HomeMy WebLinkAboutSDP 2021-0029; IONIS LOTS 21 AND 22; UPDATED GEOTECHNICAL REPORT; 2021-10-19UPDATE GEOTECHNICAL REPORT
IONIS LOTS 21 AND 22
(CARLSBAD OAKS NORTH
BUSINESS PARK)
CARLSBAD, CALIFORNIA
PREPARED FOR
IONIS PHARMACEUTICALS, INC.
CARLSBAD, CALIFORNIA
OCTOBER 19, 2021
PROJECT NO. 06442-32-31A
Project No. 06442-32-31A
October 19, 2021
Ionis Pharmaceuticals, Inc.
2855 Gazelle Court
Carlsbad, California 92010
Attention: Mr. Wayne Sanders
Subject: UPDATE GEOTECHNICAL REPORT
IONIS LOTS 21 AND 22 (CARLSBAD OAKS NORTH BUSINESS PARK) CARLSBAD, CALIFORNIA
Dear Mr. Sanders:
In accordance with your request, and authorization of our Proposal No. LG-21486 (dated
September 30, 2021), we have prepared this update geotechnical report for the proposed development
of the subject project. The accompanying report presents the findings of our study and, our
conclusions and recommendations pertaining to the geotechnical aspects of project development.
Based on the results of this study, the subject site can be developed as planned, provided the
recommendations of this report are followed.
Should you have questions regarding this investigation, or if we may be of further service, please
contact the undersigned at your convenience.
Very truly yours,
GEOCON INCORPORATED
Emilio Alvarado
RCE 66915
David B. Evans
CEG 1860
EA:DBE:arm
(e-mail) Addressee
GEOCON
INCORPORATED
G E OT E CHN I CAL ■E NV I RONMENTA L ■ MA T ER I A L S
6960 Flanders Drive ■ Son Diego, California 92121-297 4 ■ Telephone 858.558.6900 ■ Fax 858.558.6159
TABLE OF CONTENTS
1.PURPOSE AND SCOPE ...................................................................................................................... 1
2.PREVIOUS SITE DEVELOPMENT ................................................................................................... 1
3.SITE AND PROJECT DESCRIPTION ................................................................................................ 2
4.SOIL AND GEOLOGIC CONDITIONS ............................................................................................. 24.1 Compacted Fill (Qcf) .................................................................................................................. 34.2 Granitic Rock (Kgr) .................................................................................................................... 3
5.RIPPABILITY AND ROCK CONSIDERATIONS ............................................................................. 3
6.GROUNDWATER ............................................................................................................................... 4
7.GEOLOGIC HAZARDS ...................................................................................................................... 47.1 Ground Rupture .......................................................................................................................... 47.2 Seismicity ................................................................................................................................... 47.3 Subsidence .................................................................................................................................. 47.4 Tsunamis and Seiches ................................................................................................................. 57.5 Flooding ...................................................................................................................................... 57.6 Liquefaction and Seismically Induced Settlement ...................................................................... 57.7 Landslides ................................................................................................................................... 5
8.CONCLUSIONS AND RECOMMENDATIONS ................................................................................ 68.1 General ........................................................................................................................................ 68.2 Excavation and Soil Characteristics ........................................................................................... 68.3 Grading Recommendations ........................................................................................................ 88.4 Subdrains .................................................................................................................................. 108.5 Slopes ........................................................................................................................................ 108.6 Seismic Design Criteria ............................................................................................................ 118.7 Shallow Foundations ................................................................................................................ 138.8 Interior Concrete Slabs-on-Grade ............................................................................................. 158.9 Conventional Retaining Wall Recommendations ..................................................................... 168.10 Lateral Loading ......................................................................................................................... 208.11 Preliminary Pavement Recommendations – Flexible and Rigid .............................................. 208.12 Exterior Concrete Flatwork ...................................................................................................... 248.13 Storm Water Management (Detention Bio-Basins, Bioswales, Permeable Pavers) ................. 258.14 Site Drainage and Moisture Protection ..................................................................................... 268.15 Slope Maintenance.................................................................................................................... 278.16 Grading, Foundation and Retaining Wall Plan Review ............................................................ 27
LIMITATIONS AND UNIFORMITY OF CONDITIONS
MAPS AND ILLUSTRATIONS Figure 1, Vicinity Map Figure 2, Geologic Map Figure 3, Geologic Cross-Sections A-A’ through C-C’
APPENDIX A LABORATORY TESTING (Geocon Incorporated, 2007)
APPENDIX B City of Carlsbad BMP Design Manual – Categorization of Infiltration Feasibility Condition (Form I-8)
APPENDIX C RECOMMENDED GRADING SPECIFICATIONS
LIST OF REFERENCES
Geocon Project No. 06442-32-31A - 1 - October 19, 2021
UPDATE GEOTECHNICAL INVESTIGATION
1. PURPOSE AND SCOPE
This report presents the results of an update geotechnical study for the proposed Ionis Lots 21 and 22
development located in the Carlsbad Oaks North Business Park, Carlsbad, California (see Vicinity
Map, Figure 1). The purpose of this report was to evaluate the soil and geologic conditions within the
site and provide geotechnical recommendations pertaining to the development of the property as
proposed.
The scope of this update report included a review of:
1.Final Report of Testing and Observation Services During Site Grading, Carlsbad Oaks North
Business Park – Phase 2 (Phase 2 – Lots 13 through 19; Phase 3 – Lots 20 through 25 and
27), Carlsbad, California, prepared by Geocon Incorporated, dated December 11, 2007
(Geocon Project No. 06442-32-13).
2.Update Geotechnical Investigation, Carlsbad Oaks North Business Park and Faraday Avenue
Offsite, Carlsbad, California, prepared by Geocon Incorporated, dated October 21, 2004
(Geocon Project No. 06442-32-03).
3.Conceptual Grading Plan for: Ionis Lots 21 and 22, Carlsbad, California,prepared by
Michael Baker International, undated.
4.Site Plan: Ionis Pharmaceuticals Lots 21 and 22, Carlsbad, California, prepared by DGA
Planning/Architecture/Interiors, undated.
The descriptions of the soil and geologic conditions and proposed development described herein are
based on a review of the referenced reports and plans, and observations made during previous mass
grading operations for the overall Carlsbad Oaks North Business Park development. Additional
references reviewed to prepare this report are provided in the List of References.
2. PREVIOUS SITE DEVELOPMENT
We provided testing and observation services during mass grading of the property. A canyon subdrain
was placed at the base of the fill during the grading across the lots and extends beyond the property
boundary. Our professional opinions pertaining to the grading are summarized in Reference No. 1
(report dated December 11, 2007). Appendix A presents pertinent laboratory tests that we performed on
selected soil samples collected during previous grading.
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3. SITE AND PROJECT DESCRIPTION
Lots 21 and 22 are bound by Lot 23 on the west, open space on the north, Lot 20 on the east and
Whiptail Loop Road East on the south. The lots mostly consist of compacted fill at grade. Granitic rock
is exposed at grade and is limited to slope areas. The pad portion of the lots were completed in a sheet-
graded configuration generally sloping north to south directing surface runoff to temporary detention
basins. Elevations across the Lot 21 pad range from 440 Mean Sea Level (MSL) to 448 MSL and
elevations across the Lot 22 pad range from 404 MSL to 415 MSL. Earthen bladed swales trending
north-south and east-west collect surface runoff and convey it into the detention basins. Ascending and
descending slopes inclined at 2:1 (horizontal:vertical) with a maximum height of 30 feet are located
along the perimeter of the sheet-graded pads. Sparse low-lying grass/weeds are spread across the
property.
Existing improvements within the lots consist of a storm drain system that was constructed as part of the
temporary detention basins. The slopes are landscaped with shrubs and trees with an active irrigation
system.
We understand that the ultimate development includes grading the sheet-graded pads to support an
approximately 164,850 square-foot, three-level laboratory/office building and an approximately
44,000 square-foot, three-level parking garage. The first level of the laboratory/office building
extending across Lot 21, and the first level of the parking garage will be below grade. Additional
improvements consist of underground utilities, surface parking/driveways, hardscape, retaining walls
and Best Management Practices (BMPs) bio-retention systems (i.e., bio-basins, modular wetland units,
storm water vaults) for storm water. We anticipate that the laboratory/office building and parking
garage will consist of steel-framed structures and cast-in-place concrete walls, respectively, supported
by conventional continuous and isolated spread footings with slabs-on-grade.
The descriptions contained herein are based upon the observations made during mass grading
operations and, a review of the referenced reports and plans. If project details vary significantly from
those outlined herein, Geocon Incorporated should be notified for review and possible revisions to this
report.
4. SOIL AND GEOLOGIC CONDITIONS
Compacted fill and granitic bedrock are exposed at existing grade. The approximate lateral extent of
the geologic units is presented on the Geologic Map, Figure 2. The subsurface relationship between
the soil and geologic unit is presented on the Geologic Cross-Sections A-A′ through C-C′, Figure 3.
Geocon Project No. 06442-32-31A - 3 - October 19, 2021
4.1 Compacted Fill (Qcf)
Compacted fill was placed across the lots during previous grading operations. The fill generally
consists of a 3-foot-thick cap of soil containing some 6-inch-minus rock. Fill below the soil cap
contains rock fragments up to 12 inches in size. Rocks larger than 12 inches in length and, generally
between 2 to 4 feet in maximum dimension, were placed at least 10 feet below finish sheet grade. In
some instances, larger boulders were individually placed in the deeper fill areas. The outer
approximately 15 feet of embankment slopes consist of soil fill with 6-inch-minus rock and occasional
12-inch material. Although particular attention was given to restricting oversize rock placement as
discussed herein,it is possible that some oversize rock (> 12 inches) may be present in the upper
portions of fill areas. The presence of oversize rock should be considered during grading and where
below-grade improvements (i.e., subterranean levels, sewer, storm drain) are proposed in areas deeper
than 3 feet below existing sheet grade.
Fill materials placed during the mass grading operations generally consist of silty sands, and mixtures
of angular gravel and boulders generated from excavations in granitic rock. Soils consisting of sandy
clays were placed in deeper fill areas. Based on information presented in Reference No. 1, the fill is
compacted to at least 90 percent of the laboratory maximum dry density at or slightly above the
optimum moisture content in accordance with ASTM D 1557. Excluding the upper approximately one
foot, the compacted fill is suitable for support of additional fill and/or structural loading.
4.2 Granitic Rock (Kgr)
Cretaceous-age, granitic basement rock of the Southern California Batholith underlies the compacted
fill and is exposed at grade along slope areas. Based upon our observations during mass grading, the
rock materials are highly to slightly weathered. Proposed excavations in this unit may encounter hard
rock that will result in excavation difficulty and/or possible blasting to excavate. The granitic rock
exhibits adequate bearing and slope stability characteristics.
The soils derived from excavations within the decomposed granitic rock are expected to consist of
very low to low expansive (Expansion Index [EI] < 50), silty, medium- to coarse-grained sands.
Excavations within the bedrock will generate boulders and oversize materials (rocks >12 inches) that
will require special handling and placement. Oversize rock fragments may also require exportation
from the site since the available fill volume is limited.
5. RIPPABILITY AND ROCK CONSIDERATIONS
Rock rippability is a function of natural weathering processes that can vary vertically and horizontally
over short distances depending on jointing, fracturing, and/or mineralogic discontinuities within the
bedrock. Excavations for planned improvements will extend into granitic rock.
Geocon Project No. 06442-32-31A - 4 - October 19, 2021
Per our Proposal No. LG-21486 (dated September 30, 2021), we have recommended a rippability
study to evaluate rock hardness in areas of proposed excavation. An addendum report will be prepared
presenting the results of the study upon completion of the field work.
Earthwork construction should be carefully planned to efficiently utilize available rock placement
areas, if present.
6. GROUNDWATER
We did not encounter groundwater or seepage during previous grading operations. However, it is not
uncommon for shallow seepage conditions to develop where none previously existed when sites are
irrigated or infiltration is implemented. Seepage is dependent on seasonal precipitation, irrigation, land
use, among other factors, and varies as a result. Proper surface drainage will be important to future
performance of the project. In the event that surface seeps develop, shallow subdrains may be
necessary to collect and convey the seepage to a suitable outlet facility.
7. GEOLOGIC HAZARDS
7.1 Ground Rupture
The USGS (2020) and Kennedy & Tan (2007) show that there are no mapped Quaternary faults
crossing or trending toward the property. The site is not located within a currently established Alquist-
Priolo Earthquake Fault Zone. No active faults are known to exist at the site. The risk associated with
ground rupture hazard is low.
7.2 Seismicity
Considerations important in seismic design include the frequency and duration of motion and the soil
conditions underlying the site. Seismic design of structures should be evaluated in accordance with the
California Building Code (CBC) guidelines currently adopted by the local agency. The risk associated
with strong ground motion due to earthquake at the site is high; however, the risk is no greater than
that for the region.
7.3 Subsidence
Based on the subsurface conditions encountered during our field investigation, the risk associated with
ground subsidence hazard is low.
Geocon Project No. 06442-32-31A - 5 - October 19, 2021
7.4 Tsunamis and Seiches
The site is not located within a tsunami inundation zone as defined by California Geological Survey
(2009). There are no lakes or reservoirs located near the site. The risk associated with inundation
hazard due to tsunami or seiche is very low.
7.5 Flooding
The site is not located within a drainage or floodplain and is designated a Zone X (FEMA, 2012). The
risk associated with flooding hazard is very low.
7.6 Liquefaction and Seismically Induced Settlement
The risk associated with liquefaction and seismically induced settlement hazard at the subject project
is very low due to the existing dense compacted fill and very dense nature of the granitic bedrock,
construction of canyon subdrains, and the lack of a permanent, shallow groundwater table.
7.7 Landslides
We did not encounter landslides during mass grading within the site or mapped within the immediate
areas influencing the project development. The risk associated with landslide hazard is very low.
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8. CONCLUSIONS AND RECOMMENDATIONS
8.1 General
8.1.1 We did not encounter soil or geologic conditions during this study that would preclude the
proposed development, provided the recommendations presented herein are followed and
implemented during design and construction. We will provide supplemental
recommendations if the proposed construction differs from that anticipated herein.
8.1.2 Planned grading will result in a cut-fill transition condition across the footprint of the
proposed laboratory/office building. The cut portion (bedrock) should be undercut and
replaced with properly compacted fill to facilitate excavation of the foundation systems and
reduce the potential for differential settlement of structure bearing on both cut and fill.
8.1.3 Depending on the time of year that grading is performed, wet to saturated soil conditions
may be encountered, especially in the temporary detention basins. Wet soils, if encountered,
will need to be dried or mixed with dryer soil to facilitate proper compaction.
