HomeMy WebLinkAbout1987-10-13; City Council; 9187; Policy for use of the Mello-RoosOF CARLSBAD — AGENP BILL
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MTG 10-13-87
DEPT. ENG
TITLE:
POLICY FOR USE OF THE MELLO-ROOS
COMMUNITY FACILITIES ACT OF 1982
DEPT. HD^^^
CITY ATT^^B)
CITY MGRj^Lt-
RECOMMENDED ACTION:
Adopt Council Policy No. O a for the use of
the Mello-Roos Community Facilities Act of 1982
ITEM EXPLANATION
The Mello-Roos Community Facilities Act of 1982
legislated the mechanisms to establish tax districts
for the provision of services and facilities not
otherwise authorized by law. The legislation provides
that with the approval of two-thirds of the voters, a
tax for the construction and operation of a large
variety of public facilities may be established. Where
the district boundaries include fewer than 12
registered voters, the vote is taken by landowners
voting by area.
The provision of landowner voting makes the Community
Facilities Act Districts a particularly attractive
mechanism to fund such facilities as parks, fire
stations, libraries, arterial highways and other
facilities required to accommodate future growth.
It is anticipated that property owners within the City
will be proposing utilization of this mechanism in the
near future as a tool to assist in the implementation
of Growth Management. The proposed policy establishes
guidelines and procedures for the development and
processing of these districts.
FISCAL IMPACT
OUJ
IQ_0.
The policy specifies that for developer initiated
districts, all staff and consultant costs shall be
borne by the project proponents. Some staff commitment
should be expected in the initial implementation of the
Policy. No funding is requested at this time.
EXHIBIT
• Council Policy No. 3f for the use of the
Mello-Roos Community Facilities Act of 1982
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CITY OF CARLSBAD
COUNCIL POLICY STATEMENT
EFFECTIVE DATE: 10-13-87
GENERAL SUBJECT:ASSESSMENT DISTRICT
FINANCING OF PUBLIC
IMPROVEMENTS
SUPERSEDES DATE:
SPECIFIC SUBJECT:POLICY FOR USE OF
POLICY NO: 38
PAGEl OF 5
DATE ISSUED: 10-13-87
CANCELLATION DATE:
THE MELLO-ROOS COMMUNITY
FACILITIES ACT OF 1982
COPIES TO: City Council, City Manager, City Attorney, Department and
Division Heads, Employee Bulletin Boards, Press, File
BACKGROUND:
The City Council has adopted a Growth Management Program which con-
templates the construction of a large number of various public facil-
ities in the coming years. The City Council recognizes that the
Mello-Roos Community Facilities Act of 1982 provides a flexible tool
which may be useful in providing financing for the construction of
public facilities in conjunction with development.
The City Council anticipates that from time to time they will receive
requests from property owners of major planned developments to use
the Mello-Roos legislation for the construction of public facilities.
PURPOSE:
To establish a policy which will permit the use of the Mello-Roos
Community Facilities Act to assist in providing needed public
facilities.
To provide a procedure for processing applications for Community
Facility District financing and to provide a staff committee to review
such applications and to consider initiating Districts for Council
consideration where appropriate.
This policy is primarily intended to apply to Community Facility
Districts proposed for property which is predominantly undeveloped and
where the City elects to use public financing for appropriate public
improvements.
POLICY:
1. The City may allow the financing of public improvements or ser-
vices under the provisions of this policy where the public faci-
lities or services represent, in the City's opinion, a significant
public benefit.
CITY OF CARLSBAD
COUNCIL POLICY STATEMENT
EFFECTIVE DATE: 10-13-87
GENERAL SUBJECT:ASSESSMENT DISTRICT
FINANCING OF PUBLIC
IMPROVEMENTS
SUPERSEDES DATE:
SPECIFIC SUBJECT: POLICY FOR USE OF
POLICY NO: 38
PAGE 2 OF 5
DATE ISSUED: 10-13-87
CANCELLATION DATE:
THE MELLO-ROOS COMMUNITY
FACILITIES ACT OF 1982
COPIES TO: City Council, City Manager, City Attorney, Department and
Division Heads, Employee Bulletin Boards, Press, File
2. Facilities which may be considered shall be public facilities of
general benefit such as administrative facilities, libraries, fire
stations, parks, schools, a major drainage facilities, arterial
highways major bridges and freeway interchanges.
3. For all Districts the City shall select the special tax consultant,
bond counsel, and, if required, the financial consultant. The
design engineer and the underwriter will also be selected by the
City but in consultation with proponents of the District.
4. Where Districts are initiated by property owners,a sum sufficient
to pay all fees and costs for the proposed Community Facilities
District shall be deposited with the City by the proponents of
the district prior to award of any contract. The proponents
shall also be required to deposit with City a sum sufficient to
cover all City costs incurred in connection with review of a
proposed district including staff review, legal review, adminis-
tration, plan checking, investigation, City Council review and
inspection. These sums will be retained by City to the degree
used if the district is not successfully completed or if such
costs are not recovered by City from the district. Where the
district is successfully completed deposits may be credited against
taxes or reimbursed by the district under the terms of a prior
agreement.
