HomeMy WebLinkAbout2007-11-13; City Council; 19227; CDBG & HOME Investment Partnership ProgramCITY OF CARLSBAD - AGENDA BILL
AB#
MTG.
DEPT.
19,227
11/13/07
HRED
2008-2009 COMMUNITY
DEVELOPMENT BLOCK GRANT AND
HOME INVESTMENT PARTNERSHIP
PROGRAM
DEPT. HEAD fi&
CITY ATTY.
CITY MGR.
dS^
u/—
RECOMMENDED ACTION:
Adopt Resolution No. 2007-293 to accept comments and approve the 2008-2009 Community
Development Block Grant (CDBG) and Home Investment Partnership (HOME) Program Funding
Plan; approve the CDBG/HOME Program application review process; and authorize distribution of a
"Request for Proposals" for the 2008-2009 CDBG/HOME Program.
ITEM EXPLANATION:
In fiscal year 2008-2009, the City of Carlsbad will be entitled to a new allocation of Community
Development Block Grant (CDBG) funds from the U.S. Department of Housing and Urban
Development (HUD). As a participant in the San Diego Urban County Home Investment Partnership
(HOME) Consortium, the City will also be eligible to receive federal HOME funds.
CDBG Program
The total amount of CDBG funding available to the City for the 2008-2009 program year is
approximately $640,000. This figure includes an estimated $514,000 in new CDBG entitlement
allocation and $92,355 in program income from Villa Loma property lease payments. An additional
$32,455 is available from prior year allocations that were not used and are available for the 2008-08
program. Of the $640,000 in CDBG funding, approximately $102,000 will be used for the City's
administration of the program and $77,000 will be available for public service activities. In addition,
pursuant to previous Council direction, approximately $229,000 will be available for affordable
housing, and $229,000 will be available for facility improvements or other eligible projects.
The primary objective of the CDBG program is to assist lower income persons/households. Each
proposed project must meet at least one (1) of the national objectives for the CDBG Program and at
least one of the local housing and community development objectives. The local objectives for the
Carlsbad CDBG program are outlined in the attached "CDBG/HOME Program Funding Plan" (Exhibit
2). These objectives reflect the City's desire to develop a program which best meets the various
needs of low and moderate-income Carlsbad residents.
HOME Program
The primary objective of the HOME program is to provide affordable housing opportunities for lower
income households. HOME funds may be used to implement the following housing activities directly,
through its local housing authority, or through for profit or non-profit organizations: 1) housing
acquisition/rehabilitation; 2) housing rehabilitation; 3) housing construction; 4) rental
assistance/security deposits; 5) homebuyer assistance; and 5) associated administration/planning
activities. The total amount of new HOME funding available for allocation to eligible projects is
anticipated to be approximately $270,000.
FOR CITY CLERKS USE ONL Y.
COUNCIL ACTION:APPROVED
DENIED D
CONTINUED D
WITHDRAWN D
AMENDED D
CONTINUED TO DATE SPECIFIC D
CONTINUED TO DATE UNKNOWN D
RETURNED TO STAFF D
OTHER - SEE MINUTES D
PAGE 2
Request for Proposals and Application Review Process
No changes are proposed to the Request for Proposals and application review process as previously
approved by the City Council for use during the previous program year.
CDBG/HOME Advisory Committee
To facilitate the selection and funding of activities which best meet the objectives of the CDBG/HOME
Program, a City Council appointed CDBG/HOME Advisory Committee will be responsible for
interviewing applicants, evaluating applications, and developing recommendations for funding
amounts. The Advisory Committee's funding recommendations will then be presented to the City
Council for consideration and final approval.
The following residents were appointed on January 9, 2007 to serve two-year terms on the Advisory
Committee:
Bill Dominguez, Planning Commisson
Elaine Nielson, Northwest Quadrant
Sharon Redsun, Southeast Quadrant
Dr. Gary Godward, Southwest Quadrant
Staff requests that the Mayor appoint Advisory Committee Members to represent the following
quadrants and commissions at a future meeting:
Senior Commission
Housing Commission
Northeast Quadrant
Recommendation
In order to develop Carlsbad's 2008-2009 CDBG/HOME Program, staff is requesting the following
three actions from City Council at this time: 1 ) approval of the proposed 2008-2009 CDBG/HOME
Funding Plan; 2) approval of an application review process for the CDBG/HOME program; and, 3)
authorization to distribute a "Request For Proposals" for the program.
FISCAL IMPACT:
It is anticipated that the City will receive an estimated $514,000 in new CDBG entitlement funds and
$270,000 in new HOME funds during fiscal year 2008-2009. Federal regulations for the CDBG
program allow the City to use a maximum of 20 percent ($102,800) of the new allocation for
administration costs. The City's Cooperative agreement with The San Diego Urban County HOME
Consortium allows the City to recover approximately $7,000 in administrative costs. Administration of
the CDBG/HOME program can be fully funded by use of the federal funds. There is no fiscal impact
on the General Fund.
