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HomeMy WebLinkAbout2017-09-26; City Council; ; Amendments to City Council Policy No. 64 Regarding Wireless Communication Facilities~ CITY COUNCIL ~ Staff Report Meeting Date: To: From: Staff Contact: September 26, 2017 Mayor and City Council Kevin Crawford, City Manager Heather Stroud, Deputy City Attorney heather.stroud@carlsbadca.gov or 760-434-2891 CA Review C/3 Subject: Amendments to City Council Policy No. 64 Regarding Wireless Communication Facilities Recommended Action Adopt a Resolution amending City Council Policy No. 64 regarding Wireless Communication Facilities for consistency with current Federal Communications Commission (FCC) regulations and to modify the standards for placement of wireless communication facilities in the right-of- way. Executive Summary City Council Policy No. 64 establishes review criteria for commercial wireless communication facilities such as cellular and radio towers and antennas. The proposed amendments to City Council Policy No. 64 will: (1) establish consistency with regulations recently adopted by the FCC; and (2) modify the standards for placement of wireless communication facilities in the right-of-way. Discussion The City Council first adopted City Council Policy No. 64 in 2001, by Resolution No. 2001-35, and has amended the policy by Resolution Nos. 2003-334, 2004-182, 2009-177, and 2012-083. The proposed amendments will update the policy to be consistent with recently adopted FCC regulations and modify the standards for placement of wireless communication facilities in the right-of-way. (1) Consistency with FCC Regulations City Council Policy No. 64 states that the city shall approve an eligible facility's request for modification that does not substantially change the physical dimensions of the tower or base station, and defines "substantial change" consistent with 2012 law. The FCC amended its regulations at 47 C.F.R. §§ 1.40001 et seq., effective April 8, 2015, modifying the definition of "substantial change" and establishing procedural rules agencies must follow when processing applications to modify wireless communication facilities. The proposed revisions to City Council Policy No. 64 incorporate the applicable FCC regulations by reference instead of quoting them to avoid having to update this policy if the FCC regulations are amended in the future. September 26, 2017 Item #2 Page 1 of 38 (2) Standards for Wireless Communication Facilities in the Right-of-Way The proposed amendments to City Council Policy No. 64 clarify the permitting requirements for wireless communication facilities in the right-of-way, and modify the placement location and design guidelines for those facilities. Currently, City Council Policy No. 64 states that wireless communication facilities are allowed "in all zones with the approval of a conditional use permit (CUP) and subject to this policy." However, the right-of-way is not zoned, and the city did not require CUPs for the wireless communication facilities currently in the right-of-way. The proposed amendment would clarify that a CUP is not required for wireless communication facilities in the right-of-way that are: (1) to be located on an existing or replacement pole; (2) consistent with the applicable preferred locations (or if in a discouraged location has all equipment underground); and (3) consistent with the design guidelines for wireless communication facilities in the right-of-way. Wireless communication facilities meeting these criteria would be eligible for an administrative right-of-way permit. A minor CUP by Process 1 would be required for wireless communication facilities in the right-of-way that are on an existing or replacement pole and consistent with the design guidelines, but are to be located in a discouraged location with above-ground equipment. All other wireless communication facilities, including those on new poles, would require a CUP by Process 2 from the Planning Commission. This change is intended to encourage the siting of facilities on existing poles in a manner that protects public safety and addresses aesthetic concerns. The location guidelines for placement of wireless communication facilities in the right-of-way are modified to replace the reference to the General Plan Circulation Plan with a map showing preferred locations for placement of wireless communication facilities, to be attached as Exhibit A to City Council Policy No. 64. That Circulation Plan was deleted in the 2015 General Plan update, so a stand-alone map was created to cover substantially the same streets. The preferred locations are rights-of-way adjacent to industrial and commercial zones and limited residential areas. The design guidelines for wireless communication facilities in the right-of-way are modified to address some issues that have arisen with the existing facilities installed in the right-of-way, and to avoid issues that have arisen in other jurisdictions from the installation of new poles by wireless communication companies. Design guidelines for new poles have been added to establish height limits, to discourage more than one new pole per city block, and to establish setbacks from intersections, driveways, alleys, and existing structures. Design guidelines for equipment on existing poles have been updated to more specifically address the size limits and concealment requirements appropriate to current technology, and to encourage equipment associated with these facilities to be placed underground adjacent to residential zones. At the time this staff report was drafted, Senate Bill 649 was pending in the California legislature. The current version of this bill, if adopted, would preclude cities from requiring discretionary permits such as CUPs for some wireless communication facilities in the right of way. Therefore, the proposed resolution authorizes the City Attorney to waive any requirements of City Council Policy No. 64 that the City Attorney determines to be in violation of federal or state law. September 26, 2017 Item #2 Page 2 of 38 Fiscal Analysis There is no anticipated fiscal impact from the proposed amendments to City Council Policy No. 64. Next Steps City staff will implement the revised policy. The City Attorney will monitor Senate Bill 649 and bring revisions of this council policy back to City Council as necessary if and when the bill passes. Environmental Evaluation (CEQA) Pursuant to Public Resources Code section 21065 and CEQA Guidelines section 15378, the proposed amendments to City Council Policy No. 64 do not constitute a "project" within the meaning of CEQA because they do not have the potential for resulting in either a direct or indirect effect on the environment, and therefore do not require environmental review. Public Notification Staff sent the draft revisions to Council Policy No. 64 to several wireless carriers that had expressed interest in locating facilities in the right-of-way, and comment letters were received from Crown Castle and AT&T. Both letters question the ability of the city to subject wireless communication facilities to discretionary permit requirements. The court of appeal recently upheld the City and County of San Francisco's discretionary permit requirements against a similar challenge, in T-Mobile West LLC v. City and County of San Francisco, 3 Cal. App. 5th 334 (2016}. The California Supreme Court has granted review in this case, but the court of appeal's decision remains good law at this time. Several additional revisions are proposed in response to the comment letters. A reference to California Government Code section 65850.6, which states that certain collocation of facilities is not subject to discretionary permit requirements, has been added to the "Review Restrictions" section at AT& T's request. A revision to the "Application and Review Guidelines" has been made to Section E.5 atAT&T's request, which limits the circumstances where the city may grant a CUP of less than ten years, consistent with state law. Additional commercial streets that are considered "preferred locations" not subject to the CUP requirement have been added to the map attached as Exhibit A, at the request of Crown Castle. This item was noticed in accordance with the Ralph M. Brown Act and was available for viewing at least 72 hours prior to the meeting. Exhibits 1. Resolution approving amendments to City Council Policy No. 64 regarding wireless communication facilities for consistency with current FCC regulations and to modify the standards for placement of wireless communication facilities in the right-of-way. 2. Redline version of City Council Policy No. 64 3. Comment letters received from Crown Castle and AT&T. September 26, 2017 Item #2 Page 3 of 38 RESOLUTION NO. 2017-189 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CARLSBAD, CALIFORNIA, APPROVING AMENDMENTS TO CITY COUNCIL POLICY NO. 64 REGARDING WIRELESS COMMUNICATION FACILITIES FOR CONSISTENCY WITH CURRENT FEDERAL COMMUNICATIONS COMMISSION (FCC) REGULATIONS AND TO MODIFY THE STANDARDS FOR PLACEMENT OF WIRELESS COMMUNICATION FACILITIES IN THE RIGHT-OF-WAY WHEREAS, the City Council of the City of Carlsbad, California has determined that amendments to City Council Policy No. 64 are desirable for consistency with current FCC regulations and to modify the standards for placement of wireless communication facilities in the right-of-way; and WHEREAS, the FCC amended its regulations at 47 C.F.R. §§ 1.40001 et seq., effective April 8, 2015, modifying the definition of "substantial change" and establishing procedural rules agencies must follow when processing applications to modify wireless communication facilities; and WHEREAS, clarification to the permitting requirements for wireless communication facilities in the right-of-way is desirable because the right-of-way is not zoned and the city did not require a conditional use permit for the existing facilities in the right-of-way; and WHEREAS, requiring a conditional use permit for wireless communication facilities in the right- of-way that are located on a new pole or inconsistent with the siting and design guidelines in City Council Policy No. 64 encourages these facilities to be sited on existing poles in a manner that protects public safety and addresses aesthetic concerns; and WHEREAS, amendments to the siting guidelines are desirable because the General Plan Circulation Plan currently referenced was deleted in the 2015 General Plan update; and WHEREAS, Exhibit A to City Council Policy No. 64, entitled Preferred Locations for Placement of Wireless Communication Facilities in the Right-of-Way, covers substantially the same streets as the former General Plan Circulation Plan; and WHEREAS, amendments to the design guidelines for wireless communication facilities in the right-of-way are desirable to include standards for new poles and to update standards for facilities on existing poles to more specifically address size limits and concealment requirements appropriate to current technology, and to require equipment associated with these facilities to be placed underground adjacent to residential zones; and September 26, 2017 Item #2 Page 4 of 38 WHEREAS, Senate Bill 649, if it passes, would require additional modifications to City Council Policy No. 64, such that it is desirable to authorize the City Attorney to waive any requirements of City Council Policy No. 64 that the City Attorney determines to be in violation of state or federal law. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Carlsbad, California, as follows: 1. That the above recitations are true and correct. 2. That the proposed amendments to City Council Policy No. 64, attached hereto as Attachment "A," are approved. 3. That the City Attorney is authorized to waive any requirement of City Council Policy No. 64 that the City Attorney determines to be in violation of federal or state law. PASSED, APPROVED AND ADOPTED at a Regular Meeting of the City Council of the City of Carlsbad on the 26th day of September, 2017, by the following vote, to wit: AYES: NOES: ABSENT: M. Hall, K. Blackburn, M. Schumacher, C. Schumacher, M. Packard. None. None. (SEAL) September 26, 2017 Item #2 Page 5 of 38 {city of Carlsbad Council Policy Statement Category: WIRELESS COMMUNICATION FACILITIES Policy No. Date Issued: Effective Date: Resolution No. Cancellation Date: 64 9/26/2017 9/26/2017 2017- Supersedes No. 64 04/10/12 Specific Subject: Review and Operation Guidelines for Wireless Communication Facilities PURPOSE: Wireless communication facilities, or WCFs, refer to the many facilities with antennas and supporting equipment that receive and transmit signals and together enable mobile or other "wire-free" communication and information services. Unlike ground-wired telecommunications, such as the land- based telephone system, wireless communication technologies, by their operational nature, require a network of antennas mounted at various heights and attached typically to buildings, structures and poles. A common name for a WCF is "cell site." WCF proposals to the city became commonplace in the mid-1990s. Since then, Carlsbad has processed dozens of new WCF applications and numerous permit renewals for existing facilities, all without benefit of specific review criteria. As the city's population and the popularity and variety of wireless services grow, providers are expected to install more facilities to improve coverage and gain user capacity. This policy's purpose is to guide the public, applicants, boards and commissions, and staff in reviewing the placement, construction, and modification of WCFs. The goal is to assure WCFs in Carlsbad: • Are reviewed and provided within the parameters of law. • Are encouraged to locate away from residential and other sensitive areas, except as allowed by Section A. of this policy-Location Guidelines for the Placement