HomeMy WebLinkAbout1974-12-17; City Council; 3256; Future improvement agreements new form-^_.CITY OF CARLSBAD, CALIFORNIA . ^** ' '}pj > ("j f ^ -^
Agenda Bill ^o._j55j5j»_ N-*' Date^ec- 17, '1974
Referred To:
Subject:'Submitted By;
Future improvement agreements - adoption City
of form future agreement with lien contract,
to replace existing form
Statement of the Matter
A recent survey of local agencies by the San Diego County City Attorney's
Association has revealed that the future improvement agreement used by
City of Carlsbad staff lacks important features. These features are
incorporated in the proposed form. See the attached memo from the City
Attorney, which summarizes the improvements it provides.
Exhibit
A. memorandum - Future Improvement Agreement - Lien Contract Form
B. Agency survey - l-ien contracts
• C. proposed future public improvement agreement form
Staff Recommendations
Adopt the proposed Future Public Improvement Agreement form for use
by City of Carlsbad staff in preparing specific future agreement
documents.
AD.Ho. . ' ... Date: Dec. 17, 1974
City Manager's Recommendation
Concur with staff recoiflmendations
CounciJ. Action
1-7-75- The matter was continued to th.e meeting of January 2K 1975
1-21-75 The Future Public Improvement Agreement form was approved.
Vs**-
^EXHIBIT
RECEIVEDMEMORANDUM
DEC 2
TO: Public Works Director nr~.*r\CITY OF CARLSBAD
FROM: city Attorney Engineering Department
DATE: December 2, 1974
RE: Future Improvement Agreement - Lien Contract Form
The City Attorneys Association of San Diego County
has just completed a review of the future improvement agree-
ments in use throughout the County. A brief summary of the
analysis which resulted from that review is attached to this
memorandum.
The best features of the various lien contracts were
combined into a form,lien contract for consideration and adop-
tion by the cities. I have reviewed the form contract in
some detail and made some minor modifications. A copy is
attached to this memorandum. You may note that various blanks
on the form contain numbers. I have also prepared a brief
set of instructions for the completion of the agreement and
numbered the instructions to correspond to the numbers of
the blanks. A copy of the proposed instructions is attached
to this memorandum.
As you can see from the analysis of the contracts,
the form that we have been using in our City lacks a number
of the features deemed important by the other cities. It is
my strong recommendation that the attached form be adopted
for use in the City of Carlsbad as soon as possible. The
form is a considerable improvement in the following respects:
1. It takes advantage of the new statutory pro-
vision, Government Code § 7050, providing the use of irre-
vocable offers of dedication. The offers of dedication are
made by a separate deed and remain open until accepted by
the City. The responsibility for the property remains with
the property owner. This avoids liability with regard to
unimproved public streets before actual acceptance of the
easement by the City. Acceptance should be contemporaneous
with the construction of the improvements.
2. Engineering costs are expressly included.
3. Specifically requires construction to be in
accord with plans and specifications approved by the City
Public Works Director
December 2, 1974
Page Two
Engineer and to be done within 60 days after written demand
by the City.
4. Agreement now clearly provides for the imposi-
tion of a lien against the property. The current agreement
does not do this. Further, the amount of the lien is equal
to the present estimated cost of the improvements plus any
future increases in cost.
5. Attorney's fees are provided for and made appli-
cable to any remedy chosen by the City to enforce the agree-
ment.
6. A hold-harmless and indemnification provision
is included.
7. Since a lien is now created by this agreement,
it becomes necessary to deal with the circumstances under
which the City will subordinate or release the lien. The
agreement limits the subordination to purchase money mort-
gages. Any other requests for subordination will have to
be referred to the Attorney's office and handled on an
individual basis.
8. Provision is made for itemized cost estimates
of the improvement. In my opinion, in order to enforce these
agreements, they must be definite and certain. The only way
they can be made definite and certain is to identify each
improvement required and identify specific cost.
