HomeMy WebLinkAbout2010-03-23; City Council; 20163; Annual Housing Element Progress Report January 2009 to December 2009CITY OF CARLSBAD - AGENDA BILL 11
AB# 20,163
MTG. 3/23/10
DEPT. CED
Annual Housing Element Progress
Report for January 2009 - December
2009
DEPT. DIRECTOR £(&_
CITY ATTORNEY
CITY MANAGER
RECOMMENDED ACTION:
That the City Council ADOPT Resolution No. 2010-054. ACCEPTING the Annual Housing
Element Progress Report for January 2009 through December 2009.
ITEM EXPLANATION:
The attached Annual Housing Element Progress Report for January 2009 through December
2009 (Exhibit 2) has been prepared to comply with Government Code Section 65400(a)(2).
According to Government Code Section 65700, charter cities are exempt from the
requirement to prepare an annual report on the status of the housing element unless they
intend to maintain eligibility for certain grant funding programs. Therefore, the report serves
the following purpose:
• Meet the grant funding requirements of certain SANDAG and California Department of
Housing and Community Development (HCD) programs.
o For example, certain grant programs administered by SANDAG require member
jurisdictions to report on their progress toward meeting their share of the
regional housing need.
• Implement Carlsbad Housing Element Program 3.20, which requires the preparation of
an annual report on the progress and effectiveness of the City's housing programs.
Contents of the Report
The Annual Housing Element Progress Report for January 2009 through December 2009
(Exhibit 2) consists of:
• Housing Production Status (Part 1) - Provides the status of housing production in the
City and the progress in meeting its share of regional housing needs during Calendar
Year (CY) 2009.
• Program Implementation Status (Part 2) - Provides the status of the City of Carlsbad
1999 Housing Element programs and the progress the City has made in its
implementation during CY 2009. The implementation status of each of the 49 programs
contained within the 1999 Housing Element is indicated in a table along with any
additional comments. Note: the reported implementation status is for the programs from
DEPARTMENT CONTACT: Corey Funk 760-602-4645 corev.funk(5)carlsbadca.gov
FOR CITY CLERKS USE ONLY.
COUNCIL ACTION: APPROVED
DENIED
CONTINUED
WITHDRAWN
AMENDED
D
D
D
D
CONTINUED TO DATE SPECIFIC
CONTINUED TO DATE UNKNOWN
RETURNED TO STAFF
OTHER -SEE MINUTES
Dn
D
D
Page 2
the 1999 Housing Element, which was the effective housing element for CY 2009. An
updated Housing Element was adopted by the City Council on December 22, 2009, and
the implementation status of its programs will be covered in the CY 2010 report.
FISCAL IMPACT:
This is an information report and the only associated fiscal impact is the cost of staff time to
prepare the report and provide it to the City Council, the California Office of Planning and
Research, California Department of Housing and Community Development, and SANDAG.
ENVIRONMENTAL IMPACT:
This report is categorically exempt from environmental review as per CEQA Guidelines
Section 15306, which states that information collection activities are exempt from the
provisions of CEQA.
EXHIBITS:
1. City Council Resolution No. 2010-054
2. Report titled: Annual Housing Element Progress Report for January 2009 through
December 2009
3. Appendix A: Description of terms and methods.
1 RESOLUTION NO. 2010-054
2 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
CARLSBAD, CALIFORNIA, ACCEPTING THE ANNUAL
3 HOUSING ELEMENT PROGRESS REPORT FOR JANUARY
2009 THROUGH DECEMBER 2009.
4
WHEREAS, the attached Annual Housing Element Progress Report has been
5
prepared to comply with Government Code Section 65400(a)(2), meet the grant funding
6
requirements of certain SANDAG and California Department of Housing and Community
7
Development (HCD) programs, and implement Housing Element Program 3.20. The purpose of
8
the report is to provide information to the state, City Council and the public as to the
9
effectiveness of the Housing Element programs, as well as mark the City's progress in meeting
10
its share of the region's housing needs.
The City Council of the City of Carlsbad, California, does hereby resolve as
12 follows:
1. That the above recitation is true and correct
14 2. That the City Council of the City of Carlsbad accepts the report and directs the
15 Planning Director to submit the report to the California Office of Planning and Research, the
California Department of Housing and Community Development, and the San Diego Association
16 of Governments.
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PASSED, APPROVED AND ADOPTED at a Regular Meeting of the City Council
of the City of Carlsbad on the 23rd day of March, 2010, by the following vote to wit:
AYES: Council Members Lewis, Kulchin, Hall, Packard and Blackburn.
NOES: None.
ABSENT: None.
A. LEWIS, Mayor
ATTEST:
)RRAINE M. W
/SEAL) Q
, City Cle
Parti
page 1 of 3
ANNUAL HOUSING ELEMENT PROGRESS REPORT
Part 1 - Housing Production Status
(CCR Title 25 §6202 )
Jurisdiction
Reporting Period
City of Carlsbad
Jan. 1,2009 Dec. 31, 2009
Table A
Annual Building Activity Report Summary - New Construction
Very Low-, Low-, and Mixed-Income Multifamily Projects
Housing Development Information
1
Project Identifier
(maybeAPN No.,
project name or
address)
1 170 CHESTNUT AV
4075 HARBOR DR
2434 BUENA VISTA CR
3218 MCKINLEYST
3372 HIGHLAND DR
2230 NOB HILL DR
3825GARFIELDST
1212 OAK AV
1 204 OAK AV
1 200 OAK AV
1208 OAK AV
7047CORINTIAST
2 3
Tenure
Unit
Category*" R=Renter
: O=0wner
SU R
SU R
SU R
SU R
SU R
SU R
SU R
SU R
SU R
SU R
SU R
SU R
4
Affordability by Household Incomes
Very Low- Low-
Income Income
1
1
1
1
1
1
1
1
1
1
1
1
(9) Total of Moderate and Above Moderate from Table A3 >• >
(10) Total by income Table A/A3 ^ *•
(1 1 ) Total Extremely Low-Income Units*
12
... i AboveModerate- f ., .• Moderate-ncome : ,i Income
0 163
163
5
Totat Units
per
Project
1
1
1
1
1
1
1
1
1
1
1
1
163
175
5a
Est * Infill
Units*
Housing with Financial Assistance
and/or
Deed Restrictions
6 7
Assistance „ ._ i Deedrs- | "--
Development |
See Instructions j See Instructions
Zoning Ord."
