HomeMy WebLinkAboutCDP 2019-0015; SAUER RESIDENCE; GEOTECHNICAL GRADING PLAN REVIEW UPDATE AND RESPONSE TO THIRD PARTY REVIEW COMMENTS, PROPOSED NEW BUILDING ADDITIONS AND REAR YEAR SITE IMPROVEMENTS, 2465 JEFFERSON STREET, CARLSBAD, CALIFORNIA; 2021-06-28Project No. GI-17-09-139
June 28, 2021
Carefree Holdings, LLC
Mr. Chris Sauer
2465 Jefferson Street
Carlsbad, California 92008
§JI§ GEOTECHNICAL SOLUTIONS, INC.
Consulting Geotechnical Engineers
5931 Sea Lion Place, Suite 109
Carlsbad, California 92010
760-602-7815
smsgeosol.inc@gmail.com
Geotechnical Grading Plan Review Update And Response to Third Party Review Comments,
Proposed New Building Additions, 2465 Jefferson Street, Carlsbad, California
Project most current Grading Plans prepared by John L. Majocha, PE, dated February 15, 2021 for
the proposed constructions at the above-referenced property, were provided to us for review and
comments. A copy of the project plan (sheet 2 of 3) is reproduced herein and included with this
report as a Geotechnical Map, Figure 1. We are also in receipt of a "Third-Party Geotechnical
Review (First)" of our original report (Reference 4 of references below), prepared by Hetherington
Engineering, Inc. dated May 25, 2021. A copy of the Hetherington Engineering, Inc. review letter
is attached herein as an Appendix A.
Reference is made to the following reports prepared by this office in support of this project:
I. "Second Geotechnical Foundation Plan Review, Proposed New Building Additions, 2465
Jefferson Street, Carlsbad, California," Project No. GI-17-09-139, dated June 11, 2021.
2. "Geotechnical Foundation Plan Review, Proposed New Building Additions, 2465 Jefferson
Street, Carlsbad, California," Project No. GI-17-09-139, dated June 2, 2021.
3. "Geotechnical Update And Site/Grading Plan Review, Proposed New Building Additions
And Rear Site Improvements, 2465 Jefferson Street, Carlsbad, California," Project No. GI-
17-09-139, dated April 30, 2020.
4. "Limited Geotechnical Investigation, Proposed New Building Additions And Rear Yard Site
Improvement, 2465 Jefferson Street, Carlsbad, California," Project No. GI-17-09-13 9, dated
October 2, 2017.
Geotechnical Grading Plan Review Update And Response to Review Comments
Proposed New Building Additions, 2465 Jefferson Street, Carlsbad, California
June 28, 2021
Page 2
The referenced reports are on file with our office and copies can be obtained upon request.
The purpose of this effort was to review the project most current Grading Plans (Figure 1) from a
geotechnical engineering viewpoint, and confirm its compatibility with the site indicated
geotechnical conditions and recommendations given in the referenced reports. Updated/added
recommendations and clarifications to the third-party review comments are also presented in the
following sections.
I. SITE DESCRIPTION/ GEOTECHNICAL CONDITIONS
The project property remain substantially unchanged from those described in the referenced reports.
Topographic conditions and proposed development at the project property are shown on the enclosed
Geotechnical Map, Figure 1. As shown, the property is mostly characterized by a nearly level graded
building surface terminated along the western perimeter by a relatively large descending graded slope
developed over natural hillside terrain. Building pad surfaces were originally created by minor
grading efforts with shallow filling primarily as wall backfills in the western reaches of the level
building pad. The western descending hillside is a large graded slope with drainage terraces, which
descends nearly 40 feet at 2: 1 (to locally steeper) gradients to natural hillside terrain and the Buena
Vista Lagoon embankment below. Rear slope areas are heavily overgrown with trees and shrubs.
Evidence of slope instability is not readily apparent.
