HomeMy WebLinkAbout2018-07-26; Agricultural Conversion Mitigation Fee Committee Ad Hoc; ; Program Grant Application Form-Batiquitos Lagoon Foundation{cityof k
Carlsbad
AGRICULTURAL CONVERSION MITIGATION FEE (ACMF) PROGRAM
GRANT APPLICATION FORM
Submit to:
City of Carlsbad
Planning Division
Attn: Pam Drew, Associate Planner
1635 Faraday Avenue
Carlsbad, CA, 92008
FOR STAFF USE ONLY
Project Number: A 6: P 18--63 Date Received: -~.5_-_,3<2~--~'-~~---
Project Name: 'BATI4)u I TtJS LA(i.&,a,J µolZTH s""oe:E.
2..EST"OMTic>,(J PR-o-;:s:-c:c.-r Pa4..ASE Lf
Submittal Formatting Requirements
All submittals must be typed on 8 ½ x 11 sized paper (drawing exhibits may be larger), and applicants
must provide twelve (12) full sets of all documents submitted. In addition to the materials required
below, applicants must also provide a one-page summary of the proposed project. All documents
submitted become the property of the City of Carlsbad. In addition to the written application,
project proponents may be asked to make a presentation to the Committee.
Please complete the following application using the guidance provided on the "Application
Instructions" sheet. Applicants may attach additional pages, subject to the "Submittal Formatting
Requirements," above.
Name of Applicant: BATIQUITOS LAGOON FOUNDATION (BLF}
Address: PO BOX 130491, CARLSBAD, CA 92013-0491
Phone: (760} 710-9644 Email: president@batiquitosfoundation.org
Contact 1): FRED C. SANDQUIST (760} 710-9644
name phone
Contact 2): DONALD OMSTED (442) 888-4443
name phone
Please note: Successful applicants will be required to provide a Federal Tax ID Number or Social
Security Number before any grant funds are released.
Total Amount of Grant Request: $49,893
I. ELIGIBILITY REQUIREMENTS
Projects MUST implement one of the four categories below to be eligible for a grant from the
ACMF fund. Please contact Associate Planner Pam Drew at the City of Carlsbad (760-602-
4644 or pam.drew@cadsbadca.gov) for further information.
Please indicate which of the following four categories the proposed project would implement:
II.
a) Restoration of the coastal and lagoon environment including but
not limited to acquisition, management and/or restoration involving
wildlife habitat or open space Preservation;
b) Purchase and improvement of agricultural lands for continued
agricultural production, or for the provision of research activities or
ancillary uses necessary for the continued production of agriculture
and/or aquaculture in the city's coastal zone, including, but not
limited to, farm worker housing;
c) Restoration of beaches for public use including, but not limited to
local and regional sand replenishment programs, vertical and lateral
beach access improvements, trails, and other beach-related
improvements that enhance accessibility, and/or public use of
beaches;
d) Improvements to existing or proposed lagoon nature centers.
PROJECT DESCRIPTION, SCOPE, AND BENEFITS
Yes No
1. Describe the proposed project. The description should a) provide sufficient detail for a
clear understanding of the proposed project; b) include clear intended outcomes of the project;
and, c} specifically address how the project satisfies the eligibility requirement(s). (Please
attach separately; maximum 3 typed 8 ½ x 11 pages plus drawings)
2. How will the project benefit the citizens of the City of Carlsbad? In the years following the
restoration of Batiquitos Lagoon, it has emerged as a jewel in Carlsbad's crown! Each year
thousands of residents and tourists visit the lagoon to enjoy its beauty, using its extensive trails
for wildlife viewing, outdoor recreation, exercising, dog-walking, and for just enjoying the
outdoors. It has developed into a premier bird-watching destination for its rare birds and large
populations of migrating waterfowl and shorebirds. The lagoon serves as a learning laboratory,
where teachers bring their students to augment class lessons with in the field experience, and
the BLF uses the lagoon as the backdrop for environmental stewardship education programs for
children and adults alike. This project will be the BLF's 2nd restoration project west of the 1-5 and
east of the North County Transit District railway tracks and constitutes the fourth restoration
phase of our restoration program throughout the Batiquitos Lagoon Ecological Reserve (BLER).
The restoration aspects (e.g., removing invasive trees and plant and replanting with native tree
and plant species) will enhance the quality of the lagoon's wildlife habitat and its overall health
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and beauty.
Ill. PROJECT FEASIBILITY AND PLANNING
3. What permits/approvals (federal, state, local, other) will the project require? Property
access authorizations from California Department of Fish and Wildlife (CDFW) and San Pacifico
Master Homeowners Association (HOA). Both authorization access letter are in the process of
being obtained.
4. What is the time line for implementation of the project? See table below.
BLF Time Line -Agriculbtral Conversion Mitigation Fee (ACMF) Program Grant 2018 Cycle
Project start Date: September 2018 Project 2018 2019 2020 CompteUon Date: February 2.9, 2020, 2018
Task# I Task TIiie Task Des<:riptton Q3 Q4 Q1 Q2 Q3 Q4 Q1
Project Month 1 2 3 4 5 6 7 8 9 10 11 12 13 14 1$ 1G 17
rQ;ect team organizauon, traintng plan
Project start·Up & team organlo?atlon, development, policy & procedures
develop-men~ data conection procedure & 1 detailed project planning, Preparation of documents (e.g., volunteerfimesheets, log PL PL PL
Project Plan, capital equipment purchases books, volunteerwaivers), plant pallet
development, scheduling
Markeung tit ongoITTg volunleer recru1tmem,
Site assesement1 lnttlat site cleanup. volunteer training (e.g., data collection
methodology, working in sensitive habitats,
2 Implementation of bluff-top erosion control safety procedures, proper use of approved T T T
measures, Cepltal Equipment Purchase, herblcldes, wcr1<lng in teams & buddy system, PR PR
equipment rentals flrst-ald co-nslderatlans, use of trail vehicles &
eauloment. crooer power tool usaae
Restoratlon are.a preparation Including Actual site prep & inVSsive removal, herbicidal
3 invasive plant removal {two seasonal prep treatment, bio-mass removal, insta:lat!on -of SP SP SP SP SP SP
efforts) & trallfpubllc access & control; appropriate (rrigation systems where DC DC
Communltv Outreach appropriate. loadlng of dumpsters
Actual Installation of trees, plants, & grasses, HR HR 4 Restoration ar.aa planting includ!ng in!tlal watering, mulching, weeding, HR HR DC HR HR DC etc.
Ongoing tree and plant maintenance (e.g., M M M M 5 Maintenancelweed~nglwatering weeding, watering, growth inspection, data M M M M M M M collection, recording, & reporting) DC DC DC DC
6 Project Monitoring, Data Collection & Data reporting, status report prep, invoice R R R R R Renortina :orep, quarterly & report prep, etc.
PL=Planlng
T =TraJntnn
PR" Markel!nn1nubllcltv
SP = Sit& Prenaratlon.flnvaslve Removal
HR= Habitat Restorallon/Planllna
DC = Assessment & Data Collection
M + Maintenance
R = Reoortinnnnvoicina
FR= Final Project Report!ngNear End
Renortlnn
5. How will the project be implemented? Identify specific milestones that would be used
to measure progress of project implementation and who will be responsible for
implementation: See two tables below,
Task ·. Estimated.Start Estimated . Completion
Completion Milestone
1. Project start-up SEP 2018 NOV2018 Project planning
&team completed; project
organization, & team organized;
18
M
DC
R
FR
detailed project volunteer outreach &
plannin~ (2 months) recruitment initiated.
2. Site assessment, SEP 2018 JAN 2019 Site assessment
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initial site clean-up, completed & project
implementation, & plan updated.
advanced equipment
/ materials
purchases.
3. Restoration area DEC 2018 FEB 2018 Invasive plans
preparation successfully removed
including invasive AUG2019 OCT 2019 & treated.
plant & tree
trimming / removal,
& area clean-up (2
events).
4. Restoration area FEB 2019 APR2019 All trees & plants
planting (2 seasonal installed, including
planting events). OCT 2019 DEC2019 ongoing use of
temporary irrigation
system & spot
watering.
5. Maintenance / MAR2019 FEB 2020 Final project report
Weeding / watering data collection &
( ongoing following invoices submitted to
completion of 1st the City of Carlsbad;
planting). project completion
accepted by the City
of Carlsbad.
6. Project NOV 2018 FEB 2020 Final Project report
monitoring, data prepared & submitted,
collection & including final grant
reporting. expense accounting.
Milestone Implementation Responsibilities/Coordination
1. Project start-up & team organization, & BLF, CDFW, San Pacifico Master
detailed project planning (3 months) Homeowners Association, Tree of Life
Nursery
2. Site assessment, initial site clean-up, BLF, CDFW, San Pacifico Master
implementation, & advanced equipment / Homeowners Association, Tree of Life
materials purchases. Nursery
3. Restoration area preparation including BLF, San Pacifico Master Homeowners
invasive plant & tree trimming / removal, Association, CDFW, Tree of Life Nursery,
& area clean-up (2 prep efforts). CA Conservation Corps.
4. Restoration area planting (2 planting BLF, San Pacifico Master Homeowners
seasons). Association, CDFW, Tree of Life Nursery,
CA Conservation Corps
5. Maintenance /Weeding/ watering. BLF, San Pacifico Master Homeowners
Association. CDFW, Tree of Life Nursery
6. Project monitoring, data collection & BLF, San Pacifico Master Homeowners
reporting. Association, CDFW, Tree of Life Nursery
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IV. APPLICANT INFORMATION AND EXPERIENCE:
Individual applicants, please complete items 6 and 10 in this section (Section IV).
Organization/Agency applicants, please complete all items in this section.
6. This applicant is a (an):
~ Individual Organization {Non-Profit) [ji Organization (For Profit)
[] Public Agency (State/local) r:J Other
7. a. Years in Business: 38+ Years
b. Number of Employees: 0-AII volunteer-organization
c. Number of Volunteers: Over 400
NOTE: If the applicant is an organization/agency an organizational chart is also required for
submittal.
8. Names of Officers and Board of Directors:
Name:
Fred C. Sandquist
Deborah Mossa
Elizabeth Douglass
Kevin Kienast
Jim Brown
David Hill
Donald Omsted
Jeff Regan
Title:
President & Board Member
Vice President & Board Member
Secretary & Board Member
Treasurer & Board Member
Board Member
Board Member
Board Member
Board Member
Page 5 of 10
lance Schulte Board Member
Page 6 of 10
9. What is the purpose or mission of your agency/organization? To preserve, protect and
enhance the environmental and aesthetic features of Batiquitos lagoon Ecological Reserve and
associated watershed; To help maintain a year-round tidally flushed lagoon and promote healthy
water quality that supports a salt marsh habitat; to promote implementation of a strong
monitoring plan that ensures a healthy habitat for plants, fish, birds and other wildlife; to
educate the public by promoting awareness of the environmental features and public benefits of
the lagoon and wetlands; to work with private individuals or groups and with local, state and
federal government agencies to develop programs for ongoing monitoring, continuing
conservation and restoration of the lagoon habitat; to preserve land in the lagoon watershed for
habitat preservation, watershed management, public access, hiking trails, view point parks,
educational interpretive signage, educational opportunities and scientific research; and to solicit
donations of funds and properties from public and private sources to carry out these important
programs so that the lagoon will be preserved for generations to come.
10. Describe applicant's experience in the project area. 1) Mitsuuchi Property Acquisition,
CompleteC: -Grant closed out in March 2009, California Coastal Conservancy, California
Department of Fish and Wildlife Conservation Board, this grant included funds covering pre-
acquisition (up to $50,000) and the actual purchase ($2.4+ million). The BlF now holds fee-title
and has assumed stewardship for the property, We are implementing removal of invasive
species, restoration, and designing and constructing public access trails. (2) Batiquitos Lagoon
North Shore Restoration Trail Plan, September 1999, California Coastal Conservancy. This plan
focuses on three areas of restoration activities: the eradication and future management of
invasive exotic plant species which degrade wildlife habitat quality; the designation of
permanent trail locations and consistent trail widths; and the revegetation of areas of exotics
removal and previous disturbance with appropriate native plant species. It divides the North
Shore Trail up into 16 geographic areas, defines the existing plants in the area (both native and
non-native), and provides restoration recommendations including appropriate plant pallets. (3)
Batiquitos Lagoon Foundation (BLF) Nature Center Improvements Project, April 29, 2008 (In the
process of being closed), City of Carlsbad Ag Mit Grant AGP 06-03 (Active). Replace existing BlF
Nature Center at 7380 Gabbiano lane, Carlsbad, CA 92011, with a modern facility that is
compatible with the surrounding Aviara community to provide service to the community, and to
promote and support Carlsbad tourism. (4) Mitsuuchi Property Acquisition, Completed -Grant
closed out in March 2009, California Coastal Conservancy, CA DFG Wildlife Conservation Board,
this grant included funds covering pre-acquisition (up to $50,000) and the actual purchase ($2.4+
Million). The BlF now holds fee-title and has assumed stewardship for the property. We are
implementing removal of invasive species, restoring areas, and constructing public trails. (5)
Restoration-Section of Former Mitsuuchi Property), 2008 -Closed. San Diego Conservation
Resources Network Anonymous Donor Grant, this grant was awarded to restore approximately
5.2 acres coastal sage habitat and implement some erosion control measures. This was a
community-based volunteer restoration project. (6) Batiquitos Lagoon Trail Enhancement
Program, June 1995 -1999, California Coastal Conservancy, awarded the Foundation and
represents a forerunner of the type of grants that came to be routinely issued under the Wetland
Recovery Project. This multi-task grant was used to design and purchase interpretive signs for the
North Shore Hiking Trail, it funded preparation of an Opportunities and Constraints study of the
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habitat in and adjacent to the lagoon, and a revegetation plan for the North Shore. (7) Go Now -
Restore Now for Tomorrow Restoration Project, June 23, 2003 through February 22, 2005,
Southern California Wetlands Recovery Project, California Coastal Conservancy Small Grants
Program. Restoration of 1.72 {Gross), 0.86 (net) acres of coastal sage scrub habitat with native
plants, and install rope-based trail access restriction fence. The project involved removal of over
three tons of biomass material and installation of 800 native plants. Over 75 volunteers
supported the on-ground work. The BLF is now maintaining the project area as part of our
ongoing maintenance program.
V. FINANCIAL RESOURCES/BUDGET
All applicants must attach a budget and a proposed funding schedule for the proposed
project. After a grant has been awarded and prior to distribution of grant funds, the financial
condition of an agency/organization will be evaluated through submittal of either an audited
financial statement (encouraged/preferred); a reviewed financial statement; an IRS-990 tax
return; or other evidence of financial condition as agreed upon by the city. All applicants are
encouraged, bu! not required, to submit this documentation at the time of application
submittal. The latest BLF IRS 990 Information Return is provided with this application.
11. If other resources/funding will be used, please describe all funding you have already
secured or anticipate securing for the proposed project, and identify the amount, type, status,
and source(s) of all such funds. Please indicate if no other resources/funding will be used.
Through an agreement with the San Elijo Lagoon Conservancy (SELC) in 2013, the BLF is able to
take advantage of SELC's grants for herbicidal treatment for treatment of invasive trees and
plants for our projects. The advantage of their use is that they already have qualified
personnel with appropriate licenses to perform the work. The cost is covered by their grant
and we take credit for their work as in-kind project budget credit. Our budget includes their
work-power credit estimate. Our budget includes costs for herbicide products which will be
provided to them. Any other costs will be absorbed by the BLF.
12. Describe any previous city funding requested or received {for any project) in the past
five years. The BLF has four active City of Carlsbad Ag Mit grants: City of Carlsbad Nature Center
Replacement, active, AGP-06-03, $180,732; Restoration, Trail Maintenance, & Bathymetric Study
($74,95 funds released; funding released for our Batiquitos Lagoon Resiliency Plan BLRP project,
$100,000,_and $50,000 returned to the ACMF program for use, leaving a remaining balance of
un-disbursed funds of $555,594 approved but not approved for disbursal -requires City Council
approval for disbursal); Restoration, Trail maintenance for Challa Point property and Property
Pre-acquisition activities {Ayres and Murphy properties, AGP 09-03, August 10, 2009, $98,592;
and Batiquitos Lagoon North Shore Trail Restoration, Phase 2, AGP-13-02, March 6, 2016,
$23,733.
VI. GENERAL COMMENTS/INFORMATION
13. Is there anything else you wish to make the Committee and City Council aware of
regarding yourself, your organization, or your proposed project? The BLF appreciates the
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support of the Committee and the City Council for restoration related projects. Our experience
has demonstrated the power that a true partnership can have, and we truly appreciate your past
and continued support. The BLF would welcome the opportunity to address the Committee and
City Council, and answer any questions concerning our grant application.
VII. DISCLOSURES/REQUIREMENTS/CERTIFICATION
Disclosures:
These grants may be used in combination with funding from other sources or may be used for
projects for which other funds are not available. Project proponents must submit a written
application. Project proponents may also be asked to make a presentation to the Committee.
The Agricultural Conversion Mitigation Fee Committee will review project proposals and will
recommend to the City Council those projects selected for funding. Final approval of funding
will require City Council approval. This grant opportunity may or may not be available annually
or after the first year, depending upon the number of meritorious proposals, the amount of
funds available, and the amount of funds ultimately awarded by City Council. Projects
approved for funding in the first year have no expressed or implied guarantee for future
funding. The full amount of the available funds may not be disbursed if there are not sufficient
meritorious applications. These grants will not be awarded on a first-come/first-serve basis but
will be considered according to specific criteria. Any project that is awarded funds will be
required to meet agreed-upon milestones. Failure to satisfy the agreed-upon milestones will
result in project reconsideration and possible cessation of funding. All documents submitted
become the property of the City of Carlsbad.
I/we understand the information above:
Yes [IINo D
Reporting Requirements:
Grant recipients will be required to file with the city a report on how the funds were spent
annually, or when funds are spent, or at other agreed upon intervals (e.g., upon achievement of
a milestone), whichever comes first. Proof of project expenses (i.e., receipts) are required to be
held for at least two years (or longer if so specified in the Grant Funding Agreement), during
which time the city reserves the right to audit the records.
I/we agree to adhere to the funding and reporting requirements described above:
Yes[II D No
Other Requirements
Grant recipients will be required to recognize on all printed material that the project is funded
fully or in part by the City of Carlsbad.
Certification:
We, the undersigned, do hereby attest that the above information is true and correct to the
best of our knowledge. (Two signatures required)
Page 9 of 10
PRESIDENT MAY 30, 2018
Signature
Q~o~
Title Date
DONALD OMSTED BOARD MEMBER MAY30, 2018
Signature Title Date
INSTRUCTIONS AND APPLICATIONS FORM FEEDBACK
The Committee's intent is to make the application instructions and application form easy to
understand and complete. Therefore, we would appreciate you taking a few moments to provide
feedback on both. If there were instructions or questions that were confusing or difficult to
complete, please identify those areas on a separate sheet of paper and provide any suggestions
you may have. Suggestions and comments will be utilized to improve the function and efficiency
of future programs. Feedback regarding this process will not be reviewed as part of the grant
proposal consideration process and will in no way impact project eligibility or consideration.
Throughout the years, ACMF grants have been a key source of project funding and the BLF really
appreciates and supports this grant program! Some constructive recommendations for improving
the grant process include: (1) Adopt submitting of only pages 1-8 of IRS 990 non-profit
Informational Returns. Most grant organizations, including SANDAG, California Coastal
Conservancy and the Southern California Wetlands Recovery Program, do this to cut down on
paper. Also, the non-profit organization, Guidestar, makes this full IRS 990 returns for the most
current three years available for most reputable national non-profit organizations. PDF's can be
viewed, downloaded, and printed from their online website. (2) the Microsoft Word application
template presented some formatting challenges (i.e., the check-boxes and the board member
table). The template also included informational items that counted towards the application's
12-page count. Perhaps a streamlined version could be created for the submitted application
which would provide more space for responses. Informational items could be included in the
ACMF general instructions. (3) While we .understand asking for 12 copies of grant applications
and supporting documents, perhaps having one ink-signed original and submission of pdf digital
copies might cut down on organizational copy costs and paper. (4) Consider holding a pre-
proposal meeting like SAN DAG does where questions can be addressed and answered upfront. A
1-hour meeting should be sufficient. This could also be done via a conference call. This should
save evaluator and staff-time. (S) Include a grant application check-list that indicates everything
required in a grant application. This would make it easier for applicants to make sure that their
application submission is complete.