of WCFs. • Represent the fewest possible facilities necessary to complete a network without discriminating against providers of functionally equivalent services or prohibiting the provision of wireless services. • Use, as much as possible, "stealth" techniques so they are not seen or easily noticed. • Operate consistent with Carlsbad's quality of life. This policy applies to all commercial providers of wireless communication services. It does not apply to amateur (HAM) radio antennas, dish antennas, collocations and/or modifications covered under Federal Communications Commission (FCC) regulations at 47 C.F.R. §§ 1.40001 et seq. and other antennas installed on a residence for an individual's private use. Page 1 of 10 ATTACHMENT A September 26, 2017 Item #2 Page 6 of 38 Policy No. 64 BACKGROUND: To secure the right to provide personal wireless services to a region, companies often must obtain airwave licenses that are auctioned by the FCC, the federal agency that regulates the telecommunications industry. For radio services that use license spectrum, the FCC mandates the licensees establish their service networks as quickly as possible. In Carlsbad, there are three common types of wireless communication systems: Cellular, PCS (Personal Communications Services), and ESMR (Enhanced Specialized Mobile Radio). POLICY: REVIEW RESTRICTIONS: The Federal Telecommunications Act of 1996 (TCA) preserves the city's ability to regulate the placement, construction, and modification of wireless communication facilities subject to the following restrictions. • The city may not favor any carrier. Regulations may not unreasonably discriminate among functionally equivalent service providers. • The city may not prevent completion of a network. Regulations may not prohibit or have the effect of prohibiting the provision of personal wireless services. The denial of a single permit application may cause an effective prohibition if it would perpetuate a significant gap even though the applicant proposes the least intrusive means to close that gap. • Applications are to be processed in a reasonable time. A city must act on an application for WCFs within a "reasonable" amount of time, which the FCC generally defines as either 60, 90, or 150 days from the time an application is submitted and depending on the nature and scope of the proposed wireless facility. • The city cannot deny an application because of perceived radio frequency health hazards. If federal standards are met, cities may not deny permits on the grounds that radio frequency emissions (RF) are harmful to the environment or to the health of residents. However, local governments may require wireless carriers to prove compliance with the standards. The FCC has established procedures to enforce compliance with its rules. • The city cannot deny, and shall approve, any eligible facilities request for a modification of an existing wireless tower or base station that does not substantially change the physical dimensions of such tower or base station. The FCC promulgated detailed regulations for this restriction, including a definition for "substantial change" and procedural rules for processing these applications, which can be found at 47 C.F.R. § 1.40001 et seq. • Certain collocation facilities are not subject to discretionary permit requirements. Under California Government Code section 65850.6, a collocation facility (where two or more wireless operators have located their antennas at a common location) shall be a permitted use not subject to discretionary permit requirements if it satisfies the requirements of that statute. Page 2 of 10 September 26, 2017 Item #2 Page 7 of 38 Policy No. 64 • A decision to deny an application must be supported by substantial evidence. A decision to deny a WCF application must be in writing and supported by substantial evidence contained in a written record. The reasons for the denial must also be contained in a written record contemporaneously available with the written denial notice and must be clear enough to enable judicial review. HEALTH CONCERNS & SAFEGUARDS: Possible health risks from exposure to the RF electromagnetic fields generated by WCFs are a significant community concern. Accordingly, the FCC requires facilities to comply with RF exposure guidelines published in the Code of Federal Regulations (see 47 CFR § 1.1307 and 47 CFR §1.1310). The limits of exposure established by the guidelines are designed to protect the public health with a very large margin of safety as they are approximately 50 times below the levels that generally are accepted as having the potential to cause a measurable change in human physiology. Both the Environmental Protection Agency and Food and Drug Administration have endorsed the FCC's exposure limits, and courts have upheld the FCC rules requiring compliance with the limits. Most WCFs create maximum exposures that are only a small fraction of the limits. Furthermore, because the antennas in a PCS, cellular, or other wireless network operate more efficiently when in a line of sight arrangement to effectively transmit, their power is focused on the horizon instead of toward the sky or ground. Generally, unless a person is physically next to and at the same height as an antenna, it is not possible to be exposed to RF emissions that exceed the maximum permissible exposure. The FCC requires providers, upon license application, renewal, or modification, to demonstrate compliance with RF exposure guidelines. Where two or more wireless operators have located their antennas at a common location (called "collocation"), the total exposure from all antennas taken together must be within FCC guidelines. Many facilities are exempt from having to demonstrate compliance with FCC guidelines, however, because their low power generation or height above ground level is highly unlikely to cause exposures that exceed the guidelines. REVIEW AND APPROVAL GUIDELINES: Carlsbad Municipal Code Section 21.42.140(8)(165) allows WCFs in all zones with the approval of a conditional use permit (CUP) and subject to this policy. These guidelines should be followed in the review of CUPs for new WCFs as well as extensions and amendments to CUPs for existing installations. For WCFs to be located in the public right-of-way of roads, which generally is not zoned, the following permitting requirements apply: (1) A right of way permit shall be required instead of a CUP for a WCF that is (i) to be located on an existing or replacement pole, (ii) is consistent with the preferred locations in Location Guideline A.1 (or if in a discouraged location in Location Guideline A.2, has all equipment underground), and (iii) is consistent with Design Guidelines for WCFs in the Public Right-of-Way C; (2) A minor CUP by Process 1 shall be required for a WCF that is (i) to be located on an existing or replacement pole, (ii) is in a discouraged location in Section A with above-ground equipment, and (iii) is consistent with Design Guidelines for WCFs in the Public Right-of-Way C; Page 3 of 10 September 26, 2017 Item #2 Page 8 of 38 Policy No. 64 (3) A CUP by Process 2 shall be required for all other WCFs not meeting the criteria for approval subject to a right of way permit or a minor CUP by process 1. A. location Guidelines For Placement of WCFs 1. Preferred locations -WCFs are encouraged to locate on existing buildings and structures. In addition, WCFs should be located in the following zones and areas, which are listed in order of descending preference: a. Industrial zones. b. Commercial zones. c. Other non-residential zones, except open space. d. Public right-of-way of roads adjacent to industrial and commercial zones and identified on the map attached as Exhibit A. e. Public property (e.g., city facilities) not in residential areas. f. Major power transmission towers in non-residential zones or areas. g. Public and private utility installations (not publicly accessible) in residential and open space zones (e.g., water tanks, reservoirs, or the existing communication towers near Maerkle Reservoir). h. Parks and community facilities (e.g., places of worship, community centers) in residential zones or areas. i. Public right-of-way of roads adjacent to residential zones and identified on the map attached as Exhibit A. 2. Discouraged Locations -WCFs should not locate in any of the following zones or areas unless the applicant demonstrates no feasible alternative exists as required by Application and Review Guideline E.2. a. Open space zones and lots (except as noted in Location Guideline A.1.). b. Residential zones or areas (except as noted in Location Guideline A.1). c. Major power transmission towers in corridors located in/or next to a residential zone or area. d. Environmentally sensitive habitat. e. Public right-of-way of roads not identified on the map attached as Exhibit A. f. On vacant land. 3. Visibility to the Public-In all areas, WCFs should be located where least visible to the public and where least disruptive to the appearance of the host property. Furthermore, no WCF should be installed on an exposed ridgeline or in a location readily visible from a public place, recreation area, scenic area or residential area unless it is satisfactorily located and/or screened so it is hidden or disguised. 4. Collocation -Collocating with existing or other planned wireless communication facilities is recommended whenever feasible and appropriate. Service providers are also encouraged to collocate with water tanks, major power transmission and distribution towers, and other utility structures when in compliance with these guidelines. The city must approve collocation applications unless the expansion adds significantly to the height or width of a facility. Page 4 of 10 September 26, 2017 Item #2 Page 9 of 38 Policy No. 64 5. Monopoles -No new ground-mounted monopoles should be permitted unless the applicant demonstrates no existing monopole, building, or structure can accommodate the applicant's proposed antenna as required by Application and Review Guideline E.3. B. Design Guidelines 1. Stealth Design -All aspects of a WCF, including the supports, antennas, screening methods, and equipment should exhibit "stealth" design techniques so they visually blend into the background or the surface on which they are mounted. Subject to city approval, developers should use false architectural elements (e.g., cupolas, bell towers, dormers, and chimneys), architectural treatments (e.g., colors and materials), elements replicating natural features (e.g., trees and rocks), landscaping, and other creative means to hide or disguise WCFs. Stealth can also refer to facilities completely hidden by existing improvements, such as parapet walls. 2. Equipment -Equipment should be located within existing buildings to the extent feasible. If equipment must be located outside, it should be screened with walls and plants. If small outbuildings are constructed specifically to house equipment, they should be designed and treated to match nearby architecture or the surrounding landscape. 3. Collocation -Whenever feasible and appropriate, WCF design and placement should promote and enable collocation. 4. Height -WCFs should adhere to the existing height limitations of the zone in which they are located. 5. Setbacks-WCFs, including all equipment and improvements, should adhere to the building setback requirements of the zone in which they are located, with the following clarifications: a. If on a site next to a residential zone, the WCF should be set back from the residential zone boundary a minimum distance equal to the above-ground height of the overall support structure's height. b. If in a residential zone and in a public utility installation, park, or community facility, the WCF should be set back from the property boundaries of the utility installation, park, or community facility a minimum distance equal to the above-ground height of the overall support structure's height. c. The Planning Commission may decrease or increase these setbacks if it finds such changes would improve the overall compatibility of the WCF based on the factors contained in Application and Review Guideline E.4. 6. Building or Structure-Mounted WCFs: a. Antennas and their associated mountings should generally not project outward more than 24 inches from the face of the building. b. Roof-mounted antennas should be located as far away as possible from the outer edge of a building or structure and should not be placed on roof peaks. c. If permitted, WCFs on residential buildings should only be allowed if disguised as a typical residential feature (e.g., a chimney, a dormer) and if all equipment is located inside, not outside, the building. Page 5 of 10 September 26, 2017 Item #2 Page 10 of 38 Policy No. 64 7. Ground-mounted Monopoles: a. All antennas should be mounted as close as possible to the monopole to improve facility appearance. b. The placement, screening, and disguise of the monopole should fit with the surrounding site design, architecture, and landscaping. Tree disguises, such as a "mono-palm," may be acceptable depending on their quality and compatibility with landscaping nearby. c. Landscaping should be provided as necessary to screen, complement, or add realism to a monopole. Landscaping should include mature shrubs and trees. Some of the trees should be tall enough to screen at least three-quarters of the height of the monopole at the time of planting. Sometimes, landscaping may not be needed because of the monopole's location or vegetation already nearby. d. When possible and in compliance with these guidelines, monopoles should be placed next to tall buildings, structures, or tall trees. 8. Lattice Towers a. New lattice towers should not be permitted in the city. b. On existing lattice towers, all antennas should be mounted as close as possible to the tower so they are less noticeable. 