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HomeMy WebLinkAbout2013-12-03; City Council; 21444; Annual Financial Report Capital Funds[JARLSBAD - AGENDA BILL AB# 21.444 ANNUAL FINANCIAL REPORT ON CAPITAL FUNDS AND SPECIAL TAXES PURSUANT TO GOVERNMENT CODE SECTIONS 50075, 66001, AND 66006 DEPT. HEAD Cn^ IVITG. 12/03/13 ANNUAL FINANCIAL REPORT ON CAPITAL FUNDS AND SPECIAL TAXES PURSUANT TO GOVERNMENT CODE SECTIONS 50075, 66001, AND 66006 CITY ATTY. Jf^ DEPT. FIN ANNUAL FINANCIAL REPORT ON CAPITAL FUNDS AND SPECIAL TAXES PURSUANT TO GOVERNMENT CODE SECTIONS 50075, 66001, AND 66006 CITY MGR. \iA/ RECOMMENDED ACTION: Adopt Resolufion No.2013-279 making certain findings pursuant to California Government Code Sections 50075 and 66001. ITEM EXPLANATION: California Government Code requires the city to annually report the status of certain fees and special taxes. More specifically, the city must annually make findings regarding any local special tax measure and any fee established, increased, or imposed after January 1, 1989. Government Code Sections 50075.1 & 50075.3: California Government Code Secfions 50075 - 50077.5, inclusive, were enacted to earn the voter's confidence and support of special taxes by demonstrating to the voters that local agencies spend these funds on the intended facilifies and services. To accomplish this goal, California Government Code Section 50075.1 requires that any local special tax/local bond measure subject to voter approval: 1. contain a statement indicating the specific purposes of the special tax, 2. have a requirement that the proceeds of the special tax be applied to those purposes, 3. have a separate account into which the proceeds shall be deposited, and 4. have an annual report containing information regarding the use of proceeds. The first three requirements of Government Code Section 50075.1 are met through the formafion of the Special Tax District. Requirement four is satisfied annually via Government Code Secfion 50075.3. Government Code Secfion 50075.3 requires "the chief fiscal officer of the local agency to file a report with its governing body no later than January 1, 2002, and at least once a year thereafter," which contains the following informafion: 1. the amount of funds collected and expended, and 2. the status of any project required or authorized subdivision (a) of Section 50075.1. to be funded as identified in DEPARTMENT CONTACT: Roxanne Muhlmeister 760-602-2417 roxanne.muhlmeister@carisbadca.gov FOR CITY CLERKS USE ONLY. COUNCIL ACTION: APPROVED CONTINUED TO DATE SPECIFIC • DENIED • CONTINUED TO DATE UNKNOWN • CONTINUED • RETURNED TO STAFF • WITHDRAWN • OTHER - SEE MINUTES • AMENDED • Page 2 The city's Community Facilities District No. 1 and Community Facilifies District No. 3 (Improvement Area 1 and Improvement Area 2) are included under this code section because they are local special tax measures subject to voter approval. The information to make the findings can be found in the 2013-14 Capital Improvement Program on file with the City Clerk. When findings are required by this subdivision, they need to be made in connection with the public informafion required by Code Secfions 50075 - 50077.5, inclusive. The attached resolution makes these findings in accordance with Code Section 50075.1. Since these findings have been made, and the city is in compliance with the Code, no action