL CONSULTING SERVICES
Technology Associates International Corporation (TAIC)
This Amendment No. 2 is entered into and effective as of the <O' day of
2008, extending the agreement dated August 16, 2006 (the
"Agreement'')^ and between the City of Carlsbad, a municipal corporation, ("City"), and TAIC, a
Washington Corporation , ("Contractor") (collectively, the "Parties").
RECITALS
A. On August 16, 2006, the Parties executed an Agreement for biological consultant
services to serve as the Preserve Steward for the City of Carlsbad Habitat Management Plan
and to provide other related biological consulting services; and
B. On July 26, 2007, the parties executed Amendment No. 1 to continue to provide
biological consultant services to serve as the Preserve Steward for the City of Carlsbad; and
C. The Parties desire to extend the Agreement for a period of one (1) year; and
NOW, THEREFORE, in consideration of these recitals and the mutual covenants
contained herein, City and Contractor agree as follows:
1. The Agreement, as may have been amended from time to time, is hereby
extended for a period of one (1) year ending on August 16, 2009.
2. All other provisions of the Agreement, as may have been amended from time to
time, shall remain in full force and effect.
3. All requisite insurance policies to be maintained by the Contractor pursuant to the
Agreement, as may have been amended from time to time, shall include coverage for this
Amendment.
City Attorney Approved Version #05.22.01
4. The individuals executing this Amendment and the instruments referenced on
behalf of Contractor each represent and warrant that they have the legal power, right and actual
authority to bind Contractor to the terms and conditions hereof of this Amendment.
CONTRACTOR
TAIC
*By:
CITY OF CARLSBAD, a municipal
corporation/^f the State $f California
City Manager or Mayor
(e-mail address)
If required by City, proper notarial acknowledgment of execution by contractor must be attached.
If a Corporation. Agreement must be signed by one corporate officer from each of the following
two groups.
*Group A.
Chairman,
President, or
Vice-President
*Group B.
Secretary,
Assistant Secretary,
CFO or Assistant Treasurer
Otherwise, the corporation must attach a resolution certified by the secretary or assistant
secretary under corporate seal empowering the officer(s) signing to bind the corporation.
APPROVED AS TO FORM:
RONALD R. BALL, City Attorney
City Attorney Approved Version #05.22.01
CALIFORNIA ALL-PURPOSE
CERTIFICATE OF ACKNOWLEDGMENT
State of California
County of Qg/\ Xj
On 1£>&QO& before me,
personally appeared S~\L^NL>(\ ^ '.
(here insert n^me and title' of the officer) /
(_ Viet PrtS
who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to
the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized
capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of
which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph
is true and correct.
SS my hand and official seal.
Signature of Notary Publ:
CHANOAL SALVERS
CommJMton # 1805637
Notary PwMtc - CaMornia
1
•to comm. &•»•»
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ADDITIONAL OPTIONAL INFORMATION
DESCRIPTION OF THE ATTACHED DOCUMENT
a
cumWt(Title or description of attached documWt)
h Ua
(Title or description of attached document\ontinued)
Number of Pages 3- Document Date
(Additional information)
CAPACITY CLAIMED BY THE SIGNER
D Individual (s)
^ff Corporate Officer
£VP 0u*& $£trtf&r-S
D
D
D
D
(Title) /
Partner(s)
Attomey-in-Fact
Trustee(s)
Other
INSTRUCTIONS FOR COMPLETING THIS FORM
Any acknowledgment completed in California must contain verbiage exactly as
appears above in the notary section or a separate acknowledgment form must be
properly completed and attached to that document. The only exception is if a
document is to be recorded outside of California. In such instances, any alternative
acknowledgment verbiage as may be printed on such a document so long as the
verbiage does not require the notary to do something that is illegal for a notary in
California (i.e. certifying the authorized capacity of the signer). Please check the
document carefully for proper notarial wording and attach this form if required.
• State and County information must be the State and County where the document
signer(s) personally appeared before the notary public for acknowledgment.
• Date of notarization must be the date that the signer(s) personally appeared which
must also be the same date the acknowledgment is completed.
• The notary public must print his or her name as it appears within his or her
commission followed by a comma and then your title (notary public).
• Print the name(s) of document signer(s) who personally appear at the time of
notarization.
• Indicate the correct singular or plural forms by crossing off incorrect forms (i.e.
he/she/thoy, is /are ) or circling the correct forms. Failure to correctly indicate this
information may lead to rejection of document recording.
• The notary seal impression must be clear and photographically reproducible.
Impression must not cover text or lines. If seal impression smudges, re-seal if a
sufficient area permits, otherwise complete a different acknowledgment form.
• Signature of the notary public must match the signature on file with the office of
the county clerk.
•> Additional information is not required but could help to ensure this
acknowledgment is not misused or attached to a different document.
•> Indicate title or type of attached document, number of pages and date.
•5* Indicate the capacity claimed by the signer. If the claimed capacity is a
corporate officer, indicate the title (i.e. CEO, CFO, Secretary).