Page 10 of 10
Batiquitos Lagoon Foundation ACMF Project Description
The 4thPhase of a multi-phased wetland, riparian, and Coastal Sage habitat restoration program
within Batiquitos Lagoon Ecological Reserve. Restoration includes: replacing invasive
eucalyptus trees with Torrey Pine and other native California coastal trees to create better
nesting habitat for native birds; and to remove and replace invasives with native plants. The
project represents our 2nd restoration project west of the 1-5 ( our 1st was in the Rosalena
community) on the north-side just east of the North County Transit District railway track right-of-
way in San Pacifico Vistamar Area A4. This area is managed by the San Pacifico Master
Homeowners Association and is adjacent to Batiquitos Lagoon Ecological Reserve (BLER},
managed by California Department of Fish and Wildlife (CDFW). The BLF is partnering with
San Pacifico and CDFW. The picture below depicts the project area.
Restoration Phase 4 Site
The project area is approximately 3.03 acres of wetland, riparian, and Coastal Sage habitat on
both California Department of Fish and Wildlife property and San Pacifico property in Carlsbad,
California (north San Diego County). Both property owners have given their access and work
approval for the project. The property has many invasive plants (e.g., Pampas grass, Castor
bean, Tree Tobacco, Arundo, Myoporum (very heavy)) and dead plant material that poses a
significant fire hazard and needs removal. A steep bluff is present on the southern side leading
down to Batiquitos Lagoon, with few trees. The proposed project will add appropriate native
trees in the bluff area which will help control erosion and improve slope stability.
Page 1 of3
The proposed project represents phase 4 a multi-phased restoration program along the
north shore of the BLER. The BLF proposes a phased approach of small restoration projects to
minimize wildlife nesting and plant life impacts, as well as to ensure the sustainability of
restored areas consistent with available resources. A key objective is to continue to build our
already large and successful community-based volunteer resources to support our work. The
proposed phase 4 project will also serve to further develop and refine our restoration model to
ensure our continuing success on succeeding restoration projects.
The proposed project consists of 6 tasks to restore habitat along another section of the BLER,
with a focus on native tree replacement of existing eucalyptus and palms to improve bird
nesting, roosting, and foraging habitat, and wetland restoration adjacent to the lagoon itself.
This project is to serve as a model for future invasive tree, plant and wetland restoration
projects. Partnerships have been established with: Tree of life Nursery; California Department
of Fish and Wildlife {CDFW); San Pacifico Master Homeowners Association; San Elijo lagoon
Conservancy (e.g., licensed herbicidal treatment restoration project specialists); California
Conservation Corps, and other subject area specialists. These partnerships have been
established to ensure project success and help educate and train our volunteer corps and
participants from the community. Habitat improvements will benefit native and endangered
bird and plant species. Community involvement, public education, and use of volunteers,
especially from local elementary/junior high schools, high schools, and universities and colleges
will be used. The project will provide information, skill-set development, and on-the-job work
experience, set and serve as a model for more extensive restoration work throughout the
ecological reserve. Torrey Pine and other appropriate native trees will improve native bird
nesting, roosting and foraging site improvements. Appropriate tree and plant pallets have been
developed, and additional native trees and plants will be considered during the restoration
project. This and future restoration projects will consist of six tasks: (1) Planning (Project team
organization, training plan development, policy and procedures development, initial equipment
and materials purchases, equipment and materials purchase, data collection procedure and
documents (e.g., volunteer time sheets, log books, volunteer waivers), site-specific plant
palette development, and project and resource scheduling)); (2) Public Outreach and Training
(e.g., marketing and ongoing volunteer recruitment, volunteer training (e.g., data collection
methodology, how to work in sensitive habitats, safety procedures, proper use of and training
in the use of approved herbicides, working in teams and buddy system, first-aid considerations,
use of trail vehicles and equipment, proper power tool usage)); (3) Site Preparation and
Invasive Plant Treatment and Removal (e.g., actual site prep and invasive removal, herbicidal
treatment, bio-mass removal, installation of appropriate irrigation systems, loading of
dumpsters); (4) Habitat Restoration (e.g., actual installation of trees, and plants, including initial
watering, mulching, weeding); (5) habitat maintenance (ongoing tree and plant maintenance
(e.g., weeding, watering, growth assessment and inspection, data collection, equipment and
materials purchases, recording, and reporting)); and (6) Reporting and Administrative (data
recording and reporting, status reports preparation, invoice preparation, copying and
reproduction, final report preparation). In 2012, a formal relationship between the BLF and
CDFW was established through a Memorandum of Agreement and negotiated annual work plan
(note that the 2018 annual work plan is currently being negotiated and has not been approved
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by both parties). A copy of this MOA and work plan can be provided when updated, upon
request. As a result of this project, habitat improvement for threatened and endangered
coastal sage and riparian species is expected. Project tasks for future restoration phases will
reflect less time for task 1 (Planning), less time for task 2 (e.g., training time will be less, but stiil
required for new volunteers and sustaining the regularly participating volunteer base and
overlap of tasks), concurrent scheduling for tasks 3 through 5 (note that once an area has been
planted or new trees and plants added, task 5 (Habitat Maintenance) becomes an ongoing
requirement for sustaining the restored area after the end of the project). The restoration
cycle generally consists of site preparation during the Spring and Summer with managed
caution for nesting birds, and planting during the late Fa!I and Winter to take advantage of the
rainy season to reduce the need for watering. San Pacifico will provide access to their recycled
water irrigation system. We will use watering quick-disconnect points. Following project
completion, the BLF will include ongoing site maintenance in our regular volunteer restoration
and trail maintenance program to ensure sustainability of the restored area.
A new concept included in this restoration project is the use of the California Conservation
Corps (CCC) labor and resources. This will enable us to adhere to a more consistent work
schedule and provide specialized work services (e.g., chipping and mulching, bio-mass removal,
tree and plant installation, dumpster loading and transport of removed bio-mass material). As
a state training program for young adults, the CCC offers on-the-job training and work
experience for their program participants (at least 1 year in the program). The cost for using
the CCC service is included in our project budget.
The project will be able to begin September 1, 2018 or 2 weeks following a 11notice to proceed".
Project work is planned to be completed in 17 months, with one additional month needed to
summarize the project results and complete final invoicing for a total estimated project of 18
months.
When completed, the residents of Carlsbad and the many visitors will have a better natural
experience. Area trail improvements will also add to that experience.
Conformance
This project conforms and support the goals and objectives for habitat restoration from: the US
Coast and Geodetic Survey1s (USGS) Management and Monitoring Program (MMP); California
Department of Natural Resources (CDNR); California Coastal Conservancy (CCC) and their
Southern California Wetlands Recovery Program (SCWRP); California Department of Fish and
Wildlife; California Invasive Plant Council (Call PC); County of San Diego Habitat Management
Plan {SD HMP}; County of San Diego Habitat Management Specific Plan {HMSP); the City of
Carlsbad HMP; and the Batiquitos lagoon Foundation's Strategic Plan.AC
Page 3 of3
Batiauitos Laaoon Foundation {BLF) AG Mit Grant 2018 Phase 4 Restoration Grant G-36 Project: Sources of Funding CA Sales Tax BLF (In-kind CDFW(ln-Total+ Task/ Category Quantity Unit Cost Sub-total (7.75%) Total AG MitGrant &Actual) SELC In-kind kind & Actual) Total Overhead Task 1 Project start-up & team organization, detai.led project planning; Preparation of Project Plan, capit111 equipment purchases Personnel Proaram Manai:ier (Hours l 68 $65.00 $4420.00 $4,420.00 $4 420.00 $4,420.00 $4,773.60 Biologist / Subject Area Expert / Soecialist /Hours\ 68 $65.00 $4 420.00 $4,420.00 $4,420.00 $4 420.00 $4,773.60 Task Manaaer (Hours) 68 $40.00 $2 720.00 $2 720.00 $2,720.00 $2 720.00 $2 937.60 Volunteer (Hours) 137 $21.00 $2,877.00 $2,877.00 $2,877.00 $2,877.00 $3,107.16 Subtotal Personnel $341.00 $14,437.00 $14,437.00 $14,4-,7.00 $14,437.00 $15,591.96 Materials and Other Expenses Postaae 4 $10.00 $40.00 $3.10 $43.10 $43.10 $43.10 $46.55 Capv / Reproduction 1 $150.00 $150.00 $11.63 $161.63 $161.63 $161.63 $174.56 Advertising, marketing materials support 3 $106.23 $318.69 $24.70 $343.39 $343.39 $343.39 $370.86 Irrigation commponents (e.g., PVC piping & connectors, Quick disconnect, green ground vault) & installation 1 $100.00 $100.00 $7.75 $107.75 $107.75 $1 000.00 $1107.75 $1,196.37 Professional 5/8" watering hose (per 200') 2 $17.00 $34.00 $2.72 $36.72 $36.72 $36.72 $39.66 Task Subtotal: $15,079.69 $49.89 $15,129.58 $692.58 $14,437.00 $1,000.00 $16,129.58 $17,419.95 Task 2 Site assessment, initial site cleanup, imf)lementation of bluff-top erosion control measures, Capital Equipment Purchase; equipment rentals Personnel Proaram Manaaer £Hours l 21 $65.00 $1 365.00 $1,365.00 $1,365.00 $1,365.00 $1,474.20 5/26/2018 6:38 PM Page 1 of 5
I Batiauitos Laaoon Foundation (BLF) AG Mit Grant 2018 Phase 4 Restoration Grant G·36 Project: Sources of FundinQ CA Sales Tax BLF {In-kind CDFW{ln-Total+ Task / .Category Quantity Unit Cost Sub-total (7.75%) Total AG MitGrant &Actual) SELC In-kind kind & Actual) Total Overhead Biologist / Subject Area Expert / Soecialist /Hours\ 21 $65.00 $1 365.00 $1,365.00 $1 365.00 $1 365.00 $1 474.20 Task Manaaer (Hours) 28 $40.00 $1120.00 $1120.00 $1,120.00 $1120.00 $1 209.60 Volunteer (Hours) 206 $21.00 $4,326.00 $4,326.00 $4,326.00 $4,326.00 $4,672.08 Subtotal Personnel 276 $8,176.00 $8,176.00 $8,176.00 $8,176.00 $8,830.08 Materials and Other Expenses Hand tools (e.g., rakes, hoes, cliooers loooers \ 1 $200.00 $200.00 $16.00 $216.00 $216.00 $216.00 $233.28 Site/plant/tree markers (e.g., flags, taoe. markina oaintl 2 $75.00 $150.00 $11.63 $161.63 $161.63 $161.63 $174.56 Supplies (e.g., trash bags, hand alovesl 1 $51.40 $51.40 $3.98 $55.38 $55.38 $55.38 $59.81 40 cubic yard high-sided dumpster, recycling fees, delivery 4 $480.00 $1,920.00 $148.80 $2,068.80 $2,068.80 $2,068.80 $2,234.30 Task Subtotal: $10,497.40 $180.41 $10,677.81 $2,501.81 $8,176.00 $10,677.81 $11,532.03 Task 3 Restoration area preparation including invasive plant removal {two seasonal. prep efforts) & tr11ll/public access & control; community.Outreach Personnel Proaram Manaaer (Hours) 19 $65.00 $1,235.00 $1,235.00 $1,235.00 $1,235.00 $1,333.80 Biologist / Subject Area Expert / Soeciallst (Hours\ 146 $65.00 $9 490.00 $9,490.00 $9,490.00 $9 490.00 $10 249.20 Task Manaaer /Hours) 146 $40.00 $5 840.00 $5,840.00 $5,840.00 $5 840.00 $6 307.20 Volunteer /Hours) 1095 $21.00 $22 995.00 $22 995.00 $22,995.00 $22 995.00 $24,834.60 SELC Herbicidal Treatment (Hrs.) 20 $40.00 $800.00 $800.00 $800.00 $800.00 $864.00 Subtotal Personnel 1426 $40,360.00 $40,360.00 $39,560.00 $800.00 $40,360.00 $43,588.80 Materials and Other Expenses Trees -Torrey Pine -15 Gallon 6 $125.00 $750.00 $58.13 $808.13 $808.13 $808.13 $872.78 Trees -other 15 $115.00 $1,725.00 $133.69 $1,858.69 $1,858.69 $1 858.69 $2 007.38 5/26/2018 6:38 PM Page 2 of5
I Batiauitos Laaoon Foundation (BLF} AG Mit Grant 2018 Phase 4 Restoration Grant G-36 ProJect: Sources of Fundina CA Sales Tax BLF (In-kind CDFW(ln-Total+ · -Task / Category Quantify Unit Cost Sub-total (7.75%) Total AG MitGrant &Actual) SELC In-kind kind & Actual) Total Overhead Container Plants 350 $9.00 $3 150.00 $244.13 $3,394.13 $3 394.13 $3 394.13 $3,665.66 Mulch • shredded hardwood (Per cubic 'vardl 4 $38.00 $152.00 $11.78 $163.78 $163.78 $163.78 $176.88 Soil Amendments / Fertilizer (per baa) 4 $30.00 $120.00 $9.30 $129.30 $129.30 $129.30 $139.64 Herbicide • Round-up I Garlon I Glvohosate /oer aallon) 3 $80.00 $240.00 $18.60 $258.60 $258.60 $258.60 $279.29 Colorina aaent /oer aallonl 1 $42.00 $42.00 $3.26 $45.26 $45.26 $45.26 $48.88 California Conservaation Corps Services (per task unit)) 2 $3,000.00 $6,000.00 $6,000.00 $6,000.00 $6,000.00 $6,480.00 ·, task Subtotal: $52,539.00 $478.87 $53,017.87 $12,657.87 $39,560.00 $800.00 $53,017.87 $57,259.30 Task 4. • Restoration area planting Proaram Manaaer (Hours\ 23 $55.00 $1,265.00 $1 265.00 $1 265.00 $1 265.00 $1 366.20 Biologist I Subject Area Expert I Soecialist /Hours) 183 $55.00 $10,065.00 $10,065.00 $10,065.00 $10,065.00 $10 870.20 Task Manaaer /Hours l 183 $40.00 $7 320.00 $7 320.00 $7 320.00 $7 320.00 $7,905.60 Volunteers (Hours) 1368 $18.77 $25,677.36 $25,677.36 $25,677.36 $25,677.36 $27,731.55 Subtotal Personnel 1757 $44,327.36 $44,327.36 $44,327.36 $44,327.36 $47,873.55 Materials and Other Expenses California Conservaation Corps Services (per task unit)) 4 $3,000.00 $12,000.00 $12,000.00 $12,000.00 $12,000.00 $12,960.00 Task Subtotal: $88,654.72 $88,654.72 $12,000.00 $44,327.36 $56,327.36 $60,833.55 Task 5 .• Maintenance/weeding/watering Personnel Proaram Manaaer /Hours l 6 $65.00 $390.00 $390.00 $390.00 $390.00 $421.20 5/26/2018 6:38 PM Page 3 of 5
Batiquitos Lagoon Foundation IBLF) AG Mit Grant 2018 Phase 4 Restoration Grant G-36 Proiect: Sources of Fundina CA Sales Tax BLF (In-kind CDFW(ln-Total+ Task/ Category. Quantity.· Unit Cost Sub,total (7.75%) Total AG MitGrant &Actual) SELC In-kind kind & Actual) Total Overhead Biologist/ Subject Area Expert/ Soecialist /Hours) 42 $65.00 $2 730.00 $2 730.00 $2 730.00 $2 730.00 $2 948.40 Task Mana!ler (Hours) 42 $40.00 $1 680.00 $1 680.00 $1,680.00 $1 680,00 $1 814.40 Volunteer (Hours) 124 $21.00 $2,604.00 $2,604.00 $2,604.00 $2,604.00 $2,812.32 Subtotal Personnel 214 $7,404.00 $7,404.00 $7,404.00 $7,404.00 $7,996.32 Materials and Other Expenses Spot watering (# of times x gallons per "net" acres) (4 times x 0.89 acres = 3.56) $65.00 California Conservaation Corps Services (per day) $3,000.00 Task Subtotal: $7,404,()0 $7,404.00 $7,404.00 $7,404.00 $7,996.32 T~sk 6 • Project Monitoring, Data Collection & Reporting Personnel Proaram Mana!ler /Hours l 7 $65.00 $455.00 $455.00 $455.00 $455.00 $491.40 Biologist / Subject Area Expert / Soecialist /Hours l 7 $65.00 $455.00 $455.00 $455.00 $455.00 $491.40 Task ManaQer /Hours) 14 $40.00 $560.00 $560.00 $560.00 $560.00 $604.80 Volunteer (Hours) 14 $21.00 $294.00 $294.00 $294.00 $294.00 $317.52 Subtotal Personnel 42 $1,764.00 $1,764.00 $1,764.00 $1,764.00 $1,905.12 Materials and Other Expenses Postaae 2 $10.00 $20.00 $1.55 $21.55 $21.55 $21.55 $23.27 Coov / reoroduction 1 $200.00 $200.00 $15.50 $215.50 $215.50 $215.50 $232.74 Supplies 1 $100.00 $100.00 $7.75 $107.75 $107.75 $107.75 $116.37 Task Subtotal: $2,084.00 $24.80 $2,108.80 $344.80 $1,764.00 $2,108.80 $2,277.50 5/2612018 6:38 PM Page 4 of 5
Task I Category Subtotal Project Expenses California Conservation Corps Contract BLF Overhead (8%) Total Project Expenses Total Project Revenue (Including grarit; Blf' Dire.ct Funding & In-kind support) Pers.onnel Summary Program Manager (Hours) Biologist/ Subject Area Expert/ Specialist (Hours) Task Manager (Hours) Volunteer (Hours) Personnel Totals: California Conservation Corps Services (per day) 5/26/2018 6:38 PM Quantity 6 144 467 481 2944 4036 Batiauitos Lagoon Foundation (BLF) AG Mit Grant 2018 Phase 4 Restoration Grant G-36 Project: Sources of Funding CA Sales Tax BLF (In-kind CDFW(ln-Total+ Unit Cost Sub-total (7.75%) Total AG MitGrant &Actual) SELC In-kind kind & Actual) Total Overhead $176,258.81 $733.97 $176,992.78 $28,197.06 $115,668.36 $800.00 $1,000.00 $145,665.42 $157,318.66 $3,000.00 $18,000.00 $18,000.00 $18,000.00 $14,100.70 $58.72 $14,159.42 $3,695.77 $9,253.47 $64.00 $80.00 $11,653.23 $190,359.51 $792.69 $191,152.21 $49,892.83 $124,921.83 $864.00 $1,080.00 $157,318.66 $157,318.66 $190,359.51 $792.69 $191,152.21 $49,892.83 $124,921.83 $864.00 $1,080.00 $157,318.66 $157,318.66 $65.00 $9,360.00 $65.00 $30,355.00 $40.00 $19,240.00 $21.00 $61,824.00 $120,779.00 Disbursement schedule Keq uest 1:sumate Actua1 I Date Amount Date Amount Balance I 9/5/2018 $27,243.07 $49,892.831 5/1/2019 $21,649.76 $22,649.76 2128/2020 $1,000.00 $1,000.00 $0.00 $0.00 $0.00 Total: $0.00 Page 5 of 5
Batiquitos Lagoon Foundation ACMF Project Summary
The 4th Phase of a multi-phased wetland, riparian, and Coastal Sage habitat restoration program
within Batiquitos Lagoon Ecological Reserve. Restoration includes: replacing invasive
eucalyptus trees with Torrey Pine and other native California coastal trees to create better
nesting habitat for native birds; and to remove and replace invasives with native plants. The
project represents our 2nd restoration project west of the 1-5 ( our 1st was in the Rosalena
community) on the north-side just east of the North County Transit District railway track right-of-
way in San Pacifico Vistamar Area A4. This area is managed by the San Pacifico Master
Homeowners Association and is adjacent to Batiquitos Lagoon Ecological Reserve (BLER),
managed by California Department of Fish and Wildlife (CDFW). The BLF is partnering with
San Pacifico and CDFW. The picture below depicts the project area.