8.1.4 It is not uncommon for groundwater or seepage conditions to develop where none
previously existed, particularly after landscape irrigation is initiated or following
precipitation. The occurrence of induced groundwater seepage from landscaping can be
greatly reduced by implementing and monitoring a landscape program that limits irrigation
to that sufficient to support the vegetative cover without over watering. Shallow subdrains
may be required in the future if seeps occur after rainy periods or after landscaping is
installed.
8.1.5 Subsurface conditions observed may be extrapolated to reflect general soil/geologic
conditions; however, some variations in subsurface conditions between trench locations
should be anticipated.
8.2 Excavation and Soil Characteristics
8.2.1 Excavation of existing compacted fill should be possible with light to moderate effort using
conventional heavy-duty grading and trenching equipment. Excavations for improvements
in fill areas that extend through the 6-inch-minus soil cap or into the granitic rock will
encounter hard rock and/or rock fragments greater than 12 inches. Excavation difficulties
should be anticipated for these conditions. Blasting or rock breaking may be required for
excavations that are planned in granitic rock areas. Core stones or oversize material may
also be generated that will require special handling and fill placement procedures. The
potential for these conditions should be taken into consideration when determining the type
Geocon Project No. 06442-32-31A - 7 - October 19, 2021
of equipment to utilize for future excavation operations. Due to the limited areas of
available fill volume, it is unlikely that the oversize material could be placed as compacted
fill during the grading operation; hence, the oversize material may need to be exported or
crushed to an appropriate size for fill placement.
8.2.2 The laboratory testing that we performed on soil samples collected during mass grading
operations indicate that the prevailing soils within approximately 3 feet of grade have an
Expansion Index (EI) less than 20 and are defined as “non-expansive” as defined by 2019
California Building Code (CBC) Section 1803.5.3. Appendix A, Table A-III presents the
laboratory expansion potential test results. Table 8.2 presents soil classifications based on
the expansion index. We expect the majority of the on-site soils possess a very low
expansion potential. We will perform additional expansion index testing after completion of
grading operations to evaluate the expansion potential of material present within the upper
approximately 3 feet of ultimate design finish elevation.
TABLE 8.2
EXPANSION CLASSIFICATION BASED ON EXPANSION INDEX
Expansion Index (EI) ASTM D 4829
Expansion Classification
2019 CBC
Expansion Classification
0 – 20 Very Low Non-Expansive
21 – 50 Low
Expansive 51 – 90 Medium
91 – 130 High
Greater Than 130 Very High
8.2.3 We performed laboratory tests on samples collected during previous grading to evaluate the
percentage of water-soluble sulfate content. Appendix A, Table A-IV presents results of the
laboratory water-soluble sulfate content tests. The test results indicate the on-site materials
at the locations tested possess “S0” sulfate exposure to concrete structures as defined by
2019 CBC Section 1904 and ACI 318-14 Chapter 19. The presence of water-soluble sulfates
is not a visually discernible characteristic; therefore, other soil samples from the site could
yield different concentrations. Additionally, over time landscaping activities (i.e., addition
of fertilizers and other soil nutrients) may affect the concentration. We will perform
additional water-soluble sulfate testing after completion of grading operations to evaluate
the sulfate exposure of material present within the upper approximately 3 feet of ultimate
design finish elevation.
Geocon Project No. 06442-32-31A - 8 - October 19, 2021
8.2.4 Geocon Incorporated does not practice in the field of corrosion engineering. Therefore,
further evaluation by a corrosion engineer may be performed if improvements susceptible to
corrosion are planned.
8.3 Grading Recommendations
8.3.1 Grading should be performed in accordance with the Recommended Grading Specifications
contained in Appendix C. Where the recommendations of Appendix C conflict with this
section of the report, the recommendations of this section take precedence.
8.3.2 Prior to commencing grading, a preconstruction conference should be held at the site with
the City inspector, developer, grading contractor, civil engineer, and geotechnical engineer
in attendance. Special soil handling and/or the grading plans can be discussed at that time.
8.3.3 Grading should be performed in conjunction with the observation and compaction testing
services of Geocon Incorporated. Fill soil should be observed on a full-time basis during
placement and tested to check in-place dry density and moisture content.
8.3.4 Site preparation should begin with removal of all deleterious material, vegetation and,
abandoned utilities/improvements. Loose accumulated soils in the temporary detention
basins will need to be removed and compacted prior to filling the basins. The depth of
removal should be such that material exposed in cut areas or soil to be used for fill is
relatively free of organic matter. Deleterious material generated during stripping and/or site
demolition should be exported from the site.
8.3.5 Areas to receive fill should be scarified (where practical) to a depth of at least 12 inches,
moisture conditioned as necessary, and compacted to at least 90 percent relative compaction
prior to placing additional fill. In areas where proposed cuts into existing fills are less than
12 inches, the resulting finish-grade soils should be scarified, moisture conditioned as
necessary, and compacted to at least 90 percent of the laboratory maximum dry density at or
slightly above optimum moisture content. Near-surface soils may need to be processed to
greater depths depending on the amount of drying or wetting that has occurred within the
soils since the initial sheet grading of the pad. The actual extent of remedial grading should
be determined in the field by the geotechnical engineer or engineering geologist. Overly wet
surficial soils, if encountered, will need to be removed to expose existing dense, moist
compacted fill or granitic rock. The wet soils will require drying and/or mixing with drier
soils to facilitate proper compaction.
Geocon Project No. 06442-32-31A - 9 - October 19, 2021
8.3.6 After site preparation and removal of unsuitable soils, as described above is performed, the
site should be brought to final subgrade elevation with structural fill. In general, on-site soils
are suitable for re-use as fill provided they are free of vegetation, debris and other
deleterious matter. Layers of fill should be no thicker than will allow for adequate bonding
and compaction. Fill, including backfill and scarified ground surfaces, should be compacted
to at least 90 percent of the laboratory maximum dry density as determined by ASTM
D 1557, at or slightly above optimum moisture content. The project geotechnical engineer
may consider fill materials below the recommended minimum moisture content
unacceptable and may require additional moisture conditioning prior to placing additional
fill.
8.3.7 Based on existing as-graded condition of the pad portion of the lots, and proposed grading
presented on the conceptual grading plan, grading will result in a cut-fill transition condition
within the footprint of the laboratory/office building. Foundation elements bearing on both
compacted fill and bedrock may result in potentially unacceptable differential settlements.
8.3.8 To reduce the potential for differential settlement, the bedrock portion of the cut-fill
transition should be over-excavated (undercut) a minimum of 5 feet below proposed finish
pad grade or at least 2 feet below the lowest foundation element, whichever is deeper, and
replaced with compacted very low to low expansive (Expansion Index [EI] <50) soil fill
consisting of 6-inch-minus rock. The undercutting will also facilitate excavation of proposed
shallow utilities beneath the building. The undercut should extend at least 5 feet horizontally
outside the limits of the building footprint area and isolated spread footings located outside
the building limits. Overexcavations should be cut at a gradient toward the drive isles or
toward the deepest fill area to provide drainage for moisture migration along the contact
between the bedrock and compacted fill.
8.3.9 For exterior utilities (i.e., storm drain, sewer, dry utilities, water) that may be located in
areas of granitic rock, consideration should be given to undercutting the granitic rock to
facilitate trenching for planned underground utilities. The need to undercut the underlying
granitic rock within the utility corridors should be determined by the owner based on the
results of the planned rippability study that will be performed at a later date. The undercuts,
if needed, should extend at least 1 foot below the deepest utility.
8.3.10 Consideration should be given to undercutting landscape areas, hardscape zones and
driveways/parking areas located in areas of exposed granitic rock to facilitate construction
of planned improvements. The need to undercut the underlying granitic rock within these
zones should be determined by the owner based on the findings of the future rippability
study.
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8.3.11 For areas to receive fill and undercut areas, rock fragments greater than 6 inches in
maximum dimension should not be placed within five feet of finish grade in the building
pad area and three feet of subgrade in driveways/parking areas. Rock fragments greater than
12 inches in maximum dimension should be placed at least 10 feet below finish grade and
least one foot below deepest planned utility.
8.3.12 In order to maintain safety and the stability of adjacent improvements, it is the responsibility
of the contractor to ensure that all excavations and trenches are properly shored and
maintained in accordance with the applicable OSHA rules and regulations.
8.3.13 Imported soils should consist of granular very low to low expansive soils (EI <50). Samples
from proposed borrow areas should be obtained and subjected to laboratory testing to
evaluate if the material conforms to the recommended criteria prior to importing to the site.
The imported soil should be free of rock greater than 6 inches and construction debris.
Laboratory testing typically takes up to four days to complete. The grading contractor needs
to coordinate the laboratory testing into the schedule to provide sufficient time to allow for
completion of testing prior to importing materials.
8.4 Subdrains
8.4.1 Except for retaining wall drains and drain systems for subterranean levels of the planned
building and parking garage, subdrains are not required for the project.
8.5 Slopes
8.5.1 Slope stability analyses were previously performed on the 2:1 slopes for the overall
Carlsbad Oaks North Business Park development (see the referenced geotechnical reports).
The deep-seated and surficial slope stability analyses where performed using the simplified
Janbu analysis utilizing average drained direct shear strength parameters based on
laboratory tests performed during our investigation. The results of the analysis indicate that
existing cut and fill slopes have a factor-of-safety of at least 1.5 against deep seated and
surficial instability.
8.5.2 The preliminary grading plan shows fill and cut slopes with inclination of 2:1
(horizontal:vertical) or flatter with maximum height of approximately 15 feet are planned
for ultimate development. Based on the discussion above, the proposed fill slopes
constructed with onsite granular soils and compacted to the recommendations presented in
this report will have a factor-of-safety of at least 1.5 against deep seated and surficial
instability for the project slopes.
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8.5.3 Fill slopes should be compacted by backrolling with a loaded sheepsfoot roller at vertical
intervals not to exceed four feet and should be track-walked at the completion of each slope
such that the fill soils are uniformly compacted to at least 90 percent relative compaction to
the face of the finished slope. Alternatively, the fill slope may be over-built at least three
feet and cut back to yield a properly compacted slope face.
8.5.4 Cut slopes in rock materials (granitic rock) do not lend themselves to conventional slope
stability analyses. Based on experience with similar rock conditions, 2:1 cut slopes to the
planned heights of up to 15 feet should possess a factor of safety of at least 1.5 with respect
to slope instability, if free of adversely oriented joints or fractures.
8.5.5 Although rare, the most common mode of instability for rock slopes is shallow wedge
failure from intersecting fault planes or clay filled joints/fractures dipping out of slope. We
recommend that cut slopes be observed during grading by an engineering geologist to
confirm that the geologic conditions do not differ significantly from those anticipated. In the
event that adverse conditions are observed, stabilization recommendations (i.e., buttresses,
stability fills) can be provided.
8.5.6 Slopes should be landscaped with drought-tolerant vegetation having variable root depths
and requiring minimal landscape irrigation. In addition, all slopes should be drained and
properly maintained to reduce erosion. Slope planting should generally consist of drought
tolerant plants having a variable root depth. Slope watering should be kept to a minimum to
just support the plant growth.
8.6 Seismic Design Criteria
8.6.1 Table 8.6.1 summarizes site-specific design criteria obtained from the 2019 California
Building Code (CBC; Based on the 2018 International Building Code [IBC] and ASCE 7-
16), Chapter 16 Structural Design, Section 1613 Earthquake Loads. We used the computer
program U.S. Seismic Design Maps, provided by the Structural Engineers Association of
California (SEAOC) to calculate the seismic design parameters. The short spectral response
uses a period of 0.2 second. Based on soil conditions and planned grading, the proposed
structures and improvements (where applicable) should be designed using Site Class C. We
evaluated the Site Class based on the discussion in Section 1613.2.2 of the 2019 CBC and
Table 20.3-1 of ASCE 7-16. The values presented herein are for the risk-targeted maximum
considered earthquake (MCER).
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TABLE 8.6.1
2019 CBC SEISMIC DESIGN PARAMETERS
Parameter Value 2019 CBC Reference
Site Class C Section 1613.2.2
MCER Ground Motion Spectral Response Acceleration – Class B (short), SS 0.928g Figure 1613.2.1(1)
MCER Ground Motion Spectral Response Acceleration – Class B (1 sec), S1 0.341g Figure 1613.2.1(2)
Site Coefficient, FA 1.2 Table 1613.2.3(1)
Site Coefficient, FV 1.5 Table 1613.2.3(2)
Site Class Modified MCER Spectral Response Acceleration (short), SMS 1.114g Section 1613.2.3 (Eqn 16-36)
Site Class Modified MCER Spectral Response Acceleration – (1 sec), SM1 0.512g Section 1613.2.3 (Eqn 16-37)
5% Damped Design
Spectral Response Acceleration (short), SDS 0.742g Section 1613.2.4 (Eqn 16-38)
5% Damped Design Spectral Response Acceleration (1 sec), SD1 0.341g Section 1613.2.4 (Eqn 16-39)
8.6.2 Table 8.6.2 presents the mapped maximum considered geometric mean (MCEG) seismic
design parameters for projects located in Seismic Design Categories of D through F in
accordance with ASCE 7-16.
TABLE 8.6.2
ASCE 7-16 PEAK GROUND ACCELERATION
Parameter Value ASCE 7-16 Reference
Site Class C Section 1613.2.2 (2019 CBC)
Mapped MCEG Peak Ground Acceleration, PGA 0.403g Figure 22-7
Site Coefficient, FPGA 1.2 Table 11.8-1
Site Class Modified MCEG
Peak Ground Acceleration, PGAM 0.484g Section 11.8.3 (Eqn 11.8-1)
8.6.3 The project structural engineer and architect should evaluate the appropriate Risk Category
and Seismic Design Category for the planned structures. The values presented herein
assume a Risk Category of II and resulting in a Seismic Design Category D.
8.6.4 Conformance to the criteria in Tables 8.6.1 and 8.6.2 for seismic design does not constitute
any kind of guarantee or assurance that significant structural damage or ground failure will
not occur if a large earthquake occurs. The primary goal of seismic design is to protect life,
not to avoid all damage, since such design may be economically prohibitive.
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8.7 Shallow Foundations
8.7.1 The project is suitable for the use of continuous strip footings, isolated spread footings, or
appropriate combinations thereof, provided the preceding grading recommendations are
followed. The following recommendations are for the planned laboratory/office building
and parking garage, and assume that the foundation system for the structures will bear
entirely on compacted fill and soil within 3 feet of finish grade consists of very low to low
expansive soils (EI <50).
8.7.2 Foundations for the planned structures may consist of continuous strip footings and/or
isolated spread footings. Table 8.7 provides a summary of the foundation design
recommendations.
