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HomeMy WebLinkAbout2000-12-05; City Council; 15981; Professional Engineering Service Agreements.’ - LI .*r Cl1 Y OF CARLSBAD -AGENDA bdL / p Y s f 8 AB# f&q 81 TITLE: APPROVAL OF AGREEMENTS FOR 12-5-00 PROFESSIONAL ENGINEERING SERVICES WITH MTG. GALEN N. PETERSON, CONSULTING ENGINEER, DEPT. I AND DICK JACOBS ASSOCIATES ENG CITY MGR. RECOMMENDED ACTION: Adopt Resolution No. &XCI -360 approving agreements with Galen N. Peterson, Consulting Engineer, and Dick Jacobs Associates, to provide Professional Engineering services. ITEM EXPLANATION: In November of 1996, City Council approved agreements with Galen N. Peterson, Consulting Engineer, and Dick Jacobs Associates to provide Professional Engineering services to the City. Both agreements received a maximum of three one year extensions pursuant to the provisions of the agreements. Both agreements are now set to expire this month. The Engineering Department has a continuing need for Professional Engineering consultant services. Such services are needed to meet the various timelines for the large number of capital projects being processed by the City. Staff is recommending that the City continue to contract with Galen N. Peterson, Consulting Engineer, and Dick Jacobs Associates to assist staff, on an as-needed basis, with facility planning, project management, review and recommendation of cost reports and studies and assessment engineering. Selection of these firms was previously based on the consultants expertise in the areas needed and past experience working with the City on similar projects. Staff believes the experience gained by the two consultants over the past four years under the existing contract has only enhanced their ability to provide the Professional Engineering services required by the City. An agreement with these firms will provide continuity in work that needs to be accomplished. For these reasons, the Purchasing Officer has waived the requirement for multiple proposals. As with all Professional Engineering service contracts prepared by the City, individual project budgets will be established by the City Engineer and only authorized as services are required. Fees will be paid from the specific capital projects as work is completed by the consultant. Both agreements will be for an initial seven month period ending on June 30, 2001, to coincide with the fiscal year, with provisions for three consecutive one year extensions based on the City’s need and satisfactory performance by the consultant, as approved by the City Manager. The maximum amount payable to the consultant for any one fiscal year under the agreement will not exceed $150,000. I FISCAL IMPACT: Cost for the civil engineering services will be charged to the various capital projects as part of the project available funding. I EXHIBITS: 1. Resolution No. m -~360 approving agreements with Galen N. Peterson, Consulting Engineer, and Dick Jacobs Associates, to provide Professional Engineering services. - 1 RESOLUTION NO. 2000-350 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 77 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CARLSBAD, CALIFORNIA, APPROVING AGREEMENTS WITH GALEN N. PETERSON, CONSULTING ENGINEER AND DICK JACOBS ASSOCIATES FOR PROFESSIONAL ENGINEERING SERVICES. WHEREAS, the City Council of the City of Carlsbad, California has reviewed the need for the utilization of engineering consultant services on an ongoing, as-needed basis in order to maintain service levels; and WHEREAS, the City Council has determined Galen N. Peterson, Consulting Engineer, and Dick Jacobs Associates have the needed professional engineering skills; and, WHEREAS, the Purchasing Officer has waived the requirement for multiple proposals; and, WHEREAS, the City Council has determined that the above-named wnsulting engineering firms are uniquely qualified because of their experience with City policy and procedures; and WHEREAS, the City Council recognizes the need to maintain the continuity of work in progress by utilizing Galen N. Peterson, Consulting Engineer, and Dick Jacobs Associates, to 18 provide Professional Engineering services. 19 NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Carlsbad, California, as follows: 20 1. That the above recitations are true and correct. 21 2. 22 That an agreement with Galen N. Peterson, Consulting Engineer, a copy of which is attached 23 I// 24 'I' 26 as Exhibit A, and made a part hereof, is hereby approved. II 1 2 3 4 5 6 7 6 9 10 11 12 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 3. That an agreement with Dick Jacobs Associates, a copy of Exhibit B, and made a part hereof, is hereby approved. PASSED, APPROVED AND ADOPTED at a regular meeting of the held on the 5th day of December , 2000 by wit: AYES: Council Members Lew Finnila, Nygaard CLAUDE A. LEWIW - b% LORwNE$. WOOD, City Clerk which is attached as Carlsbad City Council the following vote, to and Kulchin. (SEW 3 MASTER AGREEMENT FOR PROFESSIONAL ENGINEERING SERVICES WITH DICK JACOBS ASSOCIATES THIS AGREEMENT is made and entered into as of the 1lTH day of DECEMBER I 20=, by and between the CITY OF CARLSBAD, a municipal corporation, hereinafter referred to as “City”, and DICK JACOBS ASSOCIATES, a consulting engineer, hereinafter referred to as “Contractor.” RECITALS City requires the services of a professional engineering Contractor to provide the necessary studies, reports, cost estimates and general engineering services for preparation of various engineering projects on a non-exclusive, project by-project basis; and Contractor possesses the necessary skills and qualifications to provide the services required by the City; NOW, THEREFORE, in consideration of these recitals and the mutual covenants contained herein, City and Contractor agree as follows: 1. CONTRACTOR’S OBLIGATIONS The Contractor’s obligations with respect to any project granted to Contractor under this agreement shall be as specified in the Task Description for the project (see paragraph 4 below). -1 - 1 l/21/00 $? 2. GIN OBLIGATIONS The City’s obligations with respect to any project granted to Contractor under this agreement shall be as specified in the Task Description for the project (see paragraph 4 below). 3. PROGRESS AND COMPLETION The work for any project granted to Contractor under this contract will begin within ten (10) days after receipt of notification to proceed by the City and be completed within the time specified in the Task Description for the project (see paragraph 4 below). Extensions of time may be granted if requested by the Contractor and agreed to in writing by the Public Works Director or Deputy City Engineer, as his designee. The Public Works Director or Deputy City Engineer, as his designee will give allowance for documented and substantiated unforeseeable and unavoidable delays not caused by a lack of foresight on the part of the Contractor, or delays caused by City inaction or other agencies’ lack of timely action. 