is required. Government Code Sections 66001 & 66006: California Government Code Section 66006 requires local agencies to annually report certain financial information related to capital funds established to track fees charged in connection with the approval of a development project. The information required by the Government Code includes: 1. a description of the fee, 2. the amount of the fee, 3. the beginning and ending balance of the fund, 4. the amount of the fees collected and the interest earned, 5. an idenfificafion and amount of each public improvement on which fees were expended, 6. the total percentage of the project funded by that fee, 7. the approximate date by which the construcfion of the public improvement will commence, 8. a descripfion of each interi'und transfer or loan, including the project to be funded with the loan, the approximate date of repayment, and rate of interest, and 9. any refunds made to developers pursuant to the Code. This informafion must be made available within 180 days of the end of the fiscal year and must be reviewed at the next regularly scheduled meefing not less than 15 days after the informafion is available. The attached report provides the information required by the Government Code for the development fees that fall under this disclosure requirement. In some instances, the ending fund balance amount is less than the remaining appropriafion because outstanding advances and loans are not included in the fund balance. Cash balances are sufficient for the remaining appropriafions. No refunds have been made nor are any required. More information on these funds, and all other capital funds, is available in the 2013-14 Capital Improvement Program that was adopted by Council in June 2013 and in the Comprehensive Annual Financial Report that will be available in December 2013. In addifion to the required annual reporting under Code Secfion 66006, California Government Code Secfion 66001 requires local agencies to make the following findings every five years with respect to that portion of the fund remaining unexpended, whether committed or uncommitted, for the development fee funds: 1. identification of the purpose to which the fee is to be put, 2. demonstration of a reasonable relationship between the fee and the purpose for which it is charged, X Page 3 3. identificafion of all sources and amounts of funding anticipated to complete financing on incomplete improvements, and 4. the approximate dates on which the funding referred to above is expected to be deposited into the appropriate account or fund. The informafion to make the findings for the four requirements can be found in the 2013-14 Capital Improvement Program on file with the City Clerk. When findings are required by this subdivision, they need to be made in connection with the public informafion required by Code Section 66006. The attached resolution makes these findings in accordance with Code Secfion 66001. Since these findings have been made, and the city is in compliance with the Code, no refunds are required. This report, including all the above code sections, was compiled with the audited city financial records. These audited figures are also available in the city's Comprehensive Annual Financial Report. FISCAL IMPACT: There is no fiscal impact. ENVIRONMENTAL IMPACT: Pursuant to Public Resources Code secfion 21065, this acfion does not constitute a "project" within the meaning of CEQA in that it has no potenfial to cause either a direct physical change in the environment, or a reasonably foreseeable indirect physical change in the environment, and therefore, does not require an environmental review. EXHIBITS: 1. Resolufion No. 2013-279 making certain findings pursuant to California Government Code Secfions 50075 and 66001. 