EXHIBITS:
1 . Resolution No. 2007-293 _ authorizing staff to distribute a "Request for Proposals"
for the 2008-2009 CDBG/HOME Program, accepting comments and approving the 2008-2009
CDBG/HOME Funding Plan, and approving the CDBG/HOME Program Application Review
Process.
2. 2008-2009 CDBG/HOME Funding Plan.
PAGES
3. "Request for Proposals" for Carlsbad's 2008-2009 CDBG/HOME Program.
4. CDBG/HOME Program Application Review Process.
DEPARTMENT CONTACT: Frank Boensch, (760) 434-2818, fboen@ci.carlsbad.ca.us
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RESOLUTION NO. 2007-293
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CARLSBAD,
CALIFORNIA ACCEPTING PUBLIC COMMENTS AND APPROVING THE 2008-
2009 CDBG/HOME PROGRAM FUNDING PLAN; APPROVING THE CDBG/HOME
APPLICATION REVIEW PROCESS; AND AUTHORIZING DISTRIBUTION OF A
REQUEST FOR PROPOSALS FOR THE 2008-2009 CDBG/HOME PROGRAM.
WHEREAS, the City of Carlsbad, California, is entitled to a new allocation of Community
Development Block Grant (CDBG) funds from the U. S. Department of Housing and Urban Development
(HUD) for fiscal year 2008-2009; and,
WHEREAS, the City of Carlsbad, California is entitled to an allocation of HOME Investment
Partnership funds for the fiscal year 2008-2009 as a member of the San Diego County HOME
Consortium; and,
WHEREAS, the City Council of the City of Carlsbad held a public hearing to consider the
distribution of a "Request for Proposals" for a 2008-2009 CDBG/HOME Program and the required
documents for development and implementation of the 2008-2009 CDBG/HOME Program; and,
WHEREAS, the City Council has taken all testimony into account.
NOW, THEREFORE BE IT HEREBY RESOLVED as follows:
1. That the above recitations are true and correct.
2. That staff of the Housing and Redevelopment Department is authorized to distribute a
"Request for Proposals" for the City of Carlsbad's 2008-2009 CDBG/HOME Program.
3. That the City Council approves the 2008-2009 CDBG/HOME Funding Plan, required by
federal regulations, for Carlsbad's CDBG/HOME Program.
4. That the City Council approves the proposed CDBG/HOME Application Review Process.
PASSED, APPROVED AND ADOPTED at a regular meeting of the City Council of the City of
Carlsbad, California, held on the 13tb day of November, 2007, by the following vote, to wit:
AYES: Council Waiters lewis, KLOcbin, Hall, Rackard and Nygaard.
NOES: None.
ABSENT: None.
M. WOOD, <£ity\Clerk
EXHIBIT 2
CITY OF CARLSBAD
CDBG/HOME PROGRAM
2008-2009 FUNDING PLAN
CITY OF CARLSBAD
2008-2009
COMMUNITY DEVELOPMENT BLOCK GRANT PROGRAM
STATEMENT OF COMMUNITY DEVELOPMENT OBJECTIVES
The City of Carlsbad Community Development Block Grant (CDBG) funds will be allocated to
organizations, agencies, City Departments, or persons to implement programs or develop/improve public
facilities which meet the following community development objectives:
1. AFFORDABLE HOUSING:
• Provide direct benefit to lower income persons through the provision or retention of
affordable housing units in Carlsbad;
• Provide shelter or services to homeless or near homeless persons/families which result in
an improved situation through employment, permanent or transitional housing, treatment of
mental, or substance abuse problems, etc.; and,
• Provide direct assistance to lower income households to prevent or eliminate residential
Building or Municipal Code violations and/or improve the quality of housing units in Carlsbad
through residential (rental and/or owner occupied) rehabilitation programs.
2. SOCIAL SERVICES (GENERAL):
• Provide assistance to non-profit public service providers who meet the basic needs of lower
income Carlsbad residents. Basic needs are defined as those which provide food, shelter,
clothing and, in some cases, health care;
• Provide assistance to non-profit public service providers who offer counseling and self-
improvement programs/activities for lower income Carlsbad residents; and,
• Provide assistance to non-profit public service providers who offer recreational and/or
cultural programs/activities for lower income Carlsbad residents.
3. SOCIAL SERVICES (CHILDREN & ADULTS):
• Provide assistance to organizations which administer programs that directly benefit lower
income children living in Carlsbad. The programs must provide one or more of the following
activities: day care, after-school care, cultural enrichment, recreation, health
care/immunization or self-improvement. The City may also give priority to single-parent
assistance programs such as counseling services; and
• Provide assistance to organizations which administer programs that directly benefit low
income adults living in Carlsbad. The programs must provide one or more of the following
activities for adults: employment services, job training, and educational programs. Programs
designed for elderly adults only must provide one or more of the following activities: meals,
homemaking or personal assistance services, financial assistance services, counseling,
transportation, or shared housing or other housing related services.
