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HomeMy WebLinkAbout2008-12-02; City Council; 19641; Approve Agreements for The Encinas Creek BridgeCITY OF CARLSBAD - AGENDA BILL AB# 19i641 MTG- 12/02/08 DEPT. PW-ENG APPROVE AGREEMENTS FOR DESIGN AND ENVIRONMENTAL SERVICES FOR THE ENCINAS CREEK BRIDGE CITY PROJECT NO. 3919 DEPT. HEAD #^f CITY ATTY. /^C CITYMGR. [u " RECOMMENDED ACTION: Adopt Resolution No. 2008-309 approving professional services agreements with Nolte Associates, Incorporated and EDAW, Incorporated for design and environmental services, for the City's replacement of the Encinas Creek Bridge, Project No. 3919. ITEM EXPLANATION: The Encinas Creek Bridge, which spans a small drainage structure forming the outlet of Encinas Creek to the ocean, is located on the southbound lanes of Carlsbad Boulevard between Palpmar Airport Road and Island Way. This bridge was originally constructed by the State of California Highway Department in 1913 and was widened in both 1924 and 1928. The bridge, along with all State highway right-of-way comprising the portion of US Highway 101 located within the Carlsbad city limits now known as Carlsbad Boulevard, was dedicated by the State to the City in the early 1960s in conjunction with the State's construction of Interstate Highway 5. Other than periodic corrosion repairs and roadway resurfacing, the Encinas Creek Bridge is essentially the same today as the 1928 widening. This bridge, along with all other bridge structures carrying public vehicular traffic on the State Highway system, are inspected by Caltrans every two to three years. Recent Caltrans inspection reports received by the City indicate this bridge has exceeded its service life and is in a state of serious structural deficiency. Because of its age and deteriorated condition, Caltrans recommends its replacement in-lieu of an upgrade or repair of the existing structure. Caltrans inspection reports indicate the western half of the bridge closest to the ocean is in a considerably worse structural condition than the eastern half of the bridge. The City has had two different bridge structural engineers review the bridge and they have confirmed the worsening condition of the structure. As an interim safety measure, approximately five months ago the Public Works Department implemented a temporary realignment of the two lanes of southbound vehicular traffic across the bridge by relocating the travel lanes to the east side of the existing bridge deck. Pedestrian and bicycle access is unaffected across the bridge. Additionally, the speed limit on this section of southbound Carlsbad Boulevard has been temporarily reduced to 35 miles per hour which is the design speed for this temporary lane realignment. These measures are viewed as temporary in nature and do not alleviate the need or lessen the urgency of replacing this bridge at the earliest opportunity. To that end, City staff solicited design and environmental services proposals from qualified private firms to initiate the pre-construction activities required to replace the bridge. Requests for Proposal ("RFP") were prepared and mailed to eight consulting firms for the design and three for the environmental services necessary to begin this project. The City received three formal proposals for the design phase from TY Linn International, FOR CITY CLERKS USE ONLY COUNCIL ACTION: APPROVED DENIED CONTINUED WITHDRAWN AMENDED flnn a CONTINUED TO DATE SPECIFIC CONTINUED TO DATE UNKNOWN RETURNED TO STAFF OTHER -SEE MINUTES nna n DEPARTMENT CONTACT: Bill Plummer (760) 602-2768, bplum@ci.carlsbad.ca.us and John Cahill (760) 602-2726, icahi@ci.carlsbad.ca.us Page 2 Earthtech, and Nolte Associates and, as a result of a "best-value" review, it is recommended the engineering design be undertaken by Nolte Associates, Incorporated. The City received only one proposal for the environmental services phase and it is recommended this work be undertaken by EDAW, Incorporated. Both firms have extensive experience and expertise in their respective disciplines and their scopes of work, schedules, and cost proposals are customary and satisfactory for this type of project. Attached are professional services agreements with Nolte Associates, Incorporated and EDAW, Incorporated for review and approval by the City Council. This project will require environmental review, local agency approval, and acquisition of a full-range of Resource Agency permits. It is anticipated that by beginning the design and environmental phases of the project now it will potentially enable construction to begin following the conclusion of the 2010 Summer beach season. ENVIRONMENTAL IMPACT: The Nolte Associates agreement includes the initial development of preliminary design alternatives cumulating in a description of a preferred project solution sufficient to assess potential environmental impacts. The EDAW, Incorporated agreement undertakes the necessary environmental field studies and other analysis required to support environmental review by the City. EDAW will also undertake the preparation and submittal of applications for the various permits and approvals from the involved Resource Agencies following the completion of environmental review. FISCAL IMPACT: Public Works - Engineering staff has previously undertaken preliminary work on a potential reimbursement project application under the Federal Highway Bridge Program ("HBP") administered by Caltrans. This program enables an estimated reimbursement ratio of 88.53% Federal and 11.47% local match of qualified project costs. City staff has met with Caltrans staff regarding the details, requirements, and schedule for processing this project under the HBP. Caltrans staff has indicated an estimated three to five-year time period for authorization and completion of the various consultant selection, preliminary engineering, pre-construction field studies, and environmental processes. Additionally, because Federal funds are involved, the HBP approach requires all potential projects undergo a lengthy environmental assessment under the National Environmental Protection Act ("NEPA") to be administered by Caltrans. After NEPA certification is granted, only then can final engineering design, bidding, and construction begin. Under the HBP reimbursement scenario, City staff estimate a possible schedule for initiation of construction of a replacement bridge structure in 2014 or later. Based upon the inspection information generated from the various reviews of the existing structure, City staff is increasingly concerned for the continued use of this bridge into the year 2014 or later. The City Council adopted 1994 City-wide Master Drainage Plan includes funding for the future replacement of the Encinas Creek Bridge. The project is also included in the 2008 plan. The Encinas Creek Bridge Project is listed in the Planned Local Drainage Area "C" program for which development fees have been collected over the years to fund future replacement and upgrades to necessary drainage and related infrastructure projects. As an alternative funding source to participation in the Federal HBP process, City staff recommends the City Council utilize the Planned Local Drainage Area "C" funds for this project. This fund currently contains an available balance of $3.5 million dollars for qualified projects which includes replacement of the Encinas Creek Bridge. A preliminary estimate for all costs associated with the replacement of the Encinas Creek Bridge is approximately $1.5 million including preliminary and final design, environmental review, securing Resource Agency permits and approvals, construction, inspection, testing, and miscellaneous project expenses. The City Council adopted Fiscal Year 2008/09 Capital Improvement Program budget includes an appropriation of approximately $1.5 million of PLDA funds for this project. PageS BRIDGE REPLACEMENT - CARLSBAD BLVD. AT ENCINAS CREEK - PROJECT NO. 3919 TASK DESCRIPTION Design Construction, Inspection, Materials Testing Environmental Mitigation & Monitoring Right-of-Way Acquisition Studies and Reports* TOTAL APPROPRIATED TO DATE $273,844 1,090,550 225,000 0 101,156 $1,690,550 EXPENDITURES/ ENCUMBRANCES TO DATE $0 0 0 0 101,156 $101,156 REMAINING BALANCES $273,844 1,090,550 225,000 0 0 $1,589,394 •Expenditures to date of $96,650 funded out of the South Coastal Redevelopment Area Fund were related to refurbishing the existing bridge. Caltrans recommended replacing the bridge due to its deteriorated condition. Once it was determined the bridge would be replaced, the funding was changed to a more appropriate source. Sufficient funds are available to complete the project design and environmental work. The cost associated with Nolte's design agreement for this task is $218,129. The cost associated with EDAW's environmental agreement for this task is $198,661. If both of these three year agreements are approved, $1,172,604 will remain for other tasks associated with this project. Nolte's agreement and EDAW's agreement may both be extended for two additional one year periods in an amount not-to- exceed $50,000 per agreement year ($200,000). City staff recommends approval of the attached professional service agreements and initiation of the project development process. EXHIBITS: 1. Location Map. 2. Resolution No. 2008-309 approving two professional services agreements and appropriation of funds for the replacement of the Encinas Creek Bridge. 3. Agreement with Nolte Associates, Incorporated. 4. Agreement with EDAW, Incorporated. 3 LOCATION MAP SITE NOT TO SCALE CITY OF OCEANSIDC SITE. VICINITY MAP NOT TOSCALE PROJECT NAME ENCINAS CREEK BRIDGE PROJECT NUMBER .3919 EXHIBIT 1 DRAWN BY: SCOTT EVM1S. CAR1.S8M) ENGINEER/NC DEPT. 4/17/08 C:\CAPim\3919.DWG 1 RESOLUTION NO. 2008-309 2 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF 3 CARLSBAD, CALIFORNIA, APPROVING AGREEMENTS FOR DESIGN AND ENVIRONMENTAL SERVICES FOR THE 4 ENCINAS CREEK BRIDGE. CITY PROJECT NO. 3919. 5 WHEREAS, the City Council of the City of Carlsbad, California, is the owner of the 6 Encinas Creek Bridge located within the city limits of the City of Carlsbad; and 7 WHEREAS, said bridge requires the design and environmental assessment of a 8 replacement bridge structure; and 9 WHEREAS, Requests for Proposal for said design and environmental services have 10 been received; and 11 WHEREAS, it is hereby declared necessary, desirable, and in the public interest to 12 proceed with the design and environmental services required to begin replacement of the 13 Encinas Creek Bridge. 14 NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Carlsbad, 15 California, as follows: 16 1. That the above recitations are true and correct. 17 2. That an agreement with Nolte Associates, Incorporated is hereby approved and 18 the Mayor is authorized to execute said agreement. Following the Mayor's execution of said 19 agreement, the City Clerk is directed to forward copies of this resolution and the executed 20 agreement to the Public Works Department, Engineering - Contracts Administration Division. 21 3. That an agreement with EDAW, Incorporated is hereby approved and the Mayor 22 is authorized to execute said agreement. Following the Mayor's execution of said agreement, the 23 City Clerk is directed to forward copies of this resolution and the executed agreement to the Public 24 Works Department, Engineering - Contracts Administration Division. 25 /// 26 ///27 /// 28 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 PASSED, APPROVED AND ADOPTED at a Regular Meeting of the City Council of the City of Carlsbad on the 2— day of December. 2008, by the following vote to wit: AYES: Council Members Lewis, Hall, Packard and Nygaard. NOES: None. ABSENT: Council Member Kulchin. /CLAUDE A LEWIS, Mayor ATTEST: LORRAINE M. WOOD, City'Clerk (SEAL) 3 AGREEMENT FOR ENGINEERING DESIGN SERVICES FOR THE ENCINAS CREEK BRIDGE PROJECT NOLTE ASSOCIATES, INCORPORATED THIS AGREEMENT is made and entered into as of the vQ day of t/ ^+ s^m &juJ , 2008, by and between the CITY OF CARLSBAD, a municipal corporation, ("City"), and NOLTE ASSOCIATES, INCORPORATED, a California corporation, ("Contractor"). RECITALS A. City requires the professional services of a professional engineering design firm that is experienced in bridge evaluation and design. B. Contractor has the necessary experience in providing professional services and advice related to the replacement of the Encinas Creek Bridge Project, hereafter the "Project." C. Selection of Contractor is expected to achieve the desired results in an expedited fashion. D. Contractor has submitted a proposal to City and has affirmed its willingness and ability to perform such work. NOW, THEREFORE, in consideration of these recitals and the mutual covenants contained herein, City and Contractor agree as follows: 1. SCOPE OF WORK City retains Contractor to perform, and Contractor agrees to render, those services (the "Services") that are defined in attached Exhibit "A", which is incorporated by this reference in accordance with this Agreement's terms and conditions. 2. STANDARD OF PERFORMANCE While performing the Services, Contractor will exercise the reasonable professional care and skill customarily exercised by reputable members of Contractor's profession practicing in the Metropolitan Southern California Area, and will use reasonable diligence and best judgment while exercising its professional skill and expertise. 