2. Financial Information Report, Capital Funds and Special Taxes subject to Government Code Secfions 50075 and 66006. 3. The 2013-14 Capital Improvement Program on file with the City Clerk. 3 Exhibit 1 RESOLUTION NO. 2013-279 3 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CARLSBAD, CALIFORNIA, TO MAKE ^ CERTAIN FINDINGS PURSUANT TO CALIFORNIA GOVERNMENT CODE SECTIONS 50075 AND ^ 66001 6 ~ 7 WHEREAS, the City of Carisbad is required to make certain findings every 8 ^ five years with respect to the unexpended fund balance of certain development fee funds pursuant to California Government Code Section 66001; and WHEREAS, the City of Carisbad is required to make certain findings 12 annually with respect to special taxes collected and expended pursuant to 13 California Government Code Secfion 50075; and WHEREAS, the informafion to make the required findings can be found in the 2013-14 Capital Improvement Program on file with the City Clerk; and WHEREAS, these findings need to be made in conjuncfion with the public informafion required by Code Secfions 50075 and 66006. 15 16 17 18 19 NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of 2^ Carisbad, California, as follows: 21 22 23 24 25 a. That the purpose to which the developer fee and special taxes are to 26 be put has been identified. 27 b. That a reasonable relationship has been demonstrated between the 28 1. That the above recitations are true and correct. 2. That the following findings are made as required under Government Code Secfions 50075 and 66006: 1 2 3 4 5 6 7 8 9 10 // 11 // 12 // 13 // 14 // 15 // 16 // 17 // 18 // 19 // 20 // 21 // 22 // 23 // 24 // 25 // 26 // 27 // 28 Exhibit 1 developer fee and the purpose for which it is charged. c. That all sources and amounts of funding anticipated to complete financing on incomplete improvements have been identified. d. That the approximate dates on which the funding referred to above is expected to be deposited into the appropriate fund have been designated. 3. That these findings are based on informafion provided in the City of Carisbad's 2013-14 Operafing Budget and Capital Improvement Program, which is incorporated herein by reference. PASSED, APPROVED AND ADOPTED at a Regular Meeting of the City Council ofthe City of Carlsbad on the 3"^*^ day of December 2013, by the following vote to wit: AYES: NOES: Council Members Hall, Packard, Wood, Blackburn, Douglas. None. ABSENT: None. 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 MATT HALL, Mayor ATTEST: BARBARA ENGLESON ,/^tyCI erk FINANCIAL INFORMATION REPORT CAPITAL FUNDS SUBJECT TO GOV. CODE SEC. 66006 YEAR ENDED JUNE 30, 2013 BRIDGE AND THOROUGHFARE DISTRICT #2 BEGINNING 2012-13 MISC. CAPITAL OTHER ENDING BALANCE FEES INTEREST REVENUES EXPENDITURES EXPENDITURES BALANCE Projects: POINSETTIA LANE - REACHES A.B.C.F.G & AVIARA PKWY REIMB. POINSETTIA LANE - REACH E 252,991 I 9.079,288T 960,374 18,039 252,991 9,804,710 REMAINING APPR. + ENC. AT 6/30/13 2013-14 AND FUTURE APPROPRIATIONS