HomeMy WebLinkAbout1999-09-14; City Council; 15390; Clarification Of Vacation Accrual PracticeCl- OF CARLSBAD - AGEN-4 BILL w a t
FOR MANAGEMENT AND GENERAL EMPLOYEES
RECOMMENDED ACTION:
Adopt Resolution No. 99 -3%” compensating affected management and CCEA represented
employees for vacation hours in excess of the accrual maximums and limiting the City’s fiscal
liability to existing accrual maximums for affected management and CCEA represented
employees. Additionally, establishing an annual voluntary conversion of accrued vacation
hours for affected management employees.
ITEM EXPLANATION:
Maximum vacation balances have been established with the various employee groups and are
outlined in the City’s Personnel Rules, the Memoranda of Understanding with the City’s
different bargaining groups, and the Management Compensation and Benefits Plan. These
maximum vacation balances are intended to put a cap on the total number of vacation hours
that an employee can earn and accrue. Theoretically, once the maximum is reached, the
employee does not earn or accrue any additional vacation hours until his/her vacation balance
falls below the maximum.
As a result of the conversion to a new payroll system in January 1998, City staff became
aware of a concern involving the accrual of vacation hours for all full-time and three-quarter
(3/4) time employees. The intent is to cap an employee’s vacation hours at a predetermined
maximum, and these vacation accrual maximums are not currently enforced for City
employees. It is only when an employee leaves City service that the vacation accrual
maximum is enforced, as terminating employees are compensated only for hours up to the
maximum. When City staff became aware of this practice in January 1998, it was determined
that vacation hours would be displayed in two separate areas on the employee’s paycheck.
Any hours below the vacation accrual maximum would be reflected as “Vacation” and any
hours over the maximum would be listed as “Vacation Over Max.”
The City’s long-standing practice is to pay employees for vacation hours up to the maximum
when they leave the City; hours listed under the column of “Vacation Over Max” are
currently “forfeited” upon an employee’s separation from City service. Although the City
historically has not compensated employees when they terminate their employment for any
vacation hours accrued over the maximum vacation accrual, recent court decisions suggest
that the City is obligated to compensate employees for any accrued vacation hours that appear
on the employee’s paycheck, regardless of how those hours are listed on an employee’s
paycheck.
Exhibit 2 illustrates that, as of August 22, 1999, there are twenty-nine (29) management
employees and thirty-three (33) employees represented by the Carlsbad City Employees’
Association (CCEA) whose paychecks reflect “Vacation Over Max” hours. There are also
employees represented by the Carlsbad Police Officers’ Association (CPOA), the Carlsbad
Police Management Association (CPMA) and the Carlsbad Firefighters’ Association (CFA)
whose paychecks reflect “Vacation Over Max” hours. The City is currently meeting and
PAGE2OFAB# 15,;,340
conferring with these employee groups in order to address the over maximum vacation accrual
practice. Should a mutually agreeable solution be reached with any or all of these employee
associations, a separate recommendation will be presented to the City Council at a later date.
The attached Resolution only provides an approach for management and CCEA represented
employees at this time. Any reference to management employees does not include
management employees represented by the Carlsbad Police Management Association
(CPMA).
Because the City may be obligated to compensate employees for all accrued vacation hours, it
is staffs recommendation that the %ity Council autborize the following:
1. Effective October 3 1, 1999, compensate affected management and CCEA represented
employees for any accrued vacation hours over the existing vacation accrual maximums.
2. Effective November 1, 1999, apply the existing cap on the ability of management and
CCEA represented employees to earn and accrue vacation that is above the vacation
accrual maximum. Any affected employee whose vacation balance exceeds the maximum
as of this date will not be allowed to earn or accrue any additional vacation hours until
his/her vacation balance falls below the maximum vacation accrual.
3. There are several management and CCEA represented employees who accepted the “One
to Four Years Additional Service Credit” retirement option that was offered by the City
and the Public Employees’ Retirement System (PERS). Because these employees were
obligated to retire prior to June 30, 1999, we are requesting that the City Council ratify
this decision retroactive to June 1, 1999. This will enable the City to compensate these
retiring employees for all accrued vacation hours.
4. It is staffs recommendation that the City Council authorize a change to the Management
Compensation Plan to allow management employees, only, to voluntarily convert up to
80 hours of accrued vacation each December to cash, provided that the employee has
actually used 80 hours of vacation during that calendar year. It is proposed that this
option would be available to management employees in December 1999.