3. TERM The term of this Agreement will be effective for a period of three (3) years from the date first above written. The City Manager may amend the Agreement to extend it for two (2) additional one (1) year periods or parts thereof in an amount not to exceed fifty thousand dollars ($50,000) per Agreement year. Extensions will be based upon a satisfactory review of Contractor's performance, City needs, and appropriation of funds by the City Council. The parties will prepare a written amendment indicating the effective date and length of the extended Agreement. City Attorney Approved Version #11.28.06 7 4. TIME IS OF THE ESSENCE Time is of the essence for each and every provision of this Agreement. 5. COMPENSATION The total fee payable for the Services to be performed during the initial Agreement term will be two hundred eighteen thousand one hundred twenty-nine dollars ($218,129). No other compensation for the Services will be allowed except for items covered by subsequent amendments to this Agreement. Incremental payments shall be made on a monthly basis as outlined in attached Exhibit "A". 6. STATUS OF CONTRACTOR Contractor will perform the Services in Contractor's own way as an independent contractor and in pursuit of Contractor's independent calling, and not as an employee of City. Contractor will be under control of City only as to the result to be accomplished, but will consult with City as necessary. The persons used by Contractor to provide services under this Agreement will not be considered employees of City for any purposes. The payment made to Contractor pursuant to the Agreement will be the full and complete compensation to which Contractor is entitled. City will not make any federal or state tax withholdings on behalf of Contractor or its agents, employees or subcontractors. City will not be required to pay any workers' compensation insurance or unemployment contributions on behalf of Contractor or its employees or subcontractors. Contractor agrees to indemnify City within thirty (30) days for any tax, retirement contribution, social security, overtime payment, unemployment payment or workers' compensation payment which City may be required to make on behalf of Contractor or any agent, employee, or subcontractor of Contractor for work done under this Agreement. At the City's election, City may deduct the indemnification amount from any balance owing to Contractor. 7. SUBCONTRACTING Contractor will not subcontract any portion of the Services without prior written approval of City. If Contractor subcontracts any of the Services, Contractor will be fully responsible to City for the acts and omissions of Contractor's subcontractor and of the persons either directly or indirectly employed by the subcontractor, as Contractor is for the acts and omissions of persons directly employed by Contractor. Nothing contained in this Agreement will create any contractual relationship between any subcontractor of Contractor and City. Contractor will be responsible for payment of subcontractors. Contractor will bind every subcontractor and every subcontractor of a subcontractor by the terms of this Agreement applicable to Contractor's work unless specifically noted to the contrary in the subcontract and approved in writing by City. 8. OTHER CONTRACTORS The City reserves the right to employ other Contractors in connection with the Services. City Attorney Approved Version #11.28.06 9. INDEMNIFICATION Contractor agrees to indemnify and hold harmless the City and its officers, officials, employees and volunteers from and against all claims, damages, losses and expenses including attorneys fees arising out of the performance of the work described herein caused by any negligence, recklessness, or willful misconduct of the Contractor, any subcontractor, anyone directly or indirectly employed by any of them or anyone for whose acts any of them may be liable. The parties expressly agree that any payment, attorney's fee, costs or expense City incurs or makes to or on behalf of an injured employee under the City's self- administered workers' compensation is included as a loss, expense or cost for the purposes of this section, and that this section will survive the expiration or early termination of this Agreement. 10. INSURANCE Contractor will obtain and maintain for the duration of the Agreement and any and all amendments, insurance against claims for injuries to persons or damage to property which may arise out of or in connection with performance of the services by Contractor or Contractor's agents, representatives, employees or subcontractors. The insurance will be obtained from an insurance carrier admitted and authorized to do business in the State of California. The insurance carrier is required to have a current Best's Key Rating of not less than "A-:V". 10.1 Coverages and Limits. Contractor will maintain the types of coverages and minimum limits indicated below, unless City Attorney or City Manager approves a lower amount. These minimum amounts of coverage will not constitute any limitations or cap on Contractor's indemnification obligations under this Agreement. City, its officers, agents and employees make no representation that the limits of the insurance specified to be carried by Contractor pursuant to this Agreement are adequate to protect Contractor. If Contractor believes that any required insurance coverage is inadequate, Contractor will obtain such additional insurance coverage, as Contractor deems adequate, at Contractor's sole expense. 10.1.1 Commercial General Liability Insurance. $1.000.000 combined single-limit per occurrence for bodily injury, personal injury and property damage. If the submitted policies contain aggregate limits, general aggregate limits will apply separately to the work under this Agreement or the general aggregate will be twice the required per occurrence limit. 10.1.2 Automobile Liability (if the use of an automobile is involved for Contractor's work for City). $1,000,000 combined single-limit per accident for bodily injury and property damage. City Attorney Approved Version #11.28.06 10.1.3 Workers' Compensation and Employer's Liability. Workers' Compensation limits as required by the California Labor Code and Employer's Liability limits of $1,000,000 per accident for bodily injury. Workers' Compensation and Employer's Liability insurance will not be required if Contractor has no employees and provides, to City's satisfaction, a declaration stating this. 10.1.4 Professional Liability. Errors and omissions liability appropriate to Contractor's profession with limits of not less than $1,000,000 per claim. Coverage must be maintained for a period of five years following the date of completion of the work. 10.2. Additional Provisions. Contractor will ensure that the policies of insurance required under this Agreement contain, or are endorsed to contain, the following provisions: 10.2.1 The City will be named as an additional insured on General Liability. 10.2.2 Contractor will obtain occurrence coverage, excluding Professional Liability, which will be written as claims-made coverage. 10.2.3 This insurance will be in force during the life of the Agreement and any extensions of it and will not be canceled without thirty (30) days prior written notice to City sent by certified mail pursuant to the Notice provisions of this Agreement. 10.3 Providing Certificates of Insurance and Endorsements. Prior to City's execution of this Agreement, Contractor will furnish certificates of insurance and endorsements to City. 10.4 Failure to Maintain Coverage. If Contractor fails to maintain any of these insurance coverages, then City will have the option to declare Contractor in breach, or may purchase replacement insurance or pay the premiums that are due on existing policies in order to maintain the required coverages. Contractor is responsible for any payments made by City to obtain or maintain insurance and City may collect these payments from Contractor or deduct the amount paid from any sums due Contractor under this Agreement. 10.5 Submission of Insurance Policies. City reserves the right to require, at anytime, complete and certified copies of any or all required insurance policies and endorsements. 11. BUSINESS LICENSE Contractor will obtain and maintain a City of Carlsbad Business License for the term of the Agreement, as may be amended from time-to-time. City Attorney Approved Version #11.28.06 |0 12. ACCOUNTING RECORDS Contractor will maintain complete and accurate records with respect to costs incurred under this Agreement. All records will be clearly identifiable. Contractor will allow a representative of City during normal business hours to examine, audit, and make transcripts or copies of records and any other documents created pursuant to this Agreement. Contractor will allow inspection of all work, data, documents, proceedings, and activities related to the Agreement for a period of three (3) years from the date of final payment under this Agreement. 13. OWNERSHIP OF DOCUMENTS All work product produced by Contractor or its agents, employees, and subcontractors pursuant to this Agreement is the property of City. In the event this Agreement is terminated, all work product produced by Contractor or its agents, employees and subcontractors pursuant to this Agreement will be delivered at once to City. Contractor will have the right to make one (1) copy of the work product for Contractor's records. 14. COPYRIGHTS Contractor agrees that all copyrights that arise from the services will be vested in City and Contractor relinquishes all claims to the copyrights in favor of City. 15. NOTICES The name of the persons who are authorized to give written notices or to receive written notice on behalf of City and on behalf of Contractor under this Agreement. For City: Name: Robert!. Johnson, Jr. Title: City Engineer Department: Public Works City of Carlsbad Address: 1635 Faraday Avenue Carlsbad, CA 92008 Phone No.: 760-602-2720 For Contractor: Name: Jack L. Abcarius Title: Director of Transportation And Structures Address: 15070 Avenue of Sciences Suite 100 San Diego, CA 92128 Phone No.: 858-385-0500 Each party will notify the other immediately of any changes of address that would require any notice or delivery to be directed to another address. 16. CONFLICT OF INTEREST City will evaluate Contractor's duties pursuant to this Agreement to determine whether disclosure under the Political Reform Act and City's Conflict of Interest Code is required of Contractor or any of Contractor's employees, agents, or subcontractors. Should it be determined that disclosure is required, Contractor or Contractor's affected employees, agents, or subcontractors will complete and file with the City Clerk those schedules specified by City and contained in the Statement of Economic Interests Form 700. City Attorney Approved Version #11.28.06 Contractor, for Contractor and on behalf of Contractor's agents, employees, subcontractors and consultants warrants that by execution of this Agreement, that they have no interest, present or contemplated, in the projects affected by this Agreement. Contractor further warrants that neither Contractor, nor Contractor's agents, employees, subcontractors and consultants have any ancillary real property, business interests or income that will be affected by this Agreement or, alternatively, that Contractor will file with the City an affidavit disclosing this interest. 17. GENERAL COMPLIANCE WITH LAWS Contractor will keep fully informed of federal, state and local laws and ordinances and regulations which in any manner affect those employed by Contractor, or in any way affect the performance of the Services by Contractor. Contractor will at all times observe and comply with these laws, ordinances, and regulations and will be responsible for the compliance of Contractor's services with all applicable laws, ordinances and regulations. Contractor will be aware of the requirements of the Immigration Reform and Control Act of 1986 and will comply with those requirements, including, but not limited to, verifying the eligibility for employment of all agents, employees, subcontractors and consultants that the services required by this Agreement. 18. DISCRIMINATION AND HARASSMENT PROHIBITED Contractor will comply with all applicable local, state and federal laws and regulations prohibiting discrimination and harassment. 