CONSTRUCTION DATE PERCENTAGE PAID BY FEE 388,341 1,489,400 14,172,000 2024-28 2014+ 100.00% 100.00% 388,341 15,661,400 Total: 16,049,741 Loan: None Fee: Fee per Average Daily LFMP Zone Trip 5 20 21 $ 326.00 1,691.00 1,365.00 m 5; FINANCIAL INFORMATION REPORT CAPITAL FUNDS SUBJECT TO GOV. CODE SEC. 66006 YEAR ENDED JUNE 30, 2013 BRIDGE AND THOROUGHFARE DISTRICT #3 BEGINNING 2012-13 OTHER CAPITAL OTHER ENDING BALANCE FEES INTEREST REVENUE EXPENDITURES EXPENDITURES BALANCE Projects: CANNON ROAD - MITIGATION 165,997 121,424 I 304 287,725 I REMAINING 2013-14 AND APPR. + ENC. FUTURE CONSTRUCTION PERCENTAGE AT 6/30/13 APPROPRIATIONS DATE PAID BY FEE -287,725 in Progress 100.00% - 1 287,725 100.00% Total: 287,725 100.00% Loan: None Fee: $188/Average daily trip FINANCIAL INFORMATION REPORT CAPITAL FUNDS SUBJECT TO GOV. CODE SEC. 50075 & 66006 YEAR ENDED JUNE 30, 2013 COMMUNITY FACILITIES DISTRICT #1 BEGINNING 2012-13 2012-13 OTHER CAPITAL OTHER ENDING BALANCE TAXES FEES INTEREST REVENUE (1) EXPENDITURES EXPENDITURES BALANCE REMAINING 2013-14 AND PERCENTAGE APPR. + ENC. FUTURE CONSTRUCTION PAID BY AT 6/30/13 APPROPRIATIONS DATE TAX/FEE Description MAINTENANCE AND OPERATIONS CENTER CIVIC CENTER LIBRARY EXPANSION (COLE) VETERAN'S MEMORIAL PARK ADMINISTRATION COSTS CFD TAXES BTD FEES TRAFFIC IMPACT FEES PUBLIC FACILITIES FEES 28,530 13,232,013 In Progress 60.76% 72,420 1,655,464 175,490 336,996 454,567 66,583,785 1,655,464 967,053 109,926 6,398 28,530 72,420 I 69.221,676 j 100,000 28,201,400 In Progress 96.67% -5,166,500 2024-28 39.23% -23,240,000 2024-28 100.00% 69,691 13,401,704 1 56,607,900 Total: 70.009,604 (1) Consists of district annexation fees and lease revenue for the Hawthorne parking lot. Loans: None BTD Fees: various Traffic Impact Fee: $2,390/Unlt - Residential $95/Trip - Commercial/Industrial Public Facilities Fee: 1.82% of Building Pennit Value CFD#1 Tax Rates: various FINANCIAL INFORMATION REPORT CAPITAL FUNDS SUBJECT TO GOV. CODE SEC. 66006 YEAR ENDED JUNE 30, 2013 PARK IN LIEU FEES BEGINNING 2012-13 OTHER CAPITAL ENDING BALANCE FEES INTEREST REVENUE EXPENDITURES BALANCE Projects: NORTHEAST QUADRANT - ROBERTSON RANCH PARK DEVELOPMENT NORTHWEST QUADRANT - PINE AVENUE PARK -COMMUNITY BLDG - PHASE II SOUTHEAST QUADRANT - LEO CARRILLO PARK - PHASE III SOUTHWEST QUADRANT - AVIARA REIMBURSEMENT AGREEMENT SOUTHWEST QUADRANT - AVIARA COMMUNITY PARK COMMUNITY BLDG 1 (615,769)1 314,252 1 6,214 1 (295.303)1 REMAINING APPR. + ENC. AT 6/30/13 2013-14 FUTURE APPROPRIATIONS ESTIMATED CONSTRUCTION DATE PERCENTAGE PAID BY FEE 219,100 2,700,000 1,900,400 886,100 2,856,100 2024-28 2024-28 2016-17 In Progress 2024-28 100.00% 18.11% 45.60% 100.00% 25.56% 219,100 8,342,600 Total: 8,561,700 Loans: - Received a $4,550,000 loan from the Public Facilities Fee Fund for the acquisition of the Robertson Ranch Park Site. Repayment is scheduled for 2024-28. Interest is not charged. Loans not included in ending balance above. Fee: $3,696 to $5,728/Dwelling Unit (NE,SW,SE Quadrants) $4,934 to $7,649/Dwelling Unit (NW Quadrant) o FINANCIAL INFORMATION REPORT CAPITAL FUNDS SUBJECT TO GOV. CODE SEC. 66006 YEAR ENDED JUNE 30, 2013 ZONES 5.13 AND 16 FEES BEGINNING 2012-13 CAPITAL ENDING BALANCE CONTRIB INTEREST EXPENDITURES BALANCE Proiects: BUSINESS PARK RECREATIONAL FACILITY 2,659,230 92,342 4,507 2,756,079 REMAINING APPR. + ENC. AT 6/30/13 2013-14 AND FUTURE