Loading...
HomeMy WebLinkAbout2020-10-20; City Council; ; Local Conflict of Interest Code UpdateMeeting Date: Oct. 20, 2020 To: Mayor/President/Chairperson and City Council/Board/Commission From: Scott Chadwick, City Manager/Executive Director Staff Contact: Mia De Marzo, Deputy City Clerk mia.demarzo@carlsbadca.gov, 760-434-2809 Subject: Local Conflict of Interest Code Update Recommended Action The following actions are recommended: •That the City Council adopt a resolution amending the Local Conflict of Interest Code of the City of Carlsbad (Exhibit 1) •That the Carlsbad Municipal Water District Board adopt a resolution amending the Local Conflict of Interest Code of the District (Exhibit 2) •That the Community Development Commission adopt a resolution amending the Local Conflict of Interest Code of the Commission (Exhibit 3) •That the Public Financing Authority adopt a resolution amending the Local Conflict of Interest Code of the Authority (Exhibit 4) •That the City Council as successor agency to the redevelopment agency adopt a resolution amending the Local Conflict of Interest Code of the agency (Exhibit 5). Executive Summary The Political Reform Act of 1974 requires agencies to amend their local conflict of interest codes when employee positions are added, changed or deleted. These codes designate the positions subject to financial disclosure requirements, and the level of disclosure that is required for each position. In keeping with the act, staff have prepared an updated Conflict of Interest Code incorporating the changes in designated positions that have been modified, added or deleted since the 2018 adoption of the code. Discussion By agreement with the City of Carlsbad, the Carlsbad Municipal Water District, Community Development Commission, Public Financing Authority, and the City Council as successor agency to the redevelopment agency have their services performed by city employees, and the city is reimbursed by the other legal entities for those costs. Accordingly, the appendix to the Local Conflict of Interest Code lists the designated positions in which employees have to disclose investments, business positions and sources of income and may be disqualified from taking certain actions because their duties for the city or the other agencies include making or participating in making decisions that could have an effect on their financial interests. Oct. 20, 2020 Item #1 Page 1 of 60 As provided in the Conflict of Interest Code, employees occupying these designated positions can expand their disclosure statements to cover reportable interests for all jurisdictions they report to and file these expanded disclosure statements with the city clerk, provided each copy of the expanded disclosure statement is signed and verified by the designated employee as if it was an original. Working with Human Resources and the City Attorney’s Office, staff has updated the Conflict of Interest Code to reflect all changes in positions since the 2018 adoption of the code. A version showing all changes to the code is attached as Exhibit 6 to this report. Fiscal Analysis There is no significant fiscal impact as a result of adoption of these resolutions. Next Steps The City Clerk will post the updated appendix to the Conflict of Interest Code on the City’s website. Environmental Evaluation (CEQA) Pursuant to California Public Resources Code Section 21065, this action does not constitute a “project” within the meaning of CEQA in that it has no potential to cause either a direct physical change in the environment, or a reasonably foreseeable indirect physical change in the environment, and therefore does not require environmental review. Public Notification and Outreach This item was noticed in accordance with the Ralph M. Brown Act and was available for public viewing and review at least 72 hours prior to the scheduled meeting date. Exhibits 1.City Council resolution 2.Carlsbad Municipal Water District Board resolution 3.Community Development Commission resolution 4.Public Financing Authority resolution 5.City Council as Successor Agency to the Redevelopment Agency resolution 6.Amended appendix to the Local Conflict of Interest Code with revisions highlighted Oct. 20, 2020 Item #1 Page 2 of 60 RESOLUTION NO. 2020-204 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CARLSBAD, CALIFORNIA, AMENDING THE LOCAL CONFLICT OF INTEREST CODE OF THE CITY OF CARLSBAD WHEREAS, the City of Carlsbad has previously adopted and amended its Local Conflict of Interest Code; and WHEREAS, provisions of the Political Reform Act of 1974 ("the Act") (Government Code Section 81000 et seq.) require an amendment to said code due to changed circumstances, changed duties or new positions; and WHEREAS, the City Council is the code reviewing body within the meaning of the Act; and WHEREAS, the City Clerk has prepared amendments to the Appendix that is required to be incorporated in said code, NOW, THEREFORE, BE IT RESOLVED by the City of Carlsbad as follows: 1. That the above recitations are true and correct. 2. That the revised Conflict of Interest Code Appendix (Attachment A) for the combined City of Carlsbad, City Council as Successor Agency to the Redevelopment Agency, Community Development Commission, Carlsbad Municipal Water District, and Public Financing Authority reflecting the changed circumstances in positions and disclosure categories since the last amendment is approved. Oct. 20, 2020 Item #1 Page 3 of 60 17tot BARBARA ENGLESON, City Cler tar PASSED, APPROVED AND ADOPTED at a Joint Special Meeting of the City Council of the City of Carlsbad, Carlsbad Municipal Water District, Community Development Commission, Public Financing Authority, and City Council as Successor Agency to the Redevelopment Agency on the 20th day of October, 2020 by the following vote, to wit: AYES: Hall, Blackburn, Bhat-Patel, Schumacher. NAYS: None. ABSENT: None. a&vizz( MATT HALL, Mayor ATTEST: Oct. 20, 2020 Item #1 Page 4 of 60 Attachment A REVISED APPENDIX CITY OF CARLSBAD CONFLICT OF INTEREST CODE DESIGNATED POSITIONS General Provisions When a designated employee or individual is required to disclose investments, business positions and sources of income, he or she need only disclose investments in business entities and sources of income which do business in the City, plan to do business in the City or have done business in the City within the past two (2) years. In addition to other activities, a business entity is doing business within the City if it owns real property within the City. When a designated employee or individual is required to disclose real property he or she need only disclose that which is located in whole or in part, within or not more than two (2) miles outside the boundaries of the City or within two (2) miles of any land owned or used by the City. Designated employees or individuals shall disclose their financial interest pursuant to the appropriate disclosure category as indicated in Exhibit "A". • All designated employees required to submit an initial Statement of Interest Form 700 shall file electronically including electronic signature with the City Clerk within thirty (30) days after the effective date of this resolution. Initial filings shall cover the period of the twelve (12) months prior to the date of the adoption of this Conflict of Interest Code. • All individuals appointed, promoted, or transferred to a designated position shall file statements within thirty (30) days of assuming office. These "assuming office" statements cover the period of the twelve (12) months prior to the date of assuming office statement. • When an individual is in an "interim or acting" capacity, they are subject to the same disclosure requirements of the position in which they are filling. An assuming office would be filed. • Annual statements shall be filed with the City Clerk by April 1 of each year by all designated employees, elected officials, committee/board/commission members or individuals. Such statements shall cover the period of the preceding calendar year. • Every designated employee who leaves office shall file, within thirty (30) days of leaving office, a statement disclosing financial interests held or received at any time during the period between the closing date of the last statement required to be filed and the date of leaving office. • Any individual serving in dual roles may file a combined statement by reporting according to their broadest range of disclosure. • Failure to file the required statement in a timely fashion may result in the imposition of administrative, criminal, and civil sanctions as provided in Government Code Sections 81000-91014. Resource: Title 2, California Code of Regulations, Section 18730 Provisions of Conflict of Interest Codes. Oct. 20, 2020 Item #1 Page 5 of 60 Disclosure Categories Category 1: Disclose all business entities and non-profit organizations in which investments, business positions (e.g. director, officer, partner, trustee, employee or hold any position of management) and sources of income including gifts, loans and travel payments located in Carlsbad, including property located within a two-mile radius of any property owned or used by the City of Carlsbad. Category 2: All interests in real property within the jurisdiction of the City. Category 3: Category 4: Category 5: Category 6: Category 7: All investments, business positions in business entities, non-profit organizations and sources of income, including gifts, loans and travel payments, interest in real property and sources of income subject to the regulatory, permit or licensing authority of the specific City department. All investments in business entities, non-profit organizations and sources of income, including gifts, loans and travel payments, and sources of income which engage in land development, construction or the acquisition of real property, and interests in real property located in Carlsbad, including property located within a two-mile radius of any property owned or used by the City of Carlsbad. All investments in business entities, non-profit organizations in which investments, business positions (e.g. director, officer, partner, trustee, employee or hold any position of management) and sources of income including gifts, loans and travel payments, and of the type which contracts with the City to provide services, supplies, materials, machinery or equipment to any City department. All investments in business entities and sources of income of the type which contracts with the City to provide to the designated employee's department services, supplies, materials, machinery or equipment to any City department. All investments, positions in business entities, income including gifts, loans and travel payments, and income from non-profit organizations, if the sources is the type that receives grants or other monies from or through the City. Unlimited Disclosures: 87200 Category are required to file full disclosure of all categories pursuant to Article 2 of Chapter 7 of the Political Reform Act, Government Code sections 87200, et. seq. Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 6 of 60 Consultants The staff person most knowledgeable of the work that a Consultant will be performing shall designate whether or not the Consultant must file a Statement of Economic Interest by marking the appropriate box on the Agreement or Contract cover sheet. When determined that a Consultant is designated and is responsible for disclosure, they shall be required to file a Statement of Economic Interest disclosing reportable interests subject to all disclosure categories. Consultants who make (not just recommend) governmental decisions, such as whether to approve a rate, rule, or regulation, whether to issue, deny, suspend, or revoke any permit, license, application, certificate or similar authorization, adopt or grant City approval to a plan, design, report, study, or adopt or grant City approval of policies, standards, or guidelines for the City or any subdivision thereof shall be required to disclose. Consultants who act in a staff capacity with the City, and in that capacity perform the same or substantially all the same duties for the City that would otherwise be performed by an individual holding a designated position in the City's Conflict of Interest Code, shall disclose at the same level as the comparable designated position identified. Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 7 of 60 LIST OF DESIGNATED POSITIONS AND DISCLOSURE CATEGORIES Those with the designation of 87200 Filer are required to file full disclosure of all categories pursuant to Article 2 of Chapter 7 of the Political Reform Act, Government Code sections 87200, et. seq. DESIGNATED POSITIONS DISCLOSURE CATEGORIES Mayor and City Council Members (87200 Filer) Unlimited Disclosure City Treasurer (87200 Filer) Unlimited Disclosure City Manager (87200 Filer) Unlimited Disclosure City Attorney (87200 Filer) Unlimited Disclosure Planning Commission Members (87200 Filer) Unlimited Disclosure Members of the Successor Agency of the Carlsbad Redevelopment Agency — Includes Chairman/Members, Executive Director, Counsel, Secretary (87200 Filer) Unlimited Disclosure Members of the Public Financing Authority — Includes Chairman/Members, Executive Director, Counsel, Secretary, Treasurer (87200 Filer) Unlimited Disclosure Members of the Community Development Commission — Includes Chairman/Members, Executive Director, Counsel, Secretary (87200 Filer) Unlimited Disclosure Members of the Carlsbad Municipal Water District Board of Directors — Includes Board Members, Counsel, Secretary (87200 Filer) Unlimited Disclosure ADMINISTRATIVE SERVICES DESIGNATED POSITIONS DISCLOSURE CATEGORIES Assistant Finance Director 1,2,5 Finance Director 1,2,5 Human Resources Director 1,2,5 Information Technology Director 1,2,5 Accountant 2,3,4,5 Accounting Supervisor 2,3,4,6 Assistant to the Treasurer 2, 3,7 Associate Contract Administrator 2,3,4,5,6 Business Intelligence and Analytics Manager 1,2,3,4 Business Intelligence Analyst 2,3,4 Business Systems Specialist 2,3,4,5,6 Buyer/Contract Administrator 2,3,4,5, 6 Chief Innovation Officer 1,2,3,4,5,6,7 Finance Manager 1,2,3,5,7 Finance/Payroll/IT Manager 1,2,5 Geographic Information Systems Manager 1,2,6,7 Human Resources Manager 1,2,3,5,6,7 Information Technology Manager 1,2,5,6,7 Information Technology Project Manager 1,2,5,6,7 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 8 of 60 Information Technology Security Manager 1,2,5,6,7 Senior Management Analyst 1,2,5,6,7 Management Analyst 1,2,6,7 Information Technology Operations Manager 1,2,5,6,7 Project Portfolio Manager 1,2,3,5,6,7 Program Manager 1,2,3,5,6 Risk Manager 1,2,3,5,6 Senior Accountant 1,2,4,5 Senior Applications Analyst 2,3,4,5,6 Senior Contract Administrator 2,3,6 Senior Database Administrator 1,2,5,6,7 Senior Network Engineer 2,3,4,5,6 Senior Program Manager 1,2,3,5,6 Senior System Administrator 2,3,4,5,6 COMMUNITY DEVELOPMENT DESIGNATED POSITIONS DISCLOSURE CATEGORIES Assistant Director of Community Development 1,2,3,4,6,7 Assistant Engineer 3,4 Associate Engineer 3,4 Assistant Planner 3,4 Associate Planner 3,4 Building & Code Enforcement Manager 1,2,3,4,5,6 Building Official 1,2,3,4 Building Inspector I/II 2,3,4 City Planner 1,2,3,4,6 Code Enforcement Officer I/II 2,3 Community Development Director 1,2,3,4,6,7 Community Relations Manager 2,4 Development Services Manager 1,2,3,4 Engineering Manager 1,2,3,4,5,6 Economic Development Manager 1,2,3,4,6,7 Housing Services Manager 1,2,3,4,6,7 Management Analyst 1,2,6,7 Principal Planner 1,2,3,4,7 Program Manager 1,2,3,5,6 Senior Building Inspector 2,3,4 Senior Code Enforcement Officer 1,2,3,4 Senior Engineer 1,2,3,4,5,6 Senior Management Analyst 1,2,5,6,7 Senior Planner 1,2,3,4,7 Senior Program Manager 1,2,3,5,6 Special Projects Manager 1,2,3,4,6,7 Zoning Enforcement Officer 1,2,3,4 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 9 of 60 LEGISLATIVE SERVICES DESIGNATED POSITIONS DISCLOSURE CATEGORIES Assistant City Attorney 1,2,3,4,5 Assistant City Manager 1,2,3,4 Assistant to the City Manager 1 City Clerk 1,2,6 City Clerk Services Manager 1,2,6 City Communications Manager 1,2,3,4 Communication and Engagement Director 1,2,3,4,6,7 Communications Coordinator 1,2,5 Community Relations Manager 2,3,4,6 Deputy City Attorney 1,2,3,4,5,6 Deputy City Manager (Community Services, Administrative Services, Public Works) 1,2,3,4 Executive Assistant 1,2,3,4,5 Graphic Production Supervisor 2,3,4 Intergovernmental Affairs Director 1,2,3,4,6,7 Program Manager 1,2,3,5,6 Real Estate Manager 1,2,6 Senior Assistant City Attorney 1,2,3,4,5 Senior Management Analyst 1,2,5,6,7 LIBRARY AND CULTURAL ARTS DESIGNATED POSITIONS DISCLOSURE CATEGORIES Library and Cultural Arts Director 1,2,6,7 Community Arts Coordinator 2,4 Community Relations Manager 2,3,4,6 Cultural Arts Manager 1,2,4,6,7 Deputy Library Director 1,2,6,7 Senior Management Analyst 1,2,6,7 Associate Management Analyst 1,2,6,7 Principal Librarian 1,6 PARKS AND RECREATION DESIGNATED POSITIONS DISCLOSURE CATEGORIES Parks and Recreation Director 1,2,3,4,6,7 Senior Management Analyst 1,2,6,7 Management Analyst 1,2,6,7 Park Planning Manager 1,2,3,4,6 Park Planner 1,2,3,4,6 Parks/Trees Supervisor 1,2,3 Parks Services Manager 1,2,3,4,6 Parks Superintendent 1,2,3,4,6 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 10 of 60 Program Manager 1,2,3,5,6 Recreation Area Manager 1,2,3 Recreation Services Manager 1,2,3,4,6 Senior Management Analyst 1,2,5,6,7 Special Projects Manager 2,3,4 PUBLIC WORKS DESIGNATED POSITIONS DISCLOSURE CATEGORIES Public Works Director 1,2,3,4,6,7 Transportation Director 1,2,3,4,5,6,7 Utilities Director 1,2,3,4,6,7 Associate Contract Administrator 2,3,6 Associate Engineer 3,4 City Traffic Engineer 1,2,3,4,5,6 Contract Administrator 2,3,6 Engineering Manager 1,2,3,4,5,6 Environmental Manager 1,2,3,6,7 Environmental Specialist I/II/Senior 1,5,6 Facilities Manager 1,2,3,4,5,6 Inspector I/II 2,3,4 Management Analyst 1,2,6,7 Meter Services Supervisor 2,3,4 Municipal Projects Manager 1,2,3,4 Public Works Manager 1,2,3,4,5,6 Public Works Superintendent 1,2,3,4,6 Public Works Supervisor 2,3,4,6 Senior Construction Inspector 2,3,4 Senior Contract Administrator 2,3,6 Senior Engineer 1,2,3,4,5,6 Senior Management Analyst 1,2,5,6,7 Senior Program Manager 1,2,3,6,7 Transportation Planning and Mobility Manager 1,2,3,4,5,6 Utilities Asset Manager 1,2,3,4,6 Utilities Maintenance Planner 1,2,3,4 Utilities Manager 1,2,3,4,5,6 Utilities Supervisor 2,3,4 Warehouse Technician 2,3,6 SAFETY SERVICES - FIRE DESIGNATED POSITIONS DISCLOSURE CATEGORIES Fire Chief 1,2,3,4,6,7 Assistant Director of Emergency Services 1,2,3,4,6,7 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 11 of 60 Assistant Fire Chief 1,2,3,4,6,7 Assistant Fire Marshal 2,3 Deputy Fire Marshal 2,3 Emergency Medical Services (EMS) Manager 1,2,3,4,5,6 Emergency Preparedness Manager 1,2,3,4,7 Fire Division Chief 1,2,3,5,6,7 Fire Battalion Chief 1,2,3,5,6,7 Fire Marshal 1,2,3,4,5,7 Fire Prevention Specialist I/II 2,3,4 SAFETY SERVICES - POLICE DESIGNATED POSITIONS DISCLOSURE CATEGORIES Police Chief 1,2,6,7 Police Captain 1,2,3,6 Police Communications Manager 2,3 Police Lieutenant 1,2,3,6 Public Safety Information Technology Manager 1,2,5,6,7 Program Manager 1,2,3,5,6 Senior Program Manager 1,2,3,5,6 BOARDS/COMMISSIONS/COMMITTEES (Members of Designated Appointed Positions) DESIGNATED POSITIONS DISCLOSURE CATEGORIES Agricultural Conversion Mitigation Fee Ad Hoc Citizens Advisory Corn m ittee 3,4 Arts Commission 3,4,6 Beach Preservation Commission 3,4,6 Board of Library Trustees 3,4,6 Carlsbad Golf Lodging Business Improvement District 3,4 Carlsbad Tourism Business Improvement District 3,4 Community Development Block Grant Committee 3,4,7 Historic Preservation Commission 3,4,6 Housing Commission 3,4 Housing Element Advisory Committee 3,4 Parks and Recreation Commission 1,2,3,4,6 Senior Commission 3,4,6 Traffic & Mobility Commission 3,4 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 12 of 60 RESOLUTION NO. 1645 A RESOLUTION OF THE BOARD OF DIRECTORS OF THE CARLSBAD MUNICIPAL WATER DISTRICT OF THE CITY OF CARLSBAD, CALIFORNIA, AMENDING THE LOCAL CONFLICT OF INTEREST CODE OF THE CARLSBAD MUNICIPAL WATER DISTRICT WHEREAS, the Carlsbad Municipal Water District has previously adopted and amended its Local Conflict of Interest Code; and WHEREAS, provisions of the Political Reform Act of 1974 ("the Act") (Government Code Section 81000 et seq.) require an amendment to said code due to changed circumstances, changed duties or new positions; and WHEREAS, the Board of Directors is the code reviewing body within the meaning of the Act; and WHEREAS, the Secretary has prepared amendments to the Appendix that are required to be incorporated in said code, NOW, THEREFORE, BE IT RESOLVED by the Board of Directors of the Carlsbad Municipal Water District as follows: 1. That the above recitations are true and correct. 2. That the attached revised Conflict of Interest Code Appendix (Attachment A) for the combined City of Carlsbad, City Council as Successor Agency to the Redevelopment Agency, Community Development Commission, Carlsbad Municipal Water District, and Public Financing Authority reflecting the changed circumstances in positions and disclosure categories since the last amendment is approved. II II Oct. 20, 2020 Item #1 Page 13 of 60 BARBARA ENGLESON, SeZry Yvta -e6•(- PASSED, APPROVED AND ADOPTED at a Joint Special Meeting of the Carlsbad Municipal Water District, City Council of the City of Carlsbad, Community Development Commission, Public Financing Authority, and City Council as Successor Agency to the Redevelopment Agency on the 20th day of October, 2020 by the following vote, to wit: AYES: Hall, Blackburn, Bhat-Patel, Schumacher. NAYS: None. ABSENT: None. MATT HALL, President ATTEST: Oct. 20, 2020 Item #1 Page 14 of 60 Attachment A REVISED APPENDIX CITY OF CARLSBAD CONFLICT OF INTEREST CODE DESIGNATED POSITIONS General Provisions When a designated employee or individual is required to disclose investments, business positions and sources of income, he or she need only disclose investments in business entities and sources of income which do business in the City, plan to do business in the City or have done business in the City within the past two (2) years. In addition to other activities, a business entity is doing business within the City if it owns real property within the City. When a designated employee or individual is required to disclose real property he or she need only disclose that which is located in whole or in part, within or not more than two (2) miles outside the boundaries of the City or within two (2) miles of any land owned or used by the City. Designated employees or individuals shall disclose their financial interest pursuant to the appropriate disclosure category as indicated in Exhibit "A". • All designated employees required to submit an initial Statement of Interest Form 700 shall file electronically including electronic signature with the City Clerk within thirty (30) days after the effective date of this resolution. Initial filings shall cover the period of the twelve (12) months prior to the date of the adoption of this Conflict of Interest Code. • All individuals appointed, promoted, or transferred to a designated position shall file statements within thirty (30) days of assuming office. These "assuming office" statements cover the period of the twelve (12) months prior to the date of assuming office statement. • When an individual is in an "interim or acting" capacity, they are subject to the same disclosure requirements of the position in which they are filling. An assuming office would be filed. • Annual statements shall be filed with the City Clerk by April 1 of each year by all designated employees, elected officials, committee/board/commission members or individuals. Such statements shall cover the period of the preceding calendar year. • Every designated employee who leaves office shall file, within thirty (30) days of leaving office, a statement disclosing financial interests held or received at any time during the period between the closing date of the last statement required to be filed and the date of leaving office. • Any individual serving in dual roles may file a combined statement by reporting according to their broadest range of disclosure. • Failure to file the required statement in a timely fashion may result in the imposition of administrative, criminal, and civil sanctions as provided in Government Code Sections 81000-91014. Resource: Title 2, California Code of Regulations, Section 18730 Provisions of Conflict of Interest