19. DISPUTE RESOLUTION If a dispute should arise regarding the performance of the Services the following procedure will be used to resolve any questions of fact or interpretation not otherwise settled by agreement between the parties. Representatives of Contractor or City will reduce such questions, and their respective views, to writing. A copy of such documented dispute will be forwarded to both parties involved along with recommended methods of resolution, which would be of benefit to both parties. The representative receiving the letter will reply to the letter along with a recommended method of resolution within ten (10) business days. If the resolution thus obtained is unsatisfactory to the aggrieved party, a letter outlining the disputes will be forwarded to the City Manager. The City Manager will consider the facts and solutions recommended by each party and may then opt to direct a solution to the problem. In such cases, the action of the City Manager will be binding upon the parties involved, although nothing in this procedure will prohibit the parties from seeking remedies available to them at law. City Attorney Approved Version #11.28.06 20. TERMINATION In the event of the Contractor's failure to prosecute, deliver, or perform the Services, City may terminate this Agreement for nonperformance by notifying Contractor by certified mail of the termination. If City decides to abandon or indefinitely postpone the work or services contemplated by this Agreement, City may terminate this Agreement upon written notice to Contractor. Upon notification of termination, Contractor has five (5) business days to deliver any documents owned by City and all work in progress to City address contained in this Agreement. City will make a determination of fact based upon the work product delivered to City and of the percentage of work that Contractor has performed which is usable and of worth to City in having the Agreement completed. Based upon that finding City will determine the final payment of the Agreement. Either party upon tendering thirty (30) days written notice to the other party may terminate this Agreement. In this event and upon request of City, Contractor will assemble the work product and put it in order for proper filing and closing and deliver it to City. Contractor will be paid for work performed to the termination date; however, the total will not exceed the lump sum fee payable under this Agreement. City will make the final determination as to the portions of tasks completed and the compensation to be made. 21. COVENANTS AGAINST CONTINGENT FEES Contractor warrants that Contractor has not employed or retained any company or person, other than a bona fide employee working for Contractor, to solicit or secure this Agreement, and that Contractor has not paid or agreed to pay any company or person, other than a bona fide employee, any fee, commission, percentage, brokerage fee, gift, or any other consideration contingent upon, or resulting from, the award or making of this Agreement. For breach or violation of this warranty, City will have the right to annul this Agreement without liability, or, in its discretion, to deduct from the Agreement price or consideration, or otherwise recover, the full amount of the fee, commission, percentage, brokerage fees, gift, or contingent fee. 22. CLAIMS AND LAWSUITS By signing this Agreement, Contractor agrees that any Agreement claim submitted to City must be asserted as part of the Agreement process as set forth in this Agreement and not in anticipation of litigation or in conjunction with litigation. Contractor acknowledges that if a false claim is submitted to City, it may be considered fraud and Contractor may be subject to criminal prosecution. Contractor acknowledges that California Government Code sections 12650 et seq.. the False Claims Act applies to this Agreement and, provides for civil penalties where a person knowingly submits a false claim to a public entity. These provisions include false claims made with deliberate ignorance of the false information or in reckless disregard of the truth or falsity of information. If City seeks to recover penalties pursuant to the False Claims Act, it is entitled to recover its litigation costs, including attorney's fees. Contractor acknowledges that the filing of a false claim may subject Contractor to an administrative debarment proceeding as the result of which Contractor may be prevented to act as a Contractor on any public work or improvement for a period of up to five (5) years. Contractor acknowledges debarment by another jurisdiction is grounds for City to terminate this Agreement. City Attorney Approved Version #11.28.06 23. JURISDICTIONS AND VENUE Any action at law or in equity brought by either of the parties for the purpose of enforcing a right or rights provided for by this Agreement will be tried in a court of competent jurisdiction in the County of San Diego, State of California, and the parties waive all provisions of law providing for a change of venue in these proceedings to any other county. 24. SUCCESSORS AND ASSIGNS It is mutually understood and agreed that this Agreement will be binding upon City and Contractor and their respective successors. Neither this Agreement or any part of it nor any monies due or to become due under it may be assigned by Contractor without the prior consent of City, which shall not be unreasonably withheld. 25. ENTIRE AGREEMENT This Agreement, together with any other written document referred to or contemplated by it, along with the purchase order for this Agreement and its provisions, embody the entire Agreement and understanding between the parties relating to the subject matter of it. In case of conflict, the terms of the Agreement supersede the purchase order. Neither this Agreement nor any of its provisions may be amended, modified, waived or discharged except in a writing signed by both parties. City Attorney Approved Version #11.28.06 26. AUTHORITY The individuals executing this Agreement and the instruments referenced in it on behalf of Contractor each represent and warrant that they have the legal power, right and actual authority to bind Contractor to the terms and conditions of this Agreement. CONTRACTOR NOLTE ASSOCIATES, INCORPORATED, a Californie ARLSBAD, a oftfieSjfeteo • Mayor ATTEST: CPO (print name/title) (e-mail address) If required by City, proper notarial acknowledgment of execution by contractor must be attached. If a Corporation. Agreement must be signed by one corporate officer from each of the following two groups. "Group A. Chairman, President, or Vice-President **Group B. Secretary, Assistant Secretary, CFO or Assistant Treasurer Otherwise, the corporation must attach a resolution certified by the secretary or assistant secretary under corporate seal empowering the officer(s) signing to bind the corporation. APPROVED AS TO FORM: RONALD R. BALL, City Attorney By:_ jeputy City Attorney City Attorney Approved Version #11.28.06 NOtTE October 22, 2008 BEYOND ENGINEERING EXHIBIT "A" SCOPE OF WORK TASK 1 - REVIEW H&H REPORT (2 DAYS) Under this task Nolte will review the Drainage Master Plan Update prepared by Brown & Caldwell to determine the reasonableness of the 100-year peak discharge calculated for Encinas Creek. Our hydrology and hydraulic engineer will contact Brown and Caldwell to discuss and resolve any outstanding issues. This task will culminate in the determination of the appropriate 100-year design discharge at the bridge crossing. This flow value will be used to determine the proper opening si2e for both a box culvert and a pre-fabricated arch system for the final design. TASK 2 - COMPARATIVE STUDY: Box CULVERT vs. PRECAST ARCH (4 DAYS*) Concurrendy with Task 1, Nolte will perform a study comparing the use of a box culvert versus a pre-fabricated precast arch system. This comparison will be made using the 100-year peak discharge determined from Task 1. The analysis will be done by taking into consideration the following factors: ^ No. of cells needed to convey the Qioo flows for a box vs. pre-fabricated arch •^ Hydraulic characteristics of box vs. pre-fabricated arch ^ Potential scour associated with each alternative •^ Construction time schedule ^ Construction cost The deliverables for this task will be: 1. Result of our study in letter format * Indicates that Task 2 may be started at the same time as Task 1. TASK 3 - SURVEYING SERVICES (30 WORKING DAYS*) 1. RESEARCH: We will perform document and mapping research. Copies of Highway Maps, Records of Surveys, Subdivision Maps will be used to perform property retracement. Bench Marks and Horizontal Control point research will be performed and will be used to control the project surveying. We will also secure and submit to the City a current preliminary tide report of the affected real property (area within State Park Property only). We will also prepare and submit to the City a current property ownership list along with a boundary map of all property ownerships surrounding the bridge structure for a distance of 1000 ft. This assumes a strip of land 200 ft. wide x 1000 ft. long centered on the existing Carlsbad Boulevard. This information will be obtained from assessor parcel information. Easement data and locations will be obtained from tide reports. If required, easement tables and locations can be obtained and plotted but shall be considered reimbursable. Should Encinas Creek Bridge Scope of Work Page 2 of 7 additional tide reports be required, the additional tide reports shall be considered a reimbursable expense. 2. HORIZONTAL AND VERTICAL CONTROL SURVEYING: Using Trimble dual frequency GPS receivers, the Nolte Team will conduct a GPS Control survey to position project working points and to locate aerial targets. 3rd Order project control positions will be established using predominately RTK methods. 3. TOPOGRAPHIC SURVEYING AND MAPPING We understand that aerial topographic mapping exists and that Nolte will receive the survey along with the horizontal and vertical survey control used for that topographic map. We will investigate the horizontal and vertical datum so that any further work accurately compares with existing surveying. In addition to the existing mapping, Nolte will provide conventional topographic mapping and road cross sections — along with specific bridge locations and elevations over an approximate 100 ft. x 500 ft. strip. The area to be surveyed shall be centered on the center of the roadway and shall cover approximately 250 feet, north and south and approximately 50 feet, east and west of the bridge. As part of the specific area survey, invert elevations directly upstream and downstream of the bridge will be shot and recorded at the ends of the wingwalls and at the edge of deck. 4. RIGHT OF WAY AND PARCEL SURVEYING AND MAPPING A sufficient number of key monuments will be recovered and surveyed to allow for preparation of the right of way and property line mapping. Using the data recovered and adjusted, we will use accepted legal principals in analyzing the field evidence collected and comparing it with record map and deed information in order to resolve and determine the location of all pertinent boundary lines and street right of way lines. *Task 3 can start upon Notice to Proceed from the City. This time does not include any information contingent upon receiving a title report. TASK 4 - FOUNDATION INVESTIGATIONS (25 WORKING DAYS* w/ NO WEATHER DELAYS) It is our understanding that the City has closed off the westerly lane to traffic, although pedestrian access is still open. Therefore, our geotechnical subconsultant has assumed that a traffic control plan may be required for their investigation which will be limited to two deep borings along the westerly lane approximately 50 feet apart and centered about the creek centerline. An encroachment permit may also be needed from the City. This task will consist of the following items of work: 1. Review pertinent reference documents regarding geotechnical conditions at the site. 2. Coordinate with Underground Service Alert to check for potential utility conflicts. 3. Advance two hollow-stem auger borings, one at each abutment, with a target depth of 50 feet (or to practical refusal) to obtain soil samples to provide geotechnical design parameters for the bearing capacity and seismic analysis of the site materials. 4. Perform a seismic hazard assessment and select the soil profile type for the site in accordance with Section 6 and Appendix B of the Caltrans Bridge Manual, August 2007. 5. Perform laboratory testing and data analysis. Testing shall include, at a minimum, direct shear, soil corrosivity (resistivity, pH, and chloride), soluble sulfate, and gradation testing. Encinas Creek Bridge Scope of Work Page 3 of 7 6. Prepare a draft foundation report providing the design parameters for the proposed structure. The draft foundation report will be reviewed by both Nolte staff and City staff. 7. Respond to comments from City staff and Nolte designers appropriately. 