9. Consent of concurrent transferees is provided
for to cover the situation where a developer carries the
approval through as a property in escrow and intends to
close as soon as the map is approved. The agreement pro-
vides for signatures, both of the property owners and the
developer as the concurrent transferee.%
10. An express covenant running with the land is
included to insure our ability to enforce the obligation.
It is necessary in all cases that the City Council,
by resolution, approve the agreement and authorize its exe-
cution by the Mayor. Under no circumstances could the City
Engineer allow the execution of an agreement in lieu of an im-
provement without first securing City Council approval. It is,
of course, possible to pass a blanket resolution authorizing
the City Manager to execute all such agreements. However, the
preferable practice is to have the City Council approve each
Public Works Director
December 2, 1974
Page Three
one so that they are aware of the nature of the improvements
and of their cost. A standard fill-out-the-blanks agenda
bill can be used for this purpose, and my office will be
happy to prepare the necessary resolution. You may wish
to print a supply of the form agreement omitting, of course,
the numbers for the instructions.
Any and all questions, comments or suggestions on
the agreement are welcome. I would, however, like to see
the agreement/ subject to any changes we may agree on, insti-
tuted for use in the City as soon as possible. It should
be noted that the fact remains that there is not a single
City Attorney in the County of San Diego who is aware of
any of this type of agreement being enforced judicially.
I have not conducted any extensive legal research into
that question. As a practical matter it is respectfully
suggested that in all cases where it is feasible, resort
should be made to the "Block Act", Streets and Highways
Code §§ 5780, et seq., if any property owners will not
voluntarily proceed to construct the improvements upon
the City's demand.
VINCENT F. BIONDO, JR.
VFB:af
Enclosure
cc: City Manager
ANALYSIS OF MAJOR FEATURES OF LIEN CONTRACTS - SAN DIEGO COUNT*•September 1974
CAT stsd
;.-.s »
V.I 4
liic.-.iiio
Lie.-.
V* .".esi
C3«ty
V;*-»
1
LieniGranted
So
Yes
Yei
Yes
Yes
Ye*
Yes
Remedies
6
1,2,3.4
1,2.3.4,:
1,2.3,4
1,2,4
1.2,3,4
1.2,3,4
i1
Kin. Time
6efor«
Constr.
• No
No
1 year
No
KO
Yes
accel. byJr.o. Dist.
• Yes
kccel. by
;!=•.?. DiSt.
Include
Estimate
of Cost
Ko
Yes
itemized
NO
Yes
(general)
Yes
lur.p sum
Yea
lunp sura
No
Express
Obi. of
Land
Yes
No
No
No
.No
No
SubordinationClause
No
NO
Yes, to 1st .
Yes, to 1st
Yes, to
existing 70s
Yes, to P.M. •
T.O.
Yes, to 1st
IncludesReel, for
1911 Act
t Waiver
NO
Yes
modified
No
Yes
No
No
No
Releaseon Dep.or Bond
No
Yes
Yes
Yes
Yes
Yes
Yes
Atty. Fees
No
Limited toRem. 1,4
Limited toRem. 1,4
Limited to
Rom. 1,4
Limited toRem. 4
Limited to
Rem. 1,4
Limited to
Rem. 1,4
Rsoit*
Specific
Orda.
No
Yes
No
No
No
Yes
Ko
Consent ftTransferee
No
No
Yos
• *
NO
HO
Yes
NO
Acceleration.Clause
NO
No
No
NO
Yes, on transfer at pity .
Option
• NO
No
Release *nd
A**unpt. 6fLiability
NO
No
Ho
Yes
•No
NO
NO
Councilor BoardApproval
'7
7
7
7
7
Board
Council
Signature
Mayor
Mayor .
Mayor
Ha-iager
7
"ClerJt
Mayor
Universal or
Specific •
Universal
Specific
Spec. Parcel
Map, Bldg.Perrrit
Universal
Universal
Specific
Parcel Map
Specific
Parcel' .'-ia?