• Securely attach this document to the signed document
CArA vlz.iu.u/ ouu-o www.iNotaryuiasses.com
Technology Associates
international Corporation
Tuesday, July 22, 2008
City of Carlsbad
Planning Department
ATTN: Michele Masterson
1635 Faraday Avenue
Carlsbad, CA 92008-7314
TECHNOLOGY ASSOCIATES INTERNATIONAL CORPORATION CONTRACTUAL AUTHORITY
Dear Ms. Masterson:
The Undersigned, Secretary to the Technology Associates International Corporation,
hereby certifies that the following individuals serve in the capacity listed and are fully
authorized to negotiate and bind the Corporation in all contractual matters.
1. Walt T. Oleski, President and Chief Executive Officer (CEO)
2. Stephen P. Meyer, Executive Vice President and Chief Operating Officer (COO)
If you have any questions, please don't hesitate to call. I may be reached at (760) 603-
1195.
Sincerely,
Jodie Norris
Technology. Soiytf
S9S2 LA PLACE COURT, SUITE 225 CARLSBAD. CA 92008 TELEPHONE: (760)803-1196 FAX: (7J|| 431-7231 vww.TAIC.net
AMENDMENT NO. 1 TO EXTEND THE AGREEMENT
FOR BIOLOGICAL CONSULTING SERVICES
Technology Associates International Corporation (TAIC)
This Amendment No. 1 is entered into and effective as of the _o£^£^£-day of
2007, extending the agreement dated August 16, 2006 (the
"Agreement") by$nd between the City of Carlsbad, a municipal corporation, ("City"), and TAIC, a
Washington Corporation , ("Contractor") (collectively, the "Parties").
RECITALS
A. On August 16, 2006, the Parties executed an Agreement for biological consultant
services to serve as the Preserve Steward for the City of Carlsbad Habitat Management Plan
and to provide other related biological consulting services; and
B. The Parties desire to extend the Agreement for a period of one (1) year; and
NOW, THEREFORE, in consideration of these recitals and the mutual covenants
contained herein, City and Contractor agree as follows:
1. The Agreement, as may have been amended from time to time, is hereby
extended for a period of one (1) year ending on August 16, 2008.
2. All other provisions of the Agreement, as may have been amended from time to
time, shall remain in full force and effect.
3. All requisite insurance policies to be maintained by the Contractor pursuant to the
Agreement, as may have been amended from time to time, shall include coverage for this
Amendment.
City Attorney Approved Version #05.22.01
4. The individuals executing this Amendment and the instruments referenced on
behalf of Contractor each represent and warrant that they have the legal power, right and actual
authority to bind Contractor to the terms and conditions hereof of this Amendment.
CONTRACTOR
TAIC
CITY OF CARLSBAD, a municipal
corporation of the State of California
(sign here)City Manager or Mayor
(print name/title)
lc,s\f\
ATTE
(e-mail address)
*By:
(sign here)
Lj&RRAI
City Cle
(print name/title)
(e-mail address)
If required by City, proper notarial acknowledgment of execution by contractor must be attached.
If a Corporation. Agreement must be signed by one corporate officer from each of the following
two groups.
*Group A.
Chairman,
President, or
Vice-President
"Group B.
Secretary,
Assistant Secretary,
CFO or Assistant Treasurer
Otherwise, the corporation must attach a resolution certified by the secretary or assistant
secretary under corporate seal empowering the officer(s) signing to bind the corporation.
APPROVED AS TO FORM:
RONALD R. BALL, City Attorney
Assistant City'Attorney
City Attorney Approved Version #05.22.01
AGREEMENT FOR BIOLOGICAL CONSULTING SERVICES
Technology Associates International Corporation (TAIC)
THIS AGREEMENT is made and entered into as of the * day of
b&J- 2Q0(*. by and between the CITY OF CARLSBAD, a municipal
corporaton, ("City"), and TAIC, a Washington Corporation ("Contractor").
RECITALS
A. City requires the professional services of a biological consultant
experienced in habitat conservation biology to serve as the Preserve Steward for the
City of Carlsbad Habitat Management Plan.
B. Contractor has the necessary experience in providing professional
services and advice related to these professional services.
C. Selection of Contractor is expected to achieve the desired results in an
expedited fashion.
D. Contractor has submitted a proposal to City and has affirmed its
willingness and ability to perform such work.
NOW, THEREFORE, in consideration of these recitals and the mutual covenants
contained herein, City and Contractor agree as follows:
1. SCOPE OF WORK
City retains Contractor to perform, and Contractor agrees to render, those services (the
"Services") that are defined in attached Exhibit "A", which is incorporated by this
reference in accordance with this Agreement's terms and conditions.
2. STANDARD OF PERFORMANCE
While performing the Services, Contractor will exercise the reasonable professional
care and skill customarily exercised by reputable members of Contractor's profession
practicing in the Metropolitan Southern California Area, and will use reasonable
diligence and best judgment while exercising its professional skill and expertise.