TABLE 8.7
SUMMARY OF FOUNDATION RECOMMENDATIONS
Parameter
Value -
Laboratory/Office Building and Parking
Garage Footings Bearing on Compacted Fill
Minimum Continuous Foundation Width 12 inches
Minimum Isolated Foundation Width 24 inches
Minimum Foundation Depth 24 Inches Below Lowest Adjacent Grade
Minimum Steel Reinforcement 4 No. 5 Bars, 2 at the Top and 2 at the Bottom
Allowable Bearing Capacity 2,500 psf
Bearing Capacity Increase 500 psf per Foot of Depth
300 psf per Foot of Width
Maximum Allowable Bearing Capacity 4,000 psf
Estimated Total Settlement 1 Inch
Estimated Differential Settlement ¾ Inch in 40 Feet
Design Expansion Index 50 or less
8.7.3 The foundations should be embedded in accordance with the recommendations herein and
the Wall/Column Footing Dimension Detail. The embedment depths should be measured
from the lowest adjacent pad grade for both interior and exterior footings. Footings should
be deepened such that the bottom outside edge of the footing is at least 7 feet horizontally
from the face of descending slopes.
Geocon Project No. 06442-32-31A - 14 - October 19, 2021
Wall/Column Footing Dimension Detail
8.7.4 The bearing capacity values presented herein are for dead plus live loads and may be
increased by one-third when considering transient loads due to wind or seismic forces.
8.7.5 Consideration should be given to connecting patio slabs, which exceed 5 feet in width, to
the building foundation to reduce the potential for future separation to occur.
8.7.6 Where buildings or other improvements are planned near the top of a slope steeper than 3:1
(horizontal:vertical), special foundations and/or design considerations are recommended due
to the tendency for lateral soil movement to occur.
For fill slopes less than 20 feet high and cut slopes regardless of height, building
footings should be deepened such that the bottom outside edge of the footing is at
least 7 feet horizontally from the face of the slope.
Although other improvements, which are relatively rigid or brittle, such as concrete
flatwork or masonry walls, may experience some distress if located near the top of a
slope, it is generally not economical to mitigate this potential. It may be possible,
however, to incorporate design measures that would permit some lateral soil
movement without causing extensive distress. Geocon Incorporated should be
consulted for specific recommendations.
8.7.7 We should observe the foundation excavations prior to the placement of reinforcing steel
and concrete to check that the exposed soil conditions are similar to those expected and that
they have been extended to the appropriate bearing strata. Foundation modifications may be
required if unexpected soil conditions are encountered.
8.7.8 Geocon Incorporated should be consulted to provide additional design parameters as
required by the structural engineer.
Geocon Project No. 06442-32-31A - 15 - October 19, 2021
8.8 Interior Concrete Slabs-on-Grade
8.8.1 Concrete slabs-on-grade for the structures should be constructed in accordance with Table 8.8.
TABLE 8.8
MINIMUM CONCRETE SLAB-ON-GRADE RECOMMENDATIONS
Parameter Laboratory/Office Building
Slab-On- Grade Parking Garage 1st Level
Slab-On- Grade*
Minimum Concrete Slab Thickness 5.0 inches 5.5 inches
Minimum Steel Reinforcement No. 3 Bars 18 Inches on
Center, Both Directions
No. 3 Bars 24 Inches on
Center, Both Directions
Typical Slab Underlayment 3 to 4 Inches of
Sand/Gravel/Base
3 to 4 Inches of
Sand/Gravel/Base
Design Expansion Index 50 or less 50 or less
*Assumes parking structure will be subjected to vehicular loads imposed by cars and light trucks. The
project structural engineer should design the slabs for the subsequent above ground parking levels and
provide reinforcement recommendations.
8.8.2 The concrete slab-on-grade recommendations are based on soil support characteristics only.
If the slabs will be subjected to heavy loads, consideration should be given to increasing the
slab thickness and reinforcement. The project structural engineer should design interior
concrete slabs-on-grade that will be subjected to heavy loading (i.e., fork lift, heavy storage
areas). Subgrade soils supporting heavy loaded slabs should be compacted to at least 95
percent relative compaction.
8.8.3 A vapor retarder should underlie slabs that may receive moisture-sensitive floor coverings
or may be used to store moisture-sensitive materials. The vapor retarder design should be
consistent with the guidelines presented in the American Concrete Institute’s (ACI) Guide
for Concrete Slabs that Receive Moisture-Sensitive Flooring Materials (ACI 302.2R-06). In
addition, the membrane should be installed in a manner that prevents puncture in accordance
with manufacturer’s recommendations and ASTM requirements. The project architect or
developer should specify the type of vapor retarder used based on the type of floor covering
that will be installed and if the structure will possess a humidity-controlled environment.
8.8.4 The project foundation engineer, architect, and/or developer should determine the thickness
of bedding sand below the building slabs. In general, 3 to 4 inches of sand bedding is
typically used. Geocon should be contacted to provide recommendations if the bedding sand
is thicker than 6 inches.
Geocon Project No. 06442-32-31A - 16 - October 19, 2021
8.8.5 The foundation design engineer should provide appropriate concrete mix design criteria and
curing measures to assure proper curing of the slab by reducing the potential for rapid
moisture loss and subsequent cracking and/or slab curl. We suggest that the foundation
design engineer present the concrete mix design and proper curing methods on the
foundation plan. The foundation contractor should understand and follow the specifications
presented on the foundation plan.
8.8.6 To control the location and spread of concrete shrinkage and/or expansion cracks, it is
recommended that crack-control joints be included in the design of concrete slabs. Crack-
control joint spacing should not exceed, in feet, twice the recommended slab thickness in
inches (e.g., 10 feet by 10 feet for a 5-inch-thick slab). Crack-control joints should be
created while the concrete is still fresh using a grooving tool or shortly thereafter using saw
cuts. The structural engineer should take criteria of the American Concrete Institute into
consideration when establishing crack-control spacing patterns.
8.8.7 Special subgrade presaturation is not deemed necessary prior to placing concrete; however,
the exposed foundation and slab subgrade soil should be moisturized to maintain a moist
condition as would be expected in any such concrete placement.
8.8.8 The recommendations of this report are intended to reduce the potential for cracking of slabs
due to expansive soil (if present), differential settlement of existing soil or soil with varying
thicknesses. However, even with the incorporation of the recommendations presented
herein, foundations, stucco walls, and slabs-on-grade placed on such conditions may still
exhibit some cracking due to soil movement and/or shrinkage. The occurrence of concrete
shrinkage cracks is independent of the supporting soil characteristics. Their occurrence may
be reduced and/or controlled by limiting the slump of the concrete, proper concrete
placement and curing, and by the placement of crack control joints at periodic intervals, in
particular, where re-entrant slab corners occur.
8.9 Conventional Retaining Wall Recommendations
8.9.1 Retaining walls should be designed using the values presented in Table 8.9.1. Soil with an
expansion index (EI) greater than 50 should not be used as backfill material behind retaining
walls. Geocon Incorporated should be consulted to provide additional design parameters if
backfill material possess an EI greater than 50 or as required by the structural engineer.
Geocon Project No. 06442-32-31A - 17 - October 19, 2021
TABLE 8.9.1
RETAINING WALL DESIGN RECOMMENDATIONS
Parameter Value
Active Soil Pressure, A (Fluid Density, Level Backfill) 35 pcf
Active Soil Pressure, A (Fluid Density, 2:1 Sloping Backfill) 50 psf
Seismic Pressure, S 17H psf
At-Rest/Restrained Walls Additional Uniform Pressure (0 to 8 Feet High) 7H psf
At-Rest/Restrained Walls Additional Uniform Pressure (8+ Feet High) 13H psf
H equals the height of the retaining portion of the wall.
8.9.2 The project retaining walls should be designed as shown in the Retaining Wall Loading
Diagram.
Retaining Wall Loading Diagram
8.9.3 Where walls are restrained from movement at the top (at-rest condition), an additional
uniform pressure of 7H psf should be added to the active soil pressure for walls 8 feet or
less. For walls greater than 8 feet tall, an additional uniform pressure of 13H psf should be
applied to the wall starting at 8 feet from the top of the wall to the base of the wall. For
retaining walls subject to vehicular loads within a horizontal distance equal to two-thirds the
wall height, a surcharge equivalent to 2 feet of fill soil should be added (soil total unit
weight 130 pcf).
IF PRESENT
RETAINING
WALL
,_,,, ;:::;:.
~1\\--::::;,._,.,
H (Feet)
FOOTING
ACTIVE
PRESSURE
SEISMIC
(IF REQUIRED)
AT-REST/
RESTRAINED
(IF REQUIRED) r 7H H S8'
H>8' 14e------l
l-------..
13H psi
Geocon Project No. 06442-32-31A - 18 - October 19, 2021
8.9.4 The structural engineer should determine the Seismic Design Category for the project in
accordance with Section 1613.2.5 of the 2019 CBC or Section 11.6 of ASCE 7-16. For
structures assigned to Seismic Design Category of D, E, or F, retaining walls that support
more than 6 feet of backfill should be designed with seismic lateral pressure in accordance
with Section 1803.5.12 of the 2019 CBC. The seismic load is dependent on the retained
height where H is the height of the wall, in feet, and the calculated loads result in pounds per
square foot (psf) exerted at the base of the wall and zero at the top of the wall. A seismic
load of 17H psf should be used for design. We used the peak ground acceleration adjusted
for Site Class effects, PGAM, of 0.484g calculated from ASCE 7-16 Section 11.8.3 and
applied a pseudo-static coefficient of 0.33.
8.9.5 Retaining walls should be designed to ensure stability against overturning, sliding, and
excessive foundation pressure. Where a keyway is extended below the wall base with the
intent to engage passive pressure and enhance sliding stability, it is not necessary to
consider active pressure on the keyway.
8.9.6 Drainage openings through the base of the wall (weep holes) should not be used where the
seepage could be a nuisance or otherwise adversely affect planned and existing
improvements adjacent to the base of the wall. The recommendations herein assume a
properly compacted granular (EI ≤50) free-draining backfill material with no hydrostatic
forces or imposed surcharge load. The retaining wall should be properly drained as shown in
the Typical Retaining Wall Drainage Detail. If conditions different than those described are
expected, or if specific drainage details are desired, Geocon Incorporated should be
contacted for additional recommendations.
Typical Retaining Wall Drainage Detail
H
PROPOSED
GRADE
GROUND SURFACE
TEMPORARY BACKCUT
PER OSHA
OR
4" DIA. PERFORATED SCHEDULE
40 PVC PIPE EXTENDED TO
APPROVED OUTLET
PROPOSED
GRADE
RETAINING
WALL
213H
GROUND SURFACE
WATER PROOFING
PER ARCHITECT
DRAINAGE PANEL
(MIRADRAIN 6000
OR EQUIVALENT)
3/4" CRUSHED ROCK
12" 1 (1 CU.FT JFT.) OR WRAP
DRAINAGla PANEL
AROUND PIPE
-7 ~ C .'~''\'" V LTEIHABRI i ,>\: , . ENVELOPE
\)\1 MIRAFI 140N OR
1--il•:' w~!'"i:J EQUIVALENT
4" DIA SCHEDULE 40
PERFORATED PVC PIP!;:
OR TOTAL DRAIN
EXTENDED TO
APPROVED OUTLET
Geocon Project No. 06442-32-31A - 19 - October 19, 2021
8.9.7 The retaining walls may be designed using either the active and restrained (at-rest) loading
condition or the active and seismic loading condition as suggested by the structural
engineer. Typically, it appears the design of the restrained condition for retaining wall
loading may be adequate for the seismic design of the retaining walls. However, the active
earth pressure combined with the seismic design load should be reviewed and considered in
the design of the retaining walls.
8.9.8 Wall foundations should be designed in accordance with Table 8.9.2. The proximity of the
foundation to the top of a slope steeper than 3:1 could impact the allowable soil bearing
pressure. Therefore, retaining wall foundations should be deepened such that the bottom
outside edge of the footing is at least 7 feet horizontally from the face of the slope.
TABLE 8.9.2
SUMMARY OF RETAINING WALL FOUNDATION RECOMMENDATIONS
Parameter Value
Minimum Retaining Wall Foundation Width 12 inches
Minimum Retaining Wall Foundation Depth 18 Inches
Minimum Steel Reinforcement Per Structural Engineer
Bearing Capacity 2,500 psf
Bearing Capacity Increase 500 psf per additional foot of footing depth
300 psf per additional foot of footing width
Maximum Bearing Capacity 4,000 psf
Estimated Total Settlement 1 Inch
Estimated Differential Settlement ½ Inch in 40 Feet
8.9.9 The recommendations presented herein are generally applicable to the design of rigid
concrete or masonry retaining walls. In the event that other types of walls (such as
mechanically stabilized earth [MSE] walls, soil nail walls, or soldier pile walls) are planned,
Geocon Incorporated should be consulted for additional recommendations.
8.9.10 Unrestrained walls will move laterally when backfilled and loading is applied. The amount
of lateral deflection is dependent on the wall height, the type of soil used for backfill, and
loads acting on the wall. The retaining walls and improvements above the retaining walls
should be designed to incorporate an appropriate amount of lateral deflection as determined
by the structural engineer.
8.9.11 Soil contemplated for use as retaining wall backfill, including import materials, should be
identified in the field prior to backfill. At that time, Geocon Incorporated should obtain samples
for laboratory testing to evaluate its suitability. Modified lateral earth pressures may be
Geocon Project No. 06442-32-31A - 20 - October 19, 2021
necessary if the backfill soil does not meet the required expansion index or shear strength. City
or regional standard wall designs, if used, are based on a specific active lateral earth pressure
and/or soil friction angle. Geocon Incorporated should be consulted to assess the suitability of
the on-site soil for use as wall backfill if standard wall designs will be used.
8.10 Lateral Loading
8.10.1 Table 8.10 should be used for the design of footings or shear keys to help design the
proposed structures and improvements to resist lateral loads. The allowable passive pressure
assumes a horizontal surface extending at least 5 feet, or three times the surface generating
the passive pressure, whichever is greater. The upper 12 inches of material in areas not
protected by floor slabs or pavement should not be included in design for passive resistance.
TABLE 8.10
SUMMARY OF LATERAL LOAD DESIGN RECOMMENDATIONS
Parameter Value
Passive Pressure Fluid Density 300 pcf
Passive Pressure Fluid Density Adjacent to and/or on
Descending Slopes 150 pcf
Coefficient of Friction (Concrete and Soil) 0.40
Coefficient of Friction (Along Vapor Barrier) 0.2 to 0.25*
* Per manufacturer’s recommendations.
8.10.2 The passive and frictional resistant loads can be combined for design purposes. The lateral
passive pressures may be increased by one-third when considering transient loads due to
wind or seismic forces.
8.11 Preliminary Pavement Recommendations – Flexible and Rigid
8.11.1 The preliminary sections presented herein are for budgetary estimating purposes only and
are not for construction. The final pavement sections will be provided after the grading
operations are completed, subgrade soils are sampled, and laboratory resistance value (R-
Value) testing is performed on the soil samples collected.
