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HomeMy WebLinkAboutMainly Mozart Inc; 2021-09-13; PSALCA-22037CA1 Fiscal Year 2021-22 GRANT AGREEMENT FOR Mainly Mozart Inc This agreement, is made on the day of , 20 , by Mainly Mozart Inc (ORGANIZATION), hereinafter referred to as “Grantee,” and the CITY OF CARLSBAD, a municipal corporation, hereinafter referred to as “City” (the “Agreement.”) City, as Grantor, agrees to provide Grantee the Grant funds awarded to Grantee during the FY 2021-22 Community Arts Grants Program in an amount not to exceed two thousand four hundred dollars ($2,400) (“Grant.”) The purpose of the Grant is to provide funds to Grantee for the project outlined in the Agreement Scope (“Agreement Scope”). Project Title: Chamber Concert in Carlsbad The grant provided herein is comprised of public funds. Therefore, to ensure that the public funds are used for a public purpose, in accordance with the law, the City and Grantee hereby agree to the following terms. TERMS AND CONDITIONS OF GRANT 1. TERM. The term of this Agreement shall mean the period commencing on the effective date of this Agreement and expiring on September 30, 2022. The term of this Agreement may be extended by mutual written agreement of the parties. The parties will prepare a written amendment indicating the effective date and length of extended Agreement. 2. USE OF COMMUNITY ARTS GRANTS PROCEEDS. a. Grant funds are to be disbursed as outlined in this Agreement in consideration of and on condition that the sum be expended in carrying out the purpose as set forth in the Agreement Scope and under the terms and conditions set forth in this Agreement. Grantee agrees to assume any obligation to furnish any additional funds that may be necessary to complete the Agreement Scope. b. In accordance with the Agreement Scope and the Fiscal Year 2021-22 Community Arts Grants Guidelines, all grant funds are eligible to be used September 1, 2021 through August 31, 2022. Any extension of fund use must be requested in writing and approved in writing by City. Extension of Community Arts Grants FY 2021-22 funds may render that organization ineligible to apply for or receive additional funds as part of the subsequent Community Arts Grants FY 2022- 23 cycle. c. All costs accrued for services and/or supplies prior to the execution of Agreement are not eligible for funding or reimbursement through the use of Grant proceeds. d. Eligible and ineligible costs include, but are not limited to, items detailed in the Fiscal Year 2021- 22 Community Arts Grants Guidelines, in the section titled Eligible and Ineligible Costs, attached hereto as Exhibit A. 3. CONDITIONS OF FUNDING AND DISBURSEMENT. City shall have no obligation to provide the Grant proceeds or to make any subsequent disbursement of Grant proceeds, and may seek reimbursement of Grant proceeds, if any of the following requirements are not fully satisfied: a. Grantee agrees to use grant funds to implement the Agreement Scope, including using the Grant funds to only cover expenditures for programs and services incurred during the Agreement Scope dates and under the terms and conditions of this Grant Agreement. b. Grantee shall certify that the Agreement Scope is within Carlsbad city limits or that the Grantee’s main address is within Carlsbad city limits. c. Grantee shall complete all work in accordance with Agreement Scope, as reasonably soon as possible, but in no case later than thirty (30) calendar days, Grantee shall notify the City of events or proposed changes that could affect the Agreement Scope. DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Debbie Jo McCool Mimi Kim Richard SchultzDebbie Jo McCool Suzanne Smithson Ed Garbo 13th September 21 2 d. The Grantee shall be responsible for the performance of the work, as set forth herein, and for the preparation of reports required by this Agreement. e. Before Grantee makes any material changes to the Agreement Scope, Grantee agrees to submit to the City, in writing, a proposal requesting changes to the Agreement Scope. Grantee shall make no material changes to the Agreement Scope unless and until City formally approves the Grantee’s request in writing. f. Grantee agrees to acknowledge the City’s Grant consistent with the Fiscal Year 2021-22 Community Arts Grants Guidelines, attached hereto as Exhibit A. g. Grantee shall provide full and timely information to the City to update staff on programs and include naming the City in any publications and/or social media, whether in digital or print format, as opportunities arise. h. Grantee shall retain all records and supporting documentation, including expenditure receipts, applicable to the Agreement Scope and this Agreement for a period of three (3) years, and make all records and supporting documentation readily available, upon request, for inspection and/or audit by representatives of the City. 4. EVENT/PROGRAM PROMOTIONAL OPPORTUNITIES. Grantee has the option to supply event and/or program information including the date, location, time, admission, parking and related details for inclusion in Cultural Arts’ communications such as e-newsletter, emails and website. At its discretion, the Cultural Arts Office will provide support in distributing the information through the city’s established channels of communication. If grantee wishes to participate, the grantee needs to submit the information to the Cultural Arts Office at least 60 days prior to the event or program. Please initial box to opt-in to promotional opportunities 5. RETURN OF GRANT FUNDS. Any determination, by the City, of noncompliance with activities and expenditures outlined in the Agreement Scope without prior notice and express approval by the City, upon demand by the City, Grantee agrees to return to the City the amount requested by the City, up to and including an amount equivalent to the full Grant award. Failure of the Grantee to comply with the terms of this Agreement shall not be the cause for return of Grant funds if, in the judgement of the City, such failure was due to no fault of the Grantee. In such case, any amount required to settle, at minimum cost, any irrevocable obligations properly incurred shall be eligible to be paid by Grant funds. However, if, due to COVID-19 or local health orders, Grantee is unable to complete all events or requirements of the Scope of Work, Grantee may be required to return up to the full amount of the award or a prorated amount based on the percentage of the work completed. 6. REQUIRED REPORTS. Failure to complete the following reports may render the recipient ineligible to receive the full and final payment of the Grant award. a. Submit a Revised Project Form, as required per the Fiscal Year 2021-22 Community Arts Grants Guidelines, attached hereto as Exhibit A, within thirty (30) days of Grant award notification. b. Submit a Final Report including all required attachments by completing the designated form to the City (30) calendar days after the Agreement Scope end date or, September 30, 2022, whichever is earlier. Grantees in noncompliance with the above reporting requirements agree to return some or all of the initial Grant payment if requested by the City. Additionally, if Grantee is found to be in noncompliance, Grantee agrees that for the year immediately following a determination of noncompliance, Grantee shall be ineligible to receive any new grants from the City. DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 3 7. DISBURSEMENT OF GRANT FUNDS. The Grant amount to be provided to the grantee, under this Agreement, may be disbursed as follows: a. First payment of 80 percent of Grant will be disbursed upon approval of Revised Project Form as applicable, and receipt of fully executed contract. b. Final payment of 20 percent of Grant will be disbursed upon receipt of Final Report and approval by Library & Cultural Arts Director or designee. c. Any payment of a Grant amount in excess of the final Project costs shall be returned to the City within sixty (60) days of completion of the Agreement Scope or the Project end date, whichever is earliest. 8. PROJECT CANCELLATION. a. If a Grantee wishes to cancel a Project at any time, Grantee shall notify the City in writing within fifteen (15) calendar days of the decision to cancel and Grantee, at the time it provides the City with notice of cancellation, shall return all Grant funds to the City. b. In the event an approved Agreement Scope cannot be completed for any reason, and if Grant funds were disbursed to Grantee, Grantee agrees to return all Grant funds to the City forthwith. 9. PROJECT MODIFICATION OR TERMINATION. a. Grantee may unilaterally rescind this Agreement at any time prior to the commencement of the Project, or prior to first disbursement of funds. After Project commencement, as outlined in the Agreement Scope, or disbursement of Grant funds, this Agreement may be rescinded, modified or amended only by mutual agreement, in writing, of both the City and Grantee. b. Any changes, whether planned or unanticipated, to funded projects due to the COVID-19 pandemic (including, but not limited to, state or local health orders and social distancing measures) must be submitted to City at least seven (7) calendar days before implementation of the change. Proposed modifications will be reviewed on a case by case basis, and the City's Cultural Arts Manager or designee will notify Grantee in writing whether the proposed changes are approved. Any project changes must continue to adhere to the City’s Fiscal Year 2021-22 Community Arts Grants Guidelines provided with the original executed agreement. 