Restoration Phase 4 Site
The project area is approximately 3.03 acres of wetland, riparian, and Coastal Sage habitat on
both California Department of Fish and Wildlife property and San Pacifico property in Carlsbad,
California (north San Diego County). Both property owners have given their access and work
approval for the project. The property has many invasive plants (e.g., Pampas grass, Castor
bean, Tree Tobacco, Arundo, Myoporum (very heavy)) and dead plant material that poses a
significant fire hazard and needs removal. A steep bluff is present on the southern side leading
down to Batiquitos Lagoon, with few trees. The proposed project will add appropriate native
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.. ,, __ _____,.___,..___________.,., __________________________ , _____ _
),~;;Hi'-;
:J~rc::c·;:::
'" EX! i : •-; r,~ L"'.GOON FOUNDATION
P C!. l:\liX '.H03
CARLS BAD, CA 92009-0103
Dear Taxpayer:
Department of the l reasury
Person to Contact
L 'JWlRAG.U
Telephone· Number:
(213) 894-2336
A.igfer Repty to:
£0(0710)96
Oate:
JULY 20, 1996
EIN: 95-3852095
This letter is in response to your request for a copy of the
determination letter for the above named organization.
ou:::-r-ecords indicate that this organization was recognized to
be exemp-c: from Federal. inooae tax in AUGUST 1983 as described in
Internal Revenue COde Section 501(c)(J). It is further classified
as an organization that is not a private foundation as defined in
section 509 (a} of the Code, because it is an organization described
in section 509(a)(2}~
The exempt status for the determination l.et.t.er issued
in A!JGUS'r l 983 continues to be in efrect.
If you need further assistance, please contact our office at
the above address or tel.eph0:ne · nU.llber.
' '
Sfnqerel,Y,
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Disclosu;re Asrstant
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m.m No. i545-0D!i-7 "'om,
Return Organization Exempt From Income Tax 2016
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
Deoartment of the Treasury ,,. Do not enter social security numbers on this form as it may be made public,
,ntarnal Revenue Service ,,. information about Form 990 and its instructions is atwww.irs.gov/torm990.
A For the 2016 calendar year, or tax year beginning 7/01 , 2016, and ending 6/3 O , 2017
B Check if applicable: C D Employer identification number
Address change BATIQUITOS LAGOON FOUNDATION
; Name char.ge
initial return
Fmal rn!!.irn/terminate!:t
Amended return
P .0. BOX 130491
CARLSBAD, CA 92013-0491
App:ication pending F Name and address of principal officer: FRED SANDQUIST
SAME AS C ABOVE
Tax-exempt status X 501(c)(3) 501(c) ( )"" (insert no.) 527
95-3852095
E Telephone number
760-845-3501
G Gross receipts $
H(a) Is this a group return for suoordinates?
H(b) Are all subordinates included?
ff 'No,' attach a list. (see instructions)
108,436.
Yes X No
Yes No
J Website: .. WWW. BATIQUITOSFOUNDATION. ORG H(c) Group exemption number II>
K Form of organization: X Corporation Trust Association Other I> L Year ot formation: 1 9 8 3 M State of legal domicile: CA
ff) :l C: <I) > ff) er:
1 Briefly describe the organization's mission or most significant activities:PRESERVATION OF BATIQUITOS LAGOON ____ _
2 chec:< this "Gox-;.. -O"""ittlie organization ciiscontinued"""its operations orctisposect of m"ore tiian 2foT ot its net assets-:---------
3 Number of voting members of the governing body (Part VI, line 1 a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 8
4 Number of independent voting members of the governing body (Part VI, line 1 b).......... . . . . . . . . . . . . . 4 8
5 Total number of individuals employed in calendar year 2016 (Part V, line 2a)....................... . . . 5 O
6 Total number of volunteers (estimate if necessary)................................ . . . . . . . . . . . . . . . . . . . 6 7 8
7a Total unrelated business revenue from Part VIII, column (C), line 12.................................. 7a O.
b Net unrelated business taxable income from Form 990-T, line 34..................................... 7b O.
Prior Year Current Year
8 Contributions and grants (Part VIII, line 1 h). ......................................... ,__ ___ 2_1_5_,~5_3_1_. _____ 9_5~,_0_4_9_.
9 Program service revenue (Part VIII, line 2g). .. .. . . . . .. . .. .. .. .. .. . . .. . . .. . . . . . .. . . . . 1 O, 03 8 • 8, 8 8 4 .
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d) ......................... i------_-1-8~6-1_9 __ -+-----~--1-.
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 1 le) ..... ,.......... 443. -815.
12 Total revenue -add lines 8 through 11 (must equal Part VIII, column (A), line 12) ..... ,__ ___ 2_0_7_,_3_9_3 ________ 1_0_3_,_1_1_9_.
13 Grants and similar amounts paid (Part IX, column (A), lines 1-3). .................... . >------------------14 Benefits paid to or for members (Part IX, column (A), line 4) .... _ ................... . >------------------., 15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) ..... 1----------+---------
c, .,
C: C) a.
16a Professional fundraising fees (Part IX, column (A), line 1 le) ......................... .
b Total fundraising expenses (Part IX, column (D), line 25) .,. ----------i.lj 17 Otherexpenses(PartlX,column(A),lines1la-11d,1lf-24e)......................... 58 490. 57 297. l-------=-----'-~~--------C---''-'--"---'-
1 18 Total expenses. Add lines 13-17 (must equal Part IX, column (A), line 25)............. 58,490. 57,297. 1--------"-'----'-.......;-!-___ __,;;;__,'--"-~
\ 19 Revenue less expenses. Subtract line 18 from line 12 .............. , ................ . 148 903. 45 822. 05 H 20 Total assets (Part X, line 16) ...................................... _ ............... .
~: 21 Total !iabilitfes (Part X, tine 26) .................................................... .
'ii§ z .. 22 Net assets or fund balances. Subtract line 21 from line 20 ........................... .
Beginning of Current Year End of Year
2,714 949. 2,760,833.
23. 85.
2,714,926. 2,760,748.
~~H~ll~l Signature Block
Jnder penalties of perjury, i dedare thai I l)ave exa
complete. Dec',aralion of prepare'..,(9\l;rer y:i;an o ,'cer
um, including accompanying schedules and statements, and to the best of my knowledge and belief, it ·,s true, correct, and
; ormation of which preparer has any knowledge.
Sign
Here
! ~ =--,-""",Y:...~+'-."'-'-of.lA<<7,~"",;l'---,i4"':,,,.,:S,--!-\'.=:::,,.C',->,::,.,.,'-/!------------~D-,at_e_..t_.'-J---4+=~r--+----
Paid
Preparer
Use Only
~ FRED SANDQUIST
Type or print name and title
Print!Type preparer's name Preparer's signature Date
GARY A. SIMMONS
Firm's name "" SCOTT MAINORD, LANGLEY & SIMMONS INC.
Firm'saddress .. 3600 WEST MINERAL KING AVENUE, SUITE C
VISALIA CA 93291
PRESIDENT
Check
self-employed
if PTIN
P00049507
May the IRS discuss this return with the preparer shown above? (see instructions) ..................................... .
BAA For Paperwork Reduction Act Notice, see the separate instructions. TEEA0J13L 11/16/16
Form 990 (2016) BATIQUITOS LAGOON FOUNDATION 95-3852095 Page 2 l Part upq Statement of Program Service Accomplishments
Check if Schedule 0 contains a response Cl' note to any line in this P2.rt Ill. ....... D
1 Briefly describe the organization's mission:
PRESERVAT!_ON OF BATIQUITOS LAGOON ________________________________________ _
2 Did the organization undertake any significant program services during the year which were not listed on the prior
Form 990 or 990-EZ?......... . . . . . . . . . . . . . . . . . . . . . . ................................. .
If 'Yes,' describe these new services on Schedule 0.
3 Did the organization cease conducting, or make significant changes in how it conducts, any program services? ....
If 'Yes,' describe these changes on Schedule 0.
0 Yes ~
D Yes IE]
No
No
4 Describe the organization's program service accomplishments for each of its three largest program services, as measured oy expenses.
Section 501 (c)(3) and 501 (c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses,
and revenue, if any, for each program service reported. !
4 a (Code: ____ ) (Expenses $ 3 ~, S 3 5 . includlng grants of $ _______ ) (Revenue $ 8 , 8 8 4 . )
PUBLIC EDUCATION REGARDING CONSERVATION OF LAGOON ___________________________ _
4b (Code: ____ ) (Expenses $ 585. including grants of $ _______ ) (Revenue $ ______ _
MAINTENANCE OF TRAILS & VEGETATION OF LAGOON -------------------------------
4 c (Code: ) (Expenses $ including grants of $ ) (Revenue $ -------------------------
4d Other program services (Describe in Schedule 0.)
(Expenses $ including grants of $ ) (Revenue $
4e Total program service expenses .,. 40, 120.
BAA TEEA0102L li/16/16 Form 990 (2016)
Form 990 (2016) BATIQUITOS LAGOON FOUNDATION 95-3852095 Page 3
Checklist of Required Schedules
'Yes No
Is the organization described in section 501 (c)(3) or 4947(a)(l) (oiher than a private foundation)"? If '\'es,' complete
Schedule A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ................................. _ ..... _ . . . . . . . . . . . . . . . . . . . . . . 1 X f----i---+--
2 Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)?....... . . . . . . . . . . . . . 2 X
1----1---+--
3 Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates
for public office? If 'Yes,' complete Schedule C, Part I.......................................... . . . . . . . . . . . . . . . . . . . . 3 X 1----<---<--
4 Section 501 (c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501 (h) election
in effect during the tax year? If 'Yes,' complete Schedule C, Part II.................................................. 4 X 1---<---<--
5 Is the organization a section 501 (c)(4), 501 (c)(5), or 501 (c)(6) organization that receives membership dues,
assessments, or similar amounts as defined in Revenue Procedure 98-19? If 'Yes,' complete Schedule C, Part /II. 5 X
f----t--+--
6 Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right
to provide advice on the distribution or investment of amounts in such funds or accounts? If 'Yes,' complete Schedule D,
.Part I. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . G X 1----t--+--
7 Did ihe organization receive or hold a conservation easement, including easements to preserve open space, the
environment, historic land areas, or historic structures? if 'Yes,' complete Schedule D, Part 1/. . . . . . . . . . . . . . . . . . . . . . . . . 7 X f----t--+--
8 Did the organization maintain collections of works of art, historical treasures, or other similar assets? If 'Yes,'
complete Schedule D, Part Ill. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 X f-----f--t--
9 Did the organization report an amount in Part X, line 21, for escrow or custodial account liability, serve as a custodian
for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation
services? If 'Yes,' complete Schedule D, Part IV. ....................... ,........................................... 9 X !----t---+--
10 Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, I
permanent endowments, or quasi-endowments? If 'Yes,' complete Schedule D, Part \I................................ 10 X
11 If the organization's answer to any of the following questions is 'Yes', then complete Schedule D, Parts VI, VII, VIII, IX,
or X as applicable.
a Did the organization report an amount for land, buildings, and equipment in Part X, line 1 O? /f 'Yes,' complete Schedule
D, Part VI ................ , .............................................................. , ....................... .
b Did the organization report an amount for investments -other securities in Part X, line 12 that is 5% or more of its total
assets reported in Part X, line 16? If 'Yes,' complete Schedule D, Part VIL ................ , ......................... .
c Did the organization report an amount for investments -program related in Part X, line 13 that is 5% or more of its total
assets reported in Part X, line 16? If 'Yes,' complete Schedule D, Part VIII .......................................... .
d Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of iis total assets reported
in Part X, line 16? If 'Yes,' complete Schedule D, Part IX .......................................................... .
e Did the organization report an amount for other liabilities in Part X, line 25? if 'Yes,' complete Schedule D, Part X .... .
f Did the organization's separate or consolidated financial statements for the tax year include a footnote that addresses
the organization's liability for uncertain tax positions under FIN 48 (ASC 740)? If 'Yes,' complete Schedule D, Part X, ..
12a Did the organization obtain separate, independent audited financial statements for the tax year? If 'Yes,' complete
Schedule D, Parts XI and XII ..................................................................................... .
b Was the organization included in consolidated, independent audited financial statements for the tax year? ff 'Yes,' and
if the organization answered 'No' to line 72a, then completing Schedule D, Parts XI and XII is optional ............... .
13 Is the organization a school described in section l 70(b)(l)(A)(ii)? If 'Yes,' complete Schedule E. ....... : ............. .
14a Did the organization maintain an office, employees, or agents outside of the United States? .......................... .
b Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising,
business, investment, and program service activities outside the United States, or aggregate foreign investments valued
at $100,000 or more? If 'Yes,' complete Schedule F, Parts I and IV. ............................................... ..
15 Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any
foreign organization? If 'Yes,' complete Schedule F, Parts II and tv. ............................................... ..
16 Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to
or for foreign individuals? If 'Yes,' complete Schedule F, Parts Ill and IV ........................................... ..
17 Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX,
column (A), lines 6 and 11 e? if 'Yes,' complete Schedule G, Part I (see instructions). ............................... ..
18 Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII,
iines le and Sa? If 'Yes,' complete Schedule G, Part II ............................................................ ..
19 Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If 'Yes,'
complete Schedule G, Part Ill .................................................................................... .
BAA TEEA0103L li/16116
11 a X
11 b X
11 C X
11 d X
11 e X
11f X
12a X
12b X
13 X
14a X
14b X
15 X
16 X
17 X
18 X
19 X
Form 990 (2016)
Form 990 (2016) BATIQUITOS LAGOON FOUNDATION 95-3852095 Page 4
Checklist of Required Schedules (continued)
Yes No
20a Did the organ'.zation operate one or more hospital facilities? If 'Yes,' complete Schedule H. ....................... . 20a X
b If 'Yes' to line 20a, did the organization atte1ch a copy of its audited financial statements to this return?...... . . . . . . . . . . 20b ,___,___,___
21 Did the organization report more than $5,000 of grants or other assistance to any domestic organization or
domestic government on Part IX, column (A), line 1? If 'Yes,' complete Schedule I, Parts I and fl .................... .
22 Did the organization repoIi more than $5,000 of grants or other assistance to or for domestic individuals on Part IX,
column (A), line 2? If 'Yes,' complete Schedule I, Parts I and Ill .................................................... .
23 Did the organization answer 'Yes' to Part VII, Section A, line 3, 4, or 5 about compensation of the organization's current
and former officers, directors, trustees, key employees, and highest compensated employees? If 'Yes,' complete
Schedule J. ..................................................................................................... .
24a Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of
the last day of the year, that was issued after December 31, 2002? ff 'Yes,' answer lines 24b through 24d and
complete Schedule K. If 'No, 'go to line 25a ......................... , ............ , .......... , ..... , ............... .
b Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception? ................ .
c Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease
any tax-exempt bonds? .......................................................................................... .
d Did the organization act as an 'on behalf of' issuer for bonds outstanding at any time during the year? ................ .
25a Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit
transaction with a disqualified person during the year? If 'Yes,' complete Schedule L, Part I ..................... .
b Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and
that the transaction has not been reported on any of the organization's prior Forms 990 or 990-EZ? If 'Yes,' complete
Schedule L. Part I ................................................................................. , ............ · ·
21 X
22 X
23 X
24a X
24b
24c
24d
25a X
25b X
26
26 Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or
former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? lf 'Yes.' complete Schedule L, Part II .............................................................................. t---+---+--X-
27
27 Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial
contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member
of any of these persons? ff 'Yes,' complete Schedule L, Part Ill ........................ , ............................ . X
28 Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV
instructions for applicable filing thresholds, conditions, and exceptions):
a A current or former officer, director, trustee, or key employee? ff 'Yes,' complete Schedule L, Part IV ................. . 28a X
b A family member of a current or former officer, director, trustee, or key employee? If 'Yes,' complete
Schedule L. Part IV. ........................... , ................................................................. . 28b X
c An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an
officer, director, trustee, or direct or indirect owner? If 'Yes,' complete Schedule L, Part IV ........................... . 28c X
29 Did the organization receive more than $25,000 in non-cash contributions? ff 'Yes,' complete Schedule M. ............ . 29 X
30 Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation
contributions? If 'Yes,' complete Schedule M ...................................................................... , 30 X
31 Did the organization liquidate, terminate, or dissolve and cease operations? ff 'Yes,' complete Schedule N, Part l ..... . 31 X
32
32 Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If 'Yes,' complete
Schedule N, Part II ................................................. , ................................ , ........... . X
33
33 Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections
301.7701-2 and 301.7701-3? If 'Yes,' complete Schedule R, Part I ..... , ............................................ . X
34
34 Was the organization related to any tax-exempt or taxable entity? If 'Yes,' complete Schedule R, Part II, Ill, or IV,
and Part V. line 1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . X
35a Did the organization have a controlled entity within the meaning of section 512(b)(13)? ............................... ,___,___.._,X~ 35a
b If 'Yes' to line 35a, did the organization receive any payment from or engage in any transactlon with a controlled
entity within the meaning of section 512(b)(l 3)? If 'Yes,' complete Schedule R, Part V, fine 2 ..................... , .. . 35b
36
36 Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related
organization? If 'Yes,' complete Schedule R, Part V, fine 2.......................................................... X
37
37 Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is
treated as a partnership for federal income tax purposes? If 'Yes,' complete Schedule R, Part VI.. . . . . . . . . . . . . . . . . . . . . X
38 Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 band 19?
Note. All form 990 filers are required to complete Schedule 0 ...................... , ............................... . 38 X
BAA Form 990 (2016)
TEEA0104l 11/16/16
form 990 (20'16) BATIQUITOS LAGOON FOUNDATION 95-3852095 Page5
1ea11'lf.j Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ...... .
1 a Enter the number reported in Box 3 of Form 1096. Enter .. Q .. if not applicable ......... . 1 a 0
b Enter the number of Forms W-2G included in line 1 a. Enter -0-if not applicable ...... . 1 b 0
c Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming
(gambling) winnings to prize winners? ............................................................................ .
2a Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax State-
ments, filed for the calendar year ending with or within the year covered by this return. . . . . 2 a O '----''---------b If at least one is reported on line 2a, did the organization file all required federal employment tax returns? ......... .
Note. If the sum of lines 1 a and 2a is greater than 250, you may be required to e-fi/e (see instructions)
3 a Did the organization have unrelated business gross income of $1,000 or more during the year? ....................... .
b If 'Yes.' has it filed a Form 990-T for this year? If 'No' to line 3b, provide an explanation in Schedule O .................................... .
4a At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a
financial account in a foreign country (such as a bank account, securities account, or other financial account)? ....
b If 'Yes,' enter the name of the foreign country: ...
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5 a Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?. . . . . . . . . . . . . . . . . . . 5 a X
l----'l---1--cc:-b Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?............ 5 b X
c ff 'Yes,' to line 5a or 5b, did the organization file Form 8886-T? ...................................................... l--5-c-+---+---
6 a Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization
soHcit any contributions that were not tax deductible as charitable contributions? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 a X --+---+---
b If 'Yes.' did the organization include with every solicitation an express statement that such contributions or gifts were
not tax deductible? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 b
7 Organizations that may receive deductible contributions under section 170(c).
a Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and
services provided to the payor? ................................................................................... .
b If 'Yes,' did the organization notify the donor of the value of the goods or services provided? ......................... .
c Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file
form 8282? ..................................................................................................... .
d If 'Yes,' indicate the number of Forms 8282 filed during the year.......................... 7 d
e Did the organization receive any funds, directly or indirectly, to pay premiums on a personal~b-e-n~ef~it_c_o_n-tr_a_ct_?_ .. -.-.. -.---.. -.-7e X
f Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ............. ,_7_f__,__-+-~x-,---,-~,--
g If the organization received a contribution of qualified intellectual property, did the organization file Form 8899
as required?.... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 g
l---1---ll--
h If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a
Form 1098-C?.................................................................................................... 7h
8 Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring
organization have excess business holdings at any time during the year? ............................................ .
9 Sponsoring organizations maintaining donor advised funds.
a Did the sponsoring organization make any taxable distributions under section 4966? ................................. .
b Did the sponsoring organization make a distribution to a donor, donor advisor, or related person? .................... .
10 Section 501(c)(7) organizations. Enter:
a Initiation fees and capital contributions included on Part VIII, line 12...................... 10a r---'1---------b Gross receipts, included on Form 990, Part Vilt, line 12, for public use of club facilities.... 10 b '---'---------11 Section 501(c)(12) organizations. Enter:
a Gross income from members or shareholders........................................... 11 a ,-.~...--------b Gross income from other sources (Do not net amounts due or paid to other sources
against amounts due or received from them.)............................................ 11 b ----------12 a Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041? ............ .
b If 'Yes,' enter the amount of tax-exempt interest received or accrued during the year....... 12b ,____,,_ ______ _
13 Section 501 (c)(29) qualified nonprofit health insurance issuers.
a Is the organization licensed to issue qualified health plans in more than one state? .................................. .