8. Prepare a final report incorporating the responses to comments as applicable. * Task 4 can start upon Notice to Proceed from the City. TASK 5 - BRIDGE HYDRAULIC & SCOUR ANALYSIS (5 DAYS*) Nolte will use the City-provided topographic mapping with one-foot contour data to create a proposed conditions hydraulic model to determine the effects on water surface elevations upstream and downstream of the bridge. Nolte will use the 100-year peak discharge determined in Task 1 for the hydraulic model. Data (piers, abutments, road deck, soffit elevation) pertaining to the proposed bridge will be incorporated into the hydraulic model. The scour analysis includes the evaluation and selection of appropriate scour relationships for the analyses, and review of bridge foundation geotechnical report. Calculations relative to local and contraction scour will be made in addition to an estimate for long-term degradation. Sensitivity analyses will be performed on the proposed conditions model to determine impacts of different downstream boundary conditions and multiple flood profiles to determine the worst-case velocities to be used in the scour analysis. Results from these HEC-RAS hydraulic analyses will be used for the scour calculations. Equations from the Hydraulic Engineering Circular No. 18 (May 2001) published by the Federal Highway Administration will be used for these scour calculations. This work also includes the evaluation, recommendation, and hydraulic analysis of scour countermeasures. A sediment transport model will not be done as part of this scope. A schematic will be provided to the structural engineer that shows the type of, and dimensions/extent of the recommended scour countermeasures. A hydraulic report will be done to summarize the findings of our analyses for both water surface elevations and potential scour. *Task 5 is contingent upon the completion of Tasks 3 and 4. TASK 6 - CONCEPT DESIGN (4 DAYS*) This task shall consist of preparing a preliminary layout of the Bridge General Plan, a preliminary detour plan, and a preliminary construction cost estimate. This concept design shall be used during our early meetings with City staff and coordination meetings with ED AW. *From determination of the Qiao for appropriate siting of the opening(s). TASK 7 - BRIDGE AND ROADWAY APPROACH DESIGN (2-3 WEEKS*) Based on the outcome of Tasks 1 and 2 above, Nolte will provide plans for either a box culvert or a pre-fabricated arch system capable of carrying the standard highway loads in accordance with AASHTO and Caltrans Bridge Design Specifications. If a box culvert is selected, a special design will be required due to the highly corrosive environment. Therefore, our cost proposal for Task 7 will be separated between 7A (Box Culvert option), and 7B (Pre-fabricated arch option). Our level of effort for 7A will be to perform a design, and an independent check, as well as prepare the appropriate plan details. Alternatively, if the precast arch is selected, our level of effort for Task 7B will be limited to providing and incorporating the appropriate details since the design will be provided by the bridge manufacturer. For the purposes of this proposal, we are assuming that the / f)I t> Encinas Creek Bridge Scope of Work Page 4 of 7 roadway profile grade will be slightly raised (max. of 3 feet) to allow passage of a higher flow discharge, if necessary. This increase in profile grade will necessitate transitioning the roadway approximately 60 feet each end of the bridge, assuming a 2% grade. We anticipate the following deliverables: 1. Tide Sheet 2. Typical Sections 3. Plan and Profile 4. General Plan 5. Foundation Plan 6. Bridge Typical Section 7. Elevations 8. Miscellaneous Details — 1 9. Miscellaneous Details - 2 10. Concrete Barrier Type 80 SW sheet 1 of 3 11. Concrete Barrier Type 80 SW sheet 2 of 3 12. Concrete Barrier Type 80 SW sheet 3 of 3 * After Task 5 is completed. TASK 8 - TRAFFIC CONTROL PLAN / DETOUR (10 DAYS*^ This task shall be limited to providing a plan for the detour to allow complete closure of southbound Carlsbad Boulevard between Solamar Drive to the north, and Island Way to the south. We anticipate having to route southbound Carlsbad Boulevard traffic to eastbound Palomar Airport Road, onto southbound Avenida Encinas, to westbound Poinsettia Lane, and then back to southbound Carlsbad Boulevard. Access between Palomar Airport Road and Solamar Drive and, between Poinsettia Lane and Island Way will be allowed only for local residents and for construction equipment. This proposal assumes that no signs will be placed on 1-5, and therefore, no coordination with Caltrans will be required. We anticipate that a maximum of three (3) sheets will be required under this task. * Will be completed during Task 7. TASK 9 - STORM WATER POLLUTION PREVENTION PLAN (5 DAYS*) Nolte will prepare a Storm Water Pollution Prevention Plan (SWPPP) with input from the City that will be part of the bid package for this project, and ultimately, retained at the construction site. The SWPPP has two major objectives: (1) to help identify the sources of sediment and other pollutants that affect the quality of storm water discharges and (2) to describe and ensure the implementation of practices to reduce sediment and other pollutants in storm water discharges. The SWPPP will include Best Management Practices (BMPs) that address source reduction (erosion) and BMPs that mitigate migration (sedimentation). A Water Pollution Control Plan will be completed and incorporated into the SWPPP documents. A monitoring program will also be prepared as part of the SWPPP. The monitoring program will describe the contractor's duties in conducting inspections of the construction site prior to anticipated storm events and after actual storm events. Our fee includes one meeting with the contractor to review the SWPPP and to answer any questions. Nolte will use the Improvement and/or Grading Plans from the proposed bridge and road improvements to complete the Water Pollution Control Plan. The Water Pollution Control Plan Encinas Creek Bridge Scope of Work Page 5 of 7 illustrates the temporary mechanical measures (i.e., sandbags, hay bales, silt fences) to be implemented during the construction phasing. Other sediment control practices that could be implemented include stabilked construction entrances, materials storage areas, and concrete washouts. Nolte will need to gather information about the proposed site like the owner's and contractor's contact information, and responsible parties for SWPPP implementation. All of this information will be submitted with the Notice of Intent (NOT). Our fee includes addressing three rounds of plan check comments from the City of Carlsbad. Notice of Intent The owner of the land where the construction activity occurs is responsible for obtaining coverage under the State general permit by filing a Notice of Intent (NOI). Nolte will work with the contractor/owner to prepare and file an NOI with the State Water Resource Control Board (SWRCB). The current annual fee for this general permit is based on die approximate project acreage. The annual fee is not included in our cost proposal. It is anticipated that the City or selected contractor will pay this fee. * After Task 7 is completed. TASK 10 - QUANTITIES (5 DAYS*) Under this task, quantities for each item of work will be calculated and independently checked for accuracy and completeness. Quantities will then be compared, and any discrepancies will be resolved in accordance with acceptable tolerances. A summary sheet of all the quantities will be prepared with unit costs based on the latest Caltrans cost data book entries. The deliverables for this task are: 1. Quantity Summary sheets in Microsoft Excel format 2. Construction Cost Estimate in Microsoft Excel format * Contingent upon the completion of Task 7. TASK 11 - PROJECT SPECIFICATIONS (4 DAYS*) Nolte will prepare the technical specifications for this project in accordance with Caltrans Standard Specifications and Standard Special Provisions, and in association with the bridge manufacturer if applicable. Nolte staff will download, compile, and edit all the appropriate special provisions for the project. Nolte will incorporate the technical specifications to the front end boiler plate provided by the City. The deliverable for this task will be: 1. One set of project specifications in Microsoft Word format. * Contingent upon the completion of Task 7. TASK 12 - MEETINGS Due to the urgency of this project and its aggressive schedule, we are assuming that progress meetings will occur on a bi-weekly basis. With a total 12-week schedule, we will have 6 progress meetings plus 4 anticipated coordination meetings with City staff and the environmental consultant. For the purposes of this proposal, any additional meetings beyond the stated ones can be handled as "Additional Services". Encinas Creek Bridge Scope of Work Page 6 of 7 TASK 13 - PROTECT MANAGEMENT From the inception of the project, management services will be provided for control, coordination, and administration of the work. Key elements of Nolte's management plan include: •S Use of Action Item Checklists S Weekly internal status reporting S Regularly scheduled reporting and progress meetings with the Client As your Project Manager, I will be the direct interface between the design team, the City, and other involved parties. As such, my responsibilities will be as follows: S Serve as primary City contact with authority to render decisions on behalf of the team S Coordinate and direct the activities of the project team ^ Monitor and control the project schedule and budget ^ Prepare progress reports •S Conduct progress and coordination meetings S Prepare meeting agendas and minutes S Maintain quality assurance ^ Prepare project correspondence ^ Maintain project files •S Prepare, review, and submit invoices in an acceptable format to the City •S Ensure that the contractual and technical requirements of the project are fulfilled TASK 14 - REIMBURSABLES A not-to-exceed amount of $1,500 to cover the expenses of other direct costs such as blueprints, reproductions, mileage, and other, will be added as a line item to our invoice, if appropriate. TASK 15 - CONSTRUCTION SUPPORT SERVICES The Nolte team will attend the pre-bid meeting and the pre-construction conference, and will respond to questions regarding the design and specifications during these two meetings. In addition, we will provide the following support services as necessary: 1. Respond to Contractor's Requests For Information 2. Review and approve Contractor's submittals 3. Review and approve Change Orders 4. Prepare additional details if necessary 5. Review and approve concrete mix designs 6. Prepare As-Built drawings TASK 16 - BRIDGE INSPECTION Based on our meeting with City staff on Tuesday, February 26, 2008 we understand that Nolte will be responsible for performing routine maintenance inspections at six months intervals for two years from the date we receive an executed contract. For safety reasons, two bridge engineers will go to the site and perform a thorough visual inspection to determine the structural condition of the structure. Any changes from the original structural assessment report performed in August 2005 will Encinas Creek Bridge Scope of Work Page 7 of 7 be carefully assessed and documented in our inspection reports. Any significant changes that might be cause for alarm will be quickly evaluated, and recommendations for immediate action will be presented to the City for implementation. A total of four site investigations and reports have been assumed for this scope of work. Additional investigations, if requested by the City, will be handled as "Additional Services". ADDITIONAL SERVICES A 20% contingency fee has been added to our cost proposal to cover unanticipated or additional services that may be required by the client during the course of this contract. These services may be: S Additional Meetings ^ Additional Investigations ^ Design and details for architectural renderings ^ Other CONSULTANT FEE We propose to perform all of the above services on a Time and Materials basis with a Not-to- Exceed amount of Two Hundred Eighteen Thousand One Hundred and Twenty Nine dollars ($218,129) with Task 7A, and One Hundred Ninety Two Thousand Nine Hundred and Fifty Three dollars ($192,953) with Task 7B. Both of these amounts include a 20% contingency for "Additional Services". A detailed Cost Proposal spreadsheet has been attached for your review and approval. Nolte is excited about starting this challenging project and completing it successfully. Please call me at 858.385.2128 (direct line) or 858.705.2430 (cellular) if you have any questions concerning our proposal, or need additional information. Respectfully submitted, NOLTE ASSOCIATES, INC. Ja!ck L. Abcarius, P.E. Engineering Manager COPY Las Encinas Creek Bridge Fee Proposal Las Encinas Creek Bridge Replacement SCOPE/TASKS Task 1 - Review H&H Report Review Drainage Master Plan Determine Appropriate 100-year Design Discharge Coordinate w/ Brown & Caldwell SUBTOTAL Task 2 - Comparative Study Compare Box Culvert vs. Pre-Fabricated Arch Coordinate with Pre-Fab Manufacturer Prepare Letter Report SUBTOTAL Task 3 - Surveying and Mapping Research and Record Calculations Horizontal & Vertical Control Conventional Topo Survey and Base Map Right-of-Way and Boundary Title Report SUBTOTAL Task 4 - Geotechnical Investigations Encroachment Permit & Traffic Control Plan Field Explorations Laboratory Testing and Analysis Prepare Foundation Report Prepare Final Foundation Report SUBTOTAL Task 5 - Bridge Hydraulic & Scour Analysis Create & Perform Proposed Condition Model Perform Scour Calculations Prepare Technical Memorandum of Results QA/QC Respond to Comments SUBTOTAL CADD Tech.l $105 0 0 24 24 0 0 Assistant Engineer $145 0 0 0 0 0 Associate Engineer $165 4 2 6 0 2 2 2 6 0 24 12 8 8 52 Senior Engineer $176 0 24 4 28 0 4 4 0 Engineering Manager $199 4 1 4 9 4 4 1 9 8 8 2 18 2 2 2 2 2 4 4 14 2-Person Survey $240 0 0 6 8 24 38 0 0 ODC $0 $0 750 $750 $0 $0 Subs $0 $0 $0 1900 8940 1400 3320 3080 $18,640 $0 TOTALS $1,456 $529 $796 $2,781 $5,020 $796 $903 $6,719 $1,592 $1,770 $4,770 ,_ $7,682 $1,148 $16,962 $2,090 $9,834 $1,540 $4,754 $3,388 $21,606 $4,358 $2,378 $1,718 $796 $2,116 $11,366 G:\08BDSCLPA\Proposals\City of Carlsbad\Encinas Creek Bridge\Encinas Creek-Fee Estimatel10-22-2008.xls Las Encinas Creek Bridge Fee Proposal Las Encinas Creek Bridge Replacement