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HomeMy WebLinkAbout1988-12-20; City Council; 9799; City Council Goals & ObjectivesCI"' OF CARLSBAD - AGENr2 BILL 37 DEPT. HD. CITY ATTV!!!!! -* '* CITY MOW- CITY COUNCIL ITG. 12/20/88 GOALS AND OBJECTIVES IEPT. RECOMMENDED ACTION: To receive a staff presentation on the 1988 City Council Goals and Objectives and establish goals for 1989. ITEM EXPLANATION: In December 1987, the City Council established its goals for 1988, by dividing them into five categories representative of the general service areas of city departments: Administration, Community Development, Cultural and Recreational, Safety, and Utilities/Maintenance. Subsequently, each department formulated specific objectives to carry out each of the Council goal s. Since the adoption of the 1988 Goals, staff has kept the Council appraised of the progress made on each of the objectives established for these goals for the first and second quarters of 1988. report is attached as Exhibit #1 and staff will be providing presentations in each of the five service areas along with projections of what will be accomplished by the end of this year. The third quarter progress Following these presentations, the City Council will be asked to take a short break while staff arranges the Chambers to allow for the City Council to consider its 1989 goals. After the break, the City Manager will overview a recently completed survey dealing with the values of our organization. goals and objectives system. The Values Survey was undertaken as part of the overall After a review of the Values Survey, the City Council will be asked to review its current goals and establish new goals for 1989. In January 1989, a summary of the 1988 year-end accomplishments will be provided to the City Council. Also, during this month, the work program and specific objectives in conjunction with the new 1989 City Council Goals will be presented at a Council meeting. EXHIBITS : 1. Third Quarter Progress Report of Goals and Objectives X Y Q)L 3m UP, t I m + 0 N L t 3 3 E b 1 5 I m rc 0 m xx X - Q, x E n - W Q 44 Q a I L .. v) rc 0 -x X *. -- r .. L In b 0 In c, P a3 U L 0 b c, J 0 Q, Y' 0 - u .- E E 0 u z Q, ? n r- x L 0 n Q, OL w > .- f! L 0, u* CY' J% Y m m x L m 3 - L Q, L n B c) ncd OaO m E E c- 3 .- %." 01 CD .- 2:. Ul 0 01 0 0 0 0 .- -. .. 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CITY COUNCIL GOALS AND OBJECTIVES DECEMBER 20, 1988 INTRODUCTION STAFF PRESENTATIONS - ADMINISTRATIVE SERVICES - COMMUNITY DEVELOPMENT - CULTURAL & RECREATIONAL SERVICES - SAFETY SERVICES - UTILITIES/MAINTENANCE 111. -- BREAK -- 5 MINUTES IV VALUES SURVEY REVIEW VD ESTABLISH GOALS FOR 1989 STRATEGIC VALUES IMPORTANT IN THE FUTURE SUCCESS OF CARLSBAD FINANCIAL STABILITY (80) QUALITY OF LIFE CONCERNS (79) TOP QUALITY SERVICES (74) TIMELY RESPONSE TO CITIZENSKUSTOMERS (73) MANAGEMENT EXCELLENCE (73) GROWTH MANAGEMENT (70) EMPLOYEE DEVELOPMENT (69) CUSTOMERKITIZEN SATISFACTION (69) ECONOMIC DEVELOPMENT (66) EMPLOYEE PRODUCTIVITY (64) REGIONAL PLANNING (64) CITIZEN PARTICIPATION (63) CITY-COMMUNITY JOINT INVOLVEMENTS (62) PUBLIC IMAGE (62) EFFICIENCY ORIENTATION (61) - STRATEGIC VALUESe 1. FINANCIAL STABILITY - ACHIEVING SOUND FISCAL POLICIES RESULTING IN A BALANCED REVENUE AND EXPENDITURE BASE MOST CRITICAL FOCUS FOR THE 2.QUALITY OF LIFE CONCERNS - FUTURE CREATING A LIVING ENVIRONMENT WHICH IS ENVIRONMENTAL SENSITIVE, FREE OF POLLUTION, NON-CONGESTED, AESTHETICALLY AND ARCHITECTURALLY PLEASING AND OFFERS WELL-ROUNDED CULTURAL, RECREATION AND OTHER ENHANCED QUALITY OF LIFE OPPORTUNITIES. 3.TOP QUALITY SERVICES - DELIVERING THE HIGHEST QUALITY SOCIAL, RECREATIONAL, CULTURAL, INFRASTRUCTURE, COMMUNITY DEVELOPMENT AND PUBLIC SAFETY VERY IMPORTANT SERVI C ES 4.TIMELY RESPONSE TO CITIZENKUSTOMERS - PROVIDING AS IMMEDIATE AND PRACTICAL A RESPONSE AS IS POSSIBLE TO THE CITIZENS 5.MANAGEMENT EXCELLENCE - HAVING THE HIGHEST POSSIBLE LEVEL OF EFFICIENCY, EFFECTIVENESS AND TALENT IN THE MANAGEMENT GROUP -\ TACTICAL :ALUES IMPORTANT id THE FUTURE SUCCESS OF CARLSBAD (MODES OF CONDUCT TO ACHIEVE STRATEGIC VALUES) INTEGRITY (79) OPEN COMMUNICATIONS (78) POSITIVE ATTITUDE (76) TEAM ORIENTATION (76) INNOVATION (76) FLEXIBILITY & ADAPTABILITY (76) FREEDOM TO MANAGE (75) PROACTIVE ORIENTATION (74) RESPONSIVENESS (74) ORGANIZATION DEVELOPMENT AND RENEWAL (73) THOROUGHNESS (73) TRAINING AND EDUCATION (72) CUSTOMER ORIENTATION (71) FAIRNESS (71) -- TACTICAL VALUEe 1. INTEGRITY - BEING HONEST AND ABOVE BOARD 2. OPEN COMMUNICATIONS - ISSUE OPENLY DISCUSSED, NOT "BEHIND CLOSED DOORS. 'I WILLINGNESS TO DISAGREE WITH EACH OTHER REGARDLESS OF RANK AND STATUS 3. POSITIVE ATTITUDE - REACTING IN A POSITIVE WAY TOWARD PEOPLE AND WHAT YOU ARE DOING 4. TEAM ORIENTATION - WORKING TOGETHER IN A COORDINATED AND OF INDIVIDUAL DIFFERENCES IN MAKING A CONTRIBUTION TO THE WHOLE COOPERATIVE WAY. APPRECIATING 5. INNOVATION - THE ABILITY TO DEVELOP AND IMPLEMENT NOVEL AND IMAGINATIVE APPROACHES AND SOLUTIONS; FINDING NEW, CREATIVE AND BETTER WAYS OF DOING THINGS. ENTREPRENEURIAL ATTITUDE. 6. FLEXIBILITY AND ADAPTABILIN - CAPACITY TO QUICKLY CHANGE IN AND/OR CHANGING CIRCUMSTANCES; ORDER TO MEET NEEDED RESULTS BEING PREPARED TO ACCOMMODATE TO OTHERS OR SITUATIONS, DESPITE THE POSSIBILITY OF SOME PERSONAL OR ORGANIZATIONAL INCONVENIENCE. 7. FREEDOM TO MANAGE - HAVING THE NECESSARY AUTHORITY OR AUTOMONY TO CARRY OUT RESPONSIBILITIES THE ORGANIZATIONAL UNIVERSE Most human organizations are complex: they consist of individuals, informal and/or formal groups, divisions, and so on. They have operational characteristics, implicit or explicit objectives and philosophies, and various levels of morale. In addition, they function within settings that sometimes contain canfiicting pressures. It is necessary to separate and identify the systems that constitute the organization before one can choose what to observe and where to placa emphasis in managing change within the organization. The Organizational Universe model provides a basis for looking through the whole at those stmchrres and processes that need to be monitored before change can be managed effectively. VALUES ........... . ., At the core of any human organization is. a set of values, an undedying philosophy that defines the reasan for the existence of the organization, the purpose for which it is established. So long as there is consensus on values among persons in position$ of power and inffuencs'within the organization, the work activity is likely to be marked by cooperation and coordination. Priorities are generally obvious, because the commitment to a commonty held set of values usually - motivates people to wok together in flexible ways.. Unfortunately, the vdutklon which the organizatiun was originally based frequently become lost in the shuffle of everyday work. One nonprofit association wzu created to provide lowast insurancs for members of a religious group. When it began to amass profits, it provided grants to the religious gmup for viuious projects. Its function then was changed; it became a political force within the system it was founded to serve. Other nonprofit organizations may find that obtaining funding has attained a higher priority than providing service. Organizational values affect purpose and management philosophy. When these values are not held in common, the lack of consensus creates a tension that can preclude organizational effectiveness. Managers may engage in empire building in order to further their careers at the expense of the coordinated functioning of the entire system. Thus, managers may need to consider values that are internal to the organization in addition to the tradition ones of making a profit and/or providing quality sewicas. These internal organizational values include: Cooperation Functional impersonal conflict Strategic openness Acceptanca of interdependenca Achievement of objectives Respect and dignity in the Clarity treatment of people Accsptanca of responsibility Commitment to studying the Thoroughness functioning of human systems Systematic problem solving Expressions of feelings as well Confrontation as points of view Providing and soliciting feedback Autonomy for individuals and Concreteness groups Authenticity Prcwctiors; rather than madon Experimentation Factors that affect organirational values am often covert and difficult to manage. Influential insiders and the prevailing reward system can sometimes "shape" the value system of the organization. The stability of the work force and the focus of recruitment can influenca the dominant set of values adhered to by the system. Crises, SUCC~SS~S, and failures also can lead to values shifts, as can the almost inexorable procasses of hierarchy, routine, and standardization. The permeability of the organization - its susceptibility to outside intrusion -- can be a determinant of the the stability of its core values. The value changes that result from these factors generally lead to institutionalization, rigidity, looseness, pluralism, or chaos. Managers need to be aware of the status of the value system underfying the operation of the organization in order to ensure that at least a moderate amount of consensus exists regarding the basic purpose of the organization. To maintain organitational values, a manager must monitor the extent to which people espouse a arnmon set of assumptions, philosophies, and purposes, and - more importantly - must exhibit value-oriented managerial behavior. The following are some things that managers can do to focus attention on values. 