Note. See the instructions for additional information the organization must report on Schedule 0.
b Enter the amount of reserves the organization is required to maintain by the states in
which the organization is licensed to issue qualified health plans . . . . . . . . . . . . . . . . . . . . . . . . . 1-1_3_b-+---------
c Enter the amount of reserves on hand. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 c ----------14 a Did the organization receive any payments for indoor tanning services during the tax ye.ir?. .......................... .
b If 'Yes,' has it filed a Form 720 to report these payments? If 'No,' provide an explanation in Schedule Q ..•............
BAA TEEA0105L 11/16/16
'orm 990 (20i6) BATIQUITOS LAGOON FOUNDATION 95-3852095 Page 6
i ?arl:Nl >4 Governance, Management, and Disclosure For each 'Yes' response to lines 2 through lb below, and for
a 'No' response to fine Ba, Sb, or 70b below, describe the circumstances, processes, or changes in
Schedule 0. See instructions.
Check if Schedule O contains a response or note to any line in this Part Vl . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . [R1
Section A. Governing Body and Management
1 a Enter the number of voting members of the governing body at the end of the tax year .
If there are material differences in voting rights among members
of the governing body, or if the governing body delegated broad
authority to an executive committee or similar committee, explain in Schedule 0.
1 a 8
b Enter the number of voting members included in line 1 a, above, who are independent..... 1 b 8
2 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other
officer, director, trustee, or key employee?......................................................................... 2 X f---1---f---
3 Did the organization delegate control over management duties customarily performed by or under the direct supervision
X of officers, directors, or trustees, or key employees to a management company or other person?...................... 3 1---1---1-----4 Did the organization make any significant changes to its governing documents
since the prior Form 990 was filed?................................................................................ 4 X l---f---1--~ 5 Did the organization become aware during the year of a significant diversion of the organization's assets? . . . . . . . . . . . . . 5 X
6 Did the organization have members or stockholders?. ..... SEE .. SCHEDULE .. 0 ..................................... f--6-1----X-1-----
7 a Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more
members of the governing body? .. S.EE . SCHEDULE .. 0. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 a X
b Are any governance decisions of the organization reserved to (or subject to approval by) members, SF.E SCH 0 stockholders, or persons other than the governing body? ........................................... '."". . . . . . . . . . . . . . . . 7 b X
8 Did the organization contemporaneously document the meetings held or written actions undertaken during the year bv
the following: SEE SCHEDULE O •
a The governing body? ..................................................................................... . Sa X
b Each committee with authority to act on behalf of the governing body? .............................................. . Sb X
9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the
organization's mailing address? If 'Yes,' provide the names and addresses in Schedule 0. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 X
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes No
10 a Did the organization have local chapters, branches, or affiliates?. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 a X
b If 'Yes,' did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their
operations are consistent with the organization's exempt purposes? ........................................................ , . . . . . . . 1 Ob >-----<l---f---11 a Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form?. . . . . . . . . . . . . . . . . . . . . . 11 a X
b Describe in Schedule O the process, if any, used by the organization to review this Form 990. SEE SCHEDULE O
12a Did the organization have a written conflict of interest policy? If 'No,' go to line 73 ................................... .
b Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise
to conflicts? ...................................................................................................... 12b X
c Did the organization regularly and consistently monitor and enforce compliance with the policy? If 'Yes,' describe in
Schedule O how this was done .... SEE .. S.CHED:ULE .. O........................................................... 12c X
13 Did the organization have a written whistleblower policy?............................................................ 13 X
14 Did the organization have a written document retention and destruction policy?....................................... 14 X
15 Did the process for determining compensation of the following persons include a review and approval by independent
persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a The organization's CEO, Executive Director, or top management official ... : ........................................ .
b Other officers or key employees of the organization ................................................................ .
If 'Yes' to line 15a or 15b, describe the process in Schedule O (see instructions).
16a Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a
taxable entity during the year? .................................................................................... .
b If 'Yes,' did the organization follow a written policy or procedure requiring the organization to evaluate its
participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the
organization's exempt status with respect to such arrangements? .... , ........................ , ..................... .
Section C. Disclosure
17 List the states with which a copy of this Form 990 is required to be filed ,.. CA ------------------------------18 Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicable), 990, and 990-T (Section 50l(c)(3)s only) available
for public inspection. Indicate how you jmade these available. Check all that apply. · 0 Own website O Anot~er's website ~ Upon request O Other (explain in Schedule 0)
19 Describe in Schedule O whether (and if so, hol) the organization made its governing documents, conflict of interest policy, and financial statements available to
the public during the tax year. 1 SEE SCHEDULE O
20 State the name, address, and telephone number of the person who possesses the organization's books and records: ..
JOHN MERLI 1611-A S MELROSE #201-A VISTA CA 92081 619-368-5650
BAA TEEA0106L 11116116 Form 990 (2016)
Form 990 (2016) BATIQUITOS LAGOON FOUNDATION 95-3852095 Page 7
f Part:V:H~I Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated Ennployees, and
Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D
Section A. Office1-s, Directors, Trustees, Key Employees, and Highest Compensated Employees
1 a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the
organization's tax year.
• List all of the organization's current officers, directors, trustees (whether individuals m organizations), regardless of amount of
compensation. Enter -0-in columns (0), (E), and (F) if no compensation was paid.
• List all of the organization's current key employees, if any. See instructions for definition of 'key employee.'
e List the organization's five current highest compensated employees (ether than an officer, director, trustee, or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.
• List all of the organization's former officers, key employees, and highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.
t List all of the organization's former directors or trustees that received, in ihe capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.
List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest compensated
employees; and former such persons.
~ Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(C)
(A) (B) Position (do no\ check more (D} (E) (F) than one box, unless person
Name and Titre Average is both an officer and a Reportable Reportable Estimated
hours director/trustee) compensation from compensation from amount of other
i per the organization related oraanizations compensat!on I week Q5 :::J 0 ~ ~,g ;;i 0N·211099-MISC) (W-2/1099-MiSC) from the I (iist any Q,~ U> 3. organization = "9:.~ ~ hours for ~g e-0 1 and related
related = ~ ~ U> (1; organizations 0 (I> ~ ...,
organiza-0~ :::J <> 0 ... ~ <» f 0 lions q-.g below :;g. C g dotted "' Cf>
line) Cl) 8" l!l 0 g
(1) DONALD OMSTED 0
DIRECTOR ------0. o. 0 X
_ (2) JIM BROWN ________________ 0 ----DIRECTOR 0 X 0. 0.
_ (3) JEFF_ REGAN _______________ 0 ----DIRECTOR 0 X 0. 0.
_ (4) ELIZABETH PAEGEL ___________ 0
DIRECTOR 0 X 0. 0.
_ (5) DEBORAH MOSSA _____________ 0
VICE PRESIDENT 0 X 0. 0.
(6) DAVID HILL __ o __ --------------------------SECRETARY 0 X 0. 0.
_(7) KEVIN KIENAST _____________ 0 ----TREASURER 0 X 0. 0.
_(8} FRED_SANDQUIST ____________ 0
PRESIDENT 0 X 0. 0.
_00 ---------------------------
(10) ------------------------------
(11) --------------------___ ----
(12) ------------------------------
(13) ------------------------------
(14) ------------------------------
0.
0.
0.
0.
0.
0.
0.
0.
BAA TEEAOl 07L 11 /16/16 Form 990 (2016)
;:orm 990 (2016) BATIQUITOS LAGOON FOUNDATION 95-3852095 Page 8
LPartVJli Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
I (B) (C)
(A)
Name and tille
Posiiion (D) (E) Average (do nol check more \nan one
hours box, unless person is both an Reportable Reportable per officer and a director/trustee) compensation from compensation from week the organization related organizations (lista~y 0 S" s-0 ;,_ <> I ...
~g u, ~ Q 3 --0 01-1-2/1099-MISC) (IN-2/i099-MISC) hours = "Q_ ~ 3 for -· < i:: (l)
related ~g = 0l 3 ~~ Q 0 'O 8g organiza s !,! :;;; ~ -tions " ; ~ 3
below 2 <1> 'O <1) (])
dotted <1> $!l. Sl line) (!; (t> "' <1> g:
(15) ______________________________ ,
0~ ----------------------------
on __________________________ _
0~ ---------------------------
(20) ------------------------------·
(21) --______ ---__ --------__ --__
(22) --__ --__ -------------___ --_.
(23) ---------------------------
(24) -------------------------~----
(25) -------------------------
1 b Sub-total ................................................................. .,. O • O •
c Total from continuation sheets to Part VII, Section A .............. , .. , .. ,, .. .,. O. O.
d Total (add lines 1 b and 1 c) ........ , ... , ..... , .. , . , .............. , ...... , ... .,. O . O •
(F)
Estimated
amount of other compensation from the organization
and related
organizations
0.
0.
0.
2 Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation
from the organization .,. O
3 Did the organization list any former officer, director, or trustee, key employee, or highest compensated employee
on line 1 a? If 'Yes,' complete Schedule J for such individual.,, ..... ,, , , ........... , . , , , , . , , ... , .. , .................. .
4 For any individual listed on line 1 a, is the sum of reportable compensation and other compensation from
the organization and related organizations greater than $150,000? If 'Yes,' complete Schedule J for
such individual , , .... , .. , . , , .......... , ..... , , . , ..... , , ...... , ........... , , , .... , .......... , ........... , , ....... , ..
No
5 Did any person listed on line 1 a receive or accrue compensation from any unrelated organization or individual · for services rendered to the organization? If 'Yes,' complete Schedule J for such person .... ,,, ........ , ...... , .... , .. , X
Section 8. Independent Contractors
1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of
compensation from the organization. Report compensation for the calendar year ending with or within the organization's tax year.
(A) D . t' (B}f . (C) Name and business address escnp ,on o services Compensation
2 Total number of independent contractors (including but not limited to those listed above) who received more than
$100,000 of compensation from the organization .,. Q
BAA TEEA0108L 11116116 Form 990 (2016)
f=orm 990 (2016) BATIQUITOS LAGOON FOUNDATION 95-3852095 Page 9
reai:t:,VUtj Statement of Revenue ............................. D
BAA
Check if Schedule O contains a response or note to any line in this Part VIII ................. .
1 a Federated campaigns ........ .
b Membership dues ............ .
c Fundraising events .......... . 1 C
d Related organizations ... . 1d
e Government grants (contributions) .... 1 e
f All other contributions, gifts, grants, and
similar amounts not included above. . . 1 f '-,---,--'----"'-"-'--":...::...,'-"-f'f: g Noncash contributions included in lines 1a-lf: $ _______ 1_0
h Total. Add lines 1 a-lf.. . .. . . . . . .. . . . . .. .. .. .. .. . .. .. ,..
Business Code
(A)
Total revenue (B)
Related or
exempt
function
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from tax
under sections
512-514
2a PROGRAM FEES _______ --------~8~8~8_4_,. --~8 ~8_8_4_._,___ _________ _
b __________________ ,_ ______ ,__ __________________________ _
C __________________ ,_ ______ ,__ __________________________ _
d ------------------1-------1--------1--------1-------+-------e __________________ ,_ ______ ,__ __________________________ _
f All other program service revenue ...
g Total. Add lines 2a-2f. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ""
3 Investment income (including dividends, interest and
other similar amounts). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ""
4 Income from investment of tax-exempt bond proceeds .. ~ t------~~1------~"-'7f----------1-------
t---------,1---------,1----------1-------5 Royalties. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ,..
6 a Gross rents. ........ .
b Less: rental expenses
c Rental income or (loss) . . .
(i) Real (ii) Personal
d Net rental income or (loss). . . . . . . . . . . . . . . . . . . . . . . . . . ""
7 a Gross amount from sales of
assets other than inventory
b Less: cost or other basis
and sales expenses ..... .
c Gain or (loss). ...... .
(i) Securities (ii) Other
d Net gain or (loss) .............................. , . . . . ,..
8 a Gross income from fundraising events
(not including .. $ _-:--,----,-,--'"7"",--
of contributions reported on line 1 c).
See Part IV, line 18 ................. a 1 025
b Less: direct expenses ............... bt---~2~3~7~1~:
c Net income or (loss) from fundraising events. . . . . . . . . ,..
9 a Gross income from gaming activities.
See Part IV, line 19 ................. a 1------b Less: direct expenses. . . . . . . . . . . . . . . b '-------c Net income or (loss) from gaming activities ...... , . . . . ...
10a Gross sales of inventory, less returns
and allowances ..................... a 1---=3-'--"3'-'3:..::2::...,....
b Less: cost of goods sold ............ b.___-=2c.,....:9c.c4=...c6"-'-.
c Net income or (loss) from safes of inventory. . . . . . . . . . ...
Miscellaneous Revenue Business Code
11 a MISCELLANEOUS INCOME _ -f-------+-----'1=-4=5.....,. ___ __,1~4=-=5'-'.+-------+------
b ------------------1--------,1--------1-------1--------+-------C ------------------1-------,1-------1-------1--------+-------d All other revenue .................. .
e Total. Add lines 11 a-11 d ............ _ ..... ___ -.. -.-. -.. -.-. -.. -.-. -. '"".,._-t--------=
12 Total revenue. See instructions. . . . . . . . . . . . . . . . . . . . . . .. 103
TEEA0109L 11!16/16
:C-orrn 990 (2016) BATIOUITOS LAGOON FOUNDATION
[l?:~~JX-~,11 Statement of Functional Expenses
95-3852095 Page 10
Section 50 l (c)(3) and 50 l (c)(4) organizations must complete all columns. Alf other organizations must complete column (A).
Check if Schedule O contains a response or note to any line in this Part IX ............ , . . . . . . . . . . . . . . . . . . . . . . . . . . . . . X
W 00 ~ ~ Do not include amounts reported on lines Total expenses Program service Management and Fundraising
_s_b.,....,_7-=b,,-8_b_,_9_b_,...,.an_d.,.,...10_b_o--,fP,-a,...rl_Vl-,-ll.--,---.,----+--------+---ex_'P_e_n_s_es __ -+--general expenses expenses
1 Grants and other assistance to domestic
organizations and domestic governments.
See Part IV. line 21. ...................... .
2 Grants and other assistance to domestic
individuals. See Part IV, line 22 ........... .
3 Grants and other assistance to foreign
organizations, foreign governments, and for-
eign individuals. See Part IV, lines 15 and 15
4 Benefits paid to or for members .... , . . . 1---------1---------
5 Compensation of current officers, directors,
trustees, and key employees ... , .......... .
6 Compensation not included above, to
disqualified persons (as defined under
section 4958(f)(l)) and persons described
in section 4958(c)(3)(B) ................... .
7 Other salaries and wages ................. .
s Pension plan accruals and contributions
(include section 401 (k) and 403(b)
employer contributions) ........... ,
9 Otl1er employee benefits ................ .
10 Payroll taxes .... , ........................ .
11 Fees-for services (non-employees):
a Management. ............................ .
b Legal ................................... , .
c Accounting ............................... .
d Lobbying ................................. .
e Professional fundraising services. See Part IV, line 17 .. .
f Investment management fees ............. .
g Other. (If line 1 lg amount exceeds 10% of line 25, column
(A) amount, list line 11 g expenses on Schedule 0.) .... .
12 Advertising and promotion ........ , ....... .
13 Office expenses .......... , ............... .
14 Information technology .................... .
15 Royalties ...... , ... , .......... ,., ......... .
16 Occupancy .......................... , .... .
17 Travel .................. , ................ .
18 Payments of travel or entertainment
expenses for any federal, state, or local
public officials, .......... , ........ , , ...... .
19 Conferences, conventions, and meetings ... .
20 Interest. ................................. .
21 Payments to affiliates ..................... ,
22 Depreciation, depletion, and amortization .. .
23 Insurance .............. , . , ............... .
24 Other expenses. Itemize expenses not
covered above (List miscellaneous expenses
in line 24e. If line 24e amount exceeds 10%
of line 25, column (A) amount, list line 24e
expenses on Schedule 0.) .. , ... , ....... , ..
a SUPPLIES-OTHER
0. 0.
0. 0.
6 213.
4,718. 4,718.
1,503.
4 958. 4 958.
0.
0.
6 213.
1,503.
0.
0.
b BENCH DEDICATION MATERIALS _ -+-----~~----~~--------------4 477. 4 477.
c KAYAK EVENT EXPENSE
d WEBSITE DEVELOPMENT
e All other expenses ... S.EE. SCH, .. 0 ...... .
25 Total functional expenses. Add lines 1 through 24e .. .
26 Joint costs. Complete this line only if
the organization reported in column (8)
joint costs from a combined educational campaign and fundraising solicitation.
Check here .,. 0 if following
SOP 98-2 (ASC 958-720). ................ ,.
BAA
2 926.
2 700.
15,363.
57,297.
TEEA01!0L l 1116116
2 926.
2 700.
5,902. 9,461.
40,120. 17,177. 0.
Form 990 (2016)
Form 990 (2016) BATIQUITOS LAGOON FOUNDATION
IP~itx 1:n Balance Sheet
Check if Schedule O contains a response or note to any line in this Part X .....
1 Cash -non-interest-bearing ................................................. .
2 Savings and temporary cash investments ................................ .
3 Pledges and grants receivable, net ...................................... .
4 Accounts receivable, net ................................................ .
5 Loans and other receivables from current and former officers, directors,
~~;tt1(~f ~6Ji!:RN!oc8:s.'. ~~d-~ighe~t .c_o~-p~~s~:ed _ e~~l_o.~e~~--?~~-~l:.t~. _
6 Loans and other receivables from other disqualified persons (as defined under
section 4958(t)(l)), persons described in section 4958(c)(3)(8), and contributing
employers and sponsoring organizations of section 501 (c)(9) voluntary employees'
beneficiary organizations (see instructions). Complete Part II of Schedule L .... .
7 Notes and loans receivable, net ............................................. .
8 Inventories for sale or use ................................................... .
9 Prepaid expenses and deferred charges ...................................... .
10 a Land, buildings, and equipment cost or other basis.
Complete Part VI of Schedule D.................. 10a 2,636,147. :.
95-3852095
(A)
Beginning of year
107,517. 1
2,002. 2
3
4
Page 11
(8)
End of year
155,438.
2,002.
bLess:accumulateddepreciation............... 10b 36,725. 2,603,148. 10c 2,599 422. '----'------~----t----~--'----t--t-------~--11 Investments -publicly traded securities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
12
13
14
15
16
17
18
19
20
Ill 21 .!!! ~ 22 :ii lll ::J 23
24
25
26
0 8 r: 27 lll -a 28 al ,, 29
i::: :::i u.
'-0
(/) 30 .... m 31
(/) 32 <( .... 33 ~ 34
BAA
Investments -other securities. See Part IV, line 11.............. 12
Investments -program-related. See Part IV, line 11.......................... . 13
Intangible assets....................... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
Other assets. See Part IV, line 11.......... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
Total assets. Add lines 1 through 15 (must equal line 34)....................... 2,714,949. 16
Accounts payable and accrued expenses......... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Grants payable . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Deferred revenue. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
Tax-exempt bond liabilities................................................... 20
Escrow or custodial account liability. Complete Part IV of Schedule D.......... 21
Loans and other payables to current and former officers, directors, trustees,
key employees, highest compensated employees, and disqualified persons.
Complete Part II of Schedule L .............................................. .
Secured mortgages and notes payable to unrelated third parties ............... .
Unsecured notes and loans payable to unrelated third parties .................. .
Other liabilities (including federal income tax, payables to related third parties,
and other liabilities not included on lines 17-24). Complete Part X of Schedule D.
Total liabilities. Add lines 17 through 25 ...................................... .
Organizations that follow SFAS 117 (ASC 958), check here ,. and complete
lines 27 through 29, and lines 33 and 34.
Unrestricted net assets ...................................................... .
Temporarily restricted net assets ............................................ .
Permanently restricted net assets ............................................ .
Organizations that do not follow SFAS 117 (ASC 958), check here ,. !RJ
and complete lines 30 through 34.
Capital stock or trust principal, or current funds ............................... .
Paid-in or capital surplus, or land, building, or equipment fund ................ .
Retained earnings, endowment, accumulated income, or other funds ........... .
Total net assets or fund balances ............................................ .