Codes. Oct. 20, 2020 Item #1 Page 15 of 60 Disclosure Categories Category 1: Disclose all business entities and non-profit organizations in which investments, business positions (e.g. director, officer, partner, trustee, employee or hold any position of management) and sources of income including gifts, loans and travel payments located in Carlsbad, including property located within a two-mile radius of any property owned or used by the City of Carlsbad. Category 2: All interests in real property within the jurisdiction of the City. Category 3: Category 4: Category 5: Category 6: Category 7: All investments, business positions in business entities, non-profit organizations and sources of income, including gifts, loans and travel payments, interest in real property and sources of income subject to the regulatory, permit or licensing authority of the specific City department. All investments in business entities, non-profit organizations and sources of income, including gifts, loans and travel payments, and sources of income which engage in land development, construction or the acquisition of real property, and interests in real property located in Carlsbad, including property located within a two-mile radius of any property owned or used by the City of Carlsbad. All investments in business entities, non-profit organizations in which investments, business positions (e.g. director, officer, partner, trustee, employee or hold any position of management) and sources of income including gifts, loans and travel payments, and of the type which contracts with the City to provide services, supplies, materials, machinery or equipment to any City department. All investments in business entities and sources of income of the type which contracts with the City to provide to the designated employee's department services, supplies, materials, machinery or equipment to any City department. All investments, positions in business entities, income including gifts, loans and travel payments, and income from non-profit organizations, if the sources is the type that receives grants or other monies from or through the City. Unlimited Disclosures: 87200 Category are required to file full disclosure of all categories pursuant to Article 2 of Chapter 7 of the Political Reform Act, Government Code sections 87200, et. seq. Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 16 of 60 Consultants The staff person most knowledgeable of the work that a Consultant will be performing shall designate whether or not the Consultant must file a Statement of Economic Interest by marking the appropriate box on the Agreement or Contract cover sheet. When determined that a Consultant is designated and is responsible for disclosure, they shall be required to file a Statement of Economic Interest disclosing reportable interests subject to all disclosure categories. Consultants who make (not just recommend) governmental decisions, such as whether to approve a rate, rule, or regulation, whether to issue, deny, suspend, or revoke any permit, license, application, certificate or similar authorization, adopt or grant City approval to a plan, design, report, study, or adopt or grant City approval of policies, standards, or guidelines for the City or any subdivision thereof shall be required to disclose. Consultants who act in a staff capacity with the City, and in that capacity perform the same or substantially all the same duties for the City that would otherwise be performed by an individual holding a designated position in the City's Conflict of Interest Code, shall disclose at the same level as the comparable designated position identified. Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 17 of 60 LIST OF DESIGNATED POSITIONS AND DISCLOSURE CATEGORIES Those with the designation of 87200 Filer are required to file full disclosure of all categories pursuant to Article 2 of Chapter 7 of the Political Reform Act, Government Code sections 87200, et. seq. DESIGNATED POSITIONS DISCLOSURE CATEGORIES Mayor and City Council Members (87200 Filer) Unlimited Disclosure City Treasurer (87200 Filer) Unlimited Disclosure City Manager (87200 Filer) Unlimited Disclosure City Attorney (87200 Filer) Unlimited Disclosure Planning Commission Members (87200 Filer) Unlimited Disclosure Members of the Successor Agency of the Carlsbad Redevelopment Agency — Includes Chairman/Members, Executive Director, Counsel, Secretary (87200 Filer) Unlimited Disclosure Members of the Public Financing Authority — Includes Chairman/Members, Executive Director, Counsel, Secretary, Treasurer (87200 Filer) Unlimited Disclosure Members of the Community Development Commission — Includes Chairman/Members, Executive Director, Counsel, Secretary (87200 Filer) Unlimited Disclosure Members of the Carlsbad Municipal Water District Board of Directors — Includes Board Members, Counsel, Secretary (87200 Filer) Unlimited Disclosure ADMINISTRATIVE SERVICES DESIGNATED POSITIONS DISCLOSURE CATEGORIES Assistant Finance Director 1,2,5 Finance Director 1,2,5 Human Resources Director 1,2,5 Information Technology Director 1,2,5 Accountant 2,3,4,5 Accounting Supervisor 2,3,4,6 Assistant to the Treasurer 2, 3,7 Associate Contract Administrator 2,3,4,5,6 Business Intelligence and Analytics Manager 1,2,3,4 Business Intelligence Analyst 2,3,4 Business Systems Specialist 2,3,4,5,6 Buyer/Contract Administrator 2,3,4,5, 6 Chief Innovation Officer 1,2,3,4,5,6,7 Finance Manager 1,2,3,5,7 Finance/Payroll/IT Manager 1,2,5 Geographic Information Systems Manager 1,2,6,7 Human Resources Manager 1,2,3,5,6,7 Information Technology Manager 1,2,5,6,7 Information Technology Project Manager 1,2,5,6,7 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 18 of 60 Information Technology Security Manager 1,2,5,6,7 Senior Management Analyst 1,2,5,6,7 Management Analyst 1,2,6,7 Information Technology Operations Manager 1,2,5,6,7 Project Portfolio Manager 1,2,3,5,6,7 Program Manager 1,2,3,5,6 Risk Manager 1,2,3,5,6 Senior Accountant 1,2,4,5 Senior Applications Analyst 2,3,4,5,6 Senior Contract Administrator 2,3,6 Senior Database Administrator 1,2,5,6,7 Senior Network Engineer 2,3,4,5,6 Senior Program Manager 1,2,3,5,6 Senior System Administrator 2,3,4,5,6 COMMUNITY DEVELOPMENT DESIGNATED POSITIONS DISCLOSURE CATEGORIES Assistant Director of Community Development 1,2,3,4,6,7 Assistant Engineer 3,4 Associate Engineer 3,4 Assistant Planner 3,4 Associate Planner 3,4 Building & Code Enforcement Manager 1,2,3,4,5,6 Building Official 1,2,3,4 Building Inspector I/II 2,3,4 City Planner 1,2,3,4,6 Code Enforcement Officer I/II 2,3 Community Development Director 1,2,3,4,6,7 Community Relations Manager 2,4 Development Services Manager 1,2,3,4 Engineering Manager 1,2,3,4,5,6 Economic Development Manager 1,2,3,4,6,7 Housing Services Manager 1,2,3,4,6,7 Management Analyst 1,2,6,7 Principal Planner 1,2,3,4,7 Program Manager 1,2,3,5,6 Senior Building Inspector 2,3,4 Senior Code Enforcement Officer 1,2,3,4 Senior Engineer 1,2,3,4,5,6 Senior Management Analyst 1,2,5,6,7 Senior Planner 1,2,3,4,7 Senior Program Manager 1,2,3,5,6 Special Projects Manager 1,2,3,4,6,7 Zoning Enforcement Officer 1,2,3,4 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 19 of 60 LEGISLATIVE SERVICES DESIGNATED POSITIONS DISCLOSURE CATEGORIES Assistant City Attorney 1,2,3,4,5 Assistant City Manager 1,2,3,4 Assistant to the City Manager 1 City Clerk 1,2,6 City Clerk Services Manager 1,2,6 City Communications Manager 1,2,3,4 Communication and Engagement Director 1,2,3,4,6,7 Communications Coordinator 1,2,5 Community Relations Manager 2,3,4,6 Deputy City Attorney 1,2,3,4,5,6 Deputy City Manager (Community Services, Administrative Services, Public Works) 1,2,3,4 Executive Assistant 1,2,3,4,5 Graphic Production Supervisor 2,3,4 Intergovernmental Affairs Director 1,2,3,4,6,7 Program Manager 1,2,3,5,6 Real Estate Manager 1,2,6 Senior Assistant City Attorney 1,2,3,4,5 Senior Management Analyst 1,2,5,6,7 LIBRARY AND CULTURAL ARTS DESIGNATED POSITIONS DISCLOSURE CATEGORIES Library and Cultural Arts Director 1,2,6,7 Community Arts Coordinator 2,4 Community Relations Manager 2,3,4,6 Cultural Arts Manager 1,2,4,6,7 Deputy Library Director 1,2,6,7 Senior Management Analyst 1,2,6,7 Associate Management Analyst 1,2,6,7 Principal Librarian 1,6 PARKS AND RECREATION DESIGNATED POSITIONS DISCLOSURE CATEGORIES Parks and Recreation Director 1,2,3,4,6,7 Senior Management Analyst 1,2,6,7 Management Analyst 1,2,6,7 Park Planning Manager 1,2,3,4,6 Park Planner 1,2,3,4,6 Parks/Trees Supervisor 1,2,3 Parks Services Manager 1,2,3,4,6 Parks Superintendent 1,2,3,4,6 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 20 of 60 Program Manager 1,2,3,5,6 Recreation Area Manager 1,2,3 Recreation Services Manager 1,2,3,4,6 Senior Management Analyst 1,2,5,6,7 Special Projects Manager 2,3,4 PUBLIC WORKS DESIGNATED POSITIONS DISCLOSURE CATEGORIES Public Works Director 1,2,3,4,6,7 Transportation Director 1,2,3,4,5,6,7 Utilities Director 1,2,3,4,6,7 Associate Contract Administrator 2,3,6 Associate Engineer 3,4 City Traffic Engineer 1,2,3,4,5,6 Contract Administrator 2,3,6 Engineering Manager 1,2,3,4,5,6 Environmental Manager 1,2,3,6,7 Environmental Specialist I/II/Senior 1,5,6 Facilities Manager 1,2,3,4,5,6 Inspector I/II 2,3,4 Management Analyst 1,2,6,7 Meter Services Supervisor 2,3,4 Municipal Projects Manager 1,2,3,4 Public Works Manager 1,2,3,4,5,6 Public Works Superintendent 1,2,3,4,6 Public Works Supervisor 2,3,4,6 Senior Construction Inspector 2,3,4 Senior Contract Administrator 2,3,6 Senior Engineer 1,2,3,4,5,6 Senior Management Analyst 1,2,5,6,7 Senior Program Manager 1,2,3,6,7 Transportation Planning and Mobility Manager 1,2,3,4,5,6 Utilities Asset Manager 1,2,3,4,6 Utilities Maintenance Planner 1,2,3,4 Utilities Manager 1,2,3,4,5,6 Utilities Supervisor 2,3,4 Warehouse Technician 2,3,6 SAFETY SERVICES - FIRE DESIGNATED POSITIONS DISCLOSURE CATEGORIES Fire Chief 1,2,3,4,6,7 Assistant Director of Emergency Services 1,2,3,4,6,7 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 21 of 60 Assistant Fire Chief 1,2,3,4,6,7 Assistant Fire Marshal 2,3 Deputy Fire Marshal 2,3 Emergency Medical Services (EMS) Manager 1,2,3,4,5,6 Emergency Preparedness Manager 1,2,3,4,7 Fire Division Chief 1,2,3,5,6,7 Fire Battalion Chief 1,2,3,5,6,7 Fire Marshal 1,2,3,4,5,7 Fire Prevention Specialist I/II 2,3,4 SAFETY SERVICES - POLICE DESIGNATED POSITIONS DISCLOSURE CATEGORIES Police Chief 1,2,6,7 Police Captain 1,2,3,6 Police Communications Manager 2,3 Police Lieutenant 1,2,3,6 Public Safety Information Technology Manager 1,2,5,6,7 Program Manager 1,2,3,5,6 Senior Program Manager 1,2,3,5,6 BOARDS/COMM ISSIONS/COMM ITTEES (Members of Designated Appointed Positions) DESIGNATED POSITIONS DISCLOSURE CATEGORIES Agricultural Conversion Mitigation Fee Ad Hoc Citizens Advisory Committee 3,4 Arts Commission 3,4,6 Beach Preservation Commission 3,4,6 Board of Library Trustees 3,4,6 Carlsbad Golf Lodging Business Improvement District 3,4 Carlsbad Tourism Business Improvement District 3,4 Community Development Block Grant Committee 3,4,7 Historic Preservation Commission 3,4,6 Housing Commission 3,4 Housing Element Advisory Committee 3,4 Parks and Recreation Commission 1,2,3,4,6 Senior Commission 3,4,6 Traffic & Mobility Commission 3,4 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 22 of 60 RESOLUTION NO. 548 A RESOLUTION OF THE COMMUNITY DEVELOPMENT COMMISSION OF THE CITY OF CARLSBAD, CALIFORNIA, AMENDING THE LOCAL CONFLICT OF INTEREST CODE OF THE COMMUNITY DEVELOPMENT COMMISSION WHEREAS, the Community Development Commission has previously adopted and amended its Local Conflict of Interest Code; and WHEREAS, provisions of the Political Reform Act of 1974 ("the Act") (Government Code Section 81000 et seq.) require an amendment to said code due to changed circumstances, changed duties or new positions; and WHEREAS, the Community Development Commission is the code reviewing body within the meaning of the Act; and WHEREAS, the Secretary has prepared amendments to the Appendix that are required to be incorporated in said code, NOW, THEREFORE, BE IT RESOLVED by the Community Development Commission as follows: 1. That the above recitations are true and correct. 