1. Keep organizational values explicit whenever possible. 2. Share your own values with your subordinates. 3. Support and model commitment to organizational values. 4. Assess the "fir between organizational values and those of workers. 5. Make value ansiderations a valid part of the agenda at meetings. 6. In problem solving, question values as well as facts and proC8dureS. .- ah 7. Look for value differences ("shuldsm and "oughts") underneath .. conflict 8. Avoid win-lose arguments about values. 9. Update the organization's statement of purpose. 10. Set goals that are consistent with organizational values. .situations. GOALS Organizational go& can be thought of as articulated values. For example, the goal statement "to increase our market share by 6 percent in the next twelve months" implies that attaining business growth is valuable. The goal "to develop and publicize a familyaunseling service by October 1" similarly may imply a value placed on expansion. Goals, then, are operational statements of underfying values. ._ (Articulstod Perhaps the most common organizational failings are in the areas of goals, roles, and communication. The latter two are both affected adversely by a lack of commitment to common goals. Lack of clarity with regard to goals can lead to disorganization, inefficiency, and ineffectiveness. . ... -, .. The goaks8tting pmcass needs to be made expliat whenever possible, and members of the organization need to be part of the procass if they are expected to be committed to ita outcarnes. The managerial implication is to pay attention to participation in goal setting. Meaningfui participation leads to a sense of involvement: this evokes a feeling of influenca that generates psychological ownership, which leads to c~mmitment. There is no shortcut to mmmitment; it evolves within individuals as a result of their perception of themselves as influential. Objectives are goals that have been made more specific. For example, the goal "to improve the order-processing system" may generate several objectives such as "in the next quarter, to reduce the data-processing time on an average order by thirty seconds.. When objectives are highly specific, they can be monitored more easily, but the individuals who implement them may lose sight of and commitment to the overall goal and value perspectives beneath them. Management by objectives (M80) programs fail more often than they succeed, usually for a combination of reasons: (a) they are imposed; (b) they inadvertently encourage individual objectives at the expense of group and * system aims: (c) the initial enthusiasm for the program is not maintained; (d) the goal-setting process does not extend to.lower level employees: (e) people work on the mom visible objectives: and (f) the programs are poorly implemented. As McConkie (1979, p. 472) concludes from an extensive review of evidencs regarding MBO, "Property implemented and maintained, MBO will do what it is designed to do. It is the practica, not the theory, of MBO that is frequently faulty ... The most serious faults in MBO applications canter around inadequate training for those implementing MBO and the lack of follow-Qp." In managing change it is important to relate desired outcomes both to organizational change as having implications that range along a continuum from general to specific: General Vision I Tactic Specific Technique Mission Purpose Goal Objective Strategy Managers must foster consciousness of the interrelationship between all these aspects of change if those persons would implement change are to have a proper perspective. The major managerial implications of this approach are: 1. Provide training in goal and objective setting for all personnel. 2. Model the pmcsss. (One school superintendent initiated an ME0 process for school principals by making a large poster of her objectives and displaying it in her reception area. People began to see its value and asked for assistanca in setting objectives for themselves.) 3. Create mechanisms by which all employees partidpate in goal setting. 4. Advocate organizational values during goal setting. 5. Assess the clarity of goals in all work-oriented encounters. 6. Test commitment to organizational goals. Because individual goals often override organizational ones, it is incumbent on leaders to make certain that the objectives of the system reflect both the wants of the organization and the needs of its members. STRUCTURE - Most people think of the organizational chart when they consider structure, but there are many other structures and systems within an organization in addition to the reporting relationships. In establishing an organization, one must consider not only its purpose and philosophy.(values) and aims (goais) but also how those goals will be implemented or made operational. One must establish a system of boss-subordinate relationships, methods of communication, procedures for making decisions and solving system problems, rules or guidelines for the conduct of organization members, ways of accounting for the outcomes of the organization's behavior, and a system for rewarding goal . attainment. All these systems constitute the organization's structure. , -- .- -. .-- -, - .-- . .,. . . . . .. . . , .. .. .. Each of the six _malor aspects of the structure of the organiqtion begins as a formal system,but-itS-Qpeqtioti'ori almost inevitably generates a parallel informal system. Often these i'nfannalgstems become more powerful in shaping , behavior that the formal systems that spawned them. Repofling relationships comprisb a formal system of stahrs and authority (a hierarchy or a matrix, for example). Everyone knows, however, that there is often discrepancy between the organizational chart and the dispersion of power within the system. A chart showing the relative power and influence of individuals by means of different size boxes would reveal the potency of the informal system. Most formal communication systems within organizations create more problems 'than they solve. Typical systems are meetings, reports, management- information systems, memoranda. and publications. Organization development practitioners have learned to be particularly alert to difficulties in this aspect of organizational Stnrcture because so many people problems relate to failures to communicate effectively. The fault usually is that the formal systems create communication patterns that are top-down, one-way, document-focused (as , . opposed to being focused on the transfer of meaning), unclear, and subject to competing interpretations. Therefore, an informal system arises in the forms of mmors, in-group sharing, speculation, and mtworks. These ways of obtaining and disseminating information are aping mechanisms; they encourage the tendency to Screen information to serve individual needs. Much miscommunication within organizations stems from the tension between the formal and informal systems. Disaffected and alienated organization members will believe rumors or gossip more readily than official pronouncaments. The decision-making