3. TERM
The term of this Agreement will be effective for a period of one year from the date first
above written. The City Manager may amend the Agreement to extend it for three
additional one year periods or parts thereof in an amount not to exceed One Hundred
Twenty-five thousand Four Hundred Seventy-six dollars ($125,476.00) per Agreement
year. Extensions will be based upon a satisfactory review of Contractor's performance,
City needs, and appropriation of funds by the City Council. The parties will prepare a
written amendment indicating the effective date and length of the extended Agreement.
4. TIME IS OF THE ESSENCE
Time is of the essence for each and every provision of this Agreement.
City Attorney Approved Version #04.01.02
5. COMPENSATION
The total fee payable for the Services to be performed during the initial Agreement term
will be One Hundred Twenty-five thousand Four Hundred Seventy-six dollars
($125,476.00). No other compensation for the Services will be allowed except for items
covered by subsequent amendments to this Agreement. The City reserves the right to
withhold a ten percent (10%) retention until City has accepted the work and/or Services
specified in Exhibit "A".
Incremental payments, if applicable, should be made as outlined in attached Exhibit "A".
6. STATUS OF CONTRACTOR
Contractor will perform the Services in Contractor's own way as an independent
contractor and in pursuit of Contractor's independent calling, and not as an employee of
City. Contractor will be under control of City only as to the result to be accomplished,
but will consult with City as necessary. The persons used by Contractor to provide
services under this Agreement will not be considered employees of City for any
purposes.
The payment made to Contractor pursuant to the Agreement will be the full and
complete compensation to which Contractor is entitled. City will not make any federal or
state tax withholdings on behalf of Contractor or its agents, employees or
subcontractors. City will not be required to pay any workers' compensation insurance or
unemployment contributions on behalf of Contractor or its employees or subcontractors.
Contractor agrees to indemnify City within thirty (30) days for any tax, retirement
contribution, social security, overtime payment, unemployment payment or workers'
compensation payment which City may be required to make on behalf of Contractor or
any agent, employee, or subcontractor of Contractor for work done under this
Agreement. At the City's election, City may deduct the indemnification amount from any
balance owing to Contractor.
7. SUBCONTRACTING
Contractor will not subcontract any portion of the Services without prior written approval
of City. If Contractor subcontracts any of the Services, Contractor will be fully
responsible to City for the acts and omissions of Contractor's subcontractor and of the
persons either directly or indirectly employed by the subcontractor, as Contractor is for
the acts and omissions of persons directly employed by Contractor. Nothing contained
in this Agreement will create any contractual relationship between any subcontractor of
Contractor and City. Contractor will be responsible for payment of subcontractors.
Contractor will bind every subcontractor and every subcontractor of a subcontractor by
the terms of this Agreement applicable to Contractor's work unless specifically noted to
the contrary in the subcontract and approved in writing by City.
8. OTHER CONTRACTORS
The City reserves the right to employ other Contractors in connection with the Services.
City Attorney Approved Version #04.01.02
9. INDEMNIFICATION
Contractor agrees to indemnify and hold harmless the City and its officers, officials,
employees and volunteers from and against all claims, damages, losses and expenses
including attorneys fees arising out of the performance of the work described herein
caused in whole or in part by any willful misconduct or negligent act or omission of the
Contractor, any subcontractor, anyone directly or indirectly employed by any of them or
anyone for whose acts any of them may be liable.
The parties expressly agree that any payment, attorney's fee, costs or expense City
incurs or makes to or on behalf of an injured employee under the City's self-
administered workers' compensation is included as a loss, expense or cost for the
purposes of this section, and that this section will survive the expiration or early
termination of this Agreement.
10. INSURANCE
Contractor will obtain and maintain for the duration of the Agreement and any and all
amendments, insurance against claims for injuries to persons or damage to property
which may arise out of or in connection with performance of the services by Contractor
or Contractor's agents, representatives, employees or subcontractors. The insurance
will be obtained from an insurance carrier admitted and authorized to do business in the
State of California. The insurance carrier is required to have a current Best's Key Rating
of not less than "A-:V".
10.1 Coverages and Limits.
Contractor will maintain the types of coverages and minimum limits indicated below,
unless City Attorney or City Manager approves a lower amount. These minimum
amounts of coverage will not constitute any limitations or cap on Contractor's
indemnification obligations under this Agreement. City, its officers, agents and
employees make no representation that the limits of the insurance specified to be
carried by Contractor pursuant to this Agreement are adequate to protect Contractor. If
Contractor believes that any required insurance coverage is inadequate, Contractor will
obtain such additional insurance coverage, as Contractor deems adequate, at
Contractor's sole expense.
10.1.1 Commercial General Liability Insurance. $1.000.000 combined
single-limit per occurrence for bodily injury, personal injury and property damage. If the
submitted policies contain aggregate limits, general aggregate limits will apply
separately to the work under this Agreement or the general aggregate will be twice the
required per occurrence limit.