10. LOSS OF GRANT. At the discretion of the City, the following actions may result in a loss of all or in part of any Grant amount allocated to the Grantee: a. A Grantee fails to enter into a signed Agreement with the City within sixty (60) calendar days of receipt of the Agreement. b. Activities associated with Grantee occur that do not align with activities described in the Agreement Scope, including, but not limited to, reduction in services, significant alteration of Agreement Scope elements, such as performers, artists or attendees, or significant changes in budget income, expenses or line item designations from Grantee’s budget, included in the Agreement Scope. c. A Grantee withdraws or terminates the Agreement Scope. d. A Grantee fails to complete the Agreement Scope and/or fails to submit all required reports and/or documentation before September 30, 2022. 11. DISCRIMINATION AND HARASSMENT PROHIBITED. Grantee will comply with all applicable local, state and federal laws and regulations prohibiting discrimination and harassment. agrees that neither it nor its agents shall discriminate against any clients, prospective clients, employees, prospective employees, contractors, or prospective contractors on the basis of race, color, religion, sex, national origin, age, disability, or familial status. DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 4 12. NOTICES. a. The names and addresses of the persons who are authorized to give written notices to receive written notice on behalf of City and on behalf of Grantee under this Agreement. b. Each party will notify the other immediately of any changes of address that would require any notice or delivery to be directed to another address. For Grantee: For City: Mainly Mozart Inc City of Carlsbad Attn: Nancy Laturno Library & Cultural Arts Director, Suzanne Smithson Mainly Mozart Inc 1775 Dove Lane SAN DIEGO, CA 92114 Carlsbad, CA 92011 Email: NLaturno@mainlymozart.org 13. INDEMNIFICATION. Grantee hereby agrees to defend, indemnify, and hold free and harmless the City, its officers, officials, employees, and volunteers from and against any and all claims, damages, losses, costs (including but not limited to attorney's fees) and liabilities of any kind arising directly or indirectly out of, or related in any way whatsoever to the provision of Grant proceeds. 14. NO PARTNERSHIP OR JOINT VENTURE. The relationship between City and Grantee is solely that of Grantor and Grantee. Under no circumstances shall City and Grantee be deemed to be partners or involved in a joint venture. 15. MODIFICATIONS. This Agreement may not be modified or amended except by written document executed by a duly authorized representative of both the City and the Grantee. 16. GOVERNING LAW. This Agreement shall be construed in accordance with and be governed by the laws of the State of California. Venue, in the event of a dispute, shall be in the North San Diego County Superior Court. 17. SEVERABILITY. In the event that any provision or clause of this Agreement conflicts with applicable law, such conflict shall not affect other provisions of this Agreement, which can be given effect without the conflicting provision. To this end, the provisions of this Agreement are declared to be severable. 18. DRAFTING AMBIGUITIES. Grantee understands that it is aware that it has the right to be advised by counsel with respect to the negotiations, terms and conditions of this Agreement, and that the decision of whether or not to seek advice of counsel with respect to this Agreement is a decision which is the sole responsibility of Grantee. This Agreement shall not be construed in favor of or against either Party by reason of the extent to which either Party participated in the drafting of this Agreement \\\ \\\ DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 5 19. SIGNING AUTHORITY. The representative for each Party signing on behalf of a corporation, partnership, joint venture or governmental entity hereby declares that authority has been obtained to sign on behalf of the corporation, partnership, joint venture, or entity and agrees to hold the other Party or Parties hereto harmless if it is later determined that such authority does not exist. GRANTEE CITY OF CARLSBAD, a municipal corporation of the State of California *By: By: (1st signature here) SUZANNE SMITHSON Library & Cultural Arts Director As authorized by the City Manager (Print name/Title) (Email address) ATTEST: (Date) **By: (2nd signature here) For FAVIOLA MEDINA City Clerk Services Manager (Print name/Title) (Email address) (Date) If required by City, proper notary acknowledgment of execution by contractor must be attached. If a Corporation, Agreement must be signed by one corporate officer from each of the following two groups. *Group A. **Group B. Chairman, Secretary, President, or Assistant Secretary, Vice-President CFO or Assistant Treasurer Otherwise, the corporation must attach a resolution certified by the secretary or assistant secretary under corporate seal empowering the officer(s) signing to bind the corporation. APPROVED AS TO FORM: For CELIA A. BREWER, City Attorney By: ____________________________ Deputy/Assistant City Attorney DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 CEO 8/26/2021 Nancy Laturno nlaturno@mainlymozart.org 8/26/2021 lindasatz@yahoo.com secretaryLinda Satz 6 EXHIBIT “A” SCOPE OF GRANT Itemized list of what Grantee will complete to satisfy grant funding. Items which may be included in this section: Required 1. Fiscal Year 2021-22 Community Arts Grants Guidelines 2. Completed Community Arts Grants FY 2021-22 Application Optional, As Needed 3. Community Arts Grants FY 2021-22 – Project Budget Information 4. Community Arts Grants FY 2021-22 – Revised Project Form 5. Community Arts Grants FY 2021-22 – Revised Project Budget Information DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Page 1 of 8 FISCAL YEAR 2021-22 COMMUNITY ARTS GRANTS GUIDELINES WELCOME The City of Carlsbad Cultural Arts Office serves to encourage, develop and facilitate an enriched environment of artistic, creative and cultural activity in the City of Carlsbad and the North San Diego County region. The Cultural Arts Office manages funding programs to provide financial support to organizations, schools and individuals for various projects through a competitive application and review process. These projects benefit the community through an array of activities for schools, artists and organizations. The Community Arts Grants program was identified for continued and increasing support by the Carlsbad City Council through the updated 2018 Arts & Culture Master Plan. The Community Arts Grants program supports activities that provide and support quality arts and cultural programming within Carlsbad. Our mission is to: •Reinforce accessible arts and culture opportunities and experiences for Carlsbad students and residents •Provide arts education and lifelong learning opportunities for all ages •Support local and regional arts organizations as an important component of the economy and quality of life in Carlsbad and North San Diego County •Support arts education in schools and through affiliated organizations •Develop and support organizational strength and capacity of Carlsbad arts organizations •Encourage new and emerging arts programs and organizations in Carlsbad, and •Celebrate Carlsbad as an exciting, vibrant and creative destination for our residents and visitors alike. FISCAL YEAR 2021-22 OVERVIEW The updated Fiscal Year 2021-22 guidelines reflect changes necessary to support and provide funding to artists and arts organizations in Carlsbad and surrounding areas during the COVID-19 pandemic. Changes have been approved by the City of Carlsbad’s Arts Commission on May 7, 2020. Important dates for the Fiscal Year 2021-22 grant cycle application are as follows: Applications open: Monday, April 12, 2021 Applications due: Monday, May 24, 2021 Arts Commission Funding Plan review & approval: Thursday, August 5, 2021 All projects must be completed by August 31, 2022 Applications will be submitted online at www.carlsbadca.gov/artsgrants •Total funding available for the Fiscal Year 2021-22 cycle is $88,000 •All projects must be completed by August 31, 2022 •All final reports are due within 30 days of the completion of the event or September 30, 2022, whichever comes first •80% of all awarded funds will be disbursed after agreements are executed; the final 20% once the final report and budget are submitted and approved HEALTH AND SAFETY CERTIFICATION •Any and all projects, programs and activities supported by the Community Arts Grants must adhere to any and all health and safety requires as outlined by state, county, local or other governmental bodies at all times. Failure to do so may result in cancellation of the agreement and returning of grant funds. EXHIBIT "A"DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Page 2 of 8 ELIGIBILITY • All applicants, including fiscal agents, must be determined to be not-for-profit, tax-exempt organizations by either the Internal Revenue Service or the California State Franchise Tax Board • If projects include partnerships, only one application may be submitted for that project involving all parties o If a school would like to partner with an arts organization or artist, all