9. Undergrounding -All utilities should be placed underground. 10. Regulatory Compliance -WCFs should comply with all FCC, FAA (Federal Aviation Administration}, and local zoning and building code requirements. C. Design Guidelines for WCFs in the Public Right-of-Way 1. WCFs on Existing and Replacement Poles a. The use of an existing pole, replacement pole or other existing structure shall require the authorization of the owner of the pole or structure. b. The antenna assembly may not exceed four feet above the height of the existing pole. c. The antenna(s) associated with the installation shall be concealed with a radome that also conceals the cable connections, antenna mount, and other hardware. d. All pole-mounted equipment shall be painted to match the color of the surface of the pole on which they are attached or shall otherwise be screened to reduce their visibility. 2. WCFs on New Poles a. All WCFs on new poles require a CUP by Process 2. b. No more than one new pole per block will be permitted unless the applicant demonstrates with clear and convincing evidence that: (1) no other existing structures are available to the applicant; (2) a new pole or structure is essential to providing coverage; and {3} the new pole or structure is the least intrusive means in terms of design and placement to reasonably achieve the applicant's technical objective. c. The centerline of any new pole must be aligned with the centerlines of existing poles on the same sidewalk segment. Any new pole and/or equipment and other Page 6 of 10 September 26, 2017 Item #2 Page 11 of 38 Policy No. 64 improvements associated with a new pole or an existing pole must be set back from intersections, alleys, and driveways and placed in locations where it will not obstruct motorists' sight lines or pedestrian access. In general, there is a presumption of no obstruction where a new pole and/or equipment is set back at least: (1) 50 feet from any intersection; (2) six feet from any driveway cut or alley entrance or exit; (3) and six feet from any permanent object or existing lawfully-permitted encroachment in the public right-of-way, including without limitation bicycle racks, traffic signs and signals, trees, open tree wells, benches or other street furniture, streetlights, door swings, gate swings, or sidewalk cafe enclosures. d. The city may, in its discretion, require an additional setback for a specific pole when the city determines that the presumptively acceptable setback would obstruct motorists' sight lines or pedestrian access. e. The city may require the applicant to install functional streetlights and/or banners when technically feasible and the city determines that such additions would enhance the overall appearance and usefulness ofthe new pole. f. New poles shall not exceed the height limit for the zoning district nearest to the base of the pole or the average height of poles within a 300-foot radius, whichever is less. 3. Design Guidelines Applicable to WCFs on Existing and New Poles a. Each antenna shall not exceed 3 cubic feet in volume; the cumulative antenna volume per pole shall not exceed 6 cubic feet. Mounting arms, hardware, and concealment elements such as shrouds, radomes, or other covers are included in the antenna volume limits. b. All other equipment associated with the WCF shall not exceed 6.5 cubic feet in volume. All non-antenna equipment including ground-mounted meter pedestals and concealment elements such as shrouds and cages, are included in the equipment volume limit. Electric meters and disconnect switches that are mounted on the pole and any equipment placed underground are not included in the equipment volume limit. c. Equipment shall be placed underground in discouraged locations. If it can be demonstrated that complete undergrounding of associated equipment is not possible, waiver requests involving landscaping or other screening techniques or visual mitigation will be considered. All equipment not placed underground shall be: (1) placed in a ground-mounted equipment shroud or cabinet that contains all equipment associated with the WCF other than the antenna; and (2) set back at least 2.5 feet from the back of the curb and within the parkway or greenway or 2.5 feet back from the edge of the sidewalk when it is contiguous to the curb. All cables and conduits associated with the equipment shall be concealed from view, routed directly through the pole, and placed underground between the pole and the ground-mounted cabinet. d. All equipment associated with the WCF shall be located so as to minimize impacts to pedestrian access and vehicular site distance and safety. e. Cabinets for appurtenant telephone and/or fiber optic utilities may not extend more than 10 inches beyond the pole centerline on either side, and must be painted, wrapped, or otherwise colored to match the pole. Microwave or other wireless backhaul shall not have a separate and unconcealed antenna. f. To reduce clutter and deter vandalism, excess fiber optic or coaxial cables shall not be spooled, coiled, or otherwise stored on the pole whether in a cabinet or not. Page 7 oflO September 26, 2017 Item #2 Page 12 of 38 Policy No. 64 D. Performance Guidelines 1. Noise -All equipment, such as emergency generators and air conditioners, should be designed and operated consistent with the city noise standards. 2. Maintenance -All facilities, related equipment, and landscaping should be maintained in good condition and free from trash, debris, graffiti, and any form of vandalism. All required landscaping should be automatically irrigated. Damaged equipment and damaged, dead, or decaying landscaping should be replaced promptly. Replacement of landscaping that provides facility screening should be, as much as possible, of similar size (including height), type, and screening capability at the time of planting as the plant(s) being replaced. 3. Maintenance Hours-Except in an emergency posing an immediate public health and safety threat, maintenance activities in or within 100 feet of a residential zone should only occur between 7 AM (8 AM on Saturdays) and sunset. Maintenance should not take place on Sundays or holidays. 4. Lighting -Security lighting should be kept to a minimum and should only be triggered by a motion detector where practical. 5. Compliance with FCC RF Exposure Guidelines -Within six (6) months after the issuance of occupancy, and with each time extension or amendment request, the developer/operator should submit to the City Planner either verification that the WCF is categorically excluded from having to determine compliance with the guidelines per 47 CFR §1.1307(b)(1) or a project implementation report that provides cumulative field measurements of RF electromagnetic fields of all antennas installed at the subject site. The report should quantify the RF emissions and compare the results with currently accepted ANSI/IEEE standards as specified by the FCC. The City Planner should review the report for consistency with the project's preliminary proposal report submitted with the initial project application and the accepted ANSI/IEEE standards. If, on review, the City Planner finds the project does not meet ANSI/IEEE standards, the city may revoke or modify the CUP. 6. Abandonment -Any WCF that is not operated for a continuous period of 180 days will be considered abandoned. Within 90 days of receipt of notice from the city notifying the owner of such abandonment, the WCF owner must remove the facility and restore the site, as much as is reasonable and practical, to its prior condition. If such WCF is not removed within the 90 days, the WCF will be considered a nuisance and in addition to any other available remedy, will be subject to abatement under Chapter 6.16 of the Carlsbad Municipal Code. lfthere are two or more users of a single WCF, then this provision will not become effective until all users stop using the WCF. The provider or owner must give notice to the city of the intent to discontinue use of any facility before discontinuing the use. E. Application and Review Guidelines 1. Besides the typical submittal requirements for a CUP (including plans, landscape details, and color and material samples, as appropriate), all WCF applications should include the following items: Page 8 oflO September 26, 2017 Item #2 Page 13 of 38 Policy No. 64 a. A description of the site selection process undertaken for the WCF proposed. Coverage objectives and the reasons for selecting the proposed site and rejecting other sites should be provided. b. A description or map of the applicant's existing and other proposed sites. c. A description of the wireless system proposed (e.g., cellular, PCS, etc.) and its consumer features (e.g., voice, video, and data transmissions). d. Verification that the proposed WCF will either comply with the FCC's guidelines for human exposure to RF electromagnetic fields or will be categorically excluded from having to determine compliance with the guidelines per 47 CFR §1.1307{b){1). If WCFs are proposed for collocation, the verification must show the total exposure from all facilities taken together meets the FCC guidelines. e. Color photo-simulation exhibits, prepared to scale, of the proposed WCF to show what the project would look like at its proposed location and from surrounding viewpoints. The City Planner may waive the requirement to provide the exhibits if he determines they are unnecessary. 2. For WCFs proposed in a zone or area that is a discouraged WCF location as listed in Location Guideline A.2., the applicant should provide evidence that no location in a preferred zone or area as listed in Location Guideline A.1. can accommodate the applicant's proposed facility. Evidence should document that preferred zone or area locations do not meet engineering, coverage, location, or height requirements, or have other unsuitable limitations. 3. For proposed new ground-mounted monopoles, the applicant should also provide evidence to the city's satisfaction that no existing monopole, building, structure, or WCF site ("existing facility") could accommodate the proposal. Evidence should demonstrate any of the following: a. No existing facility is located within the geographic area or provides the height or structural strength needed to meet the applicant's engineering requirements. b. The applicant's proposed WCF would cause electromagnetic interference with the existing antennae array or vice versa. c. The fees, costs, or contractual provisions required by the owner to locate on an existing facility or to modify the same to enable location are unreasonable. Costs exceeding new monopole development are presumed to be unreasonable. d. The applicant demonstrates to the decision-maker's {Planning Commission or City Planner) satisfaction that there are other limiting factors that render an existing facility unsuitable. 4. In considering a CUP for a WCF, the decision-maker {Planning Commission or City Planner) should consider the following factors: a. Compliance with these guidelines. b. Height and setbacks. c. Proximity to residential uses. d. The nature of uses on adjacent and nearby properties. e. Surrounding topography and landscaping. f. Quality and compatibility of design and screening. g. Impacts on public views and the visual quality of the surrounding area. h. Availability of other facilities and buildings for collocation. Page 9 of 10 September 26, 2017 Item #2 Page 14 of 38 Policy No. 64 5. Conditional Use Permits for WCFs shall be granted for a period not to exceed ten years unless public safety reasons and/or substantial land use reasons justify a shorter term. A WCF that is decommissioned, discontinued, or otherwise abandoned by the owner or operator for a continuous one-year period is subject to revocation under Section 21.42.120 of the Carlsbad Municipal Code. Upon a request for either an extension or an amendment of a CUP, the WCF should be reevaluated to assess the impact of the facility on adjacent properties, the record of maintenance and performance with reference to the conditions of approval, and consistency with these guidelines. Additionally, the city should review the appropriateness of the existing facility's design, and the applicant should be required to document that the WCF maintains the design that is the smallest, most efficient, and least visible and that there are not now more appropriate and available locations for the facility, such as the opportunity to collocate or relocate to an existing building. 6. Collocation. For the purposes of collocation, the following definitions apply: (i) "Collocation facility" means the placement or installation of WCFs, including antennas, and related equipment, on or immediately adjacent to, a wireless telecommunications collocation facility. (ii) "Wireless telecommunications facility" means equipment and network emergency power systems that are integral to providing wireless telecommunications services. (iii) "Wireless telecommunications collocation facility" or "WTCF" means a wireless telecommunications facility that includes Collocation facilities. a. A conditional use permit shall not be required for a proposed WCF Collocation facility which will be placed on a previously approved WTCF provided that: (i) The new WCF Collocation facility is consistent with requirements for the existing WTCF installation; and (ii) The modification of an existing wireless tower or base station does not physically change the dimensions of such tower or base station. b. Approval of an application to construct or reconstruct a WCF wireless facility shall not require an escrow deposit for removal of the WCF Collocation facility or any component thereof. c. Notwithstanding subsection (b) above, the city may require a performance bond or other surety or another form of security if the amount required is rationally related to the cost of removal. 