Total liabilities and net assets/fund balances ................................. .
TEEA0111L 11/16/16
22
23
24
23. 25
23. 26
30
31
2,714 926. 32
2,714,926. 33
2,714,949. 34
2,760,833.
85.
85.
2 760,748.
2,760 748.
2,760,833.
Form 990 (2016)
Form 990 (2016) BATIQUITOS LAGOON FOUNDATION I Parl::?(Jj Reconciliation of Net Assets
95-3852095 Page 12
Check if Schedule O contains a response or note to any line in this Part Xl . ,. ,, . . . . . . . . . . , ................................. n
1 Total revenue (must equal Part VIII, column (A), line 12) .. •• < ••• . .......... . .. .. .. . . .. '.'' . .. .. ,, . . ·-. 1 103 119 .
2 Totai expenses (must equal Part IX, column (A), line 25) .............. '' ' ' . . ' ' . , ..... ' . . . ' ' . ....... ... 2 57 297.
3 Revenue less expenses. Subtract line 2 from line 1 .... ''''.'' ,, ''''''' ' .. .. ''.'' ...... ,, .. ' ........... 3 45.822 .
4 Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) .................. 4 2 714 926.
5 Net unrealized gains (losses) on investments ....... ......... ' ... , ........ '' .. ' ...................... ' .. 5
6 Donated services and use of facilities ........... , ............. ............ ' ........... . ................. 6
7 Investment expenses ........................................................................ . . . . . . . . . . 7
8 Prior period adjustments ... . . ' . . . . . . . . . . . . ' . , . . . . . . . . . . . . . ' ········· .. ....... , .. '' ..................... 8
9 Other changes in net assets or fund balances (explain in Schedule 0) ................... . ' . . . ' . . . . . . . . . . . 9 0.
10 Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33,
column (B)) ........................................................................................... 10 2,760,748.
lijai:'.t\X.Il'.11 Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII. ................................................ .
Accounting method used to prepare the Form 990: [Rj Casl1 0Accrual Oother
If the organization changed its method of accounting from a prior year or checked 'Other,' explain
ill Schedule 0.
2a Were the organization's financial statements compiled or reviewed by an independent accountant? ................... .
If 'Yes,' check a box below to indicate whether the financial statements for the year were compiled or reviewed on a
seoarate basis, consolidated basis, or both: 0 Separate basis D Consolidated basis D Both consolidated and separate basis
b Were the organization's financial statements audited by an independent accountant? ................................ .
If 'Yes,' check a box below to indicate whether the financial statements for the year were audited on a separate
basis, consolidated basis, or both: D Separate basis D Consolidated basis O Both consolidated and separate basis
c If 'Yes' to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit,
review, or compilation of its financial statements and selection of an independent accountant? ....................... .
If the organization changed either its oversight process or selection process during the tax year, explain
in Schedule 0.
3 a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single
Audit Act and 0MB Circular A-133?. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 a
b If 'Yes,' did the organization undergo the required audit or audits? If the organization did not undergo the required audit
or audits, explain why in Schedule O and describe any steps taken to undergo such audits. . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 b
X
BAA Form 990 (2016)
TEEA0112l 11116/16
Status and Public 0MB No. 1545-0047
SCHEDULE A
(Form 990 or 990-EZ) Complete if the organization is a section 501 (cX3) organization or a section
4947(a)(1) nonexempt charitable trust •
.. Attach to Form 990 or Form 990-EZ .
Department of lhe Treasury
Internal Revenue Service
.. Information about Schedule A (Form 990 or 990-EZ) and its instructions is
at www.irs.gov/form990.
Name of the organization Employer identification number
BATIQUITOS LAGOON FOUNDATION 95-3852095
[i:>c.ii!l:'i~~i Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1 ~ A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).
2 . A school described in section 170(b)(1)(A)(ii). (Attach Schedule E (Form 990 or 990-EZ).)
3 I A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).
4 . A medical research organization operated in conjunction with a hospital described in section 170(b)(1}(A)(iii). Enter the hospital's
.iame. city, and state:
5 0 An organization operated for the benefit of a college or university owned or operated by a governmental unit described in
section 170(bX1)(A)(iv). (Complete Part II.)
6 0 A federal, state, or local government or governmental unit described in section 170(b)(1){A)(v).
7 0 !',n org<'!nization that normally receives a substantial part of its support from a governmental unit or from the general public described
in section 170(b)(1)(A)(vi). (Complete Part II.)
8 ~ A community trust described in section 170(b)(1)(A)(vi). (Complete Part IL)
9 0 An agricultural research organization described in section 170(b)(1XAXix) operated in conjunction with a land-grant college
or university or a non-land-grant college of agriculture (see instructions). Enter the name, city, and state of the college or
university:
1 O O An organization that normally receives: (1) more than 33-1/3% of its support from contributions, membership fees, and gross receipts
from activities related to its exempt functions-subject to certain exceptions, and (2) no more than 33-1 /3% of its support from gross
investment income and unrelated business taxable income (fess section 511 tax) from businesses acquired by the organization after
June 30, 1975. See section 509(a)(2). (Complete Part Ill.)
11 8 An organization organized and operated exclusively to test for public safety. See section 509(a)(4).
12 An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one
or more publicly supported organizations described in section 509(aX1) or section 509(a)(2). See section 509(aX3). Check the box in
lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 12g.
(A)
(B)
(C)
(D)
(E)
a O Type l. A supporting organization Oj:)erated, supervised, or controlled by its supported organization(s), typically by giving the supported
· organization(s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting organization. You must
complete Part IV, Sections A and B.
b O Type II. A supporting organization supervised or controlled in connection with its supported organization(s), by having control or
management of the supporting organization vested in the same persons that control or manage the supported organization(s). You
must complete Part IV, Sections A and C.
c O Type Ill functionally integrated. A supporting organization operated in connection with, and functionally integrated with, its supported
organization(s) (see instructions). You must complete Part IV, Sections A, D, and E.
d O Type Ill non-functionally integrated. A supporting organization operated in connection with its supported organization(s) that is not
functionally integrated. The organization generally must satisfy a distribution requirement and an attentiveness requirement (see
instructions). You must complete Part IV, Sections A and D, and Part V.
e O Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type Ill functionally
integrated, or Type Ill non-functionally integrated supporting organization.
Enter the number of supported organizations ................................................................. , . . . . . . I
g Provide the following information about the supported organization(s). .__ ____ _,
{i) Name oi supported organization (ii) EIN (Iii) Type of organization
(described on lines 1-10
above (see instructions))
(iv) Is the (v) Amount of monetary
organization listed support (see instructions)
in your governing document?
Yes No
(vi) Amount of other
support (see instructions)
Total
BAA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Schedule A (Form 990 or 990-EZ) 2016
TEEA0401 L 09/28116
ScheduleA(Forrn990or990-EZ)2015 BATIQUITOS LAGOON FOUNDATION 95-3852095
;PartUJSuppo11: Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part l!I. If the
organization fails to qualify under the tests listed below, please complete Part Ill.)
Section A. Public Support
Page 2
Calendar year (or fiscal year
beginning in) ... (a) 2012 (b) 2013 (c) 2014 (d) 2015 (e) 2016 (f) Total
1 Gifts, grants, contributions, and '!1e_mbershiP, fees received. (Do not :nc1ude any unusual grants.) ...... .
2 Tax revenues levied for the
organization's benefit and
either paid to or expended
on its behalf. ........... .
3 The value of services or
facilities furnished by a
governmental unit to the
organization without charge .. .
4 Total. Add lines 1 through 3 .. .
5 The portion of total
contributions by each person
(other than a governmental
unit or publicly supported
organization) included on line 1
that exceeds 2% of the amount
shown on line 11, column (f) ..
6 Public support. Subtract line 5
from line 4 .................. .
Section B. Total Support
Calendar year (or fiscal year
beginning in) ...
7 Amounts from line 4 ......... .
8 Gross income from interest,
dividends, payments received
on securities loans, rents,
royalties and income from
similar sources ............. .
9 Net income from unrelated
business activities, whether or
not the business is regularly
carried on ................... .
10 Other income. Do not include
gain or loss from the sale of
capital as~(E'p~¥ i~I Part VI.) .................... .
11 Total support. Add lines 7
through 10 .................. .
16 741. 38 370.
(a) 2012 (b) 2013
16,741. 38,370.
97. 60.
465. 61.
35 819. 215 531. 95 049. 401 510.
0.
0.
401 510.
0.
401 510.
(c) 2014 (d) 2015 (e) 2016 (f) Total
35,819. 215,531. 95,049. 401,510.
54. 28. 1. 240.
0.
1,207. 145. 1,878. -------
403,628.
12 Gross receipts from related activities, etc. (see instructions) ................................................. . 0. '---~------
13 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501 (c)(3)
organization, check this box and stop here ................................................................................... .
Section C. Computation of Public Support Percentage
14 Public support percentage for 2016 (line 6, column (f) divided by line 11, column (f)).......................... 14 99. 48 % l--+----=-~.....:c.c=---
15 Public support percentage from 2015 Schedule A, Part II, line 14 ............................................. ,__1_5.....,_ __ ""9.:c.9..;;.•...::4c..:4c....0_Yo_
16a 33-113% support test-2016. If the organization did not check the box on line 13, and line 14 is 33-1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .,. !RJ
b 33-113% support test-2015. If the organization did not check a box on line 13 or 16a, and line 15 is 33-1 /3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .,. 0
17a 10%-facts-and-circumstances test-2016. If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 10%
or more, and if the organization meets the 'facts-and-circumstances' test, check this box and stop here. Explain in Part VI how
the organization meets the 'facts-and-circumstances' test. The organization qualifies as a publicly supported organization ......... .
b 10%-facts-and-circumstances test-2015. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10%
or more, and if the organization meets the 'facts-and-circumstances' test, check this box and stop here. Explain in Part VI how the
organization meets the 'facts-and-circumstances' test. The organization qualifies as a publicly supported organization ............ .
18 Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see instructions .. . :a
BAA Schedule A (Form 990 or 990-EZ) 2016
TEEA0402L 09128116
Schedule A (Form 990 01· 990-EZ) 2016 BATIQUITOS LAGOON FOUNDATION 95-3852095 Page 3
!PartJU,"~:,!Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part IL If the orgznization
fails to qualify under the tests listed below, please complete Part IL)
Section A. Public Support
Calendar year (or fiscal year beginning in) i,.
1 Gifts, grants, contributions, and membership fees
received. (Do not include any 'unusual grants.') ........ .
2 Gross receipts from admissions,
merchandise sold or services
performed, or facilities
furnished in any activity that is
related to the organization's
tax-exempt purpose ......... .
3 Gross receipts from activities
that are not an unrelated trade
or business under section 513.
4 Tax revenues levied for the
organization's benefit and
either paid to or expended on
its behalf. ................... .
5 The value of services or
facilities furnished by a
governmental unit to the
organization without charge .. .
6 Total. Add lines 1 through 5 .. .
7a Amounts included on lines 1 ,
2, and 3 received from
disqualified persons ... , ..... .
b Amounts included on lines 2
and 3 received from other than
disqualified persons that
exceed the greater of $5,000 or
1 % of the amount on line 13
for the year. ................. .
c Add lines 7a and 7b ..... .
8 Public support. (Subtract line
7c from line 6.) ............ , ..
Section B. Total Support
Calendar year (or fiscal year beginning in) i,.
9 Amounts from line 6 ..........
1 Oa Gross income from interest, dividends,
payments received on securities loans,
rents, royalties and income from
similar sources ..................
b Unrelated business taxable
income (less section 511
taxes) from businesses
acquired after June 30, 1975 ..
c Add lines 10a and 10b ........
11 Net income from unrelated business
activities not included in line 1 Ob,
whether or not the business is
regularly carried on ....... , .......
12 Other income. Do not include gain or loss from the sale of
capital assets (Explain in
Part VI.) .....................
13 Total support. (Add lines 9,
10c. 11, and 12.) .............
(a) 2012 (b) 2013 (c) 2014 (d) 2015 (e) 2016 (f) Total
(a) 2012 (b) 2013 (c) 2014 (d) 2015 (e) 2016 (f) Total
14 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501 (c)(3)
organization, check this box and stop here ...................................................................... _ ............ .
Section C. Computation of Public Support Percentage
15 Public support percentage for 2016 (Hne 81 column (f) divided by line 13, column (f)).......................... 15 % 1--1---------,,--16 Public support percentage from 2015 Schedule A, Part Ill, line 15 ............... ,............................ 16 %
Section D. Computation of Investment Income Percentage
17 Investment income percentage for 2016 (line 10c, column (f) divided by line 13, column (f)).................... 17 % f--!---------,,-%-18 Investment income percentage from 2015 Schedule A, Part Ill, line 17 __ ...................................... ~1_8_,_ _____ _
19a 33-1/3% support tests-2016. If the organization did not check the box on line 14, and line 15 is more than 33-1/3%, and line 17
is not more than 33-1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ... , ....... "' D
b 33-1/3% support tests-2015. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33-1/3%, and
line 18.ls not more than 33-1/3%, check this box and stop here. The organization qualifies as a publicly supported organization .... : D
20 Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions ... _........ D
BAA TEEA0403l 09/28116 Schedule A (Form 990 or 990-EZ) 2016
Schedule A (Form 990 or 990-EZ) 2016 BATIQUITOS LAGOON FOUNDATION 95-3852095 Page 4
,Pa!'l:JVE;I Supporting Ot'ganizations
(Complete only if you checked a box in line 12 on Part I. If you checked 12a of Part I, complete Sections
A and B. If you checked 12b of Part I, complete Sections A and C. If you checked 12c of Part!, complete
Sections A, D, and E. If you checked 12d of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Are all of the organization's supported organizations listed by name in the organization's governing documents?
If 'No,' describe in Part VI how the supported organizations are designated. If designated by class or purpose, describe
the designation. If historic and continuing relationship, explain.
2 Did the organization have any supported organization that does not have an IRS determination of status under section
509(a)(1) or (2)? If 'Yes,' explain In Part VI how the organization determined that the supported organization was
described in section 509(a)(1) or (2).
3a Did the organization have a supported organization described in section 501 (c)(4), (5), or (6)? If 'Yes,' answer (b)
and (c) below.
b Did the organization confirm that each supported organization qualified under section 501 (c)(4), (5), or (6) and
satisfied the public support tests under section 509(a)(2)? If 'Yes,' describe in Part VJ when and how the organization
made the determination.
c Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(8)
purposes? If 'Yes,' explain in Part VI what controls the organization put in place to ensure such use.
4a Was any supported organization not organized in the United States ('foreign supported organization')? If 'Yes' and
if you checked 72a or 12b in Part I, answer (b) and (c) below.
b Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported
organization? If 'Yes,' describe in Part Vt how the organization had such control and discretion despite being controlled
or supervised by or in connection with its supported organizations.
c Did the organization support any foreign supported organization that does not have an IRS determination under
sections 501 (c)(3) and 509(a)(l) or (2)? If 'Yes,' explain in Part VI what controls the organization used to ensure that
all support to the foreign supported organization was used exclusively for section 7 70(c)(2)(B) purposes.
Sa Did the organization add, substitute, or remove any supported organizations during the tax year? If 'Yes,' answer (b)
and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported
organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the
organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by
amendment to the organizing document).
b Type I or Tyfle II only. Was any added or substituted supported organization part of a class already designated in the
organization s organizing document?
c Substitutions only. Was the substitution the result of an event beyond the organization's control?
6 Did the organization provide support (whether in the form of grants or the provision of services or facilities) to
anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable c!ass benefited by one
or more of its supported organizations, or (ii0 other supporting organizations that also support or benefit one or more of
the filing organization's supported organizations? If 'Yes,' provide detail in Part VI.
7 Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor
(defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with
regard to a substantial contributor? If 'Yes,' complete Part I of Schedule L (Form 990 or 990-EZ).
8 Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If 'Yes,'
complete Part I of Schedule L (Form 990 or 990-EZ).
9a Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons
as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(l) or (2))?
If 'Yes.' provide detail in Part VI.
b Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the
supporting organization had an interest? If 'Yes,' provide detail in Part VI.
c Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from,
assets in which the supporting organization also had an interest? If 'Yes,' provide detail in Parl VI.
1 Oa Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding
certain Type II supporting organizations, and all Type Ill non-functionally integrated supporting organizations)? If 'Yes,'
answer 1 Ob below.
b Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine
whether the organization had excess business holdings.)
BAA TEEA0404L 09128/16 Schedule A (Form 990 or 990-EZ) 2016
Schedule A (Form 990 or 990-EZ) 2016 BATIQUITOS LAGOON FOUNDATION 95-3852095
/pc1;rtN't( Supporting Organizations (continued)
11 Has the organization accepted a gift or contribution from any of the following persons?
a A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the
governing body of a supported organization?
b A family member of a person described in (a) above?
c A 35% controlled entity of a person described in (a) or (b) above? If 'Yes' to a, b, or c, provide detail in Part VI.
Section B. Type I Supporting Organizations
1 Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint
or elect at least a majority of the organization's directors or trustees at all times during the tax year? If 'No,' describe in
Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization's activities.
If the organization had more than one supported organization, describe how the powers to appoint and/or remove
directors or trustees were a/located among the supported organizations and what conditions or restrictions, if any,
appiied to such powers during the tax year.
2 Did the organization operate for the benefit of any supported organization other than the supported organization(s)
that operated, supervised, or controlled the supporting organization? If 'Yes,' explain in Part VI how providing such
benefit carried out the purposes of the supported organization(s) that operated, supervised, or controlled the
supporting organization.
Section C. Type II Supporting Organizations
1 Were a majority of the organization's directors or trustees during the tax year also a majority of the directors or trustees
of each of the organization's supported organization(s)? If 'No,' describe in Part VJ how control or management of the
supporting organization was vested in the same persons that controlled or managed the supported organization(s).
Section D. All Type Ill Supporting Organizations
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the
organization's tax year, (i) a written notice describing the type and amount of support provided during the prior tax
year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the
organization's governing documents in effect on the date of notification, to the extent not previously provided?
2 Were any of the organization's officers, directors, or trustees either (i) appointed or elected by the supported
organization(s) or (ii) serving on the governing body of a supported organization? If 'No,' explain in Part VI how
the organization maintained a close and continuous working relationship with the supported organization(s).
3 By reason of the relationship described in (2), did the organization's supported organizations have a significant
voice in the organization's investment policies and in directing the use of the organization's income or assets at
ail times during the tax year? If 'Yes,' describe in Part VI the role the organization's supported organizations played
in this regard.
Section E. Type Ill Functionally Integrated Supporting Organizations
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions).
a D The organization satisfied the Activities Test. Complete line 2 below.
b O The organization is the parent of each of its supported organizations. Complete line 3 below.
Page 5
11a
11b
11c
c O The organization supported a governmental entity. Describe in Part VI how you supported a government entity (see instructions).
2 Activities Test. Answer (a) and (b) below.
a Did substantially all of the organization's activities during the tax year directly further the exempt purposes of the
supported organization{s) to which the organization was responsive? If 'Yes,' then in Part VI identify those supported
organizations and explain how these activities directly furthered their exempt purposes, how the organization was
responsive to those supported organizations, and how the organization determined that these activities constituted
substantially all of its activities.
b Did the activities described in (a) constitute activities that, but for the organization's involvement, one or more of
the organization's supported organization(s) would have been engaged in? If 'Yes,' explain in Part VI the reasons for
the organization's position that its supported organization(s) would have engaged in these activities but for the
organization's involvement.
3 Parent of Supported Organizations. Answer (a) and (b) below.
a Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of
each of the supported organizations? Provide details in Part VJ.
b Did the organization exercise a substantial degree of direction over the policies, programs, and activities of each of its
supported organizations? If 'Yes,' describe in Part VI the role played by the organization in this regard.
BAA TEEA0405L 09/28116 Schedule A (Form 990 or 990-EZ) 2016
Schedule A (Form 990 or 990-EZ) 2016 BATTQUTTOS 11\GOON FOUNm:1TION 95-3852095 Page 6
L:e'art;MJ'l Type m Non-functionally Integrated 509(a)(3) Supporting Organizations
0 Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970 (explain in Part VI). See
instructiorns, A!l otl1er Type Ill non-functionally integrated supporting organizations must complete Sections A through E.