Zoning Ord.**
Zoning Ord.**
Zoning Ord.**
Zoning Ord.**
Zoning Ord.**
Zoning Ord.**
Zoning Ord.**
Zoning Ord.**
Zoning Ord.**
Zoning Ord.**
Zoning Ord.**
Housing without
Financial Assistance
or Deed Restrictions
8
Note below the number of units
determined to be affordable without
financial or deed restrictions and
attach an explanation how the
iurisdiction determined the units were
affordable. Refer to instructions.
* Note: These fields are voluntary
** Carlsbad Zoning Ordinance requires these units to be rented to a low income individual.
*** Unit Category: SF = Single-family 2-4 = Two to four unit structures 5+ = Five or more unit structures SU = Second units MH = Mobilehome
Jurisdiction
Reporting Period
ANNUAL HOUSING ELEMENT PROGRESS REPORT
Part 1 - Housing Production Status
(CCR Title 25 §6202 )
City of Carlsbad
Jan. 1. 2009 Dec. 31,2009
Parti
page 2 of 3
Table A2
Annual Building Activity Report Summary - Units Rehabilitated, Preserved and Acquired pursuant
to GC Section 65583.1 (c)(1)
Please note: Units may only be credited to the table below when a jurisdiction has included a program it its housing element to rehabilitate, preserve or acquire units
to accommodate a portion of its RHNA whichmeet the specific criteria as outlined in GC Section 65583 1(c)(1)
Activity Type
(1) Rehabilitation Activity
(2) Preservation of Units At-Risk
(3) Acquisition of Units
Affordability by Household Incomes
Extremely
Low-
Income*
Very Low-
Income
Low- ! TOTAL
Income ! UNITS
(4) Description of Activity Including Housing Element Program Reference
(5) Total Units by Income
' Note: This field is voluntary
Table A3
Annual building Activity Report Summary for Above Moderate-Income Units
(not including those units reported on Table A)
1.
Single Family
2.
2 -4 Units
3.
5+ Units Second Unit
5.
Mobile Homes
6.
Total
7.
Number of
infill units*
No. of Units Permitted for
Moderate
No. of Units Permitted for
Above Moderate 137 26 163
* Note: This field is voluntary
Parti
page 3 of 3
ANNUAL HOUSING ELEMENT PROGRESS REPORT
Part 1 - Housing Production Status
(CCR Title 25 §6202 )
Jurisdiction
Reporting Period
City of Carlsbad
Jan. 1, 2009 Dec. 31,2009
Table B
Regional Housing Needs Allocation Progress
Permitted Units Issued by Affordability
Enter Calendar Year starting with the first year of
the RHNA allocation period. See Example.
Income Level
Very Low
Low
Moderate
Deed
Restricted
Non-deed
restricted
Deed
Restricted.Non-deed
restricted
Deed
Restricted
Non-deed
restricted
Above Moderate
Total RHNA by COG.
Enter allocation number:
RHNA
Allocation by
Income Level
1,922
1,460
1,583
3,411
8,376
Total Units > > *
Remaining Need for RHNA Perio
2003
Year
1
85
336
174
672
1,267
2004 2005
Year Year
2 3
200 70
184
1092 1,330
1,476 1,400
2006 2007 2008
Year Year Year
456
100 11
89 10 96
2
306 358 147
495 368 256
2009
Year Year Year
789
12 ;
:
163
175
Total Units
to Date
(all years)
196
813
360
4,068
5.437
Total
Remaining RHNA
by Income Level
1,726
647
1,223
-657
2,939
Note: units serving extremly low-income households are included in the very low-income permitted units totals.
ANNUAL HOUSING ELEMENT PROGRESS REPORT
Part 2 - Program Implementation Status
January 2009 through December 2009
CODE KEY
Status:Lead Department or Division:
C - Completed
0 - Ongoing
1 - In Progress
P - Pending
D - Delete
One-time project for which all work has been completed
Completed program, but one that requires recurring activity
Staff work is well underway and program will be implemented soon
(including any necessary hearings)
Program for which preliminary work needs to be initiated, or program is in
early stages of work
Program that may no longer be necessary or relevant due to another
program, changed circumstances, or policy change
BCE - Building & Code Enforcement
CED - Community & Economic
Development
HNS - Housing & Neighborhood Services
P- Planning
Part 2 - Program Implementation Status - January 2009 through December 2009
Table 2.1 CY 2009 Housing Element Program Implementation Status
HE
Program
PROGRAM
#Description Status
Lead
Dept Comments
Housing
Preservation
(Condo
Conversions)
1.1
Continue implementation of the program to restrict condominium
conversion when such conversions would reduce the number of low
or moderate income housing units available throughout the city. All
condominium conversions are subject to the City's Inclusionary
Housing Ordinance, therefore, the in-lieu fees or actual affordable
units required by that ordinance would be used to mitigate the
impacts of the loss of these rental units from the City's housing stock
to lower income households.
o
Housing
Preservation
(Mobile
Home Parks)
1.2
The City will continue to implement the City's existing Residential
Mobile Home Park zoning ordinance (Municipal Code 21 .37) which
sets conditions on changes of use or conversions of Mobile Home
Parks.
o In 2009, the City Attorney processed an
ordinance amendment to Chapter 21 .37 for
consistency with State law.
Housing
Preservation
(Mobile
Home Parks)
1.3
The City will assist lower income tenants to research the financial
feasibility of purchasing their mobile home park so as to retain rents
and leases affordable to its tenants.
0 HNS
City provides information upon request. At this
time, there are no mobile home parks pursuing
purchase. However, rental assistance
continues to be provided to assist lower
income tenants with space rent affordability,
and City will assist with purchase as requested
and appropriate.