APPROPRIATIONS CONSTRUCTION DATE PERCENTAGE PAID BY FEE -4,202,400 2024-28 100.00% -4,202,400 Total: 4,202,400 Loans: None Fee: .40 per square foot/ Industrial & Commercial Zones 5, 13, 16 FINANCIAL INFORMATION REPORT CAPITAL FUNDS SUBJECT TO GOV. CODE SEC 66006 YEAR ENDED JUNE 30, 2013 PLANNED LOCAL DRAINAGE FEE FUND BEGINNING 2012-13 CAPITAL ENDING BALANCE FEES INTEREST EXPENDITURES BALANCE Proiects: PLD AREA A - MASTER DRAINAGE PLAN PROJECT AAA (Jefferson Street) PLD AREA A - MASTER DRAINAGE PLAN PROJECT AAAA (Madison Street) PLD AREA A - MASTER DRAINAGE PLAN PROJECT AC (Highland Drive/Hosp Grove) PLD AREA A - MASTER DRAINAGE PLAN PROJECT AFA (Hidden Valley Drainage Restoration) PLD AREA A - MASTER DRAINAGE PLAN PROJECT ARB (Calavera Hills Drainage Restoration) PLD AREA B - AGUA HEDIONDA CHANNEL (FACILITY B + BN) 241,946 PLD AREA B - COLLEGE BLVD. BRIDGE (REIMB. FACILITY BL-L) PLD AREA B - COLLEGE BLVD/CANNON RD (FACILITY BJ 8 + BNB + BJ-1) PLD AREA B - PARK DRIVE AND TAMARACK AVENUE STORM DRAIN (FACILITY BCA) PLD AREA B - TAMARACK AND ECR STORM DRAIN AND SILT. BASIN (REIMB. BFB-L + BF-1) PLD AREA B - MASTER DRAINAGE PLAN PROJECT BB 1 and 2 (Washington Street) PLD AREA 8 - MASTER DRAINAGE PLAN PROJECT BC8 (Magnolia Avenue) PLD AREA B - MASTER DRAINAGE PLAN PROJECT BFA (Country Store) PLD AREA B - MASTER DRAINAGE PLAN PROJECT 8F8-U (El Camino Real) PLD AREA B - MASTER DRAINAGE PLAN PROJECT 8L-U (College Blvd. Drainage) PLD AREA B - MASTER DRAINAGE PLAN PROJECT BM (College Blvd./Canatarini Box Culvert) PLD AREA B - MASTER DRAINAGE PLAN PROJECT BQ (Sunnycreek Road) PLD AREA B - MASTER DRAINAGE PLAN PROJECT BR (Canatarini/College Blvd.) PLD AREA C - CARLSBAD BOULEVARD ENCINAS CREEK BRIDGE REPLACEMENT (PLDA "C 9,954 PLD AREA C - MASTER DRAINAGE PLAN PROJECT C2 (Paseo Del Norte) PLD AREA C - MASTER DRAINAGE PLAN PROJECT CA (Avenida Encinas) PLD AREA D - MASTER DRAINAGE PLAN PROJECT DBA (Poinsettia Village) PLD AREA D - MASTER DRAINAGE PLAN PROJECT DBB (Avenida Encinas) PLD AREA D - MASTER DRAINAGE PLAN PROJECT DFA (Batiquitos Lagoon) PLD AREA D - MASTER DRAINAGE PLAN PROJECT DH (Altiva Place Canyon) PLD AREA D - MASTER DRAINAGE PLAN PROJECT DQB (La Costa Town Center) PLD AREA D - MASTER DRAINAGE PLAN PROJECT DZ (Poinsettia Lane) 5,580,959 489,643 9,262 251,900 5,827,964 REMAINING 2013-14 AND ESTIMATED APPR. + ENC. FUTURE CONSTRUCTION PERCENTAGE AT 6/30/13 APPROPRIATIONS DATE PAID BY FEE 289,534 2024-28 100.00% -416,500 2024-28 100.00% 58,495 862,913 In Progress 100.00% -91,608 2024-28 100.00% -163,164 2024-28 100.00% 1,264,162 100,000 In Progress 100.00% -1,816,101 2019-23 100.00% 512,196 -In Progress 100.00% -1,068,613 2013-15 100.00% -904,329 2024-28 100.00% -1,086,065 2024-28 100.00% -468,096 2024-28 100.00% -963,673 2024-28 100.00% -138,220 2024-28 100.00% -384,509 2024-28 100.00% -204,077 2024-28 100.00% -131,355 2024-28 100.00% -180,773 2024-28 100.00% 215,116 -In Progress 100.00% -727,730 2024-28 100.00% -529,402 2024-28 100.00% -167,215 2024-28 100.00% -429,108 2024-28 100.00% -256,423 2024-28 100.00% -232,812 2024-28 100.00% -745,842 2024-28 100.00% -642,063 2024-28 100.00% 2,049,969 13,000,125 Total: 15,050,094 Loans: None Fee Per Gross Acre: Area A - Buena Vista Lagoon Area B - Agua Hedionda Lagoon Area C - Encinas Creek Area D - Batiquitos Lagoon Low Runoff Medium Runoff High Runoff 5,697 2,130 2,067 1,960 11,329 4,105 2,924 3,206 24,687 