8.11.2 The preliminary pavement section recommendations are for areas that will be used as
passenger vehicle parking, car/light truck and heavy truck driveways. The project civil
engineer or traffic engineer should determine the appropriate Traffic Index (TI) or traffic
loading expected on the project for the various pavement areas that will be constructed.
Geocon Project No. 06442-32-31A - 21 - October 19, 2021
8.11.3 We evaluated the flexible pavement sections in accordance with State of California,
Department of Transportation (Caltrans) Highway Design Manual (Topic 633). We used an
estimated R-Value of 35 and 78 for soil and aggregate base, respectively, to calculate the
preliminary pavement sections. The structural sections presented herein are in accordance
with City of Carlsbad minimum requirements for private commercial/industrial developments.
Table 8.11.1 summarizes preliminary flexible pavement sections.
TABLE 8.11.1
PRELIMINARY ASPHALT CONCRETE PAVEMENT SECTIONS
Traffic Index* Asphalt Concrete (inches)** Class 2 Base (inches)
4.5 4.0 4.0
5.0 4.0 4.0
5.5 4.0 4.0
6.0 4.0 5.5
6.5 4.0 7.0
7.0 4.0 8.0
*Civil engineer should provide TI for final pavement design.
**City of Carlsbad minimums for Private Commercial/Industrial developments.
8.11.4 Prior to placing base materials and asphalt concrete, the upper 12 inches of the subgrade
soil should be scarified, moisture conditioned as necessary, mixed and compacted to at
least 95 percent of the laboratory maximum dry density near to slightly above optimum
moisture content as determined by ASTM D1557. Similarly, the base material should be
compacted to at least 95 percent of the laboratory maximum dry density near to slightly
above optimum moisture content. Asphalt concrete should be compacted to a density of at
least 95 percent of the laboratory Hveem density in accordance with ASTM D 2726.
8.11.5 A rigid Portland cement concrete (PCC) pavement section should be placed in driveway
entrance aprons and trash bin loading/storage areas. The concrete pad for the trash truck
areas should be large enough such that the truck wheels will be positioned on the concrete
during loading. We calculated the rigid pavement section in general conformance with the
procedure recommended by the American Concrete Institute report ACI 330R-08 Guide for
Design and Construction of Concrete Parking Lots using the parameters presented in
Table 8.11.2.
Geocon Project No. 06442-32-31A - 22 - October 19, 2021
TABLE 8.11.2
RIGID PAVEMENT DESIGN PARAMETERS
Design Parameter Design Value
Modulus of subgrade reaction, k 200 pci
Modulus of rupture for concrete, MR 550 psi
Concrete Compressive Strength 3,200 psi
Traffic Category, TC A, B and C
Average daily truck traffic, ADTT 10 (TC=A), 25 (TC=B), and 700 (TC=C)
8.11.6 Based on the criteria presented herein, the PCC pavement sections should have a minimum
thickness as presented in Table 8.11.3.
TABLE 8.11.3
PRELIMINARY RIGID VEHICULAR PAVEMENT RECOMMENDATIONS
Location Portland Cement
Concrete (inches)
Automobile Parking Stalls 5.0
Automobile/Light Truck Driveways 6.0
Heavy/Trash Truck Driveways/Fire Lane 7.0
Heavy Truck Loading Apron 7.0
Trash
Enclosure Apron 7.5*
*City of Carlsbad minimums for Private Commercial/Industrial developments.
8.11.7 Prior to placing PCC slabs, the upper 12 inches of pavement subgrade soils should be
scarified, moisture conditioned as necessary, mixed and compacted to at least 95 percent of
the laboratory maximum dry density at to slightly above optimum moisture content in
accordance with ASTM D 1557.
8.11.8 The rigid pavement should also be designed and constructed incorporating the parameters
presented in Table 8.11.4.
Geocon Project No. 06442-32-31A - 23 - October 19, 2021
TABLE 8.11.4
ADDITIONAL RIGID PAVEMENT RECOMMENDATIONS
Subject Value
Thickened Edge
1.2 Times Slab Thickness
Minimum Increase of 2 Inches
3 Feet Wide
Crack Control Joint Spacing
30 Times Slab Thickness
Max. Spacing of 12 feet for 5.5-Inch-Thick
Max. Spacing of 15 Feet for Slabs 6 Inches and
Thicker
Crack Control Joint Depth
Per ACI 330R-08
1 Inch Using Early-Entry Saws on Slabs Less
Than 9 Inches Thick
Crack Control Joint Width
¼-Inch for Sealed Joints
⅜-Inch is Common for Sealed Joints
1/10- to 1/8-Inch is Common for Unsealed Joints
8.11.9 Rigid pavement should be reinforced with No. 3 reinforcing bars spaced 24 inches on center
in both directions placed at the slab midpoint.
8.11.10 Loading aprons such as trash bin enclosures and heavy truck areas should utilize Portland
cement concrete as presented in Table 8.11.3 above. The concrete loading area should
extend out such that both the front and rear wheels of the truck will be located on reinforced
concrete pavement when loading and unloading.
8.11.11 To control the location and spread of concrete shrinkage cracks, crack-control joints
(weakened plane joints) should be included in the design of the concrete pavement slab.
Crack-control joints should be sealed with an appropriate sealant to prevent the migration of
water through the control joint to the subgrade materials. The depth of the crack-control
joints should be determined by the referenced ACI report.
8.11.12 To provide load transfer between adjacent pavement slab sections, a butt-type construction
joint should be constructed. The butt-type joint should be thickened by at least 20 percent at
the edge and taper back at least 4 feet from the face of the slab. The project structural
engineer should be consulted to provide other alternative recommendations for load transfer
(i.e., dowels).
Geocon Project No. 06442-32-31A - 24 - October 19, 2021
8.11.13 Concrete curb/gutter should be placed on soil subgrade compacted to at least 90 percent of
the laboratory maximum dry density near to slightly above optimum moisture content.
Cross-gutters that receives vehicular traffic should be placed on subgrade soil compacted to
at least 95 percent of the laboratory maximum dry density near to slightly above optimum
moisture content.
8.11.14 The performance of pavement is highly dependent on providing positive surface drainage
away from the edge of the pavement. Ponding of water on or adjacent to the pavement will
likely result in pavement distress and subgrade failure. Drainage from landscaped areas
should be directed to controlled drainage structures. Landscape areas adjacent to the edge of
asphalt pavements are not recommended due to the potential for surface or irrigation water
to infiltrate the underlying permeable aggregate base and cause distress. Where such a
condition cannot be avoided, consideration should be given to incorporating measures that
will significantly reduce the potential for subsurface water migration into the aggregate
base. If planter islands are planned, the perimeter curb should extend at least 6 inches below
the level of the base materials.
8.12 Exterior Concrete Flatwork
8.12.1 Exterior concrete flatwork not subject to vehicular traffic should be constructed in
accordance with the recommendations presented in Table 8.12. The recommended steel
reinforcement would help reduce the potential for cracking.
TABLE 8.12
MINIMUM CONCRETE FLATWORK RECOMMENDATIONS
Expansion
Index, EI Minimum Reinforcing Steel* Minimum
Thickness
EI < 50 6x6-W2.9/W2.9 (6x6-6/6) welded wire mesh 4 Inches No. 3 Bars 24 inches on center, Both Directions
* In excess of 8 feet square.
8.12.2 Even with the incorporation of the recommendations of this report, the exterior concrete
flatwork has a potential to experience some uplift due to expansive soil (if present) beneath
grade. The reinforcing steel should overlap continuously in flatwork to reduce the potential
for vertical offsets within flatwork. Additionally, flatwork should be structurally connected
to the curbs, where possible, to reduce the potential for offsets between the curbs and the
flatwork.
Geocon Project No. 06442-32-31A - 25 - October 19, 2021
8.12.3 Concrete flatwork should be provided with crack control joints to reduce and/or control
shrinkage cracking. Crack control spacing should be determined by the project structural
engineer based upon the slab thickness and intended usage. Criteria of the American
Concrete Institute (ACI) should be taken into consideration when establishing crack control
spacing. Subgrade soil for exterior slabs not subjected to vehicle loads should be compacted
in accordance with criteria presented in the grading section prior to concrete placement.
Subgrade soil should be properly compacted, and the moisture content of subgrade soil
should be verified prior to placing concrete. Base materials will not be required below
concrete improvements.
8.12.4 Where exterior flatwork abuts the structure at entrant or exit areas, the exterior slab should
be dowelled into the structure’s foundation stemwall. This recommendation is intended to
reduce the potential for differential elevations that could result from differential settlement
or minor heave of the flatwork. The project structural engineer should provide dowelling
details.
8.12.5 The recommendations presented herein are intended to reduce the potential for cracking of
exterior slabs as a result of differential movement. However, even with the incorporation of
the recommendations presented herein, slabs-on-grade will still crack. The occurrence of
concrete shrinkage cracks is independent of the soil supporting characteristics. Their
occurrence may be reduced and/or controlled by limiting the slump of the concrete, the use
of crack control joints and proper concrete placement and curing. Crack control joints
should be spaced at intervals no greater than 12 feet. Literature provided by the Portland
Concrete Association (PCA) and American Concrete Institute (ACI) present
recommendations for proper concrete mix, construction, and curing practices, and should be
incorporated into project construction.
8.13 Storm Water Management (Detention Bio-Basins, Bioswales, Permeable
Pavers)
8.13.1 The lots are currently underlain by compacted fill and dense granitic rock. Planned grading
will result with these units at grade. As previously discussed, the compacted fill consists of
silty sands, and mixtures of angular gravel and boulders generated from blasting operations
in granitic rock. Soils consisting of sandy clays were placed in deeper fill areas. Infiltrating
into compacted fill generally results in settlement and distress to improvements placed over
the compacted fill; as well as slope instability. It is our opinion the compacted fill is
unsuitable for infiltration of storm water runoff due to the potential for adverse settlement
and slope instability. The granitic bedrock is also sufficiently dense that infiltration water
would be expected to perch on this unit.
Geocon Project No. 06442-32-31A - 26 - October 19, 2021
8.13.2 Detention basins, bioswales and bio-remediation areas should be designed by the project
civil engineer and reviewed by Geocon Incorporated. Typically, bioswales consist of a
surface layer of vegetation underlain by clean sand. A subdrain should be provided beneath
the sand layer. Prior to discharging into the storm drain pipe, a seepage cutoff wall should be
constructed at the interface between the subdrain and storm drain pipe. The concrete cut-off
wall should extend at least 6-inches beyond the perimeter of the gravel-packed subdrain
system.
8.13.3 Distress may be caused to planned improvements and properties located hydrologically
downgradient or adjacent to infiltration devices. The distress depends on the amount of
water to be detained, its residence time, soil permeability, and other factors. We have not
performed a hydrogeology study at the site. Downstream and adjacent properties may be
subjected to seeps, springs, slope instability, raised groundwater, movement of foundations
and slabs, or other impacts as a result of water infiltration. Due to site soil and geologic
conditions, permanent bio-basins, bioswales, bio-remediation areas and storm water vaults
should be lined with an impermeable liner to prevent water infiltration in to the underlying
compacted fill. Temporary detention basins in areas where improvements have not been
constructed do not need to be lined.
8.13.4 Appendix B presents the form titled Categorization of Infiltration Feasibility Condition
(Form I-8) from the City of Carlsbad BMP Design Manual (February 16, 2016).
8.13.5 The landscape architect should be consulted to provide the appropriate plant
recommendations. If drought resistant plants are not used, irrigation may be required.
8.14 Site Drainage and Moisture Protection
8.14.1 Adequate site drainage is critical to reduce the potential for differential soil movement,
erosion and subsurface seepage. Water should not be allowed to pond adjacent to footings.
The site should be graded and maintained such that surface drainage is directed away from
structures in accordance with 2019 CBC 1803.3 or other applicable standards. In addition,
surface drainage should be directed away from the top of slopes into swales or other
controlled drainage devices. Roof and pavement drainage should be directed into conduits
that carry runoff away from the proposed structures.
8.14.2 In the case of basement walls or building walls retaining landscaping areas, a water-proofing
system should be used on the wall and joints, and a Miradrain drainage panel (or similar)
should be placed over the waterproofing. The project architect or civil engineer should
provide detailed specifications on the plans for all waterproofing and drainage.
Geocon Project No. 06442-32-31A - 27 - October 19, 2021
8.14.3 Underground utilities should be leak free. Utility and irrigation lines should be checked
periodically for leaks, and detected leaks should be repaired promptly. Detrimental soil
movement could occur if water is allowed to infiltrate the soil for prolonged periods of time.
8.14.4 Landscaping planters adjacent to paved areas are not recommended due to the potential for
surface or irrigation water to infiltrate the pavement's subgrade and base course. We
recommend that subdrains to collect excess irrigation water and transmit it to drainage
structures, or impervious above-grade planter boxes be used. In addition, where landscaping
is planned adjacent to the pavement, we recommend construction of a cutoff wall along the
edge of the pavement that extends at least 6 inches below the bottom of the base material.
8.15 Slope Maintenance
8.15.1 Slopes that are steeper than 3:1 (horizontal:vertical) may, under conditions that are both
difficult to prevent and predict, be susceptible to near-surface (surficial) slope instability.
The instability is typically limited to the outer 3 feet of a portion of the slope and usually
does not directly impact the improvements on the pad areas above or below the slope. The
occurrence of surficial instability is more prevalent on fill slopes and is generally preceded
by a period of heavy rainfall, excessive irrigation, or the migration of subsurface seepage.
The disturbance and/or loosening of the surficial soils, as might result from root growth, soil
expansion, or excavation for irrigation lines and slope planting, may also be a significant
contributing factor to surficial instability. It is therefore recommended that, to the maximum
extent practical: (a) disturbed/loosened surficial soils be either removed or properly
recompacted, (b) irrigation systems be periodically inspected and maintained to eliminate
leaks and excessive irrigation, and (c) surface drains on and adjacent to slopes be
periodically maintained to preclude ponding or erosion. Although the incorporation of the
above recommendations should reduce the potential for surficial slope instability, it will not
eliminate the possibility and, therefore, it may be necessary to rebuild or repair a portion of
the project's slopes in the future.
8.16 Grading, Foundation and Retaining Wall Plan Review
8.16.1 Geocon Incorporated should review the grading, foundation and retaining wall plans for the
project prior to final design submittal to evaluate whether additional analyses and/or
recommendations are required.