partnerships must include a signed letter of agreement between the two parties GUIDELINES APPENDICES • Appendix 1 – Community Arts Grants FAQs • Appendix 2 – Ineligible Organizations and Activities FUNDING CATEGORIES Funding is structured by classification of each organization, then according to available categories: • Arts Organizations, including Fiscal Agents of Individual Artists o Capacity Building - $5,000 maximum award o Arts Projects - $7,500 maximum award • Educational Institutions and Affiliated Groups o Arts in Schools - $2,500 maximum award ARTS ORGANIZATIONS • Arts Organizations must be registered 501(c)(3) nonprofit organizations • Applicants may apply to one or both the Arts Projects and Capacity Building categories and may submit these applications in the same round or different rounds • Applicants may only submit one application per category per funding cycle ARTS ORGANIZATIONS – CAPACITY BUILDING • Capacity Building grants have a maximum award of $5,000 • Capacity Building grants are designed to help an arts organization improve its effectiveness, strengthen organizational and/or financial stability, increase community impact and effectively support the nonprofit’s mission • Capacity Building grants will only be awarded to organizations based in Carlsbad • Grants cannot be used for projects that fall under the Arts project category. Examples of potential projects include but are not limited to: o Marketing support for changes in programming o Staff training and/or technology to transition to virtual programming o Professional development for staff and board members o Opportunities for peer learning, networking or leadership development o Creating or re-examining organizational plans o Initiating collaboration with other nonprofits o Developing new sources for earned income o Utilizing support for high-impact projects DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Page 3 of 8 ARTS ORGANIZATIONS – ARTS PROJECTS • Arts Projects grants have a maximum award of $7,500 • Arts Projects will be defined as programs, activities and events that are primarily designed to be arts focused. These projects may be presented either virtually or in person, ONLY if all current health and safety requirements are met and crowd size limitations have been lifted. • Virtual events must be in place of programs or projects that normally would have been held in Carlsbad. • Arts Project grants are not for general operating support, and awards must be clearly shown to be used for specific project support • Any partnership between an individual, educational institution or organization must include a letter of agreement from partnering entity PROJECTS THROUGH FISCAL AGENT • Individuals or organizations aspiring to a non-profit status may apply through a fiscal agent • Fiscal agents will be responsible for receiving awarded funds and dispersing them with a service fee no more than 10% of the amount awarded to the applicant • Organizations that act as fiscal agents are still eligible to apply for a Community Arts Grants on their own • Any individual artist receiving funding through a fiscal agent must be 18 years of age on or before the application due date EDUCATIONAL INSTITUTIONS AND AFFILIATED GROUPS Requests are only available nonprofit schools and authorized parent groups residing in Carlsbad. EDUCATIONAL INSTITUTIONS AND AFFILIATED GROUPS – ARTS IN SCHOOLS • Arts in Schools grants have a maximum award of $2,500 • Arts in Schools will be defined as programs, activities and events that are primarily designed to be arts focused. These projects may be presented wither virtually or in person ONLY if all health and safety requirements are met and crowd size limitations have been lifted • Virtual events must be in place of programs or projects that normally would have been held in Carlsbad. • There is no limit to requests by school or district, though consideration will be given to projects of the same discipline from the same school site • No in school project funded through the Community Arts Grant may involve a full-time hourly or salaried employee in the school district in which they will be leading activities, performances or projects but may utilize teaching artists that are employed by any district o Out of school programs may utilize teaching artists that are employed by any district • All partnerships must include a signed letter of agreement DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Page 4 of 8 APPLICANT INFORMATION PROGRAM SCHEDULE Ongoing: Phone or video conference meetings can be arranged with grant program staff. To make an appointment, please contact the Cultural Arts Office mainline at 760-602-2090 or email: arts@carlsbadca.gov April 12, 2021: Application Opens: application link available at www.carlsbadca.gov/artsgrants May 24, 2021: Application Deadline: applications must be submitted electronically by 11:59 p.m. June 2021: Submitted materials are reviewed and scored by a peer panel consisting of local and regional artists and arts professionals. The panel will create a funding plan for review and final approval by the Carlsbad Arts Commission August 5, 2021: Funding plan presented to Arts Commission for review and approval August 9, 2021: Notifications begin, and awardee DocuSign agreements will be emailed shortly thereafter. Any applicant that receives less than 50% of requested amount will be required to complete a Revised Project Form September 1, 2021: Deadline for DocuSign agreement completion and projects commence August 31, 2022: Fiscal Year 2021-22 Funding Cycle ends September 30, 2022: All Fiscal Year 2021-22 Final Reports are due APPLICANT WORKSHOPS AND APPLICATION REVIEW • To continue to support our artists and organizations, the Cultural Arts Office staff is pleased to provide virtual workshops. Workshop details will be announced in late April 2021. Visit Cultural Arts at www.carlsbadca.gov/artsgrants. PANEL REVIEW AND SCORING OF APPLICATIONS Submitted materials are reviewed and scored by a virtual peer panel consisting of local and regional artists and arts professionals. The panel will create a funding plan for review and final approval by the Carlsbad Arts Commission. SCORING RUBRIC Application scores will be on the following criteria, which are aligned with the Community Arts Grants mission. Panelists will be asked to score applications on how closely the project(s) achieve these goals. • Project Design o Reinforce accessible artistic and cultural opportunities for our residents o Provide arts education and lifelong learning opportunities for all ages • Project Participants o Celebrate Carlsbad as an exciting, vibrant and creative destination for our residents, students and visitors o Support local and regional arts and cultural organizations as important components of the economy and quality of life in Carlsbad and North San Diego County o Accessibility of program for participants and audience members under the Americans with Disabilities Act • Project Oversight o Support and develop organizational strength and capacity of Carlsbad arts organizations DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Page 5 of 8 o Encourage new and emerging arts programs and organizations in Carlsbad OTHER REVIEW AND SCORING INFORMATION • Cultural Arts Office staff will review applications after the deadline to deem eligibility to be forwarded to the scoring panel and will determine whether the financial health and sustainability of the organization is eligible • Any application deemed eligible and forwarded to scoring panel will be reviewed within the context of the project or program outlined in the application • Incomplete applications, or applications with incorrect information, will be deemed ineligible GRANTEE REQUIREMENTS DURING PROJECT FUNDING PERIOD AGREEMENT All approved applications will need to enter into an agreement with the City of Carlsbad. The City of Carlsbad uses DocuSign for all grant agreements. All agreements must be signed by two (2) officers listed on the organization’s Statement of Information filed with the California Secretary of State. These are officers who are authorized to enter into legally binding agreements on behalf of your organization (i.e. CEO, CFO, Secretary). Further documentation of signature authorization will be requested if the most recent Statement of Information has not been filed. FINANCIAL MANAGEMENT Grant recipients are required to maintain three (3) years of accounts, records and evidence pertaining to costs incurred and revenues acquired under the respective grant program. Grantees should be able to provide upon request: • Accurate, current and complete disclosure of revenue and expenses for the project • Records that adequately identify the sources and application of funds for grant sponsored activities • Accounting records supported by source documentation – invoices, receipts, bank statements, etc. • All awardees must provide documents within 30 days of receipt or notification. This includes, but is not limited to, agreements, revised project forms, final reports and financial accounting PUBLIC ACKNOWLEDGEMENT • Grant recipients must credit the Cultural Arts Office for its support of the project in printed, electronic and broadcast promotions • The following acknowledgement along with a logo (provided with use guidelines) must appear on all printed and electronic materials: “This program is funded in part by the City of Carlsbad’s Cultural Arts Office.” • Grantees