Housing
Preservation
(Rehab)
1.4
The Building & Code Enforcement Division will continue to implement
the program to monitor and report to the Housing & Neighborhood
Services Dept., information on housing stock that is substandard and or
deteriorating. Identified structures will continue to be reported to the
Housing & Neighborhood Services Dept. for possible assistance under
the City's rehabilitation and assistance programs.
0 BCE/
HNS
City has an informal program. The Building &
Code Enforcement Division respond to
complaints and often refer owners to the
Housing office for possible assistance with
rehabilitation of substandard dwelling units.
For CY 2009, no referrals were made to the
Housing office.
Housing
Preservation
(Rehab
Subsidies -
Rental
Stock)
1.5
The City, through the Housing & Neighborhood Services Department
and in conjunction with the Building & Code Enforcement Division, will
provide loans, rebates and other support to preserve the existing stock
of low and moderate income rental housing. Priority will be given to
housing identified by the Building & Code Enforcement Division as
being sub-standard or deteriorating which houses families of lower
income and in some cases moderate income. This program depends
partially on outside funding from State, and Federal sources.
o HNS Program available.
date.
No projects/participants to
Housing
Preservation
(Acquisition
& Rehab)
1.6
The City through the Housing & Neighborhood Services Dept. will
implement a program to acquire, using local Redevelopment Set-Aside
funds, CDBG, State, Federal and private sector loans, rental housing
that is substandard, deteriorating or in danger of being demolished.
Twenty percent of the units, once rehabilitated, will be set aside for
very-low income households.
o HNS Program available. No additional projects to
date.
2.2
Part 2 - Program Implementation Status - January 2009 through December 2009
Table 2.1 CY 2009 Housing Element Program Implementation Status
HE
Program
PROGRAM
#Description Status
Lead
Comments
Housing
Preservation
(Rehab
Incentives)
1.7
The City will provide financial and processing incentives for the
owners of lower income rental stock in need of rehabilitation and
preservation. These incentives may include, but not be limited to:
the deferral or subsidy of planning and building fees, priority
processing and financial incentives such as low-interest rehabilitation
and property acquisition loans.
O HNS Program available. No additional projects to date.
Housing
Preservation
(Rehab
Homeowner)
The City will implement a homeowner rehabilitation program targeted
to lower-income, special needs (handicapped, low income large-
family, etc.,) and senior households that will consist of financial and
processing incentives such as low interest and deferred repayment
loans, loan rebates, and priority processing.
O HNS
A Minor Home Repair loan program was established in
2008, and implementation began in 2009. This program
provides $5000 zero interest, forgivable (after 5 year)
loans to low income households to assist with safety
and disabled access issues for homeowners. One loan
approved in 2009.
Housing
Quantity &
Diversity
(Development
Standards)
2.1
With the exception of some lower-income and special needs
housing which may be assisted by the City, new housing
development will be achieved through private sector efforts. New
development will be achieved through the auspices of State
Planning Law and the City's General Plan and Municipal Code.
There is no special program for this overall goal. It is recognized
that achievement of this goal will be heavily influenced by private
sector marketing strategies; local, state and national economic
trends; availability of regional infrastructure and services; and other
factors beyond the control of Carlsbad.
0
Housing
Quantity &
Diversity
(Development
Standards)
2.2
The Planning Division, in its review of development for all income
categories, may recommend waiving or modifying certain
development standards or recommending that certain Municipal
Code changes be implemented to encourage the development of
low and moderate income housing. These recommendations will
be reviewed with a goal to reduce costs associated with standards.
Although standards may be modified they will also retain aesthetic
and design criteria acceptable to the City.
O
In 2009, the updated Planned Development Ordinance
was approved by the Coastal Commission and
became effective, which will better facilitate cluster
development and smaller, infill projects. Also in 2009,
the City Council approved (Coastal Commission
approval is pending) an amendment to the
Nonconforming Buildings and Uses ordinance in order
to increase flexibility in the regulations and allow the
repair, alteration, replacement and expansion of legal
nonconforming buildings and uses, including buildings
over density.
Housing
Quantity &
Diversity
(Developable
Acreage
Monitoring)
2.3
The City will continue to monitor the absorption of residential
acreage in all densities and, if needed, recommend the creation of
additional residential acreage at densities sufficient to meet the
City's housing need for current and future residents. Any such
actions shall be undertaken only where consistent with the Growth
Management Plan.
O
Housing
Quantity &
Diversity
(Adaptive
Reuse)
2.4
The City should continue to explore the potential for adaptive reuse
of aging industrial, commercial and some residential buildings by
continuing to implement the existing policy that creates affordable
living spaces for combined living/working spaces. The principal
targeted area for this type of housing is in the downtown Village
area.
O HNS/
P
City will continue to explore the potential for adaptive
reuse of buildings, especially those within the Village
Area. There are not many buildings that could be
adapted to create live/work space. However, this is an
option that continues to be explored. For CY 2009, no
buildings were converted under this program.
2.3
Part 2 - Program Implementation Status - January 2009 through December 2009
Table 2.1 CY 2009 Housing Element Program Implementation Status
HE
Program
Housing
Quantity &
DlUPTQltuL-*I vci oily
(Mixsd Uss)
LJHousing
Quantity &
Diversity
(Coastal
Developmnt
Monitoring)
Housing
Spec. Needs
Groups
(Farm
Worker)
PROGRAM
#
2.5
2.6
3.1
Description
Continue to implement existing ordinances and policies that
allow mixed residential and non-residential uses in the building
and/or complex. Major commercial centers should incorporate,
where appropriate, mixed commercial/residential uses. Major
industrial/office centers, where not precluded by environmental
and safety considerations, should incorporate mixed
industrial/office/residential uses.
As a function of the building process, the City will monitor and
record Coastal Zone housing data including, but not limited to,
the following:
1 ) The number of new housing units approved for construction
within the coastal zone after January 1 , 1 982.