procadurea within the organizational structure are the formal and informal ways that problems are solved within the system. Often there are regulations and precadents that govern how choices are to be made within the organization. For example, a supervisor believes that the overtime policy is unfair and ineffective. The formal decision-making policies dictate how that supervisor is supposed to initiate a reconsideration of the policy and how his or her request is supposed to be handled. Since these formal procedures are often frustrating to individuals, informal ways to influenca decisions are developed. Individuals resort to political behavior in order to obtain decisions that are satisfactory to them, and tension develops between the formal and informal systems. For example, the existence of an "old-boy network" that systematically excludes some classes of people (notably women and minorities) from participation in decision making invites the development of a competing formal system. This often results in a lose:fose situation, and organization problem solving suffers as a result. Norms are expected behawon. They are both formal and informal, and often the informal ones are me more powerful. Formal norms are explicit rules of conduct, governing such things as eating or smoking in offices, punctuality in report for work, safety, dress codes, etc.; informal norms (e.g., politeness, collusion not to confront each other, deference to authority, working for no pay on Saturday, etc.) are developed within a peer-influenca system. In consciously creating formal norms, managers cari expect resistance that may produce more potent informal interpersanaf expectations. For example, in one unit of the United States Navy the officam attempted to enforce a strict code regarding facial hair; the men retaliated by agreeing among themselves to begin wearing nonregulation black shoes. The formal aceountabillty system usually consists of the annual performance review, methods for measuring results of the behavior of individuals and groups, and a ff nand& accounting model. Unfortunately, informal accountability systems also appear. Manages may hold individuals personally accountable for csrtain outcomes or may "get on the case" of a given department for a while. Formal methods of accountability usually suffer from problems of measurement (as in education) and inadequate confrontation. Consequently, in some organizations there are many places to hide, and people collude not to confront inampetence. Instead of demoting or firing a loyal employee who has been over-promoted, an organization may create a new position: vica president for rare events. -An organization cannot withhold , evaluative feedback, both positive and negative, and expect individual and group effectiveness in the absents of accountability. The reward system is probably the most powerful determinant of individual and group behavior. Formal rewards usually include compensation, benefits ("perks"), and recognition programs (e.g., "employee of the month"). informal rewards are often motivating factors, however. Such rewards as having a private office with more than one window and a carpet, getting more salaried lines on one's budget, and being "stroked" in a meeting of an important group are very influential in shaping the behavior of individuals and groups. Expectancy theory (Nadler & Lawier, 1980) states that people will behave in ways that they expect will produca outcomes that they value. The pay system may have less saliency for some individuals than the opportunity for promotion, recognition for a job well done, or the broadening of one's task responsibilities. The organization structure consists of interdependent systems, each of which has both formal and informal components. This is the propec lows of organizational change, sin- it is the operating core of theorganizational universe. Problems that arise among the units of the organization can be traced to deficiencies in these six systems. Vertical intergroup problems (e.g., top versus middle management) often stem from difficulties in reporting relationships and comrnunicdin patterns. Horizontal intergroup conflict (e.g., manufacturing versus warehousing/shipping) can arise when there are ineffective accuuntability and reward systems. When decision-making procedures and nom are detrimental to specific classes of people, diagonal intergroup relations (e.g., black-white, male-female)l because strained. Managers must not only monitor the effectiveness of all aspects of the structure but must also assess their joid effects. Some guidelines to this approach are: 1. Study how power is dlstributed within the organization. 2. Institute crrtiques '."I ~t ~0~8- --- if& all meetings.. -@lo 3. set up fee _- ~cbps*S~thit ,- r"' iniim&ar\ day ue.~ organizationis well asdown,-. .,..7,rk...I .A,.- -. .>, _. .., , -.- ----- 4. Estab.lish proceduFs forkedng the deleterious effects zi'rumors. - (For example, in a crisis, create a rumor control center to provide accurate information.) 5. Experiment with consultative-&d consensus mGhods of decision making. 6. Condud an assessment and diagnosis of organizational norms. 7. Provide training for managers in conducting performance reviews. 8. Confront inadequate performance in a problem-solving way. 9. Develop employee participation in evaluating the pay-and-benefits system. 10. Look for informal ways to reward individuals. 11. Schedule team-building sessions for groups that are in conflict with each Managing the structure of the organization requires diligence, both because it is the essential core of the system and also because so many of its aspects are meeting?) . - et>.$ <.aa-51-A.: 2 . other before staging an intergroup confrontation. . .., covert. This requires a commitment to continuous assessment of the organization. CLIMATE The functioning of the organiaonal structure creates an emotional "wash." The climate of the organization is the psychological atmosphere that results from and surrounds the operation of the structure; consequently, it is both a result of and a determinant of the behavior of individuals and groups within the stnrcture. Gibb (1 978) emphasizes the assessment of the organization's trust level as a beginning point in managing change. Others emphasize different aspects of the climate, such as morale or stress. But although elaborate techniques have been developed to survey employee attitudes, the explanation of job satisfaction remains elusive. c It is important for managen to recognize that the organizationd climate and the attitudes of others cannot be controlled or changed directly. Attitudes can be .- .I thought of as rationalizations for behavior; if you change the behavior (through the reward system, for example), the attitudes will ultimately 'catch up." Problems in the organizational climate are likely to have roots in the structure. Consequently, organizational improvements are targeted within the structure. To improve the climate, one must make changes in the ways work gets done. For example, talking about trust does not generate trust and may produce the opposite. Trust results from achieving SUCCBSS in shoulder-to-shoulder work toward common goals. The primary action steps indicated by this approach to managing organizational climate are: .., z. . I. Monitor attitudes and rnoh well as organizational functioning. - 2. Focus on problem identification and prtablem solving in: a Reporting relationship (role expectations, reorganization), b. Communication patterns (especially in meetings; try outlawing memos), c. Dedsion-making procedures (initiate more consultation with d. Norms (rules; pressures for group conformity), - e. Accountability system (put some punch into the perfo&&reuiew; -. subordinates; experiment with consensus seeking in meetings), establish criteria for succass), ---:>fa. . * - administration: publish criteria for. promotions aad transfers).- - f. Reward systemJinitiate a multilevel task forts to investigate salary ., the causes of climate problems. .___. :-.. ... I ,'3 -_. .I 7 r\---z 3. Include the disaffected as well as those who are. satisfied when diagnosing 4. Push for visible results. . - --- -- . 7' - - = ,- -. -- -. .- - -=--a& . _.I. ..- r3 - r....: --e -y -- The organiiaiiiiiaiciimate caii a dragson ae p.