who fail to provide public acknowledgement may be denied future project funding PROMOTION BY CITY • Grantees are required to keep the Cultural Arts Office informed of all program dates and times • If grantee wishes to participate in promotion through approved city channels, they may opt-in as part of the agreement. All participation in promotion through city’s social media channels as well as other outlets, is subject to review, edits and approval by program staff prior to promotion • Grantees are encouraged and expected to: o Give notifications and invitations to the Cultural Arts Office in order to extend them to the Carlsbad Arts Commission at least two weeks in advance of program o Extensively promote funded events and projects DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Page 6 of 8 POLICIES • Once submitted, applications may be moved into a different category at the discretion of the Cultural Arts Office staff. Notification will be made to the applicant • The City of Carlsbad reserves the right to limit funding amount to any applicant, regardless of eligibility or panel score based on funding limitations of goals of the program in a given year • Cultural Arts Office staff actively review and evaluate all aspects of this program and processes. Updates may occur throughout the funding calendar. Cultural Arts Office staff will provide information on program updates to all grantees as they are adopted. • Any proposed significant changes or amendments by grantee to approved projects must be submitted in writing to the Cultural Arts Office by the grantee before any grant funds are used, and before any execution of altered activity. This includes, but is not limited to, changes in purpose, scope, services, intended timeline, personnel, location, date, activities or budget. This requirement will be included in the agreement. • The Cultural Arts Office reserves the right to review, cancel or reallocate project funds that have been significantly altered or shifted from stated goals in the original approved application and/or revised project form. Cancelled funds must be returned to the Cultural Arts Office within 30 days of notification. • No two entities (organization or school/affiliated groups) may apply for funding for the same project. • Review Appendix 2 for a list of projects and programs ineligible for funding. OTHER INFORMATION CARLSBAD ARTS COMMISSION MEETINGS: Carlsbad Arts Commission meetings are public held throughout the year. For more information about the duties of the Carlsbad Arts Commission and its meetings, visit www.carlsbadca.gov. HOW TO APPLY APPLICATION All applications must be submitted online. The application is comprised of approximately five main sections, some of which include long-answer sections and attachments. The application is available at www.carlsbadca.gov/artsgrants. 1. Organization Information 2. Project Information and Narrative 3. Project Support Information 4. Budget (a sample budget form is included as Appendix 3) 5. Signatory Information ASSISTANCE Cultural Arts Office staff are always available to assist applicants. Please contact the Cultural Arts Office at arts@carlsbadca.gov or by phone at 760-602-2090. DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Page 7 of 8 APPENDIX 1: COMMUNITY ARTS GRANTS FAQS • Are there any organizations ineligible to receive Community Arts Grant funding? o Yes. For-profit organizations are ineligible to receive funding through the Community Arts Grants program. This includes schools and businesses. • Is there an age limit for individual artists? o Yes. Any individual artist applying or receiving funds through a fiscal agent must be 18 on or before application deadline. • How are final awards decided? o All award amount decisions consider the total amount of funding available, scores from panelists and the request from the applying entity. The scoring panel creates a funding plan based on these factors, which is forwarded to the Arts Commission for final approval. • What if I am receiving funding from City of Carlsbad through another department or division? o Any organization awarded a City of Carlsbad’s Community Activity Grant through the Housing and Neighborhood Services Department are ineligible to receive funding through Community Arts Grants. o It is in organization’s best interest to explore and apply for other grant opportunities, including the Carlsbad Library and Arts Foundation’s Gartner Fund and the Carlsbad Tourism Business Improvement District grants through the City of Carlsbad. For more information, please contact our office. • Can one school site apply for multiple Arts in Schools awards? o Yes. While there is no limit to applications from one school site, multiple applications from one site with projects in one artistic genre (i.e. music) will be taken into consideration. APPENDIX 2: INELIGIBLE ORGANIZATIONS AND ACTIVITIES The City of Carlsbad will NOT award grants to: • Organizations receiving funding through City of Carlsbad Community Activity Grants • Governmental agencies or public authorities • Applicants that have a “delinquent” status with the Community Arts Grants Funding Programs • Retroactive funding for completed activities • Religious and/or sectarian programming or any programming and/or services that are solely for the promotion of or consumption by a specific religious order and/or sect • Cash reserves or endowments of any kind. Awards are to be expended within the designated funding period • Capital expenditures, including construction, renovation or purchase of real property o Purchases or repairs of arts-specific equipment with the capability of extended use over several years are permitted. Proposals requesting funds for such expenses should be discussed in advance with the Cultural Arts Office staff. • Applications that do not support nonprofit, public art activities or projects that benefit a for-profit business or activity • Projects through a fiscal sponsor that benefit the sponsoring organization or are an extension of the sponsoring organization’s programs or services • Support groups and/or non-profit organizations supporting city departments or facilities • General operating costs, including costs associated with the start-up of a new organization • Applications to reduce existing deficits Funding may NOT be used for: • Fund-raising expenses • Consultants who are members of an applicant’s staff or board • Payments to students • Scholarships, fellowships or tuition assistance • Costs incurred before the start of the funded project or outside the funding period DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Page 8 of 8 • Any and all in-person activities outside the City of Carlsbad limits • Entry fees for competitions or sponsorship fees • Pageants, fund-raising events or hospitality costs • Publication of manuscripts or compositions not created as part of a grant-supported project • Purchase of monetary awards, cash prizes, contributions or donations • Scholarly or academic research, tuition and activities which generate academic credit or formal study toward an academic or professional degree • Creation of textbooks DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Applicant: FISCAL YEAR 2021-22 COMMUNITY ARTS GRANTS - PROJECT BUDGET INFORMATION $Notes $Notes Admissions Gifts/Merchandise/ Concessions Advertising Other Subtotal Earned Income $0 Subtotal Earned Income $0 $Notes $Notes Private Individual Public Support Applicant Cash CAG Request Amount Amount requested through Fiscal Year 201-22 Community Arts Grants Amount received through Fiscal Year 2021-22 Community Arts Grants Other Other Subtotal Unearned Income $0 Subtotal Unearned Income $0 $0 $0INCOME TOTALS PROJECTED - APPLICATION ACTUALS - FINAL REPORT PROJECT INCOME Earned IncomeUnearned IncomeDocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Applicant: FISCAL YEAR 2021-22 COMMUNITY ARTS GRANTS - PROJECT BUDGET INFORMATION Cash Notes Cash Notes Project Staff (non-artist) Project Artist(s) or Arts Instructor(s) Educational Materials/Printing Costumes/Props Sets Supplies Licensing/Royalties Rentals (space and/or other) Transportation Food & Beverage Marketing/Promotion/ Publicity Fiscal Agency Fee Other Other Other PROJECT EXPENSES PROJECTED - APPLICATION ACTUALS - FINAL REPORT DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Applicant: FISCAL YEAR 2021-22 COMMUNITY ARTS GRANTS - PROJECT BUDGET INFORMATION $0 $0 Value Notes Value Notes $0 $0 Budget Instructions: Enter a '0' in any cells that you don't have an amount to add. Please give detailed descriptions for each line item in the notes column. For example, if your total admissions is $1,000, enter "4 shows, 50 attendees, $5 each." Please insert your organization name in the top right header. ACTUALS - FINAL REPORT IN-KIND SUPPORT For application, fill out only green. For final report, fill in blue. You will only be able to fill out the cells highlighted in green or blue. The application project budget must balance. Total income must equal total expenses. Final Report may d Round all budget figures to the nearest whole dollar. EXPENSES TOTALS IN-KIND TOTALS PROJECTED - APPLICATION DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Linda Spuck Mainly Mozart Inc Printed On: 15 July 2021 Fiscal Year 2021-22: Arts Projects for Arts Organizations 1 Chamber Concert in Carlsbad Fiscal Year 2021-22: Arts Projects for Arts Organizations Mainly Mozart Inc Nancy Laturno 404 Euclid Ave., Suite 221 SAN DIEGO, CA 92114 katie@mainlymozart.org O: 619-239-0100 Linda Spuck 404 Euclid Ave., Suite 221 SAN DIEGO, CA 92114 linda.spuck@mainlymozart.org O: 619-379-1313 EXHIBIT "A"DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Linda Spuck Mainly Mozart Inc Printed On: 15 July 2021 Fiscal Year 2021-22: Arts Projects for Arts Organizations 2 Application Form Organization Information Are you an individual artist applying through a fiscal agent?