HomeMy WebLinkAbout2021-09-16; Code Enforcement Case Management: Impact, Urgency & Priority (Districts - All); Barberio, GaryTo the members of the:
CITY COUNCIL
Date'1/nJ.EJ_cA _Lcc_L
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Sept. 16, 2021
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City fiiLm:.ger
Council Memorandum
To:
From:
Honorable Mayor Hall and Members of the City Council
Gary Barberio, Deputy City Manager, Community Services
Jeff Murphy, Community Development Director
Geoff Patnoe, Assistant City Manager @ · Via:
{city of
Carlsbad
Memo ID #2021176
Re: Code Enforcement Case Management: Impact, Urgency & Priority (Districts -All)
This memorandum provides information related to recent staffing level changes in the Code
Enforcement Division, resulting in a temporary reduction of staff resources and capacity.
Background
The Code Enforcement Division (division) of the Community Development Department provides
a centralized service to receive complaints and requests to inquiries related to zoning, building,
sign enforcement, graffiti, and other issues regarding property maintenance laws. The purpose of
the city's code enforcement efforts is to ensure resident and business compliance with the
zoning ordinance and other city codes that are related to private property usage. The division is
"reactive" rather than "proactive" in its enforcement in that staff relies on residents and
businesses to report suspected code violations. Therefore, the workload of the division originates
primarily from incoming community calls, letters, and in-person reports of code violations.
The city receives upwards of 2,000 formal code enforcement complaints per year, with an
average of 150 cases being actively processed at any given time. As of this writing, the division
has 367 open cases. A majority of these open cases involve business licensing and short-term
· vacation rentals. However, 147 require active case management and enforcement inspections.
For all 367 open cases, the city is currently assigned four full time Code Enforcement Officers
(CEO) to handle case management and field inspections, and six part-time employees who assist
with administrative work and support, weekend sign removal, and vacation rental enforcement.
Due to vacancies and a special assignment to address higher priority needs, one full time CEO has
been temporarily assigned to help the Housing & Homeless Services Department until they are
fully staffed, and the division is down to only one full time CEO to handle the above discussed
caseload. This is anticipated to exacerbate existing pressures on the division and generate new
pressures on case load management. The Community Development Department is actively
recruiting to fill vacancies but does not anticipate being fully staffed until late winter 2021/early
spring 2022.
Discussion
The following referenced enforcement categories correspond with the Community Development
Department's Code Enforcement Case Prioritization and Process Guide -Attachment A.
Community Services Branch
Community Development Department
1635 Faraday Avenue I Carlsbad, CA 92008 I 760-602-4600 t
Council Memo -Code Enforcement Case Management:lmpact, Urgency & Priority (Districts -All)
Sept. 16, 2021
Page 2
In general, approximately 7% of the city's code cases are classified as "category 1-unsafe and
hazardous conditions" (e.g., severely damaged/falling/abandoned structures, active unpermitted
construction/grading, and unfenced pools), and approximately 27% are classified as "category 2 -
nuisance and blight causing conditions" (e.g., inoperable vehicles, outdoor storage, trash/debris).
That is, 34% of code cases are directly related to health and life safety violations. These are the
types of code cases that require the division's immediate attention and response. The target
resolution of category 1 cases is three days and target resolution of category 2 cases is 30 days.
The remaining 66% of code cases generally relate to property preservation and community
enhancement. Approximately 51% of these remaining cases are classified as "category 3 -
miscellaneous violation conditions" (e.g., yard maintenance, vegetation, signs, lighting, noise,
and zoning violations that don't require a permit) and generally take up to 50 days to resolve.
Approximately 15% of these remaining cases are "category 4 -permit requiring conditions" (e.g.,
uses requiring discretionary approval), which generally take longer to resolve (90-180 days).
Until the division returns to full staffing levels, the division will not be able to respond to and
resolve cases within the timeframes contained in the Code Enforcement Case Prioritization
' Guide. Instead, the division will operate under new goals and expectations that are clear,
reasonable, and allow staff to prioritize limited resources until spring 2022.
For this temporary period, the division will focus more on violations that constitute an imminent
public safety and health hazard. Accordingly, staffing and resourcing will shift to focus on high
priority cases (categories 1 and 2), while reducing the resources allocated to category 3 and
category 4 complaints, as reflected below. This will result in more open case files and longer wait
times for resolution of category 3 and 4 complaints. Staff anticipate this reprioritization will last
for a limited time and not result in any lasting impacts from a code compliance perspective.
Interim Priority Policy
1. Staff shall make initial contact with the complaining party as follows:
a. Within 24-hours of complaint filing for category 1 and 2 violations
b. Within 24-to 72-hours of complaint filing for category 3 and 4 violations
2 Staff shall respond and prioritize complaints as follows:
c. Target resolution of category 1 violations remains as "less than three days"
d. Target resolution of category 2 violations remains as "less than 30 days"
e. Target resolution of category 3 and category 4 violations shall be adjusted to
match workload and other division priorities. All calls, letters, and in-person
reports shall be catalogued for follow-up and city action to resolve code violations
as resources permit.
3. The part time position who is typically assigned to weekend illegal sign enforcement sign
removal (category 3 violation) will be temporarily reassigned and given cases to manage
and assist with the current CEO.
Council Memo -Code Enforcement Case Management:lmpact, Urgency & Priority (Districts -All)
Sept. 16, 2021
Page 3
Next Steps
Responding to, addressing, and resolving code violations in a timely manner are all imperative to
enhancing the community's quality of life. The Interim Priority Policy clearly establishes how the
division will operate under temporary staffing challenges and high caseloads. The Interim Priority
Policy will become the interim work plan for the division from now until Spring 2022. In the
meantime, management staff will continue to recruit and train qualified CE Os as expeditiously as
possible so that the division can resume the case resolution timelines set forth in the Community
Development Code Enforcement Case Prioritization and Process Guide.
Attachment: A. Community Development Code Enforcement Case Prioritization and Process
Guide
cc: Scott Chadwick, City Manager
Celia Brewer, City Attorney
Laura Rocha, Deputy City Manager, Administrative Services
Paz Gomez, Deputy City Manager, Public Works
Marissa Kawecki, Assistant City Attorney
Robby Contreras, Assistant City Attorney
Ron Kemp, Assistant City Attorney
Mike Strong, Assistant Director Community Development
Jason Pasiut, Building Official
Dave Thielker, Code Enforcement Program Manager
CODE ENFORCEMENT Case Prioritization and Process Guide
Community Development Department
A guide describing the roles, policies,
responsibilities and expectations for
code enforcement in the City of Carlsbad
Attachment A
( City of
Carlsbad
3
Version — 24 May 2021
TABLE OF CONTENTS
SECTION 1
Welcome to the City of Carlsbad ............................................................................3
SECTION 2
Code Enforcement and Property Owner Roles and Responsibilities ..................5
SECTION 3
Code Enforcement Programs ..................................................................................9
SECTION 4
Code Enforcement Processing Steps ....................................................................13
SECTION 5
Code Enforcement Processing Policies ................................................................17
SECTION 6
Code Enforcement Prioritization and Timelines .................................................23
SECTION 7
Code Enforcement Standard Processing Procedures .........................................25
SECTION 8
Penalties, Appeals and Mediation ........................................................................33
SECTION 9
EnerGov ...................................................................................................................39
SECTION 10
Appendix .................................................................................................................40
3
Working together to maintain the city’s quality of life.