2) The number of housing units for persons and families of low
or moderate income, as defined in Section 50093 of the Health
and Safety Code, required to be provided in new housing
developments within the coastal zone.
3) The number of existing residential dwelling units occupied by
persons and families or low or moderate income that are
authorized to be demolished or converted in the coastal zone
pursuant to Section 65590 of the Government Code.
4) The number of residential dwelling units occupied by persons
and families of low or moderate income, as defined in Section
50093 of the Health and Safety Code, that are required for
replacement or authorized to be converted or demolished as
identified in paragraph 3). The location of the replacement units,
either onsite, elsewhere within the locality's jurisdiction within the
coastal zone, or within three miles of the coastal zone within the
locality's jurisdiction, shall be designated in the review.
The City shall continue to work with, and assist, local community
groups, social welfare agencies, farmland owners, and other
interested parties to provide shelter for the identified permanent
and migrant farm workers during the five-year housing element
period. These efforts will be in coordination with other regional
and local programs and will involve neighboring jurisdictions in a
cooperative, regional approach.
Status
0
o
o
Lead
Dept
P
P/HNS/
BCE
P/HNS
Comments
1 . In 2009, 5 units were permitted in the
Coastal Zone.
2. 0
3. 0
4. 0
City has provided funding for a transitional
shelter for migrant farm workers and other
homeless males in Carlsbad for many years.
This shelter continues to operate, and is
currently conducting design and other
predevelopment activities necessary for a
possible expansion to include additional beds.
City continues to work with interested parties
on developing other housing alternatives to
assist migrant farm workers.
2.4
Part 2 - Program Implementation Status - January 2009 through December 2009
Table 2.1 CY 2008 Housing Element Program Implementation Status
HE
Program
Housing
Spec. Needs
Groups
(Large
Family)
Housing
Spec. Needs
Groups
(Homeless)
Housing
Spec. Needs
Groups
(Homeless)
Housing
Spec. Needs
Groups
(Homeless)
Housing
Spec. Needs
Groups
(Senior/
Elderly)
Housing
Spec. Needs
Groups
(Senior/
Elderly)
PROGRAM
#
3.2
3.3.a
3.3.b
3.3.C
3.4.a
3.4. b
Description
Those housing projects entering into an agreement with the City
to provide lower income housing shall be required to implement
Policy 3.2
Carlsbad will continue to facilitate the acquisition, for lease or
sale, of suitable sites for transitional shelters for the homeless
population. This facilitation would include, but not be limited to:
participating in a regional or sub-regional summit(s) including
decision-makers from North County jurisdictions and SANDAG
for the purposes of coordinating efforts and resources to address
homelessness; assisting local non-profits and charitable
organizations in securing state funding for the acquisition,
construction and management of shelters; continuing to provide
funding for local and sub-regional homeless service providers,
temporary and emergency shelters; and reviewing local zoning
controls to alleviate any barriers to the feasible provision of
housing for the homeless, including temporary and/or seasonal
portable structures.
Continue to provide Federal Community Development Block
Grant (CDBG) funds to community, social welfare, not-for-profit
and religious groups which provide services within the North
County area.
Continue to work with non-profit organization(s) that receive
CDBG funds to offer a City Referral Service to refer, on a 24-hour
basis, transient homeless individuals and families to local
agencies providing services to the homeless, including regional
hotel voucher programs through the Regional County
Consortium.
Continue to implement the current Senior Citizen housing
regulations and continue to require monitoring and reporting
procedures to assure compliance with approved project
conditions. Encourage the provision of a wide-variety of senior
housing opportunities, especially for lower-income seniors with
special needs.
Continue to work with senior housing developers and non-profit
organizations to locate and construct the 200 units of Senior low-
income housing approved through an Article 34 referendum.
Status
o
0
0
0
0
o
Lead
Dept
P
HNS
HNS
HNS
P
HNS
Comments
City continues to work with regional committees
and task forces, and to provide funds for various
programs to assist with the needs of the
homeless. Catholic Charities continues to
operate a 50 bed year round transitional shelter
for men within the City of Carlsbad. The City
also helped to fund a transitional shelter located
within the City of Vista, but serving Carlsbad
homeless. The City provides funding for and is
a member of the North County Regional Winter
Shelter Program which provides shelter and
related case management services for
homeless persons and families.
City continues to fund non-profit organizations
through the CDBG/HOME programs.
City continues to make referrals as well as fund
organizations that provide referrals.
The City continues to work with developers
interested in the construction of senior citizen
housing within the city. One application for a
senior condo development approved by the City
in 2008 is currently seeking tax credits for
financing and the other developer is attempting
to obtain other financing for their project.
2.5
Part 2 - Program Implementation Status - January 2009 through December 2009
Table 2.1 CY 2009 Housing Element Program Implementation Status
HE
Program
PROGRAM
#Description Status
Lead
Dept Comments
Housing
Spec. Needs
Groups
(Lower
Income)
3.5
Through the implementation of various programs, the City will
pursue, to the best of its ability, Self-Certification of its Housing
Element update at the end of the 1999-2004 housing cycle, in
accordance with the criteria detailed in the "Housing Element
Self-Certification Report: Implementation of a Pilot Program for
the San Diego Region" prepared by SANDAG and dated June,
1998 (also known as the SANDAG Housing Self-Certification
Report). The Self-Certification housing production goals for the
City of Carlsbad are as follows:
Units affordable to low-income households 258 units
Units affordable to very low-income households 201 units
Units affordable to extremely low-income households 170 units
Should the City not meet the Self-Certification criteria detailed in
the SANDAG Housing Self-Certification Report, then the City will
pursue, to the best of its ability, the production of the City's
regional share goals for lower-income housing units as detailed in
the "Regional Housing Needs Statement - San Diego Region",
prepared by SANDAG and dated November, 1998. The regional
share housing needs for the City of Carlsbad are as follows:
Units affordable to low-income households 1,417 units
Units affordable to very low-income households 1,770 units
O HNS
Having produced a significant amount of lower-
income housing since 1999, Carlsbad has
exceeded its production goals for self-
certification of its Housing Element. However,
Carlsbad decided not to pursue self-
certification of its Housing Element for the
2005-2010 housing cycle. The City has made
its best good faith effort to meet the regional
housing needs set forth by SANDAG, and
submitted its draft 2005-2010 Housing Element
to the State for certification in January of 2010.