4. FEES TO BE PAID TO CONTRACTOR The total fee payable for the sewices to be performed shall be determined on a project-by-project basis and shall be based on the Contractor’s Schedule of Rates attached hereto as Exhibit “A”. Prior to initiation of any project work by the Contractor, the City shall prepare a Project Task Description and Fee Allotment (the “Task Description”) which, upon signature by the Contractor and for City, the City Manager, Public Works Director or Deputy City Engineer, as his designee, shall be considered a part of this Agreement. The Task Description shall include a detailed scope of services for the particular project being considered and a statement of the Contractor’s fee to -2 - 1 l/21/00 complete the project in accordance with the specified scope of services. The Task Description shall also include a description of the method of payment and shall be based upon an hourly rate, percentage of project complete, completion of specific project tasks or a combination thereof. The cumulative total for all projects allowed pursuant to this Agreement shall not exceed $250,000 dollars per fiscal year. 5. DURATION OF CONTRACT This Agreement shall extend from the date first written above to June 30, 2001. The City Manager may amend the Agreement to extend it for three (3) additional one (1) year periods or parts thereof in an amount not-to-exceed $250,000 per fiscal year, subject to the appropriation of funds by the City Council. Extensions shall be based upon a satisfactory review of Contractor’s performance; City needs, and; appropriation of funds by the City Council. The parties shall prepare a written amendment indicating the effective date and length of the extended Agreement. 6. PAYMENT OF FEES Payment of approved items on the invoice shall be mailed to the Contractor within 30 days of receipt of the invoice. 7. FINAL SUBMISSIONS The final submissions for each project performed by the Contractor shall be specified in the Task Description for the project (see paragraph 4 above). -3 - 1 l/21/00 8. CHANGES IN WORK If, in the course of a project or the contract, changes seem merited by the Contractor or the City, and informal consultations with the other party indicate that a change in the conditions of a project or the contract is warranted, the Contractor or the City may request a change in the project or the contract. Such chan.ges shall be processed by the City in the following manner: A letter outlining the required changes shall be forwarded to the City by Contractor to inform them of the proposed changes along with a statement of estimated changes in charges or time schedule. A Standard Amendment to Agreement shall be prepared by the City and approved by the City according to the procedures described in Carlsbad Municipal Code Section 3.28.172. Such Amendment to Agreement shall not render ineffective or invalidate unaffected portions of the agreement. 9. COVENANTS AGAINST CONTINGENT FEES The Contractor warrants that their firm has not employed or retained any company or person, other than a bona fide employee working for the Contractor, to solicit or secure this agreement, and that Contractor has not paid or agreed to pay any company or person, other than a bona fide employee, any fee, commission, percentage, brokerage fee, gift, or any other consideration contingent upon, or resulting from, the award or making of this agreement. For breach or violation of this warranty, the City shall have the right to annul this agreement without liability, or, in its discretion, to deduct from the agreement price or consideration, or otherwise recover, the full amount of such fee, commission, percentage, brokerage fees, gift, or contingent fee. -4- 1 l/21/00 10. ANTI-DISCRIMINATION AND ANTI-HARASSMENT CLAUSE The Contractor shall comply with all applicable state and federal laws and regulations prohibiting discrimination and harassment. 11. TERMINATION OF CONTRACT In the event of the Contractor’s failure to prosecute, deliver, or perform the work as provided for in this contract, the City Manager may terminate this contract for nonperformance by notifying the Contractor by certified mail of the termination of the Contractor. The Contractor, thereupon, has five (5) working days to deliver said documents owned by the City and all work in progress to the Public Works Director or Deputy City Engineer, as his designee. The Public Works Director shall make a determination of fact based upon the documents delivered to City of the percentage of work which the Contractor has performed which is usable and of worth to the City in having the contract completed. Based upon that finding as reported to the City Manager, the Manager shall determine the final payment of the contract. This agreement may be terminated by either party upon tendering thirty (30) days written notice to the other party. In the event of such suspension or termination, upon request of the City, the Contractor shall assemble the work product and put same in order for proper filing and closing and deliver said product to City. In the event of termination, the Contractor shall be paid for work performed to the termination date; however, the total shall not exceed the lump sum fee payable under paragraph 4. The City Manager shall make the final determination as to the portions of tasks completed and the compensation to be made. -5 - 11/21/00 12. CLAIMS AND LAWSUITS The Contractor agrees that any contract claim submitted to the City must be asserted as part of the contract process as set forth in this agreement and not in anticipation of litigation or in conjunction with litigation. The Contractor acknowledges that if a false claim is submitted to the City, it may be considered fraud and the Contractor may be subject to criminal prosecution. The Contractor acknowledges that California Government Code sections 12650 et seq., the False Claims Act, provides for civil penalties where a person knowingly submits a false claim to a public entity. These provisions include false claims made with deliberate ignorance of the false information or in reckless disregard of the truth or falsity of information. If the City of Carlsbad seeks to recover penalties pursuant to the False Claims Act, it is entitled to recover its litigation costs, including attorney’s fees. The Contractor acknowledges that the filing of a false claim may subject the Contractor to an administrative debarment proceeding wherein the Contractor may be prevented to act as a Contractor on any public work or improvement for a period of up to five years. The Contractor acknowledges debarment by another jurisdiction is grounds for the City of Carlsbad to disqualify the Contractor from the selection process. (Initial) (Initial) The provisions of Carlsbad Municipal Code sections 3.32.025, 3.32.026, 3.32.027 and 3.32.028 pertaining to false claims are incorporated herein by reference. (Initial) (Initial) -6 - 1 l/21/00 3 ;-; ‘. t [ .’ 13. JURISDICTION The Contractor agrees and hereby stipulates that the proper venue and jurisdiction for resolution of any disputes between the parties arising out of this agreement is San Diego County, California. 