HomeMy WebLinkAbout2023-10-17; City Council; Resolution 2023-264RESOLUTION NO. 2023-264
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CARLSBAD,
CALIFORNIA, APPROVING AMENDMENTS TO THE COMMUNITY
DEVELOPMENT BLOCK GRANT PROGRAM CITIZEN PARTICIPATION PLAN
WHEREAS, the primary objective of the federal Community Development Block Grant (CDBG)
Program is to develop viable urban communities through the provision of improved living
environments, expansion of economic opportunity and decent housing. Grant funds received through
the program are intended to principally serve persons of low and moderate income; and
WHEREAS, to be eligible for CDBG funds, the jurisdiction must adopt an Citizen Participation
Plan, which must be reviewed and approved by the Department of Housing and Urban Development;
and
WHEREAS, the amended Citizen and Community Participation Plan formally sunsets the
Community Development Block Grant Citizens Advisory Committee and transfers the responsibilities
of reviewing Community Development Block Grant funding applications to the Housing Commission,
and
WHEREAS, the draft Plan was released for a 30-day public review period which began on
September 18, 2023, and concluded on October 17, 2023; and
WHEREAS, public comments from the public review period and the public hearing on October
17, 2023, if any, have been addressed through written response and included in the Citizen and
Community Participation Plan; and
WHEREAS, the City Council of the City of Carlsbad, California has taken all testimony into
account in considering the Citizen and Community Participation Plan, as required for the city's CDBG
program; and
WHEREAS, the City Council of the City of Carlsbad, California, approves and authorizes the
submittal of the Citizen and Community Participation Plan for the city's CDBG program to the U.S.
Department of Housing and Urban Development.
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Carlsbad, California, as
follows:
1.That the above recitations are true and correct.
2.That the City Council hereby approves the Amended Community and Citizen
Participation Plan, including sunsetting the Community Development Block Grant
Advisory Committee and transferring the duty of reviewing CDBG funding requests to
the Housing Commission (Attachment A).
PASSED, APPROVED AND ADOPTED at a Regular Meeting of the City Council of the City of
Carlsbad on the 17th day of October, 2023, by the following vote, to wit:
AYES:
NAYS:
ABSTAIN:
ABSENT:
Blackburn, Bhat-Patel, Acosta, Burkholder, Luna.
None.
None.
None.
KEITH BLACKBURN, Mayor
SHERRY F
(SEAL)
Attachment A
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CITY OF CARLSBAD
Citizen and Community Participation Plan for
Programs Funded Under the Department of
Housing and Urban Development’s Office of
Community and Development and Planning
Amended by City Council Resolution No. 2020-078 Amended by City Council Resolution No. 2019-019
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INTRODUCTION
The City of Carlsbad receives an annual entitlement of Community Development Block Grant
(CDBG) funds from the U.S. Department of Housing and Urban Development (HUD) for housing
and community development activities to assist low-income persons. The city is also a participating
jurisdiction in the San Diego HOME Consortium. In accordance with the Grant, the city must create a
5-Year Consolidated Plan (Consolidated Plan) that addresses affordable housing and community
development needs, submit an Annual Action Plan (Annual Plan) to outline spending and activities
for the corresponding program years, and provide a Consolidated Annual Performance and
Evaluation Report (CAPER) to evaluate the city’s accomplishments and use of CDBG funds. As
required by HUD regulation 25 CFR 91.105, the city must have and follow a detailed Citizen
Participation Plan that specifies the city’s policies and procedures for engaging citizens and
encouraging them to participate in creating, evaluating, and implementing the CDBG program,
Assessment for Fair Housing (AFH) and/or Analysis of Impediments to Fair Housing (AI) and/or
other statutorily required plan to address Fair Housing.
In addition, HUD regulations for the Assessment of Fair Housing (AFH) and/or Analysis of
Impediments to Fair Assessment of Fair Housing (AI) and/or any other statutorily required plan to
address fair housing, require that the City adopt a Community Participation Plan setting forth the
City’s policies and procedures for the community participation, solicitation of views, and
recommendations from members of the community and other interested parties, a consideration
of the views and recommendations received, and a process for incorporating such views and
recommendations into decisions and outcomes.
This Citizen and Community Participation (CCPP) serves to meet the federal requirements
described above concurrently.
PARTICIPATION POLICIES
The primary goal of the Citizen and Community Participation Plan (CCPP) is to solicit views and
recommendations from members of the community, organizations, and other interested parties
and to incorporate the views and recommendations in the decision-making process. To accomplish
this goal, the CCPP mandates that the city will:
•In the development of the Consolidated Plan, and AFH and/or AI, encourage
participation from residents in the development and preparation of the Consolidated
Plan, Annual Plan, AFH, and/or AI and/or statutorily required plan to address fair
housing, substantial amendments to these plans, and CAPER.