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CITY OF CARLSBAD
2008-2009
COMMUNITY DEVELOPMENT BLOCK GRANT PROGRAM
SUMMARY OF ESTIMATED FUNDS AVAILABLE FOR 2008-2009 PROGRAM YEAR
Source of Funds Amount($)
New Entitlement Grant 514,000
Program Income 92,355
Reallocation of Prior Year Funds 32.455
TOTAL 638,810
Funds Available by Activity Amount
Public Service . 77,100
Affordable Housing 229,455
Public Facilities, Improvements/Other 229,455
Program Administration/Fair Housing 102,800
Total Available Funds 638,810
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2008-2009
HOME INVESTMENT PARTNERSHIP
PROGRAM STRATEGY
The City of Carlsbad, as a member of the San Diego Urban County HOME Consortium, may
allocate its HOME Investment Partnership funds to implement the following activities directly,
through local housing authorities, or for-profit or non-profit organizations:
1. Property Acquisition/Housing Construction
HOME funds may be used for property acquisition and all other eligible costs of
providing new affordable housing for lower-income persons and special needs groups.
2. Housing Acquisition/Rehabilitation
HOME funds may be used for acquisition of existing housing units with or without
rehabilitation for lower-income persons and special needs groups.
3. Housing Rehabilitation
HOME funds may be used for housing rehabilitation costs incurred separately or in
connection with the acquisition of existing housing for lower-income persons and special
needs groups.
4. Rental Assistance
HOME funds may be used for tenant based rental assistance, related residential
security deposit assistance programs, and other eligible related costs.
5. Home Buyer Assistance
HOME funds may be used for home buyer assistance programs for lower income
persons. Such programs may include, but are not limited to, downpayment and closing
cost assistance, direct loan to the home buyer, interest subsidy to the lender, or "gap"
financing.
6. Administration/Planning
A portion of HOME funding may be used for eligible HOME administration and planning
costs, including direct administrative and overhead costs, public information, fair
housing, and program development costs.
Funding Process
The City's portion of HOME funds will be awarded to eligible housing activities
implemented by the City or by for profit or non-profit organizations on behalf of the City.
Staff of the Housing and Redevelopment Department shall evaluate and determine
those eligible housing activities to be considered for funding under the HOME Program
based upon the housing need priorities established in the City's General Plan Housing
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Element and the Consolidated Plan. Staff will present the recommendations for project
funding to the City Council for consideration and final approval.
Leverage
In so far as possible, HOME funds will be leveraged with other public and private
funding sources to enhance program productivity.
Area of Activity
HOME funds may be used for housing activities implemented within the City of Carlsbad.
CITY OF CARLSBAD
HOME INVESTMENT PARTNERSHIP PROGRAM
SUMMARY OF FUNDS AVAILABLE FOR 2008-2009 PROGRAM YEAR
2008-2009 HOME Funding Allocation for Carlsbad $270,000
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EXHIBIT 3
CITY OF CARLSBAD
2008-2009
COMMUNITY DEVELOPMENT BLOCK GRANT/HOME PROGRAM
REQUEST FOR PROPOSALS
I. Introduction
Funding for the federal Community Development Block Grant (CDBG) Program is authorized
under Title I of the Housing and Community Development Act. The program provides grants on
a formula basis to entitled cities and counties to develop viable urban communities through the
provision of decent housing, a suitable living environment and by expanding economic
opportunities for lower income persons,
Funding for the federal Home Investment Partnership (HOME) Program is authorized under Title II
of the Cranston-Gonzales National Affordable Housing Act. The program provides grants on a
formula basis to entitled cities, counties and city/county consortiums to create affordable
housing for lower income households. The City of Carlsbad receives HOME funds as a member
of the San Diego County HOME Consortium, a group consisting of the County of San Diego and
various cities in the county formed for the purpose of obtaining federal HOME funds.
II. Program Development
The City of Carlsbad is eligible to receive CDBG funds on an annual basis. In order for Carlsbad
to receive the grants, a list of community development objectives must be developed along
with an outline of proposed projects. The City of Carlsbad must also certify that it has followed
an approved Consolidated Plan for Housing and Community Development and that not less
than 70% of the CDBG funds will be used for activities that benefit low and moderate income
persons. Low and moderate income guidelines are based upon household size and a chart is
attached for your reference,
The City is eligible to receive HOME funds on an annual basis as a member of the San Diego
County HOME Consortium. The City submits projects eligible for HOME funds to the Consortium
for inclusion in the County's Consolidated Plan. The eligibility of households for HOME assistance
varies with the nature of the funded activity, For rental housing and rental assistance, at least
90% of benefiting households must have incomes that are no more than 60% of the median
family income for the area, In rental projects with five or more assisted units, at least 20% of the
units must be occupied by families with incomes that do not exceed 50% of the area median
income. The incomes of households receiving HOME assistance must not exceed 80% of the
area median income.
III. Request for Proposals
The total amount of CDBG funds from the U.S. Department of Housing & Urban Development
estimated to be available for Carlsbad in 2008-2009 is approximately $638,000. This figure
includes an estimated $514,000 in new CDBG entitlement allocation, $92,355 available from
program income, and $32,455 available for reallocation from prior year activities,
Of the $602,080 total CDBG funds available, $102,800 will be used for the City's administration of
the CDBG Program and $77,100 will be available for eligible public service activities.