* No Primary Organization Name Name as shown on an IRS letter of determination. Mainly Mozart Inc DBA (if applicable) Mainly Mozart Organization Website mainlymozart.org Organization Mission Statement: Please provide your organization's mission statement. If you have a GuideStar profile, you may copy and paste your organization's GuideStar mission statement or provide another version here. If you are an individual artist, use this section to give us an idea of your mission/vision as an artist. To enrich the lives of today’s and tomorrow’s passionate music lovers by connecting them to the genius and innovation of Mozart and the Masters, to world-class musicians and music-making, and to each other. Project Information and Narrative Project Name:* Please provide us with the name of the arts project. Chamber Concert in Carlsbad Project Summary:* Please provide us with a brief summary of your project. Mainly Mozart will return to St. Elizabeth Seton Church in Carlsbad in Spring 2022 to present a Chamber Music Concert featuring leading classical musicians from across the country performing works by legendary composers Mozart, Beethoven, Haydn, and others. Mainly Mozart will continue its commitment to making classical music accessible to all by providing free and discounted tickets to Low-to-Moderate income Carlsbad residents for this concert as well as to our June Orchestra Festival. DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Linda Spuck Mainly Mozart Inc Printed On: 15 July 2021 Fiscal Year 2021-22: Arts Projects for Arts Organizations 3 Project Start Date:* 09/01/2021 Project End Date:* 08/31/2022 Project Details: Please provide additional details for the project such as additional dates, times and location(s) for all project events for marketing, communications and/or possible future site visits. Dates and details are still being determined, but we anticipate this concert will take place on a weekend evening in Spring 2022 (most likely March). Amount Requested:* This is the amount your organization is requesting from the City of Carlsbad's Cultural Arts Grants. Please note that the maximum funding amount request is $7,500 for Arts Projects. $3,000.00 Participants:* Total number of expected participants for this project (i.e. artists, coordinators, directors.) 20 Audience:* Total number of expected audience attendance for this project. 250 Previous Project Success: If your organization has completed a similar project, please provide details of the project and why it was successful. Mainly Mozart has been producing chamber music concerts featuring world-class artists at St. Elizabeth Seton Church since 2004. The series has grown thanks to the support of Carlsbad community leaders and organizations. The concerts bring nationally-acclaimed musicians – typically principal artists from some of the country’s leading orchestras – to Carlsbad to perform chamber works. For the artists, this is a rare experience to come together with other top-caliber musicians in a more intimate format, and their joy in this unique experience is often palpable. Each year, 15% of tickets are distributed at no charge to Carlsbad residents of need. For previous chamber music series in Carlsbad (and for more than ten years) Mainly Mozart has partnered with Carlsbad- based Viasat, with two campuses and 5,600 employees. We look forward to returning to Carlsbad in 2022 after a hiatus caused by the Covid-19 pandemic. DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Linda Spuck Mainly Mozart Inc Printed On: 15 July 2021 Fiscal Year 2021-22: Arts Projects for Arts Organizations 4 Project Distinction: What makes this project distinctive? - The exceptional quality of featured artists usually reserved for larger venues. As mentioned above, Mainly Mozart brings top orchestral musicians to Carlsbad and provides them with the unique opportunity to work together performing chamber works that are outside of their typical repertoire. - The breadth of Carlsbad community partners, working together to promote “Mainly Mozart in Carlsbad” including: City of Carlsbad, Visit Carlsbad, Carlsbad Rotary, Museum of Making Music, St.Elizabeth Seton Church Women's Auxiliary, and others. - The “Mainly Mozart in Carlsbad” accessible ticket price (which is less than half of what is charged for comparable concerts/artists, not only by other arts groups, but by Mainly Mozart elsewhere) - Mainly Mozart’s fifteen+ years of producing world-class chamber music in Carlsbad Project Goals: What are the goals (outputs and/or outcomes) of the project? How will you measure your goals? Mainly Mozart’s goals for this concert are: 1. Produce a chamber concert designed specifically for a Carlsbad audience: Measurements: - Attendance - Financial support from individuals, foundations, corporations, and government entities - Critical reviews - Audience feedback via expressions of appreciation or requests for improvement, changes, or continuation. - Collection of demographic data to determine if target audiences are attending 2. Engage new audiences through community collaborations: Measurements: - Support of community partners such as Viasat and Carlsbad Rotary - Number of first-time attenders - Number of audience redeeming free tickets distributed through community collaborations Target Population: Who is your target population and why? How will you reach them? Who: Residents/arts patrons in/near Carlsbad with a focus on those in 92008-92010 zips Why: North County Coastal residents often have to drive long distances to attend classical concerts How: Offering discounts and free tickets to Carlsbad community partners; direct mail and phone campaign to list of active Carlsbad individual supporters Who: Employees of major companies in Carlsbad Why: Major companies such as Viasat have expressed interest in providing arts opportunities to their employess How: In addition to our partnership with Viasat, Mainly Mozart is building relationships with TaylorMade and Nordson ASYMTEK; promotions are also distributed internally by companies’ Human Resources departments Who: St. Elizabeth Seton Church parishioners Why: Mainly Mozart has a long history with this partner and its parish is ideal for chamber music concerts How: Volunteers posting flyers at Church and surrounding areas, announcements before and after mass, tickets pre-sold at church DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Linda Spuck Mainly Mozart Inc Printed On: 15 July 2021 Fiscal Year 2021-22: Arts Projects for Arts Organizations 5 Who: Seniors in Carlsbad retirement homes; Parks Pine Avenue Retirement and La Costa Glen Retirement Why: Opportunity for seniors who enjoy classical music to attend a concert close to home How: Work with activities coordinators Who: High school students and teachers of Pacific Ridge, Sage Creek, Carlsbad High School Why: To encourage a love of classical music in younger audience members, especially music students How: Work with music teachers to extend invitations and distribute free tickets Project Partnerships: If applicable, please provide names and brief descriptions of roles for any partners in this project. This would include any organizations, artists or individuals involved in your project that are not employed or affiliated with the applying organization. Our goal is to engage the following organizations to assist Mainly Mozart in promoting the concert to potential audiences: - City of Carlsbad - County of San Diego, District 5 - Visit Carlsbad - Viasat - Nordson ASYMTEK - TaylorMade - St. Elizabeth Seton Church In addition, Mainly Mozart will reach out to the following organizations for assistance in distributing free and/or discounted tickets: - La Costa Glen - Other Senior Living Communities - Pacific Ridge, Sage Creek, and Carlsbad High Schools - Carlsbad Rotary Club - Museum of Making Music Partner Resumes: If applicable, you may upload any resumes of teaching artists, artists or any other partners in the proposed project here. Please consolidate into one PDF if possible. *Feel free to contact the Cultural Arts Office at 760-602-2090 or email arts@carlsbadca.gov should you need assistance. Leader-Artist Bios.pdf Organization Changes/Challenges/Circumstances: What special circumstances, challenges or changes have affected your organization? What impact has this had on your organization? When the Covid-19 crisis hit San Diego in March 2020, Mainly Mozart had to postpone our annual orchestra festival and cancel our remaining spring concerts, resulting in a dramatic impact on revenue and fundraising. Refusing to let a pandemic silence live classical music, especially at a time when people were struggling with social isolation, Mainly Mozart sprang into action and presented the first live classical performance in the U.S. when we debuted our Drive-in Concerts in July. As the pandemic continued, Mainly Mozart’s commitment to Keeping Live Music Alive brought inspiration and respite to thousands of San Diegans hungering for live music and a sense of social