•In the development and implementation of the Consolidated Plan, AFH and/or AI,
encourage the involvement by low-moderate income persons, particularly those who
reside in CDBG targeted neighborhoods, areas designated for revitalization, areas
designated as slum and blight, people with disabilities, racial and ethnic minorities, Non-
English speaking and persons with Limited English Proficient (LEP), and residents of
public and assisted housing developments.
•In the development and implementation of the Consolidated Plan, AFH, and/or AI,
encourage participation from the Continuum of Care, businesses, developers, nonprofit
organizations, philanthropic organizations, community-based and faith-based
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organizations, public housing agency consultations, resident advisory boards, resident
councils, and resident management corporations.
•Provide residents reasonable and timely access to information, meetings, and records.
•Provide residents the opportunity to review, offer input and feedback regarding the use
of CDBG and AFH funds, and comment on the CAPER.
•Provide assistance for non-English-speaking and LEP persons upon advance request
provided such services are available.
•Use comprehensive techniques to encourage and measure public participation and
review program performance.
•Reasonable accommodations will be provided for those with disabilities upon advance
request.
The City of Carlsbad assures that the most diligent effort will be made to comply with the
process and procedures outlined in this Citizen and Community Participation Plan.
DEVELOPMENT OF PLANS
As an entitlement jurisdiction, the City of Carlsbad is required to prepare:
•A Five-Year Consolidated Plan.
•An Annual Action Plan.
•A Consolidated Annual Performance and Evaluation Report (CAPER).
•Assessment of Fair Housing (AFH), Analysis of Impediments to Fair Housing (AI) and/or
other statutorily required plan to address Fair Housing.
The city will make a concerted effort to notify residents, social service providers, business groups,
nonprofit organizations, community and faith-based organizations, and community boards and
other interested organizations of the development of the Consolidated Plan, Annual Plan, AFH, AI
and/or other statutorily required plan to address Fair Housing, and CAPER through mailings,
including electronic mail, online postings, and notices in the newspaper.
The city will issue a Notice of Funding Availability inviting proposals for CDBG activities. Upon
request, the city will provide technical assistance to groups representing low-moderate income
persons to develop proposals for eligible activities.
The Housing Commission consists of five members appointed by the mayor and confirmed by the
City Council. Two of the commissioners are those assisted by the Carlsbad Housing Authority, one
of whom is at least 62 years of age. The three general commissioners are those with expertise in
one or more of the following areas: development, construction, real estate, social services,
housing advocacy, planning, architecture, or finance. If possible, the committee members should
represent the four quadrants of the city. The Housing Commission will review annual grant
proposals and make recommendations to the City Council concerning federal funding.
Commission meetings are open to the public and held approximately once per month.
Commission agendas are posted 72 hours prior to a meeting and available on the city’s website
and at Carlsbad City Hall, 1200 Carlsbad Village Drive, Carlsbad, CA, 92008.
The city will prepare the Annual Plan, which may contain a list of projects to be funded for the
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given program year with any additional funding received. During each program year, however,
additional funding may become available because of program income, projects completed below
budget or projects canceled or delayed due to a variety of reasons. This list of back-up projects
may include public facility and infrastructure improvement projects can be included in Annual
Plans and be approved by the City Council to serve as back-up projects. The city may activate
these back-up projects at any time when funding becomes available. The city needs to receive
HUD approval for these back-up projects along with the approved and funded projects as part of
its approval for the Annual Plan. Initiation and funding of these projects would not constitute a
substantial amendment as defined below.
The city will make available any HUD-provided data and other supplemental information the
grantee plans to incorporate into its AFH at the start of the public participation process (or as soon
as feasible after). Prior to adoption of the Plan(s), the city will make available the estimated
amount of CDBG funding that it expects to receive, the activities that may be undertaken, the
estimated amount of funds that will be used to benefit low-moderate income persons, and any
activities that may result in displacement.
The city will publish a summary of the proposed Plan(s) and/or AFH in the newspaper and have it
available on the city’s website for a period of ten days prior to a public meeting. The summary will
describe the contents and purpose of the Plan(s) and/or AFH and include a list of the locations
where they may be reviewed. The Plan(s) and/or AFH will be available for review at Carlsbad City
Hall and at the city’s website. The city will provide a reasonable number of free copies to citizens
and groups upon request.
The city will prepare an annual CAPER to evaluate the progress of the Consolidated Plan and to
review accomplishments for the previous program year.
•Prior to submitting the CAPER to HUD, the public must be noticed advising of the
availability of the CAPER, will be published in the newspaper and available on the city’s
website. The CAPER will be available for review at Carlsbad, Housing & Homeless Services
Office, and on the city website.