Approximately $229,455 will be available for public facilities, improvements and other eligible
activities, The remaining $229,455 in CDBG funds will be available for selected projects that will
provide affordable housing opportunities in Carlsbad. An additional $211,340 is available in the
City's CDBG Housing Reserve Fund to assist in providing affordable housing opportunities for
lower income households.
Organizations are strongly discouraged from applying for funds unless they are ready to
implement the activity proposed for funding. A matching funds requirement will be applied to
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CDBG funded public facilities/improvement activities, and documentation showing use of
matching funds will be required prior to distribution of CDBG funds for activities under that
category, CDBG funding for amounts of $100,000 or more may be made in the form of a
deferred, no interest loan, to be forgiven in twenty years if the facility remains in use for purposes
as stated in the application,
It is expected that approximately $270,000 in new HOME funds will be available for affordable
housing projects. The combination of 2008-2009 CDBG. HOME funds, and Housing Reserve Funds
being made available for affordable housing totals approximately $710.795. Specifically, the
$710.795 will be targeted for use in acquisition of property tor affordable housing purposes.
To develop a 2008-2009 CDBG/HOME program which meets the needs of the lower income
population, Carlsbad requests assistance from members of the community. Citizen participation
is critical to the success of the Carlsbad CDBG/HOME program. Therefore, we are encouraging
all qualified nonprofit organizations to consider the needs of lower income persons within
Carlsbad and submit an application for a proposed project or service. The Proposal Review
Process for the CDBG/HOME Program is attached for your information,
Per federal regulations, all HOME funds must be used for affordable housing purposes and CDBG
funds may be used for, but are not limited to: public service activities, acquisition of real
property, relocation and demolition, rehabilitation of residential and nonresidential structures,
construction of public facilities and improvements and conversion of schools for eligible
purposes. The types of activities that generally are not eligible for CDBG funding include:
buildings for the general conduct of government, political activities, income payments,
construction of new housing and other facilities offering 24-hour care.
NATIONAL OBJECTIVES
The City of Carlsbad is committed to using CDBG funds to finance projects and services that
provide direct benefit to lower income residents. Every project proposed for the CDBG program
must address at least one, of the three broad National Objectives for the program. The National
Objectives are:
1. Provide direct benefit to lower income persons;
2. Aid in the prevention or elimination of slums or blight; and
3. Meet other community development needs having a particular urgency because
existing conditions pose a serious and immediate threat to the health or welfare of the
community where no other financial resources are available to meet such needs.
LOCAL OBJECTIVES
In addition to meeting the National Objectives, every project proposed for CDBG funding must
meet at least one of the local Community Development Objectives, which are:
1. Affordable Housing:
Provide direct benefit to lower income persons through the provision of additional
affordable housing units in Carlsbad;
Provide shelter or services to homeless or near homeless persons/families which
result in an improved situation through employment, permanent housing,
treatment of mental, or substance abuse problems, etc.; and,
Provide direct assistance to lower income households to prevent or eliminate
residential Building or Municipal Code violations and/or improve the quality of
housing units in Carlsbad through residential (rental and/or owner occupied)
rehabilitation programs,
2. • SOCIAL SERVICES (GENERAL):
Provide assistance to public service providers who meet the basic needs of lower
income Carlsbad residents. Basic needs providers are defined as those that
provide food, shelter, clothing, and in some cases, health care;
Provide assistance to public service providers who offer counseling and self-
improvement programs/activities for lower income Carlsbad residents; and,
Provide assistance to public service providers who offer recreational and/or
cultural programs/activities for lower income Carlsbad residents.
3. SOCIAL SERVICES (CHILDREN & ADULTS'):
Provide assistance to organizations which administer programs that directly
benefit lower income children living in Carlsbad. The programs must provide one
or more of the following activities; day care, after-school care, cultural
enrichment, recreation, health care/immunization or self-improvement. The City
may also give priority to single-parent assistance programs such as counseling
services; and
Provide assistance to organizations which administer programs that directly
benefit lower income adults living in Carlsbad. The programs must provide one or
more of the following activities for adults: employment services, job training, and
educational programs. Programs designed for elderly adults only must provide
one or more of the following activities: meals, homemaking or personal assistance
services, financial assistance services, counseling, transportation, or shared
housing or other housing related services,
It is the intent of the City to only approve CDBG/HOME assisted projects that do not result in the
displacement of lower income persons from their homes. Therefore, all persons submitting
project proposals to the City should consider the displacement impact upon lower income
households.