The City of Carlsbad creates and enforces local and certain state laws that regulate people and
property in the city. Some of these laws govern land use and quality of life issues, including public
nuisances, safety and welfare. The purpose of these laws is to help maintain safe and healthy living
and working conditions for the members of the community.
The Code Enforcement Division of the Community Development Department is committed to
the important and sometimes sensitive task of protecting and promoting the high quality of life
enjoyed by those who live, work and play in the City of Carlsbad. The Division works on issues that
range from construction without a permit, unsafe buildings, junk and debris on private properties,
recreational and inoperative vehicles parked in front yards, sign standards, property maintenance
and noise.
The Division and its partner enforcement agencies, the City of Carlsbad Police and Fire
departments, strive to maintain a balance between cooperation and communication between
neighbors and effective enforcement of the city’s municipal codes. We often find that most people
are unaware of the land use and quality of life laws that must be followed and are often willing to
comply once they know what the requirements are and the steps to achieve compliance.
Many projects or uses of private property require approval of a city-issued permit like a
discretionary or building permit. We understand that this process can seem daunting. Staff are
readily available to guide applicants through this process as expeditiously as possible. For those
persons facing an enforcement action, Code Enforcement staff are also available to discuss case
details, compliance measures and strategies to minimize penalties and further enforcement action.
The goal of our Division is to ensure compliance with established regulations to protect public
health, safety and general welfare and maintain the unique quality of life we enjoy in the City of
Carlsbad. We hope that you will do your part to help us achieve this goal together.
Jeff Murphy
Director
Community Development Department
WELCOME TO THE City of Carlsbad
SECTION 1
5
5
Mission, Vision and Community Values
The City of Carlsbad worked closely with community stakeholders to develop
a citywide mission and vision statement as well as a set of community and
organizational values. The Division adheres to these and reinforces them daily.
Code Enforcement staff work in partnership with the people of the City of Carlsbad
to help promote and maintain a safe and desirable living and working environment,
to improve the quality of the city’s
neighborhoods through education,
enforcement, and abatement, and
to respond to community concerns
consistent with City Council directives
and policies.
Timely Resolution
Priority is placed on resolving code
violations in a quick and expeditious
manner. Staff is required by local
ordinance to provide clear direction,
or corrective action(s), explaining how
to resolve identified violations and
develop a compliance schedule for
the responsible party. The assigned
Code Enforcement team member will
be the primary point of contact, and
will respond to phone calls and emails
within one business day. It is the
responsibility of the responsible party
(in most cases the property owner) to
timely implement the direction given
and ask questions if the direction is
unclear, or there is uncertainty in how
to proceed.
CODE ENFORCEMENT AND PROPERTY OWNER Roles and Responsibilities
SECTION 2
Recreational boats, vehicles and trailers — before (top) and after
6 7
City of Carlsbad Code Enforcement Case Prioritization and Process Guide
SECTION 2
Enforcement through Education
Many code violation cases result from property and business
owners who unknowingly violate established ordinances
and regulations. Educating the community about the
rules and standards is one of the best ways that the city
and community can prevent violations from occurring
(or reoccurring). The Code Enforcement Division seeks
opportunities to implement ideas and concepts that educate
the public on common code violations, such as use of public
information bulletins and alerts through social media.
Education is often considered the first step in prevention,
and it will often garner more favorable results.
Solving Problems
Together
Any discrepancy between a
Code Enforcement officer’s
interpretation of the applicable
code and that of an affected
community member should be
elevated to Code Enforcement
management and/or the City
Attorney’s office as soon as
it becomes apparent that a
problem cannot be resolved or
may escalate. As a service, the
city offers Guaranteed Second
Opinion. Customers are free at
any time to ask the supervisor
for a meeting to discuss
any disagreement with staff
interpretations of regulations
or complaints regarding
level of customer service. If
further resolution is needed,
the Division offers Project
Issue Resolution to obtain a
determination on the issue with
the department director. Based
Educating the
community about
the rules and
standards is one
of the best ways
that the city and
community can
prevent violations.
Unpermitted sign — before (top) and after,,
7
Code Enforcement Case Prioritization and Process Guide City of Carlsbad
SECTION 2
on experience, a meeting is often much more productive than a series of emails or
comment letters; we therefore strongly urge resolution of staff/community member
disputes through these means. Ultimately, if an agreement cannot be reached with
staff, a formal appeal can be filed to request an administrative hearing with an
independent hearing officer.
Private Disputes and Civil Matters
Some issues that arise between neighbors are not necessarily a violation of a city
ordinance or other law enforceable by the city. If unable to connect the concern
to an adopted code requirement, the matter may be considered a civil matter
that must be resolved by the private parties involved. As such, community
members are encouraged to establish good relationships with their neighbors
and work together to resolve disputes before conflicts arise. In these instances
where discussions between neighbors are not mutually beneficial, residents
may utilize the city’s mediation services. Further information about this service
can be found in Section 8.
Typical examples of private disputes are:
• Covenants, Conditions, & Restrictions (CC&Rs)
• Property line disputes
• Blocked private views
• Inoperable vehicles in the street (handled by PD)
• Neighbors’ tree roots/branches/leaves
encroaching/damaging private property
• Irrigation/drainage between private properties
ISSUES NOT ENFORCED
9
9
CODE ENFORCEMENT Programs
SECTION 3
The city receives and processes complaints covering a variety of violations. Given
the complexities, impacts and/or occurrences of certain violations, the city has
developed and implemented tailored programs to help
improve overall awareness of a code requirement and a
process to quickly resolve any violations. Some of the more
notable city programs are highlighted in this section.
Short-Term Vacation Rentals
Given the proximity to the beach and Carlsbad’s vibrant
downtown, the city has many property owners who rent
their private homes for short-term rental use, often for
weekend or weeklong stays. In some cases, vacationers
renting these homes can be disruptive to neighboring
residents with disorderly conduct, excessive noise, illegal
parking, and overcrowding. To help alleviate some of these
impacts, the City Council adopted an ordinance regulating
short-term vacation rentals (stays of less than 30 days),
including restrictions on operating outside the Coastal Zone. To operate a
short-term vacation rental, applicants must obtain a business license and permit
and provide an Impact Response Plan and a Declaration of Notification. They must
also acknowledge and agree to follow the city’s Good Neighbor Guidelines.