interaction. Realizing that the demand for these performances was high, Mainly Mozart expanded from one festival to four – offering drive-in concerts in DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Linda Spuck Mainly Mozart Inc Printed On: 15 July 2021 Fiscal Year 2021-22: Arts Projects for Arts Organizations 6 October, February, April and June. This commitment has created significant expenses that show no sign of abating. To support these ambitious plans, a special fundraising challenge campaign was created to provide vital support for our performances. Mainly Mozart is proud to have been the innovator who brought live classical music back to San Diego, and of our commitment to take financial risks in order to keep live music alive. With California returning to business, we hope to apply the lessons we learned on nimble innovation to continue offering even more San Diegans the opportunity to experience the joy of live performance. Project Support Information Materials Upload (OPTIONAL, but recommended): Please upload any marketing materials, images and/or files that would provide more information about your project. UT Article July 2020.pdf Videos Upload (OPTIONAL): Please provide us with a host website link for all videos relevant to the project. Videos Upload (OPTIONAL) If you do not have a URL that hosts your video, you may upload it here. Additional Materials: You may upload any other additional supplemental materials you wish to provide here (i.e. letters of support from partnering organization(s) that is essential to your project.) Mainly Mozart goes big with 2021 Festival of Orchestras drive-in concerts, plans for Orange County expansion - The San Diego Union-Tribune.pdf Budget Information Total Project Budget $11,000.00 Project Budget Form:* Download a Community Arts Grants budget form and complete the "Projected" column. Save your completed file as a PDF and upload your project budget form here. Make sure costs tie in with your project narrative. *Budget forms will be available on the Cultural Arts Community Arts Grants webpage. Feel free to contact the Cultural Arts Office at 760-602-2090 or email arts@carlsbadca.gov should you need assistance. FY 2021-22 Project Budget Form.pdf Organizational Budget:* Please upload a current organizational budget. DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Linda Spuck Mainly Mozart Inc Printed On: 15 July 2021 Fiscal Year 2021-22: Arts Projects for Arts Organizations 7 2021 Board Approved Budget.pdf Letter of Determination: If you are a first time grant applicant with the City of Carlsbad, please upload your IRS Letter of Determination. Board Roster:* Please upload your organization's roster of board members and ensure the document includes names, titles, organization/business affiliation and areas of expertise. Alternatively, we will also accept the most recent board meeting minutes that includes the board roster. Board of Directors FY 21 with service.pdf DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Linda Spuck Mainly Mozart Inc Printed On: 15 July 2021 Fiscal Year 2021-22: Arts Projects for Arts Organizations 8 File Attachment Summary Applicant File Uploads • Leader-Artist Bios.pdf • UT Article July 2020.pdf • Mainly Mozart goes big with 2021 Festival of Orchestras drive-in concerts, plans for Orange County expansion - The San Diego Union-Tribune.pdf • FY 2021-22 Project Budget Form.pdf • 2021 Board Approved Budget.pdf • Board of Directors FY 21 with service.pdf DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Nancy Laturno, CEO, co-founded Mainly Mozart in 1988. Under Laturno’s leadership, Mainly Mozart has grown from a two week festival into a year-round producer of world-class orchestral and chamber music concerts, youth orchestra, outreach for students and adults, and innovative programs such as Mozart & the Mind. She is responsible for all aspects of the organization’s strategic, artistic and operational planning and implementation. In 2020, Ms. Laturno gained national recognition for her bold innovation when Mainly Mozart presented the first live classical performances in the U.S. since the pandemic began. Maestro Michael Francis, Mainly Mozart’s Music Director, is a conductor of international reputation, forging collaborations with the world’s leading orchestras. Just months after his appointment as Music Director of the Mainly Mozart Festival in late 2014, his appointment as Music Director of The Florida Orchestra was announced. In 2019, he began his tenure as Chief Conductor of the German Orchestra, Deutsche Staatsphilharmonie Rheinland-Pfalz. For the COVID-affected 2020-21 season, Francis has re- designed entirely new seasons for Mainly Mozart, The Florida Orchestra, and Deutsche Staatsphilharmonie. These include innovative programming with smaller ensembles, split-orchestra concerts, live-streaming, drive-in concerts, and curated online experiences. NOTE: The following artists are not confirmed, but are representative of the caliber of musicians that will perform in our Carlsbad Chamber Concert. San Francisco Symphony Principal Bass Scott Pingel and Metropolitan Opera Orchestra Concertmaster David Chan served as Artistic Partners for the February and April 2021 Festivals. Mr. Pingel became Principal Bass of the SFS in 2004, having previously served in that position with the Charleston Symphony. In 2011 Pingel had the privilege of performing on the acclaimed Karr- Koussevitzky bass for his solo debut with Andrei Gorbatenko and the San Francisco Academy Orchestra. He currently serves as Performance Faculty at the SF Conservatory of Music. Also a jazz musician, he has worked with artists including Michael Brecker, Geoff Keezer, and James Williams. Best known as one of the most accomplished violinists of his generation, San Diego native David Chan has established himself as a sought-after conductor as well. The 2019-20 season marked his 20th as concertmaster of New York’s MET Orchestra, his third as the inaugural Music Director of New Jersey’s Montclair Orchestra, where he has earned high praise for innovative and adventurous programming, and his second as Music Director of Camerata Notturna, one of NYC’s foremost chamber orchestras. In 2008, combining his interest in wine with his passion for music, he co-founded the Musique et Vin au Clos Vougeot festival in Burgundy, France, which pairs wine tastings with music, overseeing its growth to a two-week extravaganza attracting many of the biggest names in classical music. Chan began his musical education at the age of four. After winning prizes at the Tchaikovsky and Indianapolis international violin competitions, he made his New York debut in 1995 at Avery Fisher Hall, and his Carnegie Hall debut in 2003. DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 1/6/2021 Review: Live classical music makes a happy comeback in San Diego, courtesy of Mainly Mozart - The San Diego Union-Tribune https://www.sandiegouniontribune.com/entertainment/classical-music/story/2020-07-13/review-mainly-mozart-brings-live-classical-music-back 1/11 CLASSICAL MUSIC Review: Live classical music makes a happy comeback in San Diego, courtesy of Mainly Mozart L.A. Philharmonic Concertmaster Martin Chalifour performs as part of a Mainly Mozart concert on Saturday, July 11, 2020, in Del Mar. (Courtesy of Mainly Mozart / Photo by J. Kat Woronowicz Johnson) BREAKING NEWS ‘Protesters are in the building’: US Capitol under siege ADVERTISEMENT DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 1/6/2021 Review: Live classical music makes a happy comeback in San Diego, courtesy of Mainly Mozart - The San Diego Union-Tribune https://www.sandiegouniontribune.com/entertainment/classical-music/story/2020-07-13/review-mainly-mozart-brings-live-classical-music-back 2/11 On Saturday afternoon, Mainly Mozart gave concert-starved San Diegans a free gift: a happy performance of octets by Mozart and Mendelssohn By CHRISTIAN HERTZOG | WRITER JULY 13, 2020 |1:07 PM The coronavirus lockdown has taken a heavy toll on the performing arts. Audiences cannot safely congregate indoors, nor can musicians, dancers or actors gather onstage in any large group. The San Diego Symphony, San Diego Opera, La Jolla Music Society and countless other organizations, big and small, have been dark since March. For the past 30 years, the Mainly Mozart Festival’s crown jewel, its monthlong summer festival, has brought musicians together from across the world to convene in San Diego to gloriously make music. This year, the events scheduled for June have been postponed to 2021. On Saturday afternoon though, Mainly Mozart gave concert-starved San Diegans a free gift: a happy performance of octets by Mozart and Mendelssohn. Instead of the visual charm and fine acoustics of the Balboa Theatre — the Festival’s most recent home — a dirt parking lot at the Del Mar Thoroughbred Club was the venue. As the horses at the nearby track raced to empty seats, 70 cars were guided into socially distanced spaces before a small but high stage flanked by elevated speakers. We were instructed to remain in our vehicles during the event. We could listen to the performance through open windows (in some cases, lowered convertible tops) or tune to an AM frequency on our radios. I opted for the stage speaker experience. ADVERTISING DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 1/6/2021 Review: Live classical music makes a happy comeback in San Diego, courtesy of Mainly Mozart - The San Diego