IV. Submission of Request For Proposals
All persons, organizations, agencies, etc, wishing to submit an application for funding
consideration under the CDBG/HOME program must obtain a "Funding Proposal Application"
from the City of Carlsbad Housing and Redevelopment Department. Interested persons may
request a Funding Proposal Application by calling (760) 434-2818,
Ten copies of each project proposal must be submitted to the attention of Frank Boensch prior to
5:00 p.m. on December 18, 2007 at the following address:
CITY OF CARLSBAD
HOUSING AND REDEVELOPMENT DEPARTMENT
2965 ROOSEVELT STREET, SUITE B
CARLSBAD, CA 92009
IV. Technical Assistance/Questions or Comments
City staff is available to provide technical assistance in preparing applications and to answer
questions regarding the application review process. Please contact Frank Boensch at (760) 434-
2818 for information regarding technical assistance or if you have questions or comments on the
CDBG/HOME Program,
EXHIBIT 4
CITY OF CARLSBAD
CDBG/HOME PROGRAM
APPLICATION REVIEW PROCESS
PURPOSE
To set forth procedures to be used for allocating the annual City of Carlsbad Home Investment
Partnership (HOME) and Community Development Block Grant (CDBG) funds.
BACKGROUND
Each year the City of Carlsbad is entitled to receive funding from the U.S. Department of
Housing & Urban Development through the CDBG Program to finance projects and/or services,
which benefit low/moderate income persons/households within the community. The City also
receives federal funds through the HOME Program to implement housing activities that benefit
lower income households. In response to the City's "Request for Proposals" for the
CDBG/HOME Program, the City receives numerous applications for funding from local
organizations. In an effort to facilitate the activity selection and funding allocation process, the
following procedures have been established for the program.
OBJECTIVE
The intent of this process is to streamline the CDBG/HOME funding allocation procedures and
implement specific proposal evaluation criteria that can be used to assist in the selection of
activities for funding on an annual basis. This process describes the CDBG/HOME application
process; outlines the review process for activity selection and funding recommendations; and,
summarizes the public hearing requirements. A CDBG/HOME Advisory Committee, will be
appointed to review and make recommendations to the City Council on funding levels for each of
the eligible activities submitted by organizations and/or city departments.
PROCEDURES
The goal of the City of Carlsbad is to develop a well balanced CDBG/HOME Program that
reflects the various needs of its low to moderate income residents, with three primary areas of
focus: 1) affordable housing; 2) general social services for lower income persons; and 3)
services for children and adults, including the elderly.
The following procedures outline the steps to be used by the Advisory Committee and staff of
the Housing and Redevelopment Department in selecting activities, which provide for a well-
balanced program and in making recommendations for allocation of the funds on an annual
basis:
1. Interested persons, non-profit organizations, City departments and others may submit a
request for funding on the appropriate application form. A public notice in a local
newspaper of general circulation will indicate how to obtain an application and the due
date for all proposals. Generally, the application review process will begin in November
or December of each year.
2. Upon receipt of proposals/applications for funding, Housing and Redevelopment
Department staff will make a determination regarding the eligibility of each proposed
project for funding consideration under the program. Requests for funds shall be
considered for funding only if the application is complete and demonstrates that the
following conditions have been met:
a. The governing board formally authorized the organization's request for CDBG
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APPLICATION REVIEW PROCESS
PAGE 2
and/or HOME funds from the City of Carlsbad and authorized official to bind
organization into subsequent agreements for CDBG funds;
b. The proposed use of funds is an eligible activity, per the Federal regulations for
the CDBG and/or HOME program;
c. The organization and the proposed activity must not have any outstanding or
unresolved findings of violation of the federal regulations governing the CDBG
and/or HOME program;
d. If applying for CDBG funds, the proposed use of funds meets at least one
national objective for the CDBG program, as established by the Federal
regulations;
e. If applying for CDBG funds, the proposed use of funds meets at least one local
objective for the CDBG program, as established by the City of Carlsbad's
Community Development Plan; and,
f. If applying for HOME funds, the proposed use of funds must be for the purpose of
increasing the availability of affordable housing for lower income households.
3. All complete applications, which have met the conditions outlined above, shall be
considered eligible for funding consideration and shall continue in the activity selection
and funding allocation process. All applications that are deemed ineligible for funding
consideration shall receive written notification that the application for funds is ineligible
due to a specified reason and will not be reviewed further by staff or the Advisory
Committee.
4. The Advisory Committee will consider the needs of lower income Carlsbad residents in
developing recommendations to the City Council for the funding of activities which are
the "most qualified" to meet those needs. The Committee will consist of seven (7)
members and will include the following representatives to be appointed by the City
Council: Senior Commissioner, Planning Commissioner, Housing Commissioner, and
four citizens-at-large (one from each quadrant of the City).
5. Each eligible application for funds shall be reviewed and evaluated, for ranking purposes,
based upon the criteria outlined below. Advisory Committee Members and Housing and
Redevelopment Department staff will evaluate each eligible proposal/application for
funds and assign a score based on a maximum 100 point scale using the following
criteria:
a. ORGANIZATIONAL ABILITY/CAPACITY Maximum of 25 Points
i. Experience of organization in providing 5 pojnts
services to low/moderate income
persons/households and in providing the
proposed activity,
ii. Capacity/ability of staff assigned to implement 5 Points
proposed activity,
ii. Organization's experience with the 5 Points
administration of CDBG or other State or
Federal funds.