Geocon Project No. 06442-32-31A October 19, 2021
LIMITATIONS AND UNIFORMITY OF CONDITIONS
1. The firm that performed the geotechnical investigation for the project should be retained to
provide testing and observation services during construction to provide continuity of
geotechnical interpretation and to check that the recommendations presented for
geotechnical aspects of site development are incorporated during site grading, construction
of improvements, and excavation of foundations. If another geotechnical firm is selected to
perform the testing and observation services during construction operations, that firm should
prepare a letter indicating their intent to assume the responsibilities of project geotechnical
engineer of record. A copy of the letter should be provided to the regulatory agency for their
records. In addition, that firm should provide revised recommendations concerning the
geotechnical aspects of the proposed development, or a written acknowledgement of their
concurrence with the recommendations presented in our report. They should also perform
additional analyses deemed necessary to assume the role of Geotechnical Engineer of
Record.
2. The recommendations of this report pertain only to the site investigated and are based upon
the assumption that the soil conditions do not deviate from those disclosed in the
investigation. If any variations or undesirable conditions are encountered during
construction, or if the proposed construction will differ from that anticipated herein, Geocon
Incorporated should be notified so that supplemental recommendations can be given. The
evaluation or identification of the potential presence of hazardous or corrosive materials was
not part of the scope of services provided by Geocon Incorporated.
3. This report is issued with the understanding that it is the responsibility of the owner or his
representative to ensure that the information and recommendations contained herein are
brought to the attention of the architect and engineer for the project and incorporated into
the plans, and the necessary steps are taken to see that the contractor and subcontractors
carry out such recommendations in the field.
4. The findings of this report are valid as of the present date. However, changes in the
conditions of a property can occur with the passage of time, whether they be due to natural
processes or the works of man on this or adjacent properties. In addition, changes in
applicable or appropriate standards may occur, whether they result from legislation or the
broadening of knowledge. Accordingly, the findings of this report may be invalidated
wholly or partially by changes outside our control. Therefore, this report is subject to review
and should not be relied upon after a period of three years.
SITESITE
Palomar Airport Rd
Faraday Ave
NO SCALE
FIG. 1
THE GEOGRAPHICAL INFORMATION MADE AVAILABLE FOR DISPLAY WAS PROVIDED BY GOOGLE EARTH,
SUBJECT TO A LICENSING AGREEMENT. THE INFORMATION IS FOR ILLUSTRATIVE PURPOSES ONLY; IT IS
NOT INTENDED FOR CLIENT'S USE OR RELIANCE AND SHALL NOT BE REPRODUCED BY CLIENT. CLIENT
SHALL INDEMNIFY, DEFEND AND HOLD HARMLESS GEOCON FROM ANY LIABILITY INCURRED AS A RESULT
OF SUCH USE OR RELIANCE BY CLIENT.
VICINITY MAP
6960 FLANDERS DRIVE - SAN DIEGO, CALIFORNIA 92121 - 2974
PHONE 858 558-6900 - FAX 858 558-6159
DSK/GTYPD PROJECT NO. 06442 - 32 - 31AEA / AML
GEOTECHNICAL ENVIRONMENTAL MATERIALS
Plotted:10/18/2021 11:39AM | By:ALVIN LADRILLONO | File Location:Y:\PROJECTS\06442-32-31A Ionis Lots 21 and 22\DETAILS\06442-32-31A Vic Map.dwg
DATE 10 - 19 - 2021
IONIS LOTS 21 AND 22
CARLSBAD OAKS NORTH BUSINESS PARK
CARLSBAD, CALIFORNIA
t
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GEOCON
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SUBDRAIN CONTINUES AND
EXTEND TO APPROVED OUTLET
385
385
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6960 FLANDERS DRIVE - SAN DIEGO, CALIFORNIA 92121 - 2974
PHONE 858 558-6900 - FAX 858 558-6159 SHEET OF
PROJECT NO.
SCALE DATE
FIGURE
Plotted:10/19/2021 3:38PM | By:ALVIN LADRILLONO | File Location:Y:\PROJECTS\06442-32-31A Ionis Lots 21 and 22\SHEETS\06442-32-31A GeologicMap.dwg
GEOTECHNICAL ENVIRONMENTAL MATERIALS
1" =
GEOLOGIC 1AP
IONIS LOTS 21 AND 22
CARLSBAD OAKS NORTH BUSINESS PARK
CARLSBAD, CALIFORNIA
30' 10 - 19 - 2021
06442 - 32 - 31A
1 1 2
386
GEOCON LEGEND
........COMPACTED FILLQcf
........APPROX. LOCATION OF GEOLOGIC CONTACT
........APPROX. LOCATION OF GEOLOGIC CROSS-SECTION
C C'
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PROPOSED
3-LEVEL BUILDING
(ESTIMATED 1ST LEVEL PAD ELEV = 417 FEET)
ESTIMATED 1ST LEVEL
PAD ELEV = 417 FEET
6960 FLANDERS DRIVE - SAN DIEGO, CALIFORNIA 92121 - 2974
PHONE 858 558-6900 - FAX 858 558-6159 SHEET OF
PROJECT NO.
SCALE DATE
FIGURE
Plotted:10/19/2021 1:40PM | By:ALVIN LADRILLONO | File Location:Y:\PROJECTS\06442-32-31A Ionis Lots 21 and 22\SHEETS\06442-32-31A XSections.dwg
GEOTECHNICAL ENVIRONMENTAL MATERIALS
1" =
GEOLOGIC CROSS-SEC8IONS
IONIS LOTS 21 AND 22
CARLSBAD OAKS NORTH BUSINESS PARK
CARLSBAD, CALIFORNIA
30' 10 - 19 - 2021
06442 - 32 - 31A
1 1 3
........COMPACTED FILL
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APPENDIX A
APPENDIX A
LABORATORY TESTING
PERFORMED BY GEOCON INCORPORATED (2007)
FOR
IONIS LOTS 21 AND 22
(CARLSBAD OAKS NORTH BUSINESS PARK)
CARLSBAD, CALIFORNIA
PROJECT NO. 06442-32-31A
Geocon Project No. 06442-32-31A October 19, 2021
APPENDIX A
LABORATORY TESTING
TABLE A-I
SUMMARY OF LABORATORY MAXIMUM DRY DENSITY
AND OPTIMUM MOISTURE CONTENT TEST RESULTS
ASTM D 1557
Sample No.(Unit) Description Maximum Dry Density (pcf) Optimum Moisture Content (% dry wt.)
1 Grayish brown, Silty, fine to medium SAND, with
trace gravel 133.3 7.4
3 Brown, Silty, fine to coarse SAND, with trace clay 129.7 9.3
5 Dark brown, Silty, fine to medium SAND, with trace
gravel 132.8 8.8
6 Dark brown, Silty, fine to coarse SAND, with trace
gravel 132.2 8.4
TABLE A-II
SUMMARY OF LABORATORY DIRECT SHEAR TEST RESULTS
AASHTO T236
Sample No. Dry Density
(pcf)
Moisture
Content (%)
Unit Cohesion
(psf)
Angle of Shear
Resistance
(degrees)
1 120.2 11.8 500 35
3 117.2 8.8 545 37
*Samples were remolded to approximately 90 percent of the laboratory maximum dry density at near optimum
moisture content.
TABLE A-III
SUMMARY OF LABORATORY EXPANSION INDEX TEST RESULTS
ASTM D 4829
Sample No.
(Lot No.)
Moisture Content Dry Density
(pcf)
Expansion
Index Before Test (%) After Test (%)
EI-22 (Lot 21 East) 7.6 12.4 118.6 0
EI-23 (Lot 21 Central) 7.4 13.0 118.0 0
EI-24 (Lot 21 West) 7.4 12.4 118.6 0
EI-37 (Lot 22 East) 7.5 12.6 118.7 0
EI-38 (Lot 22 Central) 7.5 12.5 118.4 0
EI-39 (Lot 22 West) 6.8 12.1 120.6 0
Geocon Project No. 06442-32-31A - B-2 - October 19, 2021
TABLE A-IV
SUMMARY OF LABORATORY WATER-SOLUBLE SULFATE TEST RESULTS
CALIFORNIA TEST NO. 417
Sample No. (Unit) Water-Soluble Sulfate (%) Sulfate Exposure
EI-22 (Lot 21 East) 0.008 Negligible
EI-23 (Lot 21 Central) 0.010 Negligible
EI-24 (Lot 21 West) 0.005 Negligible
EI-37 (Lot 22 East) 0.012 Negligible
EI-38 (Lot 22 Central) 0.014 Negligible
EI-39 (Lot 22 West) 0.027 Negligible
APPENDIX B
APPENDIX B
CITY OF CARLSBAD BMP DESIGN MANUAL –
CATEGORIZATION OF INFILTRATION FEASIBILITY CONDITION
(FORM I-8)
FOR
IONIS LOTS 21 AND 22
(CARLSBAD OAKS NORTH BUSINESS PARK)
CARLSBAD, CALIFORNIA
PROJECT NO. 06442-32-31A
Appendix I: Forms and Checklists
I-3 February 2016
Categorization of Infiltration Feasibility
Condition
Form I-8
Part 1 - Full Infiltration Feasibility Screening Criteria
Would infiltration of the full design volume be feasible from a physical perspective without any undesirable
consequences that cannot be reasonably mitigated?
Criteria Screening Question Yes No
1
Is the estimated reliable infiltration rate below proposed
facility locations greater than 0.5 inches per hour? The response
to this Screening Question shall be based on a comprehensive
evaluation of the factors presented in Appendix C.2 and Appendix
D.
X
Provide basis:
As discussed in Sections 4 and 8.13 of the update geotechnical report, the lot consists of dense to very stiff
compacted fill overlying hard granitic rock. The bedrock is also exposed at grade. After planned grading, the
compacted fill will be approximately 5 to 40 feet thick and bedrock will also be near or at grade. Previous
infiltration testing performed on other lots within the Carlsbad Oaks North Business Park with similar soil
conditions (see Geocon Inc., report titled Update Geotechnical Report, Carlsbad Oaks North Business Park – Lot
17, Carlsbad, California, dated March 25, 2016 (Geocon Project No. 06442-32-21) indicated a factored
infiltration rate between 10-4 to 10-1 iph (after applying a feasibility factor of safety of 2).
2
Can infiltration greater than 0.5 inches per hour be allowed
without increasing risk of geotechnical hazards (slope stability,
groundwater mounding, utilities, or other factors) that cannot
be mitigated to an acceptable level? The response to this
Screening Question shall be based on a comprehensive evaluation of
the factors presented in Appendix C.2.
X
Provide basis:
The site is underlain by dense to very stiff compacted fill overlying hard granitic rock. After planned grading, the
compacted fill will be approximately 5 to 40 feet thick and bedrock will also be near or at grade. Based on existing
and ultimate geologic conditions, infiltration could not be incorporated without increasing the risk of geotechnical
hazards including uncontrolled water lateral migration, slope instability, shrinking and swelling, induced hydro-
compression of the fill and water migration within pipe zone of underground utilities.
Appendix I: Forms and Checklists
I-4 February 2016
Form I-8 Page 2 of 4
Criteria Screening Question Yes No
3
Can infiltration greater than 0.5 inches per hour be allowed
without increasing risk of groundwater contamination (shallow
water table, storm water pollutants or other factors) that cannot
be mitigated to an acceptable level? The response to this
Screening Question shall be based on a comprehensive evaluation of
the factors presented in Appendix C.3.
X
Provide basis:
Groundwater is not located within 10 feet of proposed BMP basins. The risk of storm water infiltration adversely
impacting groundwater is considered negligible.
4
Can infiltration greater than 0.5 inches per hour be allowed
without causing potential water balance issues such as change
of seasonality of ephemeral streams or increased discharge of
contaminated groundwater to surface waters? The response to
this Screening Question shall be based on a comprehensive
evaluation of the factors presented in Appendix C.3.
Provide basis:
Researching downstream water rights and evaluating water balance issues to stream flows is beyond the scope of
the geotechnical engineer.
Part 1
Result
*
If all answers to rows 1 - 4 are “Yes” a full infiltration design is potentially feasible.
The feasibility screening category is Full Infiltration
If any answer from row 1-4 is “No”, infiltration may be possible to some extent but
would not generally be feasible or desirable to achieve a “full infiltration” design.
Proceed to Part 2
NO
*To be completed using gathered site information and best professional judgment considering the definition of MEP in
the MS4 Permit. Additional testing and/or studies may be required by the City to substantiate findings.
Appendix I: Forms and Checklists
I-5 February 2016
Form I-8 Page 3 of 4
Part 2 – Partial Infiltration vs. No Infiltration Feasibility Screening Criteria
Would infiltration of water in any appreciable amount be physically feasible without any negative
consequences that cannot be reasonably mitigated?
Criteria Screening Question Yes No
5
Do soil and geologic conditions allow for infiltration in any
appreciable rate or volume? The response to this Screening
Question shall be based on a comprehensive evaluation of the
factors presented in Appendix C.2 and Appendix D.
X
Provide basis:
The site is underlain by dense to very stiff compacted fill overlying hard granitic rock. After planned grading, the
compacted fill will be approximately 5 to 40 feet thick. The bedrock is also exposed at grade. Previous
infiltration testing performed on other lots within the Carlsbad Oaks North Business Park with similar soil
conditions (see Geocon Inc., report titled Update Geotechnical Report, Carlsbad Oaks North Business Park – Lot
17, Carlsbad, California, dated March 25, 2016 (Geocon Project No. 06442-32-21) indicated a factored
infiltration rate between 10-4 to 10-1 iph (after applying a feasibility factor of safety of 2).
Summarize findings of studies; provide reference to studies, calculations, maps, data sources, etc. Provide narrative
discussion of study/data source applicability and why it was not feasible to mitigate low infiltration rates.
6
Can Infiltration in any appreciable quantity be allowed
without increasing risk of geotechnical hazards (slope
stability, groundwater mounding, utilities, or other factors)
that cannot be mitigated to an acceptable level? The response
to this Screening Question shall be based on a comprehensive
evaluation of the factors presented in Appendix C.2.
X
Provide basis:
The site is underlain by dense to very stiff compacted fill overlying hard granitic rock. After planned grading, the
compacted fill will be approximately 5 to 40 feet thick and bedrock will also be near or at grade. Based on
existing and ultimate geologic conditions, infiltration could not be incorporated without increasing the risk of
geotechnical hazards including uncontrolled water lateral migration, slope instability, shrinking and swelling,
induced hydro-compression of the fill and water migration within pipe zone of underground utilities.
Summarize findings of studies; provide reference to studies, calculations, maps, data sources, etc. Provide narrative
discussion of study/data source applicability and why it was not feasible to mitigate low infiltration rates.
Appendix I: Forms and Checklists
I-6 February 2016
Form I-8 Page 4 of 4
Criteria Screening Question Yes No
7
Can Infiltration in any appreciable quantity be allowed
without posing significant risk for groundwater related
concerns (shallow water table, storm water pollutants or other
factors)? The response to this Screening Question shall be based
on a comprehensive evaluation of the factors presented in
Appendix C.3.