7. Applications from a single provider of wireless communication services for up to 10 permits to locate WCFs on existing or replacement poles in the right-of-way, and meeting the criteria for right of way permits, may be batched and processed together. A single provider may not submit more than one batch of applications at one time. Page 10 of 10 September 26, 2017 Item #2 Page 15 of 38 PACIFIC OCEAN AGUA HEDIONDA LAGOON -v1--1 LAKE 1 CALAVERA L __ r·~ -Preferred Locations for Placement of WCF in the ROW -+-+-+ Railroad FREEWAY L. I xd, 02/08/2017 Exhibit A 0 ---=====:::::i1 Miles Q J:\Req uestsMarch2015\ComEcon Dev\Plan ning\00023705 _ 16\Policy64ROWsFor Preferred Locations for Placement of Wireless Communication Facilities in the Right-of-Way September 26, 2017 Item #2 Page 16 of 38 {city of Carlsbad Council Policy Statement Category: WIRELESS COMMUNICATION FACILITIES Policy No. Date Issued: Effective Date: Resolution No. Cancellation Date: Supersedes No. 64 64 ~9/26/201 z ~9/26/201 z 2012 0832017- Specific Subject: Review and Operation Guidelines for Wireless Communication Facilities PURPOSE: Wireless communication facilities, or WCFs, refer to the many facilities with antennas and supporting equipment that receive and transmit signals and together enable mobile or other "wire-free" communication and information services. Unlike ground-wired telecommunications, such as .the land- based telephone system, wireless communication technologies, by their operational nature, require a network of antennas mounted at various heights and attached typically to buildings, structures and poles. A common name for a WCF is "cell site." WCF proposals to the city became commonplace in the mid-1990s. Since then, Carlsbad has processed dozens of new WCF applications and numerous permit renewals for existing facilities, all without benefit of specific review criteria. As the Gity+city's population and the popularity and variety of wireless services grow, providers are expected to install more facilities to improve coverage and gain user capacity. This policy's purpose is to guide the public, applicants, boards and commissions, and staff in reviewing the placement, construction, and modification of WCFs. The goal is to assure WCFs in Carlsbad: • Are reviewed and provided within the parameters of law. • Are encouraged to locate away from residential and other sensitive areas, except as allowed by Section A. of this policy-Location Guidelines for the Placement of WCFs. Represent the fewest possible facilities necessary to complete a network without discriminating against providers of functionally equivalent services or prohibiting the provision of wireless services. Use, as much as possible, "stealth" techniques so they are not seen or easily noticed. • Operate consistent with Carlsbad's quality oflife. This policy applies to all commercial providers of wireless communication services. It does not apply to amateur (HAM) radio antennas, a+W-dish antennas. collocations and/or modifications covered under Federal Communications Commission (FCC) regulations at 47 C.F.R. §§ 1.40001 et seq. and other antennas_-installed on a residence for an individual's private use. BACKGROUND: Page 1 of12 EXHIBIT 2 September 26, 2017 Item #2 Page 17 of 38 Policy No. 64 To secure the right to provide personal wireless services to a region, companies often must obtain airwave licenses that are auctioned by the Federal Cemm1cmicatieRs CemmissieR (FCq , the federal agency that regulates the telecommunications industry. +Re-For radio services that use license spectrum. the FCC mandates the licensees establish their service networks as quickly as possible. In Carlsbad, there are three common types of wireless communication systems: Cellular, PCS (Personal Communications Services), and ESMR (Enhanced Specialized Mobile Radio). Hie tatile tielew 13re,·ides tlie relevaRt similarities aRd differeRces tietweeR tlie tliree. TeCAAelegy AAaleg, ESAvertiAg te 4igital NeFNerl, Ceuerage AAaleg: estaslisAea Digital: Oeuele13iAg Deuele13iAg TraRsmissieR Cell Size Raei"s AAteaAa Ty13es S"f3f39FtiAg Eq"i13meRt Tele13AeAe, call waitiAg, ·,eice mail, caller ID, 13agiRg, e mail, aAa IRtemet access (Netes: Amilee1 ccNuler dees net fHS'>'ide eU of these features. f'SMR else effers dispetchin!J end twe we;< rodie. PCS else hes •;idee tro%m;ssien ehi.lit;<.) A Retwerk sf iRterceRRectea WCFs carries sigAals acress a city aAEl seyeREl. ICacl, \A.'CF ceAtaiAs aAteAAas tAat traAsmit a Ra receive sigAals e·;er a small geegra13Aic area l<AS"'A as a "cell." l\s tAe "sertra .. els frem eae cell ta aAetAer, tAe sigaal is 13assee frem eAe WCF ta aAetAer iA tAe Ae"t cell. Average S miles DisA, PaRel (er secter), aae WAif3 battiEe te,.,ers, Meae13eles, B"ileiRg er Str"Et"re 'ttaclaee IA str"et"res geAerally "Aeer SQQ sq"are feet "erizeA, I\T&T, CiAg"lar -Wifeles5 IA casiAets ase"t tAe size ef ·,eAeiAg maeAiaes J:sfJle lllstes Pfore facilities may Be ReeEleEI te ESFA13lete a PCS Aetwsrk siAEe its t:iigl=ler e13eratiRg freEt1;1ency limits the range of its aAtenRas and censeEt1::1ently tRe size ef it~ cells. • Hie antennas fer all tAree s,stems f1:1netien on a line efsigAt transmission. Antennas neeEI to Be 13laceEI at s13ecific ReigRts in relatien te ene anetRer in order to transmit and recei•re signals. /\5 a res1;1lt, ReigRt is a eteterminiAg factor iR tRe etesign an8 locatien ef'At(i;:s. ~fono13ele anteRna s1:11313orts may 1.:Je iRstalle8 OR l.:J1::1ildiRgs or OR tRe gre1::1A8. /I single "'ireless cornm1:1nicatioA facility may coAsist of t"'o or more aAteAAas aA8 aAteAnas of different ty13es. A facility may also iAcl1;1de tRe aAteARas aAd Sblj3JrnrtiAg eei1:1i13ment of more tRaR oRe 13ro11i8er. Tl=lis is l:AO"'A as "collocation." Collocation also refers to a lM(r; 13lace8 togeU1er .,,itR 1::1tilit1 str1::1ct1::1res s1::1cA as ,.,ater tanks, ligRt staR8arEls, aA8 transmissioA to1t•1ers. W(Ts are 1::1s1:1ally l::IAFR3RAed and reei1::1ire rnaintenaRce is its once or t?11ice each montR. • Hiis taBJe is Bases on c1::1rrent infermatieA-tfl~t to cRange. • REVIEW RESTRICTIONS: Page 2 of 12 Formatted: Indent: Hanging: 0.19", Bulleted + Level: 1 + Aligned at: 0.25" + Tab after: 0.5'' + Indent at: 0.5'', Tab stops: 1.5", List tab September 26, 2017 Item #2 Page 18 of 38 Policy No. 64 The Federal Telecommunications Act of 1996 (TCA) preserves the ti-ty'-5-city's ability to regulate the placement, construction, and modification of wireless communication facilities subject to the following restrictions, as esRtaiReEl iR TC/\ ~ectieR 7gq _ • The {;#y-fi!y_may not favor any carrier. __ Regulations may not unreasonably discriminate among ESITT~etitive functionally equivalent service providers. The {;#y-fi!y_may not prevent completion of a network. Regulations may not prohibit or have the effect of prohibiting the provision of personal wireless ESF!1ffillRieatieR services. The denial of a single permit application may cause an effective prohibition if it would perpetuate a significant gap even though the applicant proposes the least intrusive means to close th at gap. • Applications are to be processed in a reasonable time. A city must act on an application for WCFs within a "reasonable" amount of time, re1c1ghly the saITTe tiITTe as fer a Ry siITTilar a~~lieatieRwhich the FCC generally defines as either 60, 90, or 150 days from the time an application is submitted and depending on the nature and scope of the proposed wireless facility. • The {;#y-fi!y_cannot deny an application because of perceived radio frequency health hazards. If federal standards are met, cities may not deny permits er leases on the grounds that radio frequency emissions__IBB are harmful to the environment or to the health of residents. However, local governments may require wireless carriers to prove compliance with the standards. The FCC has established procedures to enforce compliance with its rules. _•_The {;#y-fl!y_cannot deny, and shall approve, any eligible facilities request for a modification of an existing wireless tower or base station that does not substantially change' the physical dimensions of such tower or base station. The FCC promulgated detailed regu lations for this restriction, including a definition for "substantial change" and procedural rules for processing t hese applications, which can be found at 47 C.F.R. § 1.40001 et seq. • Certain collocation facilities are not subiect to discretionary permit requirements. Under Californ ia Government Code section 65850.6, a collocation facility (where two or more wireless operators have located their antennas at a common location) shall be a permitted use not subiect to discretionary permit requirements if it satisfies the requi rements of that statute. • A decision to deny an application must be supported by substantial evidence. A decision to deny a WCF application must be in writing and supported by substantial evidence contained in a written record. The reasons for the denial must also be contained in a written record contemporaneously available with the written denial notice and must be clear enough to enable iudicial review. ,lTRe r;ederal CoFRFRldAiEatisRs CoFRFRissieR SefiRes a "s1::18staAtial El=laRge" asiA 47 C.F.R. § 1.'1QQQ1(8)(7).: TRe me1mtiRg of a 13rs13ese8 aAteRAa OR tl=ie tsu1er U1at wewld iRcrease tRe eicistiRg ReigRt oftRe tower 13y more tFlaA 1G%, er 13•1 tl=ie ReigRt of SAC a88itieAal aRteARa array '"itR se13aratieR from the Rearest eicistiRg aRtCRRa Rot to e·cceeEI t•••eRty feet, Riel=le ,er is greater, ei<cepit tRat tRe FROl::IRtiRg of the f3FBf3oseel aAtCRRa FRaf ex:ceed U,e size limits set forth iR this 13aragra13h if ReEessary ts a"eiel iRterfereRce with existiRg aRteRRas; eF The rneURtiRg ef a 13re13eseel aRteRRa that '"Sule! iR"Sl"e aeleliRg aR a13fHJrteRaRce to the Eloely of the tewer that• •e1:1lel 13retrnele freFR the eelge ef the te..,er FR ere thaR P"eRtyfeet, er r-risre tAaR the" ielth efU1e te\••er strnct1;1re at the le\ el sf tRe a13131:1rteRaRee, •••hicl=lel'er is greater, eJEee13t tRat the FAOl::lRtiRg of tRe 13ro13ose8 aRteRRa may eJlEeeel the size limits set fortR iR tRis 13aragra13R if Reeessar,1 ts shelter the aRteRAa freFR iAclerneAt 11•eaU1er er te ceAReEt the aRteAAa te the te" er, ia eaBle. Page 3 of12 September 26, 2017 Item #2 Page 19 of 38 Policy No. 64 HEALTH CONCERNS & SAFEGUARDS: Possible health risks from exposure to the raElis fre~ueAEy (RF} electromagnetic fields generated by WCFs are a significant community concern. Accordingly, the FCC requires facilities to comply with RF exposure guidelines published in the Code of Federal Regulations (see 47 CFR §_1.1307 and 47 CFR §1.1310). The limits of exposure established by the guidelines are designed to protect the public health with a very large margin of safety as they are mafly-approximately 50 times below the levels that generally are accepted as having the potential to cause aElverse health effectsa measurable change in human physiology. Both the Environmental Protection Agency and Food and Drug Administration have endorsed the FCC's exposure limits, and courts have upheld the FCC rules requiring compliance with the limits. Most WCFs create maximum exposures that are only a small fraction of the limits. Furthermore, because the antennas in a PCS, cellular, or other wireless network ~operate more efficiently when in a line of sight arrangement to effectively transmit, their power is focused on the horizon instead of toward the sky or ground. Generally, unless a person is physically next to and at the same height as an antenna, it is not possible to be exposed to Hie estaslishea limits for RF emissions that exceed the maximum permissible exposure. The FCC requires providers, upon license application, renewal, or modification, to demonstrate compliance with RF exposure guidelines. Where two or more wireless operators have located their antennas at a common location (called "collocation"), the total exposure from all antennas taken together must be within FCC guidelines. Many facilities are exempt from having to demonstrate compliance with FCC guidelines, however, because their low power generation or height above ground level is highly unlikely to cause exposures that exceed the guidelines. REVIEW AND APPROVAL GUIDELINES: Carlsbad Municipal Code Section 21.42.