14. STATUS OF THE CONTRACTOR The Contractor shall perform the services provided for herein in Contractor’s own way as an independent Contractor and in pursuit of Contractor’s independent calling, and not as an employee of the City. Contractor shall be under control of the City only as to the result to be accomplished, but shall consult with the City as provided for in the request for proposal. The persons used by the Contractor to provide services under this agreement shall not be considered employees of the City for any purposes whatsoever. The Contractor is an independent Contractor of the City. The payment made to the Contractor pursuant to the contract shall be the full and complete compensation to which the Contractor is entitled. The City shall not make any federal or state tax withholdings on behalf of the Contractor or its employees or subcontractors. The City shall not be required to pay any workers’ compensation insurance or unemployment contributions on behalf of the Contractor or its employees or subcontractors. The Contractor agrees to indemnify the City within 30 days for any tax, retirement contribution, social security, overtime payment, unemployment payment or workers’ compensation payment which the City may be required to make on behalf of the Contractor or any employee or subcontractor of the Contractor for work done under this agreement or such indemnification amount may be deducted by the City from any balance owing to the Contractor. -7 - 11/21/00 Ii ./' f \ l.r The Contractor shall be aware of the requirements of the Immigration Reform and Control Act of 1986 and shall comply with those requirements, including, but not limited to, verifying the eligibility for employment of all agents, employees, subcontractors and Consultants that are included in this agreement. 15. CONFORMITY TO LEGAL REQUIREMENTS The Contractor shall cause all drawings and specifications to conform to all applicable requirements of law: federal, state and local. Contractor shall provide all necessary supporting documents, to be filed with any agencies whose approval is necessary. The City will provide copies of the approved plans to any other agencies. 16. OWNERSHIP OF DOCUMENTS All plans, studies, sketches, drawings, reports, and specifications as herein required are the property of the City, whether the work for which they are made be executed or not. In the event this contract is terminated, all documents, plans, specifications, drawings, reports, and studies shall be delivered forthwith to the City. Contractor shall have the right to make one (1) copy of the plans for its records. 17. REPRODUCTION RIGHTS The Contractor agrees that all copyrights which arise from creation of the work pursuant to this contract shall be vested in City and hereby agrees to relinquish all claims to such copyrights in favor of City. -0 - 1 l/21/00 18. HOLD HARMLESS AGREEMENT Contractor agrees to indemnify and hold harmless the City of Carlsbad and its officers, officials, employees and volunteers from and against all claims, damages, losses and expenses including attorneys fees arising out of the performance of the work described herein caused by any willful misconduct, or negligent act, or omission of the contractor, any subcontractor, anyone directly or indirectly employed by any of them or anyone for whose acts any of them may be liable. 19. ASSIGNMENT OF CONTRACT The Contractor shall not assign this contract or any part thereof or any monies due thereunder without the prior written consent of the City. 20. SUBCONTRACTING If the Contractor shall subcontract any of the work to be performed under this contract by the Contractor, Contractor shall be fully responsible to the City for the acts and omissions of Contractor’s subcontractor and of the persons either directly or indirectly employed by the subcontractor, as Contractor is for the acts and omissions of persons directly employed by Contractor. Nothing contained in this contract shall create any contractual relationship between any subcontractor of Contractor and the City. The Contractor shall bind every subcontractor and every subcontractor of a subcontractor by the terms of this contract applicable to Contractor’s work unless specifically noted to the contrary in the subcontract in question approved in writing by the City. -9 - 11/21/00 21. PROHIBITED INTEREST No official of the City who is authorized in such capacity on behalf of the City to negotiate, make, accept, or approve, or take part in negotiating, making, accepting, or approving of this agreement, shall become directly or indirectly interested personally in this contract or in any part thereof. No officer or employee of the City who is authorized in such capacity and on behalf of the City to exercise any executive, supervisory, or similar functions in connection with the performance of this contract shall become directly or indirectly interested personally in this contract or any part thereof. 22. VERBAL AGREEMENT OR CONVERSATION No verbal agreement or conversation with any officer, agent, or employee of the City, either before, during or after the execution of this contract, shall affect or modify any of the terms or obligations herein contained nor entitle the Contractor to any additional payment whatsoever under the terms of this contract. 23. SUCCESSORS OR ASSIGNS Subject to the provisions of Paragraph 18, “Hold Harmless Agreement,” all terms, conditions, and provisions hereof shall inure to and shall bind each of the parties hereto, and each of their respective heirs, executors, administrators, successors, and assigns. 24. EFFECTIVE DATE This agreement shall be effective on and from the day and year first written above. -10 - 11/21/00 25. CONFLICT OF INTEREST The Contractor shall file a conflict of interest statement with the City Clerk in accordance with the requirements of the City’s conflict of interest code incorporating Fair Political Practices Commission Regulation 18700 as it defines A consultant. The disclosure category shall be categories 1, 3 and 4. 26. INSURANCE The Contractor shall obtain and maintain for the duration of the contract and any and all amendments insurance against claims for injuries to persons or damage to property which may arise out of or in connection with performance of the work hereunder by the Contractor, his agents, representatives, employees or subcontractors. Said insurance shall be obtained from an insurance carrier admitted and authorized to do business in the State of California. The insurance carrier is required to have a current Best’s Key Rating of not less than “A-W” and shall meet the City’s policy for insurance as stated in Resolution No. U-403. A. Coveraaes and Limits. Contractor shall maintain the types of coverages and minimum limits indicated herein, unless a lower amount is approved by the City Attorney or City Manager: 1. Comprehensive General Liability Insurance. $1 ,OOO,OOO combined single-limit per occurrence for bodily injury, personal injury and property damage. If the submitted policies contain aggregate limits, general aggregate limits shall apply separately to the work under this contract or the general aggregate shall be twice the required per occurrence limit. -11 - 11/21/00 2. Automobile Liability (if the use of an automobile is involved for Contractor’s work for the City). $1 ,OOO,OOO combined single-limit per accident for bodily injury and property damage. 3. Workers’ Compensation and Employer’s Liability. Workers’ Compensation limits as required by the Labor Code of the State of California and Employer’s Liability limits of $1 ,OOO,OOO per accident for bodily injury. 4. Professional Liability. Errors and omissions liability appropriate to the contractor’s profession with limits of not less than $250,000 per claim. Coverage shall be maintained for a period of five years following the date of completion of the work. B. Additional Provisions. Contractor shall ensure that the policies of insurance required under this agreement contain, or are endorsed to contain, the following provisions. 1. The City shall be named as an additional insured on all policies excluding Workers’ Compensation and Professional Liability. 2. The Contractor shall furnish certificates of insurance to the City before commencement of work. 3. The Contractor shall obtain occurrence coverage, excluding Professional Liability which shall be written as claims-made coverage. 