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HomeMy WebLinkAbout2009-06-02; City Council; 19845; Prelimininary Operating Budget Workshop 09-1021 CITY OF CARLSBAD - AGENDA BILL AB# MTG. DEPT. 19,845 06/02/2009 FINANCE FISCAL YEAR 2009-10 PRELIMINARY OPERATING BUDGET WORKSHOP DEPT. HEAD -^?^^ CITY ATTY. (&f CITYMGR. f/, RECOMMENDED ACTION: Accept report. Set public hearing for June 16, 2009. ITEM EXPLANATION: The Operating Budget work session on June 2, 2009 is an opportunity for the City Council to review the Fiscal Year 2009-10 Preliminary Operating Budget. City staff will be making presentations and will also be available to answer questions. The preliminary Capital improvement Program was presented to the City Council at the May 19, 2009 City Council meeting. In addition, a Citizens' Budget Workshop will be held on Thursday, June 4, 2009, at 6:00 p.m. at the Faraday Center, 1635 Faraday Avenue, Room 173B, to provide the public with an opportunity to discuss the Operating Budget and Capital Improvement Program with staff. The public hearing and adoption of the FY 2009-10 Operating Budget and Capital Improvement Program is scheduled for the June 16, 2009 City Council meeting. 2009-10 BUDGET OVERVIEW: Preparing the City's FY 2009-10 Operating Budget provided a difficult and challenging opportunity. The prolonged economic recession has produced a continuing decline in revenue sources, creating a need to develop solutions to decrease expenditures. Reductions to the FY 2008-09 Operating Budget were approved by the City Council in January 2009; however, continued monitoring of the economy, specifically the performance of the City's revenue sources, indicated that additional reductions were needed in order to maintain a balanced budget for future years. Using the ten-year forecast as a long-term planning tool, as well as analyzing current expenditures and exploring a variety of potential solutions, helped to create a mixture of cost saving opportunities which has allowed the presentation of a balanced budget for FY 2009-10. The proposed solutions include the following: DEPARTMENT CONTACT: Lisa Irvine or Judi Vincent, (760) 602-2430 lisa.irvinetajcarlsbadca.qov: iudi.vincent@carlsbadca.gov FOR CITY CLERKS USE ONLY. COUNCIL ACTION:APPROVED DENIED CONTINUED WITHDRAWN AMENDED D D Dnn CONTINUED TO DATE SPECIFIC CONTINUED TO DATE UNKNOWN RETURNED TO STAFF OTHER - SEE MINUTES f!oiinonl rpr.pivpd tbp rpporf find cpf D nn n 1-bp Public Hearing for June 16, 2009. Page 2 • Expenditure Savings Plan reductions submitted by all departments, and analyzed to provided budget reductions that were least disruptive to service levels to Carlsbad citizens, provided overall savings of $3.2 million. Savings in this area included unfunding a total of 12 full-time positions (including 3 positions unfunded in the FY 2008-09 budget reductions). The unfunded positions provided an opportunity for departments to realize salary savings while still maintaining the vacant position, which could be budgeted again in a future year once the economy improves. The total reductions made through the Expenditure Savings Plan will mean that services provided may be lessened to some extent or will take a longer time to provide, but overall it is expected that, in FY 2009- 10, the City will be able to maintain the core services provided to citizens. • Another $800,000 of potential salary savings were also incorporated into the budget. The City continues to explore opportunities to achieve these savings, through position vacancies, a selective hiring freeze, streamlining operations, innovations, or improved efficiencies. Although the exact method has not been identified, staff is confident that they can realize those savings in FY 2009-10. • Council Contingency was reduced from $1.3 million to $0.5 million providing an additional $800,000 of savings. • By funding a portion of the Traffic Signal Maintenance Program with General Capital Construction funds, another $600,000 of savings was realized. • An additional $500,000 of revenue will be achieved by beginning a repayment program from the Village Project Area of the Redevelopment Agency for previous loans made by the General Fund. After implementing the above savings opportunities, the Preliminary Operating Budget for FY 2009-10 totals $190.4 million, which represents an increase of $1.8 million, or 1.0%, over the FY 2008-09 adopted budget, as revised by the City Council in January 2009. Operating revenues are estimated at $194.7 million, which is a $1.8 million increase, or 0.9%, over the current year projections. The majority of the $1.8 million increase is in the Enterprise Funds, due to proposed water and wastewater increases. The recommended General Fund Operating Budget is $109.1 million, with estimated revenues of $109.3 million. This is a 6.2% decrease in the estimated General Fund revenues and a 3.2% decrease in the General Fund budgeted expenditures compared to the FY 2008-09 revised budget. General Fund Estimated Revenues - The majority of the City's General Fund revenues come from taxes. In the upcoming year, it is expected that property tax revenue will be approximately $47.9 million. This is a decrease of 5.3% from the revised FY 2008-09 projections. The FY 2009-10 property tax revenue is based on the assessed value of property in Carlsbad, which includes an estimated decrease of 2.8% in assessed evaluation, as provided by the County Assessor in May 2009, as well as a conservative 7 PageS assumption for a significant slowdown in new development. A one-time adjustment for previous years' aviation taxes received during FY 2008-09 was also taken into account. Sales taxes are expected to total $23.0 million for FY 2009-10, a decrease of 12.6% compared to the FY 2008-09 revised projections. These estimates assume that the continuing slow economy will result in a decrease in sales tax revenues. The City's sales tax base is heavily weighted in the transportation (predominantly new car sales) and retail sectors. These two sectors make up approximately 66% of the City's sales tax base and are being negatively impacted by the economic recession. The City of Carlsbad has many car dealerships which usually generate approximately $6.0 million of sales tax each year. Car sales have slowed during FY 2008-09 and are expected to remain slow during FY 2009-10 resulting in annual car sales projections of approximately $4.5 million. In addition, retail comprises over 40% of the sales tax generated in Carlsbad and with a slow economy and lower consumer confidence, it is anticipated there will be less discretionary purchases as well. The FY 2009-10 revenues for Transient Occupancy Taxes (TOT) are estimated at $12.1 million, a 10.4% decrease over prior year projections. Franchise taxes are estimated at $5.1 million, an increase of 13.3%, primarily due to an increase in franchise taxes on gas and electric services, which are paid by San Diego Gas and Electric (SDG&E). Development Revenues are expected to continue to decline as a result of the slowing economy and real estate market and are estimated to be $1.7 million in FY 2009-10 as compared to $1.8 million projected in FY 2008-09. General Fund Budgeted Expenditures - The General Fund contains most of the discretionary revenues that fund the basic core City services. A few expenditures are highlighted below: Proposed Position Changes - A total decrease of 13.5 full-time positions is reflected in the FY 2009-10 Preliminary Operating Budget, as compared to the FY 2008-09 original Adopted Budget. The total decrease is a combination of the unfunding of 12 full-time or limited-positions (9 unfunded in the FY 2009-10 budget and 3 unfunded in the budget reductions in January 2009) and the elimination of 1.5 full-time positions. The unfunded positions provided an opportunity for departments to realize salary savings while still maintaining a position count for the vacant position, which could be budgeted again in a future year once the economy improves. The FY 2009-10 Preliminary Operating Budget proposes the elimination of 1.5 full-time positions: the Administrative Secretary position in Administrative Services and a 0.5 limited-term Management Intern. In addition, a 0.5 Network Engineer full-time position in the Information Technology Department has been adjusted to a part-time position. A reduction of a 0.5 part-time limited-term Legal Intern is also proposed. Page 4 The net increase in hourly staff totaled approximately .61 of part-time staff as follows: an increase of .11 part-time positions in Park Maintenance for the first full year of maintenance for the Poinsettia Park Tennis Courts and an increase of 0.5 part-time positions due to reclassifying a full-time position to part-time in the Information Technology Department, as mentioned above. These changes result in a City workforce of 712.75 full and three-quarter time employees, 3.5 limited-term employees, and 138.44 hourly, full-time equivalent positions. As previously mentioned, 12 of the full-time and limited-term positions are not funded in the FY 2009-10 budget. In addition to the changes mentioned here, there are approximately 14 current vacant positions that have been frozen in order to generate additional expenditures savings during the year if needed. Combined, this will result in approximately 28 fewer positions providing services than in previous years. Finally, a new classification, SCADA Technician, is being created for FY 2009-10. The SCADA (Supervisory Control and Data Acquisition) system is the principal method for controlling the water system at the Carlsbad Municipal Water District. Duties of the SCADA Technician position will be to oversee the operational and technical responsibilities associated with the SCADA system. Adding this new classification will not change the number of budgeted positions but will allow for a title change for a currently budgeted position. There is no fiscal impact associated with establishing the new job classifications and, as stated previously, there are no new positions being added to existing City staff. The fiscal impact of potentially reclassifying an employee into this new job title has been accounted for in the FY 2009-10 Preliminary Operating Budget for the Carlsbad Municipal Water District. New Facilities - The City has a large number of major capital projects scheduled to be built over the next five years. As the City completes these projects, the costs of maintaining and operating the facilities, including additional personnel if necessary, are added to the Operating Budget. The new Poinsettia Parking Lot project and related landscaping is scheduled for completion in August 2009. No new positions will be added as existing positions will be reallocated to provide maintenance for this new addition. Other Budget Requests - The FY 2009-10 Preliminary Operating Budget also includes the following transfers and advances to other funds: • $6.5 million transfer to the Infrastructure Replacement Fund to provide funding for infrastructure replacement as needed in the future. This annual transfer is equivalent to approximately 6.0% of the estimated General Fund revenues, compared to last year when it was 6.5% of estimated General Fund revenues. • $177,000 transfer to the Storm Water Program for reimbursement for the General Fund portion of Storm Water expenses. • $488,118 transfer of previously budgeted General Fund non-departmental contingency to the Information Technology Internal Service Fund to be used to Page 5 purchase new capital equipment. • $182,000 advance to the Medians District from the General Fund is proposed to maintain current service levels. • $1.6 million advance from the General Fund to the Golf Course for operations - the Golf Course is a relatively new facility and there is very little history to support the budget development. The Golf Course's budget and financials are on a calendar year basis. The Carlsbad Public Financing Authority approved the 2009 Golf Course Budget including an advance of $1.6 million from the General Fund. • $204,000 to the South Carlsbad Coastal Redevelopment Area (SCCRDA) from the General Fund, as they are not projecting to generate tax increment for FY 2009-10. However, there are activities that need to be performed to help generate tax increment producing projects within the area, such as the Ponto Development. Once more development occurs in this area, it is anticipated that the SCCRDA will be able to repay the General Fund advances. Repayments are also included in the FY 2009-10 Budget for the General Fund. The General Fund has advanced money to several funds and two funds are repaying a portion of those advances as follows: • $136,000 is being repaid from the Storm Water Fund for a loan made from the General Fund to help establish this fund. • $500,000 in interest is being repaid from the Village Project Area of the Redevelopment Agency for advances made for tax increment generating projects. Finally, the City Council's contingency account is proposed at $500,000 in FY 2009-10. This account is available to the City Council to address unanticipated emergencies or unforeseen program needs. Other Funds - The enterprise fund revenues, which include Water, Recycled Water, Wastewater Services and Solid Waste Management, are projected at $55.7 million, an increase of $9.6 million (20.8%) over current year projections. The budgeted expenditures are estimated at $53.7 million for FY 2009-10, which is an increase of $5.9 million over the FY 2008-09 revised adopted budget. Rate increases are being proposed in the Water, Recycled Water and Wastewater Funds to fund maintenance, operations and replacement, as well as to establish and maintain adequate operating reserves. Primary drivers in the proposed water rate increases are the cost of water purchased from the San Diego County Water Authority, which is currently projected to increase by 21.3% (from $655 to $795 per acre foot), and the increase to fixed charges for water purchases which is expected to increase 16%. The proposed rate increases would result in an estimated total monthly increase to an average household of $7.56 per month, or 9.8%. A separate S Page 6 public hearing has been scheduled for June 23, 2009 to discuss the proposed water and wastewater rate increases. Revenues from special revenue funds are expected to total $10.4 million, a $0.9 million, or 8.0%, decrease from FY 2008-09. The expenditures are budgeted at $10.5 million. This is $0.7 million, or 6.3%, lower than the FY 2008-09 revised adopted budget. The types of services supported within special revenue funds include grants (Police, Section 8 Housing Assistance, Community Development Block Grants), donations, special fees, and assessments (Affordable Housing Trust Fund, Maintenance Assessment Districts). The combined Redevelopment Agency budget proposal totals $1.9 million. This is approximately $100,000 less than the FY 2008-09 revised adopted budget. Revenues are estimated at $3.4 million, a decrease of approximately $0.4 million, or 10.5%, from FY 2008-09 projections. More information regarding all of the City's projected revenues and Operating Budget recommendations can be found in the attached exhibits. FEES AND CHARGES FOR SERVICES One of the City Council's goals is to annually evaluate fees and charges for services. Staff has reviewed all of the fee schedules and is recommending the changes as shown on Exhibit 6, and further discussed below. GENERAL CITY FEES A Cost of Service study is prepared every two to three years to establish the actual cost of providing the service. Then, annually, General City Fees are indexed by the West Urban Consumer Price Index (CPI) published by the Bureau of Labor and Statistics. An annual review is conducted to ensure that the fees being charged do not exceed direct and indirect costs. The Cost of Service Study is available from the Finance Department upon request. • Facility Fees — Facilities fees are recommended to be increased approximately 3.5% to keep pace with inflation. • Water/Sewer Fees - As part of the ongoing financial management program, the City annually prepares five-year forecasts for the Water and Wastewater Funds. The forecasts for the Water and Wastewater enterprises shows that rate increases are needed to keep up with increases in water costs as well as the City's cost to maintain its aging infrastructure. As mentioned earlier in this report, the proposed rate increases would result in an estimated total monthly increase to an average household (using twelve units of water per month) of $7.56 per month, or 9.8%. Even with the proposed rate increases, Carlsbad's rates are still among the lowest in the region. Page? DEVELOPMENT RELATED SERVICE FEES The estimated increases in costs for development related services are mainly due to inflationary costs. Based on this, staff is recommending an approximate 3.5% increase to keep pace with inflation. In previous years the City Council had adopted a 3.7% increase in development fees in FY 2006-07, a 5% increase in FY 2007-08 and a 2.5% increase in FY 2008-09. A complete listing of the current and proposed development-related service fees is shown in Exhibit 6. DEVELOPMENT IMPACT FEES Each year, several development fees are adjusted by the change in the Engineering News Record (ENR) Index as required by the respective fee programs. The adjusted fees are shown in the attached Exhibit 6. EXHIBITS: 1. Fiscal Year 2009-10 Preliminary Budget (Overview). 2. Operating Funds, Projected Fund Balances for FY 2008-09 and FY 2009-10. 3. Operating Funds, Revenue Estimates for FY 2008-09 and FY 2009-10. 4. Operating Funds, Budget Expenditure Schedule FY 2006-07 through FY 2009-10. 5. Personnel Allocations for FY 2008-09 and FY 2009-10. 6. Update of City Fees and Charges for Services. The Preliminary Operating Budget and Capital Improvement Program for Fiscal Year 2009-10 are on file with the City Clerk. CITY OF CARLSBAD 2009-10 PRELIMINARY BUDGET Exhibit 1 Carlsbad is a full-service City providing the following: • Police department « • Fire department, including paramedic « • Water delivery system « • Sewer system « • Solid waste services « • Housing programs « Development services Street construction and maintenance Library and Arts programs Recreation programming for all ages Park lands Municipal Golf Course School Programs and facilities are provided by four different school districts located within the City boundaries. Although the City Council has no direct control over these school districts, the Council recognizes the importance of quality school facilities and programs to Carlsbad's residents. The Council has worked closely with the schools in the past, and staff continues to meet with them on a regular basis. BUDGET PROCESS The budget process for the City of Carlsbad begins early in the calendar year, with a review and update of the City Council's five-year vision statements. Through the vision statements, Council defines and clarifies their vision of Carlsbad. The City Council also provides the City with their top priority projects, which further defines their vision. The strategic goals for the City are developed next. These statements are reflected in the box on the right. The goals further define the methods used to achieve the vision and highlight areas where Council desires to place special emphasis during the year. Once the vision, goals and priority projects are developed, staff develops operational goals City of Carlsbad Strategic Goals Balanced Community Development - A city that connects community, place and spirit, through balanced and economically sustainable land uses. Citizen Connection anil Partnership - A city that embraces Community connectivity through the effective use of technological and interpersonal mediums. Communications - Ensure that community members, Council and staff are well informed, continuing to be a more responsive government while providing a high level of citizen confidence in its government. Environmental Management - An environmentally sensitive community by focusing on: conservation, storm water, sewage collection and treatment, solid waste, and cost effective and efficient use of energy including alternative energy sources. Financial Health - Pursue and implement proactive strategies that support sustainable economic health and manage City resources effectively. Learning, Culture & Arts - Promote and support continuous learning, cultural opportunities and the arts within the community and the City organization. Parks / Open Space / Trails - Acquire, develop and maintain a broad range of open space and recreational facilities that actively address citizen needs which are fiscally responsible, and are consistent with the General Plan and Growth Management Standards. Safe Community - Maintain a safe and secure community through collaborative partnerships. Public safety providers support high standards, deliver protection of life and property, and encourage community involvement in prevention and preparedness efforts. Transportation / Circulation - Provide and support a safe and efficient transportation system that moves people, services and goods throughout Carlsbad. Water - Ensure, in the most cost-effective manner, water quality and reliability to the maximum extent practical, to deliver high quality potable and reclaimed water incorporating drought-resistant community principles. A-1 based on Council's direction. These operational goals are the basis for the development of the Operating Budget. Carlsbad's Operating Budget is a tool that guides the achievement of Council's vision, goals, and priority projects for the City. The budget allocates the resources, and sets the priorities for all of the programs offered by the City. Thus, it is an integral part of making Carlsbad a wonderful community in which to live, work and play. In addition, the budget is a fiscally conservative balanced budget, to effectively sustain the community and essential City services far into the future. ECONOMIC PROFILE lllll.l II .1. Quarter-to-Quarter Growth in Real GDP The US economy has been in 3 recession since December 2007. According to the Bureau of Economic Analysis, the economy is expected to contract at an annual rate of 6.1% in 6 o »««•«« » — • • _ • • — the fjrst quarter of 2009, which is |,2 II fairly consistent with the 6.3% decline in the fourth quarter of 2008. While consumer spending grew 2.2% in the first quarter of 2009 after contracting R : by 4.3% in the fourth quarter, this « IK iv i 11 11 iv i i m (v i « ii iv i increase was offset by declines in 2eo5 2008 2007 2008 2009 exports, business investment and housing construction. Prices of goods and services purchased by US residents fell 1% for the first quarter of 2009, compared to a 3.9% decrease in the fourth quarter of 2008. Consumer sentiment rose to 67.9 in May 2009 from 65.1 in April according to the Reuters/University of Michigan index. The index reached a thirty year low of 55.3 in November 2008. "Financial - market improvement and the fiscal stimulus is leading to stabilization in spending and improvement in confidence," said Dean Maki, co-head of U.S. economic research at Barclays Capital Inc. in New York. In May 2009, Ed Learner at UCLA Anderson Forecast, predicted that the second half of calendar year 2009 is expected to be better than the first half. He expects the housing market to bottom out in the middle of 2009 and expects that the national unemployment rate will reach 10%. Kenneth Rogoff, Professor at Harvard University's Department of Economics said that the economy still faces serious challenges. Rogoff says that the housing market is going to take five years to recover and that the large budget deficits will push out growth. Several other economists believe that the economy has not yet hit bottom and that when it does, it will be a long and slow recovery. California's economy is slow as well. While the federal government in February 2009 approved a stimulus package that would lower taxes and invest in infrastructure, the State of California during the same timeframe increased taxes and reduced infrastructure spending thereby offsetting the benefits for California of the federal efforts. The UCLA Anderson Forecast in May 2009 projected that real personal income in California will be a -0.8% for 2009, 0.7% for 2010 and 3.8% in 2011. In addition, the unemployment rate is expected to be 11% in 2009, 11.7% in 2010 and 10.8% in 2011. In addition, economists from UCLA Anderson Forecast are concerned with the overall uncertainty, especially in the areas of slower consumption growth, the need to reduce government employment, higher state taxes, and pessimism from business sector investors. This uncertainty could lead to higher unemployment this year than assumed in their current forecast. This economic uncertainty is at the forefront as the City of Carlsbad develops a preliminary budget for FY 2009-10. Locally, the San Diego economy is struggling as well, according to several local economists, including University of San Diego (USD) economist Alan Gin. The University of San Diego's Index of Leading Economic Indicators for San Diego County declined 2.2% in March 2009 which has been falling 35 of the last 36 months. In April 2009, there were sharp declines in all six of the components in the index led by a record drop in help wanted advertising. The local unemployment rate was 9.3% in March, up from 8.9% in February 2009. For the rest of 2009, Alan Gin is predicting the local economy will remain strongly negative. Compared to the same period in 2008, residential units authorized were down almost 25 percent for the first quarter of 2009. According to Alan Gin, "Both the national and local economies are caught in a vicious cycle where job losses are reducing incomes, which reduces consumption, auto sales, and home sales, which in turn leads to even more job losses." A chart reflecting USD's economic indicators is reflected below. Index of Leading Economic Indicators Tne totg| ySD index for 2009 is 100.7, which is down 18% from the March 2008 index of 122.7. It is unclear how much longer the index will continue on this declining trend. Carlsbad's economy is tied closely to that of the San Diego region and is feeling the effects of the economic recession. During FY 2008-09, the City lowered its annual General Fund revenue estimates by $4.6 •« *r* j:> million due to a significant «...»»