Bldg.Perait
Tcrrat - Exhibit or latecrat** |
Lecal '
Exhibit.
Legal
IntegratedStr. Address
IntegratedLegal
Integrated
ExhibitLegal
Integrated
Legal
Integrated
Assessor's
Parcel Ko.
Irrprcve-er^s yJ3 i
Exhibit / ''V-ibit
Integrated i No.-.e
Integrated .Von* j
Integrated Sor.e
Integrated Nor.e
Integrated t;:r.e
i
Integrated ! Ko.-.e
{ **•
1. Construct laprcvcacr.ts ar.d Foreclose Lien.
3. Estimate Cost and Foreclose Lien.
3. Foreclose Lien.
4, Any Available Remedy, including Attorney Fees.
5, Cause Construction Per Block Act.
6, Lawsuit for Breach of Contract.
T.a-\
RECORDING REQUESTED BY AND
WHEN RECORDED MAIL TO:
City of Carlsbad
1200 Elm Avenue
Carlsbad, California 92008
Space above this line for
Recorder's use
Documentary transfer tax:$No fee
Signature of declarant determin-
ing tax - firm name
City of Carlsbad
Parcel No.
CONTRACT FOR FUTURE PUBLIC IMPROVEMENTS
THIS AGREEMENT is made by the City of Carlsbad,
a municipal corporation, hereinafter referred to as "City",
and (1)
hereinafter referred to as "Property Owner".
RECITALS;
WHEREAS, Property Owner has applied to City for a
(2)
for the real property hereinafter described, now under
Property Owner's ownership; and
WHEREAS, it has'been found that said property is
not suitable for development in its present condition, how-
ever said property would be suitable for development if
certain public improvements hereinafter described are con-
structed and certain irrevocable 'offers of dedication are
made to City; and
WHEREAS, the Municipal Code of City and
(3)
attached hereto and incorporated by reference herein require
certain improvements and dedications as a condition of
approval of this (4) ; and
WHEREAS, Property Owner has requested said (5)
be granted by City in advance of the time said improvements
are to be made; and
WHEREAS, Property Owner, in consideration of the
approval of said (6) desires to enter into
this agreement securing the construction of said improve-
ments, and City has determined it to be in the public
interest to agree to temporarily postpone said construction;
NOW, THEREFORE, IT IS AGREED between the parties
hereto as follows:
Section 1. That City agrees to record any irre-
vocable offers of dedication made by Property Owner for
(7)
Section 2. That Property Owner, in lieu of making
the hereinafter described improvements before approval of
of said (8) is granted, agrees to
install and construct, or cause to be installed or con-
structed, said improvements in accordance with plans and
specifications approved by the City Engineer within 60
days after written demand so to do by City. Property Owner
shall not be required to make said improvements before
(9) or within such further period of
time as is granted by City, provided, however, that upon
the happening of either of the following occurrences said
improvements may, at the sole election of City, be required
to be made sooner than said date or such extended period of
time which may have been granted by City:
(a) When the City Council finds.that the owners of
40% or more of the frontage, including the frontage of
Property Owner, between intersecting streets on both sides
of the street upon which the property herein described has
frontage, have agreed with City to install street improve-
ments to City specifications.
2.
(b) When owners of more than 50% of the frontage,
between intersecting streets on both sides of the street
upon which the property herein described has frontage, have
petitioned the City to form an improvement district for the
improvement of said streets.
Said improvements shall be made without cost or
expense to City. City estimates that the cost of engineer-
ing and construction of said improvements at the time of
signing this contract is (10) . Property Owner here-
fcy acknowledges that said cost is a reasonable estimate of
engineering and construction costs at this time and that
the actual cost of same at some time in the future may
exceed this estimate.