2. That the attached revised Conflict of Interest Code Appendix (Attachment A) for the combined City of Carlsbad, City Council as Successor Agency to the Redevelopment Agency, Community Development Commission, Carlsbad Municipal Water District, and Public Financing Authority reflecting the changed circumstances in positions and disclosure categories since the last amendment is approved. II II // Oct. 20, 2020 Item #1 Page 23 of 60 rio r SCOTT CHADWICK, Secretary QQ PASSED, APPROVED AND ADOPTED at a Joint Special Meeting of the Community Development Commission, Carlsbad Municipal Water District, City Council of the City of Carlsbad, City Council as Successor Agency to the Redevelopment Agency, and Public Financing Authority on the 20th day of October, 2020 by the following vote, to wit: AYES: Hall, Blackburn, Bhat-Patel, Schumacher. NAYS: None. ABSENT: None. MATT HALL, Chairperson ATTEST: Oct. 20, 2020 Item #1 Page 24 of 60 Attachment A REVISED APPENDIX CITY OF CARLSBAD CONFLICT OF INTEREST CODE DESIGNATED POSITIONS General Provisions When a designated employee or individual is required to disclose investments, business positions and sources of income, he or she need only disclose investments in business entities and sources of income which do business in the City, plan to do business in the City or have done business in the City within the past two (2) years. In addition to other activities, a business entity is doing business within the City if it owns real property within the City. When a designated employee or individual is required to disclose real property he or she need only disclose that which is located in whole or in part, within or not more than two (2) miles outside the boundaries of the City or within two (2) miles of any land owned or used by the City. Designated employees or individuals shall disclose their financial interest pursuant to the appropriate disclosure category as indicated in Exhibit "A". • All designated employees required to submit an initial Statement of Interest Form 700 shall file electronically including electronic signature with the City Clerk within thirty (30) days after the effective date of this resolution. Initial filings shall cover the period of the twelve (12) months prior to the date of the adoption of this Conflict of Interest Code. • All individuals appointed, promoted, or transferred to a designated position shall file statements within thirty (30) days of assuming office. These "assuming office" statements cover the period of the twelve (12) months prior to the date of assuming office statement. • When an individual is in an "interim or acting" capacity, they are subject to the same disclosure requirements of the position in which they are filling. An assuming office would be filed. • Annual statements shall be filed with the City Clerk by April 1 of each year by all designated employees, elected officials, committee/board/commission members or individuals. Such statements shall cover the period of the preceding calendar year. • Every designated employee who leaves office shall file, within thirty (30) days of leaving office, a statement disclosing financial interests held or received at any time during the period between the closing date of the last statement required to be filed and the date of leaving office. • Any individual serving in dual roles may file a combined statement by reporting according to their broadest range of disclosure. • Failure to file the required statement in a timely fashion may result in the imposition of administrative, criminal, and civil sanctions as provided in Government Code Sections 81000-91014. Resource: Title 2, California Code of Regulations, Section 18730 Provisions of Conflict of Interest Codes. Oct. 20, 2020 Item #1 Page 25 of 60 Disclosure Categories Category 1: Disclose all business entities and non-profit organizations in which investments, business positions (e.g. director, officer, partner, trustee, employee or hold any position of management) and sources of income including gifts, loans and travel payments located in Carlsbad, including property located within a two-mile radius of any property owned or used by the City of Carlsbad. Category 2: All interests in real property within the jurisdiction of the City. Category 3: Category 4: Category 5: Category 6: Category 7: All investments, business positions in business entities, non-profit organizations and sources of income, including gifts, loans and travel payments, interest in real property and sources of income subject to the regulatory, permit or licensing authority of the specific City department. All investments in business entities, non-profit organizations and sources of income, including gifts, loans and travel payments, and sources of income which engage in land development, construction or the acquisition of real property, and interests in real property located in Carlsbad, including property located within a two-mile radius of any property owned or used by the City of Carlsbad. All investments in business entities, non-profit organizations in which investments, business positions (e.g. director, officer, partner, trustee, employee or hold any position of management) and sources of income including gifts, loans and travel payments, and of the type which contracts with the City to provide services, supplies, materials, machinery or equipment to any City department. All investments in business entities and sources of income of the type which contracts with the City to provide to the designated employee's department services, supplies, materials, machinery or equipment to any City department. All investments, positions in business entities, income including gifts, loans and travel payments, and income from non-profit organizations, if the sources is the type that receives grants or other monies from or through the City. Unlimited Disclosures: 87200 Category are required to file full disclosure of all categories pursuant to Article 2 of Chapter 7 of the Political Reform Act, Government Code sections 87200, et. seq. Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 26 of 60 Consultants The staff person most knowledgeable of the work that a Consultant will be performing shall designate whether or not the Consultant must file a Statement of Economic Interest by marking the appropriate box on the Agreement or Contract cover sheet. When determined that a Consultant is designated and is responsible for disclosure, they shall be required to file a Statement of Economic Interest disclosing reportable interests subject to all disclosure categories. Consultants who make (not just recommend) governmental decisions, such as whether to approve a rate, rule, or regulation, whether to issue, deny, suspend, or revoke any permit, license, application, certificate or similar authorization, adopt or grant City approval to a plan, design, report, study, or adopt or grant City approval of policies, standards, or guidelines for the City or any subdivision thereof shall be required to disclose. Consultants who act in a staff capacity with the City, and in that capacity perform the same or substantially all the same duties for the City that would otherwise be performed by an individual holding a designated position in the City's Conflict of Interest Code, shall disclose at the same level as the comparable designated position identified. Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 27 of 60 LIST OF DESIGNATED POSITIONS AND DISCLOSURE CATEGORIES Those with the designation of 87200 Filer are required to file full disclosure of all categories pursuant to Article 2 of Chapter 7 of the Political Reform Act, Government Code sections 87200, et. seq. DESIGNATED POSITIONS DISCLOSURE CATEGORIES Mayor and City Council Members (87200 Filer) Unlimited Disclosure City Treasurer (87200 Filer) Unlimited Disclosure City Manager (87200 Filer) Unlimited Disclosure City Attorney (87200 Filer) Unlimited Disclosure Planning Commission Members (87200 Filer) Unlimited Disclosure Members of the Successor Agency of the Carlsbad Redevelopment Agency— Includes Chairman/Members, Executive Director, Counsel, Secretary (87200 Filer) Unlimited Disclosure Members of the Public Financing Authority — Includes Chairman/Members, Executive Director, Counsel, Secretary, Treasurer (87200 Filer) Unlimited Disclosure Members of the Community Development Commission — Includes Chairman/Members, Executive Director, Counsel, Secretary (87200 Filer) Unlimited Disclosure Members of the Carlsbad Municipal Water District Board of Directors — Includes Board Members, Counsel, Secretary (87200 Filer) Unlimited Disclosure ADMINISTRATIVE SERVICES DESIGNATED POSITIONS DISCLOSURE CATEGORIES Assistant Finance Director 1,2,5 Finance Director 1,2,5 Human Resources Director 1,2,5 Information Technology Director 1,2,5 Accountant 2,3,4,5 Accounting Supervisor 2,3,4,6 Assistant to the Treasurer 2, 3,7 Associate Contract Administrator 2,3,4,5,6 Business Intelligence and Analytics Manager 1,2,3,4 Business Intelligence Analyst 2,3,4 Business Systems Specialist 2,3,4,5,6 Buyer/Contract Administrator 2,3,4,5, 6 Chief Innovation Officer 1,2,3,4,5,6,7 Finance Manager 1,2,3,5,7 Finance/Payroll/IT Manager 1,2,5 Geographic Information Systems Manager 1,2,6,7 Human Resources Manager 1,2,3,5,6,7 Information Technology Manager 1,2,5,6,7 Information Technology Project Manager 1,2,5,6,7 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 28 of 60 Information Technology Security Manager 1,2,5,6,7 Senior Management Analyst 1,2,5,6,7 Management Analyst 1,2,6,7 Information Technology Operations Manager 1,2,5,6,7 Project Portfolio Manager 1,2,3,5,6,7 Program Manager 1,2,3,5,6 Risk Manager 1,2,3,5,6 Senior Accountant 1,2,4,5 Senior Applications Analyst 2,3,4,5,6 Senior Contract Administrator 2,3,6 Senior Database Administrator 1,2,5,6,7 Senior Network Engineer 2,3,4,5,6 Senior Program Manager 1,2,3,5,6 Senior System Administrator 2,3,4,5,6 COMMUNITY DEVELOPMENT DESIGNATED POSITIONS DISCLOSURE CATEGORIES Assistant Director of Community Development 1,2,3,4,6,7 Assistant Engineer 3,4 Associate Engineer 3,4 Assistant Planner 3,4 Associate Planner 3,4 Building & Code Enforcement Manager 1,2,3,4,5,6 Building Official 1,2,3,4 Building Inspector I/II 2,3,4 City Planner 1,2,3,4,6 Code Enforcement Officer I/II 2,3 Community Development Director 1,2,3,4,6,7 Community Relations Manager 2,4 Development Services Manager 1,2,3,4 Engineering Manager 1,2,3,4,5,6 Economic Development Manager 1,2,3,4,6,7 Housing Services Manager 1,2,3,4,6,7 Management Analyst 1,2,6,7 Principal Planner 1,2,3,4,7 Program Manager 1,2,3,5,6 Senior Building Inspector 2,3,4 Senior Code Enforcement Officer 1,2,3,4 Senior Engineer 1,2,3,4,5,6 Senior Management Analyst 1,2,5,6,7 Senior Planner 1,2,3,4,7 Senior Program Manager 1,2,3,5,6 Special Projects Manager 1,2,3,4,6,7 Zoning Enforcement Officer 1,2,3,4 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 29 of 60 LEGISLATIVE SERVICES DESIGNATED POSITIONS DISCLOSURE CATEGORIES Assistant City Attorney 1,2,3,4,5 Assistant City Manager 1,2,3,4 Assistant to the City Manager 1 City Clerk 1,2,6 City Clerk Services Manager 1,2,6 City Communications Manager 1,2,3,4 Communication and Engagement Director 1,2,3,4,6,7 Communications Coordinator 1,2,5 Community Relations Manager 2,3,4,6 Deputy City Attorney 1,2,3,4,5,6 Deputy City Manager (Community Services, Administrative Services, Public Works) 1,2,3,4 Executive Assistant 1,2,3,4,5 Graphic Production Supervisor 2,3,4 Intergovernmental Affairs Director 1,2,3,4,6,7 Program Manager 1,2,3,5,6 Real Estate Manager 1,2,6 Senior Assistant City Attorney 1,2,3,4,5 Senior Management Analyst 1,2,5,6,7 LIBRARY AND CULTURAL ARTS DESIGNATED POSITIONS DISCLOSURE CATEGORIES Library and Cultural Arts Director 1,2,6,7 Community Arts Coordinator 2,4 Community Relations Manager 2,3,4,6 Cultural Arts Manager 1,2,4,6,7 Deputy Library Director 1,2,6,7 Senior Management Analyst 1,2,6,7 Associate Management Analyst 1,2,6,7 Principal Librarian 1,6 PARKS AND RECREATION DESIGNATED POSITIONS DISCLOSURE CATEGORIES Parks and Recreation Director 1,2,3,4,6,7 Senior Management Analyst 1,2,6,7 Management Analyst 1,2,6,7 Park Planning Manager 1,2,3,4,6 Park Planner 1,2,3,4,6 Parks/Trees Supervisor 1,2,3 Parks Services Manager 1,2,3,4,6 Parks Superintendent 1,2,3,4,6 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 30 of 60 Program Manager 1,2,3,5,6 Recreation Area Manager 1,2,3 Recreation Services Manager 1,2,3,4,6 Senior Management Analyst 1,2,5,6,7 Special