10.1.2 Automobile Liability (if the use of an automobile is involved for
Contractor's work for City). $1,000,000 combined single-limit per accident for bodily
injury and property damage.
10.1.3 Workers' Compensation and Employer's Liability. Workers'
Compensation limits as required by the California Labor Code and Employer's Liability
City Attorney Approved Version #04.01.02
limits of $1,000,000 per accident for bodily injury. Workers' Compensation and
Employer's Liability insurance will not be required if Contractor has no employees and
provides, to City's satisfaction, a declaration stating this.
10.1.4 Professional Liability. Errors and omissions liability appropriate to
Contractor's profession with limits of not less than $1,000,000 per claim. Coverage must
be maintained for a period of five years following the date of completion of the work.
10.2. Additional Provisions. Contractor will ensure that the policies of insurance
required under this Agreement contain, or are endorsed to contain, the following
provisions:
10.2.1 The City will be named as an additional insured on General
Liability.
10.2.2 Contractor will obtain occurrence coverage, excluding Professional
Liability, which will be written as claims-made coverage.
10.2.3 This insurance will be in force during the life of the Agreement and
any extensions of it and will not be canceled without thirty (30) days prior written notice
to City sent by certified mail pursuant to the Notice provisions of this Agreement.
10.3 Providing Certificates of Insurance and Endorsements. Prior to City's execution
of this Agreement, Contractor will furnish certificates of insurance and endorsements to
City.
10.4 Failure to Maintain Coverage. If Contractor fails to maintain any of these
insurance coverages, then City will have the option to declare Contractor in breach, or
may purchase replacement insurance or pay the premiums that are due on existing
policies in order to maintain the required coverages. Contractor is responsible for any
payments made by City to obtain or maintain insurance and City may collect these
payments from Contractor or deduct the amount paid from any sums due Contractor
under this Agreement.
10.5 Submission of Insurance Policies. City reserves the right to require, at anytime,
complete and certified copies of any or all required insurance policies and
endorsements.
11. BUSINESS LICENSE
Contractor will obtain and maintain a City of Carlsbad Business License for the term of
the Agreement, as may be amended from time-to-time.
12. ACCOUNTING RECORDS
Contractor will maintain complete and accurate records with respect to costs incurred
under this Agreement. All records will be clearly identifiable. Contractor will allow a
representative of City during normal business hours to examine, audit, and make
City Attorney Approved Version #04.01.02
transcripts or copies of records and any other documents created pursuant to this
Agreement. Contractor will allow inspection of all work, data, documents, proceedings,
and activities related to the Agreement for a period of three (3) years from the date of
final payment under this Agreement.
13. OWNERSHIP OF DOCUMENTS
All work product produced by Contractor or its agents, employees, and subcontractors
pursuant to this Agreement is the property of City. In the event this Agreement is
terminated, all work product produced by Contractor or its agents, employees and
subcontractors pursuant to this Agreement will be delivered at once to City. Contractor
will have the right to make one (1) copy of the work product for Contractor's records.
14. COPYRIGHTS
Contractor agrees that all copyrights that arise from the services will be vested in City
and Contractor relinquishes all claims to the copyrights in favor of City.
15. NOTICES
The name of the persons who are authorized to give written notices or to receive written
notice on behalf of City and on behalf of Contractor under this Agreement.
For City:
Name Michele Masterson
For Contractor:
Name_Patrick Atchison
Title Management Analyst
Department Planning Department
City of Carlsbad
Address 1635 Faraday Avenue
Carlsbad CA 92008
TAIC
Title Business Area Manager
Address 5962 La Place Court. Ste. 225
Carlsbad. CA 92008
Phone No. (760)602-4615
Phone No. (760)603-1195
Each party will notify the other immediately of any changes of address that would
require any notice or delivery to be directed to another address.
16. CONFLICT OF INTEREST
City will evaluate Contractor's duties pursuant to this Agreement to determine whether
disclosure under the Political Reform Act and City's Conflict of Interest Code is required
of Contractor or any of Contractor's employees, agents, or subcontractors. Should it be
determined that disclosure is required, Contractor or Contractor's affected employees,
agents, or subcontractors will complete and file with the City Clerk those schedules
specified by City and contained in the Statement of Economic Interests Form 700.
City Attorney Approved Version #04.01.02
Contractor, for Contractor and on behalf of Contractor's agents, employees,
subcontractors and consultants warrants that by execution of this Agreement, that they
have no interest, present or contemplated, in the projects affected by this Agreement.
Contractor further warrants that neither Contractor, nor Contractor's agents, employees,
subcontractors and consultants have any ancillary real property, business interests or
income that will be affected by this Agreement or, alternatively, that Contractor will file
with the City an affidavit disclosing this interest.
17. GENERAL COMPLIANCE WITH LAWS
Contractor will keep fully informed of federal, state and local laws and ordinances and
regulations which in any manner affect those employed by Contractor, or in any way
affect the performance of the Services by Contractor. Contractor will at all times observe
and comply with these laws, ordinances, and regulations and will be responsible for the
compliance of Contractor's services with all applicable laws, ordinances and regulations.