X
Provide basis:
Groundwater is not located within 10 feet of proposed BMP basins. The risk of storm water infiltration adversely
impacting groundwater is considered negligible.
Summarize findings of studies; provide reference to studies, calculations, maps, data sources, etc. Provide narrative
discussion of study/data source applicability and why it was not feasible to mitigate low infiltration rates.
8
Can infiltration be allowed without violating downstream
water rights? The response to this Screening Question shall be
based on a comprehensive evaluation of the factors presented in
Appendix C.3.
Provide basis:
Researching downstream water rights and evaluating water balance issues to stream flows is beyond the scope of
the geotechnical engineer.
Summarize findings of studies; provide reference to studies, calculations, maps, data sources, etc. Provide narrative
discussion of study/data source applicability and why it was not feasible to mitigate low infiltration rates.
Part 2
Result*
If all answers from row 5-8 are yes then partial infiltration design is potentially feasible.
The feasibility screening category is Partial Infiltration.
If any answer from row 5-8 is no, then infiltration of any volume is considered to be
infeasible within the drainage area. The feasibility screening category is No Infiltration.
No
Infiltration
*To be completed using gathered site information and best professional judgment considering the definition of MEP in
the MS4 Permit. Additional testing and/or studies may be required by the City to substantiate findings.
APPENDIX C
APPENDIX C
RECOMMENDED GRADING SPECIFICATIONS
FOR
IONIS LOTS 21 AND 22
(CARLSBAD OAKS NORTH BUSINESS PARK)
CARLSBAD, CALIFORNIA
PROJECT NO. 06442-32-31A
GI rev. 07/2015
RECOMMENDED GRADING SPECIFICATIONS
1. GENERAL
1.1 These Recommended Grading Specifications shall be used in conjunction with the
Geotechnical Report for the project prepared by Geocon. The recommendations contained
in the text of the Geotechnical Report are a part of the earthwork and grading specifications
and shall supersede the provisions contained hereinafter in the case of conflict.
1.2 Prior to the commencement of grading, a geotechnical consultant (Consultant) shall be
employed for the purpose of observing earthwork procedures and testing the fills for
substantial conformance with the recommendations of the Geotechnical Report and these
specifications. The Consultant should provide adequate testing and observation services so
that they may assess whether, in their opinion, the work was performed in substantial
conformance with these specifications. It shall be the responsibility of the Contractor to
assist the Consultant and keep them apprised of work schedules and changes so that
personnel may be scheduled accordingly.
1.3 It shall be the sole responsibility of the Contractor to provide adequate equipment and
methods to accomplish the work in accordance with applicable grading codes or agency
ordinances, these specifications and the approved grading plans. If, in the opinion of the
Consultant, unsatisfactory conditions such as questionable soil materials, poor moisture
condition, inadequate compaction, and/or adverse weather result in a quality of work not in
conformance with these specifications, the Consultant will be empowered to reject the
work and recommend to the Owner that grading be stopped until the unacceptable
conditions are corrected.
2. DEFINITIONS
2.1 Owner shall refer to the owner of the property or the entity on whose behalf the grading
work is being performed and who has contracted with the Contractor to have grading
performed.
2.2 Contractor shall refer to the Contractor performing the site grading work.
2.3 Civil Engineer or Engineer of Work shall refer to the California licensed Civil Engineer
or consulting firm responsible for preparation of the grading plans, surveying and verifying
as-graded topography.
2.4 Consultant shall refer to the soil engineering and engineering geology consulting firm
retained to provide geotechnical services for the project.
GI rev. 07/2015
2.5 Soil Engineer shall refer to a California licensed Civil Engineer retained by the Owner,
who is experienced in the practice of geotechnical engineering. The Soil Engineer shall be
responsible for having qualified representatives on-site to observe and test the Contractor's
work for conformance with these specifications.
2.6 Engineering Geologist shall refer to a California licensed Engineering Geologist retained
by the Owner to provide geologic observations and recommendations during the site
grading.
2.7 Geotechnical Report shall refer to a soil report (including all addenda) which may include
a geologic reconnaissance or geologic investigation that was prepared specifically for the
development of the project for which these Recommended Grading Specifications are
intended to apply.
3. MATERIALS
3.1 Materials for compacted fill shall consist of any soil excavated from the cut areas or
imported to the site that, in the opinion of the Consultant, is suitable for use in construction
of fills. In general, fill materials can be classified as soil fills, soil-rock fills or rock fills, as
defined below.
3.1.1 Soil fills are defined as fills containing no rocks or hard lumps greater than
12 inches in maximum dimension and containing at least 40 percent by weight of
material smaller than ¾ inch in size.
3.1.2 Soil-rock fills are defined as fills containing no rocks or hard lumps larger than
4 feet in maximum dimension and containing a sufficient matrix of soil fill to allow
for proper compaction of soil fill around the rock fragments or hard lumps as
specified in Paragraph 6.2. Oversize rock is defined as material greater than
12 inches.
3.1.3 Rock fills are defined as fills containing no rocks or hard lumps larger than 3 feet
in maximum dimension and containing little or no fines. Fines are defined as
material smaller than ¾ inch in maximum dimension. The quantity of fines shall be
less than approximately 20 percent of the rock fill quantity.
3.2 Material of a perishable, spongy, or otherwise unsuitable nature as determined by the
Consultant shall not be used in fills.
3.3 Materials used for fill, either imported or on-site, shall not contain hazardous materials as
defined by the California Code of Regulations, Title 22, Division 4, Chapter 30, Articles 9
GI rev. 07/2015
and 10; 40CFR; and any other applicable local, state or federal laws. The Consultant shall
not be responsible for the identification or analysis of the potential presence of hazardous
materials. However, if observations, odors or soil discoloration cause Consultant to suspect
the presence of hazardous materials, the Consultant may request from the Owner the
termination of grading operations within the affected area. Prior to resuming grading
operations, the Owner shall provide a written report to the Consultant indicating that the
suspected materials are not hazardous as defined by applicable laws and regulations.
3.4 The outer 15 feet of soil-rock fill slopes, measured horizontally, should be composed of
properly compacted soil fill materials approved by the Consultant. Rock fill may extend to
the slope face, provided that the slope is not steeper than 2:1 (horizontal:vertical) and a soil
layer no thicker than 12 inches is track-walked onto the face for landscaping purposes. This
procedure may be utilized provided it is acceptable to the governing agency, Owner and
Consultant.
3.5 Samples of soil materials to be used for fill should be tested in the laboratory by the
Consultant to determine the maximum density, optimum moisture content, and, where
appropriate, shear strength, expansion, and gradation characteristics of the soil.
3.6 During grading, soil or groundwater conditions other than those identified in the
Geotechnical Report may be encountered by the Contractor. The Consultant shall be
notified immediately to evaluate the significance of the unanticipated condition.
4. CLEARING AND PREPARING AREAS TO BE FILLED
4.1 Areas to be excavated and filled shall be cleared and grubbed. Clearing shall consist of
complete removal above the ground surface of trees, stumps, brush, vegetation, man-made
structures, and similar debris. Grubbing shall consist of removal of stumps, roots, buried
logs and other unsuitable material and shall be performed in areas to be graded. Roots and
other projections exceeding 1½ inches in diameter shall be removed to a depth of 3 feet
below the surface of the ground. Borrow areas shall be grubbed to the extent necessary to
provide suitable fill materials.
4.2 Asphalt pavement material removed during clearing operations should be properly
disposed at an approved off-site facility or in an acceptable area of the project evaluated by
Geocon and the property owner. Concrete fragments that are free of reinforcing steel may
be placed in fills, provided they are placed in accordance with Section 6.2 or 6.3 of this
document.
GI rev. 07/2015
4.3 After clearing and grubbing of organic matter and other unsuitable material, loose or
porous soils shall be removed to the depth recommended in the Geotechnical Report. The
depth of removal and compaction should be observed and approved by a representative of
the Consultant. The exposed surface shall then be plowed or scarified to a minimum depth
of 6 inches and until the surface is free from uneven features that would tend to prevent
uniform compaction by the equipment to be used.
4.4 Where the slope ratio of the original ground is steeper than 5:1 (horizontal:vertical), or
where recommended by the Consultant, the original ground should be benched in
accordance with the following illustration.
TYPICAL BENCHING DETAIL
Remove All
Unsuitable Material
As Recommended By
Consultant
Finish Grade Original Ground
Finish Slope Surface
Slope To Be Such That
Sloughing Or Sliding
Does Not Occur Varies
“B”
See Note 1
No Scale
See Note 2
1
2
DETAIL NOTES: (1) Key width "B" should be a minimum of 10 feet, or sufficiently wide to permit complete coverage with the compaction equipment used. The base of the key should be graded horizontal, or inclined slightly into the natural slope.
(2) The outside of the key should be below the topsoil or unsuitable surficial material and at least 2 feet into dense formational material. Where hard rock is exposed in the bottom of the key, the depth and configuration of the key may be modified as approved by the Consultant.
4.5 After areas to receive fill have been cleared and scarified, the surface should be moisture
conditioned to achieve the proper moisture content, and compacted as recommended in
Section 6 of these specifications.
---
....
.................... 1 I .... .... .... .... .... .... .... .... .... .... .... .... .... .... .... .... .... ....
-----
GI rev. 07/2015
5. COMPACTION EQUIPMENT
5.1 Compaction of soil or soil-rock fill shall be accomplished by sheepsfoot or segmented-steel
wheeled rollers, vibratory rollers, multiple-wheel pneumatic-tired rollers, or other types of
acceptable compaction equipment. Equipment shall be of such a design that it will be
capable of compacting the soil or soil-rock fill to the specified relative compaction at the
specified moisture content.
5.2 Compaction of rock fills shall be performed in accordance with Section 6.3.
6. PLACING, SPREADING AND COMPACTION OF FILL MATERIAL
6.1 Soil fill, as defined in Paragraph 3.1.1, shall be placed by the Contractor in accordance with
the following recommendations:
6.1.1 Soil fill shall be placed by the Contractor in layers that, when compacted, should
generally not exceed 8 inches. Each layer shall be spread evenly and shall be
thoroughly mixed during spreading to obtain uniformity of material and moisture
in each layer. The entire fill shall be constructed as a unit in nearly level lifts. Rock
materials greater than 12 inches in maximum dimension shall be placed in
accordance with Section 6.2 or 6.3 of these specifications.
6.1.2 In general, the soil fill shall be compacted at a moisture content at or above the
optimum moisture content as determined by ASTM D 1557.
6.1.3 When the moisture content of soil fill is below that specified by the Consultant,
water shall be added by the Contractor until the moisture content is in the range
specified.
6.1.4 When the moisture content of the soil fill is above the range specified by the
Consultant or too wet to achieve proper compaction, the soil fill shall be aerated by
the Contractor by blading/mixing, or other satisfactory methods until the moisture
content is within the range specified.
6.1.5 After each layer has been placed, mixed, and spread evenly, it shall be thoroughly
compacted by the Contractor to a relative compaction of at least 90 percent.
Relative compaction is defined as the ratio (expressed in percent) of the in-place
dry density of the compacted fill to the maximum laboratory dry density as
determined in accordance with ASTM D 1557. Compaction shall be continuous
over the entire area, and compaction equipment shall make sufficient passes so that
the specified minimum relative compaction has been achieved throughout the
entire fill.
GI rev. 07/2015
6.1.6 Where practical, soils having an Expansion Index greater than 50 should be placed
at least 3 feet below finish pad grade and should be compacted at a moisture
content generally 2 to 4 percent greater than the optimum moisture content for the
material.
6.1.7 Properly compacted soil fill shall extend to the design surface of fill slopes. To
achieve proper compaction, it is recommended that fill slopes be over-built by at
least 3 feet and then cut to the design grade. This procedure is considered
preferable to track-walking of slopes, as described in the following paragraph.
6.1.8 As an alternative to over-building of slopes, slope faces may be back-rolled with a
heavy-duty loaded sheepsfoot or vibratory roller at maximum 4-foot fill height
intervals. Upon completion, slopes should then be track-walked with a D-8 dozer
or similar equipment, such that a dozer track covers all slope surfaces at least
twice.
6.2 Soil-rock fill, as defined in Paragraph 3.1.2, shall be placed by the Contractor in accordance
with the following recommendations:
6.2.1 Rocks larger than 12 inches but less than 4 feet in maximum dimension may be
incorporated into the compacted soil fill, but shall be limited to the area measured
15 feet minimum horizontally from the slope face and 5 feet below finish grade or
3 feet below the deepest utility, whichever is deeper.
6.2.2 Rocks or rock fragments up to 4 feet in maximum dimension may either be
individually placed or placed in windrows. Under certain conditions, rocks or rock
fragments up to 10 feet in maximum dimension may be placed using similar
methods. The acceptability of placing rock materials greater than 4 feet in
maximum dimension shall be evaluated during grading as specific cases arise and
shall be approved by the Consultant prior to placement.
6.2.3 For individual placement, sufficient space shall be provided between rocks to allow
for passage of compaction equipment.
6.2.4 For windrow placement, the rocks should be placed in trenches excavated in
properly compacted soil fill. Trenches should be approximately 5 feet wide and
4 feet deep in maximum dimension. The voids around and beneath rocks should be
filled with approved granular soil having a Sand Equivalent of 30 or greater and
should be compacted by flooding. Windrows may also be placed utilizing an
"open-face" method in lieu of the trench procedure, however, this method should
first be approved by the Consultant.
GI rev. 07/2015
6.2.5 Windrows should generally be parallel to each other and may be placed either
parallel to or perpendicular to the face of the slope depending on the site geometry.
The minimum horizontal spacing for windrows shall be 12 feet center-to-center
with a 5-foot stagger or offset from lower courses to next overlying course. The
minimum vertical spacing between windrow courses shall be 2 feet from the top of
a lower windrow to the bottom of the next higher windrow.
6.2.6 Rock placement, fill placement and flooding of approved granular soil in the
windrows should be continuously observed by the Consultant.
6.3 Rock fills, as defined in Section 3.1.3, shall be placed by the Contractor in accordance with
the following recommendations:
6.3.1 The base of the rock fill shall be placed on a sloping surface (minimum slope of 2
percent). The surface shall slope toward suitable subdrainage outlet facilities. The
rock fills shall be provided with subdrains during construction so that a hydrostatic
pressure buildup does not develop. The subdrains shall be permanently connected
to controlled drainage facilities to control post-construction infiltration of water.