&iiiictiyity.an@'oa~ ' attainment of the system. Manage- need to besensitive to the affects of -their - behavior on the climate,,md they should examina th!. stmwfefo fiqdyays ta ameliorate conditions; The organiz&& u&ts @3 @ileu,with which it must irrter. in - ., . - accomplish i6 @ak. Although this environment is somewhat different for each organization, otganitatiaps share some global,mflsidqratiqns; e.g., the- availability of energy affeds almost all human organiz;itions,.Wa terrd4to think of organizations as closed systenk, but they are all open in the sense that each has a pemmbie boundary. 1.n the organizational universe model this characteristbof penneabiiity is depicted by the uneven line surrounding the climate dimension. . Satisfactory transactions with the environment require that the internal structure by ffexible enough to cope with the unexpected. If the organization becomes excessively buremctatic, its members become more oriented to internal rather ' than external realities. Consequentty, they may lose their sensitivity to the environment, and theorganization may become vulnerable. The reverse situation - in which forces in the environment are permitted to upset internal priorities - promotes disorganization. For exampie, a consulting firm may ernbraca the dictum "the dent is king.' The problem is that any client could . I r create havoc within the system at nay time, and the resultant scramble could affect schedules, priorities, and innumerable other operations. ENVIRONMENT Cllants/Customers Board # v .. 0---- Govornmant c H t Confrontation 4 Tension \ * Corrorponding \ . .Politk8l Pressuro (Cooporrting) \ Groups Organizations in out culture have become increasingly permeable. The intrusions, in some cases, have affected the core values around which organizations have been buitt. Governmental regulations dealing with safety standards and with creating job and promotion opportunities for women and minorities have struck at the heart of many organizations. A system created to manufacture widgets does not necessarily function with similar effectiveness when it is asked to solve social problems. It may respond with resentment, resistance, and minimum compliance. The organization is, in effect, being told; "you are no longer only in the business of making products for a profit: you now have to make a contribution to the improvement of the community." In legal terms, this represents a "piercing of the carpoiate veil"; it requires the organization to shift its values, philosophy, and purpose. _- I , The organizational boundary often is ambiguous. Just as there are degrees of being "Inside,' there are degrees of being "outside" as well, because most individuals are members of more than one organization. Family and political ties can contaminate the workings of the organizational structure, for better or for worse. In addition, what is a primary environment for one organization may be a secondary one for another. The larger, macroeconomic environment that impinges on virtually all organizations is described by an increasing number of observers as turbulent (see Emery & Trist, 1978). Environmental disturbances can create challenges in almost all facats of the organization's operations: leaders find it more difficult to manager relations with and among relevant environmental components in their areas; the organization's niche in the marketplace becomes increasingly precarious. Some ways that managers can prepare to deal with this environmental change are: 1. Monitor the organitation's speed of response to changes in the environment. 2. Assess the costs of the degree of permeability that the organization is presently experienang. 3. Establish clear policies regarding transactions with components environment. -*a - 4. Be proactive in setting goak rather than simply mdngto-outside pressures. - .- a,-- ?-..) 1 r,- q -- 2- - -,=. - -I - - .-- *. - - ~ .- .-- . - ,~ .. -* I -, .. -9 .-- -4 *. .. -- -9:. a .ALS 4 a--L1 .,I I~,~ -:ctj2f ~~;lay ..,,i; ..,..ti - , *I-. ~. SUMMARY At the core of humartorganizadons-them is-a set af values; a raisorr -ietre, m implicit or explidt, dynamic system of strared belkfs: Wf~en cdnsensus about values is not maintained within the organization, members work in parallel at best and at cross-purposes at worst. Organizational goals are best understood in terms of thevatues on which they am based Objectives are targets that are extrapolated from the goals of the organization. Conflicts about gods can result from poorty articulatectvalk~est and human dismgmizationa~~ be defined as a lack of functional anmm objectives and-valuess~-'st~ret~or~ - implementing goals within m8rganizationcansists not only ot the organizational chart but atso of the CommUnicatiQn patterns, decision-making pmc8dums, nom, acceuntW#ty systems, and reward systems that support and lend substanca to the reporting relationships depicted on the chart. Within each of them six aspee& of the organizational structure there is both a formal and an informal element, a technical and a social component. For example, formal rules of conduct and informal social pressures toward conformity both constitute norms. The tension between the informal soaal system and the formal technical structure and a mediator of the productivity of the system. Furthermore, the organization exists within a larger environment. In order to interact effectively with its environment, it must resolve the conflicting demands that am made on it from the outside and must be sufficiently integrated internally to deal effectively stem creates a psychological atmosphere that surrounds and influences work Yh is climate is both a result (or symptom) of the functioning .... I I. I _- with such intmsion. Intervention into the organization in order to improve its functioning is best focused on its values, goals, and structure. Simiiariy, changes in the organizational climate follow from changes made in the ways people am tteafed with the structure. * REFERENCIS AIexurdor, M. Orgmizationd norma ooinionnrin. In J.W. Pfoiffr & J.E. Jonu (Edr). 7710 1978 mnud handbod tbr group focittaOn. Sm Ohgo. CA University AsS0ci;rtos. 1978. Emoy, F.E. 6 Trirt. EL Tho eawd tamrn d 0rganizrtion.l omdronmmta. In W.A. Pumon & J. J. Shemood (Ea). soCahthn#l systmna A SOUrC.bQOk SUI Oiogo. CA: University Asmuatos, 1978. GI-. J.R Trurt: A now vi.W d# .nd 0rgnittdkn.l dowbpmmt Lor Angoir: Guild of Tutors Prwr. 197% GOALS AND OBJECTIVES COMMUNITY DEVELOPMENT building engineering growth management housing & redevelopment planning 1988 TABLE OF CONTENTS - WHITE SECTION - Goal - Growth Management Accomplishments - Status of Zone Plans - Citywide Traffic Generation Table - Residential Addition Permit - Reduced Top0 - Fourteen Fields of Information - Permit Types - Street Name List - - Permit Activity Report - SALMON SECTION - - Goal - General Plan Update - GREEN SECTION - Goal - Streetscape Phasing P1 an - Public Parking Lots - 14th Year Entitlement - Community - Tax Increment Bond Issue - Urban County - Community Development Block Grant - Active projects Development Block Grant-Current Projects Bui 1 di ng Processing Your Industrial/Commercial - YELLOW SECTION w-1 w-2 w-3 w-4 w-5 W-6 w-7 W-8 w-9 w-10 s- 1 s-2 G- 1 6-2 6-3 G-4 6-5 G-6 6-7 - Goal Y-1 - Section 8 Housing - Statistical Information Y-2 Assistance Program Y-3 - Number of Units in Census Tracts Y -4 - Families and Income Y -5 - Section 8 Existing Housing - Rental I.- - GOAL * Maintain, monitor and implement the Growth Management Plan in accordance with Proposition E. w- I GROWTH MANAGEMENT ACCOMPLISHMENTS .- 1. Adopted 12 Local Facilities Management Plans. Zones 1, 2, 3, 4, 5, 6, 19, 11, 12, 20, 22 and 24. 2. Library (58,000 sq. ft.) secured funding July 7, 1987. 3. La Costa/I-5 Interchange financing guaranteed February 23, 1988. 4. Improvements to Elm/El Camino Real intersection. 5. Improvements at Elm/I-5. 6. Improvements to El Camino Real/La Costa Avenue. 7. Alga/Poinsettia connection from El Camino Real to 1-5 with 1st Phase of development in Zone 19. 8. Sewer improvements to Kelly Interceptor. 9. Secured Financing to improve Tamarack/El Camino Real intersection. 10. Implemented a Local Facilities Management Fee for Park Facilities for nonresident i a1 devel opment in Zone 5. 