Contractor will be aware of the requirements of the Immigration Reform and Control Act
of 1986 and will comply with those requirements, including, but not limited to, verifying
the eligibility for employment of all agents, employees, subcontractors and consultants
that the services required by this Agreement.
18. DISCRIMINATION AND HARASSMENT PROHIBITED
Contractor will comply with all applicable local, state and federal laws and regulations
prohibiting discrimination and harassment.
19. DISPUTE RESOLUTION
If a dispute should arise regarding the performance of the Services the following
procedure will be used to resolve any questions of fact or interpretation not otherwise
settled by agreement between the parties. Representatives of Contractor or City will
reduce such questions, and their respective views, to writing. A copy of such
documented dispute will be forwarded to both parties involved along with recommended
methods of resolution, which would be of benefit to both parties. The representative
receiving the letter will reply to the letter along with a recommended method of
resolution within ten (10) business days. If the resolution thus obtained is unsatisfactory
to the aggrieved party, a letter outlining the disputes will be forwarded to the City
Manager. The City Manager will consider the facts and solutions recommended by each
party and may then opt to direct a solution to the problem. In such cases, the action of
the City Manager will be binding upon the parties involved, although nothing in this
procedure will prohibit the parties from seeking remedies available to them at law.
City Attorney Approved Version #04.01.02
/o
20. TERMINATION
In the event of the Contractor's failure to prosecute, deliver, or perform the Services,
City may terminate this Agreement for nonperformance by notifying Contractor by
certified mail of the termination. If City decides to abandon or indefinitely postpone the
work or services contemplated by this Agreement, City may terminate this Agreement
upon written notice to Contractor. Upon notification of termination, Contractor has five
(5) business days to deliver any documents owned by City and all work in progress to
City address contained in this Agreement. City will make a determination of fact based
upon the work product delivered to City and of the percentage of work that Contractor
has performed which is usable and of worth to City in having the Agreement completed.
Based upon that finding City will determine the final payment of the Agreement.
Either party upon tendering thirty (30) days written notice to the other party may
terminate this Agreement. In this event and upon request of City, Contractor will
assemble the work product and put it in order for proper filing and closing and deliver it
to City. Contractor will be paid for work performed to the termination date; however, the
total will not exceed the lump sum fee payable under this Agreement. City will make the
final determination as to the portions of tasks completed and the compensation to be
made.
21. COVENANTS AGAINST CONTINGENT FEES
Contractor warrants that Contractor has not employed or retained any company or
person, other than a bona fide employee working for Contractor, to solicit or secure this
Agreement, and that Contractor has not paid or agreed to pay any company or person,
other than a bona fide employee, any fee, commission, percentage, brokerage fee, gift,
or any other consideration contingent upon, or resulting from, the award or making of
this Agreement. For breach or violation of this warranty, City will have the right to annul
this Agreement without liability, or, in its discretion, to deduct from the Agreement price
or consideration, or otherwise recover, the full amount of the fee, commission,
percentage, brokerage fees, gift, or contingent fee.
22. CLAIMS AND LAWSUITS
By signing this Agreement, Contractor agrees that any Agreement claim submitted to
City must be asserted as part of the Agreement process as set forth in this Agreement
and not in anticipation of litigation or in conjunction with litigation. Contractor
acknowledges that if a false claim is submitted to City, it may be considered fraud and
Contractor may be subject to criminal prosecution. Contractor acknowledges that
California Government Code sections 1 2650 et sea., the False Claims Act applies to
this Agreement and, provides for civil penalties where a person knowingly submits a
false claim to a public entity. These provisions include false claims made with deliberate
ignorance of the false information or in reckless disregard of the truth or falsity of
information. If City seeks to recover penalties pursuant to the False Claims Act, it is
entitled to recover its litigation costs, including attorney's fees. Contractor acknowledges
that the filing of a false claim may subject Contractor to an administrative debarment
proceeding as the result of which Contractor may be prevented to act as a Contractor
on any public work or improvement for a period of up to five (5) years. Contractor
City Attorney Approved Version #04.01 .02
acknowledges debarment by another jurisdiction is grounds for City to terminate this
Agreement.
23. JURISDICTIONS AND VENUE
Any action at law or in equity brought by either of the parties for the purpose of
enforcing a right or rights provided for by this Agreement will be tried in a court of
competent jurisdiction in the County of San Diego, State of California, and the parties
waive all provisions of law providing for a change of venue in these proceedings to any
other county.
24. SUCCESSORS AND ASSIGNS
It is mutually understood and agreed that this Agreement will be binding upon City and
Contractor and their respective successors. Neither this Agreement or any part of it nor
any monies due or to become due under it may be assigned by Contractor without the
prior consent of City, which shall not be unreasonably withheld.
25. ENTIRE AGREEMENT
This Agreement, together with any other written document referred to or contemplated
by it, along with the purchase order for this Agreement and its provisions, embody the
entire Agreement and understanding between the parties relating to the subject matter
of it. In case of conflict, the terms of the Agreement supersede the purchase order.