6.3.2 Rock fills shall be placed in lifts not exceeding 3 feet. Placement shall be by rock
trucks traversing previously placed lifts and dumping at the edge of the currently
placed lift. Spreading of the rock fill shall be by dozer to facilitate seating of the
rock. The rock fill shall be watered heavily during placement. Watering shall
consist of water trucks traversing in front of the current rock lift face and spraying
water continuously during rock placement. Compaction equipment with
compactive energy comparable to or greater than that of a 20-ton steel vibratory
roller or other compaction equipment providing suitable energy to achieve the
required compaction or deflection as recommended in Paragraph 6.3.3 shall be
utilized. The number of passes to be made should be determined as described in
Paragraph 6.3.3. Once a rock fill lift has been covered with soil fill, no additional
rock fill lifts will be permitted over the soil fill.
6.3.3 Plate bearing tests, in accordance with ASTM D 1196, may be performed in both
the compacted soil fill and in the rock fill to aid in determining the required
minimum number of passes of the compaction equipment. If performed, a
minimum of three plate bearing tests should be performed in the properly
compacted soil fill (minimum relative compaction of 90 percent). Plate bearing
tests shall then be performed on areas of rock fill having two passes, four passes
and six passes of the compaction equipment, respectively. The number of passes
required for the rock fill shall be determined by comparing the results of the plate
bearing tests for the soil fill and the rock fill and by evaluating the deflection
GI rev. 07/2015
variation with number of passes. The required number of passes of the compaction
equipment will be performed as necessary until the plate bearing deflections are
equal to or less than that determined for the properly compacted soil fill. In no case
will the required number of passes be less than two.
6.3.4 A representative of the Consultant should be present during rock fill operations to
observe that the minimum number of “passes” have been obtained, that water is
being properly applied and that specified procedures are being followed. The actual
number of plate bearing tests will be determined by the Consultant during grading.
6.3.5 Test pits shall be excavated by the Contractor so that the Consultant can state that,
in their opinion, sufficient water is present and that voids between large rocks are
properly filled with smaller rock material. In-place density testing will not be
required in the rock fills.
6.3.6 To reduce the potential for “piping” of fines into the rock fill from overlying soil
fill material, a 2-foot layer of graded filter material shall be placed above the
uppermost lift of rock fill. The need to place graded filter material below the rock
should be determined by the Consultant prior to commencing grading. The
gradation of the graded filter material will be determined at the time the rock fill is
being excavated. Materials typical of the rock fill should be submitted to the
Consultant in a timely manner, to allow design of the graded filter prior to the
commencement of rock fill placement.
6.3.7 Rock fill placement should be continuously observed during placement by the
Consultant.
7. SUBDRAINS
7.1 The geologic units on the site may have permeability characteristics and/or fracture
systems that could be susceptible under certain conditions to seepage. The use of canyon
subdrains may be necessary to mitigate the potential for adverse impacts associated with
seepage conditions. Canyon subdrains with lengths in excess of 500 feet or extensions of
existing offsite subdrains should use 8-inch-diameter pipes. Canyon subdrains less than 500
feet in length should use 6-inch-diameter pipes.
GI rev. 07/2015
TYPICAL CANYON DRAIN DETAIL
7.2 Slope drains within stability fill keyways should use 4-inch-diameter (or lager) pipes.
........................
.................
NATURAi.GROUND ,,,,,,-----
NOTES:
............
........
................... __
SEE DETAL BELOW
--
1 ...... 8-lNCH DIAMETER, SCHEDULE 80 PVC PERFORATED PIPE FOR FILLS
IN EXCESS OF 100-FEET IN DEPTH ORA PIPE LENGTH OF LONGER THAN 500 FEET.
2 ...... 6-INCH DIAMETER, SCHEDULE 40 PVC PERFORATED PIPE FOR FILLS
LESS THAN 100-FEET IN DEPTH OR A PIPE LENGTH SHORTER THAN 500 FEET.
,, ------,-
.,,,.,,,,,,,.,,,..
BEDROCK
NOTE: FINAL 20' OF PIPEAT CUTI.ET
SHALL BE NON-PERFORATED.
9 CUBIC FEET/ FOOT OF OPEN
GRADED GRAVEL SURROUNDED BY
MIRAF1140NC (OR EQUIVALENT)
FILTER FABRIC
NO SCALE
GI rev. 07/2015
TYPICAL STABILITY FILL DETAIL
7.3 The actual subdrain locations will be evaluated in the field during the remedial grading
operations. Additional drains may be necessary depending on the conditions observed and
the requirements of the local regulatory agencies. Appropriate subdrain outlets should be
evaluated prior to finalizing 40-scale grading plans.
7.4 Rock fill or soil-rock fill areas may require subdrains along their down-slope perimeters to
mitigate the potential for buildup of water from construction or landscape irrigation. The
subdrains should be at least 6-inch-diameter pipes encapsulated in gravel and filter fabric.
Rock fill drains should be constructed using the same requirements as canyon subdrains.
DETAIL
NOTES:
FORMAnONAL
MATERIAL
1 •.... EXCAVATE BACKCUT AT 1:1 INCUNATION (UNLESS OTHERWISE NOTl:D~
2 .... .BASE OF STABILITY FILL TO BE 3 FEET INTO FORMATIONAL MATERIAL, SI.OPING A MINIMUM 5% INTO SLOPE.
3 •.••. STABIUTY FLL TO BE COMF'OSED OF PROPERLY COMPACTED GRANIA..AR SOIL
4 ..... CHIMNEY DRAINS TO BE APPROVED PREFABRICATED CHIMNEY DRAIN PANELS (MIRADRAIN G200N OR EQUIVALENT)
SPACED AF'PROXIMATELY 20 FEET CENTER TO CENTER AND 4 FEETWIDE. CLOSER SPACING MAY BE REQUIRED F
SEEPAGE IS ENCOUNTERED.
5 ..••. FILTER MATERIAL TO BE 314-tlCH, OPEN-GRADED CRUSI-IED ROCK ENCLOSED IN APPROVED FL TER FABRIC (MIRAFI 1-40NC~
6 ..... COLLECTOR PIPE TO BE 4-INCH MINIMUM DIAMETER, PERFORATED, THICK-WALLED PVC SCHEDULE 40 OR
EQUIVALENT, AND SLOPED TO DRAIN AT 1 PERCENT lilNMUM TO APPROVED oun.ET.
NO SCALE
GI rev. 07/2015
7.5 Prior to outletting, the final 20-foot segment of a subdrain that will not be extended during
future development should consist of non-perforated drainpipe. At the non-perforated/
perforated interface, a seepage cutoff wall should be constructed on the downslope side of
the pipe.
TYPICAL CUT OFF WALL DETAIL
7.6 Subdrains that discharge into a natural drainage course or open space area should be
provided with a permanent headwall structure.
FRONT VIEW
SIDE VIEW
'
CONCRETE
CUT-OFF WAU.
CONCRETE
CUT-OFFWAU.
SOLID SlJBDRAII P1PE
',( /
8' MIN.
NO SCALE
ll" MIN.(TYP)
ll" MIN.(TYP) /
NO SCALE
GI rev. 07/2015
TYPICAL HEADWALL DETAIL
7.7 The final grading plans should show the location of the proposed subdrains. After
completion of remedial excavations and subdrain installation, the project civil engineer
should survey the drain locations and prepare an “as-built” map showing the drain
locations. The final outlet and connection locations should be determined during grading
operations. Subdrains that will be extended on adjacent projects after grading can be placed
on formational material and a vertical riser should be placed at the end of the subdrain. The
grading contractor should consider videoing the subdrains shortly after burial to check
proper installation and functionality. The contractor is responsible for the performance of
the drains.
FRONT VIEW
SIDE VIEW
8"0R8"
SUBDRAIN
CONCRETE
fEADWALL
8" ORB"
SUBDRAIN
~ 24"
NOTE: HEADWALL SHOULD ounET AT TOE OF FILL SLOPE
OR INTO CONTROLLED SURFACE DRAINAGE
NO SCALE
12"
NO SCALE
GI rev. 07/2015
8. OBSERVATION AND TESTING
8.1 The Consultant shall be the Owner’s representative to observe and perform tests during
clearing, grubbing, filling, and compaction operations. In general, no more than 2 feet in
vertical elevation of soil or soil-rock fill should be placed without at least one field density
test being performed within that interval. In addition, a minimum of one field density test
should be performed for every 2,000 cubic yards of soil or soil-rock fill placed and
compacted.
8.2 The Consultant should perform a sufficient distribution of field density tests of the
compacted soil or soil-rock fill to provide a basis for expressing an opinion whether the fill
material is compacted as specified. Density tests shall be performed in the compacted
materials below any disturbed surface. When these tests indicate that the density of any
layer of fill or portion thereof is below that specified, the particular layer or areas
represented by the test shall be reworked until the specified density has been achieved.
8.3 During placement of rock fill, the Consultant should observe that the minimum number of
passes have been obtained per the criteria discussed in Section 6.3.3. The Consultant
should request the excavation of observation pits and may perform plate bearing tests on
the placed rock fills. The observation pits will be excavated to provide a basis for
expressing an opinion as to whether the rock fill is properly seated and sufficient moisture
has been applied to the material. When observations indicate that a layer of rock fill or any
portion thereof is below that specified, the affected layer or area shall be reworked until the
rock fill has been adequately seated and sufficient moisture applied.
8.4 A settlement monitoring program designed by the Consultant may be conducted in areas of
rock fill placement. The specific design of the monitoring program shall be as
recommended in the Conclusions and Recommendations section of the project
Geotechnical Report or in the final report of testing and observation services performed
during grading.
8.5 We should observe the placement of subdrains, to check that the drainage devices have
been placed and constructed in substantial conformance with project specifications.
8.6 Testing procedures shall conform to the following Standards as appropriate:
8.6.1 Soil and Soil-Rock Fills:
8.6.1.1 Field Density Test, ASTM D 1556, Density of Soil In-Place By the
Sand-Cone Method.
GI rev. 07/2015
8.6.1.2 Field Density Test, Nuclear Method, ASTM D 6938, Density of Soil and
Soil-Aggregate In-Place by Nuclear Methods (Shallow Depth).
8.6.1.3 Laboratory Compaction Test, ASTM D 1557, Moisture-Density
Relations of Soils and Soil-Aggregate Mixtures Using 10-Pound
Hammer and 18-Inch Drop.
8.6.1.4. Expansion Index Test, ASTM D 4829, Expansion Index Test.
9. PROTECTION OF WORK
9.1 During construction, the Contractor shall properly grade all excavated surfaces to provide
positive drainage and prevent ponding of water. Drainage of surface water shall be
controlled to avoid damage to adjoining properties or to finished work on the site. The
Contractor shall take remedial measures to prevent erosion of freshly graded areas until
such time as permanent drainage and erosion control features have been installed. Areas
subjected to erosion or sedimentation shall be properly prepared in accordance with the
Specifications prior to placing additional fill or structures.
9.2 After completion of grading as observed and tested by the Consultant, no further
excavation or filling shall be conducted except in conjunction with the services of the
Consultant.
10. CERTIFICATIONS AND FINAL REPORTS
10.1 Upon completion of the work, Contractor shall furnish Owner a certification by the Civil
Engineer stating that the lots and/or building pads are graded to within 0.1 foot vertically of
elevations shown on the grading plan and that all tops and toes of slopes are within 0.5 foot
horizontally of the positions shown on the grading plans. After installation of a section of
subdrain, the project Civil Engineer should survey its location and prepare an as-built plan
of the subdrain location. The project Civil Engineer should verify the proper outlet for the
subdrains and the Contractor should ensure that the drain system is free of obstructions.
10.2 The Owner is responsible for furnishing a final as-graded soil and geologic report
satisfactory to the appropriate governing or accepting agencies. The as-graded report
should be prepared and signed by a California licensed Civil Engineer experienced in
geotechnical engineering and by a California Certified Engineering Geologist, indicating
that the geotechnical aspects of the grading were performed in substantial conformance
with the Specifications or approved changes to the Specifications.
Geocon Project No. 06442-32-31A October 19, 2021
LIST OF REFERENCES
1.Bay Area Earthquake Alliance (2020), How Close To a Fault Do You Live?: Website,
https://bayquakealliance.org/howclose/, accessed July 15, 2020;
2.Jennings, C. W., 1994, California Division of Mines and Geology, Fault Activity Map of
California and Adjacent Areas, California Geologic Data Map Series Map No. 6.
3.SEAOC (2019), OSHPD Seismic Design Maps: Structural Engineers Association of
California website, http://seismicmaps.org/, accessed October 18, 2021;
4.USGS (2019), Quaternary Fault and Fold Database of the United States: U.S. Geological
Survey website, https://www.usgs.gov/natural-hazards/earthquake-hazards/faults, accessed
April 26, 2021;
5.Kennedy, M. P., and S. S. Tan, Geologic Map of the Oceanside 30’x60’ Quadrangle,
California, USGS Regional Map Series Map No. 2, Scale 1:100,000, 2007.
6.Unpublished reports and maps on file with Geocon Incorporated.
Project No. 06442-32-31A
January 23, 2023
Ionis Pharmaceuticals, Inc.
2855 Gazelle Court
Carlsbad, California 92010
Attention: Mr. Wayne Sanders
Subject: RESPONSE TO CITY OF CARLSBAD REVIEW COMMENTS
IONIS PHARMACEUTICALS LOTS 21 AND 22
(CARLSBAD OAKS NORTH BUSINESS PARK)
CARLSBAD, CALIFORNIA
References: 1. City of Carlsbad Review Comments, Ionis Lots 21 & 22, Carlsbad Oaks North Business
Park (1st review), Project ID: SDP2021-0029, Memorandum dated December 7, 2022.
2. Update Geotechnical Report, Ionis Lots 21 and 22 (Carlsbad Oaks North Business
Park), Carlsbad, California, prepared by Geocon Incorporated, dated October 19,
2021 (Project No. 06442-32-31A).
Dear Mr. Sanders:
In accordance with the request of Mr. Jon Olhson with DGA Planning/Architecture/Interiors, we have
prepared this letter to respond to a City of Carlsbad Review comment (Reference 1) for the project. The
City review comment pertaining to geotechnical issues followed by our response is provided below.
Issue No. 1:The submitted “Update Geotechnical Report…” consist essentially geotechnical
conclusions and recommendations for the proposed development that are based on
previous work at the site back in 2007 and 2004, and does not include recent
subsurface exploration, laboratory testing, etc., to address the currently proposed
project. While the reviewer understands that Geocon Inc., performed the
geotechnical observation and testing during the mass grading of the site in 2007, a
stand-alone geotechnical report for the proposed development is required by the
City. The following comments are provided with the intent of forming a stand-alone
geotechnical report for the proposed project.
Response:As stated in Reference No. 2 and by reviewer above, we provided testing and
observation services during mass grading of the property. As part of our services, we
collected soil samples during grading operations and performed laboratory testing.
Pertinent laboratory information collected during mass grading is presented in
Reference No. 2, Appendix A. The existing “subsurface” information is comprehensive
and adequate to provide recommendations for the continued development of the
property. In this regard, no additional subsurface exploration is required.