Housing
Spec. Needs
Groups
Inclusionary
3.6.a
The City shall continue to implement its Inclusionary Housing
Ordinance that requires 15% of all base residential units within
any Master Plan/Specific Plan community or other qualified
subdivision (currently seven units or more) shall be restricted and
affordable to lower income households. This program requires
an agreement between all residential developers subject to this
inclusionary requirement and the City which stipulates: the
number of required lower income inclusionary units; the
designated sites for the location of the units; a phasing schedule
for production of the units; and, the tenure of affordability for the
units. The City shall continue to assist in the funding of the
provision of inclusionary units through funds available in the
Housing Trust Fund.
O P/HNS
City continues to implement the Inclusionary
Housing Ordinance. Since the inception of the
ordinance, the City has produced 2,146
residential units affordable to lower income
households through its Inclusionary Housing
Program. For CY 2009, none of the
affordable units produced were through the
program.
2.6
Part 2 - Program Implementation Status - January 2009 through December 2009
Table 2.1 CY 2009 Housing Element Program Implementation Status
HE
Program
Housing
Spec. Needs
Groups
Inclusionary
In-Lieu Fees
Housing
Spec. Needs
Groups
Lwr. Income
Development
(Density
Bonus)
Housing
Spec. Needs
Groups
Lwr. Income
Development
(Alternative
Housing)
PROGRAM
#
3.6.b
3.7.a
3.7. b
Description
The City will continue to implement its Inclusionary Housing
Ordinance that requires, for all subdivision of fewer than seven
units, an in-lieu fee. The fee is based on a detailed study that
calculated the difference in cost to produce a market rate rental
unit versus a lower-income affordable unit. As of January 1 ,
1999, the in-lieu fee per market rate dwelling unit was
$4,515.00. This amount of this fee may be modified by the City
Council from time-to-time and is collected at the time of building
permit issuance for the market rate units. The City will also
continue to consider other in-lieu contributions allowed by the
Inclusionary Housing Ordinance, such as an irrevocable offer to
dedicate developable land or participation in programs that
assist the City in reaching its Self-Certification lower-income
housing production goals.
The City shall continue to implement its Residential Density
Bonus or In-Lieu Incentives Ordinance (Chapter 21. 86 of the
Carlsbad Municipal Code), consistent with Government Code
section 65913.4 and 65915. (Density Bonus), by granting a
minimum of a 25 percent bonus over the otherwise allowed
density, and one or more additional economic incentives or
concessions that may include but are not limited to: fee waivers,
reduction or waiver of development standards, in-kind
infrastructure improvements, an additional density bonus above
the minimum 25 percent, mixed use development, or other
financial contributions in return for the developer guaranteeing
that the project will reserve a minimum of 50 percent of the
units for Senior or other special need households, or 20 percent
of the units for low income households or 10 percent of the
units for very-low income households. These units must remain
affordable for a period of 30 years and each project must enter
into an agreement with the City to be monitored by the Housing
& Neighborhood Services Dept. for compliance.
The City shall continue to implement its Second Dwelling Unit
Ordinance (Section 21.10.015 of the Carlsbad Municipal Code)
and shall continue to consider other types of alternative
housing, such as hotels, single room occupancy units,
homeless shelters, and farm worker housing. These
alternatives would assist in meeting the City's share of housing
for low and very low income households.
Status
o
0
o
Lead
Dept
P
p
P
Comments
2.7
Part 2 - Program Implementation Status - January 2009 through December 2009
Table 2.1 CY 2009 Housing Element Program Implementation Status
HE
Program
Groups
Lwr. Income
Development
(City Initiated
Housing
Spec. Needs
Developmnt
(Section 8)
Housing
Spec. Needs
Groups
Lwr. Income
Dev. (Excep.
Housing
Spec. Needs
Groups
Lwr. Income
Dev. (Priority
Processing)
Housing
Spec. Needs
Groups
Lwr. Income
Dev. (in-Kind
Improvemnts)
PROGRAM
#
3.7.C
3.7.d
3.7.e
•3 7 f
3.7.g
Description
The City of Carlsbad, through the offices of the Housing
Authority and through the Housing & Neighborhood Services
Department, will continue work with private for-profit and
especially not-for-profit developers to use local funds from
CDBG, Redevelopment Set-Aside funds and other City
originated funds and leverage them against State, Federal and
private low interest funds to create housing opportunities for
low-, very low- and extremely low-income households.
Continue the City's Section 8 program to provide additional
assisted housing opportunities in the Housing Element Period
1999-2004.
Continue to implement City Council Policy No. 17 which allows
the exception of the payment of public facility fees for lower-
income housing projects. Developments for which Public
Facility Fees are excepted may be subject to an analysis of
the fiscal impacts of the project to the City.
Continue to implement priority processing for lower-income
development projects, including accelerated plan-check
process, for projects which do not require extensive
engineering or environmental review.
The City will continue to consider contributing to selected
lower-income housing development, in-kind infrastructure
improvements, including but not limited to: street
improvements, sewer improvements, other infrastructure
improvements as needed.
Status
o
0
D
n
D
Lead
Dept
HNS
HNS
P
p
P
Comments
The City continues to research available
property for purchase and provision of
affordable housing.
City continues to operate its Section 8 Rental
Assistance program. The Program currently
assists approximately 620 households.
As part of the 2005-2010 Housing Element
update (adopted by the City Council, pending
HCD certification) this program is proposed to
be revised and integrated with Program 3.5.
As part of the 2005-2010 Housing Element
update (adopted by the City Council, pending
HCD certification) this program is proposed to
be revised and integrated with Program 3.5.
As part of the 2005-2010 Housing Element
update (adopted by the City Council, pending
HCD certification) this program is proposed to
be revised and integrated with Program 3.5.