«•:„, , ..... , ,, „,< slowdown in sales tax, transient occupancy taxes (TOT) and overall development activity. Due to the lag time between the payment of property taxes and the housing decline, for FY 2008-09 property taxes are expected to grow by approximately 7%. TOT, the City's gauge of the tourism industry, are expected to end FY 2008-09 showing a 5.5% decline even though there was growth in the number of hotel rooms during FY 2008-09. Sales taxes are expected to end FY 2008-09 with a decline of 6.2% due to the slow economy especially the decline in auto sales. Overall the City is anticipated to end FY 2008-09 with a 3.1% decline or $3.7 million less in revenue compared to FY 2007-08. Carlsbad's residential real estate market has slowed significantly throughout FY 2008-09. For FY 2008-09 through April, the City has issued 91 dwelling units as compared to 290 dwelling units for FY 2007-08 for the same time frame. For Industrial and Commercial, the City has permitted 220,963 square feet for FY 2008-09 through April, compared to 963,295 square feet for FY 2007-08 for the same time frame. The number of permits for the rest of the fiscal year is expected to be very slow due to the stagnant economy. While development has slowed significantly, there are a number of new residential communities under construction or in the final phases of development that will add to the residential housing stock in Carlsbad albeit the timing has been delayed due to the economy. The Villages of La Costa projects known as the Oaks North, the Greens and the Ridge are either complete or under construction, and will ultimately add approximately 1,769 single-family and multi-family units when complete. In addition, the Robertson Ranch area, which is expected to contain over 1,000 residential units, has pulled permits to begin building the model homes. The completion of these master planned communities will signal an end to the large-scale residential developments in Carlsbad. A-3 Median SFD Home Prices -ac TO O -C 2002 2003 2004 2005 2006 2007 2008 2009 As the housing market has cooled, the housing prices have declined as well. The median price for single-family homes in Carlsbad was $639,000 for March 2009, a decrease of 8% from the previous year. The total assessed values in the City stand at over $23 billion; an increase of nearly 50% over what they were just five years ago. The City is projecting it will add about 749 more residential units and an additional 1.8 million square feet of commercial/industrial development over the next five years. The City's residential housing stock is about 90% built out, with approximately 4,980 housing units remaining to develop. Commercial and industrial development has been averaging 1,129,000 square feet per year over the last five years. Due to the economic recession, it is expected that commercial and industrial development will average 509,000 square feet per year over the next five years with the large industrial developments including Carlsbad Raceway and Palomar Forum, Dos Colinas Retirement Community, El Paseo Retail and Restaurants and the desalination plant. Some of the major companies in town include the Gemological Institute of America, ViaSat, Life Technologies (formerly Invitrogen), Callaway, Taylor Made, Upper Deck, and many others. Commercial development has brought much needed entertainment and shopping venues to citizens and visitors alike, as well as generating additional sales taxes to help pay for City services. Carlsbad is home to Car Country Carlsbad - an auto mall; the Carlsbad Premium Outlets - a specialty outlet center; Plaza Camino Real - a regional shopping mall; a Costco center; and the Forum at Carlsbad - a commercial center with upscale retail shops, restaurants and other commercial uses. Development has also enhanced Carlsbad's reputation as a destination resort for tourism. The City is host to a major family theme park: Legoland, and has two luxury resorts available for its visitors: the Four Seasons Resort at Aviara and the La Costa Resort & Spa. There are also a number of other quality hotels and motels in the City, with the most recent additions being the Sheraton Carlsbad Resort and Spa, Homewood Suites and Hampton Inn. The City of Carlsbad opened a municipal golf course in the summer of 2007 which has further enhanced the tourism attractions the City offers. The municipal golf course, The Crossings at Carlsbad, is an 18-hole, destination golf course set in the rolling hills and canyons of Carlsbad. With ocean views, high quality golf experience, a first class restaurant and clubhouse, and linkages to hiking trails, The Crossings at Carlsbad is a destination spot for golfers and non- golfers alike. It is the Council's goal to ensure that the City remains in good financial health, and there are a number of steps the City has taken to attain that goal. One of the steps is the Growth Management Plan. This plan was adopted by the citizens to ensure that all necessary public facilities were constructed along with development. It also ensures that a financing plan is in place to pay for the facilities prior to the development of the property. In addition to the Growth Management Plan, the City also prepares a long-term financial model for both the capital and operating needs of the City. With a growing city such as Carlsbad, it is imperative that we plan for the impacts of the economy, serving new development and operating new public facilities, as well as planning for capital needed to build them. Thus, the City prepares a ten-year operating forecast for the General Fund, and a 15+ year Capital Improvement Program. As part of the Capital Improvement Program, the City annually A-4 calculates the amounts needed to pay for the various projects, and calculates the anticipated operating budget impacts. In this way, the City can anticipate the effects of development from both a capital and an operating perspective. One important initiative the City has undertaken to ensure its financial health is the development of an Infrastructure Replacement Fund. With this fund, the City sets aside money on an annual basis for major maintenance and replacement of its infrastructure. Much of the City's infrastructure is relatively new; thus, the City is just now experiencing the impact of maintenance requirements. By setting aside funds now, the citizens of Carlsbad can be assured that the proper maintenance and replacement, as needed, will be performed on streets, parks and many facilities for which the City is responsible. General Fund Revenues (Top 5) 100 o • Other Franchise DSDG&E Franchise DTOT • Property Tax H Sales Tax 2002 2004 2006 2008 Fiscal Year 201 Oe Even with the economic slowdown, Carlsbad's current economic position is an enviable one. A relatively healthy and well diverse local economy over the past ten years provided additional revenue- generating sites that allowed the City to continue to add new facilities and services for the citizens. The City hosts three regional shopping areas within its boundaries; a large regional mall, an outlet center, and a high-end retail center in the southern part of town called The Forum. Together, these sites contribute approximately $4.3 million annually to the City's sales taxes. The City's Auto Mall generates another $4.5 million per year in sales taxes for the City. Legoland, a family theme park, contributes to the City's sales tax base and stimulates the development of new hotels in the area. The effect of the new development and the demand for housing in Carlsbad is an increasing tax base. The four major revenue sources for the City: property taxes, sales taxes, transient occupancy taxes (TOT), and franchise taxes, are expected to provide $88 million, or 81%, of the City's General Fund revenues in FY 2009-10, compared with approximately $95 million in FY 2008-09. These taxes and fees are the major source of funding for most of the City's services, and allow the City to live up to its reputation as one of the premier locations in San Diego County. Overall, for FY 2009-10, the General Fund revenue is projected to decline by 6.2% from the previous year's estimates. The City's sales taxes are projected to decline by 12.5% for Fiscal Year 2009-10 primarily due to the significant decline in auto sales. In addition, due to the decline in housing prices, the County Assessor has estimated that the City should expect property tax revenues to decrease by almost 2.8% for FY 2009-10. New building permits are expected to continue to be slow and the development related revenue items have been adjusted accordingly for Fiscal Year 2009-10. And finally, tourism is expected to be impacted by low consumer confidence and job losses, so TOT receipts are projected to decline by 10.2%. More information on all of the City's revenues and programs can be found in the later sections of the document. A-5 State of California - In addition to the economic recession and the uncertainty on when the economy will begin to recover, the State of California's fiscal problems also cast a shadow on the City's economic future. The State of California has been in a severe fiscal crisis for a number of years. Through a variety of loans, one-time "~~" revenues, interfund borrowings, and raids on city, county and special district funds, it has been able to manage its cash flows and stay solvent. However, more drastic measures are necessary for the state to finally balance its budget. The Governor's May Revise Budget has been released for FY 2009-10. In May 2009, the state reported the budget deficit will be $21.3 billion. The Governor has proposed deep cuts to state programs and services including education and health and human services. The budget also includes a proposal to borrow $2 billion from local governments. This would translate to approximately $4.5 million from the City of Carlsbad's General Fund. As a result of previous attacks on cities' revenues, a coalition of cities, counties and special districts supported Proposition 1A which was approved by the voters in November 2004. The measure included a provision to help prevent the Legislature from reducing the combined property tax shares of cities, special districts, and the county, except to borrow the funds on a temporary basis to address a "severe state fiscal hardship." According to Proposition 1A, if the state borrows funds from local governments, the state is required to pay back the funds within three years including interest. The state can only borrow two times within a 10 year period and is required to pay back the first loan before another borrowing can occur. Looking Forward As stated earlier in this document, the City prepares ten-year forecasts for the General Fund each year in order to understand the effects of actions taken today on the City's future. The City has experienced remarkable revenue growth over the past ten years due to the development of the majority of its commercial sites. Currently the economic uncertainty has created a forecast with much smaller surpluses projected than in the recent past and in a few years projected deficits. The future will bring a few more commercial sites but at a much slower pace especially in the next few years due to the economy. Until the housing crisis can recover, it is anticipated that residential development will continue at a much slower pace. There are also quite a few City facilities - mainly parks and civic facilities - planned in the future to serve the growing population. The new facilities will add operating costs to the City's General Fund budget as they are completed and opened for use. The timing of opening these facilities has been reviewed to ensure that the facilities are opened during a time when the General Fund can support these additional operating costs. These new facility operating costs have been incorporated into the General Fund forecast shown on the next page and projected over the next ten years. The emphasis will continue to be maintaining existing infrastructure. New civic facilities will be planned when there is anticipated financial capacity to operate and maintain those new facilities when they are opened. While no forecast is ever totally accurate, it does represent a likely scenario given the assumptions on which it is built. The forecast assumes that revenue growth will be negative through FY 2009-10 and then very moderate growth for the following two years, assuming the economic slowdown will last two to three years. To project the expenditures, it includes all know personnel costs, most of which have been negotiated with the employee groups through December 2009. A-6 10co General Fund Revenues and Expenditures iREVENUES - TOTAL EXPENDITURES Fiscal Year The forecast assumes 10% annual increases in health care costs in the near future with the employees paying half of those increases. It also assumes no personnel growth (new positions) until FY 2012-13. Negotiated salary step increases and cost of living increases between 0.5% and 3.5% have been added to personnel costs. Pension plan costs are anticipated to increase by 5% for general employees and 10% for safety employees in FY 2011-12 as a result of the significant investment losses CALPERS has sustained this last year. It assumes that the contribution from the General Fund to the Infrastructure Replacement Fund is 6.5% of General Fund revenues, except during FY 2009-10 where it is proposed to be lowered to 6.0% to help offset the projected negative growth in revenue. And finally, it includes estimated operating costs for all capital projects in the timeframes shown in the Capital Improvement Program (CIP). One of the biggest assumptions in the forecast is that the recession will last approximately three years with slow recovery beginning in FY 2010-11. The results show that while the General Fund is balanced for FY 2009-10, there are deficits projected for the following two years. More budget solutions will be pursued to help balance those years as well. In addition, for the years that appear to be balanced, there are much smaller surpluses than in previous years' forecasts. This reflects the current economic recession and uncertainty. In order to maintain a balanced 10 year forecast, position growth has been limited. A-7 City of Carlsbad 10-Year Financial Forecast $10 $5 $0 -$5 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17 The ability to understand the future impacts both changes in revenue sources as well as program needs, is crucial to ensure that the City has the funds available to realize its future plans. The General Fund forecast is a tool available to the City to achieve the goal of managing its fiscal resources effectively and monitoring the achievement of sustainable economic health for the City of Carlsbad into the future. When there is economic uncertainty, this long-term perspective becomes even more important. A-8 15 FY 2009-10 PRELIMINARY OPERATING BUDGET OVERVIEW The preliminary Operating budget for Fiscal Year 2009-10 totals $190.4 million, with revenues for the year estimated at $194.7 million. General Fund revenues are estimated at $109.3 million and General Fund budgeted expenditures are $109.1 million. REVENUE The following table shows the total operating revenues the City anticipates receiving for FY 2008-09, as well as those estimated for FY 2009-10. REVENUE SUMMARY BY FUND TYPE (in Millions) FUND GENERAL FUND SPECIAL REVENUE ENTERPRISE INTERNAL SERVICE REDEVELOPMENT TOTAL PROJECTED 2008-09 $ 116.5 11.3 46.1 15.2 3.8 $ 192.9 ESTIMATED 2009-10 $ 109.3 10.4 55.7 15.9 3.4 $ 194.7 $ CHANGE $ (7.2) (0.9) 9.6 0.7 (0.4) $ 1.8 % CHANGE -6.2% -8.0% 20.8% 4.6% -10.5% 0.9% Revenue estimates for the Operating Budget indicate that the City will receive a total of $194.7 million, a 0.9% increase over the prior year. The majority of the increase of $1.8 million is in the Enterprise Funds due to the proposed water and wastewater rate increases. More information on the City's revenue sources can be found in the discussion that follows. General Fund General Fund revenues provide a representative picture of the local economy. These revenues are of particular interest as they fund basic City services such as police, fire, library, street and park maintenance, and recreation programs. The table below shows a summarized outlook for the major General Fund revenues. SIGNIFICANT GENERAL FUND REVENUES (In Millions) FUND PROPERTY TAX SALES TAX TRANSIENT OCC. TAX FRANCHISE TAXES BUSINESS LICENSE TAX DEVELOPMENT REVENUES ALL OTHER REVENUE TOTAL PROJECTED 2008-09 $ 50.6 26.3 13.5 4.5 3.6 1.8 16.2 $ 116.5 ESTIMATED 2009-10 $ 47.9 23.0 12.1 5.1 3.2 1.7 16.3 $ 109.3 $ CHANGE $ (2.7) (3.3) (1.4) 0.6 (0.4) (0.1) 0.1 $ (7.2) % CHANGE -5.3% -12.6% -10.4% 13.3% -11.1% -5.6% 0.6% -6.2% B-1 The economic recession discussed in the Budget Overview section is causing the General Fund revenues to decline for FY 2009-10. Several of the largest revenue sources in the General Fund are impacted by the fluctuations in the economy. In addition, the housing crisis is not only impacting property taxes, it is also affecting sales taxes, transient occupancy taxes and development related revenues. This upcoming fiscal year it is expected that property taxes will be approximately $47.9 million, a 5.3% decrease over the projection for FY 2008-09. This includes a 2.8% estimated decrease in assessed valuation as provided by the County Assessor in May 2009, a conservative assumption for a significant slowdown for new development, as well as a one-time adjustment for previous years' aviation taxes received during FY 2008-09. Property taxes tend to lag behind the rest of the economy, as the tax for the upcoming fiscal year is based on assessed values from the previous January. Thus, the taxes to be received for Fiscal Year 2009-10 are based on values as of January 1, 2009. Sales taxes react much quicker to changes in the economy and therefore will typically grow faster in a good economy, but also drop off faster as the economy cools. Property taxes also have a cap on how fast they can grow. This is due to Proposition 13. Proposition 13 was adopted by the State in 1978. This proposition limits the growth in assessed values (and thus property taxes) to no more than 2% per year. The value upon which the tax is based is only increased to the full market value upon the sale of the property. Thus, property taxes tend to grow slowly unless there is a significant amount of housing activity. In previous years, we have seen a robust growth in property taxes due to new developments, a large number of resales within the City spurring revaluation of the parcels, and double-digit growth in housing prices. As the economy slows, housing prices decline, and the City approaches build-out, the growth in property taxes is expected to continue to be moderate. Property and Sales Tax Revenues $ Millions 60 • cn - 40 - 30 • in - i ^^«-~ — • ! m~^ i-^-Salc B^— *— ~^*' • ' * * ~~*-~-^ ] -«- Pro ! 0 . Fiscal Year JsTax jerty Tax Sales Tax by Category Fourth Quarter 2008 Business to Miscellaneous 1% Sales taxes are expected to total $23 million for FY 2009-10, a decrease of 12.6% compared to the FY 2008-09 projections. The City of Carlsbad has many car dealerships which usually generate approximately $6.0 million of sales tax each year. Car sales have slowed during FY 2008-09 and are expected to remain slow during FY 2009- 10 resulting in annual car sales projections of approximately $4.5 million. In addition, retail comprises over 40% of the sales tax generated in Carlsbad and with a slow economy and lower consumer confidence, it is anticipated there will be less discretionary purchases as well. B-2 Several years ago, the State of California implemented the "Triple Flip." The "Triple Flip" is essentially a temporary swap of a % cent of the cities' sales taxes in return for property tax. It was done in order to give the state a revenue source against which they could issue deficit reduction bonds. The City's sales tax estimates continue to show this amount as sales tax since the amount is reflective of what the City would receive. As can be seen in the chart on the previous page, the City's sales tax base is heavily weighted in the transportation (predominantly new car sales) and retail sectors. These two sectors make up approximately 66% of the City's sales tax base and are being negatively impacted by the economic recession. Sales tax estimates also include approximately $700,000 that is restricted to spending on public safety services under Proposition 172. Proposition 172 requires that the one-half cent increase in California sales taxes be allocated to local agencies, to fund public safety services. Transient Occupancy Taxes 16 14 12 10 $ Millions 8 6 4 2 0 i iits mm, II •j(i:S mmfm Wm%jjj$ mm.jji fi Ip l| 111 II 111 j? ptsl p,|| !/)ipiiiit pjg K^a p;,'| -^^ ||p ^M »p ^n ^H ^ ^^I* •!• •! II •! ii •! •! ••l| II m K ill •! •! •! ••fi ii ii ii 11 ii •! • j i| The third highest General Fund revenue source is Transient Occupancy Taxes (TOT or hotel taxes) estimated at $12.1 million for FY 2009- 10, a decrease of 10.4% compared to FY 2008-09 estimates. It appears that the higher end hotels are being more heavily impacted by the economy than the more moderate priced hotels. In addition, there is a decline in group sales as corporations spend less on meetings and conferences. One of the more volatile General Fund revenues is the Franchise tax. Franchise taxes are paid by certain industries that use the City right-of-way to conduct their business. The City currently has franchise agreements for cable TV service, solid waste services, cell sites, and gas and electric services. The cable and solid waste franchises have been growing along with the growth in population and changes in their rate structures. These franchise revenues are projected to increase by 13.3% primarily due to the franchise taxes on gas and electric services, which are paid by San Diego 2002 2004 2006 2008 Fiscal Year 201 Oe Franchise Taxes $ Millions4 Gas and Electric (SDG&E). SDG&E pays franchise taxes for the use of the public land over which they transport gas and electricity. The City also receives an "in-lieu" franchise tax based on the value of gas and electricity transported on SDG&E lines, but purchased from another source. The "in- lieu" tax captures the franchise taxes on gas and electricity that is transported using public lands but which would not otherwise be included in the calculations for franchise taxes, due to deregulation of the power industry. I |• Other Franchise • SDG&E Franchise 2002 2004 2006 2008 Fiscal Year 201 Oe B-3 The majority of the "in-lieu" taxes received is attributable to Cabrillo Power, the operator of the Encina power plant, based on the gas used in the generation of electricity. Development-related revenues include planning, engineering and building permits, and fees paid by developers to cover the cost of reviewing and monitoring development activities such as plan checks and inspections. These revenues are difficult to predict, as many of the planning and engineering activities occur months or years before any structures are actually built. Development-related revenues have been declining during Fiscal Year 2008-09 due to the slowdown in the economy especially the melt down in the real estate market. For the FY 2009- 10 budget, the development-related revenues are anticipated to continue to decline as a result of the economy and real estate market. For FY 2007-08 there were 339 units permitted for residential housing. For FY 2008-09 approximately 91 residential units have been permitted through April 2009. For FY 2009-10, 74 permits are projected to be issued for residential housing. The commercial and industrial building activity remained strong for FY 2007-08 however, it too has slowed in FY 2008-09 and is expected to continue slowing in FY 2009-10. A 5.6% decline in building related revenue is projected for next year; this is in addition to a 48% decline from FY 2007-08 to FY 2008-09. Business license taxes are closely tied to the health of the economy and are projected to decline by 11.1% to an estimated $3.2 million. There are currently about 8,500 licensed businesses in Carlsbad, with over 2,500 of them home-based. All other revenues include vehicle license fees, transfer taxes, interest earnings, ambulance fees, recreation fees, and other charges and fees. The estimate for Fiscal Year 2009-10 totals $16.3 million, a slight increase from the previous year. Transfer taxes are those taxes paid to the county upon the transfer of interests in real estate. The tax is 55 cents per $500 of property value, and is split equally between the county and the City. Carlsbad expects to receive approximately $500,000 in transfer taxes for FY 2009-10, which is about the same as FY 2008-09. Income from investments and property includes interest earnings, as well as rental income from City-owned land and facilities. The City is expected to earn about $2.7 million in interest on its General Fund investments for Fiscal Year 2009-10. General Fund Revenues (-18.4%-2.7%0.7%.