11. La Costa Ranch Parks Agreement - Southeast Quadrant: - 35 Acres to be dedicated 1/1/90, - Letter of Credit to construct 18.48 acres in the amount of $2.241 Mill ion. 12. Zone 19 Hillman Parks Agreement - Southwest Quadrant: - Dedicate 24.25 acres with 1st Final Map. - Letter of Credit to construct 15 acres in the amount of $1.725 Mi 1 1 i on. 13. Construction of Fire Stations 5 and 6 - to be operational next year. 14. Successful implement Wastewater Treatment Capacity Action P1 an. Additional Items: 1. Updated Parks inventory. 2. Adoption of new Sewer Master Plan. 3. 4. Adopted buildout Capital Improvements Program. Drainage Master Plan currently being updated. 1* 2* 3* 4* 5* 6* 7 8' 9 10 11* 12* 13 14 15 16 17 18 19* 20* 21 cdlavera Hills Kelly Ranch (mum & Ercad) SarmCiS La Costa (North) La costa southeast Lacostasouthwest Ecke RabertsonRan& sunny- Carlsbad Oaks Industrial Bressi Ranch carrill0 Ranch Hillman sauth College Residential East minsettia Residential STATUS Adopted on 09/01/87 CC Reso. No. 9221 Adcpted on 06/16/87 CC Reso. No. 9213 Adopted on 05/19/87 CC Reso. No. 9084 Adopted on 06/16/87 CC Reso. No. 9122 Ad- on 08/04/87 CC Reso. No. 9188 Adopted on 11/10/87 CC Reso. No. 9291 Technid Review (6/27/88 - Extendea) scheduled for Plannin~ camuss ' ion 12/21/88 Technical Review (7/12/88 - Extended) Buildout confirmed - Initial Planning Adopted on 2/23/88 CC Reso. No. 88-47. currently being revised. Initial Planning Technical Review (8/16/88) Technical Review (10/15/88) Initial Planning Initial Planning Initial Planning Adapted on 12/8/87 CC Reso. No. 9322 Adopted on 2/23/88 CC m. 88-46. Adapted on 9/6/88 CC Reso. No. 88-322 Initial Planning 22* IAlsk Ad- on 12/14/88 CC Reso. NO. 88-428 23 Green Valley No Activity 24* EMnsPoM Adapted on 12/20/88 CC Reso. No. 88-437 25 so. CoastAqhalt No Activitq Plans adopted by city council * GROWTH MANAGEMENT PROGRAM STATUS OF ZONE PLANS As of 12/20/88 Zone 3 - May 19, 1987 CC Reso. NO. 9084 ZOX 2 - J~ne 16, 1987 CC Reso. NO. 9123 20- 4 - June 16, 1987 CC Reso. No. 9122 Zone 5 - 4, 1987 CC Reso. NO. 9188 Zone 1 - September 1, 1987 CC Reso. NO. 9221 ZOne 6 - November 10, 1987 CC Reso. NO. 9291 Zone 19 - Jkce&er 8, 1987 CC Reso. NO. 9322 Zone 11 - FebNary 23, 1988 CC Reso. NO. 88-46 ZOX 12 - February 23, 1988 CC Reso. NO. 88-47 ZO~ 20 - Ekpknbr 6, 1988 CC Reso. No. 88-322 Zone 22 - Dece&er 14, 1988 CC R-. NO. 88-428 Zone 24 - Mw 20, 1988 CC F~so. NO. 88-437 Plans ZxxEakd far mcmid &view (~ccepted mte) Zone 7 - Calavera Hills - Buildout Confirmed Zone 8 - Icelly Ranch (Kaufruan and Broad) (11/16/87) Zone 9 - Sanunis - Technical Wiew (7/12/88 - Extended) Zone 14 - Rabertson Ranch - (8/16/88) Zone 15 - Sunny Creek - Initial Planning (10/15/88) ourerzolnes status Zone 10 - La Costa (NO-) - Buildout Confirmed Zone 13 - Ekke - Initial Planning Zone 16 - Carlsbad Oaks IMustrial - Initial Planning Zone 17 - Bressi Ranch - Initial Planning Zone 18 - Carrill0 Ranch - Withdrawn to be resukm 'tted Zone 21 - East Poinsettia Residential - Initial Planning Zone 23 - Green Valley - No Activity Zone 25 - Initial Planning 0- OL ALL -u Der mc 0 0 d h - 0 0 0 0 0 0 0 0 01 I Goo q 0 NI I 0 Ill 000 c (u O 0 0 0 0 m moo hNN mNV) 000 003a3 000 -4- I 0 m N 0 0 dh LI s 0 0 01 1 -0 0 00 00 03103 -0 w I ti- l 0 I l 0 N dI I 000 03003 0 03103 0 0 Ln 0 0 0 0 Y) cu A Wd 03 h L E! 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I I I I I I I I I I I I I I I I I I I I I I I I I I I I I m a I I I I IC I I I I I I I IC I I I I 1 I 1 I I I I I IC Ill II IU IU 1- 1 I I I I I I I I I I I I I I I I I I 1 I I I I I I I> la 13 I ILI IC lk- I1 IIE IS I I I I I I I I I I I I I I I I I3 IO IU I I I I I Id 1m Id Id Id I I I I I I 1- I I I , _I - I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I: I< 1: II I( II I: II I. 1I I I ii I~ I1 I1 I I I I I I. I I cnl LII J1 01 mi I1 I I1 cn 11 WI cnl 3 1’ 0 I1 I I1 I cn I! a I. 31 I- I: t I’ cn I: i 0 W l- a O? a o! n I? w 3 ln I .I I 1 I ! A: 01 t-0’ 31 t: LU. xa KU 0 W d 0 0 Ln OD m \ \o 0 \ e4 d I W l- a n a a c \ n C I- a a r c F 5 \ c. r 0 K LA r a a a a a w 3 Ly I W I- W I- F s - - ,- ni lJI 11 t-I -1 YI Y1 -I IJ XI 31 I I 31 JI >I 31 LI LI LI CI - - - - II ! ! I -I CI >I I I LFM ZONE QENERAL PLAN ZONING acHooL DISTRICT PARK DISTRICT WATER OlSTRlCT SEWER 01 STRl C T D R AlNAQE DISTRICT BRIDQE a THROUQH. FIRE SERVICE AREA QUADRANT REDEV. BEACH AREA OVERLAY ZONE COASTAL ZONE Fourteen (14) fields of information added to all parcels in Carlsbad, for Permit Tracking System and Base Mapping (CIS]. Bui 1 di nq Apartments Carl sbad Tract Commerci a1 Commercial/Tenant Improvements Condos Development Electrical Industrial I ndus t ri a1 /Tenant Improvements Mechanical Mi scell aneous Mobile Home P1 umbi ng Pool Residential Addn/ Retaining Wall Sign Single Family Sol ar Spa Alt. Permit Trackinq Svstem PERMIT TYPES ON COMPUTER Enqineerinq Grading Right of Way Sewer P1 ann i nq Agricultural Preserve Administrative City Manager’s CUP Coastal Development Condo Permit Carl sbad Tract Conditional Use Permit Day Care Permit Environmental Impact Report General Plan Amendment General Plan Consistency Hi1 lside Development Permit Local Coastal Plan Amendment Local Faci 1 it i es Management P1 an Master P1 an P 1 ann i n g Comm i s s i on Determination Preci se Development P1 an Planned Industrial Permit Precise Plan Planned Unit Development Resident i a1 Mobi 1 e Home Park Sate1 1 i te Antenna Permit Site Development P1 an Street Name Change Specific Plan Special Use Permit Var i ance Zone Change Zone Code Amendment Variance Permit 12/88 w-9 I CITY OF CARLSBAD STREET NAME LIST A complete listing of all public, private and (known) future streets for the City of Carlsbad has been compiled and is on the computer. Attached is a sample page. The ''from"/"to" streets and "length in feet" is shown for all "public" streets on the current list. This will be added for all "private" streets in the coming year. (The data from the "length in feet" was used for the transportation tax rebate, which is based on the number of miles of public streets in the City.) The ''type" field when blank, indicates a public street; 'IP'l indicates private; and 'IF" indicates future. Attachment BH: af c c c w-101, I m m 3 J (I) m ., W c tm(O I v ZAJ Y < a XI- CUI 3W oa cnu << ww aa CU <U Ct mu) 00 00 *< JJ c W U < a L c u WW -t io 0 0 _- a J I IA aan nap u aa ana I 1% 0 00 00 L 'd 2!? '8:: L Ed I I c YO 0 0 0 I- n O 0 m Q) 0 0 Q. 0 0 ro fu 0 0 IC t I 1 00 0 , 00 0 01 n -fu n 0 0 c- n oo 00 (u rnm 0 0 Ln fu 0 0 IC t ~ 00 0 1 I at n -tu n 00 0 c w, W E in V U W L I c : X a I 0 > K W v < W8 P w wn n I-wt-ZPZ e3a:wzw 3QW w azax I <wLL+I-c OWJ am3 ZX<JOCO wmaw(10wu) on 220 wwo 0 b-Ct 33- oow xra (om3 0 z W I c 3 0 U) '0 2 W n' Z W 0 Z W n V 2 <m w UW I- zc u) ox C ah w J < IC 'W C 100 E: 2' V 0. E. I- UI W I I I z C w t u) < w -I J e V 0 Z W i ! W L a t z C a, 01 Z W, 0 3 :: z a a m K m 7 2 0 I w + m W a IC tW .o w uc Qo a= W 0 W > a I c a 0 2 t < m' - K F c L. i r \ UQ w W E Grn c 0UI090000m000000om0~0oooooow~oInoooooooooooooooooooooooo J WW oo-fu~+~~nsr-~~.o~~mn+~~~~~~o-oo~fun~~~~a~oo~nw~~~~~o-~~~~~ . CW WO ~Ch~~~P~~~~~~ooooooooooo-----------~~~~~~~~a~~~m~mnmnm KC 000000000000-~-~~r-r-~-----~~~~~~~~~~~~~~~~~~~~~~~~~-~ I-< 000000000000000000000000000000000000000000000000000000 1 mo I 000000000000000000000000000000000000000000000000000000 i ! ! i ! 1 1 . ... . GOAL * Keep the General Plan up to date. s- I a 4 B 1 P 4 U z \ 0 z - 13 v) z 3 .- n W c w e t 0 0 c LL d n - v) W ). - W 0 v) z W 0 d e .- I- ? z 0 z - W v) H 2 * Continue programs. which contribute toward the economic development of the city, including but not limited to the Redevelopment Area. GOAL G- I AREA/DESCRIP!L'ION STATUS COMMENTS I Improvements at Village Faire I1 Carlsbad Blvd. and Elm Avenue West to Ocean I11 Ocean Street . sculpture Park IV Elm Avenue, Washington street to Pi0 Pic0 V Parking Lots Design Village Faire to complete Install Final Construction to start Plan March/April Check Obtaining State Right-of - Way Final Construction to start Design mid-late 1989 Final Construction to start Design March11989 PUBLIC PARKING LOCATION MAF * n - W - n 0 n m W t (1) 23 EXISTING, 10 NEW REDEVELOPMENT AREA PUBLIC PARKING SPACES Existing public lots 249 Lots to be constructed 136 Reciprocal Parking 80+ Designed 47 . .