SCOPE/TASKS Task 6 - Concept Design Preliminary Bridge General Plan Preliminary Detour Plan Preliminary Cost Estimate SUBTOTAL Task 7A - Box Culvert & Roadwav Approach Desiqn Box Culvert Design Roadway Plans Box Culvert Plans SUBTOTAL Task 7B - Pre-Fab Arch & Roadwav Plans Roadway Plans Pre-Fab Arch Plans Coordinate with Manufacturer SUBTOTAL Task 8 - Traffic Control / Detour Plan Traffic Handling / Detour Plan sheets SUBTOTAL Task 9 - Storm Water Pollution Prevention Plan Create SWPPP Document Create Water Pollution Control Plan QA/QC Respond to Comments SUBTOTAL Task 10- Quantities Prepare and Check Quantities & Summary Sheets Prepare Marginal Estimate SUBTOTAL Task 11 - Project Specifications Prepare Item List Download, Assemble, & Edit Specifications SUBTOTAL CADD Tech.l $105 16 8 24 120 120 12 12 60 60 0 0 0 Assistant Engineer $145 0 0 0 0 20 12 8 40 40 40 0 Associate Engineer $165 0 60 24 84 24 24 0 0 40 40 4 4 Senior Engineer $176 8 12 4 24 12 12 12 6 18 40 40 0 8 8 0 Engineering Manager $199 2 2 2 6 2 2 8 12 2 2 4 8 12 12 2 2 4 2 10 2 2 36 36 2-Person Survey $240 0 0 0 0 0 0 0 ODC $0 $0 $0 $0 $0 $0 $0 Subs $0 $0 $0 $0 $0 $0 $0 TOTALS $3,486 $3,350 $1,102 $7,938 $10,298 $6,470 $14,192 $30,960 $6,470 $2,714 $796 $9,980 $15,728 $15,728 $3,298 $2,138 $796 $1,558 $7,790 $12,400 $1,806 $14,206 $660 $7,164 $7,824 G:\08BDSCLPA\Proposals\City of Carlsbad\Encinas Creek Bridge\Encinas Creek-Fee Estimate210-22-2008.xls Las Encinas Creek Bridge Fee Proposal Las Encinas Creek Bridge Replacement SCOPE/TASKS Task 12 - Meetings Progress Meetings (6 Meetings @ 2 hrs each) Meetings with City & EDAW (4 @ 2 hrs each) SUBTOTAL Task 13 - Project Manaqement Management (12 weeks @ 2.5 hrs/wk) SUBTOTAL Task 14 - Reimbursables Other Direct Costs SUBTOTAL Task 15 - Construction Support Services Attend Pre-Bid Meeting Attend Pre-Construction Meeting Prepare Meeting Minutes Assist in Preparation of Addenda Respond to RFIs Attend City Council Meeting Review and Approve Shop Drawing Submittals Review and Approve Concrete Mix Design Prepare As-Built Drawings SUBTOTAL Task 16 - Bridge Inspections Thorough Visual Inspections (Total of 4) Document Findings in Inspection Report SUBTOTAL PROJECT TOTAL with Task 7A PROJECT TOTAL with Task 7A + 20% Contingency PROJECT TOTAL with Task 7B PROJECT TOTAL with Task 7B + 20% Contingency Other Direct Costs are estimated to include the following: Mileage Reimbursement @ $0.585/mile Copying of Reports & Calculations @ $0.10/sheet Plan Reporduction @ $1.25 (Full Size sheets) Shipping Costs @ $25/package CADD 7ec/i./ $105 0 0 0 12 12 0 240 132 Assistant Engineer $145 0 0 0 0 0 80 80 Associate Engineer $165 0 0 0 24 4 28 16 32 48 220 160 Senior Engineer $176 0 0 0 4 4 0 120 126 Engineering Manager $199 12 8 20 30 30 0 4 4 4 8 12 4 36 16 8 24 216 212 2-Person Survey $240 0 0 0 0 0 38 38 ODC $0 $0 $1,500 $1,500 $0 $0 $2,250 $2,250 Subs $0 $0 $0 $0 $0 $18,640 $18,640 TOTALS $2,388 $1,592 $3,980 $5,970 $5,970 $1,500 $796 $796 $796 $1,592 $2,388 $796 $3,960 $660 $1,964 $13,748 $5,824 $6,872 $12,696 $181,774 $218,129 $160,794 $192,953 G:\08BDSCLPA\Proposals\City of Carlsbad\Encinas Creek Bridge\Encinas Creek-Fee Estimate310-22-2008.xls PWENG646 AGREEMENT FOR CEQA ENVIRONMENTAL AND PERMITTING PROFESSIONAL SERVICES (EDAW, INCORPORATED) /"THIS AGREEMENT is made and entered into as of the (feD day of LBJL) , 2008, by and between the CITY OF CARLSBAD, a municipal corporation, ("City"), and EDAW, Incorporated, a Delaware corporation ("Contractor"). RECITALS A. City requires the professional services of an environmental services firm that is experienced in CEQA review, environmental sciences and services, and permitting with public agencies. B. Contractor has the necessary experience in providing professional services and advice related to the services required under this agreement. C. Selection of Contractor is expected to achieve the desired results in an expedited fashion. D. Contractor has submitted a proposal to City and has affirmed its willingness and ability to perform such work. NOW, THEREFORE, in consideration of these recitals and the mutual covenants contained herein, City and Contractor agree as follows: 1. SCOPE OF WORK City retains Contractor to perform, and Contractor agrees to render, those services (the "Services") that are defined in attached Exhibit "A", which is incorporated by this reference in accordance with this Agreement's terms and conditions. 2. STANDARD OF PERFORMANCE While performing the Services, Contractor will exercise the reasonable professional care and skill customarily exercised by reputable members of Contractor's profession practicing in the Metropolitan Southern California Area, and will use reasonable diligence and best judgment while exercising its professional skill and expertise. 3. TERM The term of this Agreement will be effective for a period of three (3) years from the date first above written. The City Manager may amend the Agreement to extend it for two (2) additional one (1) year period or parts thereof in an amount not to exceed fifty thousand dollars ($50,000) per Agreement year. Extensions will be based upon a satisfactory review of Contractor's performance, City needs, and appropriation of funds by the City Council. The parties will prepare a written amendment indicating the effective date and length of the extended Agreement. 4. TIME IS OF THE ESSENCE Time is of the essence for each and every provision of this Agreement, notwithstanding delays outside the reasonable control of contractor. City Attorney Approved Version #1 1 .28.06 5. COMPENSATION The total fee payable for the Services to be performed during the initial Agreement term will be one hundred ninety eight thousand six hundred sixty one thousand dollars and two cents ($198,661.02). No other compensation for the Services will be allowed except for items covered by subsequent amendments to this Agreement. Incremental payments, if applicable, should be made as outlined in attached Exhibit "A". 6. STATUS OF CONTRACTOR Contractor will perform the Services in Contractor's own way as an independent contractor and in pursuit of Contractor's independent calling, and not as an employee of City. Contractor will be under control of City only as to the result to be accomplished, but will consult with City as necessary. The persons used by Contractor to provide services under this Agreement will not be considered employees of City for any purposes. The payment made to Contractor pursuant to the Agreement will be the full and complete compensation to which Contractor is entitled. City will not make any federal or state tax withholdings on behalf of Contractor or its agents, employees or subcontractors. City will not be required to pay any workers' compensation insurance or unemployment contributions on behalf of Contractor or its employees or subcontractors. Contractor agrees to indemnify City within thirty (30) days for any tax, retirement contribution, social security, overtime payment, unemployment payment or workers' compensation payment which City may be required to make on behalf of Contractor or any agent, employee, or subcontractor of Contractor for work done under this Agreement. At the City's election, City may deduct the indemnification amount from any balance owing to Contractor. 7. SUBCONTRACTING Contractor will not subcontract any portion of the Services without prior written approval of City. If Contractor subcontracts any of the Services, Contractor will be fully responsible to City for the acts and omissions of Contractor's subcontractor and of the persons either directly or indirectly employed by the subcontractor, as Contractor is for the acts and omissions of persons directly employed by Contractor. Nothing contained in this Agreement will create any contractual relationship between any subcontractor of Contractor and City. Contractor will be responsible for payment of subcontractors. Contractor will bind every subcontractor and every subcontractor of a subcontractor by the terms of this Agreement applicable to Contractor's work unless specifically noted to the contrary in the subcontract and approved in writing by City. 8. OTHER CONTRACTORS The City reserves the right to employ other Contractors in connection with the Services. City Attorney Approved Version #11.28.06 27 9. INDEMNIFICATION Contractor agrees to indemnify and hold harmless the City and its officers, officials, employees and volunteers from and against all claims, damages, losses and expenses including attorneys fees arising out of the performance of the work described herein caused by any negligence, recklessness, or willful misconduct of the Contractor, any subcontractor, anyone directly or indirectly employed by any of them or anyone for whose acts any of them may be liable. The parties expressly agree that any payment, attorney's fee, costs or expense City incurs or makes to or on behalf of an injured employee under the City's self- administered workers' compensation is included as a loss, expense or cost for the purposes of this section, and that this section will survive the expiration or early termination of this Agreement. 10. INSURANCE Contractor will obtain and maintain for the duration of the Agreement and any and all amendments, insurance against claims for injuries to persons or damage to property which may arise out of or in connection with performance of the services by Contractor or Contractor's agents, representatives, employees or subcontractors. The insurance will be obtained from an insurance carrier admitted and authorized to do business in the State of California. The insurance carrier is required to have a current Best's Key Rating of not less than "A-:V". 10.1 Coverages and Limits. Contractor will maintain the types of coverages and minimum limits indicated below, unless City Attorney or City Manager approves a lower amount. These minimum amounts of coverage will not constitute any limitations or cap on Contractor's indemnification obligations under this Agreement. City, its officers, agents and employees make no representation that the limits of the insurance specified to be carried by Contractor pursuant to this Agreement are adequate to protect Contractor. If Contractor believes that any required insurance coverage is inadequate, Contractor will obtain such additional insurance coverage, as Contractor deems adequate, at Contractor's sole expense. 10.1.1 Commercial General Liability Insurance. $1.000.000 combined single-limit per occurrence for bodily injury, personal injury and property damage. If the submitted policies contain aggregate limits, general aggregate limits will apply separately to the work under this Agreement or the general aggregate will be twice the required per occurrence limit. 10.1.2 Automobile Liability (if the use of an automobile is involved for Contractor's work for City). $1,000,000 combined single-limit per accident for bodily injury and property damage. City Attorney Approved Version #11.28.06 10.1.3 Workers' Compensation and Employer's Liability. Workers' Compensation limits as required by the California Labor Code and Employer's Liability limits of $1,000,000 per accident for bodily injury. Workers' Compensation and Employer's Liability insurance will not be required if Contractor has no employees and provides, to City's satisfaction, a declaration stating this. 10.1.4 Professional Liability. Errors and omissions liability appropriate to Contractor's profession with limits of not less than $1,000,000 per claim. Coverage must be maintained for a period of five years following the date of completion of the work. 10.2. Additional Provisions. Contractor will ensure that the policies of insurance required under this Agreement contain, or are endorsed to contain, the following provisions: 10.2.1 The City will be named as an additional insured on General Liability. 10.2.2 Contractor will obtain occurrence coverage, excluding Professional Liability, which will be written as claims-made coverage. 10.2.3 This insurance will be in force during the life of the Agreement and any extensions of it and will not be canceled without thirty (30) days prior written notice to City sent by certified mail pursuant to the Notice provisions of this Agreement. 10.3 Providing Certificates of Insurance and Endorsements. Prior to City's execution of this Agreement, Contractor will furnish certificates of insurance and endorsements to City. 10.4 Failure to Maintain Coverage. If Contractor fails to maintain any of these insurance coverages, then City will have the option to declare Contractor in breach, or may purchase replacement insurance or pay the premiums that are due on existing policies in order to maintain the required coverages. Contractor is responsible for any payments made by City to obtain or maintain insurance and City may collect these payments from Contractor or deduct the amount paid from any sums due Contractor under this Agreement. 10.5 Submission of Insurance Policies. City reserves the right to require, at anytime, complete and certified copies of any or all required insurance policies and endorsements. 