Detailed descriptions of the underlying geologic units at the project property are provided in the
referenced reports. In general, very dense to very tight Pleistocene Age Old Paralic Deposits (Qop)
which are widely spread in coastal areas of Carlsbad underlie the property and western descending
slope at or very shallow depths. Below, the Eocene Age Santiago Formation which is known to be
present beneath the Terrace Deposits.
Approximate location of exploratory borings and hand-dug test pit, as well as distribution of the
underlying geologic units, are transferred and depicted on the Figure 1. Pertinent geotechnical data
and engineering properties of the underlying soils are provided in the referenced report(s). A new
Geologic Cross-Sections A-A' depicting existing/proposed grades and site subsurface profile is
included as Figure 2.
11. PROPOSED BUILDING ADDITIONS AND IMPROVEMENTS
Based on our review, project most current plans substantially propose a similar development concept
that was used as a basis of our originally study. Proposed building addition pad and finish floor
elevations have remained substantially unchanged and significant cut-fill grading and ground
modifications are not proposed. Project earthwork operations are expected to mainly consist of
minor remedial and subgrade soil preparation efforts, pool excavations, and minor filling for
achieving rear patio grades. Building addition foundations will be embedded into the underlying
competent undisturbed Old Palatic Deposits that occur at shallow depths underneath the property.
However, based on the current plans, the proposed swimming pool is now moved eastward away
Geotechnical Grading Plan Review Update And Response to Review Comments
Proposed New Building Additions, 2465 Jefferson Street, Carlsbad, California
June 28, 2021
Page3
from the existing western perimeter short retaining wall (top of slope), and the existing wall is no
longer incorporated into the pool designs.
Building construction will consist of conventional wood frame structures with exterior stucco
supported on perimeter and interior continuous strip footings at least 15 inches wide and embedded
a minimum of 18 inches into the underlying dense and competent undisturbed Old Paralic Deposits,
as approved in the field. Spread pad footings will at least 24 inches square and also embedded 18
inches into approved undisturbed Old Paralic Deposits.
III. SITE CLASSIFICATION FOR SEISMIC DESIGN
Site soils are classified based on the upper 100 feet maximum of site subsoil profiles. In the absence
of sufficient or specific site data, appropriate soil properties are permitted to be estimated by the
project geotechnical consultant based on known geotechnical conditions, and Site Class D is
typically used as a "default," unless otherwise noted. Site Classes A and B shall not be assigned to
a site, if there is more than 10 feet of soil ( or fill) between the top of the underlying rock surface and
bottom of the foundation.
Site Classes A and B are most commonly supported by shear wave velocity determination (us, ft/s).
Site Class F, which may require a site response analysis, consists ofliquefiable or collapsible soils
and highly sensitive clayey soil profile. Site Classes C, D, and E soils may be classified using an
average field Standard Penetration Resistance (N) method for soil layers based on Section 20.4.2 of
ASCE 7-16. Where refusal is met for a rock layer (blow counts of 50 or greater for 6 inches or less
penetration), Ni is taken as 100 blows per foot. Site Classification is then established based on Table
20.3-1 of ASCE 7-16.
Requirements provided below are also applicable and should be incorporated in the project designs
where appropriate:
A. Site specific hazard analysis is required (see Section 11.4.8) in accordance with Chapter 21.2
of ASCE 7-16 for structures on Site Class E sites with values of Ss greater than or equal to
l .0g, and structures on Site Class D and E sites with values of S 1 greater than or equal to
0.2g. However, the following 3 exceptions are permitted for Equivalent Lateral Force design
(ELF) using conservative values of seismic design parameters in lieu of performing a site
specific ground motion analysis:
1. Structures on Site Class E sites with Ss greater than or equal to 1.0, provided the site
coefficient Fa is taken as equal to that of Site Class C.
2. For structures on Site Class D sites with S 1 greater than or equal to 0.2, a long period
coefficient (Fv) of 1. 7 may be utilized for calculation of Ts, provided that the value of
Seismic Response Coefficient (Cs) is determined by Equation (12.8-2) for values of the
fundamental period of the building (T) less than or equal to l .5Ts, and taken as 1.5 times
the value computed in accordance with either Equation 12.8-3 for T greater than 1.5 Ts
and less than or equal to TL or Equation 12.8-4 for T greater than TL.