- PROJECT Chase Field URBAN COUNTY COEiWUNIm DEVELOPMENT BIDCK GRANT ACTIVE PROJECTS ORIGINAL CURRENT ALIX)CATION BALAN- $100,000 96,447 Historic Preservation Survey $ 35,000 Village Restrooms $ 30,000 Paint-A-Thon $ 10,000 Alley Reconstruction $ 26,200 35,000 30,000 10,000 26,200 PROJECT STATUS Construction to start January 89 Gathering data for Request for Proposal To be done at Ocean Street Park or Depot Needs Program Development Needs Redesign l4TH YEAR ENTITLEMENT COMMUNITY DEVEIX)PMENT BUCK GRANT PROJECT Bandshell at Magee Park Depot Interior Remodel Chase Field Buena Vista Playground Girls Club Oak Street Improvements Commercial Rehabilitation Residential Rehabilitation Sidewalk Improvements North side Grand between Jefferson and Madison Maxton Brown Park $20,000 15,000 30,000 15,000 10,000 70,000 60,000 30,000 10,000 10,000 STATUS Environmental clearance is being processed on all projects. G-S TAX INCREMENT BOND ISSUE $12,000,000 Issue $11,000,000+ Proceeds - ALIDCA'IZD F"DS $3,500,000 Senior Center - 900,000 Parking - 800,000 Beach Bluff Walkway 6,000,000 Streetscape - COMMITTED F"DS $3,500,000 900,000 800,000 .- I G- b ._ .- City of Carlsbad PROCESSING YOUR INDUSTRIAL/COMMERCIAL BUILDING February, 1988 INDEX ITEM PAGE - BRIDGE E THOROUGHFARE DISTRICT MAP. ....... Attachment 4 BUILDING PERMIT ISSUANCE 4 .................. .- BUILDING DEPARTMENT REQUIREMENTS ............. 3, 4 FEES For Building Permits ................ Attachment 2, 3 7 Other Fees .................... Attachment ......................... 1 FIRE HYDRANTS GRADING.. ........................... 2 LOTS, CREATING OR CHANGlNG THEM .............. 2 PLAN CHECK DEPOSIT FOR RUILDING PLANS ........... 4 PLAN CHECK TIME FOR BUILDING PLANS ............. 4 PLANNING PERMITS AND FEES ................... 2 PLANNING REQUIREMENTS ..................... 2 PLAN SUBMISSION FOR BUILDING PERMIT ............. 4 ROOF MOUNTED EQUIPMENT ............... Attachment 6 RIGHT-OF-WAY WORK. ...................... 2 SAMPLE PERMITS .................. Attachment 2, 3 SITEPLAN.. ........................... 1 TITLE SHEET OF PLANS ...................... 1 TRAFFIC IMPACT FEE MAP ............... .Attachment 5 ZONE SUMMARY ..................... Attachment 8 G-7 la- . lNTRODUCTlON Welcome to the City of Carlsbad. If you wish to build industrial or commercial buildings in our city we hope this manual will be informative and help you through the process. All the applications you may require are submitted to Development Processing Services at 2075 Las Palmas, Carlsbad, CA 92009. Development Processing is composed of representatives of the Building, Planning and Engineering Departments. This division will be assisting you through the processing of the forms, permits and applications. Skilled personnel are available to you in this division. You may visit US or telephone at (619) 438-1161. For almost every application, you will need a site plan. SITE PLAN The site plan will show the following: 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. Property lines North arrow Easements Dimensioned setbacks and distance between buildings Finish floor elevations Finish grade adjacent to buildings Con tours Drainage Parking and circulation Existinq and proposed: a. structures b. street improvements c. slopes d. driveways e. utilities including sewer, water, gas, electric, firelines and hydrants. ENGl NEERING REQUl REMENTS Fire Service Lines or Hydrants If required, you will submit one set eac.. to the local water dis.rict and Fire Department for approval. After approval, you will submit a legal description to the water district and Engineering for an easement which may need to be dedicated to the city. This legal description will require approval by both jurisdictions. Telephone an Engineering Technician, 438-1161, for time required and fee information. -1- G-7 /3 Gradinq If you are doing any grading, you should telephone an Engineering Tech (see above) to see if YOU need a grading permit. Three sets of plans are required and processing time is 4 to 6 months. The fees are based on the amount of dirt moved. All grading must be completed and accepted by the Engineering Department before a building permit can be issued. Cresting Lots or Chanqinq Them This will require the filing of certain maps and documents with us. It must be done before any grading or building permits are issued. Time required is 2 to 3 months for an Adjustment Plat, 4 to 6 months for a Minor Subdivision (4 lots or less)’, and 9 to 12 months for a Major Subdivision. Again, use your telephone for specific details. Work in Riaht-of-Wav This work would be driveways, sidewalks and utility installations. An Encroachment Permit is required, along with liability insurance and a $25.00 fee. A few days may be required to process. PLANNING REQUIREMENTS Zoning is the key word and you probably got deeply involved with us when you purchased your property. Each zone has development standards governing setbacks, building height and uses permitted. Some zones, such as VR, RP-Q, PM and within the Airport Influence Area, require additional Planning Permits such as Redevelopment, Planned Industrial, Site Development and Specific Plan. An Environmental Impact Assessment is usually required on all projects. A telephone call to a Planning Technician (619) 438-1161 will give you additional information on any permits required by your project. Types of planning permits, application fees and typical processing times are as follows : PERMIT FEE - Redevelopment No Fee Planned Industrial $ 100 Site Development $ 365 Specific Plan $1090 Environmental Impact Asses. $ 175 PROCESS TIME 3 - 6 months 1 - 2 months 3 - 6 months 3 - 6 months concurrent with above -2- .- .- G-7 I+ The city has an informal vRESUBMITTAL REV1 EW" process for planning permits whereby you can submit a preliminary site plan for a staff review to identify whether there are any major issues with the permit. This is a service provided to applicants in order to identify and resolve major concerns at an early time, SO that once an apolication is formally submitted, the process can be streamlined. You are encouraged to take advantage of this process. Once you officially submit an application for a planning permit, it will be assigned to a project planner and a project engineer. You will be told who these two employees are and then all of your contact with the city until your project is approved should be with these two people. BUILDING REQUIREMENTS You may apply for a building permit after all Planning Department permits have been approved. You may apply during your grading, but the permit cannot be issued until the grading has been approved and accepted by the Engineering Department. Requirements 1. Three complete sets of plans including site plan, handicap requirements, plumbing, mechanical, electrical and if the zone requires, landscaping. 2. Two Title 24 energy calculations with CF-1 imprinted on the plans. 3. Two soils reports with foundation recommendations. 4. Two structural calculations. 5. One completed Industrial Waste Permit application. Title Sheet of Plans Will Show 1. 2. 3. 4. 5. 6. 7. 8. Site address Assessor's Parcel Number Lega I description Zone Type of building (office, warehouse, tilt-up spec., etc.) Applicable codes - UBC, MECH., ELEC. , PLBG. Building area (show parking garage separate, even if part of building). Number of stories -3- G- 7 /5 . .- ..