Projects Manager 2,3,4 PUBLIC WORKS DESIGNATED POSITIONS DISCLOSURE CATEGORIES Public Works Director 1,2,3,4,6,7 Transportation Director 1,2,3,4,5,6,7 Utilities Director 1,2,3,4,6,7 Associate Contract Administrator 2,3,6 Associate Engineer 3,4 City Traffic Engineer 1,2,3,4,5,6 Contract Administrator 2,3,6 Engineering Manager 1,2,3,4,5,6 Environmental Manager 1,2,3,6,7 Environmental Specialist I/II/Senior 1,5,6 Facilities Manager 1,2,3,4,5,6 Inspector I/II 2,3,4 Management Analyst 1,2,6,7 Meter Services Supervisor 2,3,4 Municipal Projects Manager 1,2,3,4 Public Works Manager 1,2,3,4,5,6 Public Works Superintendent 1,2,3,4,6 Public Works Supervisor 2,3,4,6 Senior Construction Inspector 2,3,4 Senior Contract Administrator 2,3,6 Senior Engineer 1,2,3,4,5,6 Senior Management Analyst 1,2,5,6,7 Senior Program Manager 1,2,3,6,7 Transportation Planning and Mobility Manager 1,2,3,4,5,6 Utilities Asset Manager 1,2,3,4,6 Utilities Maintenance Planner 1,2,3,4 Utilities Manager 1,2,3,4,5,6 Utilities Supervisor 2,3,4 Warehouse Technician 2,3,6 SAFETY SERVICES - FIRE DESIGNATED POSITIONS DISCLOSURE CATEGORIES Fire Chief 1,2,3,4,6,7 Assistant Director of Emergency Services 1,2,3,4,6,7 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 31 of 60 Assistant Fire Chief 1,2,3,4,6,7 Assistant Fire Marshal 2,3 Deputy Fire Marshal 2,3 Emergency Medical Services (EMS) Manager 1,2,3,4,5,6 Emergency Preparedness Manager 1,2,3,4,7 Fire Division Chief 1,2,3,5,6,7 Fire Battalion Chief 1,2,3,5,6,7 Fire Marshal 1,2,3,4,5,7 Fire Prevention Specialist I/II 2,3,4 SAFETY SERVICES - POLICE DESIGNATED POSITIONS DISCLOSURE CATEGORIES Police Chief 1,2,6,7 Police Captain 1,2,3,6 Police Communications Manager 2,3 Police Lieutenant 1,2,3,6 Public Safety Information Technology Manager 1,2,5,6,7 Program Manager 1,2,3,5,6 Senior Program Manager 1,2,3,5,6 BOARDS/COMMISSIONS/COMMITTEES (Members of Designated Appointed Positions) DESIGNATED POSITIONS DISCLOSURE CATEGORIES Agricultural Conversion Mitigation Fee Ad Hoc Citizens Advisory Committee 3,4 Arts Commission 3,4,6 Beach Preservation Commission 3,4,6 Board of Library Trustees 3,4,6 Carlsbad Golf Lodging Business Improvement District 3,4 Carlsbad Tourism Business Improvement District 3,4 Community Development Block Grant Committee 3,4,7 Historic Preservation Commission 3,4,6 Housing Commission 3,4 Housing Element Advisory Committee 3,4 Parks and Recreation Commission 1,2,3,4,6 Senior Commission 3,4,6 Traffic & Mobility Commission 3,4 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 32 of 60 RESOLUTION NO. 82 A RESOLUTION OF THE PUBLIC FINANCING AUTHORITY OF THE CITY OF CARLSBAD, CARLSBAD, CALIFORNIA, AMENDING THE LOCAL CONFLICT OF INTEREST CODE OF THE PUBLIC FINANCING AUTHORITY WHEREAS, the Public Financing Authority has previously adopted and amended its Local Conflict of Interest Code; and WHEREAS, provisions of the Political Reform Act of 1974 ("the Act") (Government Code Section 81000 et seq.) require an amendment to said code due to changed circumstances, changed duties or new positions; and WHEREAS, the Public Financing Authority is the code reviewing body within the meaning of the Act; and WHEREAS, the Secretary has prepared amendments to the Appendix that are required to be incorporated in said code, NOW, THEREFORE, BE IT RESOLVED by the Public Financing Authority as follows: 1. That the above recitations are true and correct. 2. That the revised Conflict of Interest Code Appendix (Attachment A) for the combined City Council, City Council as Successor Agency to the Carlsbad Redevelopment Agency, Community Development Commission, Carlsbad Municipal Water District, and Public Financing Authority reflecting the changed circumstances in positions and disclosure categories since the last amendment is approved. Oct. 20, 2020 Item #1 Page 33 of 60 PASSED, APPROVED AND ADOPTED at a Joint Special Meeting of the Public Financing Authority, Community Development Commission, Carlsbad Municipal Water District, City Council of the City of Carlsbad, and City Council as Successor Agency to the Redevelopment Agency on the 20th day of October, 2020 by the following vote, to wit: AYES: Hall, Blackburn, Bhat-Patel, Schumacher. NAYS: None. ABSENT: None. MATT HALL, Chairperson ATTEST: fOr BARBARA ENGLESON, Searetary Oct. 20, 2020 Item #1 Page 34 of 60 Attachment A REVISED APPENDIX CITY OF CARLSBAD CONFLICT OF INTEREST CODE DESIGNATED POSITIONS General Provisions When a designated employee or individual is required to disclose investments, business positions and sources of income, he or she need only disclose investments in business entities and sources of income which do business in the City, plan to do business in the City or have done business in the City within the past two (2) years. In addition to other activities, a business entity is doing business within the City if it owns real property within the City. When a designated employee or individual is required to disclose real property he or she need only disclose that which is located in whole or in part, within or not more than two (2) miles outside the boundaries of the City or within two (2) miles of any land owned or used by the City. Designated employees or individuals shall disclose their financial interest pursuant to the appropriate disclosure category as indicated in Exhibit "A". • All designated employees required to submit an initial Statement of Interest Form 700 shall file electronically including electronic signature with the City Clerk within thirty (30) days after the effective date of this resolution. Initial filings shall cover the period of the twelve (12) months prior to the date of the adoption of this Conflict of Interest Code. • All individuals appointed, promoted, or transferred to a designated position shall file statements within thirty (30) days of assuming office. These "assuming office" statements cover the period of the twelve (12) months prior to the date of assuming office statement. • When an individual is in an "interim or acting" capacity, they are subject to the same disclosure requirements of the position in which they are filling. An assuming office would be filed. • Annual statements shall be filed with the City Clerk by April 1 of each year by all designated employees, elected officials, committee/board/commission members or individuals. Such statements shall cover the period of the preceding calendar year. • Every designated employee who leaves office shall file, within thirty (30) days of leaving office, a statement disclosing financial interests held or received at any time during the period between the closing date of the last statement required to be filed and the date of leaving office. • Any individual serving in dual roles may file a combined statement by reporting according to their broadest range of disclosure. • Failure to file the required statement in a timely fashion may result in the imposition of administrative, criminal, and civil sanctions as provided in Government Code Sections 81000-91014. Resource: Title 2, California Code of Regulations, Section 18730 Provisions of Conflict of Interest Codes. Oct. 20, 2020 Item #1 Page 35 of 60 Disclosure Categories Category 1: Disclose all business entities and non-profit organizations in which investments, business positions (e.g. director, officer, partner, trustee, employee or hold any position of management) and sources of income including gifts, loans and travel payments located in Carlsbad, including property located within a two-mile radius of any property owned or used by the City of Carlsbad. Category 2: All interests in real property within the jurisdiction of the City. Category 3: Category 4: Category 5: Category 6: Category 7: All investments, business positions in business entities, non-profit organizations and sources of income, including gifts, loans and travel payments, interest in real property and sources of income subject to the regulatory, permit or licensing authority of the specific City department. All investments in business entities, non-profit organizations and sources of income, including gifts, loans and travel payments, and sources of income which engage in land development, construction or the acquisition of real property, and interests in real property located in Carlsbad, including property located within a two-mile radius of any property owned or used by the City of Carlsbad. All investments in business entities, non-profit organizations in which investments, business positions (e.g. director, officer, partner, trustee, employee or hold any position of management) and sources of income including gifts, loans and travel payments, and of the type which contracts with the City to provide services, supplies, materials, machinery or equipment to any City department. All investments in business entities and sources of income of the • type which contracts with the City to provide to the designated employee's department services, supplies, materials, machinery or equipment to any City department. All investments, positions in business entities, income including gifts, loans and travel payments, and income from non-profit organizations, if the sources is the type that receives grants or other monies from or through the City. Unlimited Disclosures: 87200 Category are required to file full disclosure of all categories pursuant to Article 2 of Chapter 7 of the Political Reform Act, Government Code sections 87200, et. seq. Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 36 of 60 Consultants The staff person most knowledgeable of the work that a Consultant will be performing shall designate whether or not the Consultant must file a Statement of Economic Interest by marking the appropriate box on the Agreement or Contract cover sheet. When determined that a Consultant is designated and is responsible for disclosure, they shall be required to file a Statement of Economic Interest disclosing reportable interests subject to all disclosure categories. Consultants who make (not just recommend) governmental decisions, such as whether to approve a rate, rule, or regulation, whether to issue, deny, suspend, or revoke any permit, license, application, certificate or similar authorization, adopt or grant City approval to a plan, design, report, study, or adopt or grant City approval of policies, standards, or guidelines for the City or any subdivision thereof shall be required to disclose. Consultants who act in a staff capacity with the City, and in that capacity perform the same or substantially all the same duties for the City that would otherwise be performed by an individual holding a designated position in the City's Conflict of Interest Code, shall disclose at the same level as the comparable designated position identified. Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 37 of 60 LIST OF DESIGNATED POSITIONS AND DISCLOSURE CATEGORIES Those with the designation of 87200 Filer are required to file full disclosure of all categories pursuant to Article 2 of Chapter 7 of the Political Reform Act, Government Code sections 87200, et. seq. DESIGNATED POSITIONS DISCLOSURE CATEGORIES Mayor and City Council Members (87200 Filer) Unlimited Disclosure City Treasurer (87200 Filer) Unlimited Disclosure City Manager (87200 Filer) Unlimited Disclosure City Attorney (87200 Filer) Unlimited Disclosure Planning Commission Members (87200 Filer) Unlimited Disclosure Members of the Successor Agency of the Carlsbad Redevelopment Agency — Includes Chairman/Members, Executive Director, Counsel, Secretary (87200 Filer) Unlimited Disclosure Members of the Public Financing Authority — Includes Chairman/Members, Executive Director, Counsel, Secretary, Treasurer (87200 Filer) Unlimited Disclosure Members of the Community Development Commission — Includes Chairman/Members, Executive Director, Counsel, Secretary (87200 Filer) Unlimited Disclosure Members of the Carlsbad Municipal Water District Board of Directors — Includes Board Members, Counsel, Secretary (87200 Filer) Unlimited Disclosure ADMINISTRATIVE SERVICES DESIGNATED POSITIONS DISCLOSURE CATEGORIES Assistant Finance Director 1,2,5 Finance Director 1,2,5 Human Resources Director 1,2,5 Information Technology Director 1,2,5 Accountant 2,3,4,5 Accounting Supervisor 2,3,4,6 Assistant to the Treasurer 2, 3,7 Associate Contract Administrator 2,3,4,5,6 Business Intelligence and Analytics Manager 1,2,3,4 Business Intelligence Analyst 2,3,4 Business Systems Specialist 2,3,4,5,6 Buyer/Contract Administrator 2,3,4,5, 6 Chief Innovation Officer 1,2,3,4,5,6,7 Finance Manager 1,2,3,5,7 Finance/Payroll/IT Manager 1,2,5 Geographic Information Systems Manager 1,2,6,7 Human Resources Manager 1,2,3,5,6,7 Information Technology Manager 1,2,5,6,7 Information Technology Project Manager 1,2,5,6,7 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 38 of 60 Information Technology Security Manager 1,2,5,6,7 Senior Management Analyst 1,2,5,6,7 Management Analyst 1,2,6,7 Information Technology Operations Manager 1,2,5,6,7 Project Portfolio Manager 1,2,3,5,6,7 Program Manager 1,2,3,5,6 Risk Manager 1,2,3,5,6 Senior Accountant 1,2,4,5 Senior Applications Analyst 2,3,4,5,6 Senior Contract Administrator 2,3,6 Senior Database Administrator 1,2,5,6,7 Senior Network Engineer 2,3,4,5,6 Senior Program Manager 1,2,3,5,6 Senior System Administrator 2,3,4,5,6 COMMUNITY DEVELOPMENT DESIGNATED POSITIONS DISCLOSURE CATEGORIES Assistant Director of Community Development 1,2,3,4,6,7 Assistant Engineer 3,4 Associate Engineer 3,4 Assistant Planner 3,4 Associate Planner 3,4 Building & Code Enforcement Manager 1,2,3,4,5,6 Building Official 1,2,3,4 Building Inspector I/II 2,3,4 City Planner 1,2,3,4,6 Code Enforcement Officer I/II 2,3 Community Development Director 1,2,3,4,6,7 Community Relations Manager 2,4 Development Services Manager 1,2,3,4 Engineering Manager 1,2,3,4,5,6 Economic Development Manager 1,2,3,4,6,7 Housing Services Manager 1,2,3,4,6,7 Management Analyst 1,2,6,7 Principal Planner 1,2,3,4,7 Program Manager 1,2,3,5,6 Senior Building Inspector 2,3,4 Senior Code Enforcement Officer 1,2,3,4 Senior Engineer 1,2,3,4,5,6 Senior Management Analyst 1,2,5,6,7 Senior Planner 1,2,3,4,7 Senior Program Manager 1,2,3,5,6 Special Projects Manager 1,2,3,4,6,7 Zoning Enforcement Officer 1,2,3,4 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 39 of 60 LEGISLATIVE SERVICES DESIGNATED POSITIONS DISCLOSURE CATEGORIES Assistant City Attorney 1,2,3,4,5 Assistant City Manager 1,2,3,4 Assistant to the City Manager 1 City Clerk 1,2,6 City Clerk Services Manager 1,2,6 City Communications Manager 1,2,3,4 Communication and Engagement Director 1,2,3,4,6,7 Communications Coordinator 1,2,5 Community Relations Manager 2,3,4,6 Deputy City Attorney 1,2,3,4,5,6 Deputy City Manager (Community Services, Administrative Services, Public Works) 1,2,3,4 Executive Assistant 1,2,3,4,5 Graphic Production Supervisor 2,3,4 Intergovernmental Affairs Director 1,2,3,4,6,7 Program Manager 1,2,3,5,6 Real Estate Manager 1,2,6 Senior Assistant City Attorney 1,2,3,4,5 Senior Management Analyst 1,2,5,6,7 LIBRARY AND CULTURAL ARTS DESIGNATED POSITIONS DISCLOSURE CATEGORIES Library and Cultural Arts Director 1,2,6,7 Community Arts Coordinator 2,4 Community Relations Manager 2,3,4,6 Cultural Arts Manager 1,2,4,6,7 Deputy Library Director 1,2,6,7 Senior Management Analyst 1,2,6,7 Associate Management Analyst 1,2,6,7 Principal Librarian 1,6 PARKS AND RECREATION DESIGNATED POSITIONS DISCLOSURE CATEGORIES Parks and Recreation Director 1,2,3,4,6,7 Senior Management Analyst 1,2,6,7 Management Analyst 1,2,6,7 Park Planning Manager 1,2,3,4,6 Park Planner 1,2,3,4,6 Parks/Trees Supervisor 1,2,3 Parks Services Manager 1,2,3,4,6 Parks Superintendent 1,2,3,4,6 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 40 of 60 Program Manager 1,2,3,5,6 Recreation Area Manager 1,2,3 Recreation Services Manager 1,2,3,4,6 Senior Management Analyst 1,2,5,6,7 Special Projects Manager 2,3,4 PUBLIC WORKS DESIGNATED POSITIONS DISCLOSURE CATEGORIES Public Works Director 1,2,3,4,6,7 Transportation Director 1,2,3,4,5,6,7 Utilities Director 1,2,3,4,6,7 Associate Contract Administrator 2,3,6 Associate Engineer 3,4 City Traffic Engineer 1,2,3,4,5,6 Contract Administrator 2,3,6 Engineering Manager 1,2,3,4,5,6 Environmental Manager 1,2,3,6,7 Environmental Specialist I/II/Senior 1,5,6 Facilities Manager 1,2,3,4,5,6 Inspector I/II 2,3,4 Management Analyst 1,2,6,7 Meter Services Supervisor 2,3,4 Municipal Projects Manager 1,2,3,4 Public Works Manager 1,2,3,4,5,6 Public Works Superintendent 1,2,3,4,6 Public Works Supervisor 2,3,4,6 Senior Construction Inspector 2,3,4 Senior Contract Administrator 2,3,6 Senior Engineer 1,2,3,4,5,6 Senior Management Analyst 1,2,5,6,7 Senior Program Manager 1,2,3,6,7 Transportation Planning and Mobility Manager 1,2,3,4,5,6 Utilities Asset Manager 1,2,3,4,6 Utilities Maintenance Planner 1,2,3,4 Utilities Manager 1,2,3,4,5,6 Utilities Supervisor 2,3,4 Warehouse Technician 2,3,6 SAFETY SERVICES - FIRE DESIGNATED POSITIONS DISCLOSURE CATEGORIES Fire Chief 1,2,3,4,6,7 Assistant Director of Emergency Services 1,2,3,4,6,7 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 41 of 60 Assistant Fire Chief 1,2,3,4,6,7 Assistant Fire Marshal 2,3 Deputy Fire Marshal 2,3 Emergency Medical Services (EMS) Manager 1,2,3,4,5,6 Emergency Preparedness Manager 1,2,3,4,7 Fire Division Chief 1,2,3,5,6,7 Fire Battalion Chief 1,2,3,5,6,7 Fire Marshal 1,2,3,4,5,7 Fire Prevention Specialist I/II 2,3,4 SAFETY SERVICES - POLICE DESIGNATED POSITIONS DISCLOSURE CATEGORIES Police Chief 1,2,6,7 Police Captain 1,2,3,6 Police Communications Manager 2,3 Police Lieutenant 1,2,3,6 Public Safety Information Technology Manager 1,2,5,6,7 Program Manager 1,2,3,5,6 Senior Program Manager 1,2,3,5,6 BOARDS/COMMISSIONS/COMMITTEES (Members of Designated Appointed Positions) DESIGNATED POSITIONS DISCLOSURE CATEGORIES Agricultural Conversion Mitigation Fee Ad Hoc Citizens Advisory Committee 3,4 Arts Commission 3,4,6 Beach Preservation Commission 3,4,6 Board of Library Trustees 3,4,6 Carlsbad Golf Lodging Business Improvement District 3,4 Carlsbad Tourism Business Improvement District 3,4 Community Development Block Grant Committee 3,4,7 Historic Preservation Commission 3,4,6 Housing Commission 3,4 Housing Element Advisory Committee 3,4 Parks and Recreation Commission 1,2,3,4,6 Senior Commission 3,4,6 Traffic & Mobility Commission 3,4 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 42 of 60 RESOLUTION NO. 2020-205 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CARLSBAD, CALIFORNIA, ACTING AS SUCCESSOR AGENCY TO THE REDEVELOPMENT AGENCY, AMENDING THE LOCAL CONFLICT OF INTEREST CODE OF THE CITY OF CARLSBAD WHEREAS, the City Council as the Successor Agency to the Redevelopment Agency has previously adopted and amended its Local Conflict of Interest Code; and WHEREAS, provisions of the Political Reform Act of 1974 ("the Act") (Government Code Section 81000 et seq.) require an amendment to said code due to changed circumstances, changed duties or new positions; and WHEREAS, the City Council is the code reviewing body within the meaning of the Act; and WHEREAS, the City Clerk has prepared amendments to the Appendix that are required to be incorporated in said code, NOW, THEREFORE, BE IT RESOLVED by the City Council as the Successor Agency to the Redevelopment Agency as follows: 1. That the above recitations are true and correct. 2. That the revised Conflict of Interest Code Appendix (Attachment A) for the combined City of Carlsbad, City Council as Successor Agency of the Redevelopment Agency, Community Development Commission, Carlsbad Municipal Water District, and Public Financing Authority reflecting the changed circumstances in positions and disclosure categories since the last amendment is approved. II II II Oct. 20, 2020 Item #1 Page 43 of 60 PASSED, APPROVED AND ADOPTED at a Joint Special Meeting of the City Council of the City of Carlsbad, Carlsbad Municipal Water District, Community Development Commission, City Council as Successor Agency to the Redevelopment Agency and Public Financing Authority on the 20th day of October, 2020 by the following vote, to wit: AYES: Hall, Blackburn, Bhat-Patel, Schumacher. NAYS: None. ABSENT: None. MATT HALL, Mayor ATTEST: —1A/t/l2/VV-1 W r26 6 hi.`r - BARBARA ENGLESON, City Crerk Oct. 20, 2020 Item #1 Page 44 of 60 Attachment A REVISED APPENDIX CITY OF CARLSBAD CONFLICT OF INTEREST CODE DESIGNATED POSITIONS General Provisions When a designated employee or individual is required to disclose investments, business positions and sources of income, he or she need only disclose investments in business entities and sources of income which do business in the City, plan to do business in the City or have done business in the City within the past two (2) years. In addition to other activities, a business entity is doing business within the City if it owns real property within the City. When a designated employee or individual is required to disclose real property he or she need only disclose that which is located in whole or in part, within or not more than two (2) miles outside the boundaries of the City or within two (2) miles of any land owned or used by the City. Designated employees or individuals shall disclose their financial interest pursuant to the appropriate disclosure category as indicated in Exhibit "A". • All designated employees required to submit an initial Statement of Interest Form 700 shall file electronically including electronic signature with the City Clerk within thirty (30) days after the effective date of this resolution. Initial filings shall cover the period of the twelve (12) months prior to the date of the adoption of this Conflict of Interest Code. • All individuals appointed, promoted, or transferred to a designated position shall file statements within thirty (30) days of assuming office. These "assuming office" statements cover the period of the twelve (12) months prior to the date of assuming office statement. • When an individual is in an "interim or acting" capacity, they are subject to the same disclosure requirements of the position in which they are filling. An assuming office would be filed. • Annual statements shall be filed with the City Clerk by April 1 of each year by all designated employees, elected officials, committee/board/commission members or individuals. Such statements shall cover the period of the preceding calendar year. • Every designated employee who leaves office shall file, within thirty (30) days of leaving office, a statement disclosing financial interests held or received at any time during the period between the closing date of the last statement required to be filed and the date of leaving office. • Any individual serving in dual roles may file a combined statement by reporting according to their broadest range of disclosure. • Failure to file the required statement in a timely fashion may result in the imposition of administrative, criminal, and civil sanctions as provided in Government Code Sections 81000-91014. Resource: Title 2, California Code of Regulations, Section 18730 Provisions of Conflict of Interest Codes. Oct. 20, 2020 Item #1 Page 45 of 60 Disclosure Categories Category 1: Disclose all business entities and non-profit organizations in which investments, business positions (e.g. director, officer, partner, trustee, employee or hold any position of management) and sources of income including gifts, loans and travel payments located in Carlsbad, including property located within a two-mile radius of any property owned or used by the City of Carlsbad. Category 2: All interests in real property within the jurisdiction of the City. Category 3: Category 4: Category 5: Category 6: Category 7: All investments, business positions in business entities, non-profit organizations and sources of income, including gifts, loans and travel payments, interest in real property and sources of income subject to the regulatory, permit or licensing authority of the specific City department. All investments in business entities, non-profit organizations and sources of income, including gifts, loans and travel payments, and sources of income which engage in land development, construction or the acquisition of real property, and interests in real property located in Carlsbad, including property located within a two-mile radius of any property owned or used by the City of Carlsbad. All investments in business entities, non-profit organizations in which investments, business positions (e.g. director, officer, partner, trustee, employee or hold any position of management) and sources of income including gifts, loans and travel payments, and of the type which contracts with the City to provide services, supplies, materials, machinery or equipment to any City department. All investments in business entities and sources of income of the type which contracts with the City to provide to the designated employee's department services, supplies, materials, machinery or equipment to any City department. All investments, positions in business entities, income including gifts, loans and travel payments, and income from non-profit organizations, if the sources is the type that receives grants or other monies from or through the City. Unlimited Disclosures: 87200 Category are required to file full disclosure of all categories pursuant to Article 2 of Chapter 7 of the Political Reform Act, Government Code sections 87200, et. seq. Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 46 of 60 Consultants The staff person most knowledgeable of the work that a Consultant will be performing shall designate whether or not the Consultant must file a Statement of Economic Interest by marking the appropriate box on the Agreement or Contract cover sheet. When determined that a Consultant is designated and is responsible for disclosure, they shall be required to file a Statement of Economic Interest disclosing reportable interests subject to all disclosure categories. Consultants who make (not just recommend) governmental decisions, such as whether to approve a rate, rule, or regulation, whether to issue, deny, suspend, or revoke any permit, license, application, certificate or similar authorization, adopt or grant City approval to a plan, design, report, study, or adopt or grant City approval of policies, standards, or guidelines for the City or any subdivision thereof shall be required to disclose. Consultants who act in a staff capacity with the City, and in that capacity perform the same or substantially all the same duties for the City that would otherwise be performed by an individual holding a designated position in the City's Conflict of Interest Code, shall disclose at the same level as the comparable designated position identified. Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 47 of 60 LIST OF DESIGNATED POSITIONS AND DISCLOSURE CATEGORIES Those with the designation of 87200 Filer are required to file full disclosure of all categories pursuant to Article 2 of Chapter 7 of the Political Reform Act, Government Code sections 87200, et. seq. DESIGNATED POSITIONS DISCLOSURE CATEGORIES Mayor and City Council Members (87200 Filer) Unlimited Disclosure City Treasurer (87200 Filer) Unlimited Disclosure City Manager (87200 Filer) Unlimited Disclosure City Attorney (87200 Filer) Unlimited Disclosure Planning Commission Members (87200 Filer) Unlimited Disclosure Members of the Successor Agency of the Carlsbad Redevelopment Agency — Includes Chairman/Members, Executive Director, Counsel, Secretary (87200 Filer) Unlimited Disclosure Members of the Public Financing Authority — Includes Chairman/Members, Executive Director, Counsel, Secretary, Treasurer (87200 Filer) Unlimited Disclosure Members of the Community Development Commission — Includes Chairman/Members, Executive Director, Counsel, Secretary (87200 Filer) Unlimited Disclosure Members of the Carlsbad Municipal Water District Board of Directors — Includes Board Members, Counsel, Secretary (87200 Filer) Unlimited Disclosure ADMINISTRATIVE SERVICES DESIGNATED POSITIONS DISCLOSURE CATEGORIES Assistant Finance Director 1,2,5 Finance Director 1,2,5 Human Resources Director 1,2,5 Information Technology Director 1,2,5 Accountant 2,3,4,5 Accounting Supervisor 2,3,4,6 Assistant to the Treasurer 2, 3,7 Associate Contract Administrator 2,3,4,5,6 Business Intelligence and Analytics Manager 1,2,3,4 Business Intelligence Analyst 2,3,4 Business Systems Specialist 2,3,4,5,6 Buyer/Contract Administrator 2,3,4,5, 6 Chief Innovation Officer 1,2,3,4,5,6,7 Finance Manager 1,2,3,5,7 Finance/Payroll/IT Manager 1,2,5 Geographic Information Systems Manager 1,2,6,7 Human Resources Manager 1,2,3,5,6,7 Information Technology Manager 1,2,5,6,7 Information Technology Project Manager 1,2,5,6,7 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 48 of 60 Information Technology Security Manager 1,2,5,6,7 Senior Management Analyst 1,2,5,6,7 Management Analyst 1,2,6,7 Information Technology Operations Manager 1,2,5,6,7 Project Portfolio Manager 1,2,3,5,6,7 Program Manager 1,2,3,5,6 Risk Manager 1,2,3,5,6 Senior Accountant 1,2,4,5 Senior Applications Analyst 2,3,4,5,6 Senior Contract Administrator 2,3,6 Senior Database Administrator 1,2,5,6,7 Senior Network Engineer 2,3,4,5,6 Senior Program Manager 1,2,3,5,6 Senior System Administrator 2,3,4,5,6 COMMUNITY DEVELOPMENT DESIGNATED POSITIONS DISCLOSURE CATEGORIES Assistant Director of Community Development 1,2,3,4,6,7 Assistant Engineer 3,4 Associate Engineer 3,4 Assistant Planner 3,4 Associate Planner 3,4 Building & Code Enforcement Manager 1,2,3,4,5,6 Building Official 1,2,3,4 Building Inspector I/II 2,3,4 City Planner 1,2,3,4,6 Code Enforcement Officer I/II 2,3 Community Development Director 1,2,3,4,6,7 Community Relations Manager 2,4 Development Services Manager 1,2,3,4 Engineering Manager 1,2,3,4,5,6 Economic Development Manager 1,2,3,4,6,7 Housing Services Manager 1,2,3,4,6,7 Management Analyst 1,2,6,7 Principal Planner . 1,2,3,4,7 Program Manager 1,2,3,5,6 Senior Building Inspector 2,3,4 Senior Code Enforcement Officer 1,2,3,4 Senior Engineer 1,2,3,4,5,6 Senior Management Analyst 1,2,5,6,7 Senior Planner 1,2,3,4,7 Senior Program Manager 1,2,3,5,6 Special Projects Manager 1,2,3,4,6,7 Zoning Enforcement Officer 1,2,3,4 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 49 of 60 LEGISLATIVE SERVICES DESIGNATED POSITIONS DISCLOSURE CATEGORIES Assistant City Attorney 1,2,3,4,5 Assistant City Manager 1,2,3,4 Assistant to the City Manager 1 City Clerk 1,2,6 City Clerk Services Manager 1,2,6 City Communications Manager 1,2,3,4 Communication and Engagement Director 1,2,3,4,6,7 Communications Coordinator 1,2,5 Community Relations Manager 2,3,4,6 Deputy City Attorney 1,2,3,4,5,6 Deputy City Manager (Community Services, Administrative Services, Public Works) 1,2,3,4 Executive Assistant 1,2,3,4,5 Graphic Production Supervisor 2,3,4 Intergovernmental Affairs Director 1,2,3,4,6,7 Program Manager 1,2,3,5,6 Real Estate Manager 1,2,6 Senior Assistant City Attorney 1,2,3,4,5 Senior Management Analyst 1,2,5,6,7 LIBRARY AND CULTURAL ARTS DESIGNATED POSITIONS DISCLOSURE CATEGORIES Library and Cultural Arts Director 1,2,6,7 Community Arts Coordinator 2,4 Community Relations Manager 2,3,4,6 Cultural Arts Manager 1,2,4,6,7 Deputy Library Director 1,2,6,7 Senior Management Analyst 1,2,6,7 Associate Management Analyst 1,2,6,7 Principal Librarian 1,6 PARKS AND RECREATION DESIGNATED POSITIONS DISCLOSURE CATEGORIES Parks and Recreation Director 1,2,3,4,6,7 Senior Management Analyst 1,2,6,7 Management Analyst 1,2,6,7 Park Planning Manager 1,2,3,4,6 Park Planner 1,2,3,4,6 Parks/Trees Supervisor 1,2,3 Parks Services Manager 1,2,3,4,6 Parks Superintendent 1,2,3,4,6 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 50 of 60 Program Manager 1,2,3,5,6 Recreation Area Manager 1,2,3 Recreation Services Manager 1,2,3,4,6 Senior Management Analyst 1,2,5,6,7 Special Projects Manager 2,3,4 PUBLIC WORKS DESIGNATED POSITIONS DISCLOSURE CATEGORIES Public Works Director 1,2,3,4,6,7 Transportation Director 1,2,3,4,5,6,7 Utilities Director 1,2,3,4,6,7 Associate Contract Administrator 2,3,6 Associate Engineer 3,4 City Traffic Engineer 1,2,3,4,5,6 Contract Administrator 2,3,6 Engineering Manager 1,2,3,4,5,6 Environmental Manager 1,2,3,6,7 Environmental Specialist I/II/Senior 1,5,6 Facilities Manager 1,2,3,4,5,6 Inspector I/II 2,3,4 Management Analyst 1,2,6,7 Meter Services Supervisor 2,3,4 Municipal Projects Manager 1,2,3,4 Public Works Manager 1,2,3,4,5,6 Public Works Superintendent 1,2,3,4,6 Public Works Supervisor 2,3,4,6 Senior Construction Inspector 2,3,4 Senior Contract Administrator 2,3,6 Senior Engineer 1,2,3,4,5,6 Senior Management Analyst 1,2,5,6,7 Senior Program Manager 1,2,3,6,7 Transportation Planning and Mobility Manager 1,2,3,4,5,6 Utilities Asset Manager 1,2,3,4,6 Utilities Maintenance Planner 1,2,3,4 Utilities Manager 1,2,3,4,5,6 Utilities Supervisor 2,3,4 Warehouse Technician 2,3,6 SAFETY SERVICES - FIRE DESIGNATED POSITIONS DISCLOSURE CATEGORIES Fire Chief 1,2,3,4,6,7 Assistant Director of Emergency Services 1,2,3,4,6,7 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 51 of 60 Assistant Fire Chief 1,2,3,4,6,7 Assistant Fire Marshal 2,3 Deputy Fire Marshal 2,3 Emergency Medical Services (EMS) Manager 1,2,3,4,5,6 Emergency Preparedness Manager 1,2,3,4,7 Fire Division Chief 1,2,3,5,6,7 Fire Battalion Chief 1,2,3,5,6,7 Fire Marshal 1,2,3,4,5,7 Fire Prevention Specialist I/II 2,3,4 SAFETY SERVICES - POLICE DESIGNATED POSITIONS DISCLOSURE CATEGORIES Police Chief 1,2,6,7 Police Captain 1,2,3,6 Police Communications Manager 2,3 Police Lieutenant 1,2,3,6 Public Safety Information Technology Manager 1,2,5,6,7 Program Manager 1,2,3,5,6 Senior Program Manager 1,2,3,5,6 BOARDS/COMMISSIONS/COMMITTEES (members of Designated Appointed Positions) DESIGNATED POSITIONS DISCLOSURE CATEGORIES Agricultural Conversion Mitigation Fee Ad Hoc Citizens Advisory Committee 3,4 Arts Commission 3,4,6 Beach Preservation Commission 3,4,6 Board of Library Trustees 3,4,6 Carlsbad Golf Lodging Business Improvement District 3,4 Carlsbad Tourism Business Improvement District 3,4 Community Development Block Grant Committee 3,4,7 Historic Preservation Commission 3,4,6 Housing Commission 3,4 Housing Element Advisory Committee 3,4 Parks and Recreation Commission 1,2,3,4,6 Senior Commission 3,4,6 Traffic & Mobility Commission 3,4 Carlsbad Local Conflict of Interest Code October 20, 2020 Oct. 20, 2020 Item #1 Page 52 of 60 Exhibit 6 REVISED APPENDIX CITY OF CARLSBAD CONFLICT OF INTEREST CODE DESIGNATED POSITIONS General Provisions When a designated employee or individual is required to disclose investments, business positions and sources of income, he or she need only disclose investments in business entities and sources of income which do business in the City, plan to do business in the City or have done business in the City within the past two (2) years. In addition to other activities, a business entity is doing business within the City if it owns real property within the City. When a designated employee or individual is required to disclose real property he or she need only disclose that which is located in whole or in part, within or not more than two (2) miles outside the boundaries of the City or within two (2) miles of any land owned or used by the City. Designated employees or individuals shall disclose their financial interest pursuant to the appropriate disclosure category as indicated in Exhibit "A". • All designated employees required to submit an initial Statement of Interest Form 700 shall file electronically including electronic signature with the City Clerk within thirty (30) days after the effective date of this resolution. Initial filings shall cover the period of the twelve (12) months prior to the date of the adoption of this Conflict of Interest Code. • All individuals appointed, promoted, or transferred to a designated position shall file statements within thirty (30) days of assuming office. These "assuming office" statements cover the period of the twelve (12) months prior to the date of assuming office statement. • When an individual is in an "interim or acting" capacity, they are subject to the same disclosure requirements of the position in which they are filling. An assuming office would be filed. • Annual statements shall be filed with the City Clerk by April 1 of each year by all designated employees, elected officials, committee/board/commission members or individuals. Such statements shall cover the period of the preceding calendar year. • Every designated employee who leaves office shall file, within thirty (30) days of leaving office, a statement disclosing financial interests held or received at any time during the period between the closing date of the last statement required to be filed and the date of leaving office. • Any individual serving in dual roles may file a combined statement by reporting according to their broadest range of disclosure. • Failure to file the required statement in a timely fashion may result in the imposition of administrative, criminal, and