4. This insurance shall be in force during the life of the agreement and any extension thereof and shall not be canceled without 30 days prior written notice to the City sent by certified mail. -12 - 1 l/21/00 . . . 5. If the Contractor fails to maintain any of the insurance coverages required herein, then the City will have the option to declare the Contractor in breach, or may purchase replacement insurance or pay the premiums that are due on existing policies in order that the required coverages may be maintained. The Contractor is responsible for any payments made by the City to obtain or maintain such insurance and the City may collect the same from the Contractor or deduct the amount paid from any sums due the Contractor under this agreement. 27. RESPONSIBLE PARTIES The name of the persons who are authorized to give written notices or to receive written notice on behalf of the City and on behalf of the Contractor in connection with the foregoing are as follows: For City: Title Name Address Public Works Director Lloyd B. Hubbs City of Carlsbad/Engineering Dept. 1635 Faraday Avenue Carlsbad, CA 92006-7314 For Contractor: Title Name Address Princioal Richard Jacobs 1736 Blackbird Circle Carlsbad, CA 92009 Architect/License Number: 20. BUSINESS LICENSE Contractor shall obtain and maintain a City of Carlsbad Business License for the duration of the contract. -13 - 1 l/21/00 : . . 29. ENTIRE AGREEMENT This agreement, together with any other wriien document referred to or contemplated herein, along with the purchase order for this contract and its provisions, embody the entire agreement and understanding between the parties relating to the subject matter hereof. In case of conflict, the terms of the agreement supersede the purchase order. Neither this agreement nor any provision hereof may be amended, modified, waived or discharged except by an instrument in writing executed by the party against which enforcement of such amendment, waiver or discharge is sought. Executed by Contractor this CONTRACTOR: DICK JACOBS ASSOCIATES, (Proper notarial acknowledgment of execution by Contractor must be attached. Chairman, president or vice-president and secretary, assistant secretary, CFO or assistant treasurer must sign for corporations. Otherwise, the corporation must attach a resolution certified by the secretary or assistant secretary under corporate seal empowering the officer(s) signing to bind the corporation.) APPROVED AS TO FORM: RONAL R. BALL, City Attorney ?- a BY: 13 f-3- Deputy City Attorney -14 - 1 l/21/00 State of California ) 1 County of San Diego ) On November 22, 2000, before me, Belinda R. Guzman, Notary Public, personally appeared Richard K. Jacobs, personally known to me to be the person whose name is subscribed to the within instrument and acknowledged to me that he executed the same in his authorized capacity, and that by his signature on the instrument the person, or entity upon behalf of which the person acted, executed the instrument. WITNESS my hand and official seal q&rlh$kk& (This area for Signature of Notary official notary seal) Title or Type of Document Master Agreement for Professional Engineering Services with Dick Jacobs Associates Date of Document November 22,200O No. of Pages 15 Signer(s) other than named above None EXHIBIT “A” DICK JACOBS ASSOCIATES SCHEDULE OF FEES Principal . . . . . . . . . . . . . . . . . . . . . . . . . . $8Slhr. .fj :.. .i, & i TEL 7643-729-6164 P. 1 NORMAN INSURANCE AGENCY, INC EJO BOX 1395 865 GRAND AVE CARLSBAD CA 92018 --. Y... --. -...--... .- w K. JACOBS DBA: DICK JACOBS ASSOCIATES 1736 BLACKBIRD CIRCL8 CARLSBAD CA 92009-5006 WYS w TO CFWW THAT ‘R(E RN WCS aF ~~~~~l~TO~~DI(MJCdAUIWEmnl~YrrlUon l%wsGAifwv4E mufom uAYrmrAlk iiiflN*~~Affm~ x4 oll4fn Docmw TmM rmlxc7 To wacll mts ~+lsim3 Af4cl -s - WJw Fq=. uMnsfl;lrmMuAv~ i DtSCMWl MCWN B SJlUCCT TO ML ll((: EMS. --. _.- . . . . ..*-. INQD Am+. r-e- ._-- . . ..---. ,- .!!y-- CBHIRl I 5FiEiFiZMlUAliO -081 - ML--00 twrmrl#wvnoP4w~- -ohRIm -r- Ii MINno a x 0lL~~Q,p*rurwc, XTSI mwK5 K-Iur(19 ._ --llv A2236402 UA2747045 08-11-00 t ~~~ !!+--= I .-. . --. ..-_ I#r~@wuaaa I .-. ._- ~~ 4 ..P. mTYwocc s .-. -...- .-.. . _ --a0 s --- .-__I arPOCQII*DuJc 8 . ._-. .- H4Focl3awEo*Od 8.. .-G. .,.- Fz!?!z!?!!!!!-“~ 5. - --.. teim -- L __- ’ 5oo.oor, 01-11-01 p;cs _, .-.---. ’ .5QLooo MOunvDYMOS t --e-. tiv'A I .faQ+DOO.. morGmfw I #n'TN: NANCI PLQUFFB- WWAGEMFiNT ASSISTANT NOTE- THE UMBRELLA BRINGS THE AUTOMOBILE BODILY INJURY AND PROPERTY ADDITIONAL INSUREDS: CITY OF CARLSBAD PUBLIC WORKS/ENGINEERING ~AMvD)WUOVC~~~8UcUlcLULo~o~rWE EilmRAnuM MlL lnuw. rlu mwl4c cobmA44v wu Mouvon To MAIL _30DlVBY1*rmllOllCL~OC~~AU)IOLDBYIYO)10~LLn, @UT Fllwn 10 W&K lllEH @IALL ylocc MO OILGATW 00 UmUW 1635 PAMDAY AVENUE CARLSBAD CA 92008-7314 q nEmcwlTAmm 0 THIS CERTlFlCATE IS ISSUED AS A MATTER OF INFORMATlDN ONLY AND CONFERS NO RlBtlTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NO-Y AMEND, EXTEND OR ALTER THE COVERABE AFFORDED BY THE POLICIES BELOW. Ross-Barn&t Ins. Agcy., Inc. POB 1116 525 S. Escondido Blvd Escondido, CA 92033 (619) 745-2151 FAX 745-0768 COMPANIES AFFORDINQ CDVERADE COWMY A American Motoriets Ins Co Dick Jacobs Associates 1736 Blackbird Circle Carlsbad, CA 92009 1 ISSUED To ME IN$kO NAMED iERiO0 CONTRWT ON OTHER DOCUMENT WITH RESPECT TO WHICH THIS THIS IS TO CEfWY THAT THE PDIJCIES OF INSWUNCE USTED BELOW HAVE 6 INDICATED, NOTWllHSTAWNG ANY REDUIREMENT. TERM DR CoNMTKm DF A CEFfTiFlCATE MAY SE WUED OR MAY PERTAIN. THE INSURANCE ARow)ED EluxusloNs AND CoNDfYms OF su I BY THE POUCIES DESCRISED HERBN IS SUBJECT TO #Al. THE TERMS. flEEN fEDucE0 BY PAID CWMS. I I YWEOF- OQQluLuIllLm coMMwcuL-LWlLlly F CuwsluDE q occlm owEm&-p#IT CH -+lluclis. uMlTi-sttm MAY HA WIJCY- RsB2ozB-00 06/03/0(1 06/03/03 I QlcRmuanlw -FCW iisi!Es=- ‘Am nNfPNcmElcw P- I , :he named insured. ineured but only ae respects I %Xi”r T!iiii%m the operations of *10 dave notice of cancellation for nonmavment of premium . . lity of Carlsbad 1075 Las Palmas Drive 3arlsbad CA 92009 sloulo ANY QP Ylle AncYn OESCRIBQ KNIcEn BL CANcuLeo nBoNe me mwlAlmN OAlE YMNEOF, YNE I5sllyI0 COIPANY WLL ENoewoN lo NAIL 90Lorn~~wollerromrc~~~norPurnrra,~rm~, IUYFAkURKTOMAhSUCNNOlEtwur.WOSENOO~lWONLUB~ OP Am 10110 UPON lnE COWANY, m AOElm ON NemmENYAW, 4 $ EVIDENCE OF INSURANCE - CIVIL ENGINEER PROFESSIONAL LIABILITY INSURANCE POLICYROLDER - ISSUED TO TEE POLICY NO. RAC1017 AMERICAN SOCIETY OF CIVIL ENGINEERS EVIDENCE NO.0003021 ITEM 1: NAMED INSURED: EFFECTED WITH Dick Jacobs UNDERWRITERS AT LLOYD'S OF LONDON (NOT INCORPORATED) ITEM 2: MAILINGADDRESS OFRAMED INSURED: JOHN c. GURLEY Dba:Dick Jacoba Associates ATTORBEY IN FACT 1736 Blackbird Circle 115 S. LASALLE ST. Carl&ad CA 92009 CHICAGO, IL 60603 ITEM 3: COVERAGE PERIOD: BOTH DAYS AT INCEPTION:- 2/01/00 EXPIRATION: 2/01/01 12:OlA.M. LOCAL ST- TIME AT THEMEMBERS MAILING ADDRESS ITEM 4: RETROACTIVJZ DATE: 2/01/96 ITEM 5: LXMITS OF LIABILITY: A) LIMIT IN ALL (INCLUDING COSTS, QIARGESANDEXPENSES) INRESPECT OF EACH CLAIM $250,000 B) LIMIT IN TBE AGGREGATE ( INCLUDING COSTS, CHARGES AND EXPENSES) FOR EACH ANNWAL PERIOD $500,000 ITEM 6: DEDUCTIBLE EACB CLAIM $1,500 Il%M 7: TOTAL PREMIUM: $4,488 ITEM 8: ENDORSEMENTS AT COVERAGE PERIOD INCEPTION DATE: AIF2385EVI THIS DOCUMENT (EVIDENCE OF INSURMCE) IS ISSUED AS NOTICE OF INSURANCE FOR INFORMATION ONLY. IT DOES NOT CONSTITUTE A LEGAL CONTRACT OF INSURANCE. THE MASTER POLICY AND THE APPLICATION OF THE INSURED, IF ANY, FORM THE