HomeMy WebLinkAbout1985-07-02; City Council; 7158-9; Twenty-Seventh Supplement to the Basic AgreementCIlCbF CARLSBAD — AGENDA ILL % ^'^
AB# TA^T-^?
MTG.7/2/85
U/M
TITLE:
TWENTY- SEVENTH SUPPLEMENT TO
THE BASIC AGREEMENT
Us
^/OEPT HD./^
CITY ATTY^^S
CITY MGR._!3^r
IOcc0.Q_
<_J
O
8
RECOMMENDED ACTION:
Approve Resolution No.authorizing the Mayor to execute the Twenty-
Seventh Supplement to the Basic Agreement for the Encina Water Pollution
Control Facility.
ITEM EXPLANATION;
Section 17.3 (b) and (c) provided for the payment of. the Encina operating costs
based on the flow of the respective agencies and Article 32 required that all
flows be utilized in the computation regardless of the fact that the flows may
have been reclaimed. These provisions are no longer appropriate and should be
amended.
1.
2.
Section 17.3 (b) and (c) are modified to be consistent with the Revenue
& Financial Plans developed as a part of the conditions for the grant to
construct Phase III.
This assesses O&M costs on the basis of "Ownership" which includes general
plant management and overhead and upon "usage" which includes charges for
volume of flows and strength of flows (BOD and solids). This method is
considered a more equitable spread of the costs and provides for appropriate
charges for those members who may be using the plant for sludge disposal for
their reclamation facilities.
Article 32 is modified to insure a minimum plant flow of 10 MGD to be pro-
vided on the basis of ownership to ensure tha": the plant is operating at an
efficient level. Flows less than 10 MGD could be detrimental and cause
digester foaming and possible odor problems. Current plant flows are about
14 MGD and there is sufficient reclamation plant capacity if all were up
and operating to reduce the flows below the 10 MGD level (this is considered
only a remote possibility but not probable), however, this condition will
preclude the circumstance. The revised article also requires a tri-annual
review of the 10 MGD limit.
3.The agreement also excludes an additional review by JAC and other members
of reclamation plants now in existance. The specific plants and their
approved capacity are grandfathered as far as this supplement is concerned.
FISCAL IMPACT;
There is no direct impact although per unit (per MGD) costs may be slightly
higher since the fixed cost (ownership) is spread over fewer units for those
JAC members reclaiming effluent.
EXHIBITS :
1. Resolution No.
2. Twenty-Seventh supplement to the Basic Agreement.
1
2
3
4
CHARGES OF OWNERSHIP AND USE OF EWPCF
5
6
8
10
11
12
13
14
15
16
17
18
19
20
21
23
24
26
27
28
RESOLUTION NO. 7749
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
CARLSBAD, CALIFORNIA AUTHORIZING EXECUTION OF THE
TWENTY-SEVENTH SUPPLEMENT TO AMEND SECTIONS 17.3 (b)
AND (c) AND SECTION 32 OF THE BASIC AGREEMENT
RELATIVE TO RECLAMATION AND TO APPORTIONMENT OF
WHEREAS, the City of Vista, City of Carlsbad, Buena Sanitation District,
Encinitas Sanitary District, Leucadia County Water District, and San Marcos
County Water District are parties to a Joint Powers Agreement (Basic
Agreement), which provides for the operation and maintenance of a joint
sewer system commonly known as the Encina Water Pollution Control Facility
(EWPCF); and,
WHEREAS, Section 17.3 (b) of said Basic Agreement provides that all
expenses for operation and maintenance of the EWPCF shall be paid by members
of the Joint Powers based on their respective flows to the EWPCF; and,
WHEREAS, Section 17.3 (c) of said Basic Agreement requires the Adminis-
trator of the Joint Powers to annually estimate the budget for EWPCF based on
all sewage originating in each of the jurisdictions, including reclaimed
wastewater; and,
WHEREAS, Section 32 of the Basic Agreement requires that each member
of the Joint Powers pay a proportionate share of the operation and maintenance
cost of the EWPCF for all wastewater originating within its jurisdiction without
consideration for reclamation; and,
WHEREAS, the Encina Joint Powers obtained a grant from the Federal
Government for enlargement and upgrading of the EWPCF, which project is
commonly known as PHASE III ENLARGEMENT & UPGRADING; and,
WHEREAS, one of the conditions of said grant was the adoption and imple-
mentation of a Financial and Revenue Plan by the Joint Powers in accordance
with the guidelines set forth in said grant; and,
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
WHEREAS, Section 17.3 (b) and (c) and Section 32 of the Basic Agreement
are inconsistent with the requirements of the aforesaid Financial and Revenue
Plan; and,
WHEREAS, the Twenty-Seventh Supplement will amend Section 17.3 (b) and (c)
and Section 32 of the Basic Agreement so as to meet the requirements of the
aforesaid mandated Financial and Revenue Plan, and will provide consideration
for reclamation together with procedures for a review of proposed reclamation
facilities; and,
WHEREAS, on May 22, 1985, the proposed Twenty-Seventh Supplement to the
Basic Agreement was considered by the Joint Advisory Committee to the Joint
Powers at a regular meeting thereof, and was unanimously approved by said Joint
Advisory Committee; and,
WHEREAS, it is in the best interests of this City and that its City
Council be authorized to execute the Twenty-Seventh Supplement to the Basic
Agreement;
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Carlsbad
as follows:
Section 1. That the City Council of this City be, and is hereby authorized
to execute the Twenty-Seventh Supplement, which Supplement amends Section 17.3
(b) and (c) and Section 32 of the Basic Agreement of the Encina Joint Powers.