-3,7.% -6 Overall, as reflected in the bar chart, General Fund revenues are expected to be down 6.2% from FY 2008-09 estimates due to the economic recession and the housing market. Although the City experienced revenue growth between 9% and 17% in the late 1990's, it was not sustainable growth. Much of those increases were due to the opening of new hotels, restaurants, retail centers, and new home development. As the City matures, it will be increasingly more difficult to produce double-digit growth in revenues. With the current economic slowdown, limited growth is anticipated over the next two to three years with the City returning to 4% to 7% growth rates in the future. $ Millions 140 120 100 80 60 40 20 0 FY2005 FY2006 FY 2007 FY 2010e B-4 Other Funds Revenues from Special Revenue funds are expected to total $10.4 million in FY 2009-10, a $0.9 million decrease from FY 2008-09. The types of programs supported within Special Revenue funds are those funded by specific revenue streams such as: • Grants (Rental Assistance-Section 8, Community Development Block Grants, COPS Grant) • Special fees and assessments (Affordable Housing, Maintenance Assessment Districts) • Donations (Library, Cultural Arts, Recreation and Senior Donations) SPECIAL REVENUE FUNDS 2009-10 PROJECTED REVENUES Donations and Grants 4% All Others 3% Maintenance. Districts 23% Rental Assistance 57% Affordable Housing 6% The most noteworthy change in the Special Revenue funds occurred in the Affordable Housing Trust Fund. Estimated revenues decreased $700,000 from FY 2008-09. The Housing Trust fund was set up to provide funding for the City's affordable housing programs. Revenues come from inclusionary housing fees, interest on cash balances, payments on affordable housing loans and grants. During FY 2008-09 the Fund received a $600,000 federal grant from Habitat for Humanity for affordable housing on Roosevelt Avenue. For FY 2009-10, there are no grants budgeted. The rest of the fund's revenue decrease is due to affordable housing fees due to the decline in development expected during FY 2009-10. Enterprise fund revenues for FY 2009-10 are projected at $55.7 million, an increase of $9.6 million (20.8%) over current year projections. The increase in revenues is due to the proposed rate increases for Water and Wastewater funds. Enterprise funds are similar to a business, in that rates are charged to support the operations that supply the service. Carlsbad Enterprise funds include water and recycled water delivery, wastewater services, and solid waste management. The Water Enterprise Fund revenue is estimated at $41.9 million, an increase of $8.6 million, or 25.9% over the current year estimate. Of that increase, $8.3 million will be from water sales reflecting increased rates to pay for the rising cost of water purchases. On May 5, 2009 the Board of Directors of the Carlsbad Municipal Water District/City Council, set a public hearing regarding proposed increases in water rates for June 23rd, 2009. In addition, the Public Hearing will address future rate adjustments allowing for the pass-through of wholesale water costs and inflationary adjustments, and approving a new rate structure. The preliminary operating budget discussed herein assumes the maximum rate increase to be discussed at the public hearing. An average 18% increase in water rates is recommended in order to pay for rising water costs, currently projected to increase by 21.3% (from $655 to $795 per acre foot) as well as the increase to fixed charges for water purchases, which are expected to increase 16% (from $3.2 million to $3.7 million). In addition, the increase includes proposed funding for B-5 maintenance and repair of Carlsbad's infrastructure, enhanced technology for managing the infrastructure, and providing a sufficient operating reserve. The actual proposed rate increase is based upon a recent cost of service study prepared by an outside consultant, and varies depending on user category and the quantity of water consumed. It is estimated that the average increase to a household will be approximately $4.28 per month (fixed + variable), based on a monthly water usage of 12 units. Even with these increases, Carlsbad's residential water rates are still among the lowest in the region. Wastewater estimated revenues are $10.2 million, $754,000 over the current year estimate. The proposed wastewater rates will increase by a maximum of 9%. As with the proposed water rate increases, the allocation of cost by user category has changed based on the most recent cost of service study; the proposed 9% increase is an average of all user categories. The proposed single family monthly rate is $20.93, an increase of $3.28, or approximately 18% over the current rate. The cost of service study considered all the cost components of the expenditures and allocated those costs to the existing customer classes. These rate increases are needed to fund maintenance, operations, and replacement, and to establish and maintain adequate operating reserves. Internal Service funds show estimated revenues of $15.9 million for FY 2009-10, an increase of 4.6% or $0.7 million from FY 2008-09 projections. Internal Service funds provide services within the City itself, and include programs such as the self-insurance funds for Workers' Compensation and Liability (Risk Management), as well as Vehicle Maintenance and Replacement. Departments pay for services provided by these funds; therefore, the rates charged for the services are based on the cost to provide the service. The goal of the Internal Service funds is to match their budgeted expenses with charges to the departments, after allowing for a certain level of reserves within the fund. The more significant increases occurred in the Risk Management and Vehicle Maintenance and Replacement. In Risk Management, the fund is expected to end FY 2008-09 with a $107,000 deficit. The rates are being adjusted for FY 2009-10 to eliminate this deficit and bring revenues in line with projected expenditures. In the Vehicle Maintenance Fund, the increase is mainly due to the increased costs of vehicle maintenance as well as the cost of fuel. For the Vehicle Replacement Fund, the increase reflects additional allocations to ensure sufficient revenues are available to replace equipment at the end of its useful life. More discussion on the costs can be found in the Expenditures section of this report. Redevelopment revenues are expected to total $3.4 million in the upcoming year, a decrease of 10.5%, or $0.4 million, from the projections from the previous year. This decrease is the result of an estimated 3.5% decrease in property tax increment revenues collected for the Village. The City has a General Fund reserve policy that sets a minimum reserve of 30% of the General Fund Operating Expenditures. In addition, the policy sets a target reserve of 40% to 50% of General Fund Operating Expenditures. The minimum reserve would provide approximately three to four months of operating expenditures for unforeseen emergencies. At the end of FY 2007-08, the undesignated and unreserved General Fund balance was approximately $46.1 million. At the end of FY 2008-09 the reserve is projected to be approximately $47 million, or 42% of the FY 2008-09 Revised Budget. The reserve amount is consistent with Council Policy 74: General Fund Reserve Guidelines. B-6 o?/ EXPENDITURES The City's Operating Budget for FY 2009-10 totals $190.4 million, which represents an increase of $1.7 million, or 0.9%, over the adopted FY 2008-09 budget, as revised by the City Council in January 2009. The changes in each of the City's programs will be discussed below. Budgetary Policies The theme behind this year's budget development was to create a long-term plan for a balanced budget given the economic recession and the continued economic uncertainty. Due to the economic recession, all departments were asked to identify budget efficiencies where possible in order to provide budget reduction opportunities as part of the FY 2009-10 budget process. Reductions were not made across the board, but rather were reviewed with the goal of minimizing service level impacts to our citizens. Part of the proposed reductions related to shrinking the size of the workforce. Departments were allowed to unfund positions, meaning the budget for those positions would be eliminated at this time but the position would remain as a vacancy. This allows for personnel budget reductions without layoffs, and provides an opportunity to restore the workforce once economic conditions improve. With the downturn in the economy, it is important to continue to keep an eye focused on the future to ensure the City remains in good financial health. To achieve that end, the following policies were set: • Minimize service level impacts to our citizens. • No growth in maintenance and operations for FY 2009-10. • No new programs will be considered unless required under a legal mandate. • Identify new revenue generation opportunities. • Carefully review open positions prior to filling. • No new positions in FY2009-10 • Generally, be prudent in budgeting. Consider cost containment measures and budget discretionary items at minimum levels. The City uses an "Expenditure Control Budget" (ECB) process in budgeting. In the ECB approach, each department is given a block appropriation containing sufficient funds to provide the current level of services for the upcoming year. As Carlsbad is a growing city, the block appropriation should contain sufficient funds to pay for inflationary increases as well as growth in the customer base. Typically, each year the block is increased by an index for growth and inflation. However, for FY 2008-09 maintenance and operations remained at the FY 2007-08 levels due to the slower economy. In preparing the FY 2009-10 budget presented here, maintenance and operations costs were reduced from the FY 2008-09 levels due to the continuing downturn in the economy. No additional appropriations are expected during the year except in the case of a significant unanticipated event. Amounts that are unspent at the end of the fiscal year will be carried forward to the new fiscal year. At the end of FY 2008-09, the amounts carried forward by each department will be capped at no more than 10% of the previous year's adopted budget. Budgeted Expenditures Through the application of these guidelines and policies, the FY 2009-10 preliminary Operating Budget of $190.4 million was developed. The FY 2009-10 preliminary Operating Budget proposes a reduction of 1.5 full-time employees: the Administrative Secretary position in Administrative Services has been eliminated and a 0.5 Network Engineer position in the Information Technology department has been reclassified as a part-time position, for a total B-7 reduction of 1.5 full-time positions. A total reduction of 1.0 limited term employee is also proposed: a 0.5 limited term Legal Intern and a 0.5 limited term Management Intern have been eliminated. In addition to these reductions, in response to the economic recession a total of 12 full-time positions have been unfunded - 9 positions in the FY 2009-10 budget and 3 positions during the budget reduction in January 2009. The net increase in hourly staff totaled approximately .61 of part-time staff as follows: an increase of .11 part-time positions in Park Maintenance for the first full year of maintenance for the Poinsettia Park Tennis Courts and an increase of 0.5 part-time positions due to reclassifying a full-time position to part-time in the Information Technology department, as mentioned above. These changes result in a City workforce of 712.75 full and three-quarter time employees, 3.5 limited term employees, and 138.44 hourly, full-time equivalent positions. As previously mentioned, 12 of the full-time and limited term positions are not funded in the FY 2009-10 budget. In addition to the changes mentioned here, there are approximately 14 current vacant positions that will be frozen in order to generate additional expenditures savings during the year if needed. Combined, this will result in approximately 28 fewer positions providing services than in previous years. New Facilities The City has a large number of major capital projects scheduled to be built over the next five years. As the City completes these projects, the costs of maintaining and operating the facilities, including additional personnel if necessary, are added to the Operating Budget. The new Poinsettia Parking Lot project and related landscaping is scheduled for completion in August 2009. No new positions will be added as existing positions will be reallocated to provide maintenance for this new addition. Budget by Fund Type This table below shows the changes in the proposed Operating Budget for FY 2009-10 compared to the revised adopted budget for FY 2008-09. BUDGET EXPENDITURE SUMMARY BY FUND TYPE (In Millions) FUND GENERAL FUND SPECIAL REVENUE ENTERPRISE INTERNAL SERVICE REDEVELOPMENT TOTAL REVISED BUDGET 2008-09 $ 112.7 11.2 47.8 15.0 1.9 $ 188.6 BUDGET 2009-10 $ 109.1 10.5 53.7 15.2 1.9 $ 190.4 $ CHANGE $ (3.6) (0.7) 5.9 0.2 - $ 1.8 % CHANGE -3.2% -6.3% 12.3% 1.3% 0.0% 1.0% The General Fund contains most of the discretionary revenues that support the basic core of City services. However, this should not diminish the importance of the other operating funds, as they also contribute to the array of services available within Carlsbad. The remainder of this section will provide more information about the proposed budgeted expenditures by fund and program. B-8 General Fund The total budget for the General Fund for FY 2009-10 is $109.1 million, which is 3.2% less than the previous year's revised budget of $112.7 million. Due to budget reductions and a planned slow down in spending, all categories have decreased, with the largest dollar decrease of $1.9 million in Maintenance and Operations costs, as can be seen in the table to the right. Personnel costs make up GENERAL FUND SUMMARY BY EXPENDITURE TYPE (In Millions) PERSONNEL M&O CAPITAL OUTLAY TRANSFERS TOTAL REVISED BUDGET 2008-09 $ 75.0 29.8 0.1 7.8 $ 112.7 BUDGET 2009-10 $ 74.5 27.9 - 6.7 $ 109.1 $ CHANGE $ (0.5) (1.9) (0.1) (1.1) $ (3.6) % CHANGE -0.7% -6.4% -100.0% -14.1% -3.2% approximately 68% of the General Fund budget so any changes in these costs can have a significant effect on the total budget. The total Personnel budget for FY2009-10 is $74.5 million, which is 0.7% less than the previous year's revised Personnel budget of $75.0 million. GENERAL FUND PERSONNEL COSTS (In Millions) SALARIES HEALTH INSURANCE RETIREMENT WORKERS COMP OTHER PERSONNEL TOTAL REVISED BUDGET 2008-09 $ 51.7 6.3 14.6 1.3 1.1 75.0 BUDGET 2009-10 $ 50.9 6.4 14.9 1.2 1.1 74.5 $ CHANGE (0.8) 0.1 0.3 (0.1) 0.0 (0.5) % CHANGE -1.6% 1.6% 2.1% -7.7% 0.0% -0.7% The table to the left shows the breakdown of personnel costs for the General Fund. Salaries include full and part-time staff costs and decreased $0.8 million, or 1.6%, from the prior year. Eliminating or unfunding full-time positions and proposed citywide personnel savings from vacancies and other efficiencies result in approximately $1.4 million of reduced costs in salaries. Other reductions also occurred in part-time salaries and management incentive pay. These total reductions are somewhat offset by the increases in salaries budgeted to occur in FY 2009-10 due to labor contracts. Benefits make up the remainder of the personnel costs and, due to labor contracts with the city's employee groups, much of the remaining cost has been previously determined. This year there is also a slight decrease in the projected Workers' Compensation costs due to decreased projected claims. M&O stands for Maintenance and Operations. This category contains the budget for all program expenses other than personnel or capital outlay. Capital Outlay includes budgeted equipment purchases over $1,000. capital outlay purchases planned in the General Fund for FY 2009-10. There are no major Transfers are amounts anticipated to be transferred from the General Fund to another City fund. The transfers included in this year's proposed budget are to the following funds: • $6.5 million to the Infrastructure Replacement Fund - for major maintenance and replacement of city infrastructure. This represents 6.0% of the General Fund Revenues, a slight decrease from the 6.5 % transfer in FY 2008-09. B-9 • $177,000 to the Storm Water Program for reimbursement for the General Fund portion of Storm Water expenses. • $488,118 to the Information Technology Internal Service Fund of previously budgeted non-departmental contingency to be used to purchase new capital equipment. Advances are amounts anticipated to be transferred from the General Fund to another City fund and are expected to be repaid to the General Fund in future years. The advances included in this year's proposed budget are to the following funds: • $182,000 to the Median Maintenance Special Revenue Fund - This advance is needed to cover a cash shortfall since yearly assessments collected from property owners do not cover operating expenditures. • $1.6 million to the Golf Course for operations - The Golf Course is a relatively new facility and there is very little history to support the budget development. The Golf Course's budget and financials are on a calendar year basis. The Carlsbad Public Financing Authority approved the 2009 Golf Course Budget including an advance of $1.6 million from the General Fund. • $204,000 to the SCCRDA - The South Carlsbad Coastal Redevelopment Area is not projecting to generate tax increment for FY 2009-10. However, there are activities that need to be performed to help generate tax increment producing projects within the area, such as the Ponto Development. Once more development occurs in this area, it is anticipated that the SCCRDA will be able to repay the General Fund advances. Repayments are also included in the FY 2009-10 General Fund budget. The General Fund has advanced money to several funds and two funds are repaying a portion of those advances as follows: • $136,000 is being repaid from the Storm Water Fund for a loan made from the General Fund to help establish this fund. • $500,000 in interest is being repaid from the Village Redevelopment Area for advances made to the Village Redevelopment Area for tax increment generating projects. Another way of looking at the General Fund budget is by program. The chart below compares the recommended FY 2009-10 budget to the amounts adopted in the previous year. The significant changes are noted below. B-10 GENERAL FUND EXPENDITURES BY MAJOR SERVICE AREA (In Millions) FUND POLICY/LEADERSHIP ADMINISTRATIVE SERVICES PUBLIC SAFETY COMMUNITY DEVELOPMENT COMMUNITY SERVICES PUBLIC WORKS NON-DEPARTMENTAL CONTINGENCY TOTAL REVISED BUDGET 2008-09 $ 4.7 7.2 43.9 7.8 22.2 17.0 8.7 1.3 $ 112.8 BUDGET 2009-10 $ 4.4 6.7 44.5 7.3 22.1 16.8 6.8 0.5 $ 109.1 $ CHANGE $ (0.3) (0.5) 0.6 (0.5) (0.1) (0.2) (1.9) (0.8) $ (3.7) % CHANGE -6.4% -6.9% 1.4% -6.4% -0.5% -1.2% -21.8% -61.5% -3.3% The Policy/Leadership Group includes all elected officials and the City Manager's Office. The 6.4% decrease from FY 2008-09 is primarily due to proposed reductions in maintenance and operations costs in the City Manager's office and the Communications Department. The 6.9% decrease from FY 2008-09 in Administrative Services is primarily due to an elimination of one Administrative Secretary position, a reduction in Human Resources recruiting expenses, and a reduction in funding for leadership development. The 1.4% growth in Public Safety, which includes Police and Fire, reflects the negotiated increases in personnel costs. In the Community Development area, which includes Planning, Economic Development, and Building Inspection, the 6.4% decrease is due mainly to unfunding positions and reducing part-time, overtime and temporary staffing, which can be achieved based on the decrease in development and planning activities due to the current state of the economy. Community Services includes Parks and Recreation, Library, and the Arts. Reorganization opportunities resulting in operational efficiencies have allowed for a 0.5% budget decrease. The decrease represents reductions in part-time salaries as well as a variety of reductions in miscellaneous maintenance and operations costs, including decreased park maintenance costs, as a result of the economic recession. Public Works shows an overall decrease of 1.2%. The decrease reflects the unfunding of several full-time positions, where the duties will be absorbed by full-time or part-time employees or supplemented with contracted services. In addition, due to the economic recession, reductions in maintenance and operations costs will be implemented by reorganizing work and reducing service levels. The slowing economy has also allowed for reductions in the Engineering Plan Check Department due to decreased activity. Non-departmental expenses include the transfers previously discussed as well as administrative and other expenses not associated with any one department. The decrease of 21.8% is attributed to the elimination of management incentive pay, B-11 proposed citywide personnel savings from vacancies reductions in anticipated transfers from the General Fund. and other efficiencies, and The Council Contingency account is available to the City Council for unanticipated emergencies or unforeseen program needs during the year. It is budgeted at $0.5 million, or less than 1% of the FY 2009-10 General Fund Budget. This is a reduction of $0.8 million from the adopted FY 2008-09 budget, as revised by the City Council in January 2009. During FY 2008-09, to date the City Council has authorized approximately $400,000 of these funds to be spent on various items including analysis of the proposed Power Plant expansion, assistance for citywide special events such as Art Splash and Endless Summer, and miscellaneous donations for local charitable organizations. General Fund Expenditure History $ Millions 120 ;' +11.9%— +3% — -63%- -1.8% -3.3% FY2005 FY2006 FY 2007 FY 2008 FY FY FY 2009a 2009r 2010e As reflected in the chart to the left, the City began to slow its expenditure growth in FY 2007-08 in anticipation of the economic slowdown. The chart shows a 4.8% mid- year reduction in January 2009 to further reduce expenditures to keep in line with anticipated General Fund Revenue. Changes in Other Funds Special Revenue funds, at $10.5 million, are down 6.3% from last year. This decrease is mainly due to a large capital purchase of $250,000 from the Police Asset Forfeiture Fund of a Police mobile command post occurring in FY 2008-09 that will not reoccur in FY 2009-10, and a reduction in COPS Grants and Community Development Block Grant projects. Enterprise funds total $53.7 million, which is an increase of $5.9 million, or 12.3% over the FY2008-09 revised adopted budget. The most significant change is in Water operations and the cost of purchased water. Combined fixed and variable costs for potable water purchased from the San Diego County Water Authority are estimated at $22.9 million, an increase of $4.9 million over the revised 2008-09 adopted