Geotecbnical Grading Plan Review Update And Response to Review Comments
Proposed New Building Additions, 2465 Jefferson Street, Carlsbad, California
June 28, 2021
Page4
3. Structures on Site Class E sites with S 1 greater than or equal to 0.2, provided that T is
less than or equal to Ts and the equivalent static force procedure is used for the design.
B. Where Site Class B is recommended, and a site specific measurement is not provided, the
site coefficients Fa, Fv, and FPGA shall be taken as unity (1 .0) in accordance to Section
11.4.3 of ASCE 7-16.
C. Where Site Class D is selected as the "default" site class per Section 11.4.3 of ASCE 7-16,
the value of Fa shall not be less than 1.2. Where the simplified procedure of Section 12.4
is used, the value of Fa shall be determined in accordance with Section 12.14.8.1 , and the
values ofFv, SMS and SM ! need not to be determined.
At the project property very dense to very tight Pleistocene Age Old Paralic Deposits (Qop) occur
beneath site at shallow depths. Based on our analysis of available boring data and an in-situ average
Standard Penetration Resistance (N) of greater than 50 presumed representative of the upper 100 feet
of the site subsoil profile, Site Class C (Soft Rock), can be considered for the project site subsoil
profile, unless otherwise noted.
IV. SEISMIC DESIGN VALUES
Seismic design values are presented in the ASCE 7 Hazard Report prepared in accordance with
Chapter 16, Section 1613 of the 2019 California Building Code (CBC) and ASCE 7-16 Standard,
enclosed herein as an Appendix B. Presented values are generated using ASCE developed web
interface that uses the United States Geological Survey (USGS) web services and retrieves the
seismic design data in a report format.
V. GEOTECHNICAL GRADING PLAN REVIEW
Based on our review, project most current plans substantially propose a similar design concept and
remain acceptable to us from a geotechnical viewpoint. New pool location away from the existing
western perimeter short retaining wall (top of slope), in our opinion, has now improved project
designs, and is expected to facilitate planned new constructions.
VI. CONCLUSIONS AND RECOMMENDATIONS
All conclusions and recommendations provided in the reference reports stay valid and should be
incorporated on to the final plans and implemented during the construction phase, except where
specifically superseded or amended below:
A. Project designs and earthworks including excavations, grading, bearing soil preparations,
foundation trenching and related constructions shall be completed in accordance with
Chapter 18 (Soils and Foundations) and Appendix "J" (Grading) of the 2019 California
Geotechnical Grading Plan Review Update And Response to Review Comments
Proposed New Building Additions, 2465 Jefferson Street, Carlsbad, California
June 28, 2021
Page 5
Building Code (CBC), ASCE 7-16, the Standard Specifications for Public Works
Construction, City of Carlsbad Ordinances, the requirements of the governing agencies,
referenced documents and this update report, wherever relevant and as applicable.
B. Site grading and earthworks are not expected to impact the adjacent properties,
improvements and public right-of-ways provided development recommendations given in
the referenced reports and this update transmittal are incorporated into the final designs and
implemented during the construction phase. Added field recommendations, however, may
also be necessary and should be given by the project geotechnical consultant for the
protection of adjacent properties and improvements, and should be anticipated.