civil sanctions as provided in Government Code Sections 81000-91014. Resource: Title 2, California Code of Regulations, Section 18730 Provisions of Conflict of Interest Codes. Oct. 20, 2020 Item #1 Page 53 of 60 Exhibit 6 Disclosure Categories Category 1: Disclose all business entities and non-profit organizations in which investments, business positions (e.g. director, officer, partner, trustee, employee or hold any position of management) and sources of income including gifts, loans and travel payments located in Carlsbad, including property located within a two-mile radius of any property owned or used by the City of Carlsbad. Category 2: All interests in real property within the jurisdiction of the City. Category 3: Category 4: Category 5: Category 6: Category 7: All investments, business positions in business entities, non-profit organizations and sources of income, including gifts, loans and travel payments, interest in real property and sources of income subject to the regulatory, permit or licensing authority of the specific City department. All investments in business entities, non-profit organizations and sources of income, including gifts, loans and travel payments, and sources of income which engage in land development, construction or the acquisition of real property, and interests in real property located in Carlsbad, including property located within a two-mile radius of any property owned or used by the City of Carlsbad. All investments in business entities, non-profit organizations in which investments, business positions (e.g. director, officer, partner, trustee, employee or hold any position of management) and sources of income including gifts, loans and travel payments, and of the type which contracts with the City to provide services, supplies, materials, machinery or equipment to any City department. All investments in business entities and sources of income of the type which contracts with the City to provide to the designated employee's department services, supplies, materials, machinery or equipment to any City department. All investments, positions in business entities, income including gifts, loans and travel payments, and income from non-profit organizations, if the sources is the type that receives grants or other monies from or through the City. Unlimited Disclosures: 87200 Category are required to file full disclosure of all categories pursuant to Article 2 of Chapter 7 of the Political Reform Act, Government Code sections 87200, et. seq. Oct. 20, 2020 Item #1 Page 54 of 60 Consultants The staff person most knowledgeable of the work that a Consultant will be performing shall designate whether or not the Consultant must file a Statement of Economic Interest by marking the appropriate box on the Agreement or Contract cover sheet. When determined that a Consultant is designated and is responsible for disclosure, they shall be required to file a Statement of Economic Interest disclosing reportable interests subject to all disclosure categories. Consultants who make (not just recommend) governmental decisions, such as whether to approve a rate, rule, or regulation, whether to issue, deny, suspend, or revoke any permit, license, application, certificate or similar authorization, adopt or grant City approval to a plan, design, report, study, or adopt or grant City approval of policies, standards, or guidelines for the City or any subdivision thereof shall be required to disclose. Consultants who act in a staff capacity with the City, and in that capacity perform the same or substantially all the same duties for the City that would otherwise be performed by an individual holding a designated position in the City's Conflict of Interest Code, shall disclose at the same level as the comparable designated position identified. Carlsbad Local Conflict of Interest Code December 18, 20180ctober 20, 2020 Oct. 20, 2020 Item #1 Page 55 of 60 LIST OF DESIGNATED POSITIONS AND DISCLOSURE CATEGORIES Those with the designation of 87200 Filer are required to file full disclosure of all categories pursuant to Article 2 of Chapter 7 of the Political Reform Act, Government Code sections 87200, et. seq. DESIGNATED POSITIONS DISCLOSURE CATEGORIES Mayor and City Council Members (87200 Filer) Unlimited Disclosure City Treasurer (87200 Filer) Unlimited Disclosure City Manager (87200 Filer) Unlimited Disclosure City Attorney (87200 Filer) Unlimited Disclosure Chief Operations Officer (8K:ea-Filer) Unlimited Disclosure Housing Commission Members Unlimited Disclosure (87200 Filer) Planning Commission Members (87200 Filer) Unlimited Disclosure Director Of Admit:I-I-gra-five S€Ir-vices Filer) Unlimited Disclosure (87200 4111-a-FIC-e-Di-Feetar--(87200 Filer) Unlimited Disclosure Members of the Successor Agency of the Carlsbad Redevelopment Agency — Includes Chairman/Members, Executive Director, Counsel, Secretary (87200 Filer) Unlimited Disclosure Members of the Public Financing Authority — Includes Chairman/Members, Executive Director, Counsel, Secretary, Treasurer (87200 Filer) Unlimited Disclosure Members of the Community Development Commission — Includes Chairman/Members, Executive Director, Counsel, Secretary (87200 Filer) Unlimited Disclosure Members of the Carlsbad Municipal Water District Board of Directors — Includes Board Members, Counsel, Secretary (87200 Filer) Unlimited Disclosure ADMINISTRATIVE SERVICES {Finance, Human Resources, Information Technology, City Innovation) DESIGNATED POSITIONS DISCLOSURE CATEGORIES Assistant Finance Director 1,2,5 Finance Director 1,2,5 Human Resources Director 1,2,5 Information Technology Director 1,2,5 Accountant 2,3,4,5 Accounting Supervisor 2,3,4,6 Assistant to the Treasurer 2, 3,7 Associate Contract Administrator 2,3,4,5,6 Business Intelligence and Analytics Manager 1,2,3,4 Business Intelligence Analyst 2,3,4 Business Systems Specialist 2,3,4,5,6 Buyer/Contract Administrator 2,3,4,5, 6 Chief Innovation Officer 1,2,3,4,5,6,7 Finance Manager 1,2,3,5,7 Finance/Payroll/IT Manager 1,2,5 Carlsbad Local Conflict of Interest Code December 18, 20180ctober 20, 2020 Oct. 20, 2020 Item #1 Page 56 of 60 Geographic Information Systems Manager 1,2,6,7 Human Resources Manager 1,2,3,5,6,7 Information Technology Manager 1,2,5,6,7 Information Technology Project Manager 1,2,5,6,7 Information Technology Security Manager 1,2,5,6,7 Senior Management Analyst 1,2,5,6,7 Management Analyst 1,2,6,7 Information Technology Operations Manager 1,2,5,6,7 Project Portfolio Manager 1,2,3,5,6,7 Program Manager 1,2,3,5,6 Risk Manager 1,2,3,5,6 Senior Accountant 1,2,4,5 Senior Applications Analyst 2,3,4,5,6 Senior Contract Administrator 2,3,6 Senior Database Administrator 1,2,5,6,7 Senior Network Engineer 2,3,4,5,6 Senior Program Manager 1,2,3,5,6 Senior System Administrator 2,3,4,5,6 COMMUNITY AND ECONOMICDEVELOPMENT (Housing and Neighborhood Services) DESIGNATED POSITIONS DISCLOSURE CATEGORIES Assistant Director of Community Development 1,2,3,4,6,7 Assistant Engineer 3,4 Associate Engineer 3,4 Assistant Planner 3,4 Associate Planner 3,4 Building & Code Enforcement Manager 1,2,3,4,5,6 Building Official 1,2,3,4 Building Inspector I/II 2,3,4 City Planner 1,2,3,4,6 Code Enforcement Officer I/II 2,3 Community and Economic Development Director 1,2,3,4,6,7 Community Relations Manager 2,4 Development Services Manager 1,2,3,4 Engineering Manager 1,2,3,4,5,6 Economic Development Manager 1,2,3,4,6,7 Housing Neighborhood Services Director and 1,2,3,4,6,7 Housing Services Manager 1,2,3,4,6,7 Management Analyst 1,2,6,7 Principal Planner 1,2,3,4,7 Program Manager 1,2,3,5,6 Senior Building Inspector 2,3,4 Senior Code Enforcement Officer 1,2,3,4 Senior Engineer 1,2,3,4,5,6 Senior Management Analyst 1,2,5,6,7 Carlsbad Local Conflict of Interest Code December 18, 20180ctober 20, 2020 Oct. 20, 2020 Item #1 Page 57 of 60 Senior Planner 1,2,3,4,7 Senior Program Manager 1,2,3 5 6 Special Projects Manager 1,2,3,4,6,7 Zoning Enforcement Officer 1,2,3,4 LEGISLATIVE SERVICES DESIGNATED POSITIONS DISCLOSURE CATEGORIES Assistant City Attorney 1,2,3,4,5 Assistant City Manager 1,2,3,4 Assistant to the City Manager 1 Chief Innovation Officer 1,2,3,1,5,6,7 City Clerk 1,2,6 City Clerk Services Manager 1,2,6 City Communications Manager 1,2,3,4 Communication and Engagement Director 1,2,3,4,6,7 Communications Coordinator 1,2,5 Community Relations Manager 2,3,4,6 Deputy City Attorney 1,2,3,4,5,6 Deputy City Manager (Community Services, Administrative Services, Public Works) 1,2,3,4 Executive Assistant 1,2,3,4,5 Graphic Production Supervisor 2,3,4 Intergovernmental Affairs Director 1,2,3,4,6,7 Program Manager 1,2,3,5,6 Records Supervisor 2,3 Real Estate Manager 1,2,6 Senior Assistant City Attorney 1,2,3,4,5 Senior Management Analyst 1,2,5,6,7 LIBRARY AND CULTURAL ARTS DESIGNATED POSITIONS DISCLOSURE CATEGORIES Library and Cultural Arts Director 1,2,6,7 Community Arts Coordinator 2,4 Community Relations Manager 2,3,4,6 Cultural Arts Manager 1,2,4,6,7 Deputy Library Director 1,2,6,7 Senior Management Analyst 1,2,6,7 Associate Management Analyst 1,2,6,7 Principal Librarian 1,6 PARKS AND RECREATION DESIGNATED POSITIONS DISCLOSURE CATEGORIES Parks and Recreation Director 1,2,3,4,6,7 Carlsbad Local Conflict of Interest Code December 18, 20180ctober 20, 2020 Oct. 20, 2020 Item #1 Page 58 of 60 Senior Management Analyst 1,2,6,7 Management Analyst 1,2,6,7 Park Planning Manager 1,2,3,4,6 Park Planner 1,2,3,4,6 Parks/Trees Supervisor 1,2,3 Parks Services Manager 1,2,3,4,6 Parks Superintendent 1,2,3,4,6 Program Manager 1,2,3,5,6 Recreation Area Manager 1,2,3 Recreation Services Manager 1,2,3,4,6 Senior Management Analyst 1,2,5,6,7 Special Projects Manager 2,3,4 PUBLIC WORKS {Transportation, Utilities, Property and Environmental Management and Water District) DESIGNATED POSITIONS DISCLOSURE CATEGORIES Public Works Director 1,2,3,4,6,7 Transportation Director 1,2,3,4,5,6,7 Utilities Director 1„3,4,6,7 Associate Contract Administrator 2,3,6 Associate Engineer 3,4 City Traffic Engineer 1,2,3,4,5,6 Contract Administrator 2,3,6 Engineering Manager 1,2,3,4,5,6 Environmental Manager 1,2,3,6,7 Environmental Specialist I/II/Senior 1,5,6 Facilities Manager 1,2,3,4,5,6 Inspector I/II 2,3,4 Management Analyst 1,2,6,7 Meter Services Supervisor 2,3,4 Municipal Projects Manager 1,2,3,4 Public Works Manager 1,2,3,4,5,6 Public Works Superintendent 1,2,3,4,6 Public Works Supervisor 2,3,4,6 Senior Construction Inspector 2,3,4 Senior Contract Administrator 2,3,6 Senior Engineer 1,2,3,4,5,6 Senior Management Analyst 1,2,5,6,7 Senior Program Manager 1,2,3,6,7 Transportation Planning and Mobility Manager 1,2,3,4,5,6 Utilities Asset Manager 1,2,3,4,6 Utilities Maintenance Planner 1,2,3,4 Utilities Manager 1,2,3,4,5,6 Utilities Supervisor 2,3,4 Warehouse Technician 2,3,6 Carlsbad Local Conflict of Interest Code December 18, 20180ctober 20, 2020 Oct. 20, 2020 Item #1 Page 59 of 60 SAFETY SERVICES - FIRE DESIGNATED POSITIONS DISCLOSURE CATEGORIES Fire Chief 1,2,3,4,6,7 Assistant Director of Emergency Services 1,2,3,4,6,7 Assistant Fire Chief 1,2,3,4,6,7 Assistant Fire Marshal 2,3 Deputy Fire Marshal-I 2,3 Emergency Medical Services (EMS) Manager 1,2,3,4,5,6 Emergency Preparedness Manager 1,2,3,4,7 Fire Division Chief 1,2,3,5,6,7 Fire Battalion Chief 1,2,3,5,6,7 Fire Marshal 1,2,3,4,5,7 Fire Prevention Specialist I/II 2,3,4 SAFETY SERVICES - POLICE DESIGNATED POSITIONS DISCLOSURE CATEGORIES Police Chief 1,2,6,7 Police Captain 1,2,3,6 Police Communications Manager 2,3 Police Lieutenant 1,2,3,6 Public Safety Information Technology Manager 1,2,5,6,7 Program Manager 1,2,3,5,6 Senior Program Manager BOARDS/COMMISSIONS/COMMITTEES (Members of Designated Appointed Positions) DESIGNATED POSITIONS DISCLOSURE CATEGORIES Agricultural Conversion Mitigation Fee Ad Hoc Citizens Advisory Committee 3,4 Arts Commission 3,4,6 Beach Preservation Commission 3,4,6 Board of Library Trustees 3,4,6 Carlsbad Golf Lodging Business Improvement District 3,4 Carlsbad Tourism Business Improvement District 3,4 Community Development Block Grant Committee 3,4,7 Historic Preservation Commission 3,4,6 Housing Commission 3 4 Housing Element Advisory Committee 3 4 Parks and Recreation Commission 1,2,3,4,6 Senior Commission 3,4,6 Traffic Safety & Mobility Commission 3,4 Carlsbad Local Conflict of Interest Code December 18, 20180ctober 20, 2020 Oct. 20, 2020 Item #1 Page 60 of 60