Section A -Adjusted Net Income
1 Net short-term capital gain
2 Recoveries of prior-year distributions
3 Other gross income (see instructions)
4 Add lines 1 through 3.
5 Depreciation and depletion
6 Portion of operating expenses paid or incurred for production or collection of gross
income or for management, conservation, or maintenance of property held for
oroduction of income (see instructions)
7 Other expenses (see instructions)
8 Adjusted Net Income (subtract lines 5, 6, and 7 from line 4).
Section B -Minimum Asset Amount
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short
tax year or assets held for part of year):
a Average monthly value of securities
b Average monthly cash balances
c Fair market value of other non-exempt-use assets
d Total (add lines 1 a, 1 b, and 1 c)
e Discount claimed for blockage or other
factors (explain in detail in Part VI):
2 Acquisition indebtedness applicable to non-exempt-use assets
3 Subtract line 2 from line ld.
4 Cash deemed held for exempt use. Enter 1-1 /2% of line 3 (for greater amount,
see instructions).
5 Net value of non-exempt-use assets (subtract line 4 from line 3)
6 Multiply line 5 by .035.
7 Recoveries of prior-year distributions
8 Minimum Asset Amount (add line 7 to line 6)
Section C -Distributable Amount
1 Adjusted net income for prior year (from Section A, line 8, Column A)
2 Enter 85% of line 1 .
3 Minimum asset amount for prior year (from Section B, line 8, Column A)
1
2
3
4
5
6
7
8
2
3
4
5
6
7
8
1
2
3
4 Enter greater of line 2 or line 3. 4
5 Income tax imposed in prior year 5
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency
temporary reduction (see instructions). 6
(A) Prior Year (B) Current Year
(optional)
(A) Prior Year (8) Current Year
(optional)
Current Year
7 0 Check here if the current year is the organization's .first as a non-functionally integrated Type Ill supporting organization
(see instructions).
BAA Schedule A {Form 990 or 990-EZ) 2016
TEEA0406L 09128/16
Schedule A (Form 990 or 990-EZ) 2016 BATIQUITOS LAGOON FOUNDATION 95-3852095 Page 7
Type m Non-Functionally Integrated 509(a)(3) Supporting Organizations (continued)
Section D -Distributions Current Year
1 Amounts paid to supported organizations to accompiish exempt purposes
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations,
in excess of income from activity
3 Administrative expenses paid to accomplish exempt purposes of supported organizations
4 Amounts paid to acquire exempt-use assets
5 Qualified set-aside amounts (prior IRS approval required)
6 Other distributions (describe in Part VI). See instructions.
7 Total annual distributions. Add lines l through 6.
8 Distributions to attentive supported organizations to which the organization is responsive (provide details
in Part VI). See instructions.
9 Distributable amount for 2016 from Section C, line 6
10 Line 8 amount divided by Line 9 amount
Section E -Distribution Allocations (see instructions)
1 Distributable amount for 2016 from Section C, line 6
2 Underdistributions, lf any, for years prior to 2016 (reasonable
cause required -explain in Part VI). See instructions.
e From 2015 .............. .
f Total of lines 3a through e
g Applied to underdistributions of prior years
h Applied to 2016 distributable amount
i Carryover from 2011 not applied (see instructions)
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.
4 Distributions for 2016 from Section D,
line 7: $
a Aoplied to underdistributions of prior years
b Applied to 2016 distributable amount
c Remainder. Subtract lines 4a and 4b from 4.
5 Remaining underdistributions for years prior to 2016, if any.
Subtract lines 3g and 4a from line 2. For result greater than
zero, explain in Part VI. See instructions.
6 Remaining underdistributions for 2016. Subtract lines 3h and 4b
from line 1. For result greater than zero, explain in Part VI. See
instructions.
Excess distributions carryover to 2017. Add lines 3j and 4c.
c Excess from 2014 ..... .
d Excess from 2015 ..... .
e Excess from 2016 ..... .
BAA
TEEA04-07L 09/28/16
(iii)
Distributable
Amount for 2016
Schedule A (Form 990 or 990-EZ) 2016
Schedule A (Form 990 or 990-EZ) 2016 BATI UITOS LAGOON FOUNDATION 95-3852095 Page 8
Supplemental Information. Provide the explanations required by Part Ii, line 10; Part II, line 17a or 17b;fart Ill, line 12; Part IV, ~'--'-'"--'-"---"-'Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, Sa, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part lv, Section C, line 1; ·
Part IV, Section D, lines 2 and 3; Part IV, Section E, lines le, 2a, 2b, 3a, and 3b; Part V, line 1; Part V, Section B, line le; Part V,
Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. A!so complete this part for any additional information.
(See instructions.)
PART II, LINE 10 -OTHER INCOME
NATURE AND SOURCE 2016 2015
MISC -i--$ __ ~14~5~. ----$ TOTAL$ 145. $ 0. $
BAA TEEA0408L 09128/16
2014
1,207. $
1,207. $
2013 2012
61. +$ __ ___;4;:..,,6,-:-5-'-.
61. $ 465. ======
Schedule A (Form 990 or 990-EZ) 2016
Schedule B
(Form 990, 990-EZ,
or 990-PF) Schedule
0MB tfo. 1545-0047
Contributors
:J~parlment of Vie Treasury i~ternai Revenue Service
""Attach to Form 990, Form 990-EZ, or Form 990-PF.
"' Information about Schedule B (Form 990, 990-EZ, 990-PF} and its instructions is at www.irs.gov/form990.
Name of the organization
BATIQUITOS LAGOON FOUNDATION
Organization type (check one);
Filers of:
Fo1·m 990 or 990-EZ
Form 990-PF
Employer identification number
95-3852095
Section:
IB) 501 (c)( 3 ) (enter number) organization
0 4947(a)(1) nonexempt charitable trust not treated as a private foundation
0 527 political organization
0 501 (c)(3) exempt private foundation
0 4947(a)(l) nonexempt charitable trust treated as a private foundation
0 501 (c)(3) taxable private foundation
Check if your organization is covered by the General Rufe or a Special Rule.
Note. Only a section 50l(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule O For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or
property) from any one contributor. Complete Parts I and IL See instructions for determining a contributor's total contributions.
Special Rules
IBJ For an organization described in section 501 (c)(3) filing Form 990 or 990-EZ that met the 33-1 /3% support test of the regulations
-under sections 509(a)(1) and 170(b)(l)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line 13, 16a, or 16b, and that
received from any one contributor, during the year, total contributions of the greater of (1) $5,000 or (2) 2% of the amount on (i)
Form 990, Part VIII, line lh, or (ii) Form 990-EZ, line 1. Complete Parts I and II.
O For an organization described in section 501 (c)(7), (8), or (l 0) filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 exclusively for religious, charitable, scientific, literary, or educational
purposes, or for the prevention of cruelty to children or animals. Complete Parts r, II, and Ill.
0 For an organization described in section 501 (c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions exclusively for religious, charitable, etc., purposes, but no such contributions totaled more than
$1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively rellgious,
charitable, etc., purpose. Don't complete any of the parts unless the General Rule applies to this organization becay_se
it received nonexclusively religious, charitable, etc., contributions totaling $5,000 or more during the year ...... i.,. :;; _______ _
Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990, 990-EZ, or
990-PF), but it must answer 'No' on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ or on its Form 990-PF,
Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990, 990-EZ, or 990-PF).
BAA For Paperwork Reduction Act Notice, see the Instructions for Form 990, 990-EZ, or 990-PF. Schedule B (Form 990, 990-EZ, or 990,PF) (2016)
TEEA0701 L 08/09116
Schedule B (Form 990, 990-EZ, or 990-PF) (2016) Page 1 of 1 ot Part I
Harne ol organization I Employer identification number
195-3852095
I e~i:f::l~rj Contributors (see instructions). Use duplicate copies of Part l if additional space is needed.
(a) (b)
Number Name, address, and ZIP + 4
(c)
Total
contributions
(d)
Type of contribution
l (CITY OF CARLSBAD Person IBJ ,-------------------------------------Payroll D )635 FARADAY ____________________________ $ -----50,000. Noncash D j (Complete Part II for LCARLSBAD,_ CA 92008 __ --_ ----_______ ----____ noncash contributions.)
(a)
Number
(b)
Name, address, and ZIP + 4
(c) (d)
Total Type of contribution
contributions
2 COUNTY OF SAN DIEGO Person IBJ -----------------------------------------Payroll D
1600 PACIFIC HIGHWAY $ -----12,000. Noncash D --------------------------------------
JAN DIEGO, CA 92101 _______________________ (Complete Part II for
noncash contributions.)
(a)
Number
(b)
Name, address, and ZIP + 4
(c)
Total
contributions
(cl) . . Type of contribution
Person D -----------------------------------------Payroll D
$ Noncash D -------------------------------------------------
(Complete Part II for
~-------------------------------------noncash contributions.)
(a)
Number
(b)
Name, address, and ZIP + 4
(c)
Total
contributions
f (d) 'b . Type o contrr ut1on
Person D -----------------------------------------Payroll D
$ Noncash D -------------------------------------------------
-----------~--------------------------
(Complete Part 11 tor
noncash contributions.)
(a) (b) (c) (d)
Number Name, address, and ZIP + 4 Total Type of contribution
contributions
Person D ---r-------------------------------------Payroll D
$ Noncash D r------------------------------------------------
(Complete Part II for ~-------------------------------------noncash contributions.)
(a)
Number
(b)
Name, address, and ZIP + 4
(c)
Total
contributions
(d)
Type of contribution
Person D -----------------------------------------Payroll D
$ Noncash D r------------------------------------------------
--------------------------------------(Complete Part II for
noncash contributions.)
BAA TEEA0702L 08/09/1 6 Schedule B (Form 990, 990-EZ, or 990-PF) (2016)
Schedule B (Form 990, 990-EZ, or 990-PF) (2016) Page 1 to 1 of Part I!
Name of organization Employer identification number
BATIQUITOS LAGOON FOUNDATION 95-3852095
Jl?at;t~:JF 'I Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I
(a) No.
from
Part I
(a) No.
from
Part i
(a) No.
from
Part I
(a) No.
from
Part I
(a) No.
from
Part I
BAA
(b)
Description of noncash property given
PIA _____________________________________ _
~ $
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
-------------------------------------------------------------
(b)
Description of noncash property given
-----------------------------------------$
(b)
Description of noncash property given
~----------------------------------------$
(c)
FMV (or estimate}
(see instructions)
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
(d)
Date received
-------------------------------------------------------------
(b)
Description of noncash property given
-----------------------------------------~----------------------------------------
-----------------------------------------$
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
-------------------------------------------------------------
(b)
Description of noncash property given
------------------------------------------
-----------------------------------------
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
~----------------------------------------$ ~------------------------------------------------------------
D . . (b) h . escr1ptIon of noncas property given
~----------------------------------------~----------------------------------------~----------------------------------------$ ~----------------------------------------
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
-----------~--------
Schedule B (Form 990, 990-EZ, or 990-PF) (2016}
TEEA0703L 08/09/16
Schedule B (Form 990, 990-EZ, or 990-PF) (2016) Page 1 to 1 of Part m
Mame of organization Employer identification number
BATIQUITOS LAGOON FOUNDATION 95-3852095
(a)
No. from
Part I
(a)
No. from
Part I
(a)
No. from
Part I
(a)
No. from
Part I
BAA
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8),
or (10) that total more than $1,000 fol' the year from any one contributor. Complete columns (a) through (e) and
the following line entry. For organizations completing Part Ill, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) ............. "'"$ ________ ..NLA
Use duplicate copies of Part Ill if additional space is needed.
00 ~ 00 Purpose of gift Use of gift Description of how gift is held
N/A ~------------------------------------------------------------~
=-------------------=--------------------+--------------------·
(e)
Transfer of gift
Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee
~--------------------------------------------------------------r------------------------------------------------------------·
(b)
Purpose of gift
(c)
Use of gift
(d)
DescripUon of how gift is held
~-------------------------------------------------------------
--------------------------------------------------------------
r-------------------------------------------------------------
(e)
Transfer of gift
Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee
r--------------------------------------------------------------~--------------------------------------------------------------
~----------------------------------~--------------------------·
(b)
Purpose of gift
(c)
Use of gift Description of ~ow gift is held
-------------------------------------------------------------· -------------------------------------------------~------------~------------------------------------------------------------· i
(e)
Transfer of gift
Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee
-------------------------------------------------------------· --------------------------------------------------------------· --------------------------------------------------------------·
(b)
Purpose of gift
(c)
Use of gift
(d)
Description of how gift is held
--------------------------------------------------------------
~------------------------------------------------------------· -------------------------------------------------------------~
(e)
Transfer of gift
Transferee's name, address, and ZIP+ 4 Relationship of transferor to transferee
~----------------------------------~----~----------------------
Schedule B (Fonn 990, 990-EZ, or 990-PF) (2016)
TEEA0704L 08/09116
SCHEDULED
(Form 990)
Supplemental Financial Statements 0MB No. 1545-0047
Deoartmenl of \he Treasury
Internal Revenue Service
Name of the organization
... Complete if the organization answered 'Yes' on Form 990,
Part IV, line 6, 7, 8, 9, Hl, 11a, 11 b, 11c, 11 d, 11e, 11f, 12a, or 12b,
,.. Attach to Form 990.
,.. Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
2016
BATIQUITOS LAGOON FOUNDATION 95-3852095
1
2
3
4
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
Total number at end of year .................
Aggregate value of contributions to (during year) .......
Aggregate value of grants from (during year) ..........
Aggregate value at end of year ..............
5 Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds
are the organization's property, subject to the organization's exclusive legal control? .. , ........................ 0Yes
6 Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only
for charitable purposes and not for the benefit of the donor or donor advisor, or tor any other purpose conferring
impermissible private benefit? ................................................. , ............................ 0Yes
IP~rtJUi~c,j Conservation Easements.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 7.
1 Purpose(s) of conservation easements held by the organization (check all that apply).
§ Preservation of land for pu~lic use (e.g., recreation or education) a Preservation of a historically important land area
Protection of natural habitat Preservation of a certified historic structure
Preservation of open space
2 Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the
last day of the tax year.
~ilii~ Held at the End of the Tax Year
a Total number of conservation easements. .................................................. . 2a 2
b Total acreage restricted by conservation easements ........................................ . 2b 59
c Number of conservation easements on a certified historic structure included in (a) ............ . 2c
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic
structure listed in the National Register. .................................................... . 2d
3 Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year,..
4 Number of states where property subject to conservation easement is located ,.. 1
5 Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations,
and enforcement of the conservation easements it holds? ..................................................... [RjYes D No
6 Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year ...
7 Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
.... $ --------
8 Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i)
and section 170(h)(4)(B)(ii)?. ................ , .............................................................. 0Yes D No
9 In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and balance sheet, and
include, if applicable, the text of the footnote to the organization's financial statements that describes the organization's accounting for
conservation easements. SEE PART XIII WailtlUI Organizati_ons Mainta~ni~g Collections of Art, Historical Treasures,_ or Other Similar Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 8.
1 a If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide,
in Part XIII, the text of the footnote to its financial statements that describes these items.
b If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the
following amounts relating to these items:
(i) Revenue included on Form 990, Part Vllf, line l ................... , ................................. , . ,._$ --------(ii) Assets included in Form 990, Part X . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . """$ --------2 If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the following
amounts required to be reported under SF AS 116 (ASC 958) relating to these items:
a Revenue included on Form 990, Part VIII, line 1 ... _. _ ........................... ,., .......... ,............ .,. $
b Assets included in Form 990, Part X ...... , .............................................................. , .,. $--------
BAA For Paperwork Reduction Act Notice, see the Instructions for Form 990. TEEA3301L 08115116 Schedule D (Form 990) 2016
Schedule D (Form 990) 2016 BATIQUITOS LAGOON FOUNDATION 95-3852095 Page 2
;Part1JIICj Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3 Using the organization's acquisition, accession, and other records, check anv of the following that are a significant use of its col!eciion
items (check all that apply): ·
a § Public exhibition cl D Loan or exchange programs
b Scholarly research e D Other
c Preservation for future generations -----------------------
4 Provide a description of the organization's co!lections and explain how they further the organization's exempt purpose in
Part XIII.
5 During the year, did the organization solicit or receive donations ot art, historical treasures, or other similar assets D D
to be sold to raise funds rather than to be maintained as part of the organization's collection"?............ . . . . . . . . Yes No lean·~~;~j Escrow and Custodial Arrangements. Complete if the organization answered 'Yes' on Form 990, Part IV,
line 9, or reported an amount on Form 990, Part X, line 21.
1 a Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not included
on Form 990, Part X? ........................................................ , ............................... D Yes
b If 'Yes,' explain the arrangement in Part XIII and complete the following table:
( Amount ' c Beginning balance ............................................................... , ........ , 1c
d Additions during the year. ................................................. , ............... . 1 d
e Distributions during the year ......................................................... , ..... . 1 e
f Ending balance ........................................................................... . 1 f
2 a Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial ac
b If 'Yes,' explain the arrangement in Part XIII. Check here if the explanation has been provided o
count liability? .... LJ Yes ti No
n Part XIII. ....................
fB:atbYJl/11 Endowment Funds. Complete if the or lanization answered 'Yes' on Form 990, Part IV line 10.
(a) Current year (b) Prior year (c) Two years back
1 a Beginning of year balance ......
b Contributions ..................
c Net investment earnings, gains,
and losses ....................
d Grants or scholarships .........
e Other expenditures for facilities
and programs .................
f Administrative expenses .......
g End of year balance ...........
2 Provide the estimated percentage of the current year end balance (line 1 g, column (a)) held as:
a Board designated or quasi-endowment ,.
b Permanent endowment ,. !1-0
c Temporarily restricted endowment ,. ______ %
The percentages on lines 2a, 2b, and 2c should equal 100%.
%
( d) Three years back
3 a Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:
(i) unrelated organizations ................................................................................... .
(ii) related organizations ...................................................................................... .
b If 'Yes' on line 3a(ii), are the related organizations listed as required on Schedule R? ............................. .
4 Describe in Part XIII the intended uses of the organization's endowment funds.
[E'ait!Yli1 Land, Buildings, and Equipment.
(e) Four years back
Yes No
3a{i)
3a(ii}
3b
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11 a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment)
(b) Cost or other
basis ( other)
(c) Accumulated
depreciation
(d) Book value
1 a Land.··················· -· · · · · · · · · · · · · · · · · ·1--------+----"2""'--'4'--"0-=0..L.--=.0-=-0-=-0-'--. i= 2 400 000.
b Buildings. ................................. · 1--------+------=1=9-=-9-'-"'-4=3=5-'--. 1------'5::..r;_;7c...c5c..c4c..c•--1----=l=9-=3..L....=.6-=-8=1..:.--.
c Leasehold improvements. .................. · 1----------i---------i1----------i1---------
d Equipment................................. 32 300. 28 199. 4 101.
e Other ... -.. .. .. .. .. . .. . .. .. .. .. .. . .. . .. .. .. 4 412. 2 772. 1 640.
Total. Add lines la through le. (Column (d) must equal Form 990, Part X, column (B), line 10c.) .................... .,.. 2 599 422.
BAA Schedule D (Form 990) 2016
TEEA3302L 08115116
Schedule D (Form 990) 2016 BATIQUITOS LAGOON FOUNDATION 95-3852095 Page 3
iParlVH;:l Investments -Other Securities. N/A
Com lete if the or anlzation answered 'Yes' on Form 990, Part IV, line 1 lb. See Form 990, Part X, line 12.
(a) Description of security or category (including name of security) (b) Book value (c) Method of valuation: Cost or end-of-year market value
(1) Financial derivatives ............................... .
(2) Closely-held equity interests ...................... .
(3) Other
(A) -----------------------+--------+-------------------
----------------------------1--------1--------------------(B) ----------------------------1--------1--------------------(C)
(D) ----------------------------f---------1---------------------(E) ----------------------------1--------+--------------------(F)
(G)
(H) ---------------------------->----------------------------(\)
Total. (Column (b) must equal Form 990, Part X, column (B) line 12.). . . ..,
iPatiVfU:: Investments -Program Related. N/A ·· · ·· Com lete if the organization answered 'Yes' on Form 990, Part IV, line 11 c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation: Cost or end-of-year market value
(1)
(2)
(3)
(4)
(5)
(6)
(J)
(8)
(9)
(10)
Total. Column 'b muste ua/Form990 PartX column Bline 13 ... .,.
'Ba'rf!J~~ Other Assets. N/A · · ···· -Complete if the organization answered 'Yes' on Form 990, Part IV, line 11 d. See Form 990, Part X, line 15.