5. The City Council authorizes the City Manager to execute side letter agreements with the
Carlsbad City Employees’ Association (CCEA) to implement these provisions.
FISCAL IMPACT:
The cost associated with paying the affected employees for vacation hours accrued over the
maximum is approximately $351,000. The majority of this amount was expensed in the
1998/1999 fiscal year in anticipation of resolving this issue.
There is no fiscal impact associated with implementing the vacation conversion option for
management employees. The City will pay employees for accrued vacation whether it is
taken as paid vacation or converted to cash under this provision.
PAGE3OFAB# 15; 390
EXHIBITS:
1. Resolution No. cjq -3@ (including the vacation provision of the Revised Management
Compensation and Benefits Plan)
2. Vacation Over Maximum Summary
3. Underlined/Strikeout Copy of the vacation provision of the Management Compensation
and Benefits Plan
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I RESOLUTION NO. 99-320
CLARIFICATION OF VACATION ACCRUAL PRACTICE FOR MANAGEMENT
AND GENERAL EMPLOYEES.
WHEREAS, the City’s current practice does not clearly represent the intention of
the language in Section 3 of the Management Compensation and Benefits Plan (attached
as Exhibit 1) which states that “all management employees shall be permitted to
accumulate up to and including forty (40) days of vacation.. .Former CMWD
management employees shall earn vacation as contained in their Individual Agreement.
This includes the carryover of unused vacation;” and
WHEREAS, the Carlsbad City Employees’ Association and representatives of the
City of Carlsbad met and conferred and reached agreement on a Memorandum of
Understanding (MOU) for the period from January 1, 1999 through December 3 1,1999;
and
WHEREAS, the City’s current practice does not clearly represent the intention of
each party as agreed upon in Article 22.B Vacation Accrual of the CCEA MOU which
states that “All employees shall be entitled to accrue vacation up to a maximum of 240
hours;” and
WHEREAS, the City’s current practice does not clearly represent the intention of
each party as agreed upon in Attachment B, Section I of the CCEA MOU which states
that former CMWD employees will accrue vacation hours based on their years of service,
and that “Effective January 1 of each year, vacation time in excess of the above-
mentioned hours will be eliminated;” and
WHEREAS, it has been and remains the intention of the City Council that
management employees covered by the Management Compensation and Benefits Plan
and employees represented by the Carlsbad City Employees’ Association (CCEA) stop
1 earning and accruing vacation hours once the existing vacation accrual maximum is
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II reached by an employee. I 3 NOW, THEREFORE BE IT RESOLVED by the City Council of the City of
4 Carlsbad as follows:
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1. 6 That the City agrees to compensate management and CCEA represented
7 employees for any accrued vacation hours that are over the existing vacation accrual
a maximum, effective October 3 1, 1999. Compensation will be calculated at an
9 employee’s current rate of pay.
10 2. That beginning November 1, 1999, the City will apply the existing cap on the
11 ability of management and CCEA represented employees to earn and accrue vacation that
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is above the stated vacation accrual maximum. Any affected employee whose vacation
14 /I balance reaches the vacation accrual maximum will not earn or accrue any additional
15 hours until his/her balance falls below the maximum.
16 3. That the aforementioned decision to compensate affected employees for
17 vacation hours that are over the existing vacation accrual maximum is ratified retroactive
18 to June 1,1999.
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4. That the City Council hereby amends Section 3, Management Leave, of the
Management Compensation and Benefits Plan to implement these provisions and to
allow management employees to voluntarily convert up to 80 hours of accrued vacation
each December to cash, provided that an employee has used 80 hours of vacation during
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25 5. That this Resolution only provides an approach for management and CCEA
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represented employees at this time; any reference to management employees does not
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include management employees represented by the Carlsbad Police Management
Association (CPMA).
6. That the City Manager is hereby authorized to execute side letter agreements
with the Carlsbad City Employees’ Association (CCEA) to implement these provisions.
PASSED, APPROVED AND ADOPTED at a regular meeting of the Carlsbad
City Council, held on this 14th day of September, 1999, by the following vote, to
wit:
AYES: Council Members Lewis, Nygaard, Finnila, Hall & Kulchin
NOES: None
ABSENT: None
ATTEST:
(SEAL)
EXHIBIT 1
l Vacation
All management employees shall earn vacation on the following basis:
Beginning with the first (1st) working day through the completion of five
(5) full calendar years of continuous service - 80 hours/year (3.08 hours
biweekly).