Neighboring residents who wish to report a problem with a short-term vacation
rental are encouraged to call the Code Enforcement hotline during business hours
at 760-434-5978 or the Carlsbad Police Department’s non-emergency hotline at
760-931-2197. Complaints may also be submitted online to stvr@carlsbadca.gov.
The city has
developed and
implemented tailored
programs to help
improve overall
awareness of a code
requirement and a
process to quickly
resolve any violations.
10 11
City of Carlsbad Code Enforcement Case Prioritization and Process Guide
SECTION 3
Signs
Temporary advertising signs, including real estate signs, placed in public spaces
such in the road median, affixed to light poles, along sidewalks and in parks can
cause blight and create unsafe conditions. As such, they are prohibited (except for
election signs during specified campaign periods) and may be summarily removed
by Code Enforcement staff. Signs may be retrieved by calling 760-602-2703 to
arrange for an appointment for recovery, which occurs each Wednesday between
8 and 10 a.m. at the city’s Parks Maintenance & Administration Yard, north gate,
located at 1166 Carlsbad Village Drive. The Division will not accept appointments
outside of this time. To retrieve signs, residents and/or businesses must bring a
photo ID validating their identity and ownership of the sign. All signs will be held
for a maximum of 30 calendar days, at which time they will be discarded.
Sidewalk Café Dining
Outdoor, sidewalk café dining
provides a pedestrian-oriented
activity that encourages a
dynamic street life and is an
important benefit to the city.
As such, there is a need to
balance use of the sidewalk in
the public right-of-way between
pedestrians and sidewalk
dining. Appropriate accessibility
on sidewalks and other right-
of-ways is crucial to ensure
that everyone can enjoy the
There is a need to
balance use of the
sidewalk in the public
right-of-way between
pedestrians and
sidewalk dining
11
Code Enforcement Case Prioritization and Process Guide City of Carlsbad
SECTION 3
amenities provided and ensure compliance with the Americans with Disabilities
Act. In response, the city developed a sidewalk dining policy as part of the 2019
updated Carlsbad Village and Barrio Master Plan, which requires the approval of a
Right-of-Way Use Permit. Code Enforcement staff enforces this policy by responding
to complaints, conducting periodic inspections and enforcing through the
administrative processes set forth in this guide (see Section 4).
Sober Living Homes
Sober living homes are recovery focused living
environments for individuals attempting to abstain from an
addiction, typically drugs and alcohol. Often found in single-
family homes in existing and established neighborhoods,
sober living homes can be the subject of concern from
neighborhood residents who claim to experience
inappropriate and nuisance related behaviors from home
occupants. However, pursuant to state and federal law, local
jurisdictions are greatly limited in their ability to regulate
these homes, as well as many other types of recovery-based
group homes. On May 12, 2020, staff presented a Recovery-
Based Group Homes white paper for the City Council that
provides more detail on the subject (Agenda Item #3).
While the city cannot impose unique restrictions on most
recovery-based group homes including sober living
homes, the city will investigate all complaints to determine
whether any local enforcement action can be taken. The
Code Enforcement Division has also developed a working
relationship with the California Department of Social
Services, Community Care Licensing Division and the
California Department of Health Care Services, which are charged with licensing
certain group homes. As complaints are received by the city, they are routed to the
appropriate state agency within one business day of receipt. Staff will follow up
with the complaining party informing them of any state action taken.
While the city
cannot impose
unique restrictions
on most recovery-
based group homes
including sober
living homes, the
city will investigate
all complaints to
determine whether
any local enforcement
action can be taken.
13
13
This process is intended to inform and guide the public on the steps taken by Code
Enforcement staff to resolve code violations. The process includes five basic steps,
as reflected below:
1STEP
Complaint
Filed
2STEP
Violation
Confirmation
3STEP
Notice of
Violation
4STEP
Enforcement
Action
5STEP
Case
Closure
In most cases, Code Enforcement Division staff will be the primary point of contact
throughout the process. However, should the violation require the approval of
a discretionary or building permit, a project planner or building technician will
also be assigned the case, but Code staff will remain engaged until the permit is
finalized by a Building Department inspector.
1STEP Complaint Filed
Virtually all code cases processed by the Code Enforcement Division
originate as a complaint filed by a resident or a business person.
A complaint can be filed by calling 760-602-2703, submitted in an email to
codeenforcement@carlsbadca.gov. The following information must be provided at
a minimum before Code Enforcement staff will initiate Step 2 of the process.
• Address of the alleged violation
• Detailed description of the observed violation
• Photos of the violation, if possible
• Complainant’s name and contact information
CODE ENFORCEMENT Processing Steps
SECTION 4
14 15
City of Carlsbad Code Enforcement Case Prioritization and Process Guide
SECTION 4
2STEP Violation Confirmation
When a complaint is filed, staff must first confirm the validity of the
violation. This often requires research, fact-checking and an on-site
inspection conducted by Code Enforcement staff. Some of the actions and research
that are conducted by staff during this initial confirmation stage is listed below.
• Open/assign a case
• Get clarification from complainant
• Review prior permit approvals
• Review county assessor, recorder and tax collector records
• Review historic aerial imagery
• Coordinate with other city divisions, departments and outside agencies
• Site inspection
Receiving a notice of violation from the city can be stressful. As such, it is important
that city staff spend the necessary time and effort conducting the appropriate level
of research to confirm that a violation has occurred before enforcing such violation.
3STEP Notice of Violation
Once a violation has been confirmed, staff will typically issue a notice of
violation (written administrative warning). There is no financial penalty
associated with a notice of violation. This notice accomplishes two important
objectives: 1) Alerts the responsible party that a violation (often unknown to them)
exists on property which the individual owns, controls or occupies; and, 2) guides
the responsible party in navigating the city’s processes to resolve the code case.
The notice details the following:
• Code section(s) in violation;
• Actions and steps necessary to bring the violation into compliance;
• Timeframe to complete the requested correction(s);
• Name and number of the Code Enforcement staff person who will be the
primary contact throughout the process;
• If the notice contains a public nuisance charge, it is immediately appealable
and will provide appeal rights information.
When a complaint is
filed, staff must first
confirm the validity
of the violation.
15
Code Enforcement Case Prioritization and Process Guide City of Carlsbad
SECTION 4
4STEP Enforcement Action
As previously noted, the focus of the Code Enforcement Division is
to obtain compliance. As such, the responsible party will be given
reasonable compliance dates to accomplish required actions. Maintaining the
compliance schedule is important. However, the Division understands that
on occasion, issues arise that are beyond the control of the responsible party,
which cause unexpected and unintended delays in meeting set deadlines. The
administrative enforcement procedure is designed to provide the responsible
party with more than enough time to respond to requirements; especially during
the initial stages of enforcement. Should more time be needed, it is important for
the responsible party to notify Code Enforcement staff as soon as possible. If the
Division determines that the delay is legitimate and reasonable, the Division will
typically grant a time extension.