5. If the City Council determines it is necessary, a financial feasi-
bility/market absorption study may be required prior to initiation
of a District. Where such a study is required the City will
select and retain the consultant with funds deposited by project
proponents. It is expected that the project property value to-
debt ratio should 4:1 after the installation of the improvements
to be financed. A project may be approved with a ratio between
4:1 and a minimum of 3:1 if the ratio is recommended by both
bond counsel and the underwriter and if the City Council finds
the reduced ratio to be within parameters acceptable to them. The
value of the property proposed to be taxed shall be determined
CITY OF CARLSBAD
COUNCIL POLICY STATEMENT
GENERAL SUBJECT: ASSESSMENT DISTRICT
FINANCING OF PUBLIC
IMPROVEMENTS
SPECIFIC SUBJECT: POLICY FOR USE OF
POLICY NO:
PAGE 3 OF
38
DATE ISSUED:10-13-87
EFFECTIVE DATE:10-13-87
CANCELLATION DATE:
SUPERSEDES DATE:
THE MELLO-ROOS COMMUNITY
FACILITIES ACT OF 1982
COPIES TO: City Council, City Manager, City Attorney, Department and
Division Heads, Employee Bulletin Boards, Press, File
by an M.A.I, appraisal, performed by an appraiser selected by the
City.
Property owners for all Districts will be required to provide for
full and complete disclosure of any Community Facilities District
or Assessment District financing applicable to the property to
prospective purchasers. The disclosure should include at a
minimum the following:
a. The maximum tax on the property;
b. The duration of the tax;
c.A list of the specific facilities the tax is for; and
d. The tax formula used in easily understood terms.
If the tax formula is such that a list of known payments for
each year can be computed, a complete list of payments for the
term of the bond shall be made for each parcel.
The City or a consultant selected by the City will determine the
taxing formula. The prime emphasis in this determination will
be fairness to the future property owner who will be paying the
taxes over years. Although this policy does not fix the method
of determining the formula, strong consideration should be given
to (a) a fixed annual amount or (b) a fixed amount increased
annually by a small percentage.
PROCEDURE:
1. Proponents desiring to form a Mello-Roos district shall submit an
application requesting a study for the establishment of a Community
Facilities District which shall do all of the following:
CITY OF CARLSBAD
COUNCIL POLICY STATEMENT
GENERAL SUBJECT:ASSESSMENT DISTRICT
FINANCING OF PUBLIC
IMPROVEMENTS
SPECIFIC SUBJECT: POLICY FOR USE OF
POLICY NO: 38
PAGE 4 OF 5
DATE ISSUED: 10-13-87
EFFECTIVE DATE: 10-13-87
CANCELLATION DATE:
SUPERSEDES DATE:
THE MELLO-ROOS COMMUNITY
FACILITIES ACT OF 1982
COPIES TO: City Council, City Manager, City Attorney, Department and
Division Heads, Employee Bulletin Boards, Press, File
2.
a.
b.
c.
d.
e.
Request the City Council to consider proceedings to establish
a Mello-Roos Community Facilities District.
Describe the boundaries of the territory proposed for
inclusion in the District.
State the types of facilities to be financed by the District.
Provide a detailed financial alternative analysis exploring
alternative funding options and demonstrating the advantages
which make a Mello-Roos Community Facilities District the
most desirable financing mechanism for the proposed
improvements.
Be signed by not less than ten (10%) percent of the registered
voters residing within the proposed District or by owners
of not less than ten (10%) percent of the land area within
the proposed District.
It is the intention of the City Council that proponents of a
District have an early opportunity to have the proposal reviewed
by City staff for compliance with this policy. In that regard,
the City Council hereby directs the creation of the Project
Review Committee. The Committee shall consist of the City Manager,
City Attorney, Community Development Director, Finance Director,
Planning Director, City Engineer, and City Assessment Engineer.
The Committee shall meet on request with proponents of a district
to review a project to determine whether or not the requirements
of this policy have been satisfied. Committee review shall take
place prior to the presentation of a Community Facilities District
project to the City Council. Whenever any such project is
presented to the Council it shall be accompanied by a report
containing the findings and recommendations of the Committee
made in regard to such project. The Committee may require the
proponents to furnish any additional information necessary to
the evaluation of the proposed District.
CITY OF CARLSBAD
COUNCIL POLICY STATEMENT
EFFECTIVE DATE: 10-13-87
GENERAL SUBJECT:ASSESSMENT DISTRICT
FINANCING OF PUBLIC
IMPROVEMENTS
SUPERSEDES DATE:
SPECIFIC SUBJECT: POLICY FOR USE OF
POLICY NO: 38
PAGE 5 OF 5
DATE ISSUED: 10-13-87
CANCELLATION DATE:
THE MELLO-ROOS COMMUNITY
FACILITIES ACT OF 1982
COPIES TO: City Council, City Manager, City Attorney, Department and
Division Heads, Employee Bulletin Boards, Press, File
Upon review of the proposed Community Facilities District and
after considering the report of the Committee, the City Council
shall determine whether or not to approve proceeding with the
formation of the District. It is the policy of the City Council
of the City of Carlsbad to limit projects to the criteria set
forth in this policy. The City Council reserves to itself the
authority to approve or disapprove any proposed Community Facil-
ities District based upon the evidence received at the hearings
held by the City Council. Any exceptions to the criteria of
this policy will be approved only upon an express finding by the
City Council that the project is so affected with a public interest
that the City should assist in providing tax-free financing for
the improvement in order to satisfy a public need. If the City
Council approves proceeding with the formation of the District,
City staff and the proponents shall proceed in accordance with
State law and the requirements of this policy.
Where there are multiple proponents of a proposed District they
shall designate a spokesman authorized to act for the proponents
in their dealings with the City. The spokesman shall be respon-
sible for collecting any fees for deposit with the City, providing
any necessary information to the City, and for communicating as
necessary back to the proponents.