Neither this Agreement nor any of its provisions may be amended, modified, waived or
discharged except in a writing signed by both parties.
26. AUTHORITY
The individuals executing this Agreement and the instruments referenced in it on behalf
of Contractor each represent and warrant that they have the legal power, right and
actual authority to bind Contractor to the terms and conditions of this Agreement.
CONTRACTOR/1 TAIOR/17
(sign here)
unicipal
California
(print name/titlel
*0 >ATTEST:
(e-mail address)
**By:
(sign here)^5?7?
_ORRAWE M. WOOD
City
(print name/title)
(e-mail address)
8
City Attorney Approved Version #04.01.02
ACKNOWLEDGMENT
State of California
County of
7 ^0(0 before me./£W>^y/g: A-
(here insert name'and title of tfie officer)
personally appeared L^>t /
pgroonally knowojp_nifi (or proved to me on the basis of satisfactory evidence) to be
the person^) whose namef^)^are subscribed to the within instrument and
acknowledged to me tha^fj^fehe/they executed the same in^hj^ner/their authorized
capacity(ie4), and that by Kis^/her/their signature^) on the instrument the person^),
or the entity upon behalf of which the person^) acted, executed the instrument.
WITNESS my hand and official seal.
Signature
BERRIE A. SYREK
Commission #1559804
Notary Public - California
San Diego County
My Comm. Expires Mar 15.2009
(Seal)
If required by City, proper notarial acknowledgment of execution by contractor
must be attached. If a Corporation. Agreement must be signed by one corporate
officer from each of the following two groups.
'Group A. **Group B.
Chairman, Secretary,
President, or Assistant Secretary,
Vice-President CFO or Assistant Treasurer
Otherwise, the corporation must attach a resolution certified by the secretary or
assistant secretary under corporate seal empowering the officer(s) signing to bind the
corporation.
APPROVED AS TO FORM:
RONALD R, BALL, City Attorney
By:_
Sistant CityAttorney
City Attorney Approved Version #04.01.02
9
•S Hours for Preserve Steward - It is anticipated Preserve Steward position will
involve an average of 20 hours per week on this project, although there may be
some weeks requiring more hours (e.g. during preparation of annual report).
TAIC will maintain a regular schedule and establish set time periods during the
week ("office hours") when Preserve Steward will be available at the City offices.
S Hours for Other TAIC Support - TAIC will have other senior biology and GIS
staff available to provide oversight and technical assistance to the Preserve
Steward. It is anticipated other TAIC staff would average 8 hours per week,
although this will vary depending upon the issues that arise.
S Work Rate Authorization - Within the parameters of the hours described above
and the description of duties described below, TAIC will complete the role of
Preserve Steward without individual authorizations from City staff. TAIC will
track the number of hours incurred TAIC staff on a monthly basis and compare to
an approved work rate. If an issue or task arises that may be outside of these
parameters, TAIC will review the situation with City staff and only proceed with
written authorization.
S Periodic Prioritization of Preserve Steward Activities - TAIC will coordinate
with the Carlsbad Planning Director and Assistant Planning Director to review
and prioritize the Preserve Steward activities on a weekly basis. The types of
activities are listed below and TAIC will coordinate with the Planning staff to
ensure priorities are focused on compliance with HMP requirements and
schedule. TAIC will review request for support from Carlsbad staff with the
Planning Director and/or Assistant Planning Director prior to proceeding on a
request.
Description of Preserve Steward Duties
TAIC will implement the Preserve Steward role in coordination with City staff. The
following is an elaboration on the types of duties expected of the Preserve Steward.
1. Prepare or assist the City in preparing an annual public report on HMP
implementation and status of the management, maintenance, and monitoring
of the HMP preserve system.
(a) Analyze information, data, and analyses from all preserve areas for
integration into the annual report.
(b) Coordinate input of data into HabiTrak regarding gains or losses in
Carlsbad preserve network.
(c) Provide GIS services to determine the acreage conserved, preserve
boundary changes, updated vegetation communities mapping, and
sensitive species distribution. Prepare associated report graphics.
(d) Gather and summarize the management actions conducted during a given
reporting year and success evaluation of the management strategy, and
adaptive management strategy for the following year.
(e) Gather and summarize monitoring activities and associated data and
analyses on status and trends of populations of covered species and
condition of habitats.
(f) Compose a list of top management priorities and major threats to the
preserve system, and provide a plan of action to address these issues.
(g) Prepare and hold annual reporting meetings.
2. Take leadership role in overseeing and coordination of City-wide preserve
management, monitoring, and reporting.
(a) Establish a communication network consisting of Preserve Managers, city
representatives (Planning Department, Department of Parks and
Recreation, and Public Works), California Department of Fish and Game
(CDFG), U.S. Fish and Wildlife Service (USFWS), California Coastal
Commission, Carlsbad Watershed Network (CWN), and public interest
groups.