11. BUSINESS LICENSE Contractor will obtain and maintain a City of Carlsbad Business License for the term of the Agreement, as may be amended from time-to-time. City Attorney Approved Version #11.28.06 12. ACCOUNTING RECORDS Contractor will maintain complete and accurate records with respect to costs incurred under this Agreement. All records will be clearly identifiable. Contractor will allow a representative of City during normal business hours to examine, audit, and make transcripts or copies of records and any other documents created pursuant to this Agreement. Contractor will allow inspection of all work, data, documents, proceedings, and activities related to the Agreement for a period of three (3) years from the date of final payment under this Agreement. 13. OWNERSHIP OF DOCUMENTS All work product produced by Contractor or its agents, employees, and subcontractors pursuant to this Agreement is the property of City. In the event this Agreement is terminated, all work product produced by Contractor or its agents, employees and subcontractors pursuant to this Agreement will be delivered at once to City. Contractor will have the right to make one (1) copy of the work product for Contractor's records. 14. COPYRIGHTS Contractor agrees that all copyrights that arise from the services will be vested in City and Contractor relinquishes all claims to the copyrights in favor of City. 15. NOTICES The name of the persons who are authorized to give written notices or to receive written notice on behalf of City and on behalf of Contractor under this Agreement. For City: Name: Robert Johnson Title: City Engineer Department: Public Works City of Carlsbad Address: 1635 Faraday Avenue Carlsbad, California 92008 Phone No.: 760-602-2720 For Contractor: Name: Jacqueline Dompe Title: Vice President Address: 1420 Kettner Boulevard, Suite 500 San Diego, California 92101 Phone No.: 619-233-1454 Each party will notify the other immediately of any changes of address that would require any notice or delivery to be directed to another address. 16. CONFLICT OF INTEREST City will evaluate Contractor's duties pursuant to this Agreement to determine whether disclosure under the Political Reform Act and City's Conflict of Interest Code is required of Contractor or any of Contractor's employees, agents, or subcontractors. Should it be determined that disclosure is required, Contractor or Contractor's affected employees, agents, or subcontractors will complete and file with the City Clerk those schedules specified by City and contained in the Statement of Economic Interests Form 700. City Attorney Approved Version #11.28.06 Contractor, for Contractor and on behalf of Contractor's agents, employees, subcontractors and consultants warrants that by execution of this Agreement, that they have no interest, present or contemplated, in the projects affected by this Agreement. Contractor further warrants that neither Contractor, nor Contractor's agents, employees, subcontractors and consultants have any ancillary real property, business interests or income that will be affected by this Agreement or, alternatively, that Contractor will file with the City an affidavit disclosing this interest. 17. GENERAL COMPLIANCE WITH LAWS Contractor will keep fully informed of federal, state and local laws and ordinances and regulations which in any manner affect those employed by Contractor, or in any way affect the performance of the Services by Contractor. Contractor will at all times observe and comply with these laws, ordinances, and regulations and will be responsible for the compliance of Contractor's services with all applicable laws, ordinances and regulations. Contractor will be aware of the requirements of the Immigration Reform and Control Act of 1986 and will comply with those requirements, including, but not limited to, verifying the eligibility for employment of all agents, employees, subcontractors and consultants that the services required by this Agreement. 18. DISCRIMINATION AND HARASSMENT PROHIBITED Contractor will comply with all applicable local, state and federal laws and regulations prohibiting discrimination and harassment. 19. DISPUTE RESOLUTION If a dispute should arise regarding the performance of the Services the following procedure will be used to resolve any questions of fact or interpretation not otherwise settled by agreement between the parties. Representatives of Contractor or City will reduce such questions, and their respective views, to writing. A copy of such documented dispute will be forwarded to both parties involved along with recommended methods of resolution, which would be of benefit to both parties. The representative receiving the letter will reply to the letter along with a recommended method of resolution within ten (10) business days. If the resolution thus obtained is unsatisfactory to the aggrieved party, a letter outlining the disputes will be forwarded to the City Manager. The City Manager will consider the facts and solutions recommended by each party and may then opt to direct a solution to the problem. In such cases, the action of the City Manager will be binding upon the parties involved, although nothing in this procedure will prohibit the parties from seeking remedies available to them at law. City Attorney Approved Version #11.28.06 20. TERMINATION In the event of the Contractor's failure to prosecute, deliver, or perform the Services, City may terminate this Agreement for nonperformance by notifying Contractor by certified mail of the termination. If City decides to abandon or indefinitely postpone the work or services contemplated by this Agreement, City may terminate this Agreement upon written notice to Contractor. Upon notification of termination, Contractor has five (5) business days to deliver any documents owned by City and all work in progress to City address contained in this Agreement. City will make a determination of fact based upon the work product delivered to City and of the percentage of work that Contractor has performed which is usable and of worth to City in having the Agreement completed. Based upon that finding City will determine the final payment of the Agreement. Either party upon tendering thirty (30) days written notice to the other party may terminate this Agreement. In this event and upon request of City, Contractor will assemble the work product and put it in order for proper filing and closing and deliver it to City. Contractor will be paid for work performed to the termination date; however, the total will not exceed the lump sum fee payable under this Agreement. City will make the final determination as to the portions of tasks completed and the compensation to be made. 21. COVENANTS AGAINST CONTINGENT FEES Contractor warrants that Contractor has not employed or retained any company or person, other than a bona fide employee working for Contractor, to solicit or secure this Agreement, and that Contractor has not paid or agreed to pay any company or person, other than a bona fide employee, any fee, commission, percentage, brokerage fee, gift, or any other consideration contingent upon, or resulting from, the award or making of this Agreement. For breach or violation of this warranty, City will have the right to annul this Agreement without liability, or, in its discretion, to deduct from the Agreement price or consideration, or otherwise recover, the full amount of the fee, commission, percentage, brokerage fees, gift, or contingent fee. 22. CLAIMS AND LAWSUITS By signing this Agreement, Contractor agrees that any Agreement claim submitted to City must be asserted as part of the Agreement process as set forth in this Agreement and not in anticipation of litigation or in conjunction with litigation. Contractor acknowledges that if a false claim is submitted to City, it may be considered fraud and Contractor may be subject to criminal prosecution. Contractor acknowledges that California Government Code sections 12650 et seq.. the False Claims Act applies to this Agreement and, provides for civil penalties where a person knowingly submits a false claim to a public entity. These provisions include false claims made with deliberate ignorance of the false information or in reckless disregard of the truth or falsity of information. If City seeks to recover penalties pursuant to the False Claims Act, it is entitled to recover its litigation costs, including attorney's fees. Contractor acknowledges that the filing of a false claim may subject Contractor to an administrative debarment proceeding as the result of which Contractor may be prevented to act as a Contractor on any public work or improvement for a period of up to five (5) years. Contractor acknowledges debarment by another jurisdiction is grounds for City to terminate this Agreement. City Attorney Approved Version #11.28.06 23. JURISDICTIONS AND VENUE Any action at law or in equity brought by either of the parties for the purpose of enforcing a right or rights provided for by this Agreement will be tried in a court of competent jurisdiction in the County of San Diego, State of California, and the parties waive all provisions of law providing for a change of venue in these proceedings to any other county. 24. SUCCESSORS AND ASSIGNS It is mutually understood and agreed that this Agreement will be binding upon City and Contractor and their respective successors. Neither this Agreement or any part of it nor any monies due or to become due under it may be assigned by Contractor without the prior consent of City, which shall not be unreasonably withheld. 25. ENTIRE AGREEMENT This Agreement, together with any other written document referred to or contemplated by it, along with the purchase order for this Agreement and its provisions, embody the entire Agreement and understanding between the parties relating to the subject matter of it. In case of conflict, the terms of the Agreement supersede the purchase order. Neither this Agreement nor any of its provisions may be amended, modified, waived or discharged except in a writing signed by both parties. City Attorney Approved Version #11.28.06 8 26. AUTHORITY The individuals executing this Agreement and the instruments referenced in it on behalf of Contractor each represent and warrant that they have the legal power, right and actual authority to bind Contractor to the terms and condjjipfis of this Agreement CONTRACTOR EDAW, INC., a Delaware corporation LSBAD, a npfunjcipal e State of California (e-mail address) If required by City, proper notarial acknowledgment of execution by contractor must be attached. If a Corporation. Agreement must be signed by one corporate officer from each of the following two groups. *Group A. Chairman, President, or Vice-President **Group B. Secretary, Assistant Secretary, CFO or Assistant Treasurer Otherwise, the corporation must attach a resolution certified by the secretary or assistant secretary under corporate seal empowering the officer(s) signing to bind the corporation. APPROVED AS TO FORM: RONALD R. BALL, City Attorney Deputy City Attorney City Attorney Approved Version #11.28.06 ATTACHMENT 1 ENCINAS CREEK BRIDGE REPLACEMENT PROJECT SCOPE OF SERVICES FOR CEQA ENVIRONMENTAL REVIEW AND PERMITTING April 4, 2008 TASK 1 TECHNICAL STUDIES AND PROJECT DATA COLLECTION ($25,650) Task 1.1 Data Collection The following is a description of the data and information to be used to provide regional characterizations for each of the California Environmental Quality Act (CEQA) issues areas to be assessed in the Initial Study (IS). Biological Resources - Existing documentation prepared for the project includes the biological resources survey and wetland determination and delineation reports, both prepared by EDAW in July 2006. Information in these reports will be used to the extent feasible. An updated biological resources map will be developed using data from the California Natural Diversity Database (CNDDB), U.S. Fish and Wildlife Service (USFWS) Designated Critical Habitat, and the National Wetland Inventory. Mapping of jurisdictional waters of the U.S. will be updated based on EDAWs previous wetland delineation study for Encinas Creek. If the limits of impact extend beyond the existing bridge footprint or manufactured slope, a spring rare plant surveys would be required. These surveys are not included in this scope of services and estimate. This service could be provided by EDAW if deemed necessary. Cultural Resources - The project footprint is unlikely to contain intact cultural sites due to previous disturbance. However, cultural deposits could exist within undisturbed sediments along the banks of Encinas Creek. EDAW will utilize existing archeological data to be provided by the City (as discussed during the October 3, 2007 scoping meeting). Accordingly, cultural resources record search is not assumed in this scope of work. If, after review of City-supplied data, additional work is necessary to adequately assess potential impacts to cultural resources, a separate scope of work and fee estimate will be provided to the City. Land Use-The City of Carlsbad General Plan (1994, as amended), zoning ordinances, Habitat Management Plan (2004), Local Coastal Plan (1996, as amended), and other planning documents for the City will be used to determine land use compatibility and other land use- related issues. Existing and planned land uses within and adjacent to the project footprint will be mapped on aerial base maps. Water Resources - One source of regional water resources and water quality information is through Project Clean Water, which provides