2.8
Part 2 - Program Implementation Status - January 2009 through December 2009
Table 2.1 CY 2009 Housing Element Program Implementation Status
HE
Program
Housino
Spec Needs
Groups
Lwr. Income
Development
Housing
Spec Needs
Groups
Lwr I n co m e
Development
LJHousing
Spec Needs
Groups
(Growth
Management)
LJHousing
Spec NGGC!S
Groups
(Special
NeedS
Housing
Priorities)
PROGRAM#
3 7 h
(Policy - no
Program)
3.7.i
3.8
3.9
Description
In order to enable the development of affordable housing, the
City will accommodate General Plan Amendments to increase
residential densities on all PC and LC zoned properties and all
other residentially designated properties. Any proposed
General Plan Amendment request to increase site densities
for purposes of providing affordable housing, will be evaluated
relative to the proposal's compatibility with adjacent land uses
and proximity to employment opportunities, urban services or
major roads. These General Plan Land Use designation
changes will enable up to 23 dwelling units per acre, and, in
conjunction with the City's Density Bonus Ordinance, could
have potentially unlimited residential density.
The City shall continue to allow discretionary consideration of
density increases above the maximum now permitted by the
General Plan through review and approval of a Site
Development Plan (SDP).
Continue to maintain, monitor and manage the Excess
Dwelling Unit Bank, composed of "excess units" anticipated
under the city's Growth Management Plan, but not utilized by
developers in approved projects. Continue to make excess
units available for inclusion in other projects using such tools
as density transfers, density bonuses and changes to the
General Plan land use designations, consistent with Policy 3.8
above.
The City will annually set priorities for its future lower-income
and special housing needs. The priorities will be set by the
Housing & Neighborhood Services Department with assistance
from the Planning Division and approved by the City Council.
Priority given to the housing needs for lower-income subgroups
(i.e., handicapped, seniors, large-family, very-low income) will
be utilized for preference in the guidance of new housing
constructed by the private sector and for the use of fund used or
allocated by the City for construction or assistance to low
income projects. Setting priorities is necessary to focus the
limited amounts of available financial resources on housing
projects that will address the City's most important housing
needs. Priorities will be set annually as needs fluctuate
according to how well they are accommodated over time.
Status
o
Q
o
0
Lead
Dept Comments
i
p
P
P
HNS
As part of the 2005-2010 Housing Element
update (adopted by the City Council, pending
HCD certification) this program is proposed to
be revised and integrated with Program 3.5.
City continues to set housing goals/needs/
priorities through its Consolidated Plan and
Redevelopment Five Year Implementation
Plans.
2.9
Part 2 - Program Implementation Status - January 2009 through December 2009
Table 2.1 CY 2009 Housing Element Program Implementation Status
HE
Program
Housing
Spec. Needs
Groups
Mod Income
(Mortgage
Rev. Bond)
Housing
Spec. Needs
Groups
Mod Income
Lend Prgrms
Housing
Spec. Needs
Groups
(Smaller
Affordable
Housing)
Housing
Spec. Needs
Groups
(Land
Banking)
Housing
Spec. Needs
Groups
(Community
Reinvestmnt
Act)
Housing
Spec. Needs
Groups
(Housing
Trust Fund)
PROGRAM
#
3.10.a
3.10.b
3.11
3.12
3.13
3.14
Description
The City will encourage the development of, subject to market
conditions and feasibility, additional units affordable to first-time
home buyers of moderate income through a mortgage revenue
bond program. The program will be limited to first-time home
buyers who rent or work in Carlsbad.
The City's Housing Authority and Housing & Neighborhood
Services Department will work to secure funding and develop
additional lending programs for moderate income, especially first-
time home buyers.
The Planning Division shall continue to allow smaller homes at
lower costs that create housing more affordable to moderate
income households, using mechanisms such as small lot
subdivisions, as allowed through the City's Planned Development
Ordinance (Chapter 21 .45 of the Carlsbad Municipal Code).
The City will continue to consider implementation of a land
banking program under which it would acquire land suitable for
development of housing affordable to lower and moderate income
households. The proposed Land Bank may accept contributions
of land in-lieu of housing production required under an inclusionary
requirement, surplus land from City, County, State or Federal
governments, and land otherwise acquired by the City for its
housing programs. This land would be used to reduce the land
costs of producing lower and moderate income housing developed
undertaken by the City or other parties.
The Housing & Neighborhood Services Dept, in conjunction with
the Finance Department and the City Treasurer will monitor and
evaluate local lending institution's compliance with the CRA
Lending institutions which are deficient in meeting CRA lending
responsibilities in areas such as multifamily construction and
lending for affordable housing will be identified. The City will
explore means to encourage greater lending activities in Carlsbad.
The City will continue to maintain the various monies reserved for
affordable housing, and constituting the Housing Trust Fund, for
the fiduciary administration of monies dedicated to the
development, preservation and rehabilitation of housing in
Carlsbad. The Trust Fund will be the repository of all collected in-
lieu fees, impact fees, housing credits and related revenues
targeted for proposed housing as well as other, local, state and
federal and other collected funds.
Status
o
o
o
o
0
o
Lead
Dept
HNS
HNS
P/HNS
HNS
HNS
HNS
Comments
City will continue to consider this option. No
projects proposed to date.
For CY 2009, the City assisted two lower
income households through the Mortgage
Credit Certificate Program, and implemented a
First Time Homebuyer Down Payment and
Closing Cost Program, which assisted four
lower income households in 2009.
Smaller homes are encouraged and supported
for low/moderate income affordability
purposes. The Planned Development
Ordinance provides development standards for
small-lot development and ensures homes are
in better scale to lot sizes.
The City has accepted no land to date in lieu of
construction of units. However, it remains an
option that may be considered by the City.
City continues to monitor the local lending
institutions.
City continues to maintain the various monies
reserved for affordable housing. For CY 2009,
no funds were awarded.
2.10
Part 2 - Program Implementation Status - January 2009 through December 2009
Table 2.1 CY 2009 Housing Element Program Implementation Status
HE
Program
Housing
Spec. Needs
Groups
(Housing
Element
Annual Rpt.)