(b) Work with the Planning Department to establish a chain of command and
communication protocol with City staff and the Preserve Managers for
general management issues and with the Police Department, and Fire
Department for emergency issues.
(c) Work with the City to establish proper and City-approved communication
and reporting guidelines with the wildlife agencies.
3. Communicate with the Preserve Managers, the City and the wildlife
agencies.
(a) Communicate with Preserve Managers regularly through email, telephone,
and field visits as needed.
(b) Provide quarterly memos to the City and to wildlife agencies providing a
brief summary of the status of preserve management.
(c) Coordinate with members of the public quarterly and annually to report on
compliance monitoring success and discuss management and monitoring
priorities, threats, and other issues related to each particular preserve
subunit; this can be accomplished through a comprehensive annual MHCP
reporting meeting to which the public would be invited.
(d) Establish management goals and priorities for the Carlsbad preserve
system that meet regional (MHCP planning area) and local (Carlsbad
preserve system and individual subunits) needs.
(e) Coordinate efforts to develop and implement area specific management
directives (ASMDs) to ensure that regional and local goals are met.
(f) Assist Preserve Managers in the development of preserve-specific work
plans (review plans).
(g) Assist the City in resolving conflicts between the preserve management
plans and other public needs by consulting with the wildlife agencies and
making recommendations to the City.
4. Provide science-based technical guidance and direction to Preserve
Managers for survey design, data collection and analysis.
(a) Work with TAIC's senior conservation biologists and GIS staff to
determine optimal methodology and protocols for survey design, data
collection and analysis.
(b) Review biological literature as needed to ensure that the most current
scientific data is incorporated into preserve management.
5. Support the City on compliance monitoring.
(a) Work with Preserve Managers regularly to assess preserve management
and monitoring strategies with respect to conditions, policies, and
guidelines outlined in the MHCP, HMP, OSMP, and Implementing
Agreement.
(b) Serve as liaison between the City and Preserve Managers and wildlife
agencies to coordinate compliance monitoring efforts and to enhance
communication among all groups.
6. Direct the collection of all monitoring data, review all data and reports, and
formulate hypotheses regarding the status of species and habitat in the
preserve system.
(a) With input from the City, wildlife agencies, and Preserve Managers,
develop standardized reporting protocol so that data are collected and
submitted consistently among all Preserve Managers. The protocol may
include collecting and entering data, resource mapping, survey and
monitoring methods.
(b) Assist the City as-needed to create a web-based management interface,
through which management reports and GIS mapping data would be
available through the Internet to City staff and, selectively if desired, to
the pubic (this is an optional task that was discussed with City staff during
the development of the OSMP).
(c) Assist the Preserve Managers in developing management and monitoring
hypotheses (including assumptions and expectations for the response or
outcome of management actions) for the purpose of monitoring protocol
development.
7. Consult with other biologists and scientists as needed to interpret monitoring
data and design.
(a) While Rosanne Humphrey will be the primary staff person and point of
contact for TAIC and will be the de facto Preserve Steward, TAIC will
also commit the knowledge, under-standing, and skills of Dr. Scott Fleury,
Christina Schaefer and the TAIC GIS staff to this project.
(b) Outside biological and scientific expertise will be sought as-needed
through TAIC's network of professional and academic peers.
8. Prescribe adaptive management programs when needed.
(a) Assist Preserve Managers with the development of adaptive management
actions by following a six step procedure:
5. Identification of the problem or management goal,
ii. Design of the management action or implementation plan,
iii. Implementation,
iv. Monitoring of management results,
v. Valuation of the results relative to the desired management goals
(feedback loop), and
vi. Adjustment of management actions.
(b) As necessary, assist Preserve Managers with the development of
monitoring and evaluation methodology.
(c) Provide input on Change versus Unforeseen Circumstances.
9. Carry out research as needed within the limits of resources available to the
City.
(a) Determine gaps in data relevant to preserve management.
(b) Work with City planning staff to prioritize research goals in order to fill
these gaps.
10. Prioritize threats to the preserve system and direct management actions
accordingly.
(a) Provide guidelines to the City and Preserve Managers regarding potential
threats to the preserve system at the local and regional level.
(b) Work with Preserve Managers to prioritize these threats and their potential
impacts to habitat and sensitive species for each preserve area. Use this
information to determine the greatest threats to the Carlsbad preserve
system as a whole, as well as individual preserves, as feasible.
(c) Using the preserve management guidelines and recent scientific data, work
with Preserve Managers and the City to develop a list of management
actions that are targeted toward alleviating threats as much as feasible.
11. Continuously evaluate the effectiveness and efficiency of preserve
management activities in view of available resources and ensure that the
most cost-effective measures are consistently used.
(a) Assist Preserve Managers in developing the most cost effective adaptive
management actions and responses to emergencies.
(b) Serve as the liaison between Preserve Managers and the City of Carlsbad
to obtain approval for expenditures that are not identified in the ASMDs or
annual work plans.