~140(8)(165) allows WCFs in all zones with the approval of a conditional use permit (CUP) and subject to this policy. These guidelines should be followed in the review of csAElitisAal use ~ermitsCUPs for new •,11ireless facilitiesWCFs as well as extensions and amendments to CUPs for existing installations. For WCFs to be located in the public right-of-way of roads, which generally is not zoned, the following permitting requirements apply: (1) A right of way permit sha ll be required instead of a CUP for a WCF that is (i) to be located on an existing or replacement pole, (ii) is consistent with the preferred locations in Location Guideline A.1 (or if in a discouraged location in Location Guideline A.2, has all equipment underground), and (iii) is consistent with Design Guidelines for WCFs in the Public Right-of-Way C; (2) A minor CUP by Process 1 sha ll be required for a WCF that is (i) to be located on an existing or replacement pole, (ii) is in a discouraged location in Section A with above-ground equipment, and (iii) is consistent with Design Guidelines for WCFs in the Public Right-of-Way C; f±)(3) A CUP by Process 2 shall be required for all other WCFs not meeting the criteria for approval subject to a right of wa y permit or a minor CUP by process 1. Page 4 of12 September 26, 2017 Item #2 Page 20 of 38 Policy No. 64 A. Location Guidelines For Placement of WCFs 1. Preferred Locations -WCFs are encouraged to locate on existing buildings and structures. In addition, WCFs should..h.g locate.ct in the following zones and areas, which are listed in order of descending preference: a. Industrial zones. b. Commercial zones. c. Other non-residential zones, except open space. d. Public right-of-way of roads adjacent to industrial and commercial zones and identified on the Cim1latioR PlaR coRtaiRed iR the CirrnlatioR EleFReRt of the city's GeReral Plaflmap attached as Exhibit A. e. Public property (e.g., city facilities) not in residential areas. f. Major power transmission towers in non-residential zones or areas. g. Public and private utility installations (not publicly accessible) in residential and open space zones (e.g., water tanks, reservoirs, or the existing communication towers near Maerkle Reservoir). h. Parks and community facilities (e.g., places of worship, community centers) in residential zones or areas. Public right-of-way of roads adjacent to residential zones and identified on the CirculatioR PlaR coRtaiRed iR the CirculatioR EleFReRt of the city's GeReral PlaR.!:!J.ill2 attached as Exhibit A. 2. Discouraged Locations -WCFs should not locate in any of the following zones or areas unless the applicant demonstrates no feasible alternative exists as required by Application and Review Guideline .Qf.2. a. Open space zones and lots (except as noted in Location Guideline A.1.). b. Residential zones or areas (except as noted in Location Guideline A.1). c. Major power transmission towers in corridors located in/or next to a residential zone or area. d. Environmentally sensitive habitat. e. Public right-of-way of roads not identified on the Cim1latioA PlaR EORtained iR the CirculatioR EleFReRt of the city's GeAeral PlaRmap attached as Exhibit A. f. On vacant land. 3. Visibility to the Public-In all areas, WCFs should ll.g_locateg where least visible to the public and where least disruptive to the appearance of the host property. Furthermore, no WCF should be installed on an exposed ridgeline or in a location readily visible from a public place, recreation area, scenic area or residential area unless it is satisfactorily located and/or screened so it is hidden or disguised. 4. Collocation -Collocating with existing or other planned wireless communication facilities is recommended whenever feasible and appropriate. Service providers are also encouraged to collocate with water tanks, major power transmission and distribution towers, and other utility structures when in compliance with these guidelines. The Gity-£1!y must approve collocation applications unless the expansion adds significantly to the height or width of a facility. Page 5 ofl2 September 26, 2017 Item #2 Page 21 of 38 Policy No. 64 5. Monopoles -No new ground-mounted monopoles should be permitted unless the applicant demonstrates no existing monopole, building, or structure can accommodate the applicant's proposed antenna as required by Application and Review Guideline .g!;.3. B. Design Guidelines 1. Stealth Design -All aspects of a WCF, including the supports, antennas, screening methods, and equipment should exhibit "stealth" design techniques so they visually blend into the background or the surface on which they are mounted. Subject to Gi-Pf--9!.Y....approval, developers should use false architectural elements (e.g., cupolas, bell towers, dormers, and chimneys), architectural treatments (e.g., colors and materials), elements replicating natural features (e.g., trees and rocks), landscaping, and other creative means to hide or disguise WCFs. Stealth can also refer to facilities completely hidden by existing improvements, such as parapet walls. 2. Equipment-Equipment should be located within existing buildings to the extent feasible. If equipment must be located outside, it should be screened with walls and plants. If small outbuildings are constructed specifically to house equipment, they should be designed and treated to match nearby architecture or the surrounding landscape. 3. Co/location -Whenever feasible and appropriate, WCF design and placement should promote and enable collocation. 4. Height -WCFs should adhere to the existing height limitations of the zone in which they are located. 5. Setbocks-WCFs, including all equipment and improvements, should adhere to the building setback requirements of the zone in which they are located, with the following clarifications: a. If on a site next to a residential zone, the WCF should be set back from the residential zone boundary a minimum distance equal to the above-ground height of the ~overall support structure's height. b. If in a residential zone and in a public utility installation, park, or community facility, the WCF should be set back from the property boundaries of the utility installation, park, or community facility a minimum distance equal to the above-ground height of the ~overall support structure's height. c. The Planning Commission may decrease or increase these setbacks if it finds such changes would improve the overall compatibility of the WCF based on the factors containe.d in Application and Review Guideline -9!;.4. 6. Building or Structure-Mounted WCFs: a. Antennas and their associated mountings should generally not project outward more than ±8-24 inches from the face of the building. b. Roof-mounted antennas should be located as far away as possible from the outer edge of a building or structure arid should not be placed on roof peaks. c. If permitted, WCFs on residential buildings should only be allowed if disguised as a typical residential feature (e.g., a chimney, a dormer) and if all equipment is located inside, not outside, the building. Page 6 of12 September 26, 2017 Item #2 Page 22 of 38 Policy No. 64 7. Ground-mounted Monopoles: a. All antennas should be mounted as close as possible to the monopole to improve facility appearance. b. The placement, screening, and disguise of the monopole should fit with the surrounding site design, architecture, and landscaping. Tree disguises, such as a "mono-palm," may be acceptable depending on their quality and compatibility with landscaping nearby. c. Landscaping should be provided as necessary to screen, complement, or add realism to a monopole. Landscaping should include mature shrubs and trees. Some of the trees should be tall enough to screen at least three-quarters of the height of the monopole at the time of planting. Sometimes, landscaping may not be needed because of the monopole's location or vegetation already nearby. d. When possible and in compliance with these guidelines, monopoles should be placed next to tall buildings, structures, or tall trees. 8. Lattice Towers a. New lattice towers should not be permitted in the Gtyfi!y. b. On existing lattice towers, all antennas should be mounted as close as possible to the tower so they are less noticeable. 9. Undergrounding-AII utilities should be placed underground. 10. Regulatory Compliance -WCFs should comply with all FCC, FAA (Federal Aviation Administration), and local zoning and building code requirements. 11. WCFs iR P1,1/,/ic W§Rt ef Wey a. a. ARteRRas far faEilities shall 13e attaEheel te eJcistiRg 13eles (e.g. street lights), sul3staRtially similar re13laEemeRt 13eles iR the same leEatieR, er ·,ertical structures alreasy leEates iR the right ef way. The iRstallatien ef new 13eles er vertiEal struEtures shall enly 13e 13ermittes if it EaR 13e semeRstrates that a Rew 13ele er struEture is essential te provising ceverage. 13. The antenna asseml31y may Ret ei(cees the height efthe elcistiAg ,:rnle. E. The use ef aA elcisting pele, replacemeAt pele er ether eJcistiAg vertiEal struEture shall require the autherizatieR ef the ewRer ef the pele er structure. If a city street light er ether city ewRes structure is uses, cem13eRsatieR shall 13e pais te the city as the ewRer. If a 13rivate 13ele er structure is uses, a right ef way 13ermit shall 13e el3taines frem the €i-ty. s. PaRel aRteAAas shall 13e vertiEally meuRtes ts a 13ele er stnrnt1,1re iA cem13liaRce with aRy a13131ical31e separatieR requiremeAts aAs shall Aet eJ(cees eight iRches in sistaAce frem the pele te the fro At sise ef the 13aAel. · e. ~le mere thaA fe1,1r PaRel /\RteAnas ertwe emni sirectienal /\ntenRas shall 13e meuRtes eR any 1,1tility pele er struct1,1re 13y any ene previser. f. ARteRnas shall 13e paintes te match the ce ler ef the surface ef the pele en which they are attaches er shall etherwise 13e sEreeRes te reeluce their visil3ility. h. /\II ether equipment asseEiates with the faEility shall 13e 13laEes undergreuns wherever 13essil31e. If it can 13e semenstratea that cemplete uRsergrounsing ef asseciateel Page 7 of12 September 26, 2017 Item #2 Page 23 of 38 Policy No. 64 e~t1i13meAt is Rot 13ossisle, waiver re~tiests iAvolviAg laAdsca13iAg or ottier screeAiAg techAi~ties or vistial mitigatioA will se coAsidered. All e~t1i13meAt Rot 13laced t1Adergrot1Ad shall se setsack at least 2.S feet from the sack of the rnrs a Ad withiA the 13arkway or greeAway or 2.S feet sack from the edge of the sidewall< wheA it is COAtigtiOtlS to the rnrs. j. h. .0,11 e~t1i13meAt associated with the facility shall se located so as to miAimi,e im13acts to 13edestriaA access a Ad vehirnlar site distaAce aAd safety. C. Design Guidelines for WCFs in the Public Right-of-Woy 1. WCFs on Existing ond Replacement Poles a. The use of an existing pole, replacement pole or other existing structure shall require the authorization of the owner of the pole or structure. b. The antenna assembly may not exceed four feet above the height of the existing pole. c. The antenna{s) associated with the installation shall be concealed with a radome that also conceals the cable connections. antenna mount, and other ha rdware. d. All pole-mounted equipment shall be painted to match the color of the surface of the pole on which they are attached or shall otherwise be screened to reduce their visibility. 2. WCFs on New Poles a. All WCFs on new poles require a CUP by Process 2. b. No more than one new pole per block will be permitted unless the applicant demonstrates with clear and convincing evidence that: (1) no other existing structures are available to the applicant; (2) a new pole or structure is essential to providing coverage; and (3) the new pole or structure is the least intrusive means in terms of design and placement to reasonably achieve the applicant's technical objective. c. The centerline of any new pole must be aligned with the centerlines of existing poles on the same sidewalk segment. Any new pole and/or equipment and other improvements associated with a new pole or an existing pole must be set back from intersections, alleys, and driveways and placed in locations where it will not obstruct motorists' sight lines or pedestrian access. In general, there is a presumption of no obstruction where a new pole and/or equipment is set back at least: (1) 50 feet from any intersection; (2) six feet from any driveway cut or alley entrance or exit; (3) and six feet from any permanent object or existing lawfully-permitted encroachment in the public right-of-way. including without limitation bicycle racks, traffic signs and signals, trees, open tree wells, benches or other street furniture, streetlights, door swings, gate swings, or sidewalk cafe enclosures. d. The city may, in its discretion. require an additional setback for.a specific pole when the city determines that the presumptively acceptable setback would obstruct motorists' sight lines or pedestrian access. e. The city may require the applicant to install functional streetlights and/or banners when technically feasible and the city determines that such additions would enhance the overall appearance and usefulness of the new pole. f. New poles shall not exceed the height limit for the zoning district nearest to the base of the pole or the average height of poles within a 300-foot radius, whichever is less. 3. Design Guidelines Applicable to WCFs on Existing ond New Poles Page 8 of12 September 26, 2017 Item #2 Page 24 of 38 Policy No. 64 a. Each antenna shall not exceed 3 cubic feet in volume; the cumulative antenna volume per pole shall not exceed 6 cubic feet. Mounting arms, hardware, and concealment elements such as shrouds, radomes, or other covers are included in the antenna volume limits. b. All other equipment associated with the WCF shall not exceed 6.5 cubicfeet in volume. All non-antenna equipment including ground-mounted meter pedestals and concealment elements such as shrouds and cages, are included in the equipment volume limit. Electric meters and disconnect switches that are mounted on the pole and any equipment placed underground are not included in the equipment volume limit. c. Equipment shall be placed underground in discouraged locations. If it can be d·emonstrated that complete undergrounding of associated equipment is not possible, waiver requests involving landscaping or other screening techniques or visual mitigation will be considered. All equipment not placed underground shall be: (ll placed in a ground-mounted equipment shroud or cabinet that contains all equipment associated with the WCF other than the antenna; and (2) set back at least 2.5 feet from the back of the curb and within the parkway or greenway or 2.5 feet back from the edge of the sidewalk when it is contiguous to the curb. All cables and conduits associated with the equipment shall be concea led from view, routed directly through the pole, and placed underground between the pole and the ground-mounted cabinet. d. All equipment associated with the WCF shall be located so as to minimize impacts to pedestrian access and vehicular site distance and safety. e. Cabinets for appurtenant telephone and/or fiber optic utilities may not extend more than 10 inches beyond the pole centerline on either side, and must be painted, wrapped, or otherwise colored to match the pole. Microwave or other wireless backhaul shall not have a separate and unconcealed antenna. f. To reduce clutter and deter vandalism, excess fiber optic or coaxial cables shall not be spooled, coiled, or otherwise stored on the pole whether in a cabinet or not. {;_Q. Performance Guidelines 1. Noise -All equipment, such as emergency generators and air conditioners, should be designed and operated consistent with the Qty-fi!y_noise standards. 