Beginning the sixth (6th) year of employment through the completion of
ten (10) full calendar years of continuous service - 120 hours/year (4.62
hours biweekly).
Beginning the eleventh (11 th) year of employment through the completion
of eleven (11) full calendar years of continuous service - 128 hours/year
(4.92 hours biweekly).
Beginning the twelfth (12th) year of employment through the completion
of twelve (12) full calendar years of continuous service - 136 hours/year
(5.23 hours biweekly).
Beginning the thirteenth (13th) year of employment through the
completion of thirteen (13) full calendar years of continuous service - 144
hours/year (5.54 hours biweekly).
Beginning the fourteenth (14th) year of employment through the
completion of fifteen (15) full calendar years of continuous
service - 152 hours/year (5.84 hours biweekly).
Beginning the sixteenth (16th) year of continuous employment, vacation
time shall be accrued, and remain at a rate of 160 hours for every full
calendar year of continuous employment thereafter (6.15 hours biweekly).
Management employees with comparable service in local government agencies
may be granted credit for such service for the purpose of computing vacation at
the discretion of the City Manager. All management employees shall be
permitted to earn and accrue up to and including three hundred and twenty (320)
hours of vacation, and no employee will be allowed to earn and accrue vacation
hours in excess of the three hundred and twenty (320) hour maximum.* The City
Manager shall be responsible for the granting of vacation to all management
personnel, except in the case of the City Attorney’s Oflice, where the City
Attorney shall be responsible for granting vacation.
Former CMWD management employees shall earn and accrue vacation up to and
including the maximum as contained in their IndividuaZ Agreement.
* If there are unusual circumstances that would require an employee to exceed the vacation
accrual maximum, he/she must submit a request in writing to the Department Head and the
City Manager. The Department Head and the City Manager may grant such a request if it is in
the best interest of the City. Requests will be handled on a case-by-case basis and will be considered only in extreme circumstances.
a Vacation Conversion
Each December, management employees (with the exception of Police
Lieutenants and Police Captains) will be allowed to voluntarily convert up to 80
hours of accrued vacation to cash, provided that they have used 80 hours of
vacation during the calendar year.
b
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EXHIBIT 3
0 Vacation
All management employees shall earn vacation on the following basis:
Beginning with the first (1st) working day through the completion of five
(5) full calendar years of continuous service - 80 hours/year (3.08 hours
biweekly).
Beginning the sixth (6th) year of employment through the completion of
ten (10) full calendar years of continuous service - 120 hours/year (4.62
hours biweekly).
Beginning the eleventh (11 th) year of employment through the completion
of eleven (11) full calendar years of continuous service - 128 hours/year
(4.92 hours biweekly).
Beginning the twelfth (12th) year of employment through the completion
of twelve (12) full calendar years of continuous service - 136 hours/year
(5.23 hours biweekly).
Beginning the thirteenth (13th) year of employment through the
completion of thirteen (13) full calendar years of continuous service - 144
hours/year (5.54 hours biweekly).
Beginning the fourteenth (14th) year of employment through the
completion of fifteen (15) full calendar years of continuous
service - 152 hours/year (5.84 hours biweekly).
Beginning the sixteenth (16th) year of continuous employment, vacation
time shall be accrued, and remain at a rate of 160 hours for every full
calendar year of continuous employment thereafter (6.15 hours biweekly).
Management employees with comparable service in local government agencies
may be granted credit for such service for the purpose of computing vacation at
the discretion of the City Manager. All management employees shall be
permitted to earn and accrue ~~MHwA& up to and including three hundred
and twenty (320) hours s%+@+&s of vacation, and no employee will be
allowed to earn and accrue vacation hours in excess of the three hundred and
twenty (320) hour maximum. * The City Manager shall be responsible for the
granting of vacation to all management personnel, except in the case of the City
Attorney’s Office, where the City Attorney shall be responsible for granting
vacation.
Former CMWD management employees shall earn and accrue vacation up to
and including the maximum as contained in their Individual Agreement. This
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* If there are unusual circumstances that would require an employee to exceed the
vacation accrual maximum, he/she must submit a request in writing to the Department
Head and the City Manager. The Department Head and the City Manager may grant
such a request if it is in the best interest of the City. Requests will be handled on a case-
by-case basis and will be considered only in extreme circumstances.
l Vacation Conversion
Each December, management employees (with the exception of Police
Lieutenants and Police Captains) will be allowed to voluntarily convert up to
80 hours of accrued vacation to cash, provided that they have used 80 hours
of vacation during the calendar year.