Section 3. That for the faithful performance of
the promises and covenants herein contained, Property Owner
hereby grants to City a lien upon the hereinafter described
property in the amount of (11) , plus any future
increases of cost in excess of this sum resulting from
increased engineering and construction costs, and in the•
event Property Owner, his successors, heirs, assigns, or
transferees fail to install and construct said improvements
in the manner and within the time specified herein, he
agrees that City may do any or all of the following:
(a) Have the necessary engineering for said improve-
ments done, and install and construct said improvements by
contract or otherwise. City or its contractor and his
employees may enter upon any portion or portions of the
property reasonably necessary for said engineering and
construction, and the entire cost and expense shall be
charged against said property and payable by said Property
Owner, his successors, heirs, assigns, or transferees imme-
diately upon completion of said improvements. In the event
3.
''**'*'
same is not paid within 30 days from completion, City may
foreclose said lien as provided by law for the foreclosure
of mortgages.
(b) Direct the City Engineer to estimate the cost
of necessary engineering, and the work required to install
and construct said improvements, and foreclose said lien
in said amount.
(c) Pursue any remedy, legal or equitable (includ-
ing those specifically referred to herein), for the fore-
closure of a lien, and the Property Owner, his successors,
heirs, assigns, and transferees, shall be liable for reason-
able attorney's fees as a cost in said proceedings.
Section 4. That it is agreed that anything herein
contained to the contrary notwithstanding, the promises
and covenants made herein shall not be binding upon the
holders, mortgagees, or beneficiaries of any purchase
money mortgage or purchase money deed of trust for value
which has been or may in the future be executed by the
Property Owner, his successors, heirs, assigns, or trans-
ferees, and the lien hereby created shall be and is hereby
I
subordinated to and declared to be inferior and subsequent
in lien to the lien of any such purchase money mortgage or
purchase money deed of trust. The lien hereby created
shall likewise be. of no force or effect against any owner
whose title to the property hereinafter described is ac-
quired by or as a result of a foreclosure or trustees'
sale of any such purchase money mortgage or purchase money
deed of trust.
Section 5. That at any time during the period
herein provided, the Property Owner, his successors, heirs,
assigns, or transferees may deposit a cash bond or post a
surety performance bond satisfactory to the City to charge
4.
said surety with the cost of said improvements; the amount
of bond to be the estimated cost of engineering and im-
provements at the time of such deposit or posting as ascer-
tained by the City Engineer, and that upon deposit of said
cash or posting of said bond the City agrees to release
the property, or any portion of it as to which said deposit
or posting applies, from the provisions of this agreement,
and to execute any necessary release to enable the record
title of the property to be released from the lien herein
imposed.
Section 6. Said City shall not, nor shall any
officer or employee thereof, be liable or responsible for
any accident, loss or damage happening or occurring to the
work or improvements specified in this agreement prior to
the completion and acceptance of the same, nor shall said
City, nor any officer or employee thereof, be liable for
any persons or property injured by reason of said work or
improvements, but all of said liabilities shall be assumed
by said Property Owner, and his successors, heirs, assigns,
and transferees, and they shall save the City harmless
from, and indemnify the City against, any and all claims,
suits and liabilities of or to any person or property
injured or claiming to be injured as a result of said work
or improvements. Said Property Owner, and his successors,
heirs, assigns, and transferees, further agrees to protect
said City and the officers and employees thereof from all
liability or claim because of, or arising out of, the use
of any patent or patented article in the construction of
said improvements.
Section 7. It is further agreed that said Property
Owner will at all times up to the completion and acceptance
of said work and improvements by the City, give good and
5.
.,»»*»
adequate warning to the traveling public of any dangerous
or defective conditions of public property. The Property
Owner hereby agrees to pay for such inspection of improve-
ments as may be required by the City Engineer of City.
Section 8. This agreement and the covenants con-
tained herein shall be binding upon and inure to the bene-
fit of the successors, heirs, assigns, and transferees of
Property Owner, shall run with said real property, and
create an equitable servitude upon said real property.
Section 9. A description of the property referred
to herein and upon which said lien is imposed is described
as follows:
(12)
(If you don't use whole page, put X's down to bottom of
page after end of description. Add pages as necessary.)