9,226 8.958 8,493 FINANCIAL INFORMATION REPORT CAPITAL FUNDS SUBJECT TO GOV. CODE SEC. 66006 YEAR ENDED JUNE 30, 2013 TRAFFIC IMPACT FEE FUND BEGINNING 2012-13 OTHER OTHER CAPITAL ENDING BALANCE FEES INTEREST REVENUE EXPENDITURES EXPENDITURES BALANCE Projects: AVENIDA ENCINAS WIDENING - SOUTH OF PALOMAR AIRPORT ROAD CARLSBAD BLVD. REALIGNMENT / PALOMAR AIRPORT ROAD (SEGMENT 2) (20%) CARLSBAD BLVD. REALIGNMENT / PALOMAR AIRPORT ROAD (SEGMENT 2) (RTCIP / 20%) CARLSBAD BOULEVARD REALIGNMENT - CANNON TO MANZANO (SEGMENT 1) CARLSBAD BOULEVARD WIDENING MOUNTAIN VIEW TO NORTHERLY CITY LIMITS (20%) CARLSBAD BOULEVARD WIDENING MOUNTAIN VIEW TO NORTHERLY CITY LIMITS (RTCIP/20%) CARLSBAD VILLAGE DRIVE - PONTIAC TO VICTORIA EL CAMINO REAL AND CANNON ROAD INTERSECTION IMPROVEMENTS EL CAMINO REAL AND CARLSBAD VILLAGE DRIVE DUAL LEFT TURNS EL CAMINO REAL LEFT TURN LANE TO WESTBOUND TAMARACK EL CAMINO REAL RIGHT TURN LANE TO NORTH ALGA ROAD EL CAMINO REAL WIDENING - ARENAL ROAD TO LA COSTA AVENUE EL CAMINO REAL WIDENING - ARENAL ROAD TO LA COSTA AVENUE (RTCIP) EL CAMINO REAL WIDENING - TAMARACK TO CHESTNUT EL CAMINO REAL WIDENING - TAMARACK TO CHESTNUT (RTCIP) MELROSE DRIVE AND ALGA ROAD DUAL LEFT TURN LANES (RTCIP) MELROSE DRIVE RIGHT TURN LANE TO WEST PALOMAR AIRPORT ROAD PALOMAR AIRPORT RD. AND COLLEGE BLVD. INTERSECTION IMPROV. PALOMAR AIRPORT ROAD TURN LANE TO NORTH EL FUERTE STREET PALOMAR AIRPORT ROAD TURN LANE TO SOUTH EL CAMINO REAL PALOMAR AIRPORT ROAD WIDENING AT PASEO DEL NORTE POINSETTIA LANE WIDENING - PASEO DEL NORTE TO BATIQUITOS (RTCIP) SIDEWALK/STREET CONSTRUCTION - VALLEY AND MAGNOLIA SIDEWALKS SIDEWALK/STREET CONSTRUCTION - VARIOUS LOCATIONS TRAFFIC IMPACT FEE UPDATE TRAFFIC MONITORING PROGRAM 120 (284,574) 42,558 233,537 2,403 224,663 68,003 I 16,397,691 I 1,453,683 j 33,845 j 120 286,710 I 17,598,629 j REMAINING 2013-14 AND ESTIMATED APPR. + ENC. FUTURE CONSTRUCTION PERCENTAGE AT 6/30/13 APPROPRIATIONS DATE PAID BY FEE 55,369 5,177,000 In Progress 100,00% -804,400 2024-28 100.00% -3,175,500 2024-28 100.00% -6,047,100 2024-28 100.00% -848,700 2024-28 100.00% -1,099,000 2024-28 100.00% -2,675,900 2024-28 100.00% 64,880 524,000 In Progress 100.00% -976,400 2019-23 100.00% -286,000 2013-14 100.00% -378,000 2019-23 100.00% -1,925,000 2014-15 100.00% -625,000 2013-15 100.00% 6,523,157 485,000 In Progress 63.43% 401,690 -In Progress 32.88% -1,067,100 2024-28 100.00% 465,368 -In Progress 100.00% 234,302 -In Progress 66.42% -1,033,100 2019-23 100.00% 591,000 -In Progress 100.00% 414,766 -In Progress 100.00% -896,100 2024-28 100.00% 1,584,422 -In Progress 85.19% 1,072,175 2,700,000 Ongoing 100.00% 200,000 -In Progress 100.00% 200,246 1,344,000 In Progress 100.00% 11,807,375 32,067,300 Total: 43,874,675 Loans: - Received a $2,857,238 loan from the CFD #1 Fund for the construction of several circulation element roadways. Repayment is scheduled as fees are collected. Interest is not charged. - $2,415,662 is still outstanding. Loans not included in ending balance above. Fees: $281.00/ADT - Single Family Residential $281.00/ADT - Condominium $281.00/ADT - Apartment $112.00/Trip - Commercial/Industrial FINANCIAL INFORMATION REPORT CAPITAL FUNDS SUBJECT TO GOV. CODE SEC. 66006 YEAR ENDED JUNE 30, 2013 PUBLIC FACILITIES FEES REMAINING 2013-14 AND ESTIMATED BEGINNING 2012-13 OTHER CAPITAL OTHER ENDING APPR. + ENC. FUTURE CONSTRUCTION PERCENTAGE