(a) Description (b} Book value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, column (B) fine 75.) ................................ ., ........... ....
rftfflfk~~i Other qabilities.
' Complete 1f the organization answered Yes' on Form 990, Part IV, line 1 le or 1 lf. See Form 990, Part X, line 25
(a) Description of liability (b) Book value
(1) Federal income taxes
(2) SALES TAX PAYABLE 85.
(3)
(4)
(5)
(6)
(J)
(8)
(9)
(10)
(11)
Total. (Co/1Jmn(b) m1Jstequa/Form fJ90, Pert)(, columri(B) fine 25.)...... ... 85.
2. Liability for uncertain tax positions. In Part XU!, provide the text of the footnote to the organization's financial statements that reports the organlzation's liabilnyfor uncertain
tax positions under FIN 48 {ASC 740). Check here if the text of the footnote has been provided in Part XIII. . . • . . . . . . . . . . . . . . . . . . . . . . . . . . . . . • . . . . . . . . . . . . • . . . . • . • 0
BAA TEEA3303L 08115/16 Schedule D (Form 990) 2016
Schedule D (Form 990) 2016 BATIQUITOS LAGOON FOUNDATION 95-3852095
!P:an::X:t;:"'.l] Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. N/A
Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements .................................. .
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 a 1----+-------b Donated services and use of facilities ............................ , . . . . . . . . . . . 2 b 1----+-------c Recoveries of prior year grants. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 c ---------d Other (Describe in Part XIII.)........ .. . .. .. . . .. . . .. .. .. .. . .. .. .. . .. . . . . . . . . . 2 cl L---.i..---------1·
Page4
e Add lines 2a through 2d. ................................... , ........ , ................................... 1----+-------
3 Subtract line 2e from line 1. ............................................................................ .
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a investment expenses not included on Form 990, Part VIII, line 7b. ............. 1--4_a-1--------
b Other (Describe in Part XIII.) ................................................ '--4_b_.__ ______ _
c Add lines 4a and 4b. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 c l----+-------5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ............. ,.............. 5
'Pa'tt')(lm Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. N/A
Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........................................... '. . . . 1
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities........................................ 2a 1----+-------b Prior year adjustments. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1--2_b _______ _
c Other losses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 c 1----+-------d Other (Describe in Par! XI 11.). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 d ._____._ ______ _
e Add lines 2a through 2d ............................................................... .
3 Subtract line 2e from line 1. ............................................................................ .
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b.............. 4a
b Other (Describe in Part XIII.) ..................... , ..... , .................... J---4;;-;b+-------~
c Add lines 4a and 4b ................................................................................... .
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.). .......................... . l----+-------
Provide the descriptions required for Part II, lines 3, 5, and 9; Part Ill, lines la and 4; Part IV, lines lb and 2b; Part V,
line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
PART II, LINE 9-0RGANIZATION REPORTING OF CONSERVATION EASEMENTS
THE FOUNDATION ACCEPTED THE OFFER TO DEDICATE THESE OPEN SPACE EASEMENTS FROM THE
CALIFORNIA COASTAL COMMISSION. THE ACCEPTANCE OF THESE OPEN SPACES IS CONSISTENT
WITH THE PURPOSES FOR WHICH THE FOUNDATION WAS ESTABLISHED. WHEREAS, ACCEPTANCE OF
THESE OPEN SPACE EASEMENTS DOES NOT INCLUDE ANY MAINTENANCE OR OTHER OBLIGATIONS
ASSOCIATED WITH LAND OWNERSHIP, BUT INSTEAD, SIMPLY PROVIDES THE FOUNDATION WITH
AUTHORITY TO MONITOR COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE ACCEPTANCE. THE
COASTAL COMMISSION WILL RETATN ENFORCEMENT AUTHORITY AND PROVIDE ASSISTANCE WHEN
BAA Schedule O (Form 990) 2016
TEEA3304L 08/15116
Schedule D (Form 990) 2016 BATIOUITOS LAGOON FOUNDATION
\P~fl~Xm"j Supplemental lnfor~ation (continued)
95-3852095
PART II, LINE 9-ORGANIZATION REPORTING OF CONSERVATION EASEMENTS (CONTINUED)
NECESSARY.
Page 5
BAA TEEA3305L 08/15/16 Schedule D (Form 990) 2016
SCHEDULE 0
(Form 990 or 990-EZ)
Ucpartment of the Treasury
ir,lerna! Revenue Service
Information or
Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information .
.. Attach to Form 990 or990-EZ.
"" l11formation about Schedule O (Form 990 or 990-EZ) and its instructions is
at www.irs.gov/form990.
0MB No. i 54-5-0047
Name of the organization Employer identification number
BATI UITOS LAGOON FOUNDATION 95-3852095
FORM 990, PART VI, LINE 6 • EXPLANATION OF CLASSES OF MEMBERS OR SHAREHOLDER
MEMBERS PAY AN ANNUAL MEMBERSHIP FEE AND HAVE LIMITED INPUT INTO THE DECISION MAKING
PROCESS.
FORM 990, PART VI, LINE 7A -HOW MEMBERS OR SHAREHOLDERS ELECT GOVERNING BODY
MEMBERS ARE PART OF THE PROCESS IN APPOINTING BOARD MEMBERS AND HAVE SOME VOTING
RIGHTS ON CERTAIN ISSUES AS DECIDED BY THE BOARD OF DIRECTORS.
FORM 990, PART VI, LINE 7B -DECISIONS OF GOVERNING BODY APPROVAL BY MEMBERS OR SHAREHOLDERS
MEMBERS HAVE INPUT INTO APPOINTING B0ARD MEMBERS AND HAVE SOME VOTING RIGHTS ON
CERTAIN ISSUES AS NEEDED BY THE BOARD OF DIRECTORS.
FORM 990, PART VI, LINE 8 -EXPLANATION OF NO CONTEMPORANEOUSLY DOCUMENTATION OF MEETINGS
MEETING MINUTES ARE KEPT FOR ALL BOARD MEETINGS AND SOME COMMITTEE MEETINGS. ALL
COMMITTEE ACTIVITY IS REPORTED TO THE BOARD OF DIRECTORS EITHER IN WRITTEN OR VERBAL
FORM.
FORM 990, PART VI, LINE 11 B -FORM 990 REVIEW PROCESS
A COPY OF THE FORM 990 IS FURNISHED TO THE BOARD OF DIRECTORS PRIOR TO FILING. THE
BOARD REVIEWS THE FORM 990. ONCE THE BOARD HAS APPROVED THE FORM 990, AN OFFICER
SIGNS THE ORIGINAL FORM AND IT IS FILED WITH THE IRS.
FORM 990, PART VI, LINE 12C • EXPLANATION OF MONITORING AND ENFORCEMENT OF CONFLICTS
BOARD REVIEW
FORM 990, PART VI, LINE 19 · OTHER ORGANIZATION DOCUMENTS PUBLICLY AVAILABLE
THE ORGANIZATION FURNISHES COPIES OF ITS GOVERNING DOCUMENTS AND FINANCIAL
STATEMENTS TO THE GENERAL PUBLIC UPON REQUEST.
BAA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. TEEA4901 L 08/16/16 Schedule O (Form 990 or 990-EZ) (2016)
Schedule O (Farm 990 or 990-EZ) 20i 6
Name of the organizatio'.;
BATIQUITOS LAGOON FOUNDATION
FORM 990, PART IX, LINE 24E
OTHER EXPENSES
(A)
TOTAL
BANK CHARGES 4. BOARD RETREAT EXPENSE 160. BRICK EXPENSE 412. BUILDING REPAIRS 1,341. DRINKING WATER 222. DRIVER SUPPORT 20. DUES & SUBSCRIPTIONS 372.
ECO RESERVE EXPENSE 1,263. INTERNET SERVICE PROVIDER 728. LICENSE AND PERMITS 71.
MERCHANT FEES 201. PAYPAL FEES 526.
POSTAGE AND SHIPPING 734. PROPERTY TAXES 184.
QUICKBOOKS ONLINE 270.
REPAIRS 119. STORAGE 1,114.
SUPPLIES 173. TELEPHONE 1,263. TRAIL REPAIRS 585.
UTILITIES WASTE/TRASH 2,590. UTILITIES-ELECTRIC 1,145.
UTILITIES-OTHER 897.
UTILITIES-WATER 784. VOLUNTEER RECOGNITION 185.
TOTAL$ 15,363. $
BAA
TEEA4902L 08/16116
(B)
PROGRAM SERVICES
412.
1,341.
1,263.
526.
184.
119.
1,114.
173.
585.
185.
5,902. $
Page2 I Employer identification number
195-3852095
(C) (D) MANAGEMENT
& GENERAL FUNDRAISING
4.
160.
222.
20.
372.
728.
71.
201.
734.
270.
1,263.
2,590.
1,145.
897.
784.
9,461. $ 0. ========
Schedule O (Form 990 or 990-EZ) (2016)
' 6/30/17 2016 FEDERAL BOOK DEPRECIATION SCHEDULE PAGE1 BATIQUITOS LAGOON FOUNDATION 95~3852095 PRIOR CUR SPECIAL 179/ PRIOR SALVAG DATE DATE COST/ BUS. 179 DEPR. BONUS/ DEC.BAL /BASIS DEPR. PRIOR CURRENT JiO... DESCRIPTION ACOIHRFD SDI D BASIS ..PCT.._ JillNllS_ All OW SP DEPR DEPR ..REDl1G.L BASIS PEPR METHOD llEE. ...RAIL DFPR FORM 990/990-PF AUTO / TRANSPORT EQUIPMENT 7 UTILITY TRAILER 3/01/09 1,451 1,451 1,451 200D8 HY 5 0 ----TOTAL AUTO I TRANSPORT EQUIP 1,451 0 0 0 0 0 1,451 1,451 0 BUILDINGS 21 NATURE CENTER #2 5/01/16 199,435 199,435 640 S/L MM 39 .02564 5,114 -----TOTAL BUILDINGS 199,435 0 0 0 0 0 199,435 640 5,114 FURNITURE AND FIXTURES 14 DISPLAY CASE 7/01/11 734 734 597 200DB MO 7 .08750 64 15 DESK W/ HUTCH & CHAIRS 7/05/11 818 818 666 200DB MO 7 .08750 72 16 TABLES & CHAIRS 7/05/11 514 514 419 200DB MQ 7 .08750 45 22 CHILDRENS FURNITURE 3/01/16 2,345 2,345 335 200DB HY 7 .24490 574 ----TOTAL FURNITURE AND FIXTURE 4,411 0 0 0 0 0 4,411 2,017 755 LAND -6 MITSUUCHI PROPERTY 7/18/08 2,400,000 2,400,000 0 ----TOTAL LAND 2,400,000 0 0 0 0 0 2,400,000 0 0 MACHINERY AND EQUIPMENT
6/30/17 2016 FEDERAL BOOK DEPRECIATION SCHEDULE PAGE2 BATIQUITOS LAGOON FOUNDATION 95-3852095 PRIOR CUR SPECIAL 179/ PRIOR SALVAG DATE DATE COST/ BUS. 179 DEPR. BONUS/ DEC.BAL /BASIS DEPR. PRIOR CURRENT Jill.. aEscmerm~ l!CQIIIRED SQ!tl BASIS ..£CL ....fillliliS.. l!IIQW se om1 DEe8 ..REllliCI. Bl!SIS DEER MEil:JOD l.lEE. _RAIL nr.PR 1 PLASMA EQUIPMENT 11/08/04 2,155 2,155 2,155 2000B HY 7 0 2 LAPTOP EQUIPMENT 11/08/04 1,622 1,622 1,622 200D8 HY 7 0 3 PROJECTOR EQUIPMENT 11/08/04 1,185 1,185 1,185 2000B HY 7 0 4 INSULATED FILE CABINET 1/18/07 400 400 400 200DB HY 7 0 5 DELL COMPUTER 11/05/07 761 761 761 200DB HY 5 0 8 10 WATT PA SYSTEM 1/05/09 499 499 499 200DB HY 7 0 l 9 ELECTRIC GENERATOR 3/04/10 499 499 470 200DB MQ 7 .05530 29 10 GATOR, WINCH KIT/CARRY ON 4/01/10 14,246 14,246 13,159 2000B MQ 7 .07640 1,087 11 !PAD 6/18/12 897 897 812 200DB MQ 5 .09580 85 12 COMPUTER UPGRADE 6/25/12 1,174 1,174 1,062 2000B MQ 5 .09580 112 13 18" ECHO CHAINSAW 12/02/11 300 300 237 200D8 MQ 7 .08870 27 17 SAMSUNG TV 7/10/12 1,679 1,679 1,388 ZOODB HY 5 .11520 193 18 GAS TRIMMER ACCESSORIES 4/26/13 91 91 62 2000B HY 7 .08930 8 19 ECHO CHAIN SAW 4/28/13 292 292 201 200DB HY 7 .08930 26 20 CHAINSAW 2/10/14 388 388 218 200DB HY 7 .12490 48 23 CHAINSAW 3/02/17 519 519 2000B HY 7 .14290 74 24 TELEVISION 8/28/16 2,070 2,070 200DB HY 5 .20000 414 25 COMPUTER 9/06/16 2,072 2,072 2000B HY 5 .20000 414 ----TOTAL MACHINERY AND EQUIPME 30,849 0 0 0 0 0 30,849 24,231 2,517 ----TOTAL DEPRECIATION 2,636,146 0 0 0 0 0 2,636,146 28,339 8,386 = -GRAND TOTAL DEPRECIATION 2,636,146 0 0 0 0 0 2,636,146 28,339 8,386
, I
;ALIFORNIA-THE NATURAL RESOURCES AGENCY
)RNIA CONSERVATION CORPS
--1t Management ~ Street, Sacramento, CA 95816
(916)"341-3115 FM (877) 478-1403
www.ccc.ca.gov
Batiquitos Lagoon Foundation
Attn: Fred Sandquist
P.O. Box 130491
'Carlsbad, CA 92013-0491
June 11, 2018
EDMUND G. BROWN, JR, Governor
Subject: CCC Contract# 19-3810-310R I Project r-18-3810-2838
Dear Fred Sandquist:
Enclosed for your files is a fully executed copy of the above referenced agreement
which was approved 06-08-18. If you have any further questions or need additional
information, feel free to contact me at (916) 341-3115.
Sincerely,
l~~(:teJ
Karen Ch.esmore
Contract Analyst
cc: Conservation Supervisor
File
Callfornla Conservation Corps Is a workforce develo . become employable citizens through llfe skills training p~:n~iir~o!':r~ I~=~~:~~ yo~r men and ~omen the chance to serve their state arrd . men conservation, fire protection, and emergency services.
i.
STATE OF CALIFORNIA
AGREl:MENT ADDENDUM
coo.96A (Rel/, 12/02/2016) Pogo 1 ol 3
CALIFORNIA CONSERVATION CORPS
lndeX# CCC Work Code
3810 ~ I
(CCC ConUeol OliCOr AullanBJ · (Ca/lflr lndeK Codo Is F«rdlglhl) (CenlerProjeot Monaoer Anlane)
AJ The Callfornla Coneeivatlon Corps (CCC), agrees to provide crew labor for the project titled:
Batlqultos Lagoon
July 2, 2018
June30 2019
CJ ·Sponsor agrees to reimburse the CCC for LABOR Hour.s Rate/Hr Totale
estimated costs In accordance wlth the Fiscal · CM Reaular Time: 2272,60 $ 22,00 $ 4-9 995.00
Summary. (Flscal Year displays are shown on page 2 CM Overtime: ·o.oo $ -$ " &3.) F>erformanoe-Based Labor: $ "
staff BILLABLE Reaular Time : $ "
Staff Overtime : $ "
EXPENSES
Eaulnment <areater than $5 000): $ -Tools (Includes eauloment less than $6,000): $ "
Materfals: $ " NOTE TO SPONSOR: Budget detall WIii not be Vehlcle Operations: $ -provided on performance baaed contracts. Consultlna: $ -Other: $ -
Dl The total amount pavali>le bv Soonsor to CCC under this a'areement shall not exceed: $ 49,996.00
O anlzatlon:
sandquist2@earthlink.net
SPONSOR MAILINGADDRliSS
Batlqultos Lagoon Foundation
Post Office Box 130491
Carlsbad. CA 92013 -e> 'If/
SPONSOR BILLING ADDRESS:
Batlqultos Lagoon Foundation
Post Office Box 130491
Carlsbad CA 92013-o ¥ 11
SI
Title: Administrative Chief
Date:
SI nature:
Print:
Title: Gonseivatlon Supervisor
FORWARD PAYMENTS TO:
California conservauon Corps
Attention: AccountlngJRecelvables
1719 24th street, Sacramento
Sacramento, CA 96816
> i
STATE OF CALIFORNIA
AGREEMSNTADDENDUM
CCC-Ni\ IMY. ot/lOl Pa,o ! of 3
First
FlsoalYear
Display
.. '•
Second
Flsoal Year
Dlsplay
CALIFORNIA CONSERVATION CORPS
LABOR Houra Rate/Hr Totals
FROM: 07/02/18 CM Renular Time: 2272.60 $ 22.00 $ 49,996.00
CM overtime: o.oo $ -$ V
TO: 08/30/19 Performance-Based Labor: $" -staff BILLABLE Reaular Time : $ -
Staff OverUme : $ -EXPENSES
Eauloment (greater than $5,000): Iii -Tools Includes eauloment less than $5,000): $ .
Materials: $ -Vehlcle O1>eratlons: $ -consulllna: $ -
other: $ -
First FJacal Year TOTAL: $ 49,898.00 · :--~= --r-:~·:.-~:~::-r:i:..w~-~--: ... ":,,: . .j:.·_ "· • •.•• -::.. ... ·• _:.s.t;;. .... ~:;..: ·}=:-~:..:..;_~ ·~ ·;-;;:.-• :.:._,.-••. _ ... ., -.:u···-~., ; . -: :,~~tt\.~~,9~}-~l.t·· -_ ·.,;~~-..
LABOR Hours Rate/Hr Totals
FROM: CM Reaular Time: 0,00 $ 22.00 $ , -CM Overtime: 0.00 $ -$ -TO: . -Performance--Based Labor: $ -staff BILLABLE Reaular Tfme : $ -Staff overtime : $ -EXPENSES
Eauloment tareaterthan $5,000): :i; -Tools Includes eauloment Iese than $6,000): $ -Matertale: $ -Vehicle Oi,eratlona: $ -
Consultlna: $ -
Other: $ -
Second Fiscal Year TOTAL: $ -... ·. :·~~:•;;:~:-.~·-·._{ ·:1_-.r;; •• fj,:f.'-\_.-::-:· . ::~?:,,!+!~~~~:~~£;.:.1, ... ··, r ' : •. •> .{:f.:'st?;t.HE . . t.}~~\:)J: .. ~,; :·, .... _:· -.. ., .. _~il!t-~: -: ;_ ~;\',~,'=;i. · . s. . ., .
Third LABOR Houra Rate/Hr Totals
Fiscal Year FROM: CM Regular Tlm1;1: 0.00 $ 22.00 $ -
Display CM Overtime: 0.00 $ -$ w
TO; Performance-Based Labor: $ -Staff BILLABLE Reaular Time : $ -
Staff Overtime ; $ .
EXPENSES
Eauloment <areater than $6 00D): $ -Tools Includes eauloment less than $1i.OOO): $ -
Materials: $ -Vehicle Ooeratlons: $ -Consultlna: $ -
Other: $ .
Third Fiscal Year TOTAL: $ -. :·: ·.·;;::y:::.-t ·~·, ......... -~_.::r~~:·~~1,~:-'!;::_~-: ··1:r•'qiW' · .. ,. ,,,;.';i;J:,~.ilf!Y.ef"''' .... ·" .,_....,.~'l-,.ii:wa'.~~ .. . . ~::.·,··:--:;~ ..• . ···-,.;,-•· ~f!:~Xt_r,-/. •t .• ~:. · .. , • ~:..·;1 · ... ~, ~~:-:'!!.~•.· 'n. · . ,.;~ ;:c .,_ ; ~: • .::.i.f~!:1 .. •• '""'' ,J.. ••• • • .. ·• ' ,.. -• • • ' •••• • • • •• • • • •
Fourth \ 1-ASOR Hou re Rate/Hr Total a
FROM: OM Reaular Time: .0.00 $ 22.00 $ M Flscal Year CM Overtime: 0.00 $ -$ Display -
·TO: Performance-Baaed Labor: $ -
b't8ff BILI.ABLE Reaular, Time : lli -Staff Overtime : :ii -EXPENSES
eauloment tareater thEln $6,000): $ .