X X
X X
X X
X X
X X
X X
X X
X X
X X
6.
,«%,
Section 10. The required improvements to be con-
structed and the estimated costs thereof are as follows:
Improvements Estimated Costs
1. Engineering $ (13)
2. (14)
3. Etc.
TOTAL COST $ (15)
(Same X's as page 6.)
X X
X X
X X
X X
X X
X X
X X
X X
X X
X X
X X
X X
X X
X X
X X
XX
X X
X X
X X
X X
X X
7.
Dated:
(16)
Property Owner
WE CONSENT to and join in all
the promises herein contained,
and agree to said lien imposed.
(17)
Transferee of portion of said
property
CITY OF CARLSBAD, a Municipal
Corporation of the State of
California
ATTEST:
Margaret E. Adams, City Clerk
By-
Robert C. Frazee, Mayor
APPROVED AS TO FORM:
Vincent F. Biondo, Jr.
City Attorney
(18)
8.
INSTRUCTIONS FOR PREPARATION AND
EXECUTION OF A CONTRACT FOR
FUTURE PUBLIC IMPROVEMENTS
This form can be used in connection with parcel
maps, variances, conditional use permits and other develop-
mental entitlements when the City has exercised its author-
ity to condition the approval of such entitlements on the
installation of public improvements. The blanks appearing
throughout the form are numbered and should be filled out
in accord with the corresponding numbered instruction as
set out in this memorandum. After execution these agree-
ments must be recorded. Double check with City Clerk to
insure that after original is returned from County Recorder
the official recording information (i.e., book and page
numbers), which should appear in upper right corner of the
first page, is noted on Engineer's file copy of the agree-
ment. Improvements covered by these agreements should be
posted to a map used to keep track of progress, city-wide,
toward getting enough of one block to either call agree-
ments or do a block act. The instructions for filling out
the blanks in the agreement are as follows:
(1) The full and complete name of all the Property
Owners must appear and their capacities. For example, "Joe
Jones, an individual", "BX Company, a partnership", "ZB
Incorporated, a corporation".
(2) e.g., final parcel map, variance, conditional
use permit, etc. Include map or application number.
(3) e.g., City Engineer's letters dated, Planning
Commission Resolution No. , City Council Resolution
No. . Whatever constitutes formal City approval.
(4) Same as (2), but no number is necessary.
(5) Same as (4).
(6) Same as (4).
(7) Same as (2) .
(8) Same as (4).
(9) Insert a date as appropriate. This provision
is primarily for the protection of the Property Owner so
he can plan his financing. It was included because most of
the cities in the County use some type of this clause. I
would assume the usual agreement would provide for a one-
year period.
(10) Insert estimate of total costs of engineering
and construction of all required improvements.
(11) Same as (10).
(12) Include full meets and bounds legal descrip-
tion.
(13) Estimate of total engineering costs for all
improvements.
(14) List in detail each and every improvement
required and its estimated cost: e.g.,
(a) Full street improvements including,
but not limited to, curbs, gutters, side-
walks and street paving along 150 feet of
frontage of the property on Fig Street. $15,000
(b) 300 feet of 7-inch water main con-
necting at point X on the P Street main
and running north to point Y on the
southerly boundary of the subject property. 2,980
(15) Total of each estimate for engineering and
construction. [Should equal total shown on items (10) and
(11).]
(16) The name or names of all Property Owners and
their capacities must appear exactly the same as they
appear on item (1). All persons with an interest in the
property must sign. Follow instructions given your depart-
ment on how these documents are to be executed.
(17) This part of the form should be used where
the developer is handling the deal and will acquire the
property when escrow closes upon recordation of the map.
If there is no such party, type in "Not applicable".
(18) Attach all appropriate notaries: individual,
partnership, corporation, etc. A seal should be used for
corporations. Direct any questions regarding proper notari-
zation to Audrey or Lois, who are both experienced in such
matters.
2.