APPLICATION REVIEW PROCESS
PAGE 3
iv. Level of ability demonstrated by organization 10 Points
to provide services and to adhere to
applicable local, State, or Federal regulations
governing funding sources.
b. FINANCIAL CAPACITY/STABILITY Maximum of 25 Points
i. Leveraging of CDBG funds with outside 15 Points
resources to finance proposed activity.
II. Relatively stable financial position 10 Points
c IMPLEMENTATION OF ACTIVITY Maximum of 10 Points
i. Demonstration of organization's readiness to 10 Points
implement proposed activity
d BENEFITS/BENEFICIARIES Maximum of 40 Points
i. Accessibility of activity for use by Carlsbad 10 Points
clients,
ii. Extent to which proposed activity benefits low 10 Points
income persons/households (50% of median
family income),
iii. Extent to which proposed activity benefits low 10 Points
income Carlsbad households
iv. Extent to which proposed activity meets the 10 Points
needs of low income residents
6. To facilitate the complete evaluation of eligible proposals/applications, applicants will be
given the opportunity to participate in a 10 minute interview with the Funding Advisory
Committee and staff. The public will also be given the opportunity to comment on the
eligible proposals being considered for funding at a City Council meeting.
The interview will provide the Advisory Committee and staff with an opportunity to obtain
additional information regarding the organization and the proposed activity that may not
have been provided, or was unclear in the application. Applicants should provide any
documents that may assist the Advisory Committee and staff in evaluating the
proposal/application prior to this interview.
7. Following the interview of each eligible proposal/application, Advisory Committee
Members and staff will complete their evaluation of the proposal according to the criteria
noted above. Committee Members will then submit their proposal scores to staff for
averaging. Proposals must receive a minimum average score of 50 out of 100 points to
remain eligible for funding. Staff will then rank and categorize the eligible
proposals/applications into the following five classifications:
a. Public services for the purpose of providing or maintaining affordable housing;
b. Public services for the purpose of providing general social services;
c. Public services for the purpose of providing specialized social services for
children and adults;
d. Proposals to create new affordable housing opportunities; and
e. Other eligible projects not included in public service categories, such as facility
improvements or property acquisitions.
This information will then be presented to the Advisory Committee for further review to
determine the level of funding to be recommended for each proposal.
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APPLICATION REVIEW PROCESS
PAGE 4
8. It is the Advisory Committee's responsibility to make a recommendation on the level of
funding to be allocated to the eligible activities according to the order the
proposals/applications were ranked within each classification. The Advisory Committee
shall work from the top of each list to the bottom, taking one proposal at a time on a
rotation basis from each classification, and recommend a funding level for the proposal
until all available funds have been allocated to eligible activities. This process will be
used to make funding recommendations for public service, public facility/other, and
affordable housing proposals.
Recommended funding amounts will be distributed evenly among the three public service
categories (housing, general social services, and specialized social services for children
or adults). The minimum funding level for each recommended activity shall be $5,000,
but shall not exceed the requested funding amount.
EXAMPLE: The Advisory Committee shall take the highest ranked public service activity
listed within "Affordable Housing" and make a funding recommendation for this activity.
Then, the Committee will consider a funding recommendation for the second ranked
proposal in that category, then the third, and so on, until no funds are available for that
category. The Committee will then move on to the next public service category. This
process will be repeated until funding recommendations have been developed for
proposals in all of the categories.
CDBG/HOME PROGRAM
FUND ALLOCATION PROCESS
PUBLIC SERVICE ACTIVITIES/PROJECTS
TO'
TO'pur
Housing
1.
2.
3.
TOTAL
PAL FUNDS RECOMMENDED
FAL FUNDS AVAILABLE
General Social
Services
1.
2.
3.
TOTAL
$
Social Services -
Children & Adults
1.
2.
3.
TOTAL
$
vIDS OVER/UNDER TOTAL AVAILABLE $
9. The Advisory Committee's funding recommendations will be presented to the City
Council for action during a public hearing. All applications submitted and the
funding recommendations made by the Advisory Committee will be submitted to
the City Council for consideration by the end of April of each year.
10. After accepting public comments on the proposals and recommendations, the
City Council may accept the Committee's recommendations as submitted, or
modify them as necessary to meet the needs of low/moderate income persons
within the community.
11. Following City Council action, a Consolidated Funding Plan, including the list of
selected activities and funding amounts for the CDBG/HOME Program, will be
submitted to the U.S. Department of Housing and Urban Development for final
approval.16,
CITY OF CARLSBAD
COMMUNITY DEVELOPMENT BLOCK GRANT (CDBG) AND
HOME INVESTMENT PARTNERSHIP (HOME) PROGRAM
PUBLIC HEARING AND REQUEST FOR PROPOSALS
The City of Carlsbad is eligible to receive funding, on an annual basis from the federal Community
Development Block Grant (CDBG) Program to finance projects, which serve the needs of lower income
persons. The funds are to be used to develop viable urban communities through the provision of decent
housing and a suitable living environment and by expanding economic opportunities for lower income
persons. The City will also receive funding under the HOME Investment Partnership (HOME) Program, as
a participant in the San Diego County HOME Consortium. The funds will be used to increase the supply
of decent affordable housing to lower income persons.