regional watershed management planning and information resources. The Watershed Urban Runoff Management Plan (City of Carlsbad, et. al. 2003) will be referenced for information such as sensitive waters, predicted growth, pollutants of concern, resources requiring protection, and other water resource issues. Local municipalities, with oversight from the Regional Water Quality Control Board (RWQCB), develop these plans. The plans address current regulatory compliance needs, as well as watershed- based approaches to improving water quality. Other reference documents will include Water Encinas Creek Bridge Replacement Project Page 1 Scope of Services EDAW, Inc. Attachment 1_Encinas Creek Scope REVISED Quality Control Plan for the San Diego Basin (i.e., Basin Plan) (RWQCB 1994, amended 2006), and the City of Carlsbad General Plan (1994), General Plan Master EIR (1994), and Jurisdictional Urban Runoff Management Plan (2002). Traffic and Transportation - Data to characterize existing and future traffic volumes and condition of existing roadways will be obtained from the City of Carlsbad traffic engineering department and field reconnaissance. Traffic volume counts for peak period AM and PM traffic will be conducted at up to 3 locations. Machine traffic counts (24-hour average daily traffic volumes) will also be conducted on Carlsbad Boulevard and the proposed detour route (assumed to be Avendia Encinas). Noise - A discussion of potential noise sources and estimated noise levels during construction will be described. Applicable planning documents, such as the Noise Element of the City's General Plan (1994) will be used to determine the allowable construction noise limits of particular areas. It is assumed that no sensitive noise receptors are located within the project vicinity and that noise monitoring will not be required. Air Quality - Regional air quality will be described using information from the San Diego Air Pollution Control District's air quality monitoring network. Additional information may be provided through the California Air Resources Board or the U.S. Environmental Protection Agency. Hazardous Waste - An agency records searches will be conducted to identify hazardous waste sites located on the property containing the project footprint and neighboring properties classified as a hazardous waste site under State law. The records search will also identify business types located within and adjacent to the project footprint that would be likely to store, transfer, or utilize large quantities of hazardous materials. This information will be obtained from records maintained by the State of California Department of Health and RWQCB, and other appropriate agencies (e.g., Department of Toxic Substances Control). Visual Resources - In addressing potential impacts to visual resources, the City's General Plan Circulation Element (1994) will be reviewed, and sensitive receptors in the vicinity of Encinas Bridge will be described. Applicable goals related to visual resources will be identified. Geology and Soils - Information will be derived from published geologic literature and maps, such as the Kennedy Maps showing geologic formations for the San Diego area, and U.S. Department of Conservation Soil Survey Maps of San Diego County. A geotechnical report will be required for the project. It is assumed that the report will be provided by the City's engineering design team and is not a part of this scope. Paleontology - Analysis of paleontological resources will be based upon a review of the potential for fossiliferous strata identified in geologic maps (Kennedy and Tan 1996) published geologic literature (Demere and Walsh 1993). Agricultural Resources - The proposed project is not expected to affect existing agricultural resources since proposed activities will occur within a developed area, which is not in proximity to existing agricultural resources. Encinas Creek Bridge Replacement Project Page 2 Scope of Services EDAW, Inc. Attachment 1_Encinas Creek Scope REVISED Recreation - Data sources for recreation will include maps of existing recreation and park facilities in the area and information from the City of Carlsbad's General Plan Recreation Element (1994) and correspondence with the State Lands Commission regarding the state beach adjacent to the project footprint. Task 1.2 Preparations of Technical Studies EDAW will prepare technical studies necessary to support preparation of the IS. Impacts will be evaluated based on the project description (including the location of the proposed limits of grading and staging areas). EDAW will initiate work on the existing conditions portion of the technical studies; however, impacts can not be determined until project description information is provided by the City's engineering design team (see Task 2). A description of the anticipated technical reports assumed in this scope is provided below. Because the project intends to replace the bridge in-kind, it is assumed that project impacts would be associated with construction and limited to the project footprint. The project is not anticipated to result in changes to the environment post-construction. A two week review period is assumed for review of technical studies by the City staff. Updated Biological Resource Surveys Although EDAW previously completed biological resources survey letter and wetland delineation reports for the project, the surveys are over 2 years old. Therefore, these reports need to be updated and conditions verifies. EDAWs biologist and wetland ecologist will conduct a field reconnaissance of previously surveyed area to verify and update the results of the previous biological resources surveys. The sensitive habitats within the project vicinity (i.e., beach, open water, disturbed southern coastal salt marsh, disturbed coastal and valley freshwater marsh, disturbed wetlands, and disturbed southern coastal bluff scrub), especially those regulated by the US Army Corps of Engineers (ACOE) and California Department of Fish and Game (CDFG), are the most likely resources to be impacted by the proposed project, because these resources are immediately adjacent to the bridge (EDAW 2006). A rare plant survey is not anticipated to be necessary for the project. Based on the results of the biological resources survey performed in October 2005, impacts to the California desert- thornmint, which was detected more than 100 feet from southbound Carlsbad Boulevard and the bridge, are not likely to pose a constraint given the low population number, the relatively low sensitivity status of this species (CNPS List 4 species), and the very disturbed condition of its habitats. Though the surveys were conducted at a time of year when ephemeral sensitive plant species would not have been observable, it is anticipated that other sensitive plant species are absent from the study area due to its highly disturbed condition. Protocol surveys for sensitive species are not anticipated to be required because no sensitive wildlife species were detected during the 2005 survey (EDAW 2006). Specifically, sensitive species known to occur in the project vicinity (Western snowy plover, Least Bell's vireo, Belding's savannah sparrow, California least tern, and Mexican long-tongued bat) are have a Encinas Creek Bridge Replacement Project Page 3 Scope of Services EDAW, Inc. Attachment 1_Encinas Creek Scope REVISED low potential of occurrence due to the disturbed nature of the habitats within the study area. The potential for nesting migratory birds is also considered low due to the relatively disturbed nature of the site. Traffic Study (performed by subconsultant Linscott, Law and Greenspan [LLG]) The project will require closure of southbound Carlsbad Boulevard in the vicinity of Encinas Creek Bridge during construction. A temporary detour will be necessary to route traffic around the construction site, most likely to Avenida Encinas east of Carlsbad Boulevard. EDAWs subconsultant LLG will utilize the obtained circulation and traffic volume data described above to prepare a traffic study that will assess impacts from closure of southbound Carlsbad Boulevard and the temporary detour. The analysis will provide mitigation measure to minimize construction related traffic impacts from the bridge replacement. The study will also include an analysis of bicycle and pedestrian access construction-related impacts as well as proposed remedies to these impacts to alleviate or minimize access issues during construction, to the extent feasible. In addition, the analysis will consider to what degree recreational parking would be affected during construction, and any remedies for impacts to parking supplies. The proposed project would not permanently alter existing traffic volumes or roadway configuration; therefore all impacts would be considered temporary. It is assumed that the City will prepare a construction traffic management plan for the proposed project. Task 1 Deliverables This task will include the following deliverables: • Two (2) hard copies and one (1) electronic copy (PDF) of the draft and final Updated Wetland Delineation Report and Biological Resources Survey Letter and Traffic Analysis. One round of comments on each technical report will be incorporated as appropriate. • Geographical Information System (CIS) shapefiles with metadata for the biological resource survey data TASK 2: COORDINATION WITH DESIGN ENGINEER ($4,965) EDAW will support the City and the City's engineering consultant during the preliminary engineering design phase. This support includes the following: • Provide input on design option and make recommendations regarding potential environmental and permitting issues • Make recommendations regarding implementation of conceptual traffic control and detour options • Support the design team in identifying project components that are key for the environmental analysis, including, but not limited to: the project area and limits of work; a Encinas Creek Bridge Replacement Project Page 4 Scope of Services EDAW, Inc. Attachment 1_Encinas Creek Scope REVISED description of the bridge remove and replace activities to be conducted; estimates of construction traffic; quantity of material to be excavated from the channel; and area of vegetation to be cleared; anticipated construction schedule; and, types of construction equipment to be utilized TASK 3 PREPARATION OF ENVIRONMENTAL DOCUMENTATION ($47,390) Task 3.1 Prepare Draft Initial Study The Draft IS will be prepared in compliance with CEQA and State CEQA Guidelines (as amended), and will based on the City's Environmental Impact Assessment - Initial Study form. The Draft IS will describe the proposed project, the existing conditions, and the potential adverse and beneficial environmental effects resulting from the implementation of project. Impacts will be assessed based on the project description information and the results of the technical studies discussed above in Task 1. Measures to reduce or eliminate adverse environmental effects will be provided. A two week review period is assumed for City review of the administrative Draft IS. One set of revisions from the City will be incorporated into the public review Draft IS. Task 3.2 Prepare Final IS/Mitigated Negative Declaration (MND) EDAW will prepare a MND in accordance with CEQA, which will include an explanation of why the proposed project will not have a significant environmental effect. The public review Draft IS/MND will be circulated for a 30-day public review period, as required by CEQA (Section 21091.3). It is assumed that the City will be responsible for the preparing and distributing the public Notice of Availability (NOA) for the Draft IS/MND and Notice of Intent (NOI) to adopt the MND. It is assumed that the City will distribute the Draft IS/MND and Notice of Completion (NOC) to the State Clearinghouse. EDAW make revision the Draft IS/MND based on substantive public comments (i.e., comments that bring to light new information not covered or when it is necessary to correct the text) received during the 30-day review period. Comments and responses will be documented to facilitate review of the Final IS/MND. It is assumed that up to 20 substantive public comments will be received on the Draft IS/MND. (Note that one comment letter may contain more than one substantive comment). Task 3 Deliverables This task will include the following deliverables: • Two (2) hard copies and one (1) electronic copy (PDF) of the administrative Draft IS/MND • Twenty-two (22) hard copies and one (1) electronic copy (PDF) of the public review Draft IS/MND Encinas Creek Bridge Replacement Project Page 5 Scope of Services EDAW, Inc. Attachment 1_Encinas Creek Scope REVISED • Two (2) hard copies and one (1) electronic copy (PDF) of the Final IS/MND TASK 4 LOCAL, STATE, AND FEDERAL PERMIT PROCESSING ($77,135) Task 4.1 City Applications and Permits EDAW will act as an Authorized Representative for the City. EDAW will fill out a Land Use Review Application and support the City in preparing applications for the following City permits: • Coastal Development Permit • Habitat Management Plan Permit • Special Use Permit EDAW will coordinate with the City and Nolte to obtain the necessary information for the City permit process. It is assumed that Nolte will prepare the site plan for the City application