Housing
Spec. Needs
Groups
(Disabled
Accessibility)
Housing
Housing,
Jobs,
Workforce
Bal.
(Housing
Impact Fee)
Housing
(Energy
Conservation)
Housing
(Water
Conservation)
PROGRAM
#
3.15
3.16
4.1
5.1
5.2
Description
To retain the Housing Element as a viable policy document,
the Planning Division will undertake an annual review of the
Housing Element and schedule an amendment if required.
Staff will also develop a monitoring program and report to the
City Council, and California Department of Housing and
Community Development, if required, annually on the
progress and effectiveness of the housing programs.
The City will continue to enforce Title 24 of the State Building
Code with regard to accessibility for persons with disabilities
through the review of site plans and building permits for new
construction and significant renovation of multifamily
residential dwellings.
The City will continue to assess the impact of commercial and
industrial development on housing demand, and the ability of
local employees to afford local housing. Where adverse
impacts are identified, mitigation measures will be considered
to reduce the impact. These measures will include, but are
not limited to, the requirement for commercial and industrial
developers and employers to contribute an in-!ieu fee towards
the production of affordable housing and employer assistance
to finance affordable housing for their employees.
The City will continue to implement energy conservation
measures in new housing development through State Building
Code, Title 24 regulations, and solar orientation of major
subdivisions through Title 20, Chapter 17 of the Municipal
Code.
New housing construction developed under a water
emergency may be required to develop strict conservation
guidelines, including but not limited to, mandatory installation
of low flush and low flow bathroom and kitchen fixtures,
xerophytic landscaping or suspension of landscaping
requirements until the water emergency is lifted, and requiring
the use of reclaimed water in all construction grading projects.
Any such actions shall be in accord with policies adopted by
the City in response to declared emergencies.
Status
o
0
D
D
D
Lead
Dept
P
BCE
P
CED
CED
Comments
The Annual Housing Production Report and
this Appendix A table, fulfill the requirement of
Program 3.15 and State law for an annual
Housing Element program report.
This is ongoing work mandated by the
requirements of the California Building Code
(Title 24) and is occasionally updated by the
State Building Standards Commission.
As part of the 2005-2010 Housing Element
update (adopted by the City Council, pending
HCD certification) this program is proposed to
be deleted.
Energy conservation measures are
incorporated into the City's existing standards
and development review process, and
continue to be implemented through
enforcement of Title 24 and City ordinances.
Therefore, as a part of the current Housing
Element update (draft approved by HCD,
pending City Council approval) this program is
proposed to be deleted.
Water conservation measures are already
incorporated into the City's existing standards
and development review process, and
continue to be implemented through, among
other means, enforcement of water-efficient
landscaping requirements. Therefore, as part
of the 2005-2010 Housing Element update
(adopted by the City Council, pending HCD
certification) this program is proposed to be
deleted.
2.11
Part 2 - Program Implementation Status - January 2009 through December 2009
Table 2.1 CY 2009 Housing Element Program Implementation Status
HE
Program
Housing
Open & Fair
Housing
Opportunities
Housing
Open & Fair
Housing
Opportunities
Housing
Open & Fair
Housing
Opportunities
(Military)
PROGRAM
#
6.1
6.2
6.3
Description
With assistance from outside fair housing agencies, the Housing
& Neighborhood Services Department, which includes the
Housing Authority, will provide educational materials on "fair
housing law and practices" to tenants, property owners, and
others involved in the sale and rental of housing within the City of
Carlsbad. This information will be available upon request and
also distributed at seminars, presentations and public locations
such as the City library, community recreation centers,
administration buildings and the Chamber of Commerce, as well
as through newsletters and other appropriate media.
With assistance from outside fair housing agencies, the Housing
& Neighborhood Services Department will continue its program
to monitor and respond to complaints of discrimination. As
appropriate, the Department will refer interested parties to the
appropriate agencies for fair housing complaint investigation,
processing and resolution. If any action is required beyond local
agency action, complaints will be forwarded to the appropriate
State and/or Federal Agencies.
The City will assure that information on the availability of
assisted, or below-market housing is provided to all lower-income
and special needs groups. The Housing & Neighborhood
Services Dept. will provide information to local military and
student housing offices of the availability of low-income housing
in Carlsbad.
Status
o
o
o
Lead
Dept
HNS
HNS
HNS
Comments
City continued to contract with The Center for
Social Advocacy to provide fair housing
education and counseling.
The Center for Social Advocacy continues to
assist the City in processing complaints.
City website makes information available to all
income groups. The Housing & Neighborhood
Services Department regularly makes
presentations to various community groups
regarding the availability of housing. The
Department also maintains an interest list.
Persons on the interest list receive information
regarding new affordable housing
developments.
2.12
ANNUAL HOUSING ELEMENT PROGRESS REPORT
Appendix A - Description of terms and methods
JANUARY 2009 THROUGH DECEMBER 2009
Regional Housing Needs - The determination of housing need for Carlsbad and all
other jurisdictions in California is derived from the Regional Housing Needs Assessment
(RHNA) prepared by the local regional councils of government (SANDAG) before the
beginning of each housing cycle. Based upon these assessments of need, the local
jurisdictions are required to adopt housing objectives in the housing elements of their
general plans.
A regional assessment of housing need is an estimate of the total need for new housing
construction throughout the region due to population growth forecasted to occur during
a specific time period. The overall housing need is then broken out by four income
groups: very low, low, moderate, and above-moderate (or upper-income) - all as
defined by the federal Department of Housing and Urban Development (HUD), and the
state Department of Housing and Community Development (HCD). The regional
housing needs are then allocated to the local jurisdictions on a "regional share" basis,
according to models and formulas designed by the SANDAG.
Table 1 shows Carlsbad's share of the current RHNA and is based upon housing
growth estimated by the State and SANDAG to occur in Carlsbad during the period
January 1, 2003 through June 30, 2010.