- 2 -
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
PASSED, APPROVED AND ADOPTED at a regular meeting of the City Council of
the City of Carlsbad held the 2nd day of J^Y , 1985, by the
following vote, 'to wit:
AYES: Council Members Casler, Lewis, Chick and Pettine
NOES: None
ABSENT: Council Member Kulchin
. H7CASLER, MSyorCLAUDE A. LEWIS, Mayor Pro-Tern
ATTEST:
ALETHA L. RAUTENKRANZ, City Clerk
(SEAL)
- 3 -
TWENTY-SEVENTH SUPPLEMENT TO BASIC AGREEMENT
TO PROVIDE FOR AMENDMENT OF SECTION 32 AND
AMENDMENT OF SECTIONS 17.3(b) AND 17.3(c) RE
COST OF OPERATION AND MAINTENANCE
This Twenty-Seventh Supplement is made and entered into this
day of , 1985, by and among: THE CITY OF VISTA,
(VISTA), a General Law City; CITY OF CARLSBAD (CARLSBAD), a
General Law City; SAN MARCOS COUNTY WATER DISTRICT (SAN MARCOS),
a County Water District; BUENA SANITATION DISTRICT (BUENA), a
County Sanitation District; ENCINITAS SANITARY DISTRICT (ENCINI-
TAS), a Sanitary District; and LEUCADIA COUNTY WATER DISTRICT
(LEUCADIA), a County Water District.
Recitals
A. On or about July 13, 1961, the CITY OF CARLSBAD, a gen-
eral law city, and the VISTA SANITATION DISTRICT entered into a
written Joint Powers Agreement for acquisition, construction,
ownership, and operation of a joint sewer system, commonly known
as the Encina Water Pollution Control Facility (EWPCF); said
joint powers agreement is commonly known as the "Basic Agreement."
B. The aforesaid Basic Agreement has been modified and
supplemented from time to time by written agreements signed by
the parties to said Basic Agreement.
C. BUENA became a party to the Basic Agreement by virtue
of the Second Supplement thereto dated January 6, 1964.
o
D. SAN MARCOS became a party to the Basic Agreement by
virtue of the Third Supplement thereto dated March 22, 1965.
E. LEUCADIA and ENCINITAS became parties to the Basic
Agreement by virtue of the Fifth Supplement thereto dated Septem-
ber 17, 1971.
F. At all times since July 13, 1961, the Basic Agreement,
as modified and supplement, has been and still is in full force
and effect.
G. On or about September 14, 1983, the VISTA SANITATION
DISTRICT was dissolved and the functions theretofore performed by
said District was assumed by the CITY OF VISTA.
H. Section 32 of the Basic Agreement for the ownership and
operation of the Encina Joint Sewer System provides as follows:
"Any party to this Basic Agreement, at its own expense, may,
and shall have the right to, reclaim water from any sewage
in the Joint System and to install at any place approved by
the parties to said Basic Agreement facilities for the
reclamation of water from sewage. Any such reclamation
shall .not reduce the M & 0 expenses payable by any party and
such M & O expenses shall be charged and paid as though
there had been no such reclamation. In the event the
requests to reclaim water exceed the available supply, each
party shall be entitled to reclaim water from that portion
of the total sewage entering the Joint System that is equal
to the proportion of capacity of the treatment (Unit I)
owned by such party as shown in Exhibit "C" hereto attached."