process. Task 4.1 Deliverables One (1) electronic copy (via email) of the draft applications for the above listed permits will be provided. It is assumed one round of comments on the draft applications will be incorporated, as appropriate. One (1) electronic copy and two (2) hard copies of the final permit applications will be provided to the City. Task 4.2 State and Federal Permit Processing EDAW shall prepare and submit on behalf of City all permit applications required for the project, except the construction phase Storm Water Pollution Prevention Plan (SWPPP) which will be managed by Nolte. The following permits will be prepared: • Nationwide Permit 14 for Linear Transportation Crossings to authorize impacts to jurisdictional habitat (anticipated to be less than one-third of an acre of tidal waters and non-tidal adjacent wetlands) from the Corps pursuant to Section 404 of the Clean Water Act (404 Permit 14); • Water Quality Certification from the RWQCB pursuant to Section 401 of the Clean Water Act (401 Certification); • Streambed Alteration Agreement from the CDFG pursuant to Section 1600 of the Fish and Game Code; and • State Lands Commission Encroachment Permit. It is assumed that no because the project is a remove and replace in-kind, no offsite mitigation will be necessary. A conceptual mitigation plan will not be prepared as part of this scope of work; however, this service could be provided with a contract amendment. No sensitive plant species were detected within 100 feet of the study area, and it is anticipated that sensitive plant species are absent from the area immediately surrounding the bridge due to Encinas Creek Bridge Replacement Project Page 6 Scope of Services EDAW, Inc. Attachment 1_Encinas Creek Scope REVISED its highly disturbed condition. The potential exists for grunion habitat west of the bridge. It is assumed that the project will be designed in conformance with the avoidance measures and habitat compensation guidelines outlined for this species in the City of Carlsbad's Habitat Management Plan (2004). The project is not anticipated to impact threatened or endangered species; therefore, this scope of work does not include formal consultation with USFWS and/or CDFG for federal and state listed species. Resource Agency Meetings/Coordination Upon contact award, EDAW will initiate coordination with the appropriate Resources Agency contacts to emphasis the importance of expediting this important project for the purpose of public safety. The overall approach to acquiring permits includes effective and efficient communication with agency staff to (1) expedite the permit processing schedule to the extent feasible, (2) help develop strategies and alternatives early in the process that will comply with regulatory requirements, and (3) ensure that the team is preparing all information necessary to submit a complete application package in the initial submittal. Agency schedules mandated by regulations are initiated only once an application is considered complete, so submitting a complete application is imperative to meet the aggressive schedule. EDAW will prepare the Resource Agency permit applications on behalf of the City and respond to one round of agency comments for each permit application. EDAW can not guarantee the response time and ultimate outcome of the permitting effort. Toward this end, the team will meet with agency staff starting early in the process and continue through submittal and processing (six meetings). Meetings will include one joint preapplication meeting (Corps, RWQCB, and CDFG likely held at the CDFG offices); one joint agency field meeting (also including city staff charged with processing the CDP), and up to four meetings during permit processing/negotiations. Permit application fees or other processing fees up to $1,000 for each payment will be paid by EDAW and reimbursed in full by the City. EDAW will pay for up to at total of $7,500 in permit processing fees. Any permit application or other processing fees over $1,000 for each payment will be paid by the City. 404 Nationwide Permit 14 for Linear Transportation Crossings It is assumed that the project will meet the threshold for a 404 Permit 14 (i.e., impact will be less than one-third-acre of tidal waters and less than one-half-acre of non-tidal adjacent wetlands). Based on the meeting/coordination feedback and sensitive project design, a pre-construction permit notification package will be prepared and submitted to the City for review. The permit notification will be revised and a permit packet will be submitted to the Corps for a 404 Permit 14 authorization. 401 Certification A 401 certification application will be prepared for the City's review. One final 401 certification package will be provided to the City for submittal to the RWQCB. Encinas Creek Bridge Replacement Project Page 7 Scope of Services EDAW, Inc. Attachment 1_Encinas Creek Scope REVISED Streambed Alteration Agreement One (1) Streambed Alteration Agreement permit application will be prepared for the City's review and one final permit packet will be provided to the City for submittal to the CDFG. State Lands Commission Encroachment Permit EDAW will coordinate with the State Lands Commission regarding encroachment onto the Carlsbad State Beach during construction activities. One (1) encroachment permit application will be prepared for the City's review and one final permit packet will be provided to the City for submittal to the CDFG. Task 4.2 Deliverables One (1) electronic copy (via email) of the Administrative Draft and Draft Application Packages for the 404 Permit, 401 Certification, Streambed Alteration Agreement, and Encroachment Permit will be provided. It is assumed one round each of City and agency comments on the draft applications will be incorporated, as appropriate. Two (2) hard copies and one (1) electronic copy of the Final Application Packages will be provided to the City. Task 4.3 OPTIONAL TASK - California Coastal Commission Coordination The California Coastal Commission (CCC) has the authority to appeal the City's CDP for the project. In the event of an appeal, EDAW will support the City by attending up to 3 meetings with the CCC and attending one CCC hearing to hear the appeal (possibly requiring travel to northern California). This Optional Task would be provided for a fee of up to $5,000. Should subsequent permit processing or coordination be required for the CDP following an appeal, these services could be covered under the contingency task or as a contract amendment. TASK 5: PROJECT MANAGEMENT AND COORDINATION ($13,262) EDAWs project manager will provide the day-to-day coordination with the project team and City staff. A Project Management Plan (PMP) will be prepared through the use of a spreadsheet that lists each work product's budget, document control, QA/QC, team roles, and estimated delivery dates. The PMP will include a milestone schedule to specify a target endpoint of each round of client and agency review and projected resubmittal dates. The schedule will be developed in coordination with the engineering design schedule. The project schedule will be updated as the project progresses and provided to the City's Project Manager. Concise project status updates will be provided to the City with monthly project invoices, including any revisions to the schedule or outstanding issues. EDAW will coordinate with the project team regarding project issues, data, reports, and any other information or materials necessary for preparation of the environmental documentation for the project. EDAWs project manager will attend up to four project-related meetings at the City Encinas Creek Bridge Replacement Project Page 8 Scope of Services EDAW, Inc. Attachment 1_Encinas Creek Scope REVISED (not including the six meetings assumed with the resource agencies), including the City Planning Commission Hearing to approve the project. TASK 6: CONTINGENCY ($25,260) A contingency of $25,260 (15 percent of fee for the services described above) will be included in the contract to cover unforeseen coordination or services that may arise during project implementation (e.g., additional fieldwork, studies, meetings, etc.). Use of the contingency funds will require prior authorization by the City. ASSUMPTIONS 1. Nolte will prepare a detailed project description with components that are key for the environmental analysis, including, but not limited to: the project area and limits of work; a description of the bridge remove and replace activities to be conducted; estimates of construction traffic; quantity of material to be excavated from the channel; and area of vegetation to be cleared; anticipated construction schedule; and, types of construction equipment to be utilized. 2. Nolte will also prepare the project SWPPP, construction detour plan, and traffic control plan. 3. The City will provide existing digital files (GIS, AutoCAD) necessary for the environmental analysis including, but not limited to, the project design, site topography, and General Plan land use. 4. EDAW will attend up to 10 project-related meetings (not including the 3 meetings for the Optional Task 4.3). 5. A two week review period for City staff is assumed. 6. This scope does not include any cultural resources surveys, protocol biological surveys, or noise monitoring. These services could be provided under a contingency or authorization a contract amendment, if necessary. 7. The City will handle the local agency review process, all public noticing, and all distribution to resource agencies. FEE The fee for the above scope of work is $168,401, as detailed in Attachment 2. In addition, a contingency of $25,260 for unforeseen services will be used only upon authorization from the City. The Optional Task 4.3 (CCC Coordination) will be $5,000. EDAW will invoice the City on a monthly basis for time and materials in an amount not to exceed $198,661. Encinas Creek Bridge Replacement Project Page 9 Scope of Services EDAW, Inc. Attachment 1_Encinas Creek Scope REVISED ATTACHMENT 2 Environmental Services for Encinas Bridge Replacement Project - CEQA and Permitting Support Submitted by: EDAW, Inc. April 4, 2008 EDAW Vice President (J. Dompe) 3roject Manager (L Cavallaro) Senior Engineer/Scientist (J. Guigliano) Engineer/Scientist (B. Maddux) Analyst (A. Olazabal) Senior Biologist II (P. Jacks) Biologist III (J.Zinn) Biologist 1 (B. Calantas) Staff Archaeologist (C. Bowden-Renna) GIS Specialist (P. Augello) Graphic Artist (D.Brady) Word Processor Administrative Technical Editor Rate $250.00 $125.00 $195.00 $110.00 $95.00 $170.00 $125.00 $90.00 $85.00 $90.00 $90.00 $85.00 $90.00 $100.00 TOTAL EDAW LABOR Taskl Data Collection and Technical Reports Hours Costs 2 $500.00 16 $2,000.00 0 $0.00 0 $0.00 0 $0.00 4 $680.00 16 $2,000.00 32 $2,880.00 0 $0.00 30 $2,700.00 2 $180.00 16 $1,360.00 2 $180.00 8 $800.00 128 $13,280.00 Task 2 Preliminary Engineering Design and Project Description Support Hours Costs 2 $500.00 24 $3,000.00 4 $780.00 0 $0.00 0 $0.00 0 $0.00 0 $0.00 0 $0.00 0 $0.00 4 $360.00 0 $0.00 2 $170.00 0 $0.00 1 $100.00 37 $4,910.00 Task 3 Preparation of Environmental Documentation Hours Costs 6 $1,500.00 40 $5,000.00 2 $390.00 8 $880.00 200 $19,000.00 8 $1,360.00 0 $0.00 24 $2,160.00 8 $680.00 80 $7,200.00 16 $1,440.00 40 $3,400.00 2 $180.00 20 $2,000.00 454 $45,190.00 Task 4 Permits (not Including CCC Coordination) Hours Costs 8 $2,000.00 60 $7,500.00 24 $4,680.00 40 $4,400.00 110 $10,450.00 8 $1,360.00 32 $4,000.00 80 $7,200.00 0 $0.00 56 $5,040.00 8 $720.00 48 $4,080.00 6 $540.00 24 $2,400.00 604 $68,370.00 TaskS Project Management and Meetings Hours Costs 8 $2,000.00 54 $8,000.00 8 $1,560.00 0 $0.00 0 $0.00 8 $1,360.00 0 $0.00 0 $0.00 0 $0.00 2 $180.00 0 $0.00 0 $0.00 0 $0.00 0 $0.00 90 $13,100.0C Total Hours Costs 26 $6,500.00 204 $25,500.0( 38 $7,410.00 48 $5,280.00 310 $29,450.0( 28 $4,760.00 48 $6,000.0( 136 $12,240.01 8 $680.0( 172 $15,480.01 26 $2,340.00 106 $9,010.00 10 $900.0G 53 $5,300.00 1,313 $144,850.01 Sub-Consultants Rates LLG SO.OO SUB-CONSULTANT COST EDAW MARKUP ON SUB-CONSULTANT 1 0% TOTAL SUB-CONSULTANT COST Taskl 0 $10,290.00 $10,290.00 $1,029.00 $11,319.00 Task 2 0 SO.OO $0.00 $0.00 $0.00 Task 3 0 $0.00 $0.00 $0.00 $0.00 Task 4 0 $0.00 $0.00 $0.00 $0.00 TaskS 0 SO.OO $0.00 $0.00 $0.00 Total 0 $10,290.0( $10,290.0( $1,029.0C $11,319.0( Project Expenses Couriers/Postage Equipment Maps/Film/Photos Reproduction Mileage & Parking $0.485 Vehicle Use (Rental at cost, Company 4X4 S75.00 Miscellaneous (Permit Fees) PROJECT EXPENSES COST EDAW MARKUP ON EXPENSES 1 0% TOTAL PROJECT EXPENSES COST Cost $50.00 $80.00 $100.00 $500.00 0 SO.OO 3 $225.00 0 SO.GO $955.00 $95.50 $1,050.50 Cost SO.OO SO.OO 50,00 S50.00 0 SO.OO 0 SO.OO 0 $0.00 $50.00 $5.00 $55.00 Cost $0.00 $0.00 $0.00 $2,000.00 0 $0.00 0 $0.00 0 $0.00 $2,000.00 $200.00 $2,200.00 Cost $0.00 $0.00 SO.OO $400.00 140 S67.90 0 $0.00 S7.500.00 $7,967.90 $796.79 $8,764.69 Cost SO.OO SO.OO $0.00 S50.00 200 S97.00 0 SO.OO SO.OO $147.00 $14.70 $161.70 Cost $50.0C $80.00 $100.0C $3,000.00 340 $164.9C 3 $225.0C $7,500.0C $11,119.9t $1,111.95 $12,231.85 TOTAL EDAW LABOR & OTHER DIRECT COSTS TASK 6: CONTINGENCY (15% of fee) OPTIONAL TASK 4.3: CCC COORDINATION TOTAL PROJECT FEE (NOT TO EXCEED) $25,649.50|$4,965.00|$47,390.00]$77,134.69]$13,261.701 $168,400.6! $25,260.1' $5,000 $198,661.0;