budget. In addition to purchased water costs, the City's cost to maintain its aging infrastructure has risen. The preliminary budget includes increased funding for maintenance and repairs, electricity, and a meter replacement program. Wastewater operations increased only slightly (0.7%) over the revised adopted budget. The operating budget includes additional funding for maintenance items such as chemical purchases for odor control at lift stations, and software to better manage data collected by the sewer camera van. These increases were offset by a decrease of $740,000 to the annual replacement fund transfer. The Internal Service funds budgets increased in total by approximately $160,000, or 1.3%. The Internal Service funds are self-supporting through user charges. Changes occurred in a number of these funds: B-12 The Risk Management budget shows a decrease of approximately $190,000 based on unfunding of 0.5 positions as well as current estimates of settlements and premiums projected for FY 2009-10. The Vehicle Maintenance Fund budget has decreased by about $80,000 in FY 2009- 10. This reflects reductions in the budgets for parts and outside vehicle maintenance expenses. The Vehicle Replacement Fund budget varies from year to year depending on the vehicles to be replaced. The estimated budget for the Fund is $730,000 more than the previous year, or a 73.2% increase. A list of the requested vehicles can be found at the end of this document. The Information Technology Fund shows a decrease in the Department's budget of approximately $350,000. This decrease is mainly due to decreases in major capital outlay. A list of planned major capital outlay requests can be found at the end of this document. The Redevelopment Agency budgets have decreased an estimated $100,000 from the previous year SUMMARY This preliminary budget emphasizes maintenance and operation of the City's current infrastructure. Being conscious of the economic slowdown, no new programs or expanded levels of service are included in the budget. The 10 year financial forecast is of concern since there are several years reflecting deficits and other years reflecting lower projected surpluses than in previous years' forecasts. The City will need to monitor its revenues and expenditures closely and may need to further reduce expenditures in the following two years if the assumptions made regarding the recession's length and recovery proves accurate to ensure we live within our means through these turbulent and uncertain economic times. The 10 year financial forecast is a useful tool to help manage our way through the economic uncertainty. The City of Carlsbad has a diverse revenue base and is in a good economic position; however, Carlsbad is not immune to the economy. The planning and foresight by the City Council and residents have provided a sound economic base for the City. Fiscal conservatism, which has consistently been the city's overall approach to managing its finances, is even more important during this economic recession. The challenges for the future will also include transitioning from a developing City to a fully built City; it will be about managing costs while continuing to look for appropriate revenue streams sufficient to pay for the services desired by the citizens. This year's budget reflects the anticipated achievement of Council's vision and goals for the City. It allocates the available funding in a manner that maintains the City's infrastructure and proactively plans for the future. This plan will provide essential City services to all who live, work, and play in Carlsbad. B-13 CITY OF CARLSBAD OPERATING FUNDS PROJECTED FUND BALANCES Exhibit 2 FUND GENERAL FUND REPAYMENT FROM SOLID WASTE ADVANCE TO GOLF COURSE FUND ADVANCE TO MEDIAN MAINTENANCE TRANSFER TO INFORMATION TECHNOLOGY TOTAL I SPECIAL REVENUE POLICE ASSET FORFEITURE CITIZENS OPTION FOR PUBLIC SAFETY POLICE GRANTS RENTAL ASSISTANCE AFFORDABLE HOUSING COMMUNITY DEVELOPMENT BLOCK GRANT LIBRARY AND ARTS ENDOWMENT FUND LIBRARY GIFTS/BEQUESTS STREET TREE MAINTENANCE MEDIAN MAINTENANCE STREET LIGHTING BUENA VISTA CHANNEL MAINTENANCE LIGHTING AND LANDSCAPING DISTRICT NO. 2 CULTURAL ARTS DONATIONS PUBLIC ART RECREATION DONATIONS SENIOR DONATIONS COMMUNITY ACTIVITY GRANTS LOCAL CABLE INFRASTRUCTURE FUND TOTAL I ENTERPRISE WATER OPERATIONS RECYCLED WATER OPERATIONS WASTEWATER OPERATIONS SOLID WASTE MANAGEMENT TOTAL (INTERNAL SERVICE WORKERS' COMPENSATION RISK MANAGEMENT SELF-INSURED BENEFITS VEHICLE MAINTENANCE VEHICLE REPLACEMENT INFORMATION TECHNOLOGY TOTAL REDEVELOPMENT VILLAGE OPERATIONS / DEBT SERVICE VILLAGE LOW/MOD INCOME HOUSING SCCRDA OPERATIONS / DEBT SERVICE SCCRDA LOW/MOD INCOME HOUSING TOTAL TOTAL OPERATING FUNDS UNRESERVED BALANCE JULY 1,2008 $46.059.403 0 0 0 0 46,059,403 * 819,615 102,559 2.115 2,354,903 13,729.685 87.079 347.138 99.485 456.509 248.871 709.901 1.139.672 513.470 101.328 212,058 140.959 178,852 1,046,527 68,665 22,359,391 (925,720) 3,020,493 1,704,596 7,649,521 11,448,890 2,987,626 144,461 1,251,862 86,782 9,691,867 3.158.481 17.321.079 3.439,416 4,613.187 155.665 352.104 8.560,372 $105,749,135 PROJECTED REVENUES $116,519,500 0 0 0 0 116,519,500 100,800 107.600 0 5,654,000 1,317,000 1,022,000 10,200 172,500 478,368 365,421 900,282 144,100 392,290 186.800 6.500 31,700 31.500 38,000 355,800 11.314,861 28.055,200 5.233,300 9.433.259 3,404,001 46,125,760^— ^— — 1.629,000 1,350,400 965,000 2,813,800 2,526.000 5,931.500 15.215,700 2,898,800 854,000 3.800 11,000 3.767,600 $192,943,421 ESTIMATED FUND EXPENDITURES TRANSFERS $112,486.931 0 136,000 0 (1,766,764) 0 (321,000) 0 (988,000) 112,486,931 251,000 202,962 0 6,093,843 409,137 1.061,195 8,000 136,000 586,621 791,188 321.000 1,156.779 169,974 201,287 67.220 37,600 25,100 99,300 36,000 246,032 11,579,238 27,048,567 5,795,254 11,145.576 2,853,231 (136.000) 46,842,628 1.902,948 1,601,489 915,000 2,778.119 1,578,577 7,133,329 988,000 15,909,462 1,564,180 28,444 158.987 44,010 1.795,621 $188,613.880 ($1,766,764) PROJECTED BALANCE JUNE 30, 2009 $50,091,972 136.000 (1,766,764) (321.000) (988,000) 47,152,208 669,415 7,197 2.115 1,915.060 14,637.548 47,884 349,338 135,985 348,256 144,104 453,404 1,113,798 704,473 220,908 180,958 147,559 111,052 1,048,527 178,433 22,416,014 80.913 2.458,539 (7,721) 8,064,291 10,596,022 2,713,678 (106,628) 1,301.862 122.463 10.639,290 2,944,652 17,615,317 4,774,036 5,438,743 478 319,094 10,532,351 $108.311,912 | FOR THE GENERAL FUND ONLY THIS REPRESENTS UNDESIGNATED, UNRESERVED FUND BALANCE. B-14 CITY OF CARLSBAD OPERATING FUNDS PROJECTED FUND BALANCES FUND GENERAL FUND REPAYMENT FROM SOLID WASTE ADVANCE TO MEDIAN FUND ADVANCE TO GOLF COURSE OPERATIONS ADVANCE TO SCCRDA TRANSFER TO IT (NON-DEPT CONTINGENCY) TOTAL SPECIAL REVENUE POLICE ASSET FORFEITURE CITIZENS OPTION FOR PUBLIC SAFETY POLICE GRANTS RENTAL ASSISTANCE AFFORDABLE HOUSING COMMUNITY DEVELOPMENT BLOCK GRANT LIBRARY AND ARTS ENDOWMENT FUND LIBRARY GIFTS/BEQUESTS STREET TREE MAINTENANCE MEDIAN MAINTENANCE STREET LIGHTING BUENA VISTA CHANNEL MAINTENANCE LIGHTING AND LANDSCAPING DISTRICT NO. 2 CULTURAL ARTS DONATIONS PUBLIC ART RECREATION DONATIONS SENIOR DONATIONS COMMUNITY ACTIVITY GRANTS LOCAL CABLE INFRASTRUCTURE FUND TOTAL [ENTERPRISE WATER OPERATIONS RECYCLED WATER OPERATIONS WASTEWATER OPERATIONS SOLID WASTE MANAGEMENT TOTAL | INTERNAL SERVICE WORKERS' COMPENSATION RISK MANAGEMENT SELF-INSURED BENEFITS VEHICLE MAINTENANCE VEHICLE REPLACEMENT INFORMATION TECHNOLOGY TOTAL REDEVELOPMENT VILLAGE OPERATIONS / DEBT SERVICE VILLAGE LOW/MOD INCOME HOUSING SCCRDA OPERATIONS / DEBT SERVICE SCCRDA LOW/MOD INCOME HOUSING TOTAL TOTAL OPERATING FUNDS PROJECTED BALANCE JULY 1,2009 $47,152,208 47,152,208 ' 669,415 7,197 2,115 1,915,060 14,637,548 47,884 349,338 135,985 348,256 144,104 453.404 1,113,798 704,473 220,908 180.958 147,559 111.052 1,048,527 178,433 22,416,014 80.913 2,458,539 (7,721) 8,064,291 10.596,022 2,713.678 (106,628) 1,301,862 122.463 10,639,290 2,944.652 17,615,317 4,774,036 5,438,743 478 319,094 10,532.351 $108,311,912 ESTIMATED REVENUES $109.323,397 109,323,397 67,500 165.000 0 5,917,000 600,000 711,549 5,500 106,350 475,851 367,904 919.120 133,446 479,352 48,000 4,800 31,100 33,000 40,000 252.500 10,357.972 35,465,050 6.434.275 10,187,534 3,594,594 55,681.453 1,492,400 1,588,720 1,151,642 3,270.367 2,530,883 5,906,154 15.940,166 2.672.700 760,700 0 9,000 3,442,400 $194,745,388 ADOPTED BUDGET $109,110.932 109,110,932 42.000 171,880 0 6,169,619 480.661 750,420 15,000 6,000 605,930 678,068 979,254 74,200 222,036 92,055 20,000 72,800 35,500 40.000 60,901 10,516,324 33,961,916 6,412,539 10.184,486 3,178,116 53,737,057 1,835,863 1.459,811 1.044,791 2,872,626 1,729.000 6,263.186 15,205,277 1,501.567 100,616 201.599 42,981 1.846,763 $190,416.353 PROJECTED FUND RESERVED BALANCE TRANSFERS BALANCES JUNE 30, 2010 $47,364,673 136,000 136,000 (182,000) (182.000) (1.600,000) (1,600,000) (204,000) (204,000) (488,118) (488,118} 45,026,555=^=^=^=^^= 694,915 317 2,115 1,662,441 (395,640) 14.361,247 9,013 (250,000) 89,838 236,335 218,177 182,000 15,940 393,270 1.173,044 961,789 176,853 165,758 105,859 108,552 (1,000,000) 48,527 370,032 20,794,022 1,584.047 2,480,275 (4,673) (136,000) 8,344,769 12,404,418 (2,300,000) 70,215 22,281 (500,000) 908.713 520,204 11.441,173 488.118 (1,749,428) 1,326,310 14,288,896 (500,000) 5,445,169 (500,000) 5,598,827 204,000 2,879 285,113 11,331.988 ($2,100.000) ($6,695.068) $103.845.879 B-15 Exhibit 3 CITY OF CARLSBAD OPERATING FUNDS REVENUE ESTIMATES REVENUE SOURCE GENERAL FUND TAXES PROPERTY TAX SALES TAX TRANSIENT TAX FRANCHISE TAX BUSINESS LICENSE TAX TRANSFER TAX TOTAL TAXES INTERGOVERNMENTAL VEHICLE LICENSE FEES OTHER TOTAL INTERGOVERNMENTAL LICENSES AND PERMITS BUILDING PERMITS OTHER LICENSES & PERMITS TOTAL LICENSES & PERMITS CHARGES FOR SERVICES PLANNING FEES BUILDING DEPT. FEES ENGINEERING FEES AMBULANCE FEES RECREATION FEES OTHER CHARGES OR FEES TOTAL CHARGES FOR SERVICES FINES AND FORFEITURES INCOME FROM INVESTMENTS AND PROPERTY- INTERDEPARTMENTAL CHARGES OTHER REVENUE SOURCES TOTAL GENERAL FUND ACTUAL REVENUE 2007-08 1 $47,196,622 28,011,995 14,277,352 4,634,049 3,327,815 951,141 98,398,974 449,733 2,885,861 3,335,594 817,024 1,174,497 1,991,521 587,600 637,925 1,443,865 1,979.926 1,730,238 1,147,711 7,527,265 1,336,293 5,062,506 2,286,528 1,438,181 $121,376,862 PROJECTED REVENUE 2008-09 $50,557,000 26,307,000 13,496,000 4,520,000 3,550,000 483,000 98,913,000 150,000 1,350,000 1,500,000 450,000 604,000 1,054,000 385,000 424,000 569,000 2,044,000 1,787,000 740,000 5,949,000 1,300,000 3,506,000 3,415,000 882,500 $116,519,500 ESTIMATED REVENUE 2009-10 $47,939,000 23,028,000 12,121,000 5,095,000 3,170,000 500,000 91,853,000 0 1,163,300 1,163,300 455,000 343,000 798,000 294,000 399,000 500,000 2,100,000 1,824,985 559,425 5,677,410 1,303.000 4,066,950 3,522,587 939,150 $109,323,397 AS% OF FY 08-09 PROJECTED -5.2% -12.5% -102% 12.7% -10.7% 3.5% -7.1% -100.0% -13.8% -22.5% 1.1% -43.2% -24.3% -23.6% -5.9% -12.1% 2.7% 2.1% -24.4% -4.6% 0.2% 16.0% 3.2% 6.4% •6.2% DIFFERENCE 2008-09 TO 2009-10 ($2,618,000) (3,279,000) (1,375,000) 575,000 (380,000) 17,000 (7,060,000) (150,000) (186,700) (336,700) 5,000 (261,000) (256,000) (91,000) (25,000) (69,000) 56,000 37,985 (180,575) (271,590) 3,000 560,950 107,587 56,650 ($7,196,103) • INTEREST IS CALCULATED ON AN AMORTIZED COST BASIS B-16 CITY OF CARLSBAD OPERATING FUNDS REVENUE ESTIMATES REVENUE SOURCE | SPECIAL REVENUE FUNDS | POLICE ASSET FORFEITURE ASSET FORFEITURES INTEREST OTHER TOTAL POLICE ASSET FORFEITURE CITIZENS OPTION FOR PUBLIC SAFETY STATE FUNDING (AB3229) INTEREST TOTAL CITIZENS OPTION FOR PUBLIC SAFETY POLICE GRANTS FEDERAL GRANT INTEREST TOTAL POLICE GRANTS RENTAL ASSISTANCE FEDERAL GRANT INTEREST OTHER TOTAL RENTAL ASSISTANCE =^= AFFORDABLE HOUSING AFFORDABLE HOUSING FEES FEDERAL GRANT STATE GRANT INTEREST OTHER TOTAL AFFORDABLE HOUSING COMMUNITY DEVELOPMENT BLOCK GRANT FEDERAL GRANT INTEREST OTHER TOTAL COMMUNITY DEVELOPMENT BLOCK GRANT LIBRARY AND ARTS ENDOWMENT FUND INTEREST TOTAL LIBRARY AND ARTS ENDOWMENT FUND LIBRARY GIFTS/BEQUESTS GIFTS/BEQUESTS INTEREST OTHER TOTAL LIBRARY GIFTS/BEQUESTS STREET TREE MAINTENANCE TREE MAINTENANCE FEES INTEREST TOTAL STREET TREE MAINTENANCE MEDIAN MAINTENANCE MEDIAN MAINTENANCE FEES INTEREST TOTAL MEDIAN MAINTENANCE ACTUAL REVENUE 2007-08 $163,467 43,051 0 206,518 194,862 5,794 200,656 28,095 (330) 27,765 6,326,173 53,219 41,418 6,420,810 173,460 6,611 400,536 764,803 560,035 1,905,445 477,978 47,202 37,095 562,275 16,552 16,552 90,864 5,240 0 96,104 457,930 29,363 487,293 361,316 1,035 $362,351 PROJECTED REVENUE 2008-09 $75,000 23,000 2,800 100,800 100,500 7,100 107,600 0 0 0 5,600,000 45,000 9,000 5,654,000 305,000 612,000 0 400,000 0 1,317,000 927,000 50,000 45,000 1,022,000 10,200 10,200 94,100 3,800 74,600 172,500 462,768 15,600 478,368 365.421 0 $365,421 ESTIMATED REVENUE 2009-10 $50,000 17,500 0 67,500 165,000 0 165,000 0 0 0 5,900,000 15,000 2,000 5,917,000 200,000 0 0 400,000 0 600,000 635,549 45,000 31,000 711,549 5,500 5,500 105,000 1,350 0 106,350 465,401 10,450 475,851 367,904 0 $367,904 AS% OF FY 08-09 PROJECTED -33.3% -23.9% -100.0% -33.0% 64.2% -100.0% 53.4% 0.0% 0.0% 0.0% 5.4% -66.7% -77.8% 4.7% -34.4% -100.0% 0.0% 0.0% 0.0% -54.4% -31.4% -10.0% -31.1% -30.4% -46.1% -46.1% 11.6% -64.5% -100.0% -38.4% 0.6% -33.0% -0.5% 0.7% 0.0% 0.7% DIFFERENCE 2008-09 TO 2009-10 ($25,000) (5,500) (2,800) (33,300) 64,500 (7,100) 57,400 0 0 0 300,000 (30,000) (7,000) 263,000 (105,000) (612,000) 0 0 0 (717,000) (291,451) (5,000) (14,000) (310,451) (4,700) (4,700) 10,900 (2,450) (74,600) (66,150) 2,633 (5,150) (2.517) 2,483 0 $2,483 B-17 CITY OF CARLSBAD OPERATING FUNDS REVENUE ESTIMATES REVENUE SOURCE [SPECIAL REVENUE FUNDS - CONTINUED | STREET LIGHTING STREET LIGHTING FEES INTERDEPARTMENTAL OTHER INTEREST TOTAL STREET LIGHTING BUENA VISTA CHANNEL MAINTENANCE BUENA VISTA FEES INTEREST TOTAL BUENA VISTA CHANNEL MAINTENANCE LIGHTING AND LANDSCAPING DISTRICT NO. #2 LLD #2 FEES INTEREST OTHER TOTAL LIGHTING AND LANDSCAPING DIST. NO. #2 CULTURAL ARTS DONATIONS DONATIONS INTEREST OTHER TOTAL CULTURAL ARTS DONATIONS PUBLIC ART INTEREST TOTAL PUBLIC ART RECREATION DONATIONS DONATIONS INTEREST TOTAL RECREATION DONATIONS SENIOR DONATIONS DONATIONS INTEREST OTHER TOTAL SENIOR DONATIONS COMMUNITY ACTIVITY GRANTS INTEREST TOTAL COMMUNITY ACTIVITY GRANTS LOCAL CABLE INFRASTRUCTURE FUND CABLE FEES INTEREST TOTAL LOCAL CABLE INFRASTRUCTURE FUND TOTAL SPECIAL REVENUE FUNDS ACTUAL REVENUE 2007-08 $694,464 0 297,897 48,773 1,041,134 82,679 64,215 146,894 414,065 17,561 6,000 437,626 74,493 5,508 0 80,001 12,295 12,295 31,879 7,559 39,438 11,047 11,292 0 22,339 60,458 60,458 67,891 774 68,665 $12,194,619 PROJECTED REVENUE 2008-09 $726,101 28,000 126,481 19,700 900,282 100,000 44,100 144.100 385,290 7,000 0 392,290 12,700 4,100 170,000 186,800 6,500 6,500 27,000 4,700 31,700 24,000 6,000 1,500 31,500 38,000 38,000 350,000 5,800 355,800 $11,314,861 ESTIMATED REVENUE 2009-10 $727,442 28,000 149,981 13,697 919,120 100,000 33,446 133,446 458,183 21,169 0 479,352 48,000 0 0 48,000 4,800 4,800 31,100 0 31,100 28,000 5,000 0 33,000 40,000 40,000 250,000 2,500 252,500 $10,357,972 AS% OF FY 08-09 PROJECTED 0.2% 0.0% 18.6% -30.5% 2.1% 0.0% -24.2% -7.4% 18.9% 202.4% 0.0% 222% 278.0% -100.0% -100.0% -74.3% -26.2% -26.2% 15.2% -100.0% -1.9% 16.7% -16.7% -100.0% 4.8% 5.3% 5.3% -28.6% -56.9% -290% -8.5% DIFFERENCE 2008-09 TO 2009-10 $1,341 0 23,500 (6,003) 18,838 0 (10,654) (10,654) 72,893 14,169 0 87,062 35,300 (4,100) (170,000) (138,800) (1,700) (1,700) 4,100 (4,700) (600) 4,000 (1,000) (1,500) 1,500 2,000 2,000 (100,000) (3,300) (103.300) ($956,889) B-18 CITY OF CARLSBAD OPERATING FUNDS REVENUE ESTIMATES REVENUE SOURCE | ENTERPRISE FUNDS WATER OPERATIONS WATER SALES READY TO SERVE CHARGES PROPERTY TAXES NEW ACCOUNT CHARGES BACK-FLOW PROGRAM FEES PENALTY FEES INTEREST ENGINEERING OVERHEAD SERVICE CONNECTION FEES AGRICULTURAL CREDITS OTHER TOTAL WATER OPERATIONS RECYCLED WATER OPERATIONS WATER SALES READY-TO-SERVE CHARGE RECYCLED WATER CREDITS INTEREST OTHER TOTAL RECYCLED WATER OPERATIONS WASTEWATER OPERATIONS SERVICE CHARGES MISC SEWER ENGINEERING OVERHEAD PENALTY FEES INTEREST OTHER TOTAL WASTEWATER OPERATIONS SOLID WASTE MANAGEMENT INTEREST RECYCLING FEES (AB939) PENALTY FEES TRASH SURCHARGE OTHER TOTAL SOLID WASTE MANAGEMENT TOTAL ENTERPRISE FUNDS ACTUAL REVENUE 2007-08 1 $15,004,960 4,721,811 2,712,504 86,370 113,277 259,287 247,039 106,160 81,220 118,740 2,893,352 26,344,720 2,412,835 207,107 1,102,940 313,922 2,199,342 6,236,146 8.054,276 23,013 164,977 73,601 270,826 97,756 8,684,449 445,476 297,534 51,639 1,846,085 195,711 2,836,445 $44,101.760 PROJECTED REVENUE 2008-09 $17,600,000 5,959,800 3,035,000 80,000 115.000 262,000 (75,000) 0 48,000 80,000 950,400 28,055,200 2,900,000 275,000 1,600,000 250,000 208,300 5,233,300 9,092.580 24,000 0 75,000 101,000 140,679 9,433,259 443,275 294,000 55,000 2,682,300 (70,574) 3,404,001 $46,125,760 ESTIMATED REVENUE 2009-10 $24,902,690 6,688,860 2,995,000 80,000 115,000 262,000 4,500 0 68,000 80,000 269,000 35,465,050 3,892,955 276,870 1,760.000 200,000 304,450 6,434,275 9,961,534 25.000 0 75,000 101,000 25,000 10,187,534 313,000 294,000 55,000 2,700,000 232,594 3,594,594 $55,681,453 AS% OF FY 08-09 PROJECTED 41.5% 12.2% -1.3% 0.0% 0.0% 0.0% 106.0% 0.0% 41.7% 0.0% -71.7% 26.4% 34.2% 0.7% 10.0% -20.0% 46.2% 23.0% 9.6% 4.2% 0.0% 0.0% 0.0% -82.2% 8.0% -29.4% 0.0% 0.0% 0.7% 429.6% 5.6% 20.7% DIFFERENCE 2008-09 TO 2009-10 $7,302,690 729,060 (40,000) 0 0 0 79,500 0 20,000 0 (681,400) 7,409,850 992,955 1,870 160,000 (50,000) 96,150 1,200,975 868,954 1,000 0 0 0 (115,679) 754,275 (130,275) 0 0 17.700 303,168 190,593 $9,555,693 B-19 CITY OF CARLSBAD OPERATING FUNDS REVENUE ESTIMATES REVENUE SOURCE | INTERNAL SERVICE FUNDS WORKERS' COMPENSATION INTERDEPARTMENTAL INTEREST OTHER TOTAL WORKERS' COMPENSATION RISK MANAGEMENT INTERDEPARTMENTAL INTEREST OTHER TOTAL RISK MANAGEMENT SELF-INSURED BENEFITS INTERDEPARTMENTAL INTEREST OTHER TOTAL SELF-INSURED BENEFITS VEHICLE MAINTENANCE INTERDEPARTMENTAL INTEREST OTHER TOTAL VEHICLE MAINTENANCE VEHICLE REPLACEMENT INTERDEPARTMENTAL INTEREST OTHER TOTAL VEHICLE REPLACEMENT INFORMATION TECHNOLOGY FEDERAL GRANT INTERDEPARTMENTAL INTEREST TOTAL INFORMATION TECHNOLOGY TOTAL INTERNAL SERVICE FUNDS ACTUAL REVENUE 2007-08 1 $1,862,395 342,100 5,927 2,210,422 1,322,380 6,717 27,807 1,356,904 898,370 400,274 61,364 1,360,008 2,554.815 4,953 21,082 2,580,850 1,937,350 520,261 (87,383) 2,370,228 140,878 5,419,703 227,607 5,788,188 $15,666,600 PROJECTED REVENUE 2008-09 $1,397,000 190,000 42,000 1,629,000 1,324,600 4,000 21,800 1,350,400 900,000 0 65,000 965,000 2,782,600 1,200 30,000 2,813,800 2,115,000 315,000 96,000 2,526,000 0 5,825,500 106,000 5,931,500 $15,215,700 ESTIMATED REVENUE 2009-10 $1,327,400 165,000 0 1,492,400 1,563,720 0 25,000 1,588,720 1,086,080 0 65,562 1,151,642 3,235,914 0 34,453 3,270,367 2,230,883 300,000 0 2,530,883 0 5,828,154 78,000 5,906,154 $15,940,166 AS% OF FY 08-09 PROJECTED -5.0% -13.2% -100.0% -8.4% 18.1% -100.0% 14.7% 17.7% 20.7% 0.0% 0.9% 19.3% 16.3% -100.0% 14.8% 16.2% 5.5% -4.8% -100.0% 0.2% 0.0% 0.1% -26.4% -0.4% 4.8% DIFFERENCE 2008-09 TO 2009-10 ($69,600) (25,000) (42,000) (136,600) 239,120 (4,000) 3,200 238,320 186,080 0 562 186,642 453,314 (1,200) 4,453 456,567 115,883 (15,000) (96,000) 4,883 0 2,654 (28,000) (25,346) $724,466 B-20 CITY OF CARLSBAD OPERATING FUNDS REVENUE ESTIMATES REVENUE SOURCE REDEVELOPMENT FUNDS I VILLAGE OPERATIONS / DEBT SERVICE RENTAL INCOME TAX INCREMENT INTEREST OTHER TOTAL VILLAGE OPERATIONS / DEBT SERVICE VILLAGE LOW AND MOD INCOME HOUSING TAX INCREMENT INTEREST TOTAL VILLAGE LOW AND MOD INCOME HOUSING SCCRDA OPERATIONS / DEBT SERVICE INTEREST OTHER TOTAL SCCRDA OPERATIONS / DEBT SERVICE SCCRDA LOW AND MOD INCOME HOUSING INTEREST TOTAL SCCRDA LOW AND MOD INCOME HOUSING TOTAL REDEVELOPMENT FUNDS ACTUAL REVENUE 2007-08 $67,406 2,659,546 174,491 320,719 3,222,162 664,886 257,785 922,671 14,765 3,400 18,165 21,050 21,050 $4,184,048 PROJECTED REVENUE 2008-09 $43,000 2,738,000 110,000 7,800 2,898,800 684,000 170,000 854,000 3,800 0 3,800 11,000 11,000 $3,767,600 ESTIMATED REVENUE 2009-10 $0 2,642,700 30,000 0 2,672,700 660,700 100,000 760,700 0 0 0 9,000 9,000 $3,442,400 AS% OF FY 08-09 PROJECTED -100.0% -3.6% -72.7% -100.0% -7.8% -3.4% -41.2% -10.9% -100.0% 0.0% -100.0% -18.2% -18.2% -8.6% DIFFERENCE 2008-09 TO 2009-10 ($43,000) (95,300) (80,000) (7,800) (226,100) (23,300) (70,000) (93,300) (3,800) 0 (3,800) (2,000) (2,000) ($325,200) ITOTAL OPERATING $197,523,889 $192,943,421 $194,745,388 0.9%$1,801,967 I B-21 Exhibit 4 CITY OF CARLSBAD OPERATING FUNDS BUDGET EXPENDITURE SCHEDULE DEPARTMENT GENERAL FUND POLICY AND LEADERSHIP GROUP CITY COUNCIL CITY MANAGER COMMUNICATIONS CITY CLERK CITY ATTORNEY CITY TREASURER TOTAL POLICY/LEADERSHIP GROUP ADMINISTRATIVE SERVICES ADMINISTRATION FINANCE HUMAN RESOURCES RECORDS MANAGEMENT TOTAL ADMINISTRATIVE SERVICES PUBLIC SAFETY POLICE FIRE TOTAL PUBLIC SAFETY COMMUNITY DEVELOPMENT ADMINISTRATION GEOGRAPHIC INFORMATION SYSTEM ECONOMIC DEVELOPMENT/REAL ESTATE MGMT PLANNING BUILDING INSPECTION TOTAL COMMUNITY DEVELOPMENT COMMUNITY SERVICES LIBRARY CULTURAL ARTS PROGRAM PARKS AND RECREATION SENIOR PROGRAMS TOTAL COMMUNITY SERVICES 2006-07 ACTUALS $365,294 1,325,335 923,185 274,268 1,233,595 163,376 4,285,053 725,979 3,037,751 2,141,085 891,995 6,796,810 24,498,335 15,119,821 39,618,156 823,072 432,120 189,493 3,348,611 2,113,707 6,907,003 9,197,856 854,488 10,664,413 803,294 $21,520,051 2007-08 ACTUALS $384,942 1,655,465 1,118,170 179,315 1,318,200 175,954 4,832,046 850,395 3,508,893 2,285,760 889,549 7,534,597 26,046,951 17,433,504 43,480,455 1,011,885 497,301 293,387 3,709,162 2,027,998 7.S39.733 9,416,232 888,463 10,907,697 1,088,024 $22,300,416 2008-09 ESTIMATED EXPENDITURES $382,957 1,227,583 998,756 95,824 1,225,659 186,994 4,117,773 1,024,447 3,281,906 2,108,691 863,384 7,278,428 27,402,504 15,761,203 43,163,707 1,004,241 554.512 325,543 3,123,774 1,984,661 6,992,731 9,274,106 840,206 10,721,590 884,080 $21,719,982 2008-09 REVISED BUDGET $398,808 1,623,190 997,287 184,075 1 ,287,203 196,027 4,686,590 853,778 2,978,991 2,518,831 888,289 7,239,889 26,971,256 16,902,765 43,874,021 655,196 554,430 425,548 3,822,427 2,318,700 7,776,301 9,312,153 996,565 10,874,143 970,786 $22,153,647 2009-10 PROPOSED BUDGET $390,802 1,549,131 867,545 129,737 1,292,986 189,913 4,420,114 654,913 2,919,271 2,243,655 856,942 6,674,781 27,710,998 16,762,609 44,473,607 680,648 566,307 342,756 3,676,706 2,032,621 7,299,038 9,296,334 806,350 11,000,213 993,944 $22,096,841 %INCR (DEC) 08-09 BUD TO 09-10 BUD -2.0% -4.6% -13.0% -29.5% 0.4% -3.1% -5.7% -23.3% -2.0% -10.9% -3.5% -7.8% 2.7% -0.8% 1.4% 3.9% 2.1% -19.5% -3.8% -12.3% -6.1% -0.2% -19.1% 1.2% 2.4% -0.3% NOTE: B-22 CITY OF CARLSBAD OPERATING FUNDS BUDGET EXPENDITURE SCHEDULE DEPARTMENT PUBLIC WORKS PUBLIC WORKS ADMINISTRATION ENGINEERING FACILITIES MAINTENANCE STREET MAINTENANCE TRAFFIC SIGNAL MAINTENANCE TOTAL PUBLIC WORKS MISCELLANEOUS NON-DEPARTMENTAL PERSONNEL SAVINGS COMMUNITY CONTRIBUTIONS BEACH PARKING HOSP GROVE DEBT SERVICE PROPERTY TAX AND OTHER ADMINISTRATION DUES & SUBSCRIPTIONS PROFESSIONAL SERVICES UTILITIES & OTHER INFRASTRUCTURE REPLACEMENT FUND MANAGEMENT INCENTIVE PAY- DISASTER PREPAREDNESS LEGAL SERVICES TRANSFER TO STORM WATER PROGRAM MISCELLANEOUS / TRANSFERS OUT TOTAL MISCELLANEOUS NON-DEPARTMENTAL SUBTOTAL GENERAL FUND CONTINGENCIES TOTAL GENERAL FUND 2006-07 ACTUALS $980,045 6,312,873 3,421,227 3,504,394 986,231 15.204,770 0 33.714 0 275,000 453,875 54,749 43,610 0 7,200,000 0 1,270,956 117,087 0 4,844,350 14,293,341 108,625,184 0 $108,625,184 2007-08 ACTUALS $1,067,128 7,880,800 3,766,799 3,163,455 866,025 16,744,207 0 45,000 1.625 275.000 426,282 52,904 29,333 0 7,900,000 0 595,957 246,666 138.800 10,850,000 20,561,567 122,993,021 0 $122,993,021 2008-09 ESTIMATED EXPENDITURES $1,112,886 9,451,305 4,124,331 3,163,242 901,991 18,753.755 0 554,445 0 90,000 627,549 58,115 123,358 9,396 7,550,000 0 16,419 160,000 154,273 1,117,000 10,460,555 112,486,931 0 $112,486,931 %INCR (DEC) 2008-09 REVISED BUDGET $1,007,350 8,380,286 3,683,617 3,089,955 792,011 16,953,219 0 0 36,000 90,000 490,700 66,900 50,000 0 7,550,000 254,000 0 200,000 0 0 8,737,600 111,421,267 1,300,000 $112,721,267 2009-10 PROPOSED BUDGET $1,018,047 8,189,002 3,707,415 3,143,285 789,002 16,846,751 (800,000) 0 36,000 0 565,000 73,800 50,000 0 6,538,000 0 0 160,000 177,000 0 6,799,800 108,610,932 500,000 $109,110,932 08-09 BUD TO 09-10 BUD 1.1% -2.3% 0.6% 1.7% -0.4% -0.6% - - 0.0% -100.0% 15.1% 10.3% 0.0% -13.4% -100.0% -20.0% - - -22.2% -2.5% -61.5% -3.2% B-23 CITY OF CARLSBAD OPERATING FUNDS BUDGET EXPENDITURE SCHEDULE DEPARTMENT | SPECIAL REVENUE FUNDS POLICE ASSET FORFEITURE CITIZENS OPTION FOR PUBLIC SAFETY POLICE GRANTS RENTAL ASSISTANCE AFFORDABLE HOUSING COMMUNITY DEVELOPMENT BLOCK GRANT LIBRARY AND ARTS ENDOWMENT