C. Soil design parameters will stay the same as specified in the referenced reports (Referenced
4 report). An additional seismic force due to seismic increments of earth pressure should
also be considered in the project designs, if appropriate and where applicable. A seismic
lateral inverted triangular earth pressure of 20 pcf (EFP), acting at 0.6H (H is the retained
height) above the base of the wall should be considered. Alternatively, seismic loading based
on Mononobe-Okake (M-O) coefficients may be considered for seismic force due to seismic
increments of earth pressure. The following relationships and design values are appropriate:
Wall Total Seismic Lateral y
Condition Lateral Pressure Pressure KA Ko Kb KAE KOE (pct)
Unrestrained PAE=PA + PAE dPAE=%KhYH2 0.24 -0.16 0.40 -127
Restrained PoE=Po + POE dPOE=KhYH2 -0.38 0.16 -0.54 127
D. The project swimming pool is now located a minimum of 5 feet way from the existing
western perimeter short retaining wall (top of slope), and the existing wall is not incorporated
into the pool designs. Consequently, the concrete platform and drilled CIP caissons pool
support, as specified in the referenced reports (Reference 4), is no longer required. However,
as a minimum, the following should be considered in the project pool designs and
construction:
1. Bottom of the pool excavation is expected to expose existing fills and cut ground as
approximately shown on the attached Figure 2. All existing fills shall be removed and
recompacted (minimum 90%), properly benched and keyed into the natural undisturbed
ground. The cut portion of bottom of the pool excavation shall also be additionally
undercut to a minimum depth of 18 inches and reconstructed to bottom of pool elevation
with minimum 90% compacted fills to eliminate cut-fill transition and construct a
uniform bearing soil conditions throughout. Bottom of pool remedial grading and
recompaction should be observed and approved in the field by the project geotechnical
consultant, prior to placing steel reinforcement.
2. Adequately reinforced extended perimeter pool wall type footing (key) shall be provided
at the bottom of the pool excavations along the western perimeter, adjacent to the
existing wall/top of descending slope (see Figure 2). The extended footing shall be at
Geotechnical Grading Plan Review Update And Response to Review Comments
Proposed New Building Additions, 2465 Jefferson Street, Carlsbad, California
June 28, 2021
Page 6
least 18 inches wide and embedded a minimum of 18 inches into the underlying Old
Paralic Deposits, but not less than 30 inches deep minimum. There shall be a minimum
of 15 feet horizontal distance from the bottom outside edge of the extended perimeter
pool wall footings to daylight. Steel reinforcement requirements for the extended
perimeter pool wall type footings (keys) should be provided by the project pool design
consultant.
3. The back drainage system (perforated pipe surrounded with crushed rocks all wrapped
in filter fabric) behind the existing western perimeter short retaining wall should be
verified. A well-functioning back drainage system shall be provide, if there is no or an
inadequate wall back drainage.
4. Pool excavations are expected to expose well-compacted sandy to silty sand (SP/SM)
deposits with very low expansion potential ( expansion index less than 20) based on
ASTM D4829 classification. However, due to pool location and overall site conditions,
in our opinion, the project pool designs should be based on "very high" expansive soils
(per ASTM D4829 classification).
5. Final pool designs should be provided by the project pool deign consultant based on an
apparent "very high expansion" soil conditions and pertinent design parameters provided
in the referenced reports. The pool should be designed empty ( counter pressure from
water in the pool should be neglected).
6. The pool should also be provided with minimum 15 inches wide by 18 inches deep grade
beam reinforced with minimum 2-#5 bars top and bottom around the top of the perimeter
walls.
VII. RESPONSE TO THIRD PARTY REVIEW
The following provide added information, clarifications and our response to the review comments
outlined in the "Third-Party Geotechnical Review (First)" by Hetherington Engineering, Inc. dated
May 25, 2021. Our responses are provided in the same order as the Third-Party Geotechnical
Review (see Appendix A):
Item #1: This transmittal represents an updated geotechnical report of the previous work
referenced herein. Additional and amended recommendations consistent of the
current plan, 2019 CBC and ASCE 7-16 are provided herein.
Item #2: An updated Geotechnical Map utilizing the most current Grading Plan showing the
existing topography, proposed structures and final design grades, geologic conditions,
and approximate locations of the exploratory test pit/borings is included with this
transmittal as Figure 1.