ENTIRE CONTRACT. THIS EVIDENCE WHICH IS FURNISBED IN ACCORDANCE WITB, AND IN ALL RESPECTS IS SUBJECT TO, THE TERMS OF THE MASTER POLICY, A COPY OF WHICH IS ATTACHED HERETO FOR INFORMATION PURPOSES ONLY AND REPLACES ANY OTHER EVIDENCE PREVIOUSLY ISSUED COVERING THE INSURANCE DESCRIBED HEREIN. AIF2385E (4/99) MASTER AGREEMENT FOR PROFESSIONAL ENGINEERING SERVICES WITH GALEN N. PETERSON, CONSULTING ENGINEER THIS AGREEMENT is made and entered into as of the 1lTH day of DECEMBER t 20&, by and between the CITY OF CARLSBAD, a municipal corporation, hereinafter referred to as “City”, and GALEN N. PETERSON, CONSULTING ENGINEER, hereinafter referred to as “Contractor.” RECITALS City requires the services of a professional engineering Contractor to provide the necessary studies, reports, cost estimates and general engineering services for preparation of various engineering projects on a non-exclusive, project by-project basis; and Contractor possesses the necessary skills and qualifications to provide the services required by the City; NOW, THEREFORE, in consideration of these recitals and the mutual covenants contained herein, City and Contractor agree as follows: 1. CONTRACTOR’S OBLIGATIONS The Contractor’s obligations with respect to any project granted to Contractor under this agreement shall be as specified in the Task Description for the project (see paragraph 4 below). -1 - 1 l/21/00 2. CITY OBLIGATIONS The City’s obligations with respect to any project granted to Contractor under this agreement shall be as specified in the Task Description for the project (see paragraph 4 below). 3. PROGRESS AND COMPLETION The work for any project granted to Contractor under this contract will begin within ten (10) days after receipt of notification to proceed by the City and be completed within the time specified in the Task Description for the project (see paragraph 4 below). Extensions of time may be granted if requested by the Contractor and agreed to in writing by the Public Works Director or Deputy City Engineer, as his designee. The Public Works Director or Deputy City Engineer, as his designee will give allowance for documented and substantiated unforeseeable and unavoidable delays not caused by a lack of foresight on the part of the Contractor, or delays caused by City inaction or other agencies’ lack of timely action. 4. FEES TO BE PAID TO CONTRACTOR The total fee payable for the services to be performed shall be determined on a project-by-project basis and shall be based on the Contractor’s Schedule of Rates attached hereto as Exhibit “A”. Prior to initiation of any project work by the Contractor, the City shall prepare a Project Task Description and Fee Allotment (the “Task Description”) which, upon signature by the Contractor and for City, the City Manager, Public Works Director or Deputy City Engineer, as his designee, shall be considered a part of this Agreement. The Task Description shall include a detailed scope of services for the particular project being considered and a statement of the Contractor’s fee to -2 - 1 l/21/00 f ..I complete the project in accordance with the specified scope of services. The Task Description shall also include a description of the method of payment and shall be based upon an hourly rate, percentage of project complete, completion of specific project tasks or a combination thereof. The cumulative total for all projects allowed pursuant to this Agreement shall not exceed $150,000 dollars per fiscal year. 5. DURATION OF CONTRACT This Agreement shall extend from the date first written above to June 30, 2001. The City Manager may amend the Agreement to extend it for three (3) additional one (1) year periods or parts thereof in an amount not-to-exceed $150,000 per fiscal year, subject to the appropriation of funds by the City Council. Extensions shall be based upon a satisfactory review of Contractor’s performance; City needs, and; appropriation of funds by the City Council. The parties shall prepare a written amendment indicating the effective date and length of the extended Agreement. 6. PAYMENT OF FEES Payment of approved items on the invoice shall be mailed to the Contractor within 30 days of receipt of the invoice. 7. FINAL SUBMISSIONS The final submissions for each project performed by the Contractor shall be specified in the Task Description for the project (see paragraph 4 above). -3 - 1 l/21/00 I 0 \ y 6. CHANGES IN WORK If, in the course of a project or the contract, changes seem merited by the Contractor or the City, and informal consultations with the other party indicate that a change in the conditions of a project or the contract is warranted, the Contractor or the City may request a change in the project or the contract. Such changes shall be processed by the City in the following manner: A letter outlining the required changes shall be forwarded to the City by Contractor to inform them of the proposed changes along with a statement of estimated changes in charges or time schedule. A Standard Amendment to Agreement shall be prepared by the City and approved by the City according to the procedures described in Carlsbad Municipal Code Section 3.28.172. Such Amendment to Agreement shall not render ineffective or invalidate unaffected portions of the agreement. 9. COVENANTS AGAINST CONTINGENT FEES The Contractor warrants that their firm has not employed or retained any company or person, other than a bona fide employee working for the Contractor, to solicit or secure this agreement, and that Contractor has not paid or agreed to pay any company or person, other than a bona fide employee, any fee, commission, percentage, brokerage fee, gift, or any other consideration contingent upon, or resulting from, the award or making of this agreement. For breach or violation of this warranty, the City shall have the right to annul this agreement without liability, or, in its discretion, to deduct from the agreement price or consideration, or otherwise recover, the full amount of such fee, commission, percentage, brokerage fees, gift, or contingent fee. -4- 11/21/00 . . IO. ANTI-DISCRIMINATION AND ANTI-HARASSMENT CLAUSE The Contractor shall comply with all applicable state and federal laws and regulations prohibiting discrimination and harassment. 11. TERMINATION OF CONTRACT In the event of the Contractor’s failure to prosecute, deliver, or perform the work as provided for in this contract, the City Manager may terminate this contract for nonperformance by notifying the Contractor by certified mail of the termination of the Contractor. The Contractor, thereupon, has five (5) working days to deliver said documents owned by the City and all work in progress to the Public Works Director or Deputy City Engineer, as his designee. The Public Works Director shall make a determination of fact based upon the documents delivered to City of the percentage of work which the Contractor has performed which is usable and of worth to the City in having the contract completed. Based upon that finding as reported to the City Manager, the Manager shall determine the final payment of the contract. This agreement may be terminated by either party upon tendering thirty (30) days written notice to the other party. In the event of such suspension or termination, upon request of the City, the Contractor shall assemble the work product and put same in order for proper filing and closing and deliver said product to City. In the event of termination, the Contractor shall be paid for work performed to the