FUND LIBRARY GIFTS/BEQUESTS STREET TREE MAINTENANCE MEDIAN MAINTENANCE STREET LIGHTING BUENA VISTA CHANNEL MAINTENANCE LIGHTING AND LANDSCAPING DISTRICT NO. 2 CULTURAL ARTS DONATIONS PUBLIC ART RECREATION DONATIONS SENIOR DONATIONS COMMUNITY ACTIVITY GRANTS LOCAL CABLE INFRASTRUCTURE FUND TOTAL SPECIAL REVENUE FUNDS (ENTERPRISE FUNDS WATER OPERATIONS RECYCLED WATER OPERATIONS WASTEWATER OPERATIONS SOLID WASTE MANAGEMENT TOTAL ENTERPRISE FUNDS (INTERNAL SERVICE FUNDS WORKERS' COMPENSATION RISK MANAGEMENT SELF-INSURED BENEFITS VEHICLE MAINTENANCE VEHICLE REPLACEMENT INFORMATION TECHNOLOGY TOTAL INTERNAL SERVICE FUNDS (REDEVELOPMENT VILLAGE OPERATIONS / DEBT SVC VILLAGE LOW/MOD INCOME HSNG SCCRDA OPERATIONS / DEBT SVC SCCRDA LOW/MOD INCOME HSNG TOTAL REDEVELOPMENT 2006-07 ACTUALS $152,853 131,080 39,798 5,208,219 341,796 370,136 10,251 114,528 578,010 510,375 951,686 49,749 117,017 41,936 8,501 21,350 14,494 30,000 0 8,691,779 38,707,083 3,539,959 8,599,764 1,901,245 52,748,051 1,284,200 2,238,936 793,414 2,506,867 2,261,218 4,932,450 14,017,085 2,326,889 62,372 185,153 29,759 2,604,173 2007-08 ACTUALS $28,531 181,308 28,210 5,283,978 348,036 458,044 25,791 68,819 532,878 492,146 1,117,957 56,158 197,329 67,573 5,424 8,223 42,445 30,000 0 8,972,850 25,113,222 5,723,093 9,865,271 2,588,116 43.289,702 1,814,833 980,048 1.402,755 2,647,186 731,987 5,895,061 13,471,870 2,217,591 74,039 197,933 32,062 2,521,625 2008-09 ESTIMATED EXPENDITURES $251,000 202,962 0 6,093,843 409,137 1,061,195 8,000 136,000 586,621 791,188 1,156,779 169,974 201,287 67,220 37,600 25,100 99,300 36,000 246,032 11,579,238 27,048,567 5,795,254 11,145,576 2,853,231 46,842,628 1,902,948 1,601,489 915,000 2,778,119 1,578,577 7,133,329 15,909,462 1,564,180 28,444 158,987 44,010 1,795,621 %INCR (DEC) 2008-09 REVISED BUDGET $313,500 240,462 0 5,891,291 400,868 1,052,154 16,000 25,000 577,225 673,983 1,121,280 111,500 196,887 87,560 38,900 93,200 59,300 40,000 222,829 11,161,939 28,293,301 6,188,091 10,116,889 3,220,437 47,818,718 1,827,095 1,652,862 996,405 2,956,644 998,000 6,613,565 15,044.571 1,633,489 95,159 171,111 42,887 1,942,646 • 2009-10 PROPOSED BUDGET $42,000 171,880 0 6,169,619 480,661 750,420 15,000 6,000 605,930 678,068 979,254 74,200 222,036 92,055 20,000 72,800 35,500 40,000 60,901 10,516,324 33.961,916 6,412,539 10,184,486 3,178,116 53,737,057 1,835,863 1,459,811 1,044,791 2,872,626 1,729,000 6,263,186 15,205,277 1,501,567 100,616 201,599 42,981 1,846,763 08-09 BUD TO 09-10 BUD -86.6% -28.5% - 4.7% 19.9% -28.7% -6.3% -76.0% 5.0% 0.6% -12.7% -33.5% 12.8% 5.1% -48.6% -21.9% -40.1% 0.0% -72.7% -5.8% 20.0% 3.6% 0.7% -1.3% 12.4% 0.5% -11.7% 4.9% -2.8% 73.2% -5.3% 1.1% -8.1% 5.7% 17.8% 0.2% -4.9% TOTAL OPERATING FUNDS $186,686,272 $191,249,068 $188,613,880 $188,689,141 $190,416,353 0.9% General Fund NonGF 109,110,932 81,305,421 190,416,353 NOTE: Estimated expenditures may exceed Adopted Budget since they include prior year budget appropriations. B-24 Exhibit 5 (PERSONNEL ALLOCATIONS MAJOR SERVICE AREA IPOLICY AND LEADERSHIP GROUP | CITY COUNCIL CITY MANAGER COMMUNICATIONS CITY TREASURER CITY ATTORNEY (ADMINISTRATIVE SERVICES | ADMINISTRATION RECORDS MANAGEMENT INFORMATION TECHNOLOGY FINANCE RISK MANAGEMENT HUMAN RESOURCES & WORKERS COMP IPUBLIC SAFETY I POLICE FIRE [COMMUNITY DEVELOPMENT | COMMUNITY DEVELOPMENT ADMINISTRATION BUILDING & CODE ENFORCEMENT ECONOMIC DEVELOPMENT & REAL PROPERTY MGMT GEOGRAPHIC INFORMATION SYSTEMS PLANNING HOUSING AND REDEVELOPMENT (COMMUNITY SERVICES | LIBRARY CULTURAL ARTS RECREATION & SENIOR PROGRAMS IPUBLIC WORKS 1 ADMINISTRATION ENGINEERING SERVICES GENERAL SERVICES MAINTENANCE & OPERATIONS ENVIRONMENTAL PROGRAMS FULL AND 3/4 TIME LABOR FORCE FINAL BUDGET 2007-08 1.00 7.00 3.75 0.75 7.00 2.00 8.00 19.00 28.00 2.00 10.00 162.00 88.75 3.00 14.00 2.00 4.00 27.00 10.00 48.00 5.00 30.50 6.45 56.90 98.00 55.45 11.70 711.25 FINAL BUDGET 2008-09 1.00 8.00 3.75 0.75 7.00 2.00 8.00 19.50 28.00 2.00 10.00 162.00 88.75 3.00 14.00 2.00 4.00 27.00 10.00 48.00 5.00 30.50 6.65 56.90 99.30 55.20 11.95 714.25 FINAL 2009-10 BUDGET REQUESTED 2009-10 CHANGES 1.00 8.00 3.75 0.75 7.00 1.00 8.00 19.00 28.00 2.00 10.00 162.00 88.75 3.00 14.00 2.00 4.00 27.00 10.00 48.00 5.00 72.10 6.50 56.90 57.50 55.40 12.10 712.75 0.00 0.00 0.00 0.00 0.00 (1.00) 0.00 (0.50) 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 41.60 (0.15) 0.00 (41.80) 0.20 0.15 (1.50) SUMMARY OF REQUESTED Full Time Personnel 3/4 Time Personnel in Full Time Count Limited Term Personnel Unfunded Full Time Positions Hourly Full Time Equivalent Personnel TOTAL LABOR FORCE* LABOR FORCE 2007-08 706.75 4.50 6.50 0.00 140.34 858.09 BY CATEGORY 2008-09 709.00 5.25 4.50 (3.00) 137.83 853.58 2009-10 706.75 6.00 3.50 (12.00) 138.44 842.69 Difference (2.25) 0.75 (1.00) (9.00) 0.61 (10.89) 'Includes Limited Term Personnel B-24 Exhibit 6 CITY OF CARLSBAD MASTER FEE SCHEDULES June 2009 General City Service fee increases approved by Council on June 16, 2009 will go into effect August 1, 2009. Water/Sewer fee increases will become effective on August 1, 2009 pending the successful outcome of the June 23, 2009 public hearing. Development-Related Service fee increases approved by Council on June 16, 2009 will go into effect September 1, 2009. Development-Impact fee increases approved by Council on June 16, 2009 will go into effect September 1, 2009. City of Carlsbad Master Fee Schedule Table of Contents Section 1 - General City Service Fees Miscellaneous Fees Fire Fees Library Fees Police Fees Sewer Fees Solid Waste Fees Parks & Recreation Fees Aqua Hedionda Lagoon Fees Aquatic Fees Water District Fees Recreation/Safety Center/ Seniors & Faraday Facility Rental Library Facility Rental Section 2 - Development Related Service Fees Section 3 - Development Impact Fees 1-1 1-1 1-2 1-2 1-3 1-3 1-3 1-4 1-4 1-4 Schedule A Schedule B,C 2 CITY OF CARLSBAD MASTER FEE SCHEDULES SECTION 1 GENERAL CITY SERVICE FEES June 2009 CITY OF CARLSBAD FEE SCHEDULE GENERAL CITY FEES AND CHARGES FY 2009-10 Fee Description Administrative Fee for 1915 Act Bond Call - 1% of principal being repaid Administrative Fee - DUI Ambulance Fees Base Rate - Resident Base Rate Non-Resident Mileage Charge - per mile Supplies Charge Oxygen Charge Assessment Appeal City Council - Miscellaneous Bicycle Licenses Bicycle Licenses - Replacement or Transfer Bond Search Business License - master list of active business licenses Business License - monthly list of new licenses Police - Entertainment License Campaign Sign Permit (plus a $200 refundable deposit) Cable Channel Administration Fee (Consistent with City payroll records and consultant costs if any) Check Processing Fee for Cancellation (Customer Initiated) City Clerk - Audio Tape Copy City Clerk - CD Copy City Clerk - Municipal Code Books (Cost for Each) City Clerk - Municipal Code Supplement Service (per year) City Clerk - Full Council Agenda Packets/Minutes (per year) City Clerk - Certification Charge (per document) Copies - each Hearing Disposition Services for Parking Citations - Personal Hearings - Written Review Planning Commission Agenda and Minutes (^postage) Publications - As Determined by the City Manager Returned Check Fee Traffic Safety Commission (TSC) appeal fee for City Clerk to file the appeal for TSC Eiifi Fire - Nuisance Alarm -1st response in 12 month period -2nd response in 12 month period -3rd response in 12 month period -each additional response thereafter -each billing Fire Use Permit Fees Temrjorarv Use - Tents (Minor) - Tents (Major) - Carnivals and Fairs - Fireworks Display or Special Effects (per event or day) Hazardous Materials and Processes -Candles or OTHER Open Flame -Assembly - Covered Mall (plus $65 per reinspection) - Welding - Compressed Gases - Dust Production (plus $65 per reinspection) - Combustible Fiber Use and Storage - Aerosol Use/Storage - Flammable Finishes - Haz-Mat Use and Storage - Dry Cleaning Notes (7) (11) (11) (11) 0X11) (11) (11) (9) (9) (10) Current Fee $50 min/$500 max $ 20 $ 618 $ 894 $ 15 $ 50 $ 150 $ 150 $ 3 $ 1 $ 30 $ 50 $ 5 $ 200 $ 55 $ $ 20 $ 30 $ 30 $ 150 $ 50 copy charge $ 20 $ 0.15 $ $ copy charge $ 35 $ 150 $ $ 75 $ 150 $ 295 $ 10 $ 123 $ 272 $ 246 $ 323 $ 113 $ 113 $ 113 $ 113 $ 113 $ 174 $ 174 $ 113 $ 113 $ 246 $ 174 Proposed Fee $50 min/$500 max 21 $ 900 $ 1,000 $ 17 $ 65 $ 150 $ 155 $ 3 $ 1 $ 31 $ 52 $ 5 $ 207 $ 57 Actual Cost $ 20 $ 30 $ 30 $ 285 $ 125 copy charge $ 20 $ 0.15 $ $ copy charge $ 35 $ 155 $ $ 75 $ 150 $ 295 $ 10 $ 127 $ 281 $ 255 $ 334 $ 117 $ 117 $ 117 $ 117 $ 117 $ 180 $ 180 $ 117 $ 117 $ 255 $ 180 June 2009 1-1 CITY OF CARLSBAD FEE SCHEDULE GENERAL CITY FEES AND CHARGES FY 2009-10 Fee Description - Spray Booth (plus $65 per resinspection) - Motor Vehicle Repair - Medical Gas Dispensing System - Industrial Ovens - Combustible Storage Facility - High-Piled Combustible Storage - Refrigeration Equipment - Flammable and Combustible Liquids Dispensing, Use, Storage, Tanks - Liquefied Petroleum Gas (plus $65 per resinspection) Fire - Initial Occupancy Inspection Fee Fire Inspection -Interim ($65 - each reinspection) Fire Inspection - Other ($65 - each reinspection) Fire - Failed Business lnspection/2nd Reinsp. Fire - Hydrant Water Flow Test Fire - Weed Abatement (charge per parcel) Fire- Weed Abatement Compliance Certificate Fire- Special Event - per fire personnel per hour (consistent with City payroll records) Library Library Borrowing - Audio Visual Equipment (per item, per day) Library Borrowing - Audio Visual Insurance fee - Per Video Tape/DVD Library Facility Fees (See schedule C) Library Fines (per day per item) Library Fines - Juvenile (per day per item) Library Account Collection Fee Library Fines - Video (per day per item) Library Interlibrary Loan Library Card Replacement Lost/Damaged Videotape/DVD Lost/Damaged beyond repair book/audio item Lost/Damaged Library Materials Library Book Reserve Fee (per item) Library Facility Rental - see schedule B Library History Room Photo Fee (vendor cost of duplicating historical photos) Library Lost Item Processing Fee Police Police - Dispatch Tape Copy Police - Copy Investigation Tapes (+ cost of duplicating the tape) Police - Emergency Response DUI Traffic Collision (max $12,000 per incident) Police - Burglary Alarm Response - Second Occurence (no charge for 1st response if permitted) Police - Burglary Alarm Response - Each Additional Occurence Police - False Robbery - Panic Alarm Response - Second Occurrence (no charge for 1st response) Police - False Robbery - Panic Alarm Response - Each Additional Occurance Police - Fingerprinting Fees Special Business Permit (plus fingerprint fee) Police - Dispatch Historical Searches (per month searched) Police -Storage / Impounded Vehicle Administrative Charge Police - Photograph Copy (fee plus reproduction costs) Police - Proof of Correction Certification - Carlsbad Resident or person with CPD citation Police - Proof of Correction Certification - all others Police - Report Copy Fee (Free to Victim) plus cost of reproduction Police - Second Call per Police Employee per hour (consistent with City payroll records) 3olice - Special Event Application - Minor (2 or less intersections)(fee plus services rendered) 3olice - Special Event Application - Major (3 or more intersections)(fee plus services rendered) Police - Verification Letter Special Event City Services - Staff Time Criminal Justice Administration (per person) Notes (6> (6) (5) (5) (5) (5) (3) Current Fee $ 113 $ 174 $ 241 $ 169 $ 164 $ 308 $ 174 $ 123 $ 123 $ 310 $ 180 $ 180 $ 65 $ 72 $ 149 $ 110 Actual Cost $ 5 $ 0.75 $ 0.25 $ 0.10 $ 10 $ 1 $ 2 $ 2 20% of list price List price+$40 if out of print Variable up to list price $ 0.50 Direct Cost $ 5 $ 50 $ 60 Direct Cost $ 30 $ 60 $ 100 $ 100 $ 23 $ 115 $ 20 $ 65 $ 55 $ $ 15 $ 15 Actual Cost $ 110 $ 330 $ 13 $ 154 Proposed Fee $ 117 $ 180 $ 249 $ 175 $ 170 $ 318 $ 180 $ 127 $ 127 $ 310 $ 182 $ 182 $ 66 $ 74 $ 154 $ 110 Actual Cost $ 5 $ 1 $ 0.25 $ 0.10 $ 10 $ 1 $ 5 $ 2 20% of list price List price+$40 if out of print Variable up to list price $ 1 Direct Cost $ 5 $ 50 $ 60 Direct Cost $ 30 $ 60 $ 100 $ 100 $ 23 $ 115 $ 20 $ 65 $ 55 $ $ 15 $ 15 Actual Cost $ 110 $ 330 $ 13 $ 154 June 2009 1-2 CITY OF CARLSBAD FEE SCHEDULE GENERAL CITY FEES AND CHARGES FY 2009-10 Fee Description Public Dump Permit - Fee per acre Senior Center See Schedule A Sewer Sewer Service Charges Minimum Monthly Charge Group I - Residential - Single Family Residence (Flat Rate) Group I - Residential - Multi-Family Residence rate per unit, 90% of water used Group I - Residential - Mobile Home rate per unit, 90% of water used Group II - Commercial - Rate per hundred cubic feet, min $20.93 per month Group III - Commercial - Rate per hundred cubic feet, min $20.93 per month Group IV - Commercial - Rate per hundred cubic feet, min $20.93 per month Group V - Institutions/Schools - Elementary School - rate per student per month, min $20.93 per month - Junior High School - rate per student per month; min $20.93 per month - High School - rate per student per month; min $20.93 per month - Boarding School - rate per student per month; min $20.93 per month - Other - Institutions Group VI - Large Volume Users - Beckman Micro Operations - Rate per hundred cubic feet, min $20.93 per month - Culligan - Rate per hundred cubic feet, min $20.93 per month - Bio-Hydration Research Lab Inc. Rate per hundred cubic feet, min $20.93 per month Special City Services - Billed at Cost Solid Waste Solid Waste Fee (AB939) - 2.0% of Basic Trash Rate Trash Collection Fees - Residential - per month - Commercial per bin - one pick-up per week - Commercial per bin - two pick-ups per week - Commercial per bin - three pick-ups per week - Commercial per bin - four pick-ups per week - Commercial per bin - five pick-ups per week - Commercial per bin - six pick-ups per week Special Pick-ups of Solid Waste - Door-to-door household hazardous waste collection (HHW) - Delivery charge for roll-off boxes (per box) - Service charge for all classes of roll-off boxes (per collection + landfill disposal fees) Parks & Recreation Non-resident Fee - Instructional Classes and Excursions Resident Fee - Open Play Basketball, Volleyball. Badminton Non-resident Fee - Open Play Basketball, Volleyball, Badminton Non-resident Fee - Youth Sports (per person) Rental Staffing Fee Deposits & General Fees - See Schedule A Recreation and Safetv Center Facility Rental - See Schedule A Aaua Hedionda Annual Fee - Resident - Power Vessels Over 8' Annual Fee - Non-Resident - Power Vessels over 8' Annual Fee - Resident -Board/Sail Boats under 8' & Passives Annual Fee - Non-Resident - Passive Vessels under 8' Annual Fee - Board Sail - Additional Decal Annual Fee - Additional Decal - Power Vessels Over 8' Annual Fee - Additional Decal - Passive Vessels under 8' Replacement Lagoon Permit Decal Daily Fee - Resident - Power Vessels Over 8' Daily Fee - Non-Resident - Power Vessels Over 8' Daily Fee - Resident - Passive Vessels under 8' Daily Fee - Non-Resident - Passive Vessels Under 8' Notes (2) (4) (8) Current Fee $ 200 $ 17.65 $ 17.65 $ 2.51 $ 2.51 $ 2.08 $ 2.73 $ 4.31 $ 0.27 $ 0.53 $ 0.80 $ 3.97 $ 2.06 $ 5.21 $ 1.48 $ 1.62 $ 18.87 $ 98.85 $ 181.03 $ 263.19 $ 345.35 $ 427.51 $ 509.68 $ 10 $ 42 $ 255.56 $ 10 $ 3 $ 10 $ 17 $ 84 $ 105 $ 37 $ 52 See below 50% curr. fee 50% curr. fee $ 8 $ 16 $ 24 $ 8 $ 13 Proposed Fee $ 200 $ 20.93 $ 20.93 $ 2.41 $ 2.41 $ 1.96 $ 2.98 $ 5.53 $ 0.43 $ 0.64 $ 0.85 $ 4.45 $ 1.87 n/a n/a $ 1.70 $ 18.87 $ 98.85 $ 181.03 $ 263.19 $ 345.35 $ 427.51 $ 509.68 $ 10 $ 42 $ 255.56 $ 10 $ 2 $ 4 $ 10 $ 17 $ 84 $ 105 $ 37 $ 52 See below 50% curr. fee 50% curr. fee $ 8 $ 16 $ 24 $ 8 $ 13 June 2009 1-3 CITY OF CARLSBAD FEE SCHEDULE GENERAL CITY FEES AND CHARGES FY 2009-10 Fee Description Aquatics Aquatic Facility Rental - See Schedule A Per Admission - Youth & Teen Per Admission - Adult - Resident Per Admission - Adult - Non-Resident City Classes - Beginner - Learn to Swim - Res City Classes - Beginner - Learn to Swim - Non-Res City Classes - Adult/Teen - Leam To Swim - Res City Classes - Adult/Teen - Leam To Swim - Non-Res City Classes - Parent/Infant thru Pre-School III - Res City Classes - Parent/Infant thru Pre-School III - Non-Res Contract Classes - Adapted Aquatics - Res Contract Classes - Adapted Aquatics - Non-Res Masters Swim (Daily Fee) - Res Masters Swim (Daily Fee) - Non-Res Contract Classes - Diving, Synchro Swim - Res Contract Classes - Diving, Synchro Swim - Non-Res Contract Classes - Masters Swim Workouts - Res (Monthly Fee) Contract Classes - Masters Swim Workouts - Non-Res (Monthly Fee) Individualized Instr - Basic Swimming - Res (per hour) Individualized Instr - Basic Swimming - Non-Res (per hour) Individualized Instr - Advanced Instr/coaching - Res (per hour) Individualized Instr - Advanced Instr/coaching - Non-Res (per hour) Water District Agricultural Water Rate Backflow Preventer Charge (per month, each account) Backflow Inspection - California Department of Environmental Health (CDEH) (invoice total from CDEH) Backflow Reinspection (Consistent with City payroll records) Backflow 2nd Notice Backflow 3rd Notice Blueprinting of Standard Size (24" x 36") Improvement Plan Sheet (Cost for each) Irrigation Water Rate Potable, Reclaimed and Sewer Standards and Specifications (Cost for each) Reclaimed Water Use - Base Rate Per Unit Potable Water Use - Base Rate Per Unit (standard water rate) Conservation Rate (cost per unit) - 5/8" meter (1-7 units of water) Conservation Rate (cost per unit) - 3/4" meter (1 - 10 units of water) Conservation Rate (cost per unit) - 1" meter (1 - 16 units of water) Conservation Rate (cost per unit) - 1 1/2" meter (1-30 units of water) Conservation Rate (cost per unit) - 2" meter (1-45 units of water) Conservation Rate (cost per unit) - 3" meter (1-79 units of water) Conservation Rate (cost per unit) - 4" meter (1-123 units of water) Conservation Rate (cost per unit) - 6" meter (1 - 228 units of water) Conservation Rate (cost per unit) - 8" meter (1 - 336 units of water) Potable Water Rate - Single Family Rate Tier 1 (cost per unit 1-12 units of water) Potable Water Rate - Single Family Rate Tier 2 (cost per unit 13-20 units of water) 3otable Water Rate - Single Family Rate Tier 3 (cost per unit 21 + units of water) Potable Water Rate - Multi-Family Rate Tier 1 (cost per unit 1-5 units of water) Potable Water Rate - Multi-Family Rate Tier 2 (cost per unit 6-10 units of water) Potable Water Rate - Multi-Family Rate Tier 3 (cost per unit 11+ units of water) Potable Water Rate - Non-Residential Rate (cost per unit) Cost of Delivery Charge (per Month) Multi-Family Unit Cost of Delivery Charge (per month) - 5/8" meter Cost of Delivery Charge (per month) - 3/4" meter Cost of Delivery Charge (per month) - 1" meter Cost of Delivery Charge (per month) - 1 1/2" meter Cost of Delivery Charge (per month) - 2" meter Cost of Delivery Charge (per month) - 2 1/2" meter Notes Current Fee $ 2 $ 3 $ 4 $ 47 $ 67 $ 47 $ 67 $ 47 $ 67 $ 47 $ 67 $ 4 $ 6 $ 47 $ 67 $ 47 $ 67 $ 47 $ 67 $ 47 $ 67 $ 1.81 $ 3 Actual Cost Actual Cost $ 8 $ 22 $ 5 $ 2.01 $ $ 2.01 $ 2.12 $ 1.91 $ 1.91 $ 1.91 $ 1.91 $ 1.91 $ 1.91 $ 1.91 $ 1.91 $ 1.91 $ 2.12 $ 2.12 $ 2.12 $ 2.12 $ 2.12 $ 2.12 varied $ $ 14.54 $ 17.87 $ 24.50 $ 42.26 $ 60.88 $ 73.13 Proposed Fee $ 2 $ 3 $ 4 $ 47 $ 67 $ 47 $ 67 $ 47 $ 67 $ 47 $ 67 $ 4 $ 6 $ 47 $ 67 $ 47 $ 67 $ 47 $ 67 $ 47 $ 67 $ 4.44 $ 3 Actual Cost Actual Cost $ 8 $ 22 $ 5 $ 3.57 $ $ 2.97 eliminated eliminated eliminated eliminated eliminated eliminated eliminated eliminated eliminated eliminated $ 2.29 $ 3.69 $ 5.23 $ 1.93 $ 2.73 $ 3.37 $ 3.17 $ $ 16.78 $ 21.18 $ 30.25 $ 53.08 $ 80.30 $ 116.05 June 2009 1-4 CITY OF CARLSBAD FEE SCHEDULE GENERAL CITY FEES AND CHARGES FY 2009-10 Fee Description Cost of Delivery Charge (per month) - 3" meter Cost of Delivery Charge (per month) - 4" meter Cost of Delivery Charge (per month) - 6" meter Cost of Delivery Charge (per month) - 8" meter Water Service Fee - Per New Account - Service Turn on Water Service Fee - Next Scheduled Day Service Turn on Water Service Fee - Continuity of Service Water Service Fee - Door Hanger Water Service Fee - Accounts scheduled for termination for non-payment Water Service Fee - Same Day Turn-on (Not Scheduled for That Day) Water Service Fee - After Hour Turn-on Water Meter Deposit - Construction Meters Water Meter - Construction Meter rental fee Water Meter - Construction Meter Relocation Notes Current Fee $ 108.89 $ 176.49 $ 341.99 $ 541.28 $ 35 $ $ 10 $ 12 $ 15 $ 100 $ 185 $ 992 $ 115 $ 34 Proposed Fee $ 152.90 $ 234.58 $ 461.73 $ 733.98 $ 35 $ 33 $ 10 $ 12 $ 15 $ 100 $ 185 $ 992 $ 115 $ 34 Notes: (1) - Charge is cost of supplies plus additional 30%. (2) - Nonresidential sewer rates are calculated based on flow, strength and pretreatment requirements. (3) - See Carlsbad Municipal Code Section 8.17.070 (4) - Adopted by Council on 02/2006 (5) - Per section 8.50.080(e), Ord NS-230 ph1,2,1993; Ord -53 ph 3,1989: Ord. 1278 ph 1 (part) 1985) (6)- See Schedule C (7) - Streets and Highways Code Section 8760-8769 (8)- Code Section 11.24 (9)- Code Section 10.56.070 and 10.56.100 (10)- Code Section 8.09.013 (11)- Fee will be adjusted every January 1 by the published Ambulance Inflation Factor June 2009 1-5 Schedule A CLASSIFICATION OF APPLICANTS Each application will be reviewed by the Department staff and classified into a category depending on the type of organization and the intended use. The Department activities have first priority for the use of the facilities. The classifications are listed in order or priority with classification "A" first, classification "B" second, etc. The City attempts to accommodate all groups; however, there is a limited number of facilities. Unfortunately, the demand exceeds the supply. For that reason, a priority classification system for use was established. CATEGORY A. B. C. D. E. F. G DESCRIPTION Carlsbad Parks and Recreation activities; Co-sponsored activities (with the approval of the Parks & Recreation Director); other City departments Carlsbad resident: not-for-profit civic, not- for-profit social organizations (non-paid management - no voting board member can be paid); any organization sponsoring a public forum or candidates night; public education Carlsbad resident: not-for-profit civic, not- for-profit social organizations (paid management); private educational institutions Non-resident: not-for-profit educational, not for profit civic and not-for profit social organizations; resident private parties; and locally organized groups whose normal place of meeting is located in the City of Carlsbad. Carlsbad resident: commercial, business, profit making organization, non-resident private party activities Non-resident: commercial, business, political, profit making and religious organizations Senior Athletics: Any senior athletic group that is 55+ EXAMPLES Friends of the Library, Carlsbad Book Fair, Recreation and Lap Swim, Swim Lessons, Masters Swim Program Carlsbad Rotary, La Costa Youth Organization, Carlsbad Softball Association, Carlsbad Youth Baseball, Boy Scouts, Carlsbad Homeowner's Associations, Carlsbad Unified School District Boy's and Girl's Club, Property Management Associations North County AA, YMCA, resident religious and political groups, Mira Costa Carlsbad Inn, non-resident parties, weddings or receptions Trade shows, company training, meetings, seminars, scuba shops, commercials or photo shoots North County Senior Softball League CITY OF CARLSBAD FEE SCHEDULE GENERAL CITY FEES AND CHARGES CURRENT FY 2008-09 FACILITY FEE SCHEDULE AND CLASSIFICATIONS Schedule A DEPOSITS Cleaning/ Damage Deposit - All Non-Refundable Security Deposit Non-Refundable Security Deposit - Leo Carrillo Ranch CATEGORY A B C D E F Up to $5,000 (Categories B - F) $50 or payment in full (Categories B - F) $500 or payment in full (Categories B - F) FACILITIES Harding Community Center (Hourly Rates) LOCATION Auditorium Recreation Hall (Kitchen included) Community Room Kitchen CATEGORY A B C D E F N/C N/C N/C N/C $ 20 $ 20 N/C $ 10 $ 30 $ 30 $ 15 $ 15 $ 50 $ 50 $ 20 $ 20 $ 65 $ 65 $ 30 $ 25 $ 85 $ 85 $ 45 $ 35 Stagecoach/Calavera Hills Community Centers (Hourly Rates) LOCATION Gymnasium Vz Gym Rental Activity Room Multi-Purpose Room CATEGORY A B C D E F N/C N/C N/C N/C $ 40 $ 20 $ 20 N/C $ 50 $ 25 $ 30 $ 25 $ 60 $ 30 $ 40 $ 30 $ 80 $ 40 $ 55 $ 40 $ 105 $ 50 $ 75 $ 60 Safety Center (Hourly Rates) LOCATION Fox Meeting Room Palowski Meeting Room CATEGORY A B C D E F N/C N/C $ 20 $ 20 $ 30 $ 30 $ 40 $ 40 $ 55 $ 55 $ 75 $ 75 Magee Park (Hourly Rates) LOCATION Heritage Hall (Kitchen included) Granary CATEGORY A B C D E F N/C N/C $ 15 N/C $ 20 $ 13 $ 45 $ 15 $ 65 $ 25 $ 75 $ 30 Senior Center (Hourly Rates) LOCATION Auditorium Dining Room Kitchen Warming Kitchen Full Service Art Room Dance Studio Activity Room CATEGORY A B C D E F N/C N/C N/C N/C N/C N/C N/C $ 30 $ 30 $ 5 $ 15 $ 15 $ 20 $ 30 $ 40 $ 40 $ 10 $ 20 $ 20 $ 25 $ 40 $ 55 $ 55 $ 15 $ 30 $ 25 $ 30 $ 55 $ 70 $ 70 $ 20 $ 35 $ 30 J> 35 $ 70 $ 95 $ 85 $ 25 $ 40 $ 35 $ 40 $ 95 June 2008 Schedule A-1 Facilities Continued Aviara Park (Hourly Rates) LOCATION A Meeting Room N/C CATEGORY BCD N/C | $ 10 | $ 15 E F $ 20 | $ 25 Carrillo Ranch (Hourly Rental Fee) LOCATION Full Site Rental Cabana & Pool Area Patio Area Barbeque Access one time fee CATEGORY A B C D E F N/C N/C N/C N/C $ 90 $ 78 $ 31 $ 50 $ 115 $ 91 $ 45 $ 60 $ 141 $ 107 $ 61 $ 75 $ 168 $ 130 $ 78 $ 95 $ 195 $ 152 $ 91 $ 120 Fees are based on an hourly rate with a six hour minimum Misc. Addt'l Costs LOCATION Insurance Policy Processing Fee Security Staff Processing Fee Staffing Fee (with exception of Swim Complex) No Show/Facility Rental CATEGORY A B C D E F $25 per event $25 per event $1 7 per hour (Categories B-F) N/C $ 25 1 N/C N/C N/C N/C PARKS/PICNICS Stagecoach,Calavera Group Sizes 1-100/101 Hills, Aviara, Pine Amphitheater or Picnic LOCATION Covered Picnic Areas A N/C B $9/$14 | + Structure,Holiday CATEGORY C D $15/$20 |$19/$35 Park (Hourly Rates) E | $25/$40 F $40/$60 Poinsettia, Hidden Canyon, Magee, La Costa Canyon Upper Area, Laguna Riviera & Open Space (Hourly Rates) LOCATION Uncovered Picnic Areas Open Space CATEGORY A B C D E F N/C N/C $7/$10 $7/$10 $11/$16 $11/$16 $13/$28 $13/$28 $18/$33 $18/$33 $28/$48 $28/$48 Miscellaneous Addt'l Costs LOCATION Insurance Policy Processing Fee Security Staff Processing Fee Staffing Fee (with exception of Swim Complex) Inflatable Party Jump Permit CATEGORY A B C D E F $25 per event $25 per event $17 per hour (Categories B-F) $10 - Resident / $20 - Non-Resident (Categories B-F) June 2008 Schedule A-2 51 ATHLETIC FIELDS Natural Turf (Hourly Rates) LOCATION Day Use Non-Resident (Per Player) Lights Snack Bars Off Season Field Use Fee CATEGORY A B C D E F N/C N/C N/C N/C N/C $ 5 $ 9 N/C N/C $ 5 $ 20 $ 5 $ 25 N/C $ 30 $ 8 $ 30 N/C $ 35 $ 10 $ 35 N/C $ 40 $ 12 $3 per hour (Category B) Synthetic Turf Field Use Fees (Hourly Rate) LOCATION Day Use Non-Resident (Per Player) Lights Snack Bars Off Season Field Use Fee CATEGORY A B C D E F N/C N/C N/C N/C N/C $ 5 $ 9 N/C $ 25 $ 5 $ 35 $ 5 $ 45 N/C $ 55 $ 8 $ 55 N/C $ 65 $ 10 $ 65 N/C $ 75 $ 12 $3 per hour (Category B) Clinics/Camps (Hourly Rate) LOCATION Day Use Lights Snack Bar CATEGORY A B C D E F N/C N/C N/C $ 8 $ 13 N/C $ 13 $ 18 $ 5 $ 18 $ 23 $ 8 $ 23 $ 28 $ 10 $ 28 $ 33 $ 12 Tournaments (Hourly Rate) LOCATION Day Use Lights Snack Bar CATEGORY A B C D E F N/C N/C N/C N/C $ 10 N/C $ 10 $ 15 $ 5 $ 15 $ 20 $ 8 $ 20 $ 25 $ 10 $ 25 $ 30 $ 12 TENNIS COURTS Tennis Court (Daily Fee Per Court) LOCATION Carlsbad High School A B C D E F N/C N/C $ 20 $ 30 1 $ 40 $ 60 ' Tournament Play Only June 2008 Schedule A-3 AQUATIC FACILITY Swim Complex (Whole Pool (Hourly Rates) LOCATION Per Lane Per Hour Pool Aquatics Staff Costs - City provided services (Live Guard/Supervision - Per Hr) CATEGORY A B C D E F N/C $ N/C $ 8 $ 8.50 80 $ 85 $ 9 $ $ 90 $ 11 $ 12 110 $ 120 $24 (Categories B - F) Aquatic Facility Swim Passes-1 Month Family - Res. Swim Passes-1 Month Family - Non-Res. Swim Passes-4 Month Family - Res. Swim Passes-4 Month Family - Non-Res. Swim Passes-One Month Individual - Resident Swim Passes-One Month Individual - Non-Resident Swim Passes-Four Month Individual - Resident Swim Passes-Four Month Individual - Non-Resident Aquatics Staff Costs - City provided services (Life Guard / Supervision etc. - Per Hr) $ $ $ $ $ $ $ $ $ 47 72 95 120 35 50 60 90 24 June 2008 Schedule A-4 CITY OF CARLSBAD FEE SCHEDULE GENERAL CITY FEES AND CHARGES PROPOSED FY 2009-10 FACILITY FEE SCHEDULE AND CLASSIFICATIONS Schedule A DEPOSITS Cleaning/ Damage Deposit - All Non-Refundable Security Deposit Non-Refundable Security Deposit - Leo Carrillo Ranch CATEGORY A B C D E F Up to $5,000 (Categories B - F) $50 or payment in full (Categories B - F) $500 or payment in full (Categories B - F) FACILITIES Harding Community Center (Hourly Rates) LOCATION Auditorium Recreation Hall Community Room Kitchen CATEGORY A B C D E F N/C N/C N/C N/C $ 20 $ 20 N/C $ 10 $ 30 $ 30 $ 15 $ 15 $ 50 $ 50 $ 20 $ 20 $ 65 $ 65 $ 30 $ 25 $ 85 $ 85 $ 45 $ 35 Stagecoach/Calavera Hills Community Centers (Hourly Rates) LOCATION Gymnasium % Gym Rental Activity Room Multi-Purpose Room CATEGORY A B C D E F N/C N/C N/C N/C $ 40 $ 20 $ 20 N/C $ 50 $ 25 L$ 30 $ 25 $ 60 $ 30 $ 40 $ 30 $ 80 $ 40 $ 55 $ 40 $ 105 $ 50 $ 75 $ 60 Safety Center (Hourly Rates) LOCATION Fox Meeting Room Palowski Meeting Room CATEGORY A B C D E F N/C N/C $ 20 $ 20 $ 30 $ 30 $ 40 $ 40 $ 55 $ 55 $ 75 $ 75 Magee Park (Hourly Rates) LOCATION Heritage Hall (Kitchen included) Granary CATEGORY A B C D E F N/C N/C $ 15 N/C $ 20 $ 13 $ 45 $ 15 $ 65 $ 25 $ 75 $ 30 Senior Center (Hourly Rates) LOCATION Auditorium Dining Room Kitchen Warming Kitchen Full Service Art Room Dance Studio Activity Room CATEGORY A B C D E F N/C N/C N/C N/C N/C N/C N/C $ 30 $ 30 $ 5 $ 15 $ 15 $ 20 $ 30 $ 40 $ 40 $ 10 $ 20 $ 20 $ 25 $ 40 $ 55 $ 55 $ 15 $ 30 $ 25 $ 30 $ 55 $ 70 $ 70 $ 20 $ 35 $ 30 $ 35 $ 70 $ 95 $ 85 $ 25 $ 40 $ 35 $ 40 $ 95 June 2009 Schedule A-1 Facilities Continued Aviara Park (Hourly Rates) LOCATION Meeting Room CATEGORY A B CD E F N/C | N/C $ iS $ 15 $ 20 | $ 25 Carrillo Ranch (Hourly Rental Fee) LOCATION Full Site Rental Cabana & Pool Area Patio Area Barbeque Access one time fee CATEGORY A B C D E F N/C N/C N/C N/C $ 99 $ 86 $ 34 $ 50 $ 127 $ 100 $ 50 $ 60 $ 155 $ 118 $ 67 $ 75 $ 185 $ 143 $ 86 $ 95 $ 215 $ 167 $ 100 $ 120 Fees are based on an hourly rate with a six hour minimum Misc. Addt'l Costs LOCATION Insurance Policy Processing Fee Security Staff Processing Fee Staffing Fee (with exception of Swim Complex) No Show/Facility Rental CATEGORY A B C D E F $25 per event $25 per event $17 per hour (Categories B-F) N/C $ 25 N/C | N/C N/C | N/C PARKS/PICNICS Group Sizes 1-100/101 + Stagecoach, Calavera Hills, Aviara, Pine Amphitheater or Picnic Structure, Holiday Park (Hourly Rates) LOCATION Covered Picnic Areas A N/C B $9/$14 CATEGORY C D $15/$20 | $19/$35 E $25/$40 F $40/$60 Poinsettia, Hidden Canyon, Magee, La Costa Canyon Upper Area, Laguna Riviera & Open Space (Hourly Rates) LOCATION Uncovered Picnic Areas Open Space CATEGORY A B C D E F N/C N/C $7/$10 $7/$10 $11/$16 $11/$16 $13/$28 $13/$28 $18/$33 $18/$33 $28/$48 $28/$48 Miscellaneous Addt'l Costs LOCATION Insurance Policy Processing Fee Security Staff Processing Fee Staffing Fee (with exception of Swim Complex) Inflatable Party Jump Permit CATEGORY A B C D E F $25 per event $25 per event $1 7 per hour (Categories B-F) $10 - Resident / $20 - Non-Resident (Categories B-F) June 2009 Schedule A-2 ^_J __ I ATHLETIC FIELDS Natural Turf (Hourly Rates) LOCATION Day Use Day Use - All Fields Before 5:00 P.M. Non-Resident (Per Player) for sport organizations that reserve ball fields in excess of 30 calendar days per season Lights (Night) Use Off Season Lights Snack Bars CATEGORY A B C D E F N/C N/C N/C N/C N/A N/C N/C $ 1 $ 8 $ 9 $ 14 N/C N/C $ 1 $ 8 $ 20 N/A $ 5 $ 25 N/C N/C $ 30 N/A $ 8 $ 30 N/C N/C $ 35 N/A $ 10 $ 35 N/C N/C $ 40 N/A $ 12 Category G - $5/Hour limited field use (Tue-Thu)(9 AM - 12 PM) on fields designated by the Recreation Director or his/her designee. User group shall provide minor athletic field maintenance such as dragging the infields, providing chalk, lining the fields and providing bases, etc. Synthetic Turf Field Use Fees (Hourly Rate) LOCATION Day Use Non-Resident (Per Player) for sport organizations that reserve ball fields in excess of 30 calendar days per season Lights (Night) Use Off Season Lights Snack Bars CATEGORY A B C D E F N/C N/C N/C N/A N/C N/C $ 8 $ 9 $ 14 N/C $ 25 $ 8 $ 35 N/A $ 5 $ 45 N/C $ 55 N/A $ 8 $ 55 N/C $ 65 N/A $ 10 $ 65 N/C $ 75 N/A $ 12 Category G - $5/Hour limited field use (Tue-Thu)(9 AM - 12 PM) on fields designated by the Recreation Director or his/her designee. User group shall provide minor athletic field maintenance such as dragging the infields, providing chalk, lining the fields and providing bases, etc. Clinics/Camps (Hourly Rate) LOCATION Day Use Lights (Night) Use Snack Bar CATEGORY A B C D E F N/C N/C N/C $ 8 $ 14 N/C $ 13 $ 18 $ 5 $ | 18 $ 23 $ 8 $ 23 $ 28 $ 10 $ 28 $ 33 $ 12 Tournaments (Hourly Rate) LOCATION Day Use Lights (Night) Use Snack Bar Tournament Set Up Fee (One Time) CATEGORY A B C D E F N/C N/C N/C N/A $ 5 $ 14 N/C 500 $ 10 $ 15 $ 5 N/A $ 15 $ 20 $ 8 N/A $ 20 $ 25 $ 10 N/A $ 25 $ 30 $ 12 N/A TENNIS COURTS Tennis Court (Daily Fee Per Court) LOCATION Carlsbad High School A B C D N/C N/C $ 20 $ 30 E F $ 40 $ 60 * Tournament Play Only June 2009 Schedule A-3 AQUATIC FACILITY Swim Complex (Whole Pool (Hourly Rates) LOCATION Per Lane Per Hour Pool Aquatics Staff Costs - City provided services (Live Guard/Supervision - Per Hr) CATEGORY A B CD N/C $ N/C $ 8 $ 8.50 80 $ 85 $ 9 $ 90 E $ 11 $ 110 F $ 12 $ 120 $24 (Categories B - F) Aquatic Facility Swim Passes-1 Month Family - Res. Swim Passes-1 Month Family - Non-Res. Swim Passes-4 Month Family - Res. Swim Passes-4 Month Family - Non-Res. Swim Passes-One Month Individual - Resident Swim Passes-One Month Individual - Non-Resident Swim Passes-Four Month Individual - Resident Swim Passes-Four Month Individual - Non-Resident Aquatics Staff Costs - City provided services (Life Guard / Supervision etc. - Per Hr) $ $ $ $ $ $ $ $ $ 47 72 95 120 35 50 60 90 24 June 2009 Schedule A-4 Schedule B CARLSBAD CITY LIBRARY FACILITY FEE SCHEDULE Based on hourly rates occurring during regular Library hours with a two-hour minimum, no prorating. $25 additional charge per cancelled booking. Applicant Classifications B C D E F Carlsbad Resident not for profit (non-paid management); ex. Boys & Girls Scouts. Carlsbad Resident not for profit (paid management); Prt Mgt HOAs, Boys & Girls clubs. Non-Resident not for profit. Residential Commercial, for profit et at. Non-resident Commercial and other organizations. Meeting Room (Current)/Proposed (N/C)/$10 ($15)/$20 ($20)/$30 ($30)/$40 ($40)/$50 Auditorium (Current)/Proposed ($15)/$20 ($20)/$30 ($55)/$65 ($75)/90 ($100)/$120 Cleaning Deposit refundable $200 $200 $200 $200 $200 Additional Services Prices apply to all applicant classifications VCR & Monitor Use $10 Slide/Overhead Projector &Screen Use $5 Data/video Projector & Screen Use $20 Audio Visual Technician *$20 per hour "Auditorium use evenings 6-9 p.m. Monday-Thursday and weekends 9a.m. -5 p.m. Saturday, 1-5 Sunday require AV Tech. Booking ahead for the January 1 - June 30 and July 1 - December 31 periods, submitted applications are accepted as follows: Carlsbad residents: Written applications accepted only if postmarked after September 1 to book for the January 1 through June 30 periods. Written applications accepted only if postmarked after April 1 to book for the July 1 through December 31 periods. Non-residents: Written applications accepted only if postmarked after September 15 to book for the January 1 through June 30 periods. Written applications accepted only if postmarked after April 15 for the July 1 through December 31 periods. For complete information see http://www.ci.carlsbad.ca.us/carlsbadmedia Schedule B-1 Schedule C CARLSBAD CITY LIBRARY SCHULMAN AUDITORIUM Specialized Audio Visual Services Fee Schedule Video Services Per Hour One Camera Shoot Multi-Camera Production Graphics Video Engineer Sound Engineer Camera Operator Technical Director Director Lighting Technician Non-Linear Editing with Operator Audio Editing / Sweetening DVCAMTape-1248184 VMS Tape - Copy DVD - Copies CD - Audio Copies $37.50 $75 $150 $60 $75 $20 $20 $20 $125 $125 $150 $28 ea $15ea $12 ea $15ea Audio Services Per Hour Eight Microphone Set-up One CD / Cassette Player Two Effects Processor DAT Tape - Copy Additional Microphone / Device Input Stage Monitor CD Recording MiniDisc Recording Eight Channel ProTools Post Production Sixteen Channel ProTools Post Production Audio Editing / Sweetening $100 $10 $30 $15 $15 $25 $50 $25 $250 $350 $150 June 2009 Schedule C-1 CITY OF CARLSBAD MASTER FEE SCHEDULES SECTION 2 DEVELOPMENT-RELATED SERVICE FEES June 2009 CITY OF CARLSBAD FEE SCHEDULE DEVELOPMENT RELATED SERVICE FEES JUNE 2009 Fee Description Additional Planning Inspections (first Insp included in plan check fee) Adjustment Plat Administrative Permit - IODA Affordable Housing Credit Per Unit (Southeast and Southwest quadrants) Affordable Housing Credit Per Unit (Northwest Quadrants) Agricultural Mitigation Fee Appeal - City Council (+ noticing costs) - fee is refundable if appeal is won Appeal - Housing and Redevelopment Commission (+ noticing costs) fee is refundable if appeal is won Appeal - Planning Commission (+ noticing costs) fee is refundable if appeal is won Appeal - Redev. Design Review Board (+ noticing costs) fee is refundable if appeal is won Building Permit Fees (65% of 2001 UBC 1-A) Building Plan Check - 65% of Bldg Permit (8% discount on repetitive plan checks) Building Code Enforcement Certificate of Compliance Certificate of Compl. in lieu of Parcel Map Certificate of Correction Community Facilities District Annexation Construction Change Review - Minor (fee plus $155 per sheet) Construction Change Review - Major (fee plus $245 per sheet) Coastal Development Permit (CDP) - Single Family Lot CDP -2-4 unit or lot subdivision (per unit or lot whichever is greater) CDP - 5 or more unit or lot subdivision (per permit) CDP Amendment = 50% of current permit cost CDP Emergency CDP Exemption CDP Extensions = 25% of current permit cost CDP - Non-Redevelopment Area - Minor Permit CDP Non-Residential + 10 cents per square foot Coastal Development Permit - Major & Minor RP's Conditional Use Permit (25% discount may apply) CUP - Minor CUP - Amendment CUP - Bio Habitat Preserve CUP - Extension -Regular DayCare Permit DayCare Permit - Center Admin Pmt. DayCare Permit - Extension Developer Agreements - Deposit $10,000 increments (Consistent with City payroll records + overhead) Duplicate Tracing Fees - Final Parcel and Tract Maps - per sheet (+ $32 per sheet) Easement or Offer to Dedicate or Improve EIA - All Others EIA - Single Family EIR Review (+ fbhr after the first 160 hrs of project planner or 40 hrs of Project Engineer) EIR - Addendum (+ fbhr after 1st 10 hrs of project planner) EIR - Focused/Supplemental (Requiring a Public Hearing) - (+ fbhr after the 1st 100 hrs of project planner or 20 hrs of project engineer) Encroachment Agreement Processing Environmental Monitoring Fee Fire Protection System Installation Fish & Game Fee - Negative Declaration - Set by Department of Fish and Game Fish & Game Fee • EIR - Set by Department of Fish and Game GIS Technical Services (per hour Technician plus overhead) GIS Technical Services (per hour Manager plus overhead) GIS Production of new documents (per hour Technician plus materials and overhead) GIS Digital Data Delivery (per hour Technician plus overhead) GIS Reproduction of Existing Documents (per hour Technician plus material and overhead) GIS 2005 Natural Color Aerial Photography (2000'x3000' tile) in Mif format GIS 2005 2' Topographic Contour Lines (2000'x3000' tile) General Plan Amendment - 0 - 5 Acres General Plan Amendment - Over 5 Acres Grading Permit Application Grading Permit Grading Permit Investigation Fee (Consistent with City payroll records plus overhead) Grading Permit Extension Fee Local Facilities Management Fees - As established by Council Hillside Dev Permit - Single Family Lot Hillside Dev Permit - Other (Multiple Lots) Hillside Dev Permit Amendment - Single Family Lot Hillside Dev Permit Amendment - Other (Multiple Lots) HMP - Permit - Single Family (*) (10) (1) (8) (8) (8) (8) (8) (5) (5) (5) (5) (5) (1) (6) (6) (1) (1) (8) (8) Current Fee $ 59 $ 1,194 $ 190 $ 49,000 $ 142,000 $ 10,000 $ 1,000 $ 624 $ 613 $ 624 Court costs $ 969 $ 3,372 $ 753 $ 1,271 $ 451 $ 636 $ 999 $ 2,024 $ 3,295 $ 410 $ 226 $ 794 $ 897 $ 615 $ 4,162 $ 697 $ 2,240 $ 784 $ 841 $ 195 $ 390 $ 87 Actual cost $ 21 $ 605 $ 1,604 $ 883 $ 18,619 $ 2,332 $ 12,526 $ 313 $ 215 $ 1,927 $ 2,657 Actual Cost Actual Cost Actual Cost Actual Cost Direct cost $ 3,962 $ 5,714 Actual cost 25% permit fee $ 1,153 $ 2,332 $ 656 $ 1.999 50% Minor Fee Proposed Fee $ 62 $ 1,236 $ 190 $ 49,000 $ 142.000 $ 10,000 $ 1,000 $ 646 $ 635 $ 646 Court costs $ 1,003 $ 3,372 $ 780 $ 1,315 $ 467 $ 658 $ 1,034 $ 2,095 $ 3,411 $ 424 $ 233 $ 822 $ 928 $ 637 $ 4,307 $ 721 $ 2,318 $ 812 $ 870 $ 202 $ 403 $ 90 Actual cost $ 21 $ 626 $ 1,660 $ 913 $ 19,271 $ 2,413 $ 12,526 $ 324 $ 223 $ 2,043 $ 2,818.25 Actual Cost Actual Cost Actual Cost Actual Cost Direct cost $75 Tile + Labor $75 Tile + Labor $ 4,100 $ 5,914 Actual cost 25% permit fee $ 1,193 $ 2,413 $ 679 $ 2.069 50% Minor Fee June 2009 2-1 CITY OF CARLSBAD FEE SCHEDULE DEVELOPMENT RELATED SERVICE FEES JUNE 2009 Fee Description HMP - Permit - Amendment - Single Family Residence HMP - Permit - Minor (no on site habitat to be preserved) HMP - Amendment - Minor HMP - Permit - Amendment - Minor (no on site habitat to be preserved) HMP - Permit - Major HMP - Permit - Amendment - Major HMP - Amendment - Major (+ fbhr after first 20 hours of project planner) Improvement Agreement Extension - see Secured Agreement Proc. Ext. Improvement Construction Inspection Fee Improvement Plan Review (Plan Check) Exclusionary Housing Impact Fee (per unit) Exclusionary Housing In-Lieu Fee (per market rate unit) Hillside Development Permit Extension - Other (Multiple Lots) Hillside Development Permit Extension - Single Family Lot Inspection Overtime-per Hour (On Request) - each additional hour at $70 Inspection - Additional Planning Landscape Plan Check Landscape Inspection License Tax on New Construction - Mobile Homes Lighting and Landscape District #2 Annexation Local Coastal Plan - Amendment Major Site Development Plan (Non Res) Extension Master Plan (+ fbhr after 1st 200 hrs project planner or 100 hrs project engineer) Master Plan Pre-Submittal Master Plan Amendment - (Minor) (•*• fbhr after 1st 20 hrs Proj. Planner or 7 hrs Proj. Eng.) Master Plan Amendment - Major (+ fbhr after 1st 100 hrs project planner or 40 hrs of project engineer) Minor Conditional Use Permit Extension Minor Site Development Plan Extension Neighborhood Improvement Agreements Noticing Service (plus postage) Oversize Load Permit - 1 trip (fee set by State) Oversize Load Permit - Annual (fee set by State) Park In Lieu Fee - Redevelopment Area PD Res. Amendment - 4 or less PD Res. Amendment - 5 to 50 PD Res. Amendment - 51 or more PD Amendment- Non-Res - 4 or less PD Amendment - Non-Res - 5 to SO PD Amendment - Non-Res - 51 or more PD Condo - Residential Additional Permit PD Condo - Admin Amendment PD/Condo - Minor Amendment PD Res - 4 or less PD Res - 4 or less Extension PD Res - 5 to 50 PD Res 5 to 50 Extension PD Res - 51 or more PD Res - 51 or more Extension PD - Non-Res - 4 or less PD - Non-Res - 4 or less Extension PD - Non-Res - 5 to 50 PD - Non-Res - 5 to 50 Extension PD - Non-Res - 51 or more PD - Non-Res - 51 or more Extension Permit Amendments Not Specifically Identified Planned Industrial Permit Planned Industrial Permit - Amendment Planned Industrial Permit Extension Planning Commission Determination - Single Family Planning Commission Determination - Other Planning Commission Discussion Item Precise Development Plan Drecise Development Plan - Amendment Preliminary Plan Review - Consistency Determination Preliminary Plan Review - Major Preliminary Plan Review - Minor -"reliminary Review - Redevelopment (minor or major) Quitclaim of Easement Reapportionment Fees for 191 1 Act Assessment Districts - (plus $50 per parcel) Redevelopment Permit Extension (Minor) (1) d) (1) (1) (8) (2) (2) (2) (2) (2) (2) (2) (2) (2) (2) (2) (2) (4) Current Fee 75% Original fee $ 513 $ 3,188 75% Original Fee $ 3,628 75% Original Fee $ 4,961 2,925 4,515 25% of original fee 25% of original fee $ 108 $ 86 $ 1,929 $ 5,400 $ 5,791 25% of original fee $ 38,786 $ 6,596 $ 1.548 $ 24,267 50% of original fee 25% of original fee 441 292 16 90 11,240 1,507 5,747 $ 7,749 $ 1,712 $ 6,165 $ 8,349 $ 349 $ 328 $ 689 $ 2,798 25% of original fee $ 7,759 25% of original fee $ 12,259 25% of original fee $ 2,798 25% of original fee $ 7,759 25% of original fee $ 12,259 25% of original fee $ 4,315 $ 1,937 25% of original fee $ 938 $ 1,517 $ 615 $ 7,062 $ 3,844 $ 656 $ 656 $ 185 $ $ 636 $ 450 $ 560 Proposed Fee 75% Original fee $ 530 $ 3,188 75% Original Fee $ 3,628 75% Original Fee $ 4,961 2,925 4,515 25% of original fee 25% of original fee $ 111 $ 89 2,061 5,400 5,994 25% of Original fee 40,144 6,827 $ 1,602 $ 25,116 50% of original fee 25% of original fee $ 456 $ 292 $ 16 $ 90 $ 11,240 $ 1,559 $ 5,948 $ 8,020 $ 1,772 $ 6,381 $ 8,641 $ 361 $ 339 $ 713 $ 2,896 25% of original fee $ 8,031 25% of original fee $ 12,688 25% of original fee $ 2,896 25% of original fee $ 8,031 25% of original fee $ 12,688 25% of original fee $ 4,466 $ 2,005 25% of original fee $ 971 $ 1,570 $ 637 $ 7,309 $ 3,978 $ 679 $ 679 $ 191 $ $ 653 $ 450 $ 560 2-2 CITY OF CARLSBAD FEE SCHEDULE DEVELOPMENT RELATED SERVICE FEES JUNE 2009 Fee Description Current Fee Proposed Fee Redevelopment Permit Extension (Major) Redevelopment Noticing Fee (Minor) - plus postage Redevelopment Noticing Fee (Major) - plus postage Redevelopment Permit (Admin.) Redevelopment Permit (Minor) - plus noticing costs Redevelopment Permit (Major) - plus noticing costs Redevelopment Permit Amendment (Admin) Redevelopment Permit Amendment (Minor) - plus noticing costs Redevelopment Permit Amendment (Major) - plus noticing costs Research and Design Time (By Written Request) - Per Hour - Minimum $25.00 based on hours to completion. Reversion to Acreage - (Consistent with City payroll records charged against a $3,100 deposit) Right of Way Permit - Minor-Non Construction Right of Way Permit - Minor - Construction Right of Way Permit - Utility (+ actual costs for Insp. and Sr. Insp. time) Right of Way Permit - Utility (By Contract) Satellite Antenna Permit School Fees - (Set by School Districts. State Mandates Limits) Secured Agreement Proc. Extension Secured Agreement Proc. Replace -+ improvement plan revision fees if required Segregation of Assessments -1-4 lots (Consistent with City payroll records plus overhead, consultant cost and recording fee) Segregation of Assessments - 5 lots or more - fee plus $20 per lot (Consistent with City payroll records plus overhead, consultant cost and recording fee) Sidewalk Cafe Permit - Redevelopment Sign Permit Sidewalk Sign/Outdoor Display Permit, Redevelopment Area Sign Program, Non RDA Sign Program Amendment, Non RDA Sign Program Permit, Redevelopment Area Sign Program Permit Amendment, Redevelopment Area Site Development Plan - Res. <= 4 units/lots Site Development Plan Site Development Plan Amendment (Minor) Site Development Plan Amendment (Major) Special Use Permit - Extension Special Use Permit - Scenic Corridor Special Use Permit - Flood Plain Special Use Permit - Flood Plain, Coastal High Hazard Area Special Use Permit Amendment - Flood Plain Special Use Permit Amendments - All Other Specific Plan Amendment (Major) (+ fbhr after 180 hr proj planner or 30hrs Proj eng) Specific Plan Amendment (Minor) (+ fbhr after 20 hr proj planner or 7hrs Proj eng) Specific Plan (+ fbhr after 1st 200 hrs project planner or 60 hrs project engineer) Storm Water Pollution Prevention Program Plan Review Tier Level 1 - Per Site - Low Inspection Priority Tier Level 1 - Per Site - Medium Inspection Priority Tier Level 2 - Per Site - Medium Inspection Priority Tier Level 2 - Per Site - High Inspection Priority Tier Level 3 - Up to 1 Acre - Medium Inspection Priority Tier Level 3 - Up to 1 Acre - High Inspection Priority Tier Level 3 - Each Subsequent Acre Or Portion Over One Acre - Tier Level 3 - Each Subsequent Acre Or Portion Over One Acre - 651 217 407 410 1,527 2,798 161 548 1,345 Actual cost Actual cost 159 323 687 687 390 379 697 Actual Cost Actual Cost 56 56 56 979 589 276 67 4,146 10,517 2,768 7,124 25% of original fee 3,239 3,588 2,593 3,111 2,250 20,849 1,348 32,395 - Medium Inspection Priority - High Inspection Priority (11) (11) (11) (11) (11) (11) (11) (11) 651 217 407 424 1,581 2,896 167 568 1,392 Actual cost Actual cost 164 334 711 711 403 393 721 Actual Cost Actual Cost 58 58 58 1,013 610 276 69 4,291 10,885 2,864 7,373 25% of original fee 3,352 ; 3.713 2,684 3,220 2,329 21,578 1,395 33,529 45 49 324 324 502 651 60 75 June 2009 2-3 CITY OF CARLSBAD FEE SCHEDULE DEVELOPMENT RELATED SERVICE FEES JUNE 2009 Fee Description Storm Water Pollution Prevention Program Inspection Tier Level 1 - Per Site - Low Inspection Priority Tier Level 1 - Per Site - Medium Inspection Priority Tier Level 2 - Per Site - Medium Inspection Priority Tier Level 2 - Per Site - High Inspection Priority Tier Level 3 - Up to 1 Acre - Medium Inspection Priority Tier Level 3 - Up to 1 Acre - High Inspection Priority Tier Level 3 - Each Subsequent Acre Or Portion Over One Acre - Medium Inspection Priority Tier Level 3 - Each Subsequent Acre Or Portion Over One Acre - High Inspection