The total amount of CDBG funding available for the 2008-2009 program year is approximately $638,810.
This figure includes an estimated $514,000 in new CDBG entitlement allocation, $32,455 in funds
available for reallocation, and $92,355 in program income. Of the $638,810 total CDBG funds available,
approximately $102,800 will be used for the City's administration of the CDBG Program and up to $77,100
will be available for public service activities based on previous Council .direction. A total of $229,455 will
be available for facility improvements, or other eligible projects. In addition, approximately $229,455 in
CDBG funds and $270,000 in HOME funds will be available to create affordable housing opportunities for
lower income households. An additional $211,340 may also be available in the Housing Reserve Fund.
To develop a CDBG/HOME Program that meets the needs of the lower income population, the City
of Carlsbad requests assistance from members of the community. Citizen participation is critical
to the success of the Program. A public hearing will be held on Tuesday, November 13, 2007 to
obtain comments on the draft 2005-06 CDBG/HOME Funding Plan. The City encourages all
community organizations to consider the needs of lower income persons within Carlsbad and to submit a
proposed project, or projects, for consideration by the City Council at a future public hearing in 2008.
Organizations are strongly discouraged from applying for funds unless they are ready to
implement the activity proposed for funding. A matching funds requirement will be applied to
CDBG funded public facilities/improvement activities. Documentation showing use of those
matching funds would be required prior to distribution of CDBG funds for activities under that
category. CDBG funding for amounts of $100,000 or more will be made in the form of a deferred,
no interest loan, to be forgiven in twenty years if the facility remains in use for purposes as stated
in the application.
The City of Carlsbad is committed to using CDBG/HOME funds to finance projects/services that provide
direct benefit to lower income residents. It is also the City's intent to approve CDBG/HOME projects that
do not result in the displacement of lower income persons from their homes. Therefore, all persons
submitting project proposals to the City should consider the displacement impact upon lower income
households. If the City does approve a project that results in displacement of lower income households,
the City will provide relocation assistance as required in Section 570.606(b)(2) of the federal regulations
for the CDBG program.
All organizations wishing to submit a project for funding consideration under the CDBG/HOME program
must obtain an application package from the City of Carlsbad's Housing and Redevelopment Department.
Interested persons may call (760) 434-2818 to obtain an application. All project proposals must be
submitted to: Frank Boensch, City of Carlsbad, Housing & Redevelopment Department, 2965
Roosevelt Street, Suite B, Carlsbad, CA 92009 prior to 5:00 p.m. on December 18, 2007. Persons
who have questions or comments regarding the City of Carlsbad's CDBG/HOME Program may contact
Frank Boensch at (760) 434-2818, Monday through Friday between 8:00 a.m. and 5:00 p.m.
PROOF OF PUBLICATION
(2010& 2011 C.C.P.)
STATE OF CALIFORNIA
County of San Diego
This space is for the County Clerk's Filing Stamp
I am a citizen of the United States and a resident
of the County aforesaid: I am over the age of
eighteen years and not a party to or interested in
the above-entitled matter. I am the principal
clerk of the printer of
Proof of Publication of
North County Times
Formerly known as the Blade-Citizen and The
Times-Advocate and which newspapers have
been adjudicated newspapers of general
circulation by the Superior Court of the County of
San Diego, State of California, for the City of
Oceanside and the City of Escondido, Court
Decree number 171349, for the County of San
Diego, that the notice of which the annexed is a
printed copy (set in type not smaller than
nonpariel), has been published in each regular
and entire issue of said newspaper and not in any
supplement thereof on the following dates, to-wit:
November 10th, 2007
I certify (or declare) under penalty of perjury that
the foregoing is true and correct.
Dated at SAN MARCOS California
This 12K day of November, 2
Signature
Jane Allshouse
NORTH COUNTY TIMES
Legal Advertising
CITY OF CARLSBCOMMUNITY DEVELOPMENT BLOCKHOME INVESTMENT PARTNERSHIPPUBLIC HEARING AND REQUEST FO
BAD:KGIRANT (C(HOME)R PROP
CDBG) ANDPROGRAMOSALS
The City of Carlsbad is eligible to receive funding, on an annual basis fromthe federal Community Development Block Grant (.- _...., , ,. ..gram to finance projects,which serve the needs of lower income persons. The funds are to be used to developviable urban communities through the provision of decent housing and a suitable livingenvironment and by expanding economic opportunities for lower income persons. TheCity will also receive funding under the HOME Investment Partnership (HOME) Pro-gram, as a participant in thesan Diego County HOME Consortium. The funds will beused to increase the supply of decent affordable housing to lower income persons.