Issue No. 2:Please provide a copy of the “Final Repot of Testing and Observation Services
during Site Grading, Carlsbad Oaks North…”by Geocon, Inc., dated December 11,
2007, that reports the previous mass grading activities that established the subject
GEOCON
INCORPORATED
G E OT E CHN I CAL ■E NV I RONMENTA L ■ MA T ER I A L S
6960 Flanders Drive ■ Son Diego, California 92121-297 4 ■ Telephone 858.558.6900 ■ Fax 858.558.6159
Project No. 06442-32-31A - 2 - January 23, 2023
lots and has reportedly been used as the basis for the conclusions/recommendations
provided in the “Update Geotechnical Report…”.
Response:We will provide an electronic copy to DGA for submittal.
Issue No. 3:Please provide a copy of the rippability study report (addressing the required local
excavation of the underlying granitic rock) that is discussed in the “Update
Geotechnical Report...”
Response:We will provide an electronic copy to DGA for submittal.
Issue No. 4:As the “Update Geotechnical Report…” is almost a year old, please review the
most current revision the grading plans for the proposed project prepared by Pasco
Laret Suiter & Associates and provided any update conclusions/recommendations
as necessary.
Response:We understand that the grading plans are undergoing revisions to address City
comments. Per Section 8.16 of Referenced No. 2, we will review grading plans
prior to final design City submittal and check weather additional analyses and/or
recommendations are required.
Issue No. 5:Please provide an updated “Geologic Map” (providing all the geotechnical
information currently shown) using the most current version of the project grading
plan as the base map.
Response:We performed cursory review of the grading plans prepared by Pasco Laret Suiter
& Associates (PLSA). The planned improvements presented on the project grading
plans are generally the same as presented on the geologic map included in
Reference No. 2. We opine that revising our geologic map is not warranted.
Issue No. 6:Please revise Geologic Cross-Sections A-A’, B-B’, and C-C’ as necessary based on
the updated “Geologic Map” requested in comment #5 above. Please also add the
following to the cross-sections a) the temporary slopes (per comment #19 below)
associated with the excavations for the basement levels of the proposed office
building and parking structure, b) graphically show the approximate
locations/elevations of the over-size rock fragments (approximate 2 to 4’ plus size
boulders) that were reportedly placed during the mass grading of the lots as they
relate to the basement levels of the proposed office building and parking structure,
and c) show/label the depths of the recommended over-excavations/re-
recompaction to prepare the building pads for both the basement level and at-grade
portions of the proposed office building/parking structure and parking areas.
Response:Based on our response to Issue No. 5, revised geologic cross-sections are not
necessary. Part A: the base map used to prepare the geologic map included in
Reference No. 2 and the grading plan prepared by PLSA do not show temporary
slopes; therefore, temporary slopes are not shown on our geologic map. In this
regard, it is the contractors responsibility to select the appropriate temporary slope
excavation geometry in accordance with OSHA. Part B: It is assumed this comment
was made in jest. Individual rock fragments are not mapped during mass grading
operations; however the rock restriction zones are. Refer to update geotechnical
report regarding discussion of previous grading operations. Part C: Not necessary.
Refer to Section 8.3.8 of Reference No. 2 for undercut recommendations.
Issue No. 7:Please provide a statement addressing the potential impact of the project on
adjacent properties. Please include a discussion on the potential impacts to
Project No. 06442-32-31A - 3 - January 23, 2023
adjacent properties from the apparent need to locally excavate (blast?) the granitic
rock underlying the site to establish proposed pad grades and/or over-excavate to
address cut/fill transition conditions.
Response:We opine that potential impact of the subject project grading to adjacent properties
is low provided geotechnical recommendations presented in Reference No. 2 are
followed. If blasting is required, the grading/blasting contractor is required to
address any impacts to adjacent improvements.
Issue No. 8:Please describe the approximate range of fill thickness beneath the existing site
grades and the approximate thickness of fill that will exist beneath the proposed
office building and parking structure subsequent to the recommended site grading
for the project.
Response:As shown on geologic map included in Reference No. 2, Lot 21 existing fill
thicknesses range between approximately 5 feet and 40 feet. On Lot 22, the existing
fill thickness ranges between approximately 5 feet and 20 feet. After proposed fine
grading the fill beneath planned office building will range between approximately
5 feet and 30 feet. For the parking garage, the fill will range between approximately
5 feet and 14 feet.
Issue No. 9:Please provide a discussion addressing the local and regional faulting associated
with the subject site. Please include names, distances, and potential magnitudes of
faults potentially impacting the subject property.
Response:See Section 7.1 of Reference No. 2. The information requested is not relevant in
design of the planned improvements.
Issue No. 10:Provide subsurface exploration as necessary to determine and assess the current
subsurface soil and groundwater conditions at the subject site with respect to the
proposed development (both as-grade and basement levels of the proposed office
building and parking structure). (also see comment #11 through 14 below).
Response:See Section 6 of Reference No. 2.
Issue No. 11:As there is no recent subsurface exploration to address the current project and
current soil conditions provided in the “Update Geotechnical Report…,” please
justify the geotechnical parameters (strength, expansion potential, sulfate
exposure, etc.) that are provided in the report for the soils that will be exposed at
both the as-grade parking/driveway areas and basement levels of the office building
and parking structure.
Response:Please see response to Issue No. 1. In addition, and as discussed in Sections 8.2.2
and 8.2.3 of Reference No. 2, we will perform additional expansion potential and
water-soluble sulfate testing after completion of grading operations to evaluate the
soils present within the upper approximately 3 feet of ultimate design finish
elevation. As is standard for ultimate development of a property, we will collect
soil samples and perform necessary laboratory testing during grading to check our
geotechnical design parameters presented in Reference No. 2. If necessary, we will
provide revised recommendations based on information collected during grading.
Issue No. 12:As there is no current subsurface exploration and associated laboratory testing
provided in the “Update Geotechnical Report…,” please provide the basis for the
values of total and differential settlement for the proposed development that are
provided in the report.
Project No. 06442-32-31A - 4 - January 23, 2023
Response:Please see response to Issue No. 1. Pertinent laboratory information collected
during mass grading is presented in Reference No. 2, Appendix A.
Issue No. 13:As there is no current subsurface exploration and associated laboratory testing
provided in the “Update Geotechnical Report…,” please provide the basis for the
R-values recommended for pavement design that are provided in the report.
Response:Please see Section 8.11.1 of Reference No. 2. The pavement sections are
PRELIMINARY and not for construction. The final pavement sections will be
provided after the grading operations are completed, subgrade soils are sampled,
and laboratory resistance value (R-Value) testing is performed on the soil samples
collected.
Issue No. 14:As the absence of current subsurface exploration to evaluate the site, please provide
the basis that only the upper 12 inches of the existing subgrade of the subject lots
requires remedial grading prior to fill placement or other construction.
Response:Our recommendations are based on field observations during the ultimate
development of Carlsbad Oaks North Business Park Lots 4, 5, 13, 14, 20, 23 and
25 that consisted of same soil conditions as Lots 21 and 22. In rare instances
remedial grading may need to be extended deeper than 12-inches. This is why the
statement in Section 8.3.5 of Reference No. 2 states “Near-surface soils may need
to be processed to greater depths depending on the amount of drying or wetting
that has occurred within the soils since the initial sheet grading of the pad. The
actual extent of remedial grading should be determined in the field by the
geotechnical engineer or engineering geologist”.
Issue No. 15:With respect to the laboratory testing that was reported previously performed as
part of the mass grading of the site 2007 (Appendix A of the “Update Geotechnical
Report…”), please indicate the specific locations and depth/elevations within the
subject lots that the samples for direct shear, expansion index, and soluble sulfate
tests were taken.
Response:Please see response to Issue No. 11 and Issue No. 14.
Issue No. 16:The “Updated Geotechnical Report…” indicates that the expansion index testing
previously performed as part of the mass grading of the site in 2007 (Appendix A
of the “Update Geotechnical Report…” was relative to the soil cap mantling the
upper 3’ of the subject lots. Please address and justify the expansion potential of
the soils that will be exposed at the grade of the proposed basement levels of the
office building and parking structure and provide geotechnical design parameters
accordingly (see comments #10 and 11 above and #17 below).
Response:Please see response to Issue No. 11 and Issue No. 14.
Issue No. 17:The text of the “Update Geotechnical Report…” indicates that the foundation
recommendations are based on soils with an Expansion Index less than 50. As soils
with expansion index (EI) over 20 are considered expansive and require mitigation
in accordance with Sections 1803.5.3 and 1808.6 of the 2019 CBC, please provide
recommendations as necessary and a statement that the proposed foundation
system/slabs on-grade will meet the requirement of Section 1808.6 (1808.6.1
through 1808.6.4) that is being recommended to satisfy the code requirement, and
provide the Effective Plasiticity Index and any other parameters for foundation
design in accordance with WRI/CRSI Design of Slab-on-Ground floors or a post-
Project No. 06442-32-31A - 5 - January 23, 2023
tensioned design in accordance with PTI DC 10.5 as necessary to address section
1808.6.2 for slabs on-ground.
Response:We have not been provided with the project foundation plans for our review. We
will address this issue when that occurs.
Issue No. 18:As the “Update Geotechnical Report…” indicates that the mass grading for the site
included placing boulder-size granitic rocks (approximately 2 to 4’ plus size) at
depth in the fill beneath the subject lots, please provide remedial grading
recommendations as necessary for the basement level building pads for the office
building and parking structure relative to the potential occurrence of the boulders
at the elevation of the basement pads.
Response:The comment does not apply to the parking garage and the west portion of the
building pad as planned grading consists of placing fill to achieve design grade. For
the remainder of the pad where grading consists of excavating into existing fill to
achieve design grade, the recommendations presented in Section 8.3.8 of Reference
No. 2 are applicable if oversize rock is encountered at ultimate grade. Also, see
response to Issue No. 14.
Issue No. 19:Please provide the OSHA Type Soil (A, B, or C) and associated temporary slope
inclination (H:V) that the construction plans and contractors should adhere to
during the design and construction of the development.
Response:Please see Section 8.3.12 of Reference No. 2. The contractors are responsible for
ensuring that all excavations and trenches are properly shored, maintained and
excavated to appropriate configuration in accordance with the applicable OSHA
rules and regulations. In this regard, the contractors “competent person” is
responsible for determining the soil class for use in temporary excavations.
Issue No. 20:Please provide a complete summery list of the geotechnical observations/testing
services that should be performed as part of the construction of this proposed
development.
Response:As indicated is Sections 8.3.3 and 8.8.7 of Reference No. 2., we will provide testing
and observation services on a full-time basis during grading operations and planned
soil nail wall. We will check foundation excavations prior to placement of rebar
and concrete. As for balance of improvements, we will provide our services on a
requested basis during trench backfill, wall backfill and construction of surface
improvements.
Should you have any questions regarding this letter, or if we may be of further service, please contact
the undersigned at your convenience.
Very truly yours,
GEOCON INCORPORATED
Emilio AlvaradoRCE 66915 David B. EvansCEG 1860
EA:DBE:
(e-mail) Addressee
Project No. 06442-32-31A
February 21, 2023
Ionis Pharmaceuticals, Inc.
2855 Gazelle Court
Carlsbad, California 92010
Attention: Mr. Wayne Sanders
Subject: ADDITIONAL INFORMATION REQUSTED BY CITY OF CARLSBAD
IONIS PHARMACEUTICALS LOTS 21 AND 22
(CARLSBAD OAKS NORTH BUSINESS PARK)
CARLSBAD, CALIFORNIA
References: 1. Response to City of Carlsbad Review Comments, Ionis Pharmaceuticals Lots 21 and 22
(Carlsbad Oaks North Business Park), Carlsbad, California, prepared by Geocon
Incorporated, dated January 23, 2023.
2. City of Carlsbad Review Comments, Ionis Lots 21 & 22, Carlsbad Oaks North Business
Park (1st review), Project ID: SDP2021-0029, Memorandum dated December 7, 2022.
3. Update Geotechnical Report, Ionis Lots 21 and 22 (Carlsbad Oaks North Business
Park), Carlsbad, California, prepared by Geocon Incorporated, dated October 19,
2021 (Project No. 06442-32-31A).
Dear Mr. Sanders:
In accordance with the request of Mr. Jon Olhson with DGA Planning/Architecture/Interiors, we are
providing additional information requested by City of Carlsbad. The following is our responses to the
information requested:
Based on information presented in Reference No. 3, and in general conformance with
Occupation Safety and Health Act (OSHA) Trenching and Excavation Safety, the site soils may
be considered Soil Type B. The soil type should be revised to Soil Type C if seeps are
encountered along the face of excavations. In accordance with OSHA, it is the responsibility of
the contractor and their competent person to determine the soil type during construction to
ensure all excavations, temporary slopes and trenches are properly constructed and maintained
in accordance with applicable OSHA guidelines, in order to maintain safety and the stability of
the excavations and adjacent improvements.
We anticipate the soils at pad grade for the office/R&D building will consist of materials with
expansion potential (EI) less than 20.
GEOCON
INCORPORATED
G E OT E CHN I CAL ■E NV I RONMENTA L ■ MA T ER I A L S
6960 Flanders Drive ■ Son Diego, California 92121-297 4 ■ Telephone 858.558.6900 ■ Fax 858.558.6159
Project No. 06442-32-31A - 2 - February 21, 2023
The Newport-Inglewood and Rose Canyon Fault zones, located approximately 8 miles west of
the site, are the closest known active faults.
We will perform the following services during grading and improvement construction:
a)Testing and observation services on a full-time basis during grading operations and
construction of the planned soil nail wall.
b)Check the foundation excavations for parking garage, office/R&D building, and retaining
walls prior to placement of rebar and concrete.
c)Testing and observation services on a requested basis during trench backfill, wall backfill
and construction of surface improvements.
As presented in Reference No. 3, we prepared the project update geotechnical report based on
information obtained from the geotechnical reports titled Final Report of Testing and
Observation Services During Site Grading, Carlsbad Oaks North Business Park – Phase 2
(Phase 2 – Lots 13 through 19; Phase 3 – Lots 20 through 25 and 27), Carlsbad, California,
prepared by Geocon Incorporated, dated December 11, 2007 (Geocon Project No. 06442-32-
13) and Update Geotechnical Investigation, Carlsbad Oaks North Business Park and Faraday
Avenue Offsite, Carlsbad, California, prepared by Geocon Incorporated, dated October 21, 2004
(Geocon Project No. 06442-32-03).
Should you have any questions regarding this letter, or if we may be of further service, please contact
the undersigned at your convenience.
Very truly yours,
GEOCON INCORPORATED
Emilio Alvarado
RCE 66915
EA:am
(e-mail) Addressee