Item #3: Updated Cross-Section A-A utilizing the current grading plan showing the existing
topography, proposed structures and final design grades, approximate geologic
Geotechnical Grading Plan Review Update And Response to Review Comments
Proposed New Building Additions, 2465 Jefferson Street, Carlsbad, California
June 28, 2021
Page 7
contacts, and pertinent geologic conditions is attached to this transmittal as Figure
2.
Item #4: We have received the project most current Grading Plan (Figure 1) and reviewed it
as a part of this effort. Based on our review, the project Grading Plan (Figure 1) is
considered in substantial compliance with this transmittal and referenced reports,
provided our comments and amended recommendations given herein are also
incorporated into the final plans, where appropriate and as applicable.
Item #5: Detail description of proposed site grading, structures and site improvements are
provided herein, and remain substantially unchanged from those provided in the
referenced reports ..
Item #6: Major grading and earthworks are not planned in connection with the proposed
building additions and site improvements, and significant grading and construction
impacts on the adjacent private properties and improvements, and public right-of-way
is not anticipated
VII. L IMITATIONS
This geotechnical plan review is not a "Plan Check Review" and does not relieve the responsibility
of the project design consultant(s) and contractor(s) to get completely familiarized with the
requirements of the project soil report(s) and fully incorporate its recommendations into the project
design, plans and construction works, where appropriate, and as applicable. Our review and
comments are for general geotechnical conformance of the project plans with the intent of the project
soil reports and design recommendations. Review of structural and civil engineering calculations,
architectural intent and structural and civil engineering design modeling and basis, verification of
set back requirements, easements and right-of-ways, as well as code, city and county compliance are
beyond geotechnical engineering services. It is the owner's or his (her) representative's
responsibility to provided copies of all pertinent soil report( s ), updates, addendums and plan review
letters to respective design consultant(s), and general contractor and his (her) subcontractor(s) for
full compliance.
Geotechnical Grading Plan Review Update And Response to Review Comments
Proposed New Building Additions, 2465 Jefferson Street, Carlsbad, California
June 28, 2021
Page 8
This opportunity to be of service again is sincerely appreciated. Should any questions arise
concerning this report, please do not hesitate to contact this office. Reference to our Project No. GI-
17-09-139 will help to expedite our response to your inquiries.
We appreciate this opportunity to be of service to you.
6Jl6 Geotechnical Solutions, Inc.
Geotechnical Engineer
St~~
Engineering Geologist
SMS/SM/vs
Appendix A: Third-Party Geotechnical Review (First) dated May 25, 2021 , Hetherington
Engineering, Inc.
Appendix B: ASCE 7 Hazard Report.
Distribution: Addressee (2, e-mail)
Andrew Carlos Architect ( e-mail)
John Majocha, PE (e-mail)
Rick Somers, RSCA ( e-mail)
SJIS GEOTECHNICAL SOLUTIONS, INC.
GEOTECHNICAL MAP
2465 JEFFERSON STREET, CARLBAD, CA
SCALE: l" = 20'
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SMS GEOTECHNICAL
SOLUTIONS INC
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5931 Sea Lion Place, Suite I 09
Carlsbad, CA 92010
Legend -----------------------1
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Location ................ Approximate
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Geologic Cross Section
Approximate Location
of Boring
Approximate Location
of Test Pit
Qop
af Fill (Primarily
Wall Backfill)
Qop Old Paralic Deposits
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Project Number: GI-17-09-139
Figure Number: 1
CROSS SECTION A-A'
2465 JEFFERSON STREET, CARLBAD, CA
SCALE: 1" = 20'
SMS GEOTECHNICAL
SOLUTIONS INC
593 I Sea Lion Place, Suite 109
Carlsbad, CA 920 I 0
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80
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Proposed Pavers
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Approximated
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Project Number: GI-17-09-139
Figure Number: 2
APPENDIX A
HETHERINGTON ENGINEERING, INC.