2. Maintenance -All facilities, related equipment, and landscaping should be maintained in good condition and free from trash, debris, graffiti, and any form of vandalism. All required landscaping should be automatically irrigated. Damaged equipment and damaged, dead, or decaying landscaping should be replaced promptly. Replacement of landscaping that provides facility screening should be, as much as possible, of similar size (including height), type, and screening capability at the time of planting as the plant(s) being replaced. 3. Maintenance Hours-Except in an emergency posing an immediate public health and safety threat, maintenance activities in or within 100 feet of a residential zone should only occur between 7 AM {8 AM on Saturdays) and sunset. Maintenance should not take place on Sundays or holidays. 4. Lighting-Security lighting should be kept to a minimum and should only be triggered by a motion detector where practical. Page 9 of 12 September 26, 2017 Item #2 Page 25 of 38 Policy No. 64 5. Compliance with FCC RF Exposure Guidelines -Within six (6) months after the issuance of occupancy, and with each time extension or amendment request, the developer/operator should submit to the PlaRRiRg DirecterCity Planner either verification that the WCF is categorically excluded from having to determine compliance with the guidelines per 47 CFR §1.1307(b)(1) or a project implementation report that provides cumulative field measurements of raaio fre(l~eRE'; (RF-) electromagnetic fields of all antennas installed at the subject site. The report should quantify the RF emissions and compare the results with currently accepted ANSI/IEEE standards as specified by the FCC. The PlaRRiRg Director.Q!y Planner should review the report for consistency with the project's preliminary proposal report submitted with the initial project application and the accepted ANSI/IEEE standards. If, on review, the PlaRning DirectorCity Planner finds the project does not meet ANSI/IEEE standards, the Gty-£1!.y_may revoke or modify the EOAaitioRal ~se permitCUP. 6. Abandonment -Any WCF that is not operated for a continuous period of 180 days will be considered abandoned. Within 90 days of receipt of notice from the Gty-£1!.y_notifying the owner of such abandonment, the WCF owner must remove the facility and restore the site, as much as is reasonable and practical, to its prior condition. If such WCF is not removed within the 90 days, the WCF will be considered a nuisance and in addition to any other available remedy, will be subject to abatement under Chapter 6.16 of the Carlsbad Municipal Code. If there are two or more users of a single WCF, then this provision will not become effective until all users stop using the WCF. The provider or owner must give notice to the Gty-£1!.y_of the intent to discontinue use of any facility before discontinuing the use. 01, Application and Review Guidelines 1. Besides the typical submittal requirements for a eoRaitioRal ~se permitCUP (including plans, landscape details, and color and material samples, as appropriate), all WCF applications should include the following items: a. A description of the site selection process undertaken for the WCF proposed. Coverage objectives and the reasons for selecting the proposed site and rejecting other sites should be provided. b. A description or map of the applicant's existing and other proposed sites. c. A description of the wireless system proposed (e.g., cellular, PCS, etc.) and its consumer features (e.g., voice, video, and data transmissions). d. Verification that the proposed WCF will either comply with the FCC's guidelines for human exposure to raaie freEJ~eREY (RF-) electromagnetic fields or will be categorically excluded from having to determine compliance with the guidelines per 47 CFR §1.1307(b)(1). If WCFs are proposed for collocation, the verification must show the total exposure from all facilities taken together meets the FCC guidelines0 e. Color photo-simulation exhibits, prepared to scale, of the proposed WCF to show what the project would look like at its proposed location and from surrounding viewpoints. The Planning DirectorCity Planner may waive the requirement to provide the exhibits if he determines they are unnecessary. 2. For WCFs proposed in a zone or area that is a discouraged WCF location as listed in Location Guideline A.2., the applicant should provide evidence that no location in a preferred zone or area as listed in Location Guideline A.1. can accommodate the applicant's proposed Page 10 of12 September 26, 2017 Item #2 Page 26 of 38 Policy No. 64 facility. Evidence should document that preferred zone or area locations do not meet engineering, coverage, location, or height requirements, or have other unsuitable limitations. 3. For proposed new ground-mounted monopoles, the applicant should also provide evidence to the Gty+city's satisfaction that no existing monopole, building, structure, or WCF site ("existing facility") could accommodate the proposal. Evidence should demonstrate any of the following: a. No existing facility is located within the geographic area or provides the height or structural strength needed to meet the applicant's engineering requirements. b. The applicant's proposed WCF would cause electromagnetic interference with the existing antennae array or vice versa. c. The fees, costs, or contractual provisions required by the owner to locate on an existing facility or to modify the same to enable location are unreasonable. Costs exceeding new monopole development are presumed to be unreasonable. d. The applicant demonstrates to the decision-maker's {Planning Commission's or City Planner) satisfaction that there are other limiting factors that render an existing facility unsuitable. 4. In considering a CeAElitieAal Use PermitCUP for a WCF, the decision-maker {Planning Commission or City Planner) should consider the following factors: a. Compliance with these guidelines. b. Height and setbacks. c. Proximity to residential uses. d. The nature of uses on adjacent and nearby properties. e. Surrounding topography and landscaping. f. Quality and compatibility of design and screening. g. Impacts on public views and the visual quality ofthe surrounding area. h. Availability of other facilities and buildings for collocation. 5. Conditional Use Permits for WCFs ~shall be granted for a period not to exceed ten years unless public safety reasons and/or substantial land use reasons, iAEl~EliAg limitatieAs en the term ef ~se im13eseEI lly the ewAer ef the 13re13erty, justify a shorter term. A WCF that is decommissioned, discontinued, or otherwise abandoned by the owner or operator for a continuous one-year period is subject to revocation under Section 21.42.120 of the Carlsbad Municipal Code. Upon a request for either an extension or an amendment of a CUP, the WCF should be reevaluated to assess the impact of the facility on adjacent properties, the record of maintenance and performance with reference to the cond itions of approval, and consistency with these guidelines. Additionally, the Gty-fl.!Y..should review the appropriateness of the existing facility's techAelegydesign, and the applicant should be required to document that the WCF maintains the teEhAelegy design that is the smallest, most efficient, and least visible and that there are not now more appropriate and available locations for the facility, such as the opportunity to collocate or relocate to an existing building. 6. Collocation. For the purposes of collocation, the following definitions apply: Page 11 of12 September 26, 2017 Item #2 Page 27 of 38 Policy No. 64 (i) "Collocation facility" means the placement or installation of WCFs, including antennas, and related equipment, on or immediately adjacent to, a wireless telecommunications collocation facility. (ii) "Wireless telecommunications facility" means equipment and network emergency power systems that are integral to providing wireless telecommunications services. (iii) "Wireless telecommunications collocation facility" or "WTCF" means a wireless telecommunications facility that includes Collocation facilities. a. A conditional use permit shall not be required for a proposed WCF Collocation facility which will be placed on a previously approved WTCF provided that: (i) The new WCF Collocation facility is consistent with requirements for the existing WTCF installation; and (ii) The modification of an existing wireless tower or base station does not physically change the dimensions of such tower or base station. b. Approval of an application to construct or reconstruct a WCF wireless facility shall not require an escrow deposit for removal of the WCF Collocation facility or any component thereof . .£,__Notwithstanding subsection (€!,) above, the Gt>f-IBY..may require a performance bond or other surety or another form of security if the amount required is rationally related to the cost of removal. 7. Applications from a single provider of wireless communication services for up to 10 permits to locate WCFs on existing or replacement poles in the right-of-way, and meeting the criteria for right of way permits, may be batched and processed together. A single provider may not submit more than one batch of applications at one time. Page 12 of12 September 26, 2017 Item #2 Page 28 of 38 CROWN '-' CASTLE January 6, 2017 Kevin Crawford City Manager City of Carlsbad 1200 Carlsbad Village Drive Carlsbad, CA 92008 Dear Mr. Crawford: Crown Castle 300 Spectrum Center Drive Suite 1200 Irvine, CA 92618 Crown Castle is aware the City of Carlsbad is considering revisions to its wireless regulations which would affect future, and possibly existing, wireless communications installations throughout the City of Carlsbad. We have serious concerns about these proposed revisions and believe they would harm the City's development in the areas of wireless connectively and economic development, posing significant challenges to the business community, residents, and visitors. Rather than encouraging the use of technology as an enabler of innovation, in the tradition of a "smart city," these proposed revisions would present obstacles to progress and do not align with the Carlsbad Community Vision, which specifically articulates the values of "connectedness" and "connectivity." Please consider the following comments to the proposed revisions to Council Policy 64: • Preferred/Discouraged Locations. The City proposes to utilize a map of roadways (Council Policy 64 Exhibit A) to guide wireless deployment. This simplistic approach does not account for the demand- driven nature of wireless communications, nor the broader public safety implications. In effect, with this approach, the City unilaterally declares where it thinks wireless infrastructure is best suited, without the support of the data or expertise of the companies who provide wireless services. It appears from the map there is a bias that residential areas and other non-residential public gathering areas (i.e. schools, parks, trails and open space) are not appropriate locations for wireless infrastructure. This approach runs counter to the growing reality (supported by empirical data and industry metrics) that wireless usage and demand is ubiquitous. Demand for reliable/affordable wireless service crosses all sectors of society, all income ranges, and all socio-economic classifications, not to mention all zone districts and land use types. With the emergence of the Internet of Things (IoT), Machine to Machine (M2M) functionality, and all things "smart" (e.g. smart cars, smart meters, smart cities), the provision of high quality wireless networks and services should be holistically evaluated and embraced rather than limited to specific areas in the City. With more than 50% of homes dependent on wireless phone service and more than 70% of 911 calls made from cell phones nationally, it is clear there is also a public safety consideration that transcends this proposed map. • Residential Zones. The proposed revisions presume that wireless facilities are not appropriate in residential zones, and siting and review criteria serve to discourage deployment in these areas. While it is reasonable to assume that not all locations in residential areas are preferred, this approach misses the fact that residential zones likely have need for wireless services, and there are often locations within residential zones where wireless facilities can be effectively deployed with minimal physical, visual, and aesthetic impact. The effort to shape policy that effectively discourages the deployment of wireless infrastructure in residential areas runs counter to the growing demand for wireless services in these very same areas as residents utilize wireless devices for a growing array of services, not to mention the personal security and public safety considerations both in home and outdoors. • CUP Process. The City proposes to utilize a CUP process for all wireless installations on roadways not contained in the Exhibit A map. Since the Exhibit A map does not encompass all streets in non -residential areas, a CUP would be necessary to install a small cell facility on a street light in some widely traveled/high volume areas (e.g. Car Country Drive). This creates a needless additional step and demonstrates the lack of consistency in the proposed map. The Foundation for a Wireless World. CrownCastle.com EXHIBIT 3 September 26, 2017 Item #2 Page 29 of 38 Kevin Crawford City Manager City of Carlsbad Page2 • Visibility to the Public. City proposes that "no WCF should be installed