termination date; however, the total shall not exceed the lump sum fee payable under paragraph 4. The City Manager shall make the final determination as to the portions of tasks completed and the compensation to be made. -5 - 11/21/00 . . . * 12. CLAIMS AND LAWSUITS The Contractor agrees that any contract claim submitted to the City must be asserted as part of the contract process as set forth in this agreement and not in anticipation of litigation or in conjunction with litigation. The Contractor acknowledges that if a false claim is submitted to the City, it may be considered fraud and the Contractor may be subject to criminal prosecution. The Contractor acknowledges that California Government Code sections 12650 et seq., the False Claims Act, provides for civil penalties where a person knowingly submits a false claim to a public entity. These provisions include false claims made with deliberate ignorance of the false infomration or in reckless disregard of the truth or falsity of information. If the City of Carlsbad seeks to recover penalties pursuant to the False Claims Act, it is entitled to recover its litigation costs, including attorney’s fees. The Contractor acknowledges that the filing of a false claim may subject the Contractor to an administrative debarment proceeding wherein the Contractor may be prevented to act as a Contractor on any public work or improvement for a period of up to five years. The Contractor acknowledges debarment by another jurisdiction is grounds for the City of Carlsbad to disqualify the Contractor from the selection process. (Initial) The provisions of Carlsbad Municipal Code sections 3.32.025, 3.32.026, 3.32.027 and 3.32.028 pertaining to false claims are incorporated herein by reference. /@ (Initial) Ya -6 - 1 l/21/00 13. JURISDICTION The Contractor agrees and hereby stipulates that the proper venue and jurisdiction for resolution of any disputes between the parties arising out of this agreement is San Diego County, California. 14. STATUS OF THE CONTRACTOR The Contractor shall perform the services provided for herein in Contractor’s own way as an independent Contractor and in pursuit of Contractor’s independent calling, and not as an employee of the City. Contractor shall be under control of the City only as to the result to be accomplished, but shall consult with the City as provided for in the request for proposal. The persons used by the Contractor to provide services under this agreement shall not be considered employees of the City for any purposes whatsoever. The Contractor is an independent Contractor of the City. The payment made to the Contractor pursuant to the contract shall be the full and complete compensation to which the Contractor is entitled. The City shall not make any federal or state tax withholdings on behalf of the Contractor or its employees or subcontractors. The City shall not be required to pay any workers’ compensation insurance or unemployment contributions on behalf of the Contractor or its employees or subcontractors. The Contractor agrees to indemnify the City within 30 days for any tax, retirement contribution, social security, overtime payment, unemployment payment or workers’ compensation payment which the City may be required to make on behalf of the Contractor or any employee or subcontractor of the Contractor for work done under this agreement or such indemnification amount may be deducted by the City from any balance owing to the Contractor. -7 - 11/21/00 ‘i> . . . . The Contractor shall be aware of the requirements of the Immigration Reform and Control Act of 1986 and shall comply with those requirements, including, but not limited to, verifying the eligibility for employment of all agents, employees, subcontractors and Consultants that are included in this agreement. 15. CONFORMITY TO LEGAL REQUIREMENTS The Contractor shall cause all drawings and specifications to conform to all applicable requirements of law: federal, state and local. Contractor shall provide all necessary supporting documents, to be filed with any agencies whose approval is necessary. . The City will provide copies of the approved plans to any other agencies. 16. OWNERSHIP OF DOCUMENTS All plans, studies, sketches, drawings, reports, and specifications as herein required are the property of the City, whether the work for which they are made be executed or not. In the event this contract is terminated, all documents, plans, specifications, drawings, reports, and studies shall be delivered forthwith to the City. Contractor shall have the right to make one (1) copy of the plans for its records. 17. REPRODUCTION RIGHTS The Contractor agrees that all copyrights which arise from creation of the work pursuant to this contract shall be vested in City and hereby agrees to relinquish all claims to such copyrights in favor of City. -8 - 11/21/00 18. HOLD HARMLESS AGREEMENT Contractor agrees to indemnify and hold harmless the City of Catisbad and its officers, officials, employees and volunteers from and against all claims, damages, losses and expenses including attorneys fees arising out of the performance of the work described herein caused by any willful misconduct, or negligent act, or omission of the contractor, any subcontractor, anyone directly or indirectly employed by any of them or anyone for whose acts any of them may be liable. 19. ASSIGNMENT OF CONTRACT The Contractor shall not assign this contract or any part thereof or any monies due thereunder without the prior written consent of the City. 20. SUBCONTRACTING If the Contractor shall subcontract any of the work to be performed under this contract by the Contractor, Contractor shall be fully responsible to the City for the acts and omissions of Contractor’s subcontractor and of the persons either directly or indirectly employed by the subcontractor, as Contractor is for the acts and omissions of persons directly employed by Contractor. Nothing contained in this contract shall create any contractual relationship between any subcontractor of Contractor and the City. The Contractor shall bind every subcontractor and every subcontractor of a subcontractor by the terms of this contract applicable to Contractor’s work unless specifically noted to the contrary in the subcontract in question approved in writing by the City. -9 - 11/21/00 . * . I 21. PROHIBITED INTEREST No official of the City who is authorized in such capacity on behalf of the City to negotiate, make, accept, or approve, or take part in negotiating, making, accepting, or approving of this agreement, shall become directly or indirectly interested personally in this contract or in any part thereof. No officer or employee of the City who is authorized in such capacity and on behalf of the City to exercise any executive, supervisory, or similar functions in connection with the performance of this contract shall become directly or indirectly interested personally in this contract or any part thereof. 22. VERBAL AGREEMENT OR CONVERSATION No verbal agreement or conversation with any olficer, agent, or employee of the City, either before, during or after the execution of this contract, shall affect or modify any of the terms or obligations herein contained nor entitle additional payment whatsoever under the terms of this contract. 23. SUCCESSORS OR ASSIGNS the Contractor to any Subject to the provisions of Paragraph 18, “Hold Harmless Agreement,” all terms, conditions, and provisions hereof shall inure to and shall bind each of the parties hereto, and each of their respective heirs, executors, administrators, successors, and assigns. 