The total amount of CDBG funding available for the 2008-2009 program year is ap-
proximately $638,810. This figure includes an estimated $514,000 in new CDBGentitlement allocation, $32,455 in funds available for reallocation, and $92,355 in pro-gram income. Of the $638,810 total CDBG funds available, approximately*!02,800will be used for the City's administration of the CDBG Program and up to $77,100 willbe available for public service activities based on previous Council direction. A total of
available to create affordable housing opportunities for tower income houadditional $211,340 may also be available in the Housing Reserve Fund.
To develop a CDBG/HOME Program that meets the needs of the lower income
population, the City of Carlsbad requests assistance from members of thecommunity. Citizen participation is critical to the success of the Program. Apublic hearing will be held on Tuesday. November 13, 2007 to obtain commentson the draft 2005-06 CDBG/HOME Funding Plan. The City encourages all commu-nity organizations to consider the needs of lower income persons within Carlsbad andto submit a proposed project, or projects, for consideration by the City Council at afuture publictiearing in 2008.
Organizations are strongly discouraged from applying for funds unless they areready to implement the activity proposed for funding. A matching funds re-quirement will be applied to CDBG funded public facilities/improvementactivities. Documentation showing use of those matching funds would be re-quired prior to distribution of CDBG funds for activities under that category.CDBG funding for amounts of $100.000 or more will be made in the form of adeferred, no interest loan, to be forgiven in twenty years if the facility remains inuse for purposes as stated in the application.
The City of Carlsbad is committed to using CDBG/HOME funds to financeprojects/services that provide direct benefit to lower income residents. It is also theCity s intent to approve CDBG/HOME projects that do not result in the displacement oflower income persons from their homes. Therefore, all persons submitting projectproposals to the City should consider the displacement impact upon lower incomehouseholds. If the City does approve a project that results in displacement of lowerincome households, the City will provide relocation assistance as required in Section570.606(b)(2) of the federal regulations for the CDBG program.
All organizations wishing to submit a project for funding consideration under the CD-BG/HOME program must obtain an application package from the City of Carlsbad'sHousing and Redevelopment Department. Interested persons may call (760) 434-2818 to obtain an application. All project proposals must be submitted to: FrankBoensch, City of Carlsbad, Housing & Redevelopment Department. 2965 Roos-evelt Street, Suite B, Carlsbad, CA 92009 prior to 5:00 p.m. on December 18,2007. Persons who have questions or comments regarding the City of Carlsbad'sCDBG/HOME Program may contact Frank Boensch at (760) 434-2818, Mondaythrough Friday between 8:00 a.m. and 5:00 p.m.NCT 2104984 • 11 /10/2007
2008-2009 CDBG/HOME PROGRAMCommunity Development Block Grant (CDBG)Home Investment Partnership (HOME)
CDBG/HOME ProgramI. Program BackgroundII. Funding AvailabilityIII. Application Review and Funding ProcessIV. Recommendations for Council Actions
I.BACKGROUNDzCDBGServe needs of lower income personsDevelop viable communitieszHOMEImprove affordable housing opportunities for lower income persons
National ObjectiveszProvide benefits to lower income persons.zAid in the prevention or elimination of slums or blight.zMeet other urgent needs if no other funds are available to meet those needs.
Funding Plan StrategyLocal Objective CategorieszAffordable HousingzGeneral ServiceszSpecialized Services
HOME Eligible ActivitieszProperty AcquisitionzHousing RehabilitationzNew ConstructionzRental Assistance and Security DepositszHome Buyer Assistance
II. FUNDING AVAILABILITYzNo recommended changes to distribution of funds as approved by Council last year.
CDBG/HOME FUNDS Public Service (15%) 77,10077,100Program Admin (20%) 102,800102,800Facilities, Improvements and Other Eligible Activities 167,050 62,405229,455Affordable Housing 167,050 62,405229,455Subtotal514,000 124,810638,810Housing Programs/Projects 270,000270,000Subtotal270,000270,000TOTAL784,000 124,810908,810CDBGHOME
III. Application Review and Funding ProcesszNotices placed in newspaper and mailed to those on CDBG/HOME interest list.zApplications available from the Housing & Redevelopment Dept. 2965 Roosevelt Street, Suite B Phone No. 760-434-2818 zDeadline for submission: Dec. 18, 2007
CDBG/HOMEAdvisory CommitteezPlanning Commissioner zHousing Commissioner (Vacant)zSenior Commissioner (Vacant)zSoutheast Quadrant Resident zNortheast Quadrant Resident (Vacant)zNorthwest Quadrant ResidentzSouthwest Quadrant Resident
Application Review and Funding ProcesszApplications are reviewed for eligibility.zEligible applications are evaluated and scored by the Committee and staff.zApplicants are interviewed
Application Review andFunding ProcesszCommittee develops recommended funding levels for Council consideration.zCity Council holds public hearing on proposals and makes final decision on funding.
IV. REQUESTED ACTIONSzAccept Public Comments and Approve the CDBG/HOME Funding Plan zAuthorize Staff to Distribute Requests for ProposalszApprove the Proposed Application Review and Funding Process
2008-2009 CDBG/HOME Program