on an exposed ridgeline or in a location readily visible.from a public place, recreation area, scenic area or residential area unless it is satisfactorily located and/ or screened so it is hidden or disguised." On its face, this requirement could make it very difficult, if not impossible, to locate small cell facilities on street lights, traffic signals and utility poles in and alongside walks and other publicly accessible areas regardless of the zone district. This same requirement is not placed on other essential "above ground" public infrastructure such as street lighting and traffic signalization. It is important for cities to recognize wireless communications as essential "above ground" infrastructure and treat it in equivalent manner. Street lights and traffic signals are placed where needed/necessary and in a manner sufficient to meet that need. Wireless infrastructure is no different. Street lights and traffic signals cannot be fully hidden and/ or camouflaged to eliminate them from view. Wireless infrastructure should be afforded the same treatment and considerations. • Equal Treatment. There is some concern whether the City intends to selectively enforce these new regulations. Based on the proposed policy provisions in the amended Council Policy 64, other public utilities (e.g. Carlsbad Municipal Water District, SDG&E) seeking to place antennas for remote telemetry and associated "wireless" services would need to seek City approval through a CUP process for all installations along roadways and on parcels in residential areas. Is the City willing to hold these other utilities to this new standard, and does the City expect to bring existing CMWD, SDGE and other antenna facilities into compliance with the new standards? We appreciate your consideration of our comments and would be happy to help provide background information and data on wireless communications issues. I welcome you to call me at (619) 817-1274, or email at Daniel.Schweizer@crowncastle.com with any questions or to further discuss these issues. Sincerely, Dan-S~(!A,, DAN SCHWEIZER Director, Government Relations, West Region The Foundation for a Wireless World. CrownCastle.com September 26, 2017 Item #2 Page 30 of 38 ..-· -......, ~at&t ViaE-mail- Curtis M. Jackson Real Estate Manager City of Carlsbad 1200 Carlsbad Village Drive Carlsbad, CA 92008 January 6, 2017 Re. AT&T' s Initial Comments to Council's Proposed Policy Statement No. 64 regarding Review and Operation Guidelines for Wireless Communications Facilities ("Draft Policy") Dear Curtis: I write on behalf of New Cingular Wireless PCS, LLC d/b/a AT&T Mobility (AT&T) to bring attention to some specific policy and legal concerns created by the Draft Policy. To that end, I have attached to this letter a list of policy and legal issues identified by the AT&T legal and network teams. Before you review those comments, however, I will briefly outline the collective challenge at hand-residents, businesses, and visitors to Carlsbad expect and require high speed mobile data services. Explosive Growth in Wireless Data AT&T and the entire wireless industry has experienced an unprecedented increase in mobile data use on its network since the release of the iPhone in 2007. Between 2007 and 2015, mobile data usage increased 150,000% on AT&T's network. AT&T forecasts its customers' growing demand for mobile data services to continue. The increased volume of data travels to and from customers' wireless devices and AT&T' s wireless infrastructure over limited airwaves -radio frequency spectrum that AT&T licenses from the Federal Communications Commission ("FCC"). AT&T uses high-band (i.e., 1.9 GHz, 2300 MHz, 2100 MHz, and 1900 MHz) and low-band (i.e., 850 MHz and 700 MHz) spectrum to provide wireless service. Each spectrum band has different propagation characteristics and may experience varied noise or signal interference based on network characteristics at a given location. To address this dynamic environment, AT&T deploys multiple layers of its licensed spectrum and strives to bring its facilities closer to the customer. When facilities are closer to the user, the customer is presented with a stronger signal and its wireless device creates less noise September 26, 2017 Item #2 Page 31 of 38 interference because the device is not trying to locate the strongest signal among multiple weak signals. Signal interference, whether created by environmental clutter or noise from surrounding wireless devices, degrades signal quality in a manner that affects throughput, data rates, service quality, and, ultimately, coverage. Generally speaking, placing facilities closer to the customer creates smaller coverage cells that produce faster data rates. To address existing and forecasted demand and to support 5G services in the near future, AT&T plans to deploy small cell facilities within public rights-of-way. Due to their minimal aesthetic impact, small cell facilities comport with the city's land use values and present an opportunity for the city and AT&T to work together to responsibly bring 5G services to Carlsbad.1 The Role of Small Cells Small cells will play a critical role in advancing to 5G in the near future.2 As more than 60% of the data traffic on AT&T's total network was video in 2015, 5G is expected to assist by delivering speeds 10-100 times faster than today's average 4G L TE connections. Customers will see speeds measured in gigabits per second, not megabits. For reference, at one gigabit per second, you can download a TV show in less than 3 seconds. Customers will also see much lower latency with 5G. Latency, for example, is how long it takes after you press play on a video app for the video to start streaming on your device. AT&T expects 5 G latency in the range of 1 to 5 milliseconds. You can see multiple use cases on the horizon to tap this next-gen network. Many of these 5G use cases -virtual reality, remote telemedicine, autonomous cars, etc. -are right around the comer. But to work effectively for the mobile customer or a business, you need multi-gigabit bandwidth speeds and low latency, which a small cell network helps provide. By getting the physical antenna closer to the user, hence attaching on a street pole, the user is presented with a dominate signal that provides faster throughput. To capture the economic development, cultural, and educational opportunities linked to 5G, the city should strive to remove deployment impediments and attempt to attract, rather than restrict, capital investment within its boundaries. High-speed wireless networks are quickly emerging as the bedrock for the next generation of technology, services, and economic development. Communities that have this critical network infrastructure in place become more attractive locations to live and do business. High-speed wireless and wireline networks are a tremendous advantage for communities trying to attract businesses across many sectors, from manufacturing and data centers, to software developers and high-tech companies. Additionally, these high-speed networks nurture the tech start-ups and entrepreneurs that will provide tomorrow's jobs and help drive economic growth. AT&T encourages the city to adopt a policy that promotes deployment of the wireless infrastructure necessary for ubiquitous 5G coverage in the coming years. The policy must be 1 A small cell facility consists of a low powered antenna, remote radio unit, and associated fiber and electricity needed to connect the node to the broader network. Depending on the location, AT&T generally deploys a 2' small cell antenna and attaches a 2' remote radio unit to the support structure (i.e., new or existing utility pole, street light, traffic signal). 2 AT&T recently tested its 5G service in Austin, TX. https://www.engadget.com/20l6/12/05/ATT-5g-wireless- austin-test/ 2 September 26, 2017 Item #2 Page 32 of 38 consistent with the applicable federal and state laws that aim to promote and expedite deployment of wireless telecommunications services.3 Further, the policy cannot conflict with state law that imposes significant limitations upon the city's authority to regulate the placement of wireless telecommunications facilities in public rights-of-way.4 With this policy framework in mind and without waiving any of its legal rights, AT&T has identified in the attached Policy and Legal Comments document, provisions of the Draft Policy that will pose serious challenges to the deployment of small cell technology in the city and could create legal exposure to the city Conclusion AT&T understands and appreciates the city's desire to develop a comprehensive approach to siting wireless communication facilities, which is surely needed due to significant technological advances in the wireless industry and recent changes to the state and federal laws that govern wireless siting. Especially as technologies advance and the types of facilities needed to meet increasing demands change, the city and wireless providers will be better served by policies that foster flexibility in siting wireless technologies. AT&T is confident that the city can, after thoughtful consideration of the issues, develop a lawful policy to manage the rights-of-way. We welcome the opportunity to work with the city to that end. Very truly yours, John Osborne Attachments: AT&T Policy and Legal Comments 3 See, e.g., Telecommunications Act of 1996, 47 USC§ 332(c)(7)(B); H. Conf. Rep. No. 104-458, at 1 (1996) ("Act") (purpose of the Telecommunications Act is "to provide for a pro-competitive, de-regulatory national policy framework designed to accelerate rapidly private sector deployment of advanced telecommunications and information technologies and services to all Americans by opening all telecommunications markets to competition"); Petition for Declaratory Ruling to Clarify Provisions of Section 332(c)(7)(B), WT Docket No. 08- 165, Declaratory Ruling, 24 FCC Ruling 13994 (2009) (the "Shot Clock Order"); Section 6409(a) of the Middle Class Tax Relief and Job Creation Act of 2012, P.L. 112-96 (codified as 47 USC § 1455(a)); Cal Gov. Code Section 65964.1 (a). 4 See, e.g., Cal. Gov't Code § § 65964 & 65964.1; Cal. Pub. Utils. Code § § 7901 & 7901.1. 3 September 26, 2017 Item #2 Page 33 of 38 AT&T Policy and Legal Comments to City of Carlsbad City Council Policy No. 64 Regarding Wireless Communications Facilities. Applicable Standards under the Telecom Act Several sections of the City of Carlsbad City Council Policy No. 64 Regarding Wireless Communications Facilities (the "Draft Policy") are subject to preemption under the Telecommunications Act of 1996, which, among other things, provides that "[ n ]o State or local statute or regulation, or other State or local legal requirement, may prohibit or have the effect of prohibiting the ability of any entity to provide any interstate or intrastate telecommunications service."1 Nor can a decision "regarding the placement, construction, and modification of personal wireless service facilities by any State or local government ... prohibit or have the effect of prohibiting the provision of personal wireless services."2 Whereas Section 253 applies in the context of a facial challenge to local regulations themselves, Section 332 applies to individual decisions made by a local government pursuant to those regulations.3 In the Ninth Circuit, a denial of a permit for an individual location constitutes an effective prohibition based upon "a two-pronged analysis requiring (1) the showing of a 'significant gap' in service coverage and (2) some inquiry into the feasibility of alternative facilities or site locations."4 And once the applicant has made that two-part showing, the city must either accept it or offer an available and feasible alternative that is less intrusive than the applicant's proposed facility.5 There is no requirement that an applicant demonstrate with "clear and convincing evidence" that there are "no other existing structures available" or that the proposed new structure is "essential to providing coverage." The city cannot make up its own standard that is inconsistent with the Ninth Circuit's test. Comments POLICY -Review Instructions. This part should add that the City's regulation of wireless communications facilities (WCFs) is further restricted by California Government Code section 65850.6, which requires mandatory City approval of certain eligible collocation facilities. POLICY -Review and Approval Guidelines (Introduction). The third and fourth sentences of this introduction improperly require different permitting standards for WCFs proposed in the public right-of-way ("ROW). Only ROW permits under City Municipal Code section 11.16.010 et seq. should be required for all WCFs installed in the ROW, regardless of the City's attempted preference or location rules stated in the Draft Policy. 1 47 USC 253(a). 2 47 USC 332(c)(7)(B)(i)(II). 3 See Cox Communs. PCS, L.P. v. City of San Marcos, 204 F. Supp. 2d 1272, 1277 (S.D. Cal. 2002) ("Where 47 U.S.C. § 253 provides a cause of action against local regulations, section 332 gives a cause of action against local decisions.") (emphasis in original). 