24. EFFECTIVE DATE This agreement shall be effective on and from the day and year first written above. -10 - 11/21/00 / I1 25. CONFLICT OF INTEREST The Contractor shall file a conflict of interest statement with the City Clerk in accordance with the requirements of the City’s conflict of interest code incorporating Fair Political Practices Commission Regulation 18700 as it defines A consultant. The disclosure category shall be categories I, 3 and 4. 26. INSURANCE The Contractor shall obtain and maintain for the duration of the contract and any and all amendments insurance against claims for injuries to persons or damage to property which may arise out of or in connection with performance of the work hereunder by the Contractor, his agents, representatives, employees or subcontractors. Said insurance shall be obtained from an insurance carrier admitted and authorized to do business in the State of California. The insurance carrier is required to have a current Best’s Key Rating of not less than “A-Y and shall meet the City’s policy for insurance as stated in Resolution No. 91-403. A. Coveraaes and Limits. Contractor shall maintain the types of coverages and minimum limits indicated herein, unless a lower amount is approved by the City Attorney or City Manager: 1. Comprehensive General Liability Insurance. $1 ,OOO,OOO combined single-limit per occurrence for bodily injury, personal injury and property damage. If the submitted policies contain aggregate limits, general aggregate limits shall apply separately to the work under this contract or the general aggregate shall be twice the required per occurrence limit. 4 -11 - 11/21/00 2. Automobile Liability (if the use of an automobile is involved for Contractor’s work for the City). $1 ,OOO,OOO combined single-limit per accident for bodily injury and property damage. 3. Workers’ Compensation and Employer’s Liability. Workers’ Compensation limits as required by the Labor Code of the State of California and Employer’s Liability limits of $1 ,OOO,OOO per accident for bodily injury. 4. Professional Liability. Errors and omissions liability appropriate to the contractor’s profession with limits of not less than $1 ,OOO,OOO per claim. Coverage shall be maintained for a period of five years following the date of completion of the work. B. Additional Provisions. Contractor shall ensure that the policies of insurance required under this agreement contain, or are endorsed to contain, the following provisions. 1. The City shall be named as an additional insured on all policies excluding Workers’ Compensation and Professional Liability. 2. The Contractor shall furnish certificates of insurance to the City before commencement of work. 3. The Contractor shall obtain occurrence coverage, excluding Professional Liability which shall be written as claims-made coverage. 4. This insurance shall be in force during the life of the agreement and any extension thereof and shall not be canceled without 30 days prior written notice to the City sent by certified mail. -12 - 1 l/21/00 . , 5. If the Contractor fails to maintain any of the insurance coverages required herein, then the City will have the option to declare the Contractor in breach, or may purchase replacement insurance or pay the premiums that are due on existing policies in order that the required coverages may be maintained. The Contractor is responsible for any payments made by the City to obtain or maintain such insurance and the City may collect the same from the Contractor or deduct the amount paid from any sums due the Contractor under this agreement. 27. RESPONSIBLE PARTIES The name of the persons who are authorized to give written notices or to receive written notice on behalf of the City and on behalf of the Contractor in connection with the foregoing are as follows: For City: Title Name Address For Contractor: Title Name Address Architect/License Number: RCE 18364 28. BUSINESS LICENSE Public Works Director Lloyd 6. Hubbs City of Catisbad/Engineering Dept. 1635 Faraday Avenue Carlsbad, CA 92008-7314 Principal Galen N. Peterson, Consulting Engineer 16064 Sun Summit Point San Diego, CA 92127-2050 Contractor shall obtain and maintain a City of Carlsbad Business License for the duration of the contract. -13 - 11/21/00 \ i9 .’ . I 29. ENTIRE AGREEMENT This agreement, together with any other written document referred to or contemplated herein, along with the purchase order for this contract and its provisions, embody the entire agreement and understanding between the parties relating to the subject matter hereof. In case of conflict, the terms of the agreement supersede the purchase order. Neither this agreement nor any provision hereof may be amended, modified, waived or discharged except by an instrument in writing executed by the party against which enforcement of such amendment, waiver or discharge is sought. Executed by Contractor this 2 2 +J day of z, 20 00 . CONTRACTOR: GALEN N. PETERSON, (print name/title) (Proper notarial acknowledgment of execution by Contractor must be attached. Chairman, president or vice-president and secretary, assistant secretary, CFO or assistant treasurer must sign for corporations. Otherwise, the corporation must attach a resolution certified by the secretary or assistant secretary under corporate seal empowering the officer(s) signing to bind the corporation.) APPROVED AS TO FORM: -14 - 1 l/21/00 State of California ) 1 County of San Diego ) On November 22, 2000, before me, Belinda R. Guzman, Notary Public, personally appeared Galen N. Peterson, personally known to me to be the person whose name is subscribed to the within instrument and acknowledged to me that he executed the same in his authorized capacity, and that by his signature on the instrument the person, or entity upon behalf of which the person acted, executed the instrument. . WITNESS my hand and official seal . 93eQLd&k& (This area for Signature of Notary official notary seal) Title or Type of Document Master Agreement for Professional Services with Galen N. Peterson, Consulting Engineer Date of Document November 22,200O No. of Pages 15 Signer(s) other than named above None . . Exhibit A Compensation Rates and Payment Provisions MASTER AGREEMENT FOR PROFESSIONAL ENGINEERING SERVICES BETWEEN CITY OF CARLSBAD AND GALEN N. PETERSON, CONSULTING ENGINEER City shall pay to Galen N. Peterson, Consulting Engineer, for the performance of all services rendered pursuant to this Agreement, -on a “time-and-materials” basis, in accordance with the following Schedule of Billing Rates: Galen N. Peterson, Consulting Engineer, shall submit invoices to the City on a monthly basis. A late payment finance charge will be applied to any unpaid balance, commencing (30) days after the date of the original invoice, at an interest rate at ten (10) percent per annum. ACORD, CERTIFICA a E OF LIABILITY INSUI.ANC&~ 4 DATE (MMfDDfW) 11/26/00 PRODUCER THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE Cavignac C Associates HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR 1230 Columbia St., Suite 850 ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. San Diego CA 92101-3547 Phone:619-234-6848 Fax:619-234-8601 INSURED INSURERS AFFORDING COVERAGE INSURER A: UnitedStatesFidelity&&Guaranty Galen Peterson Consulting En ineer 16864 Sun Summit Point San Diego CA 92127 I INSURER B: Design Professionals Ins Co INSURER C: INSURER D: INSURER E: I COVERAGES THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDlTlON OF ANY CONTRACT OR OTHER DOCUMENT WlTH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLlClES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. AGGREGATE LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. I(SR .TR TYPE OF INSURANCE POLICY NUMBER GENERAL LlABlLlTY A X COMMERCIAL GENERAL LIABILITY BK00725582 CLAIMS h4ADE q OCCUR X Broad form X Blkt Contractual s-o- DEDUCTIBLE APSPLILS GEN’L AGGREGATE LIMIT APPLIES PER: A AUTOMOBILE LIABIUTY ALL OWNED AUTOS SCHEDULED AUTOS EXCESS LIABILITY cl CLAIMS MADE OTHER B 1 Professional Liability IESCRlPTION OF OPERATlONYLOCATlONSN BKO0725582 AEE0300415 IlCLESfEXCLUSlONS ADDED BY ENDORSEM 11/27/00 11/27/00 11/27/00 T/SPECIAL PROVlSl EACH OCCURRENCE s AGGREGATE s S S s WCsTAnr TORY LlMliS OIH ER- E.L. EACH ACCIDENT S E.L. DISEASE - E4 EMPLOYEE 5 1 E.L. DISEASE - POLICY LIMIT 1 5 11/27/01 *Limits $1,000,000 Deduct. $ 5,000 IS *Professional Liability - Claims Made Form, Aggregate Limit Policy. Defense Costs Included within Limit of Liability - $2,000,000 Aggregate. RE: ALL WERATIONS. CERTIFICATE HOLDER IS NAMED AS ADDITIONAL INSURED AS RESPECTS TO ZENERAL LIABILITY PER ATTACHED. *10 DAYS NOTICE FOR NON-PAYMENT 3F PREMIUM. :ERTIFICATE HOLDER 1 Y ( ADDlTlONAL INSURED; INSURER LETTER: A CANCELLATION CARLS-6 CITY OF CARLSBAD ATTN: Nanci Plouffe 1635 Faraday Avenue Carlsbad CA 92009 I iCORD 25-S (7197) SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATlO DATE THEREOF, THE ISBUlNG INSURER WILL ENDEAVOR TO MAlL m DAYS WRll-TEN NOTlCE TO THE CERTlFlCATE HOLDER NAMED /9 THE LER; BUT FAlLURE TO DO SO SHALL 1 LIABILITY OF E INSURER, ITS AGENTS OR AUTHORIZED REPR Dorothy A&ndson " I OACORD CORPORATION 1988 c- ’ ptiq Numb= BK00725582 BlanketAdditional Insureds- coNslMJmaJmm THIS MJORSEMENT CHANGES THE POLICY. PLEASE READ iT CAREFULLY. This endorsement modifies insurance provided under the following: UABILITY COVERAGE PART. 1. If. (4 (b) you are required to add another person or organization as an insured under this policy in a written construction contract or agreement which is in effect during the period of this policy; and a certificate of insurance has been issued listing that person as an ADDITIONAL INSURED, then WHO IS AN INSURED (SECTION II is amended to include that person or organization as an insured (referred to below as an ADDITIONAL INSURED). 2 In addition to the other exclusions applicable to COVERAGES A., B. and C., the insurance provided to an AOOITIONAL INSURED does not apply to: a. “Property damage’ to: (1) (2) (3) Property owned, used or occupied by, loaned or rented to the ADDITIONAL INSURED; Property in the care, custody or control of the ADDITIONAL INSURED or over which the ADDITIONAL INSURED is for any purpose exercising physical control; or 3 “Your work’ performed for the ADDITIONAL INSURED. b. C. ‘Bodily injury,’ ‘propem/ damage,’ ‘personal injury,’ or ‘advertising injury’ arising out of an architect’s, engineer’s or surveyor’s rendering or failure to render any professional services for you, for the ADDITIONAL INSURED, or for others, including: (1) (2) The preparing, approving or failure to prepare or approve maps, drawings, opinions, reports, surveys, change orders, designs or specifications; or Supervisory, inspection, or engineering services. “Bodily injury,’ “property damage,” ‘personal injury,” or “advertising injury” which is not caused in whole or in part by the negligent acts or omissions of any Named Insured, or the negligent acts or omissions of anyone directly or indirectly employed by a Named Insured or for whose acts a Named Insured may be liable. All other terms and conditions of the policy remain the same. clJw22660497 Includes copyrighted material of Insurance Sewices Office, Inc.. with its permisslon. Copyright. Insurance Services Office, Inc.. 1984. 1985 Page I of 1 “I \ t -. . . . i. . . You must see to ir,that we receive written :. notice of the claim or ‘suit’ as soon as practicable. .* c. You and any other involved insured must: (1) Immediately send us copies of any demands, notices, summonses or legal papers received in connection with the claim or ‘suit’; (2) Author& us to obtain records and other information; (3) Cooperate with us in the investigation, settlement or defense of the claim or ‘suit’; and (4) Assist us, upon our request, in the enforcement of any right against any person or organization which may be liable to the insured because of injury or damage to whi.ch this insurance may also apply. d No insureds will, except at their own cost, voluntarily make a payment, assume any obligation, or incur any expense, other than for first aid, without our consent 3. Financial Responsibility Laws a. Primary Insurance. a. b. When this policy is certified as proof of financial responsibility for the future under the provisions of any motor vehicle financial responsibility law, the insurance provided by this Coverage Part for “bodily injury” liability and “property damage” liabiiity will comply with the provision of the law to the extent of the coverage and limits of insurance required by that law. With respect to ‘mobile equipment” to which this insurance applies, we will provide any liability, uninsured motorists, underinsured motorists, no-fault or other coverages required by any motor vehicle law. We will provide the required limits for those coverages. A legal Action Against Us No person or organization has a right under this Coverage Part: a. To join us as a party or otherwise bring us into a ‘suit’ asking for damages from an insured; or h To sue us on this Coverage Part unless all of its terms have been fully complied with. A person or organization may sue us to recover on an agreed settlement or on a final judgment against an insured obtained after an actual trial; but we will not be liable for damages that are not payable under the terms of this Coverage Part or that are in excess of the applicable Limit of Liability. An agreed settlement means a settlement and release of liability signed by us, the insured and the claimant or the cfaimant’s legal representative. 5. Other Insurance If valid and collectible “other insurance” is available to the insured for a loss we cover under SECTION I. A. of this Coverage Part, our obligations are limited as follows: This insurance is primary except when SECTION IV. 5. b. be!ow applies. !t m!s insurance is primary, our obligations are not affected unless any of the “other insurance” is also orimarv. Then, we will share with all that “other insurance” by the method described in SECTION IV. 5. c. beI?. b. Excess Insurance. This insurance is excess over any of the “other insurance” whether primary, excess, contingent or any other basis that: (1) Insures for direct physical loss of or damage to proper?/; cm 20 10 03 99 lnciudes copyrighted material of Insurance Services Office with Its permlssron. Cooyrrgnt Insurance Services Office, inc.. 1996 Page 16ofZZ _ t” i i P ‘--- City of Carlsbad Records Management Department December 20,200O Galen Peterson 16064 Sun Summit Point San Diego CA 92127-2050 Re: Engineering Services Agreement The City of Carlsbad has approved the agreement to provide professional engineering services. The City has determined that you are required to file a conflict of interest statement, please refer to section 25 of the referenced agreement for further details. A copy of the agreement is enclosed for your reference. Enclosure 1200 Carlsbad Village Drive - Carlsbad, CA 92008-l 989 - (760) 434-2808 @