Unfortunately, in some cases, stronger enforcement remedies are necessary to
maintain progress. Failure to timely resolve the violation within the time frame
specified in the notice of violation may result in the issuance of administrative
citations, the assessment of administrative costs, and/or the imposition of civil
penalties or criminal penalties. For violations that are severe and adversely impact
public health and safety, a Stop Work Order may be issued requiring that all
activities immediately stop, or the city may abate any violations deemed a public
nuisance. Responsible parties have the right to appeal administrative citations and
most other administrative determinations, and can challenge civil and criminal
actions in a court of law. Refer to Section 8 for more information.
5STEP Case Closure
When Code Enforcement staff confirms that a violation has been
resolved, an explanation of the investigation and resolution is
communicated to the complaining party, if requested. For certain cases,
communication is also sent to the responsible party (in cases of a verified violation)
confirming that the matter was adequately resolved, and the case has been closed.
These communications promote transparency and help “close the loop” with
impacted citizens.
17
17
The city has limited resources in both staffing and funding to respond and treat all
complaints and violations as a high priority. As such, the Code Enforcement Division
must choose how best to use its resources and prioritize cases based on the nature
of the violation and its impact on public health, safety and general welfare. To
ensure equitable enforcement and a transparent process,
the department has developed and adheres to the following
policies, which contribute and support the prioritization and
timeline standards discussed in Sections 6 and 7.
Complaint-Based Enforcement
The majority of cases pursued by staff are complaint-based
and originate from a resident or business person. Given current
resource levels and the number of complaints that the Division
receives each month (close to 200), the Division generally
does not conduct proactive areawide sweeps. There are exceptions to this policy
where staff will conduct proactive enforcement. Those limited violation types are
listed below. Also, any additional violations readily witnessed during staff’s site
investigation could be considered and made part of the open enforcement case.
CODE ENFORCEMENT Processing Policies
SECTION 5
The majority of cases
pursued by staff are
complaint-based
and originate from
a resident or
business person.
Nuisance – junk — before (left) and after
18 19
City of Carlsbad Code Enforcement Case Prioritization and Process Guide
SECTION 5
Additionally, violations of a similar nature found on the property adjacent to the
original complaint location (e.g., next door neighbor) may be pursued to obtain an
overall effective outcome.
Violations that may be pursued proactively:
• Public Health & Safety Code violations
• Active construction without a permit
• Stormwater runoff
• Unauthorized slope excavation
• Unpermitted signs
• Graffiti
Privacy of the Complainant
For staff to initiate and process a case on an alleged violation,
the complainant must provide the Division with their name
and contact information; the city does not accept anonymous
complaints. That said, the city will protect the anonymity
of the complainant by not disclosing or providing personal
identifying information to the public unless the complaining
party provides consent to do so or unless required by a court order.
Communication
A lack of awareness of existing regulations is what often leads to code violations.
Additionally, complaining witnesses may feel helpless or frustrated if not provided
with regular status updates on a code case. As such, it is critical that staff clearly
communicate to all parties involved. Staff must plainly and concisely communicate
their directions, expectations and justifications to the person responsible for
resolving the code violation. When enforcement resolution will require time to
complete, staff needs to provide the complainant with periodic updates and
expected date(s) for final resolution. These communications promote transparency
and minimize confusion and further frustration.
The city does not
accept anonymous
complaints.
19
Code Enforcement Case Prioritization and Process Guide City of Carlsbad
SECTION 5
Progressive Citation Protocols
When there is reason to believe that a violation has or is occurring, the following
notification protocols are applied.
• Verbal Warning. This involves a polite conversation with the responsible
party who agrees to stop the activity or correct the minor violation within
24 hours. Violations that qualify for a verbal warning are minor in scale and
include things like basketball hoops in the right-of-way or an inoperable
vehicle in the driveway.
• Notice of Violation. If
a responsible party fails
to comply with a verbal
or courtesy warning, the
observed violation cannot
be addressed within 24
hours, or the violation is
more serious, staff will
issue an notice of violation.
The notice will include
the following minimum
information:
• Description of
the violation
• Deadline for
compliance
• Code section
describing violation
• City staff name &
contact information
• Corrective actions
required
• Consequences for
noncompliance
• Appeal rights (if a public
nuisance violation)Inoperable vehicles — before (top) and after
20 21
City of Carlsbad Code Enforcement Case Prioritization and Process Guide
SECTION 5
• Administrative Citation. The responsible party who fails to timely comply
with the notice of violation will be issued an administrative citation. In most
cases, up to three administrative citations may be issued before the City
Attorney is consulted to discuss abatement and other alternative remedies.
The administrative citation will include the same components as the notice of
violation with a progressive penalty.
• 1st Administrative Citation — $100
• 2nd Administrative Citation — $200
• 3rd Administrative Citation — $500
Note: Some violations may be cited at a higher penalty rate.
• Immediate Enforcement. Certain types of violations constitute an imminent
public safety and health hazard (i.e., unpermitted and active construction),
which may require immediate action by the city and typically includes
issuance of a “Stop Work Order” or “Unsafe Structure Notice,” or an
abatement order. These notices require strict compliance to ensure public
safety and health, and as such they may be enforced with strict remedies
and higher penalties.
Recreational vehicles, boats and trailers — before (left) and after
21
Code Enforcement Case Prioritization and Process Guide City of Carlsbad
SECTION 5
Repeat and Recurring Violations
Repeat or recurring violations exist when the responsible party has demonstrated
an inability or unwillingness to cease the unpermitted or unlawful activity after
being noticed of the violation. In these circumstances, staff may deviate from the
tiered notification process described above and immediately issue administrative
citations and penalties and/or consult with the City Attorney’s Office to determine
the best course of action.
Compliance Schedule
Some violations require approval of a permit. Depending upon the permit type,
the process could take anywhere from three to six months or longer to complete.
As such, it is important that violations requiring a permit are processed in an
expeditious and timely manner. As part of permit processing, Code Enforcement
staff may, in collaboration with the building technician or project planner, develop
a code compliance schedule with specified key milestones and deadlines. The
responsible person and city staff will review and discuss the schedule to ensure
clarity and set expectations for compliance. Refer to the Community Development
Department Permit and Service Delivery Guide for more information on the
permit process.
Activities Pending Permit Approval
The city has the discretion to not take further enforcement action if diligent and
measurable progress is being made to resolve a code violation pending permit
approval. The city may allow the use to temporarily continue under the following
conditions:
• The violation does not cause serious or immediate health/safety risks;
• The violation does not create a public nuisance;
• All specified processing timelines are consistently being met;
• No new violations occur during the processing of the permit; and,
• The responsible party(ies) implement and maintain temporary mitigation
measures to minimize adverse impacts of violation(s) while the permit is
being processed.