Priority Storm Water Management Plan Plan Review Fee - Up To One Half Acre Plan Review Fee - For Each Subsequent Acre Or Portion Over One Half Acre Inspection Fee - Up to One Half Acre Inspection Fee - For Each Subsequent Acre Or Portion Over One Half Acre Street Light Energizing Fee Street Name Change Street Vacation - Regular Street Vacation - Summary Substantial Conformance Exhibit Rev. Tentative Map Revision - 5- 49 Units/Lots + S40ea 5+ (whichever is greater) Tentative Map Revision - 50+ Units/Lots +$1 Sea 49+ (whichever is greater) Tentative Parcel Map Processing Fee (Minor Subdivision) Tentative Parcel Map 1yr Extension (per application) Parcel Map (Minor Subdivision) - Final Tentative Trad Map Litigation Stay Tentative Tract Map - 5 -49 Lots/Units + $1 10ea. > 5 (whichever is greater) Tentative Tract Map - 50+ Lots/Units + $15ea 49+ (whichever is greater) Tentative Tract Map Extension- 5 to 49 Final Tract Map (+ $5 per Acre) Third Party Review - plus consultant cost Trails Plan Check <= 1 mile in length Trails Plan Check > 1 mile in length Trails Inspection (cost of staff time) Variance - Administrative Redevelopment Variance - Redevelopment Variance - Engineering Variance - Planning Variance - Administrative (Planning) Variance - Administrative (Planning) Recreational Vehicle Admin. Variance Wireless Communication 3rd Party Review (vendor costs) Zone Change - 5 or fewer acres Zone Change - 5.1 or more acres Zone Code Amendment Zoning Compliance Letter Water District Service Fees Preliminary Potable Water, Reclaimed Water, Sewer Analysis Review - (Use Improvement Plan Review Fees) Reclaimed Water Landscape Review - Use Improvement Plan Review fees Hydraulic Analysis Only - Included in Improvement Ran Review Fees Meter Installation Fees: 5/8" Fire Protection 3/4" 1" 1 1/2" - Turbo 1 1/2" - Displacement 2" -Turbo 2" -Displacement 3" (Consistent with City payroll records plus overhead) 4" (Consistent with City payroll records plus overhead) 6" (Consistent with City payroll records plus overhead) 8" (Consistent with City payroll records plus overhead) Potable, Reclaimed and Sewer Improvement Plan Review - Use Improvement Plan Review Fees Potable, Reclaimed and Sewer Standards and Specifications (available on Internet) San Diego County Water Auth. Capacity Charge - Set by SDCWA Service Installation Fees Fire Hydrant Lateral and Assembly (staff time consistent with City payroll records) Fire Sprinkler Lateral (staff time consistent with City payroll records) Utility Standards and Specifications (direct cost of reproduction) Waste Water Discharge Permit (11) (11) (11) (11) (11) (11) (11) (11) (11) (11) (11) (11) (1) (9) (9) Current Fee $ 1,517 $ 3,100 $ 1,230 $ 938 $ 3,818 $ 7,062 $ 3,531 $ 1,368 $ 3,115 25%oforig.fee $ 7,647 $ 15,283 $ 2,680 $ 6,939 $ 692 $ 970 $ 2,024 S 660 S 174 $ 390 S 697 $ 2,624 $ 697 $ 699 Actual Cost $ 4,551 $ 6,165 $ 5.868 $ 77 $ 331 meter fee $ 364 $ 403 $ 1,158 S 628 S 1,388 $ 776 Actual Cost Actual Cost Actual Cost Actual Cost No charge Actual Cost Actual Cost Direct cost $ 31 Proposed Fee $ 54 $ 208 $ 790 $ 1,150 $ 1,146 $ 1,946 $ 197 $ 317 $ 308 $ 111 $ 259 $ 103 $ 1,570 $ 3,100 $ 1,230 $ 971 $ 3,952 $ 7,309 $ 3,655 S 1,416 $ 3,115 25% of orig. fee $ 7,914 $ 15,818 $ 2,774 $ 7,182 $ 692 $ 970 $ 2,024 $ 660 S 180 $ 403 S 721 $ 2,716 $ 721 $ 724 Actual Cost $ 4,710 $ 6,381 $ 6,074 $ 80 $ 331 meter fee $ 364 $ 403 $ 1,158 $ 628 $ 1,388 $ 776 Actual Cost Actual Cost Actual Cost Actual Cost No charge Actual Cost Actual Cost Direct cost $ 32 June 2009 2-4 CITY OF CARLSBAD FEE SCHEDULE DEVELOPMENT RELATED SERVICE FEES JUNE 2009 Fee Description Waste Water Pretreatment: Class 1 (per month) - Existing user Class II (per month) - Existing user Class III (per month) - Existing user Class 1 - One time fee for new users Class II - One time fee for new users Class III - One time fee for new users Current Fee $ 200 $ 190 $ 30 $ 270 $ 270 $ 80 Proposed Fee $ 200 $ 190 $ 30 $ 270 $ 270 $ 80 Notes: (1) - See attached schedules and rate tables. (2) - Based on number of units or lots whichever is greater (3) - Fee Increases based on Annual Change in Engineering News Record as Established by Council by Ordinance. (4) - Any Permit Amendment not identified assessed at 50% of original cost. (5) - Plus fish and game department fee, if any. Environmental filing fees are set by Fish and Game Code 711.4 (6) • Fees set by State Statute. (7) - For all Assessment Districts using 1915 Act Bonds. (8) - A 25% discount may apply when submitted with another application (9) - A 25% discount will apply when submitted with a General Plan Amendment (10)- AB 14,536 (11)- Adjusts annually by CPI (*)'- Approved by Council on 12/2005. updated AB19183 9/07/2007 June 2009 2-5 FIRE PROTECTIOI*SWrail««TMJLATK»l FEES- (Current FY-08-09) Schedule #1 Plan Review Inspection Fees Qty. j Cost Total Fee Automatic Sprinkler Systems - Residential System - Commercial System - 1st riser 1st floor - ea add'l riser - Tenant Improvement $65 $65 3 at $65 each 1 at $65 each $260 $1,200 $600 $130 Fire Alarm Systems - 1 to 25 Devices - 26 or more Devices $60 minimum $100 1 at $65 each 2 at $65 each $125 $230 Other Fixed Fire Systems - Hood and Duct - Special Chemical Agent - Standpipe - Paint Spray Booth Repeated Inspection on new construction $65 $65 $80 $80 1 at $65 each 1 at $65 each 2 at $65 each 2 at $65 each 1 at $75 each $130 $130 $210 $210 $75 FIRE PROTECTION SYSTEM JHSTALLA1TON FEES -( Proposed FY 09-10) Schedule #1 Plan Review Inspection Fees Qty. j Cost Total Fee Automatic Sprinkler Systems - Residential System - Commercial System - 1st riser 1st floor - ea add'l riser - Tenant Improvement $67 $67 3 at $67 each 1 at $67 each $268 $1,242 $621 $134 Fire Alarm Systems - 1 to 25 Devices - 26 or more Devices $62 minimum $104 1 at $67 each 2 at $67 each $129 $238 Other Fixed Fire Systems - Hood and Duct - Special Chemical Agent - Standpipe - Paint Spray Booth Repeated Inspection on new construction $67 $67 $83 $83 1 at $67 each 1 at $67 each 2 at $67 each 2 at $67 each 1 at $78 each $134 $134 $217 $217 $78 June 2009 2-6 GRADBl6f*tANC*ffieKf£ffiS-(FY 09-10) , : • '^ / • ' Scheduled Amount 100CY*orless 101 tol.OOOCY 1,001 to 1 0,000 CY 10,001 to 1 00,000 CY 100,001 to 200,000 CY 200,001 CY or more Current FY 2008-09 Fee $393 $786 $2,352 $3,702 $5,646 $9,058 Proposed FY 2009-10 Fee $407 $813 for the first 100 cubic yards plus $120 for each additional 1 00 cubic yards or fraction thereof. $2,435 for the first 1 ,000 cubic yards plus $120 for each additional 1 ,000 cubic yards or fraction thereof. $3,831 for the first 10,000 cubic yards plus $180 for each additional -10,000 cubic yards or fraction thereof. $5,843 for the first 100,000 cubic yards plus $285 for each additional 1 0,000 cubic yards or fraction thereof. $9,375 for the first 200,000 cubic yards plus $1 30 for each additional 100,000 cubic yards or fraction thereof. * CY = Cubic Yards June 2009 2-7 GRADING PEtUBT FEES - (FY 09-10) . : . > Schedule #3 Amount 100 Cubic Yards (CY) or less 101 to 1,000 CY 1,001 to 1 0,000 CY 10,001 to 1 00,000 CY 100,001 to 200,000 CY 200,001 to 400,000 CY 400,000 to 1, 000,000 CY 1,000,001 CY or more Current FY 2008-09 Fee $393 $398 $1,117 $1,846 $3,236 $4,777 $9,482 $16,544 Proposed FY 2009-10 Fee $407 $412 $1,156 $1,910 $3,350 $4,944 $9,814 $17,123 for the first 1 00 CY plus $65 for each additional 1 00 CY or fraction thereof. for the first 1 ,000 CY plus $65 for each additional 1 ,000 CY or fraction thereof. for the first 1 0,000 CY plus $1 30 for each additional 1 0,000 CY or fraction thereof. for the first 1 00,000 CY plus $1 30 for each additional 1 0,000 CY or fraction thereof. for the first 200,000 CY plus $195 for each additional 10,000 CY or fraction thereof. for the first 400,000 CY plus $980 for each additional 1 00,000 CY or fraction thereof. for the first 1 ,000,000 CY plus $71 0 for each additional 1 00,000 CY or fraction thereof. June 2009 2-8 (ft IMPROVEMENT CON^TI Cost of Improvements $0 to $20,000 $20,001 to $50,000 $50,001 to $100,000 $100,001 to $250,000 $250,001 to $500,000 $500,001 to $1,000,000 $1 ,000,001 or more .UCTKX^CTK^ Current FY 2008-09 Fee 5.5% - $375 Minimum $1,561 $3,128 $3,909 $5,790 $9,399 $14,993 :gES-<FY09-tO) Schedule #4 Proposed FY 2009-10 Fee 5.5% - $375 Minimum $1 ,616 for the first $20,000 plus $250 for each additional $1 0,000 or fraction thereof. $3,237 for the first $50,000 plus $1 25 for each additional $1 0,000 or fraction thereof. $4,045 for the first $100,000 plus $100 for each additional $10,000 or fraction thereof. $5,993 for the first $250,000 plus $1 05 for each additional $1 0,000 or fraction thereof. $9,728 for the first $500,000 plus $1 05 for each additional $1 0,000 or fraction thereof. $1 5,51 8 for the first $1 ,000,000 plus $1 05 for each additional $1 0,000 or fraction thereof. IMPROVEMENT PUW REVIEW FEES -(FYO» Cost of Improvements $0 to $20,000 $20,001 to $50,000 $50,001 to $100,000 $100,001 to $250,000 $250,001 to $500,000 $500,001 to $1,000,000 Over $1,000,000 10) Current FY 2008-09 Fee $ 1 ,256 $ 1,603 $ 2,068 $ 2,321 $ 7,021 $ 12,408 $ 12,682 Schedule #5 Proposed FY 2009-10 Fee Fee $ 1 ,300 plus 5% of value of improvements $ 1 ,659 plus 4% of value of improvements - $2,470 minimum $ 2,140 plus 3% of value of improvements - $4,090 minimum $ 2,403 plus 2.5% of value of improvements - $5,840 minimum $ 7,267 plus 2% of value of improvements -$13,910 minimum $ 12,842 plus 1 .5% of value of improvements - $23,840 minimum $ 13,126 plus 0.75% of value of improvements - $31 ,630 minimum (Improvement Plan Check Fees are based on the current City of San Diego unit prices. This includes the cost of curbs, gutters, sidewalks, asphalt or concrete paving, storm drains, etc.) 2-10 STREET LIGHT ENERGIZING FEES - (FY 09-10) Above fees connecting Watts 70 100 150 200 250 400 are the cost for energizing each street light for the light to an SDG&E service point. Lumens 5,800 9,500 16,000 22,000 30,000 50,000 18 months and Current FY 2008-09 Fee $94 $119 $151 $184 $226 $328 includes a $30 charge Schedule #6 Proposed FY 2009-10 Fee $105 $133 $172 $210 $259 $379 per light for June 2009 2-11 ^ INSPECTION FEES-(FY 09-10)Schedule #7 Cost of Improvements Proposed Current FY FY 2009- 2008-09 Fee 10 Fee $0 to $20,000 $20,001 to $50,000 $50,001 to $100,000 $100,001 to$250,000 $250,001 to $750,000 $750,001 and Over $548 $568 $774 $801 for the first $20,000 of improvements plus $20 for each additional $10,000 or fraction thereof. $1,087 $1,125 for the first $50,000 of improvements plus $20 for each additional $10,000 or fraction thereof. $1,548 $1,602 for the first $100,000 of improvements plus $150 for each additional $100,000 or fraction thereof. $1,860 $1,925 for the first $250,000 of improvements plus $150 for each additional $100,000 or fraction thereof. $2,942 $3,045 for the first $750,000 of improvements plus $150 for each additional $100,000 or fraction thereof. June 2009 2-12 LANDSCAPE PLAN CHECK PEES - (FY 09-10) Cost of Improvements $0 to $20,000 $20,001 to $50,000 $50,001 to $100,000 $100,001 to $250,000 $250,001 to $500,000 $500,001 to $1 ,000,000 Over $1,000,000 Current FY 2008-09 Fee $548 $779 $2,250 $3,413 $4,192 $5,120 $7,759 Schedule #8 Proposed FY 2009-10 Fee $568 $806 plus 3.0% over $20,000 $2,329 plus 1 .5% over $50,000 $3,533 plus 2% over $1 00,000 $4,339 plus 0.1 5% over $250,000 $5,299 plus 0.1% over $500,000 $8,031 plus 0.07% over $1 ,000,000 June 2009 2-13 BUILDING PERMIT FEES - FY 09-10 Schedule #9 (65% of the 2001 Uniform Building Code Table 1-A fee schedule) Fees are based on the 2006-07 Building Valuation Multipliers published by the San Diego Area Chapter of the International Code Council Total Valuation Fee $1 to $500 $15.28 $501 to $2,000 $15.28 for the first $500 plus $1.98 for each additional $100, or fraction thereof, to and including $2,000 $2,001 to $25,000 $45.01 for the first $2,000 plus $9.10 for each additional $1,000, or fraction thereof, to and including $25,000 $25,001 to $50,000 $254.31 for the first $25,000 plus $6.57 for each additional $1,000, or fraction thereof, to and including $50,000 $50,001 to $100,000 $418.43 for the first $50,000 plus $4.55 for each additional $1,000, or fraction thereof, to and including $100,000 $100,001 to $500,000 $645.93 for the first $100,000 plus $3.64 for each additional $1,000, or fraction thereof, to and including $500,000 $500,001 to $1,000,000 $2101.93 for the first $500,000 plus $3.09 for each additional $1,000, or fraction thereof, to and including $1,000,000 $1,000,001 and up $3,645.69 for the first $1,000,000 plus $2.05 for each additional $1,000 or fraction thereof Other Inspections and Fees: 1. Inspections outside of normal business hours (minimum charge - 2 hours) $65 per hour* 2. Reinspection fees $65 per hour* 3. Inspections for which no fee is specifically indicated (minimum charge - one-half hour) $65 per hour* 4. Additional plan review required by changes, additions or revisions to approved plans $65 per hour* (minimum charge - one-half hour) * Or the total hourly cost to the jurisdiction, whichever is greatest. This cost shall include supervision, overhead, equipment, hourly wages and fringe benefits of the employees involved. Notwithstanding other provisions of this section, the building permit fee for factory built housing shall be twenty- give percent of the fee shown in Schedule #9, and the plan check fee shall be sixty-five percent of the building permit fee June 2009 2-14 PLUMBING PERMITS FEES - FY 09-10 Fee Description Issuing each permit Issuing each supplemental permit Schedule #10 Fee $20 $10 Unit Fee Schedule (in addition to Items above) For each plumbing fixture on one trap or a set of fixtures on one trap (including water, drainage piping and backflow protection therefore) For each building sewer and each trailer park sewer Rainwater systems - per drain (inside building) For each cesspool (where permitted) For each private sewage disposal system For each water heater and/or vent For each gas-piping system one to five outlets For each additional gas-piping system outlet, per outlet For each industrial waste pretreatment interceptor including its trap and vent, excepting kitchen-type grease interceptors functioning as fixture traps For each installation, alteration or repair of water piping and/or water treating equipment, each For each repair or alteration of drainage or vent piping, each fixture For each lawn sprinkler system on any one meter including backflow protection devices therefore $7 $15 $7 $25 $40 $7 $5 $1 $7 $7 $7 $7 For atmospheric-type vacuum breakers not included in above item: 1 to 5 Over 5, each $5 $1 For each backflow protective device other than atmospheric type vacuum breakers: 2 inch diameter and smaller Over 2 inch diameter $7 $15 Other Inspections and Fees Inspections outside of normal business hours Reinspection Fee Inspections for which no fee is specifically indicated Additional plan review required by changes, additions or revisions to approved plans, (minimum charge - one half hour) $30* $30 $30* $30* *Per hour for each hour worked or the total hourly cost to the jurisdiction, whichever is greater. This cost shall include supervision, overhead, equipment, hourly wage and fringe benefits of all the employees involved. June 2009 2-15 ELECTRICAL PERMIT FEES - Proposed FY 09-10 Fee Description Issuance fee Schedule #11 Fee $10.00 New construction for each ampere of main service, switch, fuse or breaker Per ampere, single-phase Per ampere, three-phase Per ampere 480 three-phase $0.25 $0.50 $1.00 Service upgrade on existing building For each ampere or increase in main service, switch, fuse or breaker Per ampere, single-phase Per ampere, three-phase Per ampere 480 three-phase $0.25 $0.50 $1.00 Remodel, alteration, no change in service Per ampere Or minimum $0.25 $5.00 Temporary service up to and including 200 amperes $10.00 Temporary service over 200 amperes $10.00 plus $10.00 per each 100 amperes over 200 $10.00 plus Test meter Minimum permit fee $25.00 $10.00 MECHANICAL PERMIT FEES - Proposed FY 09-10 Fee Description Issuance fee Schedule #12 Fee $15.00 Furnace, Ducts, Heat Pumps (each) Fireplace (each) Exhaust Fan (each) Install/relocate vent (each) Hood (each) Boiler/Compressor to 15 HP (each) $9.00 $6.50 $6.50 $4.50 $6.50 $16.50 June 2009 2-16 CITY OF CARLSBAD MASTER FEE SCHEDULES SECTION 3 DEVELOPMENT-IMPACT FEES June 2009 CITY OF CARLSBAD FEE SCHEDULE DEVELOPMENT IMPACT FEES JUNE 2009 Fee Description Fees Subject to Section 66000 of the California Government Code: Bridge & Thoroughfare - per Single Family Unit (Outside CFD) Bridge & Thoroughfare - per Condominium Unit (Outside CFD) Bridge & Thoroughfare - per Apartment Unit (Outside CFD) Bridge & Thoroughfare - all other - per Avg. Daily Trip (Outside CFD) Bridge & Thoroughfare District #2 - Zone 5 Bridge & Thoroughfare District #2 - Zone 20 Bridge & Thoroughfare District #2 - Zone 21 Bridge & Thoroughfare District #3 - Fee per ADT Local Facilities Mngt Plan/Amendment - fee + deposit in min. increments of $5,000 Planned Local Drainage Fees Public Facilities Fees - 3.5% of Bldg Permit Value (Outside CFD) Public Facilities Fees - 1 .82% of Bldg Permit Value (Inside CFD) Sewer Benefit Area Fees Traffic Impact Fee - Commrc'l/lndust Cost Per Trip (Out of CFD) Traffic Impact Fee - Commrc'l/lndust Cost Per Trip (Inside CFD) Traffic Impact Fee - Single Family (Outside of CFD 1 ) per ADT Traffic Impact Fee - Condominium (Outside of CFD 1 ) per ADT Traffic Impact Fee - Apartment (Outside of CFD 1 ) per ADT Traffic Impact Fee - Single Family (Inside of CFD 1 ) per ADT Traffic Impact Fee - Condominium (Inside of CFD 1 ) per ADT Traffic Impact Fee - Apartment (Inside of CFD 1 ) per ADT Fees Subject to Section 66012 of the California Government Code: Park In-Lieu Fees Sewer Connection (General Capacity all areas plus Sewer Benefit Area Fees) Water District Fees Major Facility Fee - Potable Water per EDU Major Facility Fee - Potable and Reclaimed Water Connection Fees: Meter Size 5/8" - Displacement Meter Size 3/4" - Displacement Meter Size 1" - Displacement Meter Size 1-1/2" - Displacement Meter Size 1-1/2" -Turbo Meter Size 2" - Displacement Meter Size 2" -Turbo Meter Size 3" - Displacement Meter Size 3" - Turbo Meter Size 4" - Displacement Meter Size 4" - Turbo Meter Size 6" - Displacement Meter Size 6" -Turbo Meter Size 8" - Displacement Meter Size 8" - Turbo Note (2) (2) (2) (2) (1)(2) (D(2) (2) (2) (3) (3) (3) (3) (3) (3) (1) (1X2) (2) (2) (2) (2) (2) (2) (2) (2) (2) (2) (2) (2) (2) (2) (2) Current 2008-09 Fee $ 530 $ 424 $ 318 $ 22 $ 291 $ 1,513 $ 1,222 $ 171 $ 10,000 $ 96 $ 80 $ 240 $ 290 $ 373 $ 1,096 $ 3,549 $ 5,060 $ 7,988 $ 15,088 $ 22,771 $ 39,938 $ 62,125 $ 177,501 $ 115,376 $ 355,000 $ 136,367 $ 497,167 Proposed 2009-10 Fee $ 530 $ 424 $ 318 $ 22 $ 310 $ 1,611 $ 1,301 $ 183 $ 10,000 $ 106 $ 89.68 $ 265 $ 265 $ 265 $ 224.20 $ 224.20 $ 224.20 $ 1,167 $ 3,778 $ 5,386 $ 8,502 $ 16,060 $ 18,855 $ 24,184 $ 30,230 $ 42,510 $ 66,126 $ 66,126 $ 188,931 $ 122,806 $ 377,861 $ 145,149 $ 529,183 Notes: (1) - See attached schedules and rate tables. (2) - Fee increases based on the annual change in the Engineering News Record Cost Index for Los Angeles as established by council approved ordinance. (3) - Traffic Impact Fees will be adjusted annually as part of the Capital Improvement Program budget process, by two percent or the annual percentage change in the Caltrans Construction Cost Index (12 month index, whichever is June 2009 3-1 mS^^m^BSS^'.'-. . :-.< •--. ;,,-.•.- ' ' Schedule A Quadrant District 1 - NW Single Family Detached & Duplex Attached (4 units or less) Attached (5 units or more) Mobile Home District 2 - NE Single Family Detached & Duplex Attached (4 units or less) Attached (5 units or more) Mobile Home District 3 - SW Single Family Detached & Duplex Attached (4 units or less) Attached (5 units or more) Mobile Home District 4 - SE Single Family Detached & Duplex Attached (4 units or less) Attached (5 units or more) Mobile Home Value per Acre 977,000 732,000 732,000 732,000 Fee $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Per Unit 7,649 6,414 6,190 4,934 5,728 4,804 4,636 3,696 5,728 4,804 4,636 3,696 5,728 4,804 4,636 3,696 The Park Fee ordinance establishes a method of determining park land values in each quadrant June 2009 Attachment 3-1 PLANNED LOCAL DRAINAGE AREA FEES - Schedule B Fee per gross acre Area / Basin Name A B C D Buena Vista Lagoon Agua Hedionda Lagoon Encinas Creek Batiquitos Lagoon Current FY 2008-09 Fee Low Medium High Runoff Runoff Runoff $5,270 $10,480 $22,837 1,970 3,797 8,535 1,912 2,705 8,287 1,813 2,966 7,857 Proposed FY 2009-10 Fee Low Medium High Runoff Runoff Runoff $5,538 $11,014 $24,000 2,070 3,990 8,969 2,009 2,843 8,709 1,905 3,117 8,257 June 2009 Attachment 3-3 SEH^llBill^rr AREA F^S* Schedule C Current FY 2008-09 Fee Area Area Area Area Area Area Area Area Area Area Area A B C D E F G H J L M $ $ $ $ $ $ $ $ $ $ $ 2 468 824 ,003 2,007 2,960 2,976 1 1 127 956 ,647 ,302 64 Proposed FY 2009-10 Fee $ $ $ $ $ $ $ $ $ $ $ 2 2 3 3 1 1 1 500 880 ,132 ,136 ,150 ,168 136 ,018 ,760 ,391 68 June 2009 Attachment 3-4 Current FY 2008-09 Fees HABITAT MfTfGATKDN FEES '-• '" Fees Per Acre of Impact D. E. F. Coastal Sage Scrub Grassland Ag. Disturbed Eucalyp. Wood. $ $ $ Schedule D 27,280 13,640 2,729 Proposed FY 2009-10 Fees HABlTATMmGATIONFEES Schedule D Fees Per Acre of Impact D. Coastal Sage Scrub E. Grassland F. Ag. Disturbed Eucalyp. Wood. $ $ $ 28,508 14,255 2,852 June 2009 Attachment 3-5 ALL RECEIVE For Information of City Council CA .__/CM_f>£-5cDate (^T7 "^ "^ *--• ^ June 2, 2009 TO: CITY MANAGER VIA: Finance Director FROM: Budget Manager Responses to questions from Council Briefings: 1. Capital Outlay - What is the mileage and age for the Fire Department vehicles proposed to be replaced? There were two large Fire Department vehicles proposed for replacement in FY 2009-10 in the Preliminary Operating Budget. The first proposed replacement is for a Fire Pumper. The city currently has a total of seven active Fire Pumper vehicles - five front line and two reserves (reserve vehicles are kept in order to ensure that the Fire Department has sufficient equipment to operate while front line equipment is being maintained, repaired, or utilized in training or mutual aid). The Fire Pumper vehicle slated for replacement in the Preliminary Operating Budget is about thirteen years old with approximately 102,000 miles as of April 30, 2009. Mileage for this type of vehicle captures travel time for the equipment, but does not adequately account for the wear and tear on the engine, transmission and other components when providing power while the vehicle operates in a stationary mode, which is often the case. Including this usage as well, the total converted mileage for the vehicle is about 183,000 miles as of April 30, 2009. Once replaced, this vehicle will be removed from service and disposed. The new vehicle purchased will become a front line vehicle and then the oldest front line vehicle will become a reserve vehicle, maintaining the total of seven active Fire Pumper vehicles. It is expected that it will take from eighteen months to two years to order and receive the equipment. At that time the vehicle slated for replacement will be fifteen years old and will have a converted mileage total of approximately 200,000 miles. The second proposed replacement was for an ambulance (also known as an MICU- Mobile Intensive Care Unit). During additional analysis of the replacement request it was discovered that a data entry error had occurred, resulting in mileage being entered in the system that was much higher than the actual mileage on the vehicle. Once the mileage reading was corrected it was determined that the ambulance would not need to be replaced at this time. This item will be removed from the replacement list and the final budget to be presented on June 16, 2009 will be adjusted accordingly. 2. Golf Course - What water rate was included in the Golf Course Budget? The calendar year 2009 budget for the Golf Course assumed a 20% water rate increase for a total water budget of $350,000. This was the increase that went into effect on January 2009. If the water and wastewater rates are increased as proposed, there will be an impact to the Golf Course Budget. Staff will provide the estimated increase to the budget as soon as it is available. 