I. Section 17.3(b) of the Basic Agreement provides as
follows:
"All administration, maintenance, and operation expense (in-
cluding overhead) of the Joint System, (except Units "A",
"B", and "C"), hereafter sometimes referred to as M & O
expense, shall be paid by each party in an amount equal to
that portion of the total M & O expenses which the actual
amount of sewage received that fiscal year from such party
(plus its share of inflow from leakage as provided in
Section 18) bears to the total actual quantity of sewage
handled and treated that fiscal year by the Joint System.
This amount shall be determined in accordance with recog-
nized accounting principals."
-2-
J. Section 17.3(c) of the Basic Agreement provides as
follows:
"Not later than May 1st in any year the Administrator shall
estimate the amount of money required to maintain and oper-
ate the Joint System during the ensuing fiscal year, and the
proportionate amount to be paid by each party to this Basic
Agreement. Such estimate shall be based on the cost, main-
tenance, and operation during the current fiscal year as
such proportion of the sewage developed and originating
within the jursidiction of each of the parties bears to the
total amount of sewage developed and originating in the
jurisdictions of all parties; provided, however, at the com-
mencement of operation of the Joint System the Administrator
shall estimate such costs for the balance of the current
fiscal year based upon estimates of the sewage to develop
and originate within the jurisdiction of each of the parties
and be handled and treated by the Joint System. It shall be
the duty of each party to include the sum for maintenance
and operating expense in its budget or other program of
expenditures but in any event to make payments promptly at
the time the same become due."
K. That as a precondition to a state and federal grant for
Phase III Upgrading and Enlargement of the Encina Water Pollution
Control Facility, the Joint Powers agreed to implement a Finan-
cial and Revenue Program providing for a "user charge system."
L. That the requirements of the Financial and Revenue Pro-
gram required by the state and federal governments conflict with
the provisions of Sections 17.3(b) and 17.3(c) and Section 32 of
the Basic Agreement.
M. That it is necessary and in the best interest of all
members of the Encina Joint Powers to amend Section 32 and amend
Section 17.3(b) and 17.3(c) of the Basic Agreement to provide
that all future M & 0 expenses shall be based on ownership and
usage in accordance with the Financial and Revenue Program imple-
mented by the Encina Joint Powers and submitted to the State of
Calfornia, and any revisions thereof or amendments thereto.
-3-
NOW, THEREFORE, the parties hereto agree as follows:
1. From and after the effective date of this Twenty-Seventh
Supplement, the provisions of Section 32 of the Basic Agreement
shall be hereby amended as follows:
"(a) Any party to this Basic Agreement, at its own expense,
may, and shall have the right to, reclaim water from
any sewage in the Joint System which emanates within
the jurisdiction of the respective reclaiming party.
And, subject to the limitations hereafter stated, each
party shall have the right to install facilities for
the reclamation of water from sewage. Provided, how-
ever, no party hereto shall have the right to reclaim
water unless the average daily sewage flow from such
party's jurisdiction that is entering Unit I of the
Joint System is in the same percentage of 10 MGD as is
such party's percentage of capacity-ownership right in
said Unit I. Further provided, that any reclamation
shall require the approval of all the parties hereto in
the event that such reclamation facility, or proposed
reclamation facility, is so designed and/or constructed
that any solids or non-treated effluent from any such
facility may be discharged into Unit I of the Joint
System. Provided, however, such approval shall not be
unreasonably withheld. Approval of such use or pro-
posed use of a reclamation facility shall not be with-
held unless the use of such facility will adversely
affect one or more of the non-proposing parties hereto,
and the reclaimer cannot reasonably mitigate the
'adverse impact. Nothing in this Section 32 shall be
construed so as to require approval by the parties
hereto as to the geographic location of a reclamation
facility constructed solely within the boundaries of
any party hereto .
(b) Approval of all parties hereto shall be required prior
to the construction of any reclamation facility that is
so designed and/or constructed that such facility may
utilize Unit J of the Joint System for discharge of
reclaimed water. Provided, however, such approval shall
not be unreasonably withheld. Provided, however,
approval of any such facility shall not be withheld
unless the use or proposed use of such reclamation
facility will adversely affect one or more of the non-
proposing parties hereto, and the reclaimer cannot
reasonably mitigate the adverse impact.