- .I - 9. Type of construction 10. Building sprinklered (Yes- No - 11. Occupancy classification 12. Contact person: name, address and daytime telephone number. NOTE: All equipment on roof is subject to city policy, ROOF MOUNTED EQUIPMENT (attached). YOUR CONTRACTOR WILL NEED: Certificates of Insurance on file with the city and a City business License. SUBMISSION OF PLANS Submit your plans to us at 2075 Las Palmas Drive. One set will be forwarded by us to Esgil Corporation, our contract plan check organization. We have a short, guaranteed plan check time because Esgil Corporation can expand to cover any increase in workload by assigning additional engineers to the Carlsbad account. There is no need for additional payment to expedite the work. Esgil checks the architectural, structural, mechanical, electrical, plumbing and handicap regulations. The contractor will also offer a pre-plan check conference to you as part of their services to us. Call (619) 560-1468 for an appointment. The second set of plans is forwarded to Planning and Engineering for compliance with zoning and engineering regulations. The third set is forwarded to the Fire Department to be checked against their requirements. It should be noted that our ordinances require that a building of 10,000 square feet or more requires a four-hour wall or fire sprinklers. A plan check deposit will be due when you submit. It is based on our valuation of your building. The amount can be determined in advance if you will telephone and ask for a Building Technician or Planchecker. Plan check time for commercial/industrial buildings is 17 working days to the first correction list which is mailed to you. Further time is dependent upon your ability to make the corrections and resubmit. You may resubmit the corrected plans directly to Esgil, or to the City, for recheck . BUILDING PERMIT ISSUANCE This permit is issued only after approval of the three departments noted above. The City has many different fees which can add up to a surprising total if you are unaware of them. To assist you in anticipating what your costs might be, we have created two sample permits as part of this brochure. One permit is for a 30,000 square foot industrial building, tilt-up and speculative. In our system this means the building has no plumbing, electrical or mechanical, no energy, and cannot be occupied without a tenant improvement permit. The second -4- .- assumes a 30,000 square foot Complete office building which is ready for occupancy upon completion, and may Or may not have further tenant improvement permits subdividing the Space in the building. The fees are explained in the Ifsummary Of Fees" page preceding the sample permits. Maps are also attached showing how the Bridge and Traffic Fees may apply to your building. Not covered by the two exmples but additional fees that may be required include drainage ffees, if you are subdividing the property, and school fees which are collected by the School District. Attachments Explanation of Fees Shown on Sample Permits (1) One sample permit of tilt-up building (2) One sample permit of complete office building (3) Map Bridge and Thoroughfare District (4) Map Traffic Impact Fee Areas (5) Roof Mounted Equipment Policy (6) Summary of Fees that Might Affect Your Project (7) Zone Requirements (8) -5- 4 m .- a L W U m 3 c a aJ & - m +-I vl 0 0 0 4 aJ aJ 4- c 0 4 W a c c 0 0 .r I I I I I I I I I =I aJl c)I VI1 hr VI1 I tl aJ 3 W 0 c m +-I .U U 2 L E 0 O 0 4 aJ aJ LL -0u aJ Lc .- .C 3 CaJ wc LO U U I I 01 101 101 -1 0 0 0 N c s Lo m cn Q mi -1 1 I I I I I I I I I I I I I I I I I c>I CI 01 LGI I I I I c. 3 c3 h a0 eo a- n- Y aJaJQI EEC 000 GEE 0 0 0 cv P h - LL L v t- z 0 0 3 L 3u 'A 3 'C u .C .C WEE k -- -LL "$2 W LL L; 0 I Ut aJl LLI I - = c a c Attachment 1 -- h 1 2 B 2 5 Y Y - - I I n n a 3 3 n a z 1 s I - .~. . . -- .- .- BRIDGE & THOROUGHFARE DlSTRlCT DISTRICT BOUNDARY Attachment 4 . .. . CARLSBAD TRAFFIC IMPACT FEE AREAS 1 - Area of Traffic fees other than La Costa 2 - La Costa Traffic fee area Attachment 5 ~ - _. POLICIES AND PROCEDURES I - EFFECTIVE : 05-01 -84 1 SUBJECT: ROOF MOUNTED EQUIPMENT SECTION: BUILDING OEPARTMENT PURPOSE: PROVIDE INSTALLATION STANDARDS FOR ALL ROOF MOUNTED EQUIPMENT AND PENETRATIONS ON COMMERCIAL AND INDUSTRIAL BUILDINGS. INTENT : POLICY: A. 8. C. 1. 2. 3. 4. 5. 6. 7. Maintain roof integrity. Prevent hazardous condition to firemen who must fight fire on the roof. Provide an installation that is aesthetically sensitive to the bui 1 di nq and the adjoi ni ng properties. All equipment shall be concealed from view and the design* sha meet the approval of the Planning Department. All equipment shall be specifically designed and approved for exterior use and shall be approved by the City of Carlsbad Building Department. All roof mounted equipment shall be on a platform which shall be an integral part of the roof--flashed and waterproofed. When a screen is approved, it shall have as few roof connections as possible and be structurally adequate. All electrical, plumbing, mechanical duct work and related pioing shall be inside the building and not on the roof. All connections related to equipment shall be made in the same roof opening on the olatform or meet the approval of the City of Carlsbad Building Department. Sewer vents shall be brought to one main vent below the roof and have one penetration where restrooms or other plumbing fixtures are back to back or in the general proximity. Air exhaust fans and other equipment shall be within the building and use the same roof opening where restrooms and other eauipment are back to back or in general proximity. Existing buildings and equipment, remodel or reDlacernent, shall meet the above regulations or shall have the aDproval of the City of Car 1 s bad Bu i 1 di ng Depa r tmen t . Where new equipment is installed, unused or abandoned eauioment, including all roof mounted piping, electrical, mechanical, duct, and other related appurtenances shall be removed from roof and unused openings properly sealed to maintain roof integrity. *The architect should, through desiqn, conceal the heating/AC ilni t and other equipment whether they are on the roof or elsewhere. c Initiated By: I Approved By: City Manager Attachment 6 C -7 113 SUMMARY OF FEES THAT MIGHT AFFECT YOUR PROJECT This is a general summary. you should telephone Development Processing 619 438 1161 For specific information ADJUSTMENT PLAT 150 APPEALS To City Council To Planning Commission BRIDGE AND THOROUGHFARE - see BUILDING PERMITS section . BUILDING PERMIT I1 BUILDING PLAN CHECK FEE II BUSINESS LICENSE TAX I1 CERTIFICATE OF COMPLIANCE CONDITIONAL USE PERMIT CITY MANAGER'S CONDITIONAL USE PERMIT 275 175 100/lot 420 45 DRAINAGE FEES - Payable only if you are dividing land - 13 areas - telephone ENCROACHMENT PERYIT - see !JORK IN RIGHT OF WAY section ENVIRONMENTAL IMPACT ASSESSMENT 175 EYVIRONYENTAL IMPACT REPORT SUPPLEMENT TO ABOVE FINAL PARCEL MAP Minor Subdivision FINAL TRACT MAP Major Subdivision FIRE HYDRANT FEES - Telephone Finance Dept 434 2883 GRADING CASH DEPOSIT see next page GRADING PERYIT FEE G2ADING PLAN CHECK FEE IYPROVEMENT PLAN CHECK I :4PROV EMENT I NS P ECT ION INSPECTION OVERTIME (on request) -1- Attachment 7 700 f actual cost 400 + actual cost 400 175 + 3/lot 2500 deposit lo? of est grading 1.5-..-6'4 engr est 3Y-i.: engr est 60lhr G-7 /I+ SUMMARY OF FEES - Page 1A FMXMT E 100 cubic yards or less $ 25.00 101 to 1,000 cubic Yards $ 35.00 1,001 to 10,000 cubic Yards $ 50.00 10,000 to ~00,000 cubic Yards $ 50.00 for the first 10,000 cubic yards plus $25.00 for each additiondl 10,000 cubic yards or fraction therwf. 100,001 to 200,000 Cubic Yards $ 275,OO for the first 10,oo cubic yards plus $15.00 for each additid 10,000 cubic yards or fraction thereof. 200,001 Cubic Yards or mr~ $ 410.00 for the first 10,000 abic yards plus $7.00 for ea& additiondl 10,000 cubic yards or fraction thereof. 100 Wic Yards or less $ 25.00 101 to 1,000 Cubic Yards $ 35.00 for the first 100 cubic yards plus $15.00 for each additional 100 cubic yards or fraction thereof. ~OO;OO~ to 10,000 Cubic yards $ 170,OO for t! first 10,000 cubic yards plus $15.00 for each . additiondl 1,000 cubic yards or fraction therwf. 10,001 to 100,oO cubic Yards $ 305.00 for t!!e first 10,000 cubic yards plus $15.00 fcr eac! additiondl 10,000 cubic yards or fraction thereof. 100,001 cubic Yards or morc $ 440.00 for t?e first 100,000 cubic yards plus $15.00 for each additional i00,000 cubic yaxis or fractian therrf. -1A- Attachment 7 G-7 SUMMARY OF FEES - Page 2 .- MASTER PLAN PARK IN LIEU - Applies only when dividing land - telephone 1635 + 5/acre .- PLANNING COMMISSION DETE9MINATION PLANNED INDUSTRIAL PERMIT PRECISE DEVELOPMENT PLAN 330 100 440 PUBLIC FACILITIES FEE - see BUILDING PERMITS section QUITCLAIM OF' EASEMENT R E D EV E LO P M E NT P ER M Z T RIGHT OF WAY PERMIT 150 No Charge 25 SATELLITE PERMIT SEWER 25 1000/ equiv dwel unit _- SEWER LATERAL 4" line, 30' long, 10' deep 6" line, 30' long, 10' deep 6 90 81 0 SITE DEVELOPMENT PLAN 365 SPECIAL USE PERMIT SPECIFIC PLAN 420 1090 _- STREET NAME CHANGE STREET SIGN DEPOSIT STRUCTURE RELOCATION 350 19 to 129 200 TENTATIVE PARCEL MAP - Minor Subdivision 400 .