22 23
City of Carlsbad Code Enforcement Case Prioritization and Process Guide
SECTION 5
Extension of Time
The city may, in its sole discretion, authorize an extension of time for bringing a
violation(s) into compliance. Code Enforcement staff shall consider several factors
when determining whether to authorize an extension. Any extension requests shall
be set forth in writing with appropriate performance milestones and deadlines. The
extension shall be acknowledged and agreed upon by the responsible party and
staff. Considering factors for an extension:
• No public health or safety issues
• Reasonable need for more time
• Nature of violation
• Measurable progress
• Ongoing and open communication with city staff
Owner Versus Owner
On occasion, one property owner files a complaint against another, which results
in a retaliatory complaint being filed. This sometimes escalates into multiple
complaints being filed by the two parties where the enforcement process is used
to antagonize and harass the two parties. The Division may exercise its discretion
in handling owner versus owner complaints. If it is found that complaints are being
used to harass or retaliate against a neighbor, and staff’s investigation reveals
limited, credible evidence to support a code violation, staff may choose to limit or
refrain from enforcement action and refer the owners to voluntary mediation or to
consult with private legal counsel.
Agency and Department Coordination
Not all code violations are handled by the Code Enforcement Division; sometimes
an enforcement matter is handled by a non-city agency or requires coordination
from another city department. If a complaint is filed on a violation that falls outside
the Division’s authority, Code Enforcement staff will provide the complainant with
the appropriate name and contact number of the agency/department responsible
for follow-up. To ensure collaboration and consistency, Code Enforcement staff
will be the point of contact in cases where a violation requires comment and
coordination with multiple agencies or departments.
23
The city receives upwards of 2,000 formal code enforcement
complaints per year, with an average of 150 cases being actively
processed at any given time. As such, it is important to prioritize
and respond to enforcement cases based upon level and
magnitude of the potential impacts to public health and safety,
with consideration given to the availability of staff resources.
To help with the prioritization process, cases are categorized
into one of four main classifications according to the severity
of the violation.
CODE ENFORCEMENT Prioritization and Timelines
SECTION 6
It is important
to prioritize
and respond to
enforcement cases
based upon level
and magnitude
of the potential
impacts to public
health and safety.
18%
4%9%
7%
6%
7%
17%
17%
15%
State Building & Housing Code Violations
Zoning
Signs
Miscellaneous MunicipalCodeViolations
IllegalConstruction
RVs, Boats, Trailers
NuisanceViolations
Vegetation
Short-Term Vacation RentalViolations
Typical Violations by Type
24 25
City of Carlsbad Code Enforcement Case Prioritization and Process Guide
SECTION 6
VIOLATION
CATEGORY
DESCRIPTION
OF CONDITIONS
TYPES OF
VIOLATIONS
CITY’S INITIAL
RESPONSE
CITY’S TARGET
RESOLUTION
Category 1 Immediate
threat, unsafe
and hazardous
conditions1
Severely damaged/falling
structures and signs,
unsecured/abandoned
structures, active and
unpermitted construction
(including grading),
unfenced pools and other
related public health/
safety issues
Within 1
business day of
complaint
Within 3
business days
of complaint
for a temporary
resolution;
permanent
resolution
varies based on
circumstances
Category 2 Nuisance and
blight-causing
conditions2
Inoperable/abandoned
vehicles, outdoor storage,
trash/debris, noise,
hoarding, graffiti3 and
animals
Within 3
business days
of complaint
Within 30
business days of
complaint
Category 3 Miscellaneous
violation
conditions
Vegetation/yard
maintenance, lighting,
business licenses, signs,
zoning violations that
do not require a permit,
violation of use permit
conditions, short-term
vacation rentals, other
violations typically not
requiring a permit
Within 5
business days
of complaint
Within 50
business days of
complaint
Category 4 Permit-
requiring
conditions 1, 2, 4
Includes permanent right-
of-way encroachments,
construction, grading
and uses requiring
discretionary approval
Within 10
business days
of complaint
Within 90 to 180
business days of
complaint
1 Category 1 violations require the responsible party to stop all work and secure the property until required permits are obtained. Once
work has been stopped/site secured, the violation is processed as a Category 4 violation, if appropriate.
2 In some cases, a nuisance-related condition (i.e., sign) may require a permit. In those cases, the violation will be processed as a Category 4
violation.
3 For the removal of graffiti, the city’s targeted resolution date is 7 business days from receipt of the complaint.
4 Target resolution date includes time required to hire professionals to prepare plans and application, city to review and issue permit,
and applicant to secure contractor to complete the improvements. Refer to the Community Development Department Permit Service
Delivery Guide for additional detail on permit processes.
25
CODE ENFORCEMENT Standard Processing Procedures
SECTION 7
Code enforcement case review processes have been standardized with defined
tasks and associated timelines in order to obtain a targeted resolution date. These
procedures help staff efficiently and effectively navigate the
responsible party through the steps necessary to remedy a
code violation. Additionally, established procedures provide
citizens transparency and predictability of the process
and status of a code case. Code cases can vary in type and
complexity, and therefore may need to deviate from the
procedures described below.
Procedures
These procedures are for guidance to staff only and should
be used in addition to professional judgment to provide and maintain high level
quality customer service. Should an issue arise that causes delay in our response,
the responsible party and the complainant will be notified as soon as possible.
Approximately7%
of Complaints
Violation Category 1
Target Response < 1 Business Day
Target Resolution < 3 Business Days
Unsafe & Hazardous Conditions
Within 1 Business Day of Initial Receipt of the Complaint
• Case Development. Create a case file, enter complaint/property
information, create task assignments in EnerGov (city tracking system) and
assign case responsibility to appropriate staff.
Established
procedures provide
citizens transparency
and predictability
of the process and
status of a code case.
26 27
City of Carlsbad Code Enforcement Case Prioritization and Process Guide
SECTION 7
• Conduct Site Inspection. Staff visits and, if necessary, takes photos of
the site/violation and attempts to make personal contact.
• Issuance of Notice of Violation/Stop Work Order. Once the violation
is confirmed, a notice of violation (no financial penalty) is issued to
the responsible party, giving 24 hours to comply with most corrective
action(s). In instances involving active construction/grading without a
valid permit, staff will issue a Stop Work Order. This order mandates that
the site be secured and all construction requiring a permit be halted
immediately.
Within 2 Business Days of Initial Receipt of the Complaint
• Compliance Confirmation. Staff confirms that the responsible party
complied with the corrective action(s) specified in the notice. Photos are
taken. If compliance has not been achieved, an administrative citation is
issued, giving another 24 hours to comply. A personal contact attempt
is made.