3. Water - What impact would there be if we did not do the Urban Water Management Plan? In 1983, the California Legislature enacted the Urban Water Management Planning Act (California Water Code Sections 10610 -10656). The Act states that every water supplier that provides water to 3,000 or more customers, or that provides over 3,000 acre-feet of water annually, make every effort to ensure the appropriate level of reliability in its water service sufficient to meet the needs of its various categories of customers during normal, dry, and multiple dry years. The Act describes the contents of the Urban Water Management Plan (UWMP) as well as how water suppliers should adopt and implement the plan. The Act also requires water suppliers to update the plan every five years. Prior to adopting a plan, the water supplier is required to make the plan available for public inspection and shall hold a public hearing. Prior to the hearing, notice of the time and place of hearing is to be published within the jurisdiction of the publicly owned water supplier pursuant to Section 6066 of the Government Code . After adoption, the plan is submitted to the Department of Water Resources (DWR.) DWR staff reviews all of the urban water management plans that are submitted to DWR in accordance with the Act. Results are subsequently provided to regional water suppliers (CWA) through a review letter for incorporation into the regional UWMP. The next update of CMWD's Urban Water Management Plan is due December 31, 2010. Failure to comply with the Act and/or choose not to update the UWMP or choose not to submit an updated plan to DWR may have legal ramifications. Per Section 10656 of the California Water Code of the Department of Water Resources, "an urban water supplier that does not prepare, adopt, and submit its urban water management plan to the department is ineligible to receive funding pursuant to Division 24 (Safe, Clean, reliable Water Supply Act) or Division 26 (Safe Drinking Water, Clean Water, Watershed Protection and Flood Protection Act),or receive drought assistance from the state until the urban water management plan is submitted pursuant to this article". The impact of those ramifications should be considered and an opinion rendered by the CMWD General Counsel. 4. Water - Why did we structure the Water rates the way that we did? With City Council and CMWD Board approval, CMWD solicited and subsequently contracted the services of an independent consultant to perform a cost of service study and develop a rate model for the potable water system and recycled water system. The last cost of service study conducted on the potable water system was over eleven years ago and a cost of service study has never been conducted on the recycled system. During the early stages of the cost of service study, CMWD was developing an ordinance to address the on-going drought and water supply shortage. At the direction of the Water Board, staff conducted community meetings with both residents and business owners to discuss how they would like to see potential water cutbacks addressed. The overwhelming response from those attending the meetings was to manage the potential cutbacks through tiered water rates. The citizens wanted an approach that was fair, equitable, flexible, and one that achieved the goal of the cutback. Subsequent to these community meetings a Board workshop was held to give the Water Board an opportunity to consider the citizen's input, discuss the elements of a program that met the policy objectives of the Board and provide an overview of how a tiered rate structure worked. At the conclusion of that workshop the Water Board directed staff to develop a tiered water/recycled water rate, modeled after the consultant's recommended structure. That rate structure was formulated and distributed to CMWD customers for inspection prior to the June 23rd public hearing where CMWD's recommended rates will be discussed. The tiered water rate structure was developed based on staffs recommendation to the Council/Board and their subsequent approval to develop tiered water rates. The recommended rates being considered by the City Council and Water Board at the June 23rd hearing were developed by CMWD's consultant collected during the cost of service study. Examples of data sets used in the consultant's study were; CMWD's actual historical costs, historical costs of purchased water, depreciation of assets, replacement of assets (CIP), future CMWD cost increases and future water purchase increases. 5. Water - What is the potential impact of fee increases on the top ten and users of Recycled Water? Below is a list of the city's top ten users of recycled water: TOP TEN RECYCLED CUSTOMERS (in alphabetical order) Aviara Fsrc Assoc LP - Timeshares Aviara Master Assoc Aviara Resort Assoc-Four Seasons City Of Carlsbad Parks Kemper Sports Management La Costa Greens Community Assoc. La Costa Resort Corp Legoland Estates Mellano & Co Rancho Carrillo Master Assoc. The effect the proposed recycled water rate increases will have on the top ten users of recycled water is shown below: TOP TEN RECYCLED CUSTOMERS Single Month Comparison Proposed Customer User#1 User #2 User #3 User #4 User #5 User #6 User #7 User #8 User # 9 User #10 Average Top Ten Recycled Amount $ 16,052 15,917 8,812 8,231 8,070 6,681 6,155 5,115 4,945 4,512 $ 8,449 Units 7,986 7,919 4,384 4,095 4,015 3,324 3,062 2,545 2,460 2,245 ^m Rate 2.01 2.01 2.01 2.01 2.01 2.01 2.01 2.01 2.01 2.01 2.01 Rate 2.97 2.97 2.97 2.97 2.97 2.97 2.97 2.97 2.97 2.97 2JZ Amount $ 23,718 23,519 13,020 12,162 11,925 9,872 9,094 7,559 7,306 6,668 $ 12.484 % Increase 48% 48% 48% 48% 48% 48% 48% 48% 48% 48% 48% 6. Fees - Why is the ENR rate increasing when reports and the bidding climate indicate that there should be a reduction? The Engineering News Record Construction Cost Index (CCI) for Los Angeles County is calculated using 4 components. The 4 components are common labor, steel, lumber and cement. The index performs monthly spot checks on local prices for labor, lumber and cement and uses a 20 city average on steel. This index is published monthly. The reason the rate has increased year over year when one 4 9. What fee increases have been included in the budget? In the Preliminary Operating Budget, both Recreation and Library included some fee increases in their revenue projections, amounting to approximately $90,000. Development Impact Fee increases of approximately $16,000 were included in the FY 2009-10 Capital Revenue projections. 10. What have the Water rates for Olivenhain Water District been over the last several years? Monthly Water Bill Comparison Carlsbad and Olivenhain Water Districts 12 units per month $45.00 - $40.00 - $35.00 - $30.00 $25.00 $20.00 $15.00 $10.00 $5.00 $0.00 • 1 I\ 11 mm 111r 1111111111 •t it in 111 it I11111111111 i11111111111 i enen 8o <N rOo ooo so LT) OO oo oo en oO O rHo o o i Olivenhain i Carlsbad 1 City of Carlsbad 2009-2010 Operating Budget Workshop 2 Budget Calendar COUNCIL MEETINGS May 19 –CIP Workshop June 2 –Operating Budget Workshop June 16 –Operating Budget and CIP Public Hearing and Adoption OTHER PUBLIC MEETINGS June 4 –Citizens’ Budget Workshop 3 Citizens’ Budget Workshop When:Thursday,June 4th Where:Faraday Center 1635 Faraday Avenue Room 173B Time:6:00pm Call the Finance Department at: (760) 602-2430 for additional information. 4 2009-10 Operating Budget Agenda Economic Overview and Revenues Forecast for the General Fund City Programs, Services and Facilities Other Fund Summaries Water and Sewer Proposed Rates Changes to City Fees 5 City of Carlsbad Combined Budget General 42% Special Revenue 4% Redevelopment 1% Enterprise 20% Internal Services 6% $259.2 millionOperating Budget –73% Capital –27% Capital 27% 6 National Perspective •GDP growth -5.7% Economists agree the United States has been in a recession since Dec 2007. Unclear when US will recover. 7 State Perspective State of California is projecting a deficit of approximately $23 billion. Some of solutions include: •Reductions in Education •Reductions in Health and Human Services Programs •$2 Billion loan from Local Government State of California Risks Potential City of Carlsbad Impact: –Property Taxes $4.5 million –Gas Tax (two years)$2.5 million –Transportation (Prop 42)$2.1 million (two years) 8 9 San Diego Economic Indicators 10 Carlsbad’s Economic Profile Home prices Taxable transactions Tourism Population growth 11 Carlsbad Median Home Prices $639,000In thousands Resales $0 $100 $200 $300 $400 $500 $600 $700 $800 2002 2003 2004 2005 2006 2007 2008 2009 Fiscal Year 12 $0 $10 $20 $30 $40 $50 $60 $0.0 $5.0 $10.0 $15.0 $20.0 $25.0 $30.0 '03 '04 '05 '06 '07 08 '09e 10e Assessed Values Property Taxes Assessed Values and Property Taxes FY Billions Millions 13 Sales Taxes by Category $23.0 million Business 15% Retail 40% Food 15% Construction 3% Transportation 26%Misc. 1% 14 Sales Taxes by Geo Area Millions 15 '04 '05 '06 '07 08 '09e 10e All Others La Costa/Four Seasons Transient Occupancy Taxes $14.3M $13.5M $12.1M 16 Hotel Rooms in Carlsbad 2000 4000 04 06 08 10 Hotel additions since 2007: Hampton Inn Homewood Suites Sheraton West Inn Over 3,500 Rooms 17 Franchise Taxes $0 $1 $2 $3 $4 $5 $6 '04 '05 '06 '07 '08 '09e '10e Cable Trash Gas/Elec In Millions $5.1M $5.1M 18 Operating Revenues By Fund Type General 56% Special Revenue 5% Redevelopment 2% Enterprise 29% Internal Services 8% Total = $194.7 million 19 General Fund Revenues Fiscal Year 2009-10 Property* 44% Sales* 21% Hotel Tax* 11% Business License 3% All others 16% Franchise* 5% *Four sources make up 81%$109.3 million General Fund Revenues 20 0 20 40 60 80 100 120 140 FY 2005 FY 2006 FY 2007 FY 2008 FY 2009a FY 2009r FY 2010e +8.1%+2.1% +18.4%-2.7%-3.7%-6.2% $ Millions 0.7% 21 General Fund Budget FY 2009-10 Revenues:$ 109.3 million Budget Requests $ 109.1 million Projected Surplus:$ 0.2 million 22 General Fund Balance Estimated Balance at 6/30/09 $ 48.1 million Plus: FY 10 Surplus 0.2 million Advances/Repayments (Medians/Golf Course, RDA, etc.) -1.8 million Estimated Balance at $ 46.5 million 6/30/10 23Net Revenues over (under) ExpendituresMillionsForecast Comparison FY 06 FY 08 FY FY 05 Balanced FY 04 FY 06 FY 08 FY 07 FY 05 Balanced FY 04 -$5 $0 $5 $10 '06 '07 '08 '09 '10 '11 '12 '13 '14 '15 '16 '17 FY 08 FY 10 BBalanced FY 09 24 Major Uncertainties in the Forecast Economy –Real estate –Construction related industries –Job loss State Budget –$23 billion structural imbalance 25 2009-10 Budget Requests Judi Vincent –Budget Manager Helga Stover –Senior Accountant 26 Operating Budget Process LT reviews budgets & CM recommends to Council Departments submit requests to Finance FY 2009-10 Ten Year Forecast Completed Finance Distributes Budget Manual Council Adopts Budget FY 2009-10 Challenges Decline in revenue sources Continued economic uncertainty Provide a balanced budget Plan for a balanced budget for future years No new positions Minimize service level impact to citizens 27 Balancing the Budget Expenditure Savings Plan –FY 2008-09 mid-year reductions of $5.3 million –Departments identified additional budget efficiencies for FY 2009-10 –Reductions made minimize service level impact to citizens –Public Safety continues to be a top priority 28 29 Balancing the Budget (continued) Additional Projected Salary Savings Reduce Council Contingency Fund Traffic Signal Maintenance from GCC Fund Repayment from the Village Project Area of the Redevelopment Fund FY 2009-10 Position Changes Total Workforce decreased by approximately 28 full-time positions: 714.25 TOTAL FY 2008-09 (1.5) eliminated positions (12.0) unfunded positions (14.0) vacant positions (managed hiring freeze) 686.75 TOTAL FY 2009-10 30 31 Budget Overview Total Proposed Budget $190.4 million Increase of $1.7 million (0.9%) over FY 2008-09 Revised Adopted Budget 32 Enterprise 28% Internal Service 8% Special Revenue 6% Redevelopment 1% General Fund 57% Operating Budget Total Budget = $190.4 million 33 General Fund Policy/ Leadership/ Admin 10% Public Safety 41% Community Development 7% Community Services 20% Public Works 15% Non Departmental 6%Contingency 1% Total Budget = $109.1 million General Fund Expenditures 34 0 20,000 40,000 60,000 80,000 100,000 120,000 FY 2005 FY 2006 FY 2007 FY 2008 FY 2009a FY 2009r FY 2010e +10% +11.4% +11.9%+3%-4.8%-3.3%$ Thousands -0.3% 35 Infrastructure Replacement Fund Funds the Replacement of Buildings and Facilities (non water or sewer) Annual Contribution –FY 2006-07 –$7.2 million –FY 2007-08 –$7.9 million –FY 2008-09 –$7.5 million –FY 2009-10 –$6.5 million 36 Special Revenue Funds Section 8, 59%Maintenance Districts, 25% Block grant, 7% Other, 9% Total Budget = $10.5 million 37 Work Comp 12% Risk Mgmt 10% Health Insurance 7% Vehicle Maint 19% Vehicle Repl 11% Info Tech 41% Internal Service Funds Total Budget $15.2 million Enterprise Funds Budget Requests FY2009-10 Water Enterprise FY 2009-10 Expenditures $41.3 million 39 8% 8% 59% 18% 5%2% Personnel M&O Water Purchases Transfers/Chargebacks Debt Payments Program Options Potable Water Enterprise 2008-09 to 2009-10 Increase = $6.5 million Personnel and M&O 13% Program Options 13% Water Purchases 74% 40 Water Purchases Increase of $5 million Purchased Water from SDCWA –Wholesale water –21.3% increase –Fixed charges –15% increase Water Shortage –Decrease in availability –Water more expensive Environmental Restrictions –Pumping restrictions 41 Recycled Water Enterprise 2008-09 to 2009-10 Increase = $264,000 M&O 39% Program Options 15% Water Purchases 46% 42 Proposed M&O Increase $1.8 million Pipeline repairs Electricity Computer system upgrades Urban Water Management Plan Hydrants, parts & supplies Program Options: –Automated Meter Reading –Optimization Study 43 Performed cost of service analysis Designed rate model to respond to water cutbacks and purchase cost increases Residential Tiered Rate Structure Budget Adoption on 6/16/09 Public Hearing on Rates 6/23/09 Proposed Rate Increases 44 Proposed Water Rate Increase Average rate increase –18% All water users Delivery Charge -Residential •Current Rate $14.54 per month •Proposed Rate $16.78 per month Commodity Charge -Residential •Current Rate $2.12 per unit •Proposed Rate $2.29 per unit (Tier 1: 0-12 units) Average use of 12 units per month Increase for single family -$4.28 per month 45 Rates -continued Non-residential –$3.17 per unit Agricultural –$3.90 per unit Recycled –$2.97 per unit Irrigation –$3.57 per unit 46 Comparison with other agencies $0 $10 $20 $30 $40 $50 $60 47 48 Wastewater Enterprise 2008-09 to 2009-10 Total Request = $10.2 million Personnel 18% M&O 7%Encina Operations 30% Depreciation/ Transfers 31% Internal Charges 14% 49 Wastewater Enterprise Increases in Operations FY 2008-09 to FY 2009-10 $154,515 Chemicals for odor control at lift stations Computer system upgrades Sewer camera van software 50 •Cover fixed costs •Maintain adequate reserves •Funding for additional requests •No change to current rate structure Proposed Wastewater Rate Increase Average rate increase –9% 51 Residential Wastewater Rates (18.6% increase) Flat rate Current Rate -$17.65 per month Proposed Rate -$20.93 per month Non-Residential Wastewater Rates Base monthly fix charge Commodity rates for commercial, non-residential and institutional categories based on wastewater strength characteristics 52 Wastewater Rate Comparison $0$10$20$30$40$50$60$70$80 53 54 Proposed Increase Total Monthly Utility Bill 12 Units per month Current Proposed Sewer Solid Waste Water Monthly Increase % Increase $ 17.65 $ 18.87 $ 40.89 $ 77.41 $ 20.93 $ 18.87 $ 44.26 $ 84.06 $ 6.65 8.6% 55 Solid Waste / Storm Water Enterprise Budget Request FY2009-10 = $3.2 million •Decrease of $42,321 •No rate increases proposed at this time 56 57 Fee Updates 58 2009-10 Proposed Fees Facilities Fees –3.5% increase Development Related Service Fees – 3.5% increase Development Impact Fees –6.4% increase (based on ENR Index). Components of ENR Index 13%6%1% 80% Weighting of ENR CCI Components Steel Lumber Cement Common Labor 59 Construction Cost Index CCI Index less affected by swings in material prices because common labor is 80% of index. Common labor component up 6.7% year over year. Index reached 7.6% in November 2008. Cement, Steel and Lumber price decreases had a minor role in keeping the index from climbing further. 60 Index Use In Ordinances Fees increased by ENR are tied to City Ordinances. Example: PLDA Fees (Ordinance CS-004, Section 5, 15.08.040) “The planned local drainage are fees shall be adjusted annually based upon the July 2008 Engineering News Record Los Angeles Construction Cost Index of 9335.69 based on the 1967 average = 100”61 62 Budget Calendar COUNCIL MEETINGS May 19 –CIP Workshop June 2 –Operating Budget Workshop June 16 –Operating Budget and CIP Public Hearing and Adoption OTHER PUBLIC MEETINGS June 4 –Citizens’ Budget Workshop 63 Citizens’ Budget Workshop When:Thursday,June 4th Where:Faraday Center 1635 Faraday Avenue Room 173B Time:6:00pm Call the Finance Department at: (760) 602-2430 for additional information. 64 65 City of Carlsbad 2009-2010 Operating Budget Workshop •Describes explanation of increases •Rate tables showing MAXIMUM rates for: •No water cutbacks •10% cutbacks < < We will be here on 7/1 •20% cutbacks •30% cutbacks •40% cutbacks Mailed Majority Protest Public Hearing Notice 66 AB 3030 67 •September 30, 2008 •Authorized pass-through of increases in wholesale water costs •Authorized inflationary adjustment •Public Hearing not Required •Board/Council action is required with 30 day written notice •For 5 years Agriculture annual water usage 68 0 5,000 10,000 15,000 20,000 25,000 30,000 35,000 July 2007 Aug 2007 Sep 2007 Oct 2007 Nov 2007 Dec 2007 Jan 2008 Feb 2008 Mar 2008 Apr 2008 May 2008 Jun 2008 Low winter usage •Residential Water Customers •Have similar basic water needs •Excess amounts are considered non- essential and cost more •Non-Residential Water Customers •Businesses are dependant upon varying quantities of water Tiered versus Flat Rates 69 Fair and equitable Ensures compliance Flexible Meets Board and Council policy objectives Equity for customers already conserving Pricing signal to water wasters Minimizes enforcement resources Ensures sufficient funding for operations Objectives of rate design 70 Water Enterprise FY2009-10 Revenues $41.9 million 85% 1% 7% 5% 1% 1% Water Sales Service Charges/Other Property Tax CWA Credits Interest Fines 71 Single Family Monthly Utility Bill 10 Year Trend $0 $10 $20 $30 $40 $50 $60 $70 $80 $90 Solid Waste (*) Wastewater Water -Fixed Water -Variable 72 1 City of Carlsbad 2009-2010 Operating Budget Workshop Administrative Services Jim Elliott Deputy City Manager 2 Key Accomplishments and Budget Objectives Working together: Balance the budget in a difficult economy Create a new City Web site / Leveraging the Web to get services to the community Sharing duties / Sharing support staff Eliminated two support positions 3 Key Accomplishments and Budget Objectives Investing in New Technology: Migration to Outlook from GroupWise Moving applications to external hosting Finding lower cost solutions Data Mart –Turning data into knowledge 4 Key Accomplishments and Budget Objectives Working Smarter: Revised Goal System –Better focus on Council priorities Managing the workforce / Hiring freeze & staffing issues Renegotiating contracts for improved pricing 5 6 Community Services Library Key Accomplishments FY 2008-09 Library Learning Center Opened August 25, 2008 115% increase in visitors 177% increase in computer use 31% increase in program attendance 7 Key Accomplishments FY 2008-09 8 Strategic Directions implemented to guide work plan, budget Cashiering system introduced, enabling debit/credit payment of fines and fees at service desks Privacy/security policy developed to protect patron information Vacant manager position unfunded for FY 2009-10, future downgrade Programs, Graphics and Media Services merged into one division, single manager Some hourly FTE unfunded Streamlined program support, more efficient contracting processes Efficiencies and Reductions 9 Future Programs and Activities Leverage new website design to deliver more services and resources virtually Library automation system upgrade and Web 2.0 technology to enhance user experience Plan ahead for next generation library automation solutions Market under-recognized services to targeted user groups 10 Public Art Additions FY 2008-09 Fire Station #6 public art element “Contemplation” restored, Cole Library 11 Public Art Additions FY 2008-09 Two sculptures donated by Italo Scango Foundation, Arts Office 12 Public Art Additions FY 2008-09 Benbow Bullock’s “Marmalade Dragonfly,” Cole Library 13 Public Art Additions FY 2008-09 Sculpture donated by family of former Mayor Mary Casler, Learning Center 14 TGIF Jazz in the Park 2010 2010 Season reduced to nine concerts Special planning for the 2010 season, the 25th anniversary of TGIF Jazz in the Park 15 Community Services Parks & Recreation Department Brian Albright Merger Revenue increase Park & Recreation Department Park Improvements Leo Carrillo Ranch event area expansion Poinsettia courts Recycled water FY 2009-10 Initiatives Pyramid Methodology Alternative Funding – Parks &Rec.Foundation Strategic Plan Update COMMUNITY Benefit COMMUNITY / Individual Benefit INDIVIDUAL / Community Benefit MOSTLY INDIVIDUAL Benefit HIGHLY INDIVIDUAL Benefit FY 2009-10 Initiatives Open Parkland Evaluation Alga Norte Operating Options Drought-Tolerant Landscaping Plan Parks & Recreation Efficiencies & Reductions Lower standard of maintenance Reduced the number of special events Reduced curator contract hours Outsourced Senior Safari trip program Community Development Community Development Director Sandra Holder FY 2008-09 Community Development Major Project Accomplishments Scripps HealthCare Project Tri-City Wellness Center Project Legoland Sealife Aquarium Glen Ridge Apartment Homes Bressi Ranch Commercial Center Carlsbad Paseo Project Hilton Resort and Spa COMMUNITY PARTICIPATION 265 community members attended community workshops Over 8,000 residents responded to city-wide survey Staff has completed over 60 stakeholder interviews Envision Carlsbad Citizens’ Committee (EC3) PLANNING Complete processing of La Costa Town Square Continue implementation of Robertson Ranch Master Plan Ag Mitigation Fee Program Implementation of HMP and Open Space Housing Element Possible Plaza Camino Real Expansion La Costa Town Square Village Sustainability Expiration of Redevelopment Plan Development Standards Public/Private Partnership in Lighten Up Program Creation of Oak Street Development Plan Economic Development Carlsbad Economic Stimulus Plan Village Lighting Development Dialogue – Regulatory Process Arts District/ Catalyst for the Village Business Incubator New Special Events City Marketing Partnerships FY 2009-10 Community Development Efficiencies and Reductions 2 Building Inspectors 1 Senior Building Inspector 1 Associate Planner 1 Planning Technician 2 Part-time Planning Office Assistants 1 GIS Intern Overall Decrease in Part-time Hours for Building Counter Assistants 1 Part-time Code Enforcement Officer 29 Public Safety Police Police Chief Tom Zoll 30 Police Department Budget Strategy Defined core, enhanced core, and non-core services Surveyed staff members to rank services Focus on maintaining core service to the public 31 Police Department Efficiencies and Reductions Overtime management Part-time positions Vacancy management Conferences, in-house training, etc. 32 Public Safety Fire Fire Chief Kevin Crawford Fire Department The Fire Department Standards of Cover Study will be completed in early FY 2009-10. The study will provide insight into opportunities to deliver optimal emergency services. Fire Department Efficiencies and Reductions The Fire Department budget remains focused on Emergency Service delivery. Budget reductions have targeted non-core and support services. 35 Public Works Public Works Director Glenn Pruim Transportation Projects RSF/Olivenhain intersection widening RSF Traffic Signal Coordination Bicycle and Pedestrian Master Plans FY 2009-10 El Camino Real Widening College Blvd. Completion 36 Transportation -Technology Traffic Management Center Adaptive Transportation Management System 37 Water Desalination Approvals Drought Response Plan & Water Conservation Program Expanded Recycled Water Customer Base 38 Water –FY 2009-10 Desalination Plant & Pipeline Construction Complete Reclaimed Water Phase II Connections Secure Groundwater Rights Update Water Master Plans 39 Water -Technology Flow Monitoring and Leak Detection Automated Meter Reading 40 Wastewater Fats, Oils & Grease Ordinance FY 2009-10 North Aqua Hedionda Interceptor Sewer Buena Vista Forcemain Sewer Agua Hedionda Lift Station Vista/Carlsbad Interceptor 41 Wastewater -Technology Smart Covers Sewer Flow Monitoring Sewer Inspection Vehicle & Equipment 42 Sewer Inspection 43 Energy and the Environment Lake Calavera Dam Improvements HVAC Upgrades to City Hall and Cole Library 44 Energy and the Environment Energy Efficient Street Lighting Upgrades Solar Energy Generation Hydroelectric Power Generation Agua Hedionda Lagoon TMDL Compliance 45 46 Budget Reductions and Efficiencies Reassigned Development Related Staff Unfunding 5 Full-time Positions 1 Deputy City Engineer 2 Custodians 2 Maintenance Aides Reduced Use of Outside Consultants Service Level Impacts