4 MetroPCS, Inc. v. City & County of San Francisco, 400 F.3d 715, 731 (9th Cir.2005) 5 T-Mobile USA, Inc. v. City of Anacortes, 572 F.3d 987, 997-98 (9th Cir. 2009) 1 September 26, 2017 Item #2 Page 34 of 38 The burdensome application and permitting regulations for certain WCFs based on whether they will be installed on existing or replacement poles, in preferred locations or zones, and with certain design elements appears to violate AT&T Mobility's rights under CA Public Utilities Code sections 7901 and 7901.1. Those code sections grant telephone companies such as AT&T Mobility the right to install its facilities in the public ROW in a manner equivalent to how other public utility companies install their ROW facilities, which, under the City Code section 11.16.010, includes towers, poles, pole wires, cables, junction boxes, and transformers. Public Utilities Code section 7901.1 (b) states that an agency's reasonable control of the ROW "shall ... be applied to all entities in an equivalent manner." Under the City's Code, the City has very limited bases to deny a ROW application for other utility facilities. Those bases include indebtedness to the City and repeated permit violations, but not any design considerations. (City Code section 11.16.110.) No burdensome catalogue of specific design, permit application, undergrounding, camouflaging and review requirements for other public utility facilities in the ROW is stated in that City Code. Review and Approval Guidelines Sections A.1 and A.2. The attempted preference under these sections to locate WCFs only in non-residential and non-open space zones, including ROWs in or adjacent to residential and open space zones, could result in an effective prohibition of AT&T Mobility's services in violation of 47 U.S.C. §332(c)(7)(B)(i)(II). Stating that WCFs "should not" be located in residential and open space zones and areas of the City ignores the fact that network coverage needs and network coverage gaps exist in residential and open space areas. Section A.2 concerning discouraged locations requires an applicant to show "no feasible alternative." As noted above, that is the wrong legal test -it is "least intrusive means" not "no feasible alternative." The same comments apply to the restriction on location of WCFs on ROW segments not identified on Exhibit A to the Draft Policy. Review and Approval Guidelines Section A.3. The factors stated in this section for possible denial of a WCF application could result in an effective prohibition of AT&T Mobility's services in violation of 47 U.S.C. §332( c)(7)(B)(i)(II) if a proposed cell facility is required to be placed in a location that is deemed by the City not to be the "least visible to the public" or the "least disruptive to the appearance of the host property," but which proposed location(s) is required for AT&T Mobility to fill a significant gap in service. Review and Approval Guidelines Section B.1. Section B. l defines "stealth" in a manner that creates exposure because the city could easily apply the definition of stealth in a manner that would effectively prohibit small cell deployment if it, for example, determined that a 2' canister antenna does not "visually blend into the background or the surface on which they are mounted." The requirement to use "stealth" design techniques relating to ROW facilities also violates AT&T Mobility's rights under CA Public Utilities Code sections 7901 and 7901.1 to install its facilities in the public ROW in a manner equivalent to how other public utility companies install their ROW facilities, which, under the City Code section 11.16.010, includes towers, poles, pole wires, cables, junction boxes, and transformers. Public Utility Code section 7901.l(b) states that an agency's reasonable control of the ROW "shall ... be applied to all entities in an equivalent manner." But other public utilities, including commercial utilities, are not required to "stealth" their visible facilities within the already visually and spatially cluttered ROWs. 2 September 26, 2017 Item #2 Page 35 of 38 Review and Approval Guidelines Section B.4. The WCF height limitation stated in this section could result in an effective prohibition of AT&T Mobility's services in violation of 47 U.S.C. §332(c )(7)(B)(i)(II) if a proposed cell facility is required to be placed at a height in excess of a height limitation for a zone as necessary for AT&T Mobility to fill a significant gap in service. Review and Approval Guidelines Sections B.5.a-b. These sections could result in an effective prohibition of AT&T Mobility's services in violation of 4 7 U.S.C. §332( c )(7)(B)(i)(II) based on the limitations on siting or locating a WCF due to significantly enhanced setback requirements that don't apply to any other structures. Further, the increased setback regulations for a WCF stated in this section conflict with Draft Policy Review and Approval Guidelines Sections A.1.i and B.11 regarding WCFs installed in in the ROW. The significantly increased setback requirements typically could not be met for ROWs located within and adjacent to residential zones. The increased setback regulations for a WCF stated in this section also impermissibly seek to regulate radio frequency ("RF") emissions and therefore violate 4 7 U.S.C. §332( c )(7)(B)(iv). There is no reason for any form of increased setback regulations for a WCF beyond those that are generally applicable to any other structure. A WCF must typically already comply with the height limits in a zone, be reasonably stealthed or disguised, and meet all FCC, noise and building code standards to be approved. Therefore, the proposed significantly increased minimum setback requirements just for WCFs are arbitrary and unreasonable, and appear to be based on the unfounded fears of RF emissions, which is not a valid basis for local regulation. Review and Approval Guidelines Section B.6. This section could result in an effective prohibition of AT&T Mobility's services in violation of 4 7 U.S.C. §332(c)(7)(B)(i)(II) based on the limitations on siting or locating a WCF "as far away as possible from the outer edge of a building or structure .... " WCFs must be sited close to parapet walls on building roofs to achieve adequate signal propagation to meet coverage objectives. The further away from a parapet wall edge the WCF is located, the higher the antennas typically must be placed to project signals over the parapets and to street level elevations around the building. Pushing a WCF "far away" from roof edges will increase the height of the facility, which may exceed height limitations and will otherwise increase the visibility of the WCF. Review and Approval Guidelines Section B.7.c. Requiring trees "tall enough to screen three-quarters of the height of the monopole at the time of planting" as screening for a WCF will likely result in an effective prohibition of AT&T Mobility's services in violation of 4 7 U.S.C. §332( c )(7)(B)(i)(II). High trees adjacent to WCF antennas cause near- field interference with RF signals and typically significantly limit the coverage ring of a WCF. Such screening therefore would prevent AT&T Mobility from closing a significant gap in coverage. Review and Approval Guidelines Section B.9 and B.11.h This section could result in an effective prohibition of AT&T Mobility's services in violation of 4 7 U.S.C. §332(c)(7)(B)(i)(II) based on the requirement for all utilities to be underground. Electrical and other utility lines need to be connected to above-ground WCFs for the facilities to operate. Further, 3 September 26, 2017 Item #2 Page 36 of 38 equipment undergrounding relating to WCFs is in many instances not reasonable or practical due to venting requirements, moisture seepage, and flooding concerns. Review and Approval Guidelines Section B.11.b. Section 11.b presents the likelihood of a successful facial challenge under both Sections 253 and Section 332 of the Telecom Act. Prohibitive local regulations may be "saved" from preemption by Section 253( c ), which preserves the authority of local governments "to manage the public rights-of-way or to require fair and reasonable compensation from telecommunications providers, on a competitively neutral and nondiscriminatory basis, for use of public rights-of-way on a nondiscriminatory basis .... " But given that other occupiers of the public way are not similarly limited to one new pole per block under the city code, Section 11.b is not competitively neutral and nondiscriminatory and, thus, a 253( c) claim would likely prevail. And if the City applied section 11. b to deny an applicant for a second new pole on a block, that decision would be subject to an effective prohibition challenge under Section 332( c ). We also believe that the first sentence of this section violates AT&T Mobility's rights under CA Public Utilities Code sections 7901 and 7901.1 to install its facilities in the public ROW in a manner equivalent to how other public utility companies install their ROW facilities, which, under the City Code section 11.16.010, includes towers, poles, pole wires, cables, junction boxes, and transformers. Public Utilities Code section 7901.l(b) states that an agency's reasonable control of the ROW "shall ... be applied to all entities in an equivalent manner." But other public utilities that install their visible facilities within the ROWs are not required to obtain a CUP by Process 2. The second sentence of this section also appears to violate AT&T Mobility's rights under CA Public Utilities Code sections 7901 and 7901.1 to install its facilities in the public ROW in a manner equivalent to how other public utility companies install their ROW facilities. City Code section 11.16.010 et seq does not require the same showing by other utility providers to install The seventh sentence of this section requiring an applicant to provide "functional streetlights and/or banners" at the City's discretion violates the law. There is no conceivable reasonable relationship and rough proportionality related to these expensive and onerous discretionary conditions for a disguised WCF. This would be an impermissible taking. Review and Approval Guidelines Section B.11.e. The City should clarify whether any horizontal elements for antenna or other facility attachments are allowed absent a case-by-case discretionary City decision. Further, the City should clarify what constitutes a "cross-arm," as some small cell facility configurations include a short horizontal arm or extension from the side of a pole to hold antennas and other equipment. This section therefore may not allow the WCF to function properly and thus would result in an effective prohibition of AT&T Mobility's services in violation of 4 7 U.S.C. §332( c )(7)(B)(i)(II). Review and Approval Guidelines Section B.11.f. This section does not allow for other related miscellaneous (non-antenna) WCF equipment to be mounted on a pole or structure, as is typically done in most small cell installations. This limitation may not allow the WCF to function properly and thus would result in an effective prohibition of AT&T Mobility's services in violation of 4 7 U.S.C. §332( c )(7)(B)(i)(II). 4 September 26, 2017 Item #2 Page 37 of 38 Review and Approval Guidelines Section B.11.h. This section violates AT&T Mobility's rights under CA Public Utilities Code sections 7901 and 7901.1 to install its facilities in the public ROW in a manner equivalent to how other public utility companies, including commercial utilities, install their ROW facilities. City Code section 11.16.010 et seq does not require the same equipment undergrounding and cable/conduit concealment for other utility providers' facilities within the already visually and spatially cluttered ROWs. Review and Approval Guidelines Sections D.l.b-c. These sections violate AT&T Mobility's rights under the TCA regarding the requirement to submit maps and an explanation of the communications services to be provided. City of Auburn v. Qwest Corp., 260 F.3d 1160, 1176 and 1178 (9th Cir. 2001) ( city violated the TCA by requiring maps and a description of services to be provided; agencies do not have the authority to request information regarding systems, plans or purposes for a WCF). These sections also violate AT&T Mobility's rights under California law. The California Public Utility Commission determined that the business of supplying citizens with forms of telephone service is a statewide concern. Local agencies may not attempt to determine whether the wireless service is locally desired or would be beneficial to the jurisdiction. In re: GTE Mobilnet of San Jose HP., 22 C.P .U.C 2d 25, 1986 Cal. PUC LEXIS 568 (Cal. Pub. Util. Com. 1986). Further, these sections, as well as sections B.11.b, D.2 and D., appear to violate wireless carriers' rights under CA Public Utilities Code sections 7901 and 7901.1 to install its facilities in the public ROW in a manner equivalent to how other public utility companies, including commercial utilities, install their ROW facilities. City Code section 11.16.010 et seq does not require the same submissions and information from other utility providers for their facilities within the ROW. Review and Approval Guidelines Sections D.5. This section violates AT&T Mobility's rights under CA Government Code section 65964(b) as to the language in the first sentence stating " ... including limitations on the term of use imposed by the owner of the property ... " as to imposing a term of less than ten (10) years on a WCF permit. No such limitation is stated under California law. Further, the factors stated in this section for approval of an extended or amended permit for a WCF could result in an effective prohibition of AT&T Mobility's services in violation of 47 U.S.C. §332( c )(7)(B)(i)(II) if a proposed cell facility (1) is not the "smallest, most efficient," or (2) if it is required to be placed in a location that is deemed by the City not to be the "least visible to the public" or the "least disruptive to the appearance of the host property," but which proposed location(s) is required for AT&T Mobility to fill a significant gap in service. AT&T Mobility hopes the City finds these comments to the proposed modifications to City Council Policy No. 64 helpful. We welcome the opportunity to work with the City staff to discuss our legal and practical concerns and to develop mutually-amenable solutions. AT&T Mobility also requests that this letter be placed in the administrative record regarding the City's consideration of the draft changes to the Draft Policy. 5 September 26, 2017 Item #2 Page 38 of 38