Within 3 Business Days and Until Violation is Resolved
• Update. Staff will call or email the complainant to advise them of the
current status of the case.
• Continued Enforcement. Staff will inspect and issue citations until the
immediate life/safety/health hazard is corrected. Administrative citation
penalties for most violations are $100 for a first violation, $200 for a
second violation, and $500 for a third or subsequent violation. They can
accumulate at a rate of $500 per day, per violation, if the hazard/violation
is not corrected. Administrative costs may also be assessed. In addition to
or as an alternative to administrative citations and cost assessment, staff
may also seek authority to pursue summary abatement proceedings.
Once the immediate hazard/violation has been corrected, most cases in
Category 1 will require the issuance of a discretionary permit or building
permit to fully address the violation. Once the violations are corrected to
eliminate immediate life/safety/health violations, the code case will be closed
and reopened as a Category 4, subject to the specified processing standards.
The case will be closed once all violations have been fully corrected. The case
will be closed once all violations have been fully corrected.
27
Code Enforcement Case Prioritization and Process Guide City of Carlsbad
SECTION 7
Approximately27%
of Complaints
Violation Category 2
Target Response < 3 Business Days
Target Resolution < 30 Business Days
Nuisance & Blight-Causing Conditions
Within 3 Business Days of Initial Receipt of the Complaint
• Case Development. Create a case file, enter complaint/property
information, create task assignments in EnerGov (city tracking system) and
assign case responsibility to appropriate staff.
• Conduct Site Inspection. Staff visits and, if necessary, takes photos of
the site/violation and attempts to make personal contact.
Within 10 Business Days of Initial Receipt of the Complaint
• Issuance of Notice of Violation. Once the violation is confirmed, a
notice of violation (no financial penalty) is issued to the responsible party,
setting forth corrective action(s) and requiring compliance within 10
business days in most cases.
Within 30 Business Days of Initial Receipt of the Complaint
• Follow Up Contact/Site Inspection. Staff conducts a second site visit
to confirm that the required corrective actions have been addressed.
As appropriate, staff may call or email the complainant to advise of the
current status of the case and next steps.
• Issuance of Final Notice of Violation. If compliance has not been
achieved within 10 business days from the issuance of the notice of
violation, the code officer will issue a final notice of violation (no financial
penalty) restating the corrective action(s) and requiring compliance within
5 business days.
• Follow Up Contact/Site Inspection. Staff conducts a third site visit to
confirm that corrective action(s) have been addressed. As appropriate,
staff may call or email the complainant to advise of the current status of
the case and next steps.
28 29
City of Carlsbad Code Enforcement Case Prioritization and Process Guide
SECTION 7
• Issuance of Administrative Citation. Staff confirms that the
responsible party complied with the corrective action(s) specified in
the notice. If compliance has not been achieved an administrative
citation is issued.
• Continued Enforcement. Staff will inspect and issue citations until the
violation is corrected. Most administrative citation penalties are $100
for a first violation,
$200 for a second
violation, and
$500 for a third or
subsequent violation.
They can accumulate
at a rate of $500 per
day, per violation,
if the violation
is not corrected.
Administrative
costs may also be
assessed. In addition
to or as an alternative
to administrative
citations, staff may
also seek authority
to pursue summary
abatement or
abatement.
Nuisance – junk — before (top) and after
29
Code Enforcement Case Prioritization and Process Guide City of Carlsbad
SECTION 7
Approximately51%
of Complaints
Violation Category 3
Target Response < 5 Business Days
Target Resolution < 50 Business Days
Miscellaneous Conditions
Within 5 Business Days of Initial Receipt of the Complaint
• Case Development. Create a case file, enter complaint/property
information, create task assignments in EnerGov (city tracking system) and
assign case responsibility to appropriate staff.
• Conduct Site Inspection. Staff visits and, if necessary, takes photos of
the site/violation and attempts to make personal contact.
Within 25 Business Days of Initial Receipt of the Complaint
• Issuance of Notice of Violation. Once the violation is confirmed, a
notice of violation (no financial penalty) is issued to the responsible party,
setting forth the required corrective action(s) and requiring compliance
within 10 business days.
• Follow Up Contact/Site Inspection. Staff conducts a second site visit
to confirm that the required corrective actions have been addressed.
As appropriate, staff may call or email the complainant to advise of the
current status of the case and next steps.
• Issuance of Final Notice of Violation. If compliance has not been
achieved within 10 business days from the issuance of the notice of
violation, the code officer will issue a final notice of violation (no financial
penalty) restating the corrective action(s) and requiring compliance within
5 business days.
• Follow Up Contact/Site Inspection. Staff conducts a third site visit to
confirm that corrective action(s) have been addressed. As appropriate,
staff may call or email the complainant to advise of the current status of
the case and next steps.
30 31
City of Carlsbad Code Enforcement Case Prioritization and Process Guide
SECTION 7
Within 50 Business Days of Initial Receipt of the Complaint
• Issuance of Administrative Citation. Staff confirms that the responsible
party complied with the corrective action(s) specified in the notice. If
compliance has not been achieved an administrative citation is issued.
• Continued Enforcement. Staff will inspect and issue citations until the
violation is corrected. Most administrative citation penalties are $100
for a first violation, $200 for a second violation, and $500 for a third or
subsequent violation. They can accumulate at a rate of $500 per day, per
violation, if the violation is not corrected. Administrative costs may also be
assessed. In addition to or as an alternative to administrative citations, staff
may also seek authority to pursue summary abatement or abatement.
Note: In rare cases, a Category 3 violation may be remedied with a permit. Under
these circumstances, the code case will be processed under the procedures
for Category 4 until permits are approved by the Community Development
Department and a certificate of occupancy is issued.
Approximately15%
of Complaints
Violation Category 4
Target Response < 10 Business Days
Target Resolution < 90–180 Business Days
Permit Requiring Conditions
Within 5 Business Days of Initial Receipt of the Complaint
• Case Development. Create a case file, enter complaint/property
information, create task assignments in EnerGov (city tracking system) and
assign case responsibility to appropriate staff.
• Research. Staff conducts research to confirm that a violation exists,
including the review of records of prior permit approvals, county tax
records, historic aerial imagery and coordination with other divisions,
departments and outside agencies.
31
Code Enforcement Case Prioritization and Process Guide City of Carlsbad
SECTION 7
• Conduct Inspection. Staff visits and, if necessary, takes photos of the site/
violation and attempts to make personal contact.
Within 10 Business Days of Initial Receipt of the Complaint
• Issuance of Notice of Violation. Once the violation is confirmed, a notice
of violation (no financial penalty) is issued to the responsible party, setting
forth the required corrective action(s) and requiring compliance within 10
business days.
Within 25 Business Days of Initial Receipt of the Complaint
• Follow up Contact. Staff contacts responsible party to confirm that
corrective actions have been satisfied. As appropriate, staff may call or
email the complainant to advise of the current status of the case and next
steps.