(c) Subsection (a) and (b) above pertain to all future
reclamation facilities. Currently constructed facil-
ities may be operated to their current cpaacity without
further action by owners . The current reclamation
facilities and capacities are as follows:
-4-
Reclamation
Entity Facility Capacity
City of Carlsbad Calavera Hills 1.2 MGD
LCWD Gaffner 0.75 MGD
SMCWD Medowlark 2.0 MGD
Buena Sanitation
District Shadowridge 1.0 MGD
(d) Because of the uncertainties associated with the pend-
ing 301(H) Waiver and possible benefits of water recla-
mation, a good faith review will be held by the parties
hereto within three (3) years in order to consider
equitable adjustments to reclamation entitlement as set
forth above herein.
2. Section 17.3(b) of the Basic Agreement is hereby amended
to read as follows:
"(1) All administration, maintenance, and operation expenses
(including overhead) of and for Unit I of the Joint
System here after sometimes referred to as M & 0 expen-
ses, shall be paid by each party based on each party's
percentage of ownership and usage of Unit I. For the
purposes of this Section 17.3(b)(l), the following
definitions shall apply: "usage" shall mean the costs
for power, chemicals, maintenance, and other sewage
treatment, solids handling and disposal process which
results from sewage entering Unit I; "ownership" shall
mean the costs for insurance, administration expenses,
laboratory expenses, plant operations, services, and
maintenance, and other sewage collection and treatment,
solids handling and effluent disposal costs which are
incurred irrespective of the amount of sewage which
enters Unit I.
(2) Except for Units I, B, and C of the Joint System, which
Units are otherwise provided for in this Basic Agree-
ment), all administration, maintenance, and operation
expense of the Joint System shall be paid by each party
in an amount equal to that portion of the total M & O
expenses of said system, which the actual amount of
sewage received that fiscal year from such party (plus
its share of inflow from leakage as provided in Section
18) bears to the total actual quantity of sewage
handled and treated that fiscal year by the Joint
System. This amount for all units of the Joint System
(except Units I, B, and C) shall be determined in
accordance with recognized accounting principles.
-5-
(3) Each party hereto shall pay its proportional share of
the administration, operation, and maintenance expenses
provided for in Sections 17.3(b)(l) and 17.3(b)(2)
above pursuant to and in accordance with the Revenue
and Financial Plan as incorporated in the annual budget
for the Joint System as adopted by all members of the
Encina Joint Powers."
3. Section 17.3(c) of the Basic Agreement is hereby amended
to read as follows:
"Not later than May 1st in any year, the Administrator shall
estimate the amount of money required to maintain and oper-
ate the Joint System during the ensuing fiscal year, and the
proportionate amount to be paid by each party to this Basic
Agreement. Such estimate shall be based on the total main-
tenance and operation costs (M & 0 expenses) during the
current fiscal year as such costs are set forth in the cur-
rent Revenue and Financial Plan incorporated in the current
approved budget for the Encina Joint Sewer System; and each
party shall pay that portion of said total M & 0 expenses as
determined pursuant to and in accordance with Sections
17.3(b)(l) and 17.3(b)(2) of this Basic Agreement. It shall
be the duty of each party to include the sum for M & 0 ex-
penses in its budget or program of expenditures, but in any
event to make payments promptly at the time they become due."
4. As expressly modified by this Supplement, the Basic
Agreement as heretofore supplemented and modified in writing
shall remain in full force and effect until further modified or
supplemented in writing signed by all the parties hereto.
5. This Twenty-Seventh Supplement may be executed in
counterparts and upon execution thereof by all parties set forth
on Page 1 hereof, each such counterpart shall be deemed to con-
stitute the original of this Agreement.
6. This Twenty-Seventh Supplement shall become effective
on the last date that a party hereto adopts a resolution author-
izing execution hereof.
-6-
IN WITNESS WHEREOF, each party hereto has caused this Agree-
ment to be signed by its respective officials heretofore duly
authorized by the legislative bodies thereof.
Approved by Resolution
No. on
, 1985.
CITY OF VISTA,
By
, Mayor
Approved by Resolution
No. on
, 1985.
CITY OF CARLSBAD,
, Mayor
Approved by Resolution
No. on
, 1985.
LEUCADIA COUNTY WATER DISTRICT
By
Approved by Resolution
No. on
, 1985.
Approved by Resolution
No. on
, 1985.
Approved by Resolution
No. on
, 1985.
SAN MARCOS COUNTY WATER
DISTRICT,
By
BUENA SANITATION DISTRICT,
BY.
ENCINITAS SANITARY DISTRICT,
By
-7-