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HomeMy WebLinkAbout1979-05-15; City Council; 5843; Audit proposalCITY OF CARLSBAD AGENDA BILL NO, 5fL/3 Initial : Dept.Hd.S C, Atty. \]m DATE : MAY 15, L979 DEPARTMENT : F I NANC E C, Mgr, -5. ' Subject: < AUDIT PROPOSAL Statement of the Matter GEORGE A. PETERSON AND COMPANY HAS PRESENTED A PROPOSAL TO AUDIT THE CITY OF CARLSBAD AND THE CITY OF CARLSBAD WATER DEPARTMENT FOR THE FISCAL YEAR ENED JUNE 30, 1979. THIS FIPM AUDITED THE CITY RECORDS FOR FISCAL 1977-78 AND THEIR PERFORMANCE WAS VERY SATIS- FACTORY. FOLLOWING IS A COMPARISON OF THE COSTS OF THE 1977-78 AUDITS AND THE PROPOSED 1979-80' AUDIT. CITY OF CARLSBAD CITY OF CARLSBAD WATER DEPARTMENT HOURS COSTS' HOURS COSTS 1977-78 1978-79 125 $3,025 105 128 3,500 108 $2,425 2,500: EXHIBITS MEMO TO CITY MANAGER FROM FINANCE DIRECTOR - &/3D/77 PROPOSAL FROM GEORGE A PETERSON AND COMPANY- 41541 77 RECOMMENDATION IF COUNCIL CONCURS, BY MINUTE MOTION. APPROVE RETENTION OF GEORGE A. PETERSON AND COMPANY. Council Action: 5-15-79 Council approved the retention of George A. Peterson and Company . to audit the City of Carlsbad.and the 'City of Carlsbad Water Department for the Fiscal Year ended June 30, 1979. .- MEMORANDUM DATE: APRIL 30, 1979 TO: CITY MANAGER FROM: FINANCE DIRECTOR SUBJECT: AUDIT PROPOSAL THE FIRM OF GEORGE A. PETERSON AND COMPANY HAS PRESENTED A PROPOSAL TO AUDIT THE CITY OF CARLSBAD AND CITY OF CARLSBAD WATER DEPARTMENT FOR THE FISCAL YEAR ENDED JUNE 30, 1979. THIS FIRM PERFORMED THE AUDIT FOR THE LAST YEAR AND WERE VERY SATISFACTORY IN THEIR PERFORMANCE. IT IS HIGHLY DESIRABLE TO ENGAGE THE SAME AUDIT FIRM FOR SEVERAL YEARS IN ORDER TO ELIMINATE THE TIME CONSUMING PROCESS THAT REQUIRES A DIFFERENT AUDIT FIRM TO DEVELOP THEIR OWN WORK PAPERS AND BECOME FAMILIAR WITH OUR SYSTEM. THIS YEAR IT WILL BE PARTICULARLY VALUABLE TO RETAIN THE SAME FIRM AS OUR MUNICIPAL CONSULTANT, WHO WILL BE SELLING THE PARKING AUTHORITY BONDS, HAS REQUESTED THAT THE AUDIT BE AVAILABLE WHEN THE BONDS ARE MARKETED. RETAINING GEORGE A. PETERSON AND COMPANY WITH THEIR EXPERIENCE, WILL EXPEDITE THE AUDIT PROCESS. THELMA L. OSBURN FINANCE DIRECTOR TLO: LW -- GEORGE A. PETERS0N.C. P. A RICHARD E. EVANS, C. P. A. THOMAS J. BRAOY, C. P. A. GEORGE A.PETERSON & Co. CERTIFIED PUBLIC ACCOUNTANTS 7616 IVANHOE AVENUE LA JOLLA, CALIFORNIA 92037 TELEPHONE (714) 454-6176 April 24, 1979 Mr. Paul Bussey City Manager City of Carlsbad 1200 Elm Avenue Carlsbad, California 92008 Dear Mr. Bussey: MEMBERS AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS CALIFORNIA SOCIETY OF CERTIFIED PUBLIC ACCOUNTANTS This letter is written to give you an estimate of our fees for examination of the financial statements of the City of Carlsbad and the City of Carlsbad Water Department for the year ending June 30, 1979. Our examination will be made in accordance with generally accepted auditing standards and will include such tests of the accounting records and such other procedures as we consider necessary to express an opinion on the financial statements. Our examination would include recommendations regarding the accounting, management, and fiscal policies of the City of Carlsbad in the form of a management letter. Our fees are based on hours worked by George A. Peterson & Co. personnel at standard hourly rates which in turn are based on the experience level of the individuals assigned. We estimate that the audit would require the following man hours and fees: City of Carlsbad City of Carlsbad Water Department Costs Hours costs Partner $45 17 $ 765 10 $ 450 Rate Per Hour Hours Manager 25 35 875 18 450 Senior 22 51 1 , 122 40 880 As si s tant 18 41 738 40 720 - 128 $3,500 - 108 $2,500 - - - Mr. Paul Bussey April 24, 1979 ...... Page 2 Every effort will be made to keep our services to the minimum consistent with the requirements of the engagement. Should our charges be less than the estimates, you will, of course, be billed the lesser amount. Should we encounter problems which would cause our fees to exceed the amount discussed above, we will bring this to your attention immediately for proper resolution. Our fee estimate is based on the assumption that your per- sonnel will prepare certain schedules and analyses for us and will make available to us invoices and other documents for our examination when requested. We assure you we have the organization and expertise to per- form these services in a creative, constructive, economical and timely manner. We would be most happy to continue to be of service to the City of Carlsbad and the City of Carlsbad Water Department. If you have any questions concerning this proposal, please do not hesitate to contact us. Very truly yours, GEORGE A. PETERSON & CO. Richard E. Evans, Partner