• Issuance of Final Notice of Violation. If compliance has not been
achieved within 10 business days from the date of issuance of the notice
of violation, the code officer will issue a final notice of violation (no
financial penalty) restating the required corrective action(s) and requiring
compliance within 5 business days.
Within 35 Business Days of Initial Receipt of the Complaint
• Follow up Contact. Staff contacts responsible party to confirm that
corrective actions have been satisfied. As appropriate, staff may call or
email the complainant to advise of the current status of the case and next
steps.
• Issuance of Administrative Citation. Staff confirms that the responsible
party complied with the corrective action(s) specified in the notice. If
compliance has not been achieved an administrative citation is issued.
• Continued Enforcement. Staff will inspect and issue citations until the
violation is corrected. Most administrative citation penalties are $100
for a first violation, $200 for a second violation, and $500 for a third or
subsequent violation. They can accumulate at a rate of $500 per day, per
violation, if the violation is not addressed. Administrative costs may also
be assessed. In addition to or as an alternative to administrative citations
and costs, staff may also seek authority to pursue summary abatement or
abatement.
32 33
City of Carlsbad Code Enforcement Case Prioritization and Process Guide
SECTION 7
Following 90 Business Days of Initial Receipt of the Complaint
•Compliance. For violations requiring the approval of a discretionary
permit or significant structural improvements requiring a building
permit (i.e., room addition), the responsible party is generally given 90
days to develop plans and submit a complete application to the city for
processing. Staff will not close the case until the Community Development
Department has finalized the permit. For violations requiring simpler
permit review (i.e., water heaters, electrical, plumbing improvements, etc.),
a shorter compliance date will be given. If a permit is determined not to
be needed, then the case will be closed by Code Enforcement staff. If the
use/structure cannot be permitted, the city will determine a reasonable
period of time for the responsible party to correct the violation.
Unsafe and hazardous conditions — trees overhanging the right-of-way
33
Administrative Citation Penalties
In those instances when an administrative citation penalty is issued by the Code
Enforcement Division, the responsible party has thirty (30) days from the date of
issuance to pay the corresponding penalty(ies). Additionally, the responsible party
must take one of the following actions to avoid additional penalties:
• Correct the Violation. The responsible party(ies) corrects
the violation by the compliance date specified in the
administrative citation and contacts the city to request a
re-inspection AND pays the corresponding penalty(ies)
within the 30-day payment period or late fees may accrue.
In the case of a public nuisance notice of violation, correct
the violation by the compliance date specified in the notice
of violation and contact the city to request re-inspection; OR
• Request a Hearing. The responsible party(ies) may
request a hearing to appeal the administrative citation
within thirty (30) days from the date of issuance of the
administrative citation, together with an advance deposit of the corresponding
penalty(ies). Administrative appeals will not be processed or scheduled unless
the completed appeal paperwork is properly filed along with payment of the
advance deposit. In the case of a public nuisance notice of violation, an appeal
must be filed within 10 days of issuance of the notice of violation (no advance
deposit required since there is no penalty associated with such violations).
How to Appeal an Administrative Citation
Any person issued an administrative citation penalty or public nuisance notice of
violation may contest the notice by filing an appeal with the city to have the matter
heard before an independent administrative hearing officer. Verbal warnings or
notices of violation for non-public nuisance violations are not subject to the appeal
process; however, individuals may have their disagreements heard through the
Guaranteed Second Opinion/Project Issue Resolution process.
CODE ENFORCEMENT Penalties, Appeals and Mediation
SECTION 8
Any person issued an
administrative citation
penalty or public
nuisance notice of
violation may contest
the notice by filing
an appeal.
34 35
City of Carlsbad Code Enforcement Case Prioritization and Process Guide
SECTION 8
A responsible party or property owner may file an appeal by completing and
signing an Appeal & Request for Administrative Citation Hearing form, which is
available on the city website or upon request from the Code Enforcement Division
by contacting 760-602-2703. The appeal form must be completed in entirety and
include the full payment of the penalty amount. The form must be mailed to the
Code Enforcement Division and received within thirty (30) calendar days of the
issuance of the administrative citation. The following is important information to
note when submitting appeals:
• Each violation being appealed must have the reason/explanation as to why an
appeal is being requested for that specific violation.
• Deposit of the penalty amount may only be made by personal check, cashier’s
check or money orders made payable to “City of Carlsbad”. Cash will not be
accepted.
• Completed appeal forms may be mailed to:
City of Carlsbad
Code Enforcement Division
1200 Carlsbad Village Drive
Carlsbad, CA 92008
• If applicable, Advance Deposit Hardship Waiver requests must be made on a
separate form within ten (10) days of the date of issuance of the administrative
citation (see section below on “Advance Deposit Hardship Waivers”).
• A notice of violation for a public nuisance may be appealed within ten (10)
days of issuance of the notice of violation. No other violation types may be
appealed at the notice of violation phase.
• Once reviewed by the city, if the appeal application is timely and complete,
a hearing date will be set for no less than fifteen (15) days and no more than
sixty (60) days from the date the appeal is filed with the city.
• If the administrative citation or public nuisance notice of violation is dismissed
at the appeal hearing, a refund of the penalty amount paid shall be issued.
Hearing Procedures
All hearings are held before an independent impartial administrative hearing
officer. At the hearing, the parties present their evidence, findings, arguments and
both parties may bring witnesses, which can be cross-examined. Any relevant
evidence can be admitted into record and oral evidence is taken under oath
or affirmation. The hearings are recorded and do not need to be conducted in
accordance with the formal rules of evidence.
35
Code Enforcement Case Prioritization and Process Guide City of Carlsbad
SECTION 8
Hearing Officer’s Decision
If the Hearing Officer determines that the violation should be upheld, the penalty
amount will be retained by the city. If the hearing officer determines that the
evidence presented does not support the violation, any administrative citation
penalties shall be deemed null and void and the city will refund the penalty
amount within four to six weeks. The written decision of the hearing officer is the
city’s final administrative decision. An appellant may obtain judicial review of a final
administrative decision by
filing an appeal with the San
Diego County Superior Court
according to applicable
court rules.
Advance Deposit
Hardship Waivers
The city realizes administrative
citations have a financial
impact on responsible parties
and offers to qualifying
individuals the opportunity
to waive the advance deposit
prerequisite for properly filing
and scheduling an appeal of an
administrative citation. NOTE:
The Advance Deposit Hardship
Waiver is separate from the
administrative appeal form.
The waiver must be completed
in its entirety, signed and
submitted within 10 days
of the date of receipt of an
administrative citation in order
to be considered by the city.
Incomplete applications will
not be processed by the city.