- TENTATIVE TRACT MAP 1 - 25 units or lots 101 or more 26 - 100 530 765 1310 - Attachment 7 ._ 1 /20/87 - -2- G-7/1(, 1 W 3 w3 c-l 82 z 0 em 32 b.0 b 0 z m wv) m4. 3w OPU wzw w3> eo0 uuu ze3 4 1 z 4 z . c 4 z z . 1 u vi m m Y - vi lrl r? 4- 122 %- a- \& 2" 4 z . 4 . z a z . 4 1 z N 0 $5 ,9 5 a 4 2 . a . z 4 1 < 1 z z d z . 4 1 z a . a . z z _- I 4 z 1 4 z . a 1 z .- .- .- I--+--- .- 6-7 I,, A ttachrnen t 8 -1- I en z 0 U w V cz e. mw a0 V w zw ow vim 3 wn w VI 0 w a a. m w a c( M. ?Y5 w-l xa. u z M 5 w P z X W. au z mo 4N a i I I 2- .- I U iy YI - Clh Oh v, a- " E5 \ 4 WC 2 9s N 0 v, w a Vh <: .- - -2- Attachrnen t 8 _- I * Continue to implement 1 GOAL the housing element of ~ the general plan in order I ~ to provide housing oppor- 1 1 tunities of all economic I I segments of the city, I ~ I ~ Y-l .- . _. .- SECTION 8 HOUSING STATISTICAL INFORMATION DECEMBER 13, 1988 ETHNICITY & RACIAL BREAKDOWN FAMILY COMPOSITION Asian 11 Black 14 Hispanic 96 Pacific Islander 2 white - 204 327 Single Female, Elderly 119 Single Male, Elderly 31 Couple, Elderly 14 Couple, Elderly w/child 1 Large Family 60 Disabled/Handicapped Male 7 Female 10 Small Family 75 Small Family, Disabled/ Handicapped 6 Small Family, Male Head 3 Single Family non-disabled, non-elderly 'I Total 327 .- CITY OF CARLSBAD SECTION 8 EXISTING HOUSING RENTAL ASSISTANCE PROGRAMS ** * * * * * * * * * * ** * ** * * * * * * * * * * * * * * * * * * * * * * * * * * .................................... EQUAL OPPORTUNITY HOUSING ............................................................................. * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * .* * * * * * * * * * * * * * * * * * * * * * * '* * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * ............................................................................. * * ............................................................................. \I- Ill --i _I HoUSINQ AUTHORITY ORGANIZATION Local Governments activate and organize Housing Authorities through state law to meet local housing needs. Carlsbad Housing Authority created in 1970 The City Council wears many hats, one is the Carlsbad Housing Authority. 1971, The first housing pro- gram in Carlsbad was the Section 23 Housing Assistance Payment Program. - 1979, Section 23 converted to Section 8 Housing Assistance Payment Program . 1986, Carlsbad Housing Authority received 25 Voucher allocations 1972, The city leased units from private owners and then sub-leased to the eligible participants. HUD FUNDED PROGRAMS Once the Housing Authority is organized, it can apply for Department of Housing and Urban Development (HUD) monies to fund housing programs. In Carlsbad these programs are the Section 8 Certificate and Voucher rental assistance programa. - CERTIFICATES: CERTIFICATES HAVE NO MOBILITY, AND HAVE A RENT CAP. .- VOUCHERS : VOUCHERS HAVE MOBILITY AND HAVE THE DIFFERENCE IN RENT. - NO RENT CAP. THE PARTICIPANT PAYS n CATCHINO UP ON YOUR INTERNAL PROGRAM XiENthe Housing Authority receives funds for rental assistance, the Housing Authority organizes internal controls and develops procedures to administer the programs. I have to keep up on my filing. HOUSING & REDEVELOPMENT ADVISORY COMMITTEE: Reviews the Administrative Plan and the Policies & Procedures before submitting them to HUD, Los Angeles for approval. The Carlsbad Housing Authority accepts the documents. Administrative Plan: The guide used to admister, develop and monitor the program. Policies C Procedures: The funtional guide for staff. ADMINISTRATION Controlling Checklist I- - COMMUNITY OUTREACH After funding and administration development, Authority promotes outreach efforts in ordertBnsure funds are targeted properly within the community. created. the Housing If necessary waiting lists are WHO IS A MINORITY? CATEGORIES: Elderly: 62 yrs. of age or older Handicapped/Disabled: according to the Social Security Act of 1937 Family: two or more people related by blood, marriage or a stable re- lationship. PRE-APPLICATION initial application those verified eligible ELIGIBLITY LIST - PROGRAM OUTREACH: Presentationsto organizations and owners are made. Advertising, newspaper, radio and on T.V. agencies. Churches and schools are notified. Participating owners and apartment complexes receive flyers. All local social service agencies are informed as well as government Y-3 Is ELIaIBILITY DETERMINATION CERTIFICATE OF FAMILY PARTICIPATION Applicatloar list and elidibility is determined. Only those applicants whose income is below 50% of the median income for San Diego County are eligible to participate in the Carlsbad housing programs. are taken from the waiting I Let's begin the interview. I I I 1 I t 8 i I i f i I i ! ! When an applicant is found eligible, a Certificate of Family Participation is issued. The number of Certificates is detrmined by the total allocation authorized by HUD. ALLOCATION BREAKDOWN FOR THE CITY OF CARLSBAD 1Br. 2Br. 3Br. 4Br. 176 90 44 - - - - 22 = 332 * Of 332 allocations, 5 are mobilehome rentals FAIR MARKET RENTS = FMR's (utilities included) 1Br. =$534 2Br. =$626 3Br. =$783 4Br. =$876 and 25 are vouchers 't -sic Mobilehome space rental $217 3 Once applicants receive a 3 I h - .- .. - h Certificate they are authorizedto seek suitable housing. Participation in the program is voluntary. Applicants must approach prospective landlords and attempt to rent housing. The Hou8ing Staff is available to answer inquiries and counsel the applicants. All units within the community are eligible for the program as long as the rent is below the Fair Market Rent (FMR) for the Sen Diego County area. Units must also be inspected to insure they are safe, decent and sanitary. PROORAM MAINTENANCE In brief, the person completes a pre-application, the information is verified. From the eugiblity list the person is briefed and certified. participant finds a unit and willing landlord. HQS, Housing Quality Standards. A contract is entered into with the Owner. cipant pays 30% of his income toward his total rent, and the program pays the balance as the subsidy. Staff has the responsibility to monitor expenditures. Request partial payments from HUD, control the budget, counsel tenants and landlords, meet Fair Housing requirements, main- tain program performance, and meet all rules and regulations governing the program. With the certificate the The unit is inspected, must meet the The parti- INSPECTIONS: INITIAL, Move-in ANNUAL, Evy. 12 mos. or upon owners request. MOVE-OUT, Unit clean & vacant CERTIFICATION: El igibility for progra RECERTIFICATION: Once evy. 12 mos. ITERIM: When income or family composition changes RENT INCREASE: An annual adjustment factor is allowed EPILOGUE ONE OF STAFF'S MOST CRUCIAL FUNCTIONS 1s MONITORING PROGRAM PERFORMANCE. 1s ASSURED OF A PROGRAM THAT WILL ATTEMPT TO MEET THE HOUSING NEEDS OF WITH THIS ACCOMPLISHED, THE COMMUNITY VERY-LOW INCOME PERSONS OF THE COMMUNITY- PRE-APPLIUTIONS : ELIGIBILITY LIST: . .- INCOME LIMITS PLA"ING,DEVELOPING MONITORING ANNUAL ADJUSTMENT FACTORS intake, follow-ups, address changes, application up-dates. update, note changes, preferences, bedroom changes. . -- MOVE-OUTS & MOVE-INS ._ ..- CENSUS TRACT MONITORING OWNER CLAIMS FMR's, FAIR MARKET RENTS COORDINATION & IMPLEMENTATION OWNERSHIP CHANGES STATISTICAL REPORTS UTILIZATION REPORTS FAIR HOUSING RULES & REGULATIONS FRAUD CONTROL ACCOUNTS RECEIVABLES BRIEFINGS RENT NEGOTIATIONS WARRANT PAYMENTS & ADJUSTMENTS CONTRACT COMPLIANCE INVESTIGATING COMPLAINTS TENANT/LANDLORD RELATIONS HOUSING QUALITY STANDARDS COMPLIANCE REFEWS CENSUS TRACT # 179.00 262 - 178.03 178.01 198.00 180.00 31 12 5 9 178.04 7 200.03 1 FAMILIES: INCOME -. I I I Source of Income County Construction Fieldworker Dr.'s Office S.S.I. City Atdg. School & AFDC AFDC only Male AFDC Bank School Empl. Camp Pendleton Beauty Shop Garment Factory Factory La Costa Disability Hotel/Motel Flower Industry Landscaper AFDC & Child Support Self Gas Station AFDC & Self SiS.1. over 62 yrs. Sales SOC. Sec. only AFDC & Empl. AFDC & Hskg. S.S.I. & Empl. Off ice Car Country City Hospital Restaurant Supermarket # 2 5 2 3 5 1 3 21 2 2 5 5 2 2 10 3 2 4 8 2 1 2 3 2 3 5 3 5 6 4 1 1 1 4 5 2 - Source of Income Security Country Club School Empl. & AFDC Sales & AFDC Convalescent Home AFDC & S.S.I. AFDC & SOC. Security - #, 1 1 1 1 4 5 1 AFDC= Aid to Families with Dependent Children S.S.I.= Supplemental Security Income