BALANCE FEES INTEREST REVENUE (1) EXPENDITURES EXPENDITURES BALANCE AT 6/30/13 APPROPRIATIONS DATE PAID BY FEE Projects: ALGA NORTE PARK - PARK (30 ACRES) - PHASE 1 11,384,584 6,581,052 -In Progress 100.00% ALGA NORTE PARK - POOL - PHASE 1 232,978 5.858,090 -In Progress 34.09% AVIARA COMMUNITY PARK COMMUNITY BUILDING --8,609,800 2024-28 74.44% EL CAMINO REAL MEDIANS 359 765,111 -In Progress 23.78% FIRE STATION #3 RELOCATION 271,258 7,244,088 722,000 In Progress 100.00% FIRE STATION #6 (PERMANENT) 7,960 103,026 -In Progress 100.00% LEO CARRILLO BARN ---In Progress 100.00% LEO CARRILLO PARK - PHASE III --1,057,000 2014-17 54.40% LIBRARY EXPANSION (COLE) --10,603,900 2024-28 60.77% PINE AVENUE PARK - PINE COMMUNITY BUILDING - PHASE II --8,340,000 2024-28 81.89% PINE AVENUE PARK-RESTROOM/STORAGE BUILDING 20,754 --Completed 100.00% POINSETTIA COMMUNITY PARK-PHASE III --15,410,900 2019-23 100.00% TRAP SIG - CANNON ROAD AND AVENIDA ENCINAS-REIMB. 149,700 In Progress 100.00% 1 53,912,707 1 2,172,545 | 79,102 1 1,564 1 11.917,893 1 13,1811 44,234,844 20,701,067 1 44,743,600 Total: 65,444.667 (1) Includes lease revenue for the Hawthorne parking lot. Loans: None Fee: 3.50% of Building Permit Value FINANCIAL INFORMATION REPORT CAPITAL FUNDS SUBJECT TO GOV. CODE SEC. 50075 YEAR ENDED JUNE 30, 2013 COMMUNITY FACILITIES DISTRICT #3 IMPROVEMENT AREA 1(1) Date of Issuance Initial Amount Deposited To Improvement Fund Balance at 06/30/2013(2) Expenditures To Date (2) Project Status 05/11/2006 $ 9,989,741 $ 1,539,942 $ 12,231,780 In Progress (1) Pursuant to Government code section 50075 the following items are required to be disclosed: (a) The amount of funds collected and expended. (b) The status of any project required or authorized to be funded as Identified in subdivision (a) of Section 50075.1 or Section 53410. (2) Federal grant money, fair share contributions, and interest earnings account for the difference between the balance at 6/30/13 plus expenditures to date and the initial amount deposited. i5 FINANCIAL INFORMATION REPORT CAPITAL FUNDS SUBJECT TO GOV. CODE SEC. 50075 YEAR ENDED JUNE 30, 2013 COMMUNITY FACILITIES DISTRICT #3 IMPROVEMENT AREA 2(1) Date of Issuance Initial Amount Deposited To Improvement Fund Balance at 06/30/2013(2) Expenditures To Date (2) Project Status 02/21/2008 $ 11,844,689 $ 403,277 $ 11,473,044 In Progress (1) Pursuant to Government code section 50075 the following Items are required to be disclosed: (a) The amount of funds collected and expended. (b) The status of any project required or authorized to be funded as identified in subdivision (a) of Section 50075.1 or Section 53410. (2) Interest earnings account for the difference between the balance at 6/30/13 plus expenditures to date and the initial amount deposited. FINANCIAL INFORMATION REPORT CAPITAL FUNDS SUBJECT TO GOV. CODE SEC. 66006 YEAR ENDED JUNE 30, 2013 MAJOR FACILITIES FEE FUNDS (POTABLE/RECYCLED WATER) BEGINNING 2012-13 MISC CAPITAL ENDING BALANCE FEES INTEREST REVENUE EXPENDITURES BALANCE Projects: COLLEGE BOULEVARD - CANNON TO BADGER DESALINATED SEAWATER TRANSMISSION MAIN MAERKLE PUMP STATION IMPROVEMENTS MASTER PLAN UPDATE RANCHO CARLSBAD GROUNDWATER SUPPLY SAN LUIS REY MISSION BASIN GROUNDWATER SUPPLY WATERLINE - COLLEGE BLVD - ECR TO CANNON - REIMBURSEMENT WATERLINE - POINSETTIA LANE - SKIMMER COURT TO CASSIA 27,323 24,525,923 1,189,539 43,434 -27,323 