Illegal fence height — before (top) and after
36 37
City of Carlsbad Code Enforcement Case Prioritization and Process Guide
SECTION 8
Mediation Services
For a civil dispute that is not a violation of a code enforceable by the city, the City of
Carlsbad provides a mediation program free to residents. Mediation is a confidential
meeting between people who have a disagreement and a trained, neutral mediator
who guides a discussion of issues toward a mutually acceptable agreement. Cases
may be self-referred by any city resident who is involved in the dispute by calling
760-434-2807.
Some of the types of cases eligible for mediation involve neighbor-to-neighbor
issues, animal nuisances and property maintenance disputes. There are many
benefits mediation offers to residents, such as:
• It’s effective — most cases reach an agreement
• It’s free — exclusive to Carlsbad residents
• It’s fast — mediation can be scheduled quickly
• It’s convenient — mediation services are at the city’s buildings in Carlsbad
• It’s confidential — solutions are private and within your control
• It’s professional — mediators are highly trained and qualified
37
Code Enforcement Case Prioritization and Process Guide City of Carlsbad
SECTION 8
Often the first step in initiating mediation is to consider whether it is a viable option
for residents. Some points when determining if mediation is an option:
• The dispute has been ongoing
• You want to preserve a relationship being affected by conflict
• The dispute is upsetting and affecting your daily life
• You cannot afford the time and cost involved with litigation
• You are thinking about taking your dispute to court
• You would like to speak to the other party, so they may hear your concerns
• You would like to resolve the dispute without a third-party judgment
• Most importantly, both parties must voluntarily agree to participate in the
mediation session
Mediation is governed by California Evidence Code sections 1115-1128, which
provides that statements made during mediation are confidential and inadmissible
against another party in any subsequent non-criminal proceeding. Further the
mediators do not report back to any courts on the content of the mediation, nor are
they available to testify as to what was said during mediation. Confidentiality allows
people to express themselves without fear that their words will be used against
them later.
39
39
EnerGov
The department uses EnerGov, a project management and open government
software application. This application allows staff to manage project caseloads,
task assignments, workflows, and timelines in accordance with the performance
standards, processes and procedures described in this document. EnerGov can
generate a variety of reports that allow staff, supervisors and managers to monitor
and track productivity and to ensure timely delivery of work products.
Supervisors in the department provide training and support to staff in their
respective workgroup/division to ensure effective and consistent use of EnerGov
and to encourage feedback for periodic enhancements. Staff
are responsible for keeping information current and accurate
in EnerGov for the projects they manage and task assignments
that they are given, per the procedures described in Section
7 and supplemented in the Appendix of this guide. Staff
must keep tasks up-to-date to ensure efficient and effective
operations. EnerGov is also used as the main repository for all
project related correspondence.
EnerGov can
generate a variety
of reports that allow
staff, supervisors
and managers to
monitor and track
productivity and
to ensure timely
delivery of work
products.
SECTION 9
40 41
City of Carlsbad Code Enforcement Case Prioritization and Process Guide
SECTION 10
Appendix EnerGov Case Processing Tasks
TASK NAME DESCRIPTION TASK CATEGORY ASSIGNER ASSIGNEE
Admin
Admin: Case assignment Staff assigns the case to the appropriate
Code Enforcement officer
Admin Admin Staff Code Enforcement
Officer
Admin: Close case Close the case when violation resolved Admin Code Enforcement
Officer
Code Enforcement
Officer
Admin: Referral response Track status of responses/compliance dates
from city
Admin Admin Staff Admin Staff
Admin: Check Status Track compliance status of case Admin Code Enforcement
Officer
Code Enforcement
Officer
Meetings
Meeting: Property owner Meet with responsible party to discuss
status/next steps
Meeting Code Enforcement
Officer
Code Enforcement
Officer
Meeting: Supervisor Meet with the supervisor to discuss case
and review notice of violation or citation
Meeting Code Enforcement
Officer
Code Enforcement
Officer
Meeting Meet with Community Development to
discuss violation and possible solutions
Meeting Code Enforcement
Officer
Code Enforcement
Officer
Meeting: Outside agency Task to meet with outside agencies to
discuss violation and possible solutions
Meeting Code Enforcement
Officer
Code Enforcement
Officer
Meeting: Project Issue
Resolution
Schedule a Project Issue Resolution
Meeting
Meeting Code Enforcement
Officer
Code Enforcement
Officer
Meeting: City Attorney Consult the City Attorney on legal issues Meeting Code Enforcement
Officer
Code Enforcement
Officer
Investigations
Investigation: Site inspection Site visit to visually inspect the alleged
violation
Investigation Code Enforcement
Officer
Code Enforcement
Officer
Investigation: Follow up Research and confirm compliance with
corrective action followed
Investigation Code Enforcement
Officer
Code Enforcement
Officer
Investigation: Research Review past records and approvals Investigation Code Enforcement
Officer
Code Enforcement
Officer
41
Code Enforcement Case Prioritization and Process Guide City of Carlsbad
SECTION 10
TASK NAME DESCRIPTION TASK CATEGORY ASSIGNER ASSIGNEE
Notices
Notice: Site Inspection Request Issue a site inspection request form Enforcement
Action
Code Enforcement
Officer
Code Enforcement
Officer
Notice: Courtesy Notice Issue a letter to the responsible party
asking for voluntary compliance per the
template
Enforcement
Action
Code Enforcement
Officer
Code Enforcement
Officer
Notice: Stop Work Order Issue a Stop Work Order Enforcement
Action
Code Enforcement
Officer
Building Inspector
Notice: Notice of Violation Issue a notice of violation Enforcement
Action
Code Enforcement
Officer
Code Enforcement
Officer
Notice: First Admin Citation Issue an administrative citation when
responsible party fails to timely make
required correction action(s)
Enforcement
Action
Code Enforcement
Officer
Code Enforcement
Officer
Notice: Second Admin Citation Issue an administrative citation when
responsible party continues to fail to
comply with corrective action(s) in first
administrative citation
Enforcement
Action
Code Enforcement
Officer
Code Enforcement
Officer
Notice: Third Admin Citation Issue an administrative citation when
responsible party continues to fail to
comply with the corrective action(s)
Enforcement
Action
Code Enforcement
Officer
Code Enforcement
Officer
Notice: Closure Letter Prepare a letter to appropriate parties
closing the case
Enforcement
Action
Code Enforcement
Officer
Admin Staff
Hearings
Hearing: Administrative Confirm administrative hearing date with
admin staff
Hearing Admin Staff Admin Staff
Hearing: Planning Commission Confirm Planning Commission hearing date
with admin staff
Hearing Code Enforcement
Officer
Code Enforcement
Officer
Hearing: City Council Appeal Confirm City Council hearing date with
admin staff
Hearing Code Enforcement
Officer
Code Enforcement
Officer
Community Development Department
1635 Faraday Ave. | Carlsbad, CA 92008 | www.carlsbadca.gov