Union-Tribune https://www.sandiegouniontribune.com/entertainment/classical-music/story/2020-07-13/review-mainly-mozart-brings-live-classical-music-back 3/11 Before the music commenced, Los Angeles Philharmonic concertmaster Martin Chalifour — who has performed for every Mainly Mozart Festival since 1989 — told the audience that he hadn’t played a concert in nearly six months. He introduced his L.A. Philharmonic colleagues: violinists Bing Wang and Lyndon Johnston, violists Michael Larco and Leticia Strong, and cellists Barry Gold and Jason Lippmann, all of them wearing masks. San Diego Symphony Concertmaster Je Thayer performs in a Mainly Mozart concert on Saturday, July 11, 2020, in Del Mar. (Courtesy of Mainly Mozart / Photo by J. Kat Woronowicz Johnson) After a few more remarks by San Diego Symphony concertmaster Jeff Thayer, the program began with Mozart’s “Divertimento in D Major, K. 136.” Written for two violin, viola and cello parts, it is frequently performed by string orchestras, although it works equally well as a string quartet. The musicians doubled up on each part, a more difficult interpretive task requiring precise intonation. As Mainly Mozart veterans might expect, these challenges were easily overcome. Yes, there were minor setbacks in the amplification: occasional feedback, wind flutter on the mikes, and the occasional flapping of pages magnified. But after three or more months of no local classical concerts, to hear eight musicians happily collaborating and communing was a joy that transcended any small sound equipment difficulties. Mozart was 16 years old when he composed this three-movement work. It’s a confident, genial piece which provides glimpses of great music to come, but it’s clear that the talented teen was still discovering who he was. DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 1/6/2021 Review: Live classical music makes a happy comeback in San Diego, courtesy of Mainly Mozart - The San Diego Union-Tribune https://www.sandiegouniontribune.com/entertainment/classical-music/story/2020-07-13/review-mainly-mozart-brings-live-classical-music-back 4/11 ADVERTISEMENT No such qualifications need to be made about Mendelssohn’s Octet in E-flat Major, Op. 20, one of the greatest works ever penned by a 16-year-old. Its triumphantly sunny disposition, appealing melodies and formal surprises would be a proud accomplishment for a composer of any age. The musicians played flawlessly and gave it an exciting rendition. When the final notes sounded, the audience signaled its happy approval with a vigorous round of horn honking. Circumstances willing, Mainly Mozart will continue these drive-in performances, with the next event scheduled for July 25 at the Del Mar Fairgrounds at 3 p.m. and 6 pm. Hertzog is a freelance writer. ADVERTISEMENT DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 1/6/2021 Mainly Mozart goes big with 2021 Festival of Orchestras drive-in concerts, plans for Orange County expansion - The San Diego Union-Trib… https://www.sandiegouniontribune.com/entertainment/classical-music/story/2021-01-06/mainly-mozart-goes-big-in-2021-with-festival-of-orchestras-dri…1/12 CLASSICAL MUSIC Mainly Mozart goes big with 2021 Festival of Orchestras drive-in concerts, plans for Orange County expansion BREAKING NEWS ‘Protesters are in the building’: US Capitol under siege ADVERTISEMENT Are You Single and Over 45? Hi my name is Jen, I work with kids and I enjoy cooking, movies and wine. Message me. Open Ad Singles Over 45 Special Offer $1 for 8 weeks DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 1/6/2021 Mainly Mozart goes big with 2021 Festival of Orchestras drive-in concerts, plans for Orange County expansion - The San Diego Union-Trib… https://www.sandiegouniontribune.com/entertainment/classical-music/story/2021-01-06/mainly-mozart-goes-big-in-2021-with-festival-of-orchestras-dri…2/12 Musicians at one of Mainly Mozart’s first 2020 drive-in concerts, before the concerts were moved to the Del Mar Fairgrounds’ main parking lot. Mainly Mozart will hold its 2021 Festival of Orchestras in the main parking lot between February and June, and hopes to expand to the concerts to Orange County. (Courtesy photo) The concerts, which will showcase top national orchestra musicians, will be held in February, April and June at the Del Mar Fairgrounds and could be expanded to Orange County if the coronavirus pandemic eases By GEORGE VARGA JAN. 6, 2021 |6 AM Mainly Mozart is gearing up for a big return to the Del Mar Fairgrounds, where it staged a series of groundbreaking 2020 drive-in concerts after the coronavirus pandemic shuttered indoor and outdoor concert venues across the country and around the world. The 2020 drive-in concerts were the first such performances in the nation by an established classical-music presenter and paved the way for San Diego Opera’s subsequent drive-in performances of “La bohème” with members of the San Diego Symphony and La Jolla Music Society’s upcoming four Del Mar drive-in concerts in February by jazz great Wynton Marsalis. Founded 33 years ago, Mainly Mozart will kick off its even more ambitious 2021 Festival of Orchestras in February with four drive-in performances. The all-star festival will continue with drive-in concerts in April and June, when it hopes to shift to a car-free outdoor venue, health regulations permitting, and expand significantly adding performances in Orange County. June is the month when, between 2008 and 2019, the Mainly Mozart Festival Orchestra held court for multiple concerts in San Diego’s currently dark Balboa Theatre. The pandemic prompted last year’s move outdoors in Del Mar. The addition of February and April concerts marks a further growth for the intrepid nonprofit arts organization. According to Mainly Mozart CEO and co-founder Nancy Laturno, the capacity for the February and April drive-in concerts will be 300 cars for each performance. ADVERTISING DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 1/6/2021 Mainly Mozart goes big with 2021 Festival of Orchestras drive-in concerts, plans for Orange County expansion - The San Diego Union-Trib… https://www.sandiegouniontribune.com/entertainment/classical-music/story/2021-01-06/mainly-mozart-goes-big-in-2021-with-festival-of-orchestras-dri…3/12 “June has a lot more question marks — who knows what the format will be then?” Laturno said. “What we do know is the concerts in June will be held on an outdoor stage, structured around the COVID-19 protocols of that time, and that people will either be socially distanced in cars or seated outdoors. There is zero chance we will go to an indoor venue in June.” The February performances will showcase musicians from the Los Angeles Philharmonic and San Francisco Symphony. Most of those concerts will be conducted by violinist David Chan, the concertmaster of New York’s Metropolitan Opera Orchestra. The April concerts, for which Chan will again conduct, will pair members of New York’s Metropolitan Opera Orchestra and the Washington, D.C.-based National Symphony. Festival of Orchestras tickets are now on sale at mainlymozart.org and prices and the schedule appear below. If all goes as planned, the April and June concerts will take place in Orange County as well as here. Original plans called for the February, April and June performances to be be held in San Diego and Orange counties. But the resurgent pandemic made it impossible to confirm the Orange County portion in time for the February concerts. “In April, if it is allowed, we will have a hybrid of both drive-in and socially distanced outdoor seating,” said Laturno, who acknowledged the multiple challenges of planning and mounting a festival during a pandemic. “To say that the (final details) for the concerts in June are still unknown is unthinkable. But, right now, everything is unthinkable,” she noted. “I have been in classical music and performing arts for my entire career, so I’m used to being adaptable. But I never imagined any environment like the one we are now in. There is no way to prepare yourself for this, except to run as fast as you can while being prepared to run in the opposite direction at a second’s notice.” Mainly Mozart’s Festival of Orchestras Tuesday, Feb. 9: Stravinsky’s “The Soldier’s Tale” Thursday, Feb. 11: Bach & Mozart Saturday, Feb. 13: Mozart, Tchaikovsky & “The Barber of Seville” Sunday, Feb. 14: “The Four Winds of Mozart” Tuesday, April 15: “String Favorites” SPONSORED CONTENT When the News Isn't That Great, We've Got News For You  By got milk? A news show with a freshly positive perspective from kids. DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 1/6/2021 Mainly Mozart goes big with 2021 Festival of Orchestras drive-in concerts, plans for Orange County expansion - The San Diego Union-Trib… https://www.sandiegouniontribune.com/entertainment/classical-music/story/2021-01-06/mainly-mozart-goes-big-in-2021-with-festival-of-orchestras-dri…4/12 Friday, April 16: “Dazzling Winds” Saturday, April 17: “Concerto Evening” Sunday, April 18: All-Mozart concert Thursday, June 10-Saturday, June 26: Mainly Mozart All-Star Festival Orchestra performances of works by Mozart, Beethoven and Haydn (exact dates will be announced pending final confirmation of venue and seating format) Weekday performances are at 7 p.m.; weekend performances are at 6 p.m. Concerts will feature members of the San Francisco Symphony and Los Angeles Philharmonic, directed by David Chan, in February; members of the