Tools Includes eaulpment less than $6.000\: $ -Materlala: lli ~
Vehlole O1'.leratlona:
Consul0oo: $ -Other: $ ~
Forth Flacal Vear TOTAL: $ -. . .. ' .. ;..: .. · ... :·: ... ~'
.. . :-:: ~-t~· ~2-~~-~ ;, :::.:'-. . .. ,. :--:-..; ":~t:i.fi~?::.\\. =~f .~;..~~:::~!.-·?!·· ;~!~:;·, .. : .. .. .. .•.· . '!,
Tha·total amount oavable bv Soon(lor to CCC under this aareement shall not exceed: $ 49995.00
State of California
California Natural Resources Agency .
CALIFORNIA CONSERVATION CORPS PROJECT EVALUATION
R~18~3810-2838
Batiquitos Lagoon
Project Data
Project Title: B11tiquitos Lagoon
Center Information: 3810 -Snn Diego Center
Contract Information: -
ProjectDescriptlonr
Project Number: R-18-3810-2838
Bntiquitos Lugo on Foundation has requested to contract wjth CCC, fot labor to participate ln vario11s work activities.
Under tl1c direction of the Batiqultos Lagoon Foundation, lictivltles may include, but are not Umited lo, tree planting,
invasivo tree and plant removal, soil preparation forplnnling, The crew wi.Jl also pwfonn activities such as weeding,
watering, nnd other restoration site maintenance. As needed, some minor construction, may also be ped'o.rmed,
boardwalks, ohain link installation and· repair, trail construction or rehabilitation. The scope of work may include other
projects not included in the description.
The foundation w.111 only pay for labor hours used on the contract, and will not pay for hours that remain upon th,;
contracts expiration,
CCC is a program that responds to emergencies, and can be pulled away ftom projects wlth short notice. This contract
Is for labor only and doa.s not guarantee the completion of1111y specific project. CCC is committed to complete tasks In
a timely manner, and makes oveiy effort to do so.
CCC wUI use Batiquitos Lagoon Ecological Reserve {BLER) for training purposes (e.g., chain-saw 11ee and
certification, chlpperuse and cettlficotlon, equipment use and certification.) Any use ofBLER for CCC training
purposes will not be charged to the sponsor.
Sponsor Information
Agency Namo: BATlQUlTOS LAGOON FOUNDATION Agency Code: 70128
Malling' Address
Post Office Box 130491
onsor Contactlnformation1
Estimate ~fol'mation
Estimated Number of Hours: 2,272
· Page I of 4
Malling City
Carlsbad
Malling State
CA
Malllng ZIP Code
92013
Estimate_l,l Start and End Dates: 7/2/18-6/30/19
State of California
California Natural Resources Agency
CALIFORNIA CONSERVATION CORPS PROJECT EVALUATION
R-18-3810-2838
Batiquitos Lagoon
Fiscal Summary
Equipment, Materials and Labor
Sponsor Supplied Materials, JJ:qulpmont and Labor:
MaterJals: Any construot!on mnterlal .needed
Means of disposal, and fees assoolated
Equipment: Dumpster If needed
Lnbo1·: Te11hnioal Support
BY SIGNING TIDS DOCUMENT:
The CCC Representative agrees to the following:
• A Sponsor Agreement (CCC 96 or, where applicable, an Inter Agency Agreement or other Moster
Agreo.mcnt) ls on file at Headquarters (HQ),
• Jfthe Sponsor Is a non-profit entity, a Private Property/Sponsor A111horization fonn has been submitted to HQ.
• It'the Sponsor is II t'o1'-profit entity, a Private Property/Sponsor Authomatlon form has been submilli:d to HQ.
• The project ~onfonns to the CCC's Iajury and Illness Prevention Ptogrem (DPP),
Page2 of4
State of California
California Natural Resources Agency
CALIFORNIA CONSERVATION CORPS PROJECT EVALUATION
R .. 18~3810--2838
Batiquitos Lagoon
• The signing CCC Representative has the authority to enter into a contrnctual agreement of this amount with the
· Sponsor.
The Spo~sor Representative agrees to tho following:
• Hazardous Matorials
0 lfthare are ha1.ardous materials.present, the Sponsor hos provided the location, identity, e~d amounts
ofeny hazardous substances &t the works.Ire a11d provided ell Mattlrlal Safiity Data Sheets (MSOS) for
hazards that are present at the workslte.
0 oR .
0 To the best knowledge of the Sponsor, tho worksite ls free of any known hazardous materiaJs. . . All applicable locnl, stllte, and federal permits, approvals, and clearances have been obtained.
• The Sponsor agrees to reimburse the CCC for estimated oosts In accordance with the fiscal details shown In
this document
• Tile ~!gniug S1,onsor .Repres6Ii.tatlve has ihc auihorlty to enter Into a contractual agreement ofth!s amount with
the CCC.
Sponsor Representative Approves the·SCQl)~ of Work of the project:
Sponsor Representative App.roves the Fiscal Detidla of the project:
PrlntName: ..J'.G:\J \.JJ et.,~l'f'<l
----Title: \J.)..(;:Ai"u tL'Af!._
ccc Representative:
PrintName: _....aS::c...· .,__A...._g_,_A..__,W_,__G_A_V_E(}.__...__,· .___
Page 3 of4
State of California .
California Natural Resources Agency
CALIFORNIA CONSERVATION CORPS PROJECT EVALUATION R-18-3810-2838 .
Batiquitos Lagoon
Title: __ -=D....;.i ..... s-=Th_,'--=-c.J--..;:;.D_,v-;_e_c._fotL. __
Signature: ~
Date: __ .--=&~/..;;..&,1...;...{l...,:c.e, ____ _
ccc Represent@tl!&.:
· · PrintNome: __________ _
Title: ____________ _
Signature: ___________ _
Dare:. _______ '--------..;.---
Page4 of4 ·
STATE OF CALIFORNIA· Tl:-JE NATURAL RESOURCES AGENCY
CALIFORNIA CONSERVATION CORPS
1719 :wn Street. Sacramento. CA 96816 www.ccc.ca.gox
CCC-96 (REV. 11/2016)
SPONSOR AGREEMENT (CCC-96)
(for Private Entity) ·
EDMUND G. BROWN, JR., Governor
This Sponsor Agreement (Agreement) Is entered into by toe California Conservation
Corps (CCC), State of California and 1
Sponsor's Name: Batlquitos Lagoon Foundation , a private
entity (Sponsor).
WHEREAS, the CCC is statutorily mandated to provide job skUls training, educational
opportunities and an increasing awareness of the State's natural resources to young
adults; ·
WHEREAS, -the CCC Is authorized to work on projects In rural and urban areas that
provide a benefit to the public by, among other things, preserving, maintaining and/or
enhancing the l~nds and water of the State of California, directly contributing to the.
conservation of energy and/or assisting In fire. prevention and suppression;
WHEREAS, the CCC Is authorized pursuant to the California Public Resources Code
Section 14306 to execute contracts for furnishing the services of the CCC to any
federal, state or local public entity, any local or statewide private organizations, and any
person, firm, partnership, or corporation concerned with the objectives of the CCC
program as specified In California Public Resources Code Sections 14000 and 14300;
WHEREAS, the Sponsor Is concerned with the objectives of the CCC program as
specified in California Publlc Resources Code Sections 14000 and 14300 and can
provide opportunities for public service through meaningful and productive work
projects; ·
WHEREAS, each party to this Agreement Is duly authorized to enter Into this
Agreement; and
WHEREAS, the parties to this Agreement find and determine that it would be to their
mutual advantage and the public benefit to join together to accomplish the purpose
herein, and coordinate their power, authority and expertise for the CCC to use Its
corpsmembers and employe.es to accomplish projects specified by Sponsor and agreed
to by the CCC;
NOW THEREFORE, in consideration and recognltion·ofthe above, the Sponsor and
CCC (collectively referred to herein as "the parties") agree as follows:
A. Documentation of Projects
1. Sponsor shall submit project propo~als to the CCC.
1
2. The CCC shall work with Sponsor to include details of project proposals in a
CCC Form 58 and/or .other appropriate forms and documentation where
applicable ("the project paperwork").
3. No project work will begin without a CCC Form 58 (or Its replacement) being
signed by the parties' representatives. · .
4. The project paperwork for any project necessarily Incorporates into it this
Agreement.
5. Unless otherwise specified in the project paperwork, the parties agree to accept
documents that are digital signed In accordance with Government Code Section
16.5.
B. Parties Obligations:
1. Sponsor agrees:
a. To pay for all costs, Including but not limited.to, labor, material and supply
costs negotiated and agreed to by the parties that are directly related to and
necessitated by-a project and that are set forth in the project paperwork;
b. To make avallable to the CCC adequate plans, speo!f!oations, materialsJ
supplles, equipment and/or special labor requirements to complete the
project as determined and agreed to by the parties as·specified ln the project
paperwork; · :
c. To provide adequate technical supervision as determined and agreed to by
fue~rt~~ _
d. To obtain approvals and permits required by any local, state or federal entity
· necessary to commence working on and/or completing the work Identified in
the project paperwork;
e. To the extent any project Involves the CCC performing work on private
property, it will obtain and/or has obtained all necessary approvals,
authorizations and/or permits from the owners of said private property before
the CCC begins project work on said property and that the CCC is
authorized to perform the project work on said private property;
f. To the extent any project involves trade unions or labor organizations, to
obtain clearances and/or meet requirements, if any, of trade unions or other
labor organlzat_ions occasioned by the participation of the CCC in the project;
g. To the provide project sites that, to the best of the Sponsor's knowledge, are
free of any known hazardous materials, but If there are any known
hazardous materials present, the Sponsor will provide the focation, identity,
and amounts:of such hazardous materials as well as the Safety Data Sheets
associated therewith; · · ·
h·. To provide or reimburse the CCC for acceptable temporary living .
accommodations for CCC personnel actually engaged in working on a _
project If: (1) the project is located at a site that Is more than a one hour drive
from the designated CCC base center; and, (2) provision of such ·living
accommodation Is determined necessary by the parties;
i. To. conduct an orientation ·with CCC personnel at the commencement of
each'project to explain the technical aspects, safety requJrements and other
relevant information necessary for the CCC to successfully complete the
project Including the identification of restroom facilities or alternativ~
thereto;
2
j. To work with the CCC to-conduct an additional educational or training
presentation at the CCC base center or project site to CCC corpsmembers;
and,
k. To explore the possibility of authorizing the CCC to place a sign, plaque or
emblem on the project site that presents the CCC's. contribution to the
project and the date. Any s~ch sign, plaque or emblem shall be consistent in
size and design to its ·surroundings at the project site. ·
2. CCC agrees to: .
· a. Review project proposals submitted by the Sponsor and work with Sponsor
to prepare project paperwork for those proposed projects that are covered by
the CCC's statutory mandate1 consistent with the CCC's organizational
prlorltles and within the CCC's operational capabilities;
b. Provide CCC personnel, equipment and materials to perform the obligations
specified in the project paperwork. The CCC shall only use personnel who
have received adequate prior training and are sufficiently equipped for and
alerted to the general nature of the hazards inherent In the scope of \•.:erk;
and,
c. Provide its personnel with Workers' Compensation coverage and benefits
that are administered by the State Compensation Insurance Fund in
accordance with the California Labor Code.
3. The Sponsor and CCC mutually agree to the following:
a. This Agreement is not Intended to affect the legal liability of either of
the parties by imposing any standard of care other than the standard
of care imposed by laW;
b. The Sponsor shall defend, indemnify and hold harmless the State of
California, CCC and their officers, agents, employees and program
participants from any and all claims, demands, losses, or liability of
any sort arising (or alleged to have arisen) In whole or In part as a
result of conduct undertal(en by the Sponsor in performance of this
Agreement or othetwise in connection with this Agreement.
c. Insurance: .
I. The State of California has elected to cover its motor vehicle and
. general liability exposure through claims procedures instituted in
accordan~e with the California Government Code provisions and .
the other provisions of the law relating to such liability. Pursuant
to those procedures, tort liability claims-should be presented as a
government claim to the Government Claims Program, P.O.-Box
989052 MS 414, West Sacramento, CA 95798-9052. (Internet
link: http://www.dgs.ca.gov/orlm/Programs/GovernmentClalms.aspx) In
accordance with the California Government Code and the other
provisions of the law governing submission of such claims. In
. addition, unless notified otherwise or on behalf of the CCC, motor
vehicle liability claims should be presented to the Office of
Risk and Insurance Management (ORIM), P.O. Box 989052 MS-
403, West Sacramento, CA 95798-9052, (800} 900-3634,
claims@dgs.ca.gov. If your motor vehicle liability claim is not
3
resolved within six months from the date of loss, California law
requires you to file a formal claim with the Government Claims
Program, P.O. Box 989052 MS 414, West Sacramento, CA
95798-9052. (see link above). It should be noted, however, that
the wmingness of ORIM to receive such motor vehicle liability
claims does not constitute a waiver by the State of California or
the CCC of the time limits or procedures provided by law or the
. filing of claims relating to such motor vehicle liability. It also
should be noted that the addresses set forth in this paragraph are
subject to change; any claimant Is advised to verify the accuracy
of and currency of the addresses for filing claims, and by setting
forth addresses in this paragraph, neither the State of. California
nor the CCC Is waiving any time limits or procedures provided by
Jaw for filing claims related to alleged motor vehicle or general
liability or any other alleged liablllty.
ii. The California Department of Personnel Administration has
entered Into a Master Agreement with the State Compensation
lneurance Fund to administer Workers' Compensation benefits for
State employees and·corpsmembers as required by the Callfornla
Labor Code.
d. The California Labor Code Section 1720.4(c) specifically exempts the CCC
from paying state prevailing wages to corpsmembers when engaged In
public works projects. The CCC is not subject to the federal prevailing wage
requirements set forth In the Davis-Bacon Act (Title 40 USC 276A et seq.}
when providing labor on federal government contracts. Title 29 of the Code
of Federal Regulations (CFR), Section 5.2(h) specifically provides that a
State Is not considered a contractor under statutes providing loans, grants,
or other federal assistance in situations where construction Is performed by
Its own employees and/or personnel;
· e. The California Business and Professions Code, Section 7040 exempts the
State of California from ·contractor licensing requirements. The CCC Is a
state entity subject to the exemption;
f. ln)Provements and Land Use: .
I. All improvements constructed in whole, or in part by the CCC on lands
owned or controlled by the Sponsor shall remain the property of the
Sponsor; .
Ii. Permission to oamp and/or perform work on lands owned or controlled
by Sponsor does not in any way convey to the CCC, Its staff or any
person or persons working with the CCC in the performance of said
work, employee status that would extend to them the benefits afforded to
permanent employees of Sponsor;
g. Emergency Services and Possible Delays: .
· i. The CCC is required io provide emergency services If directed by the
Governor ofthe State of California pursuant to an Executive Order, the
Office of Emergency Services, Department of Forestry and other
agencies charged with responding to emergencies throughout California
arising from fire, flood, wind, and other naturar and man-caused
disasters.
4
Ii. The CCC may be required to temporarily suspend or permanently cease
work on projects due to required emergency response or emergency
conditions. The· parties agree that any delay in completing the work by
the CCC due to response to an emergency shall be excused and costs
incurred by the delay shall be the responsibility of the Sponsor;
iii. The resources of the CCC are limited and the public service
conservatl.on work of the CCC may be altered In priority from time-to-
time. The parties agree that other than delays caused by the ccc·s·
.response to an emergency, all other delays by either party shall be
excu~ed and costs caused by delays shall be borne by the party
Incurring such costs.
h: All contracts relating to the construction or operation of a project shall
contain a clause prohibiting discrimination and/or harassment against any
person, employee or employee applicant engaged In the project work on the
basis of sex, ·race, color, .ancestry, religious creed, national origin, physical
. disability (including HIV and AIDS)1 mental dlsablllty, medics-I condition (e.g .•
cancer), age (over 40), marital status, and d.enfal of family cere le~ve;
i. B!Kfget Contingencies: · · .
i. It Is mutually agreed that If the Budget Act of the current year andlor any
subsequent years covered under this Agreement does not appropriate
sufficient funds for the program, this Agreement shall be of no further
force and effect. · In this event, the State of California and the CCC shall
have no liability to pay any funds whatsoever to Sponsor or to furnish
any other cohsideratlot:is ·under this Agreement or related project
.paperwork and Sponsor shall not be obligated to perform any provisions
of this Agreement or related project papaiwork.
II. If funding for any fiscal year Is reduced or deleted by the Budget Act for
purposes of this program, the Slate of California and the CCC shall have
the option to either cancel this Agreement with no liability occurring to
the State of California or CCC, or offer to an Agreement amendment to
Sponsor reflecting the reduced amount.
j. Subject to the provisions herein. all remedies allowed by law are available to
either party for enforcement of this Agreement. Any waiver of rights by either
party or any. matter relating to this Agreement shafl not be deemed·to be a
waiver unless in writing and approved by both parties and shall not be. a
waiver to any other provision or matter relating to this Agreement;
k. If any part of this Agreement Is found to be invaltd the remainder of the
Agreement shall continue In full force and effect;
I. Neither the CCC nor the Sponsor may assign this Agreement or any interest
therein without the written consent of the other party; ·
m. No amendment or variation of the terms of this Agreement shall be valid
unless made In writing, signed by the parties and approved·as required. No
oral understanding or Agreement not Incorporated In the Agreement is
binding on any of the parties; ·
n. This Agreement is governed by and shall be Interpreted in accordanQe with
the laws of the State of California;
o. This Agreement shall remain In effect unless terminated upon thirty (30) days
written notice f~om either party; and
5
p. Each Party and Its respective agents executing this Agreement warrants and
represents that It has the full power and authority to execute, deliver and
perform the obligations under this Agreement and that each Party's ·
performance hereunder has been duty authorized by all requisite actions on
the part of that Party. ·
S onsor Information:
Sponsor Name:
fJ fl-'1J ~ UI t O::,
Address:
Sponsor Department:
/, 19-t£ tJ~J.J fiou 1.JfM1/ ON
.Po Bo><. I i3o 'f ?1,. (')>412,/..~8t9l'.>1 c'A 9,;1..01~-oy91
Contact Pe~n: Phone:
Pf2t:. ( .
Email Address:
SIGNATURES
In Wltnes·s Whereof, the parties have agreed to the conditions of this Agreement as of
the date shown below.
Date:
Date:
6
Grant Proposal PresentationPresented to:City of Carlsbad Agricultural Conversion Mitigation Fee (ACMF) CommitteePrepared by:The Batiquitos Lagoon FoundationPost Office Box 131741Carlsbad, CA 92013-1741www.batiquitosfoundation.orgTelephone: (760) 931-0800July 26, 2018, 9:00 AM
Batiquitos Lagoon Ecological Reserve (BLER)E2E1E3W1W2San Marcos CreekEncinitas CreekRestoration Phase 4 Site
Project HighlightsProject Title: Phase 4 Restoration Project in the San PacificoVistamar Area A4 and Batiquitos Lagoon EcologicalReserve (BLER) AreasProject Budget Highlights: Total Project Cost: $191,153Ag Grant Request: $49,893Other Funding (Incl. In-kind): $141,260Cost to City Investment Ratio: $3.83/1 (i.e., each City $ invested = $3.83 worth of project)CA Conservation Corps Cost: $18,000Volunteer Labor Hrs & Value: 4,036 Hrs./ $120,779
Project Highlights (Con’t)Uses California Conservation Corps: A state training and education program.HOA & Community volunteers will be used as much as possible.A partnership with: The City of Carlsbad,Batiquitos Lagoon Foundation,San Pacifico Community Association,California Department of Fish & Wildlife (CDFW),San Elijo Lagoon Conservancy (SELC),California Conservation Corps,Tree of Life Nursery
Project Highlights (Con’t)Removes invasive plants & trees (e.g., Castor Bean, Arundo,Tree tobacco, Myoporun (Heavy infestation!),Pampas grassReplaces invasives with Native plants & trees: (e.g.Coastal live oak, Torrey pine, Sycamore, & possiblecoastal cedar & cypress native varieties).Improves BLER habitatImproves existing recreational trail.Helps reduce wildfire risk.
Project Timeline
Project Tasks
Project Milestones
Questions / Discussion