SOIL & FOUNDATION ENGINEERING • ENGINEERING GEOLOGY • HYDROGEOLOGY May 25, 2021
City of Carlsbad
Community and Economic Development
1635 Faraday Avenue
Carlsbad, California 92008-73 14
Attention:
Subject:
References:
Amy Wickerham
THIRD-PARTY GEOTECHNICAL REVIEW (FIRST)
2465 Jefferson Street
Carlsbad California
Project ID: GR2021-0015/CDP2019-0015
Project No. 9358.1
Log No. 21432
I. "Limited Geotechnical Investigation Proposed New Building Additions, and Rear
Yard Improvements, 2465 Jefferson Street, Carlsbad, California" by Geotechnical
Solutions, Inc. dated October 2, 2017.
2. "Grading Plan For: Sayer Residence, 2465 Jefferson Street, Carlsbad, CA." by John
L. Majocha, P.E. dated February 15, 2017 (Sheets 1,2, and 3 f.3).
3. "City Storm Water Pollution Prevention Plan Tier 2, Sayer Residence; by John L.
Majocha; P.E., undated (sheets land 2 of 2)
Dear Ms. Wickerham:
In accordance with your request, Hetherington Engineering, Inc. has provided third-party
geotechnical review of Reference l. The following comments are provided for analyses
and/or response by the Geotechnical Consultant.
REVIEW OF GEOTECHNICAL REPORT
I . Due to the age of the "Limited Geo technical Investigation" (References 1 ), the
Consultant should provide an updated geotechnical report addressing the plans and
provide updated grading, foundation, and seismic design, consistent with the 2019
California Building Code, and ASCE 7-16 as necessary.
2. The Consultant should provide an updated geotechnical map/plot plan utilizing the
latest grading plan for the project to clearly show (at a minimum) a) existing site
topography, b) proposed structures/improvements, c) proposed finished grades, d)
locations of the subsurface exploration, and e) temporary slopes.
3. The Consultant should provide updated geologic cross-sections showing (at a
minimum) a) existing site topography, b) proposed structures/improvements, c)
5365 Avenida Encinas, Suite A • Carlsbad, CA 92008-4369 • (760) 931-1917 • Fax (760) 931-0545
333 Third Stree • Laguna Beach, CA 9265 • (949) 715-5440 • Fax (949) 715-5442
www.hetheringtonengineering.com
THIRD-PARTY GEOTECHNICAL REVIEW (FIRST)
Project No. 9358.1
Log No. 21432
May 25, 2021
Page2
proposed finished grades, d) geologic contacts, etc., e) locations of the subsurface
exploration and t) temporary slopes.
4. The Consultant should review the project grading and foundation plans, provide
any additional geotechnical recommendations considered necessary, and confirm
that the plans have been prepared in accordance with the geotechnical
recommendations.
5. The Consultant should provide an updated description of proposed site grading and
development.
6. The Consultant should provide a statement as to the impact of the proposed grading
and construction on adjacent properties.
Please call if there are any questions.
Sincerely,
HETHERINGTON ENGIN
Paul A. Bogseth
Professional Geologist 3
Certified Engineering G
Certified Hydrogeologist
( expires 3/31/22)
Distribution: 1-via
Mark D. Hetheringto
Civil Engineer 3048
Geotechnical Engi eer 397
( expires 3/31/22)
HETHERINGTON ENGINEERING, INC.
APPENDIXB
ASCE.
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ASCE 7 Hazards Report
Standard: ASCE/SEI 7-16
Risk Category: II
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C -Very Dense Soil and Soft Rock
1.059 So, 0.384
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USGS Seismic Design Maps based on ASCE/SEI 7-16 and ASCE/SEI 7-16
Table 1.5-2. Additional data for site-specific ground motion procedures in
accordance with ASCE/SEI 7-16 Ch. 21 are available from USGS.
Page 2 of 3 Thu Jun 24 2021
ASCE.
AM8l1CAN SOCtf1Y Of CMI. ENGINEERS
The ASCE 7 Hazard Tool is provided for your convenience, for informational purposes only, and is provided "as is" and without warranties of
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