Metropolitan Opera Orchestra and National Symphony, conducted by Chan, in April; and the Mainly Mozart All- Star Festival Orchestra, conducted by Michael Francis, in June . Concerts last 75 minutes each, with no intermission. Where: Del Mar Fairgrounds main parking lot, 2260 Jimmy Durante Blvd., Del Mar Single tickets: $49 per vehicle for Section B parking; $100 per vehicle for Section A parking, for February and April concerts; and to-be-determined for the June concerts. Series tickets: $350 for Section A parking and $175 for Section B parking for February and April concerts; $450 for Section A parking and $220 for Section B parking for June concerts. VIP tickets, available only to members of Mainly Mozart’s Club Amadeus, range from $500 to $1,500 and include from three to 12 tickets per membership. Online: mainlymozart.org CLASSICAL MUSIC LATEST SHAREABLE MUSIC Get U-T Arts & Culture on Thursdays A San Diego insider’s look at what talented artists are bringing to the stage, screen, galleries and more. SIGN ME UP You may occasionally receive promotional content from the San Diego Union-Tribune. George Varga Twitter Email Facebook DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Applicant: FISCAL YEAR 2021-22 COMMUNITY ARTS GRANTS - PROJECT BUDGET INFORMATION $Notes $Notes Admissions $4,250 170 attendees @ $25 average ticket (plus complimentary tickets to students and LMI households) Gifts/Merchandise/ Concessions $0 Advertising $0 Other $0 Subtotal Earned Income $4,250 Subtotal Earned Income $0 $Notes $Notes Private Individual $1,250 Concert sponsorships to be secured Public Support $2,500 Mainly Mozart will solicit support from County - District 5 Applicant Cash CAG Request Amount $3,000 Amount requested through FY 2021-22 Community Arts Grants Amount received through FY 2021-22 Community Arts Grants Other Other Subtotal Unearned Income $6,750 Subtotal Unearned Income $0 $11,000 $0INCOME TOTALS PROJECTED - APPLICATION ACTUALS - FINAL REPORT PROJECT INCOME Earned IncomeUnearned IncomeDocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Applicant: FISCAL YEAR 2021-22 COMMUNITY ARTS GRANTS - PROJECT BUDGET INFORMATION Cash Notes Cash Notes Project Staff (non-artist)$2,500 Project Artist(s) or Arts Instructor(s)$3,500 Educational Materials/Printing $900 Costumes/Props Sets Supplies $850 includes piano moving/rentals, music, signage, etc. Licensing/Royalties Rentals (space and/or other)$500 Fee to church for space use Transportation $1,200 artist airfares and ground transportation Food & Beverage $400 artist food and donor reception Marketing/Promotion/ Publicity $350 postcards, postage, signage, social media, etc Fiscal Agency Fee Other $800 artist housing Other Other PROJECT EXPENSES PROJECTED - APPLICATION ACTUALS - FINAL REPORT DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Applicant: FISCAL YEAR 2021-22 COMMUNITY ARTS GRANTS - PROJECT BUDGET INFORMATION $11,000 $0 Value Notes Value Notes $0 $0 Budget Instructions: Enter a '0' in any cells that you don't have an amount to add. Please give detailed descriptions for each line item in the notes column. For example, if your total admissions is $1,000, enter "4 shows, 50 attendees, $5 each." Please insert your organization name in the top right header. ACTUALS - FINAL REPORT IN-KIND SUPPORT For application, fill out only green. For final report, fill in blue. You will only be able to fill out the cells highlighted in green or blue. The application project budget must balance. Total income must equal total expenses. Final Report may d Round all budget figures to the nearest whole dollar. EXPENSES TOTALS IN-KIND TOTALS PROJECTED - APPLICATION DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Mainly Mozart, Inc. Profit & Loss Budget Overview September 2020 through August 2021 Sep 20 - Aug 21 2021 Ordinary Income/Expense Income 400000 · EARNED REVENUE 400100 · Ticket Sales 377,000 400200 · Handling Fee 22,890 400300 · Tuition & Fees 400,058 400400 · Concessions & Merchandise 32,738 Total 400000 · EARNED REVENUE 832,686 410000 · CONTRIBUTED REVENUE 410100 · Individual Gifts/Sponsorships 1,000,000 410200 · Adopt-an-Artist 200,000 410300 · Wills & Bequests - 410400 · Corporate 150,000 410500 · Government 150,000 410600 · Foundations/Grants 155,000 410700 · In-Kind Revenue 300,000 Total 410000 · CONTRIBUTED REVENUE 1,955,000 420000 · SPECIAL EVENTS REVENUE 420100 · Event Revenue - 420200 · Auction Revenue - 420300 · Underwriting - 420400 · In-Kind Revenue 5,691 Total 420000 · SPECIAL EVENTS REVENUE 5,691 430000 · MISCELLANEOUS REVENUE 430100 · Board Fees - 430200 · Gain(Loss) On Stock (10) 430300 · Interest Income 965 430400 · Other Income 1,260 Total 430000 · MISCELLANEOUS REVENUE 2,215 Total Income 2,795,591 Gross Profit 2,795,591 Expense 600000 · ARTISTIC & PRODUCTION EXPENSES 600500 · Artist Fees 500,000 600600 · Artist Accommodations 150,000 600700 · Artist Travel 50,000 600800 · Artist Miscellaneous Expenses 15,000 600900 · Music Director Expenses 9,000 601000 · Contract Services 412,000 601100 · Dues & Subscriptions - 601200 · Equipment Rental & Repair 5,000 601300 · Instrument Rental & Purchases 10,000 DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Mainly Mozart, Inc. Profit & Loss Budget Overview September 2020 through August 2021 Sep 20 - Aug 21 601400 · Licenses & Permits - 601500 · Miscellaneous 20,000 601600 · Music Rental & Purchases 7,500 601700 · Staff T&E 1,000 601800 · Transportation 8,000 601900 · Venue Rentals 188,000 Total 600000 · ARTISTIC & PRODUCTION EXPENSES 1,375,500 610000 · MARKETING EXPENSES 610500 · Campaigns 55,000 610600 · Contract Services 25,000 610700 · Digital Media 5,000 610800 · Distribution 3,500 610900 · Fulfillment - 611000 · House Programs 20,000 611100 · Miscellaneous - 611200 · Promotions & PR 7,500 611300 · Staff T&E 200 611400 · Website 20,125 Total 610000 · MARKETING EXPENSES 136,325 620000 · DEVELOPMENT EXPENSES 620500 · Contract Services 2,250 620600 · Distributions - 620700 · Donor Relations 5,000 620800 · ED Expenses 16,000 620900 · Fulfillment - 621000 · Miscellaneous - 621100 · Photography 12,000 621200 · Receptions 12,000 621300 · Staff T&E 1,000 Total 620000 · DEVELOPMENT EXPENSES 48,250 630000 · SPECIAL EVENTS EXPENSES 630100 · Personnel Wages - 630200 · Payroll Taxes - 630300 · Special Event Expenses 15,000 630400 · In-Kind Expenses 305,690 Total 630000 · SPECIAL EVENTS EXPENSES 320,690 640000 · ADMINISTRATIVE EXPENSES 640500 · Accounting/Audit Fees 10,000 640600 · Bad Debt Expense - 640700 · Bank Fees 1,200 640800 · Board Expenses 500 640900 · Contract Services 111,500 641000 · Depreciation & Amortization - DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Mainly Mozart, Inc. Profit & Loss Budget Overview September 2020 through August 2021 Sep 20 - Aug 21 641100 · Dues & Subscriptions 8,000 641200 · Insurance 19,500 641300 · Interest Expense 8,300 641400 · Licenses & Permits 4,400 641500 · Merchant Fees 26,000 641600 · Miscellaneous 8,600 641700 · Office Supplies 2,500 641800 · Postage 1,500 641900 · Rent 28,480 642000 · Repairs & Maintenance 2,200 642100 · Staff Development (45) 642200 · Staff T&E 2,100 642300 · Telephone/Internet 11,500 Total 640000 · ADMINISTRATIVE EXPENSES 246,235 650000 · PERSONNEL WAGES & BENEFITS 650100 · Personnel Wages 585,609 650200 · Employer Payroll Taxes 48,437 650300 · Employee Benefits 26,341 650400 · Employee Retirement 7,574 Total 650000 · PERSONNEL WAGES & BENEFITS 667,961 Total Expense 2,794,961 Net Ordinary Income 631 Net Income 631 Other Expense Extraordinary Event Loss - Total Other Expense - Net Other Income - Net Income 631 DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012 Name Title Business Affiliation/Area of Expertise Length of Service Race/Ethnicity Dr. Ronald Heller Chair Retired Pediatrician & Attorney 5 years Caucasian Marsha Sewell Vice Chair President, Aemesco, Inc.10 years Caucasian Linda Satz Secretary Community Volunteer 20 years Caucasian Donald J. Agostino, Ph.D.Treasurer Epicor ERP Consultant 2 years Caucasian Alexandra Pearson Immediate Past Chair Private Investor & Former Certified Funding Executive 17 years Caucasian Anne Taubman Member at Large Retired Retail and Financial Services Executive 21 years Caucasian JoAnn Kilty Member at Large Community Volunteer 3 years Caucasian Name Title Business Affiliation/Area of Expertise Length of Service Race/Ethnicity Johan Brahme, M.D.Plastic Surgeon, La Jolla Cosmetic Surgery Centre 4 years Caucasian Jing Bourgeois Youth Orchestra Representative to the Board 9 months Asian Pacific Islander Mark Burgess CEO of PageMountain.com; Founder of sandiego.com 12 years Caucasian Alida Guajardo de Cervantes President of Mozart Binacional, Tijuana 17 years Hispanic Steve Hart Co-Founder/Chief Technical Officer of ViaSat, Inc.7 years Caucasian Jerry Heller, Ph.D.Retired Electronics Executive 13 years Caucasian Reginald Jones Chair, DEI Task Force CEO, Jacobs Center for Neighborhood Innovation 6 years African American Reinette Levine Retired retail executive, community philanthropist, and 22 years Caucasian Peter Manes Retired engineering executive 11 years Caucasian Tim Mullen Founder of Intheon 1 year Caucasian Esther Nahama Community Volunteer 15 years Caucasian Rhianna White Red Rhino Realty 1 year Caucasian Tracy Yeo BioAlliance Solutions, Founder 2 years Asian Pacific Islander Mainly Mozart Board of Directors Fiscal Year 2021 Executive Committee Directors DocuSign Envelope ID: FAFD1AD0-7FCD-400D-A962-ABB0933A2012