Table 1: Carlsbad's Share of the RHNA
January 1, 2003 through June 30, 2010
Income Group Definition*
(%of AMI*'
New Construction
Needs
(in housing units)
Very Low
Low
Moderate
Above-Moderate
Totals
50% or under
51 - 80 %
81 -120%
Over 120%
* Definitions are from HUD, via the California Department of
Housing and Community Development.
** AMI is the Area Median Income. The 2009 AMI for San
Diego-Carlsbad-San Marcos MSA for a family of four is $74,900.
1,922
1,460
1,583
3,411
8,376
20
Definition of Income Groups - Table 1 defines each of the four income groups as a
percentage of the county area median income (AMI). HUD annually revises the AMI
based on cost of living issues such as the relationship of housing prices to income. For
2009, HUD established the AMI for San Diego County at $74,900. In addition to
establishing the AMI, HUD also establishes income limits for each of the four income
groups which are adjusted for family size so that larger households have higher income
limits (see Table 2 below).
Table 2: CY 2009 Qualifying Limits on Annual Income
By Household Size
Income Group
Very Low
Low
Moderate
Above Moderate
Source: "2009 Household
Persons per Household
234
$ 33,050
$ 52,900
$ 71,900
>$71,900
Income Limits," U.S
$ 37,150 $ 41,300
$ 59,500 $ 66,100
$ 80,900 $ 89,900
> $ 80,900 > $ 89,900
Department of Housing and Urban
6 8
$ 47,900 $ 54,500
$ 76,700 $ 87,250
$ 104,300 $ 118,650
>$ 104,300 >$ 118,650
Development (effective March 19, 2009)
Prices of Affordable Housing - Generally, the federal and state rule is that housing is
affordable to a given family if the family pays no more than 30% of its monthly income
for housing expenses that include the rent or mortgage payment, property taxes,
insurance, utilities, and the like. A determination of whether a housing unit is affordable
can be easily made for assisted public rental housing and other public housing
programs because documentation is maintained on both the individual household's
income and the actual cost of the unit in question (typically rental). Income group
determinations for income restricted (assisted) housing units shown in Table 5 and the
tables of Part 1 were made by the Carlsbad Housing and Neighborhood Services
Department.
To determine affordable housing expenses for rentals, the practice is to set thresholds
for each income group, using the 30% rule, with adjustments for the number of
bedrooms (a convention developed in 1993 by member agencies of the San Diego
Association of Governments assumes two persons per bedroom). An additional
adjustment is also made for utility allowance, as required by HUD. Table 3 provides the
resulting maximum market rate rental expenses (which include rent and a utility
allowance that increases with household size) for the very low, low, and moderate-
income groups for CY 2009.
Table 3 CY 2009 Qualifying Rent and Utility Expenses
By Number of Bedrooms
Income Group
Very Low
Low
Moderate
Above Moderate
$
$
$
>$
Source: "2009 Household Income
Development (effective March 19,
1
826
1,322
1,798
1,798
Limits," U
2009)
Number
$
$
$
1,
1,
2,
>$2
of Bedrooms
2
033
652
248
248
$
$
$
3
1,198
1,918
2,608
> $ 2,608
S. Department of Housing and Urban
4
$ 1,363
$ 2,181
$ 2,966
> $ 2,966
With regard to for-sale housing, there is no federal or state required formula to
determine the sales price that would be considered affordable. The only federal or state
requirement is that the mortgage amount (including taxes, insurance, utilities, etc.) must
not exceed 30% of the monthly income of the household (to be considered affordable to
a specific income group, see Table 2).
The varying factors (interest rates, closing costs, lending programs, etc.), which impact
the mortgage amount, make it difficult to specify certain sales prices that are considered
affordable to the various income groups. To simplify determining affordability for
reporting purposes, the City uses a rule-of-thumb formula similar to that employed by
many mortgage-lending institutions, which was reviewed and accepted by the SANDAG
and the California Department of Housing and Community Development. The rule-of-
thumb formula is as follows:
Affordable sales price = 3.0 x maximum-allowed-annual income for each class, adjusted
for bedroom count.
Based on this formula Table 4 gives the qualifying purchase price for housing for the
different income groups. The table illustrates that a three-bedroom house costing no
more than $312,900 would be the maximum affordable to a moderate-income family.
2Z
Table 4: CY 2009 Qualifying Purchase Price
By Number of Bedrooms
Income Group Number of Bedrooms
1 2 3
Very Low $ 99,150 $ 123,900 $ 143,700 $
Low $ 158,700 $ 198,300 $ 230,100 $
Moderate $ 215,700 $ 269,700 $ 312,900 $
Above Moderate >$ 215,700 >$ 269,700 >$ 312,900 >
* 3X multiplier was developed by an ad hoc committee at SANDAG with subsequent
approval by the SANDAG Board in 1993. (There is no formula in state law). The rule
also assumes 2 persons per bedroom to provide a correspondence back to HUD
affordability rules based upon persons per household (as opposed to bedrooms).
4
163,500
261,750
355,950
$ 355,950
Other terms - Definitions for terms used in this appendix as well as Part 1 of the report:
Assistance Programs/Assisted Units - units receiving financial assistance from
the City or other and/or other subsidy sources and have affordability deed
restrictions.
Deed Restricted Units - units considered affordable due to local program or
policy, such as inclusionary housing ordinance. These units may also be
assisted units.
Non-deed Restricted Units/Market Rate Units - Units that received no financial
assistance from the City and have no affordability restrictions.
Unit Category - SF (Single-family units), 2-4 (two to four unit structures), 5+
(five or more unit structures, SU (second-units), MH (mobilehomesj.
Description of housing product types:
Single-family detached - A single home on a single lot, detached from any other
unit, except for an attached second dwelling unit.
Condominium - A detached or attached home on commonly owned property.
Apartment - A unit that can only be rented and not owned.
Duplex - Two units on a single lot. Units cannot be individually sold.
Second Dwelling Unit - A completely independent dwelling unit on the same lot
as a primary residence. A second dwelling unit may be attached to or detached
from the primary residence.