12. Meet with interested public parties as necessary (at least annually) to ensure
that the public understands the status of management, maintenance, and
monitoring of the HMP preserve system.
(a) Assist the City and Preserve Managers in developing recreational and
educational opportunities for the public.
(b) In coordination with the City, provide and update outreach and
information on the Internet.
(c) Coordinate with members of the public annually to report on compliance
monitoring success and discuss management and monitoring priorities,
threats, and other issues related to each particular preserve subunit; this
can be accomplished through a comprehensive annual MHCP reporting
meeting, to which the public would be invited. This meeting would
provide a forum for the scientific community and general public to ask
questions, make comments, and express concerns regarding preserve
management.
13. Serve as the City's technical expert on preserve management.
(a) Provide thorough understanding of all pertinent conservation planning
documents and wildlife agency regulations.
(b) Work with TAIC's senior conservation biologists to ensure that the most
effective preserve strategies are used.
14. Assist the Planning Department staff in the review of project related
biological reports and project related preserve management plans.
(a) As time permits, provide technical assistance and resource management
expertise to planning staff as needed for biological reports and preserve
management plans.
(b) Communicate with wildlife agencies as needed for preserve-related
projects.
15. Provide advice to the Planning Department on determining precise preserve
boundaries and proposed modifications to existing boundaries.
(a) Use current habitat mapping and available species databases (USFWS,
USFS, MSCP, SDNHM, CNDDB, etc.) to determine the potential or
known occurrences of sensitive species within the preserve boundary.
(b) Use available vegetation communities mapping data to determine the
location of the most sensitive habitats and patches of invasive species.
(c) Make recommendations for additional species surveys and habitat
assessments as necessary to fill important data gaps.
(d) Use the preserve data listed above and guidance documents (OSMP, HMP,
Implementing Agreement, MHCP, and relevant biological resources
permits) to make boundary adjustment recommendations.
(e) In coordination with the Preserve Managers, make management
recommendations (e.g., the use of controlled burns, mowing, weed
removal, exotic animal control, restoration, and erosion control).
16. Assist in other biology-related tasks for implementation of the HMP as
determined by the Planning Director.
17. Identify grants opportunities related to HMP Implementation and prepare
grant applications as directed by the Planning Director.
Compensation
TAIC will to complete this project on a Time & Materials basis with a Not-to-Exceed
value of $125,476 per year (see Table 1 below). TAIC will provide monthly invoices
using the Schedule of Fees included in Appendix A. Each invoice will include a detailed
progress report indicating activities completed in that time period and any problems or
issues to be resolved.
Reimbursable expenses will be handled in the following manner:
S Mileage. Mileage will not be charged for travel by the Preserve Steward from
home to Carlsbad, and for mileage to meetings and other activities within the City
limits. Mileage traveled by the Preserve Steward to meetings outside of the City
will be tracked and charged.
S Four-wheel drive. TAIC does not maintain a four-wheel drive vehicle for
company use. On the rare occasion that the Preserve Steward activities require
four-wheel drive, TAIC will rent a vehicle and charge the fees to the project.
Period of Performance
The contract period of performance will be for 1 year from the date of contract execution.
This contract can be renewed up to 3 additional option years.
Table 1 : Budget Summary
Category Name Hours Per Rate Amount
Week
Staff Biologist II
(Preserve Steward)
Senior Biologist I /
Project Manager I
Senior Biologist I
Senior GIS
Programmner HI
Senior GIS
Specialist II
Miscellaneous
Expenses
Total Per Week
Total Annual
(52 Weeks)
Rosanne Humphrey
Scott Fleury
Christina Schaefer
Greg Nichols
Debbie Turner
(Mileage, Fedex, GIS
Use Fee, etc.)
20
2
2
2
2
$75
$125
$125
$100
$85
$1,500
$250
$250
$200
$170
$43
$2,413
$125,476
Fee Schedule for
Carlsbad Preserve Steward - Year 1
Program Manager I $ 145.00
Program Manager II $ 13 5.00
Program Manager III $ 130.00
Project Manager I $125.00
Project Manager II $120.00
Project Manager III $ 110.00
Senior Biologist I $125.00
Senior Biologist II $ 110.00
Senior Biologist III $95.00
Staff Biologist I $80.00
Staff Biologist II $75.00
Staff Biologist III $65.00
Senior GIS Programmer I $125.00
Senior GIS Programmer II $ 100.00
Senior GIS Programmer III $95.00
Senior GIS Specialist I $90.00
Senior GIS Specialist II $85.00
Senior GIS Specialist III $80.00
Staff GIS Specialist I $70.00
Staff GIS Specialist II $65.00
Staff GIS Specialist III $60.00
Biologist/GIS Intern I $55.00
Biologist/GIS Intern II $45.00
Administrative/Word Processing $45.00
Patrick Atchison
Scott Fleury
Christina Schaefer
Roseanne Humphrey
Greg Nichols
Debbie Turner
Shannon Race
The rates listed above are valid for the one year after Notice-to-Proceed. Rates are
subject to no more than a 4% increase annually.