25,731,573 REMAINING 2013-14 AND ESTIMATED APPR. + ENC. FUTURE CONSTRUCTION PERCENTAGE AT 6/30/13 APPROPRIATIONS DATE PAID BY FEE 1,090,000 2014-15 100.00% -473,000 2013+ 31.53% -1,955,200 2013+ 100.00% 113,587 -In Progress 100.00% -1,750.000 2019+ 50.00% -8,527,500 2014+ 50.00% 1,059,817 -In Progress 100.00% -741,600 2019-23 100.00% 1,173,404 14,537,300 Total 15,710,704 Loans: None. Fee: $3,549 (5/8" Meter Size). Fees vary depending on meter size. FINANCIAL INFORMATION REPORT CAPITAL FUNDS SUBJECT TO GOV. CODE SEC. 66006 YEAR ENDED JUNE 30, 2013 SEWER BENEFIT AREA FUNDS (516/517) BEGINNING 2012-13 OTHER CAPITAL ENDING BALANCE FEES INTEREST REVENUE EXPENDITURES BALANCE Projects: AVIARA LAND ASSOCIATES REIMBURSEMENT AGREEMENT(J,L) CONTINENTAL REIMBURSEMENT AGREEMENT (H) KELLY LAND COMPANY REIMBURSEMENT TERRACES AT SUNNY CREEK REIMBURSEMENT 167,234 50,644 160,953 188,270 1,068,039 558,082 3,430 567,101 1,062,450 REMAINING 2013-14 AND ESTIMATED APPR. + ENC. FUTURE CONSTRUCTION PERCENTAGE AT 6/30/13 APPROPRIATIONS DATE PAID BY FEE 354,342 Complete 100.00% -368,715 Complete 100.00% -160,148 Complete 100.00% -187,330 Complete 100.00% 1,070,535 Total: 1,070,535 Loans: None. Fee: $ 978.00 -Area A 1,113.00 2,051.00 2,055.00 3,031.00 3,047.00 -Area B -Area C -Area D -Area E -Area F $ 614.00 -Area G 894.00 1,686.00 1,333.00 1,333.00 66.00 -Area H -Area J -Area K -Area L -Area M Areas I and K were merged Into Area L. 0^ FINANCIAL INFORMATION REPORT CAPITAL FUNDS SUBJECT TO GOV. CODE SEC. 66006 YEAR ENDED JUNE 30, 2013 WASTEWATER CONNECTION FEE FUND BEGINNING 2012-13 OTHER OTHER CAPITAL ENDING BALANCE FEES INTEREST REVENUE^ EXPENDITURES^ EXPENDITURES BALANCE Proiects: ENCINA PHASE V EXPANSION ENCINA REVENUE BOND DEBT SERVICE FARADAY/EL CAMINO REAL SEWER REPLACEMENT LAS PALMAS TRUNK SEWER MARRON ROAD SEWER REPLACEMENT SEWER CAPACITY MONITORING PROGRAM VISTA/CARLSBAD BUENA VISTA LIFT STATION IMPROVEMENTS^ VISTA/CARLSBAD BUENA VISTA LIFT STATION/FORCE MAIN (VC-4)^ VISTA/CARLSBAD INTERCEPTOR - AGUA HEDIONDA LIFT STATION/FORCEMAIN (VC12-VC13)^ VISTA/CARLSBAD TRUNK LINE INTERCEPTOR (REACH 11B)=' VISTA/CARLSBAD TRUNK LINE INTERCEPTOR (REACH 13-15)^ VISTA/CARLSBAD TRUNK LINE INTERCEPTOR (REACH 3)^ 913,958 36,777 938,292 2.709 849 465.285 20,996,619 422,823 22,467 1,200,911 26,961 I 2,357,870 | 20,257,989 | REMAINING 2013-14 AND ESTIMATED APPR. + ENC. FUTURE CONSTRUCTION PERCENTAGE AT 6/30/13 APPROPRIATIONS DATE PAID BY FEE 350,547 In Progress 100.00% -1,853,610 In Progress 100.00% -1,540,000 2014+ 100.00% -2,420,000 2014+ 100.00% -350,000 2014-15 100.00% 90,473 386,000 In Progress 100.00% -1,075,000 2014+ 10.40% 947,737 -In Progress 10.40% 21,741,841 -In Progress 30.90% 6,166,198 -In Progress 30.90% 14,427,245 -In Progress 43.90% -2,688,200 2014+ 10.40% 43,724,041 10,312,810 Total: 54,036,851 Loans: None. (1) Includes transfer in for debt service ($51,119), an EPA grant, and the City of Vista's share of the joint capital projects. (2) Represents the cost to purchase 3.4% of additional sewer capacity in Reach VC-1 from the City of Vista to accommodate the Quarry Creek development. (3) These are joint projects with the City of Vista - the percentage paid by fee is Carlsbad's percentage of the total future appropriations. Carlsbad is the lead agency and will receive reimbursement from the City of Vista for their share. Fee: $1,096 - General Capacity Fee for all Areas