•A comment period of not less than 15-days will be provided. All comments received, in
writing or orally, will be included in the final submission to HUD.
PLAN AMENDMENTS
The city will amend its approved Plan(s) whenever it makes one of the following decisions:
•To carry out an activity not previously described in the Annual Plan using funds covered
by the
Consolidated Plan, including Program Income.
•To substantially amend the purpose, scope, location, or beneficiaries of an activity.
•To substantially amend the allocation priorities or the method of distributing funds.
A substantial amendment is defined as the following:
•An addition, modification, or elimination of a Consolidated Plan goal.
•An addition of a new activity not previously identified in the Annual Plan; or
•A change in an activity after the adoption of the Annual Plan that meets on of the
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following thresholds:
o A net increase or decrease greater than 50 percent of the activity allocation; or
o A change in the use of funds from one activity to another that affects 20 percent
or more of the city’s current annual CDBG fund allocation.
•Substantial amendments must be authorized by the Carlsbad City Council and will be
available on the city’s website and through public notices in the newspaper. Minor
changes and/or corrections may be made, so long as the changes do not constitute a
substantial amendment. Minor changes, including but not limited to modifications of
goal outcome indicators, shall not be considered a substantial amendment, and do not
require public review or a public hearing.
•The city will receive and consider comments concerning substantial amendments and/or
AFH revisions for a period of not less than 30 days. All comments received, in writing or
orally at a public meeting, will be considered in preparing the final Plan(s) and/or AFH. A
summary of the comments or views, including those not accepted and the reasons, shall
be attached to the final Plan(s) and/or AFH.
•Public notices will be published at least ten days prior to the hearing. Notices will include
the date, time, location, and summary of the proposed action to help facilitate informed
comments.
Any changes in federal funding level after the comment period of either the Draft Consolidated
Plan and/or Action Plan has expired, the resulting effect on the distribution of funds will not be
considered an amendment or a substantial amendment.
PUBLIC HEARINGS
•The city will conduct at least two public hearings each year to obtain residents’ feedback
regarding housing and community development needs, proposed allocation of CDBG
funds, strategies and actions taken to affirmatively further fair housing, and review
program performance.
•The city will conduct at least one public hearing during the development of the AFH, AI,
and/or statutorily required plan to address fair housing prior to publishing for public
comment. The public hearing must be held prior to formulating the Consolidated Plan.
•The city will conduct at least one public hearing during the development of the
Consolidated Plan prior to publishing the Consolidated Plan for public comment.
•The city will receive and consider comments concerning the Plan(s), AFH, AI, and/or
statutorily required plan to address fair housing for a period of 30 days. All comments
received, in writing or orally at the public meeting, will be considered in preparing the
final Plan(s) and/or AFH. A summary of the comments, including those not accepted and
the reasons, shall be attached to the final Plan(s).
•Public notices will be published at least ten days prior to the hearing. Notices will include
date, time, location, and summary of the proposed action to help facilitate an informed
comment(s). Notices will be published in the newspaper and announced on the city’s
website.
•Public notices, excluding the CAPER, will be published at least ten days prior to a hearing.
Notices will include the date, time, location, and summary of the proposed action to help
facilitate an informed comment(s). Notices will be published in the newspaper and
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announced on the city’s website.
Public hearings are held in the Carlsbad Council Chamber located at 1200 Carlsbad Village
Drive, Carlsbad, California, convenient to potential and actual beneficiaries of funding and
accessible to people with disabilities. Listening devices for the hearing impaired available at
public hearings upon request. Translators are provided for non-English speaking persons when
requests are made within five working days prior to a public hearing. Individuals with
disabilities, who require reasonable accommodations to participate in the City Council
meetings, should contact the City Manager’s Office at 442-339-3821, 711 (free relay service
for TTY users), 760-720-9461 (fax) or manager@carlsbadca.gov by noon on the Monday
before the meeting to make arrangements.
PUBLIC NOTICES
The City of Carlsbad provides adequate notice of 15 or 30 days, depending on the subject of the
notice, at all stages of the Consolidated Plan process to encourage participation by interested
parties. To allow for informed comment, notices provide specific information regarding the
subject of the notice including anticipated amount of funding, eligible types of activities,
expected benefit to low- and moderate-income persons, staff contact information, date, time,
and location of the event. Notices are published in the San Diego Union Tribune, the Coast
News, and/or other local newspaper. The City of Carlsbad provides advance notice for the
following specific documents:
Document Noticing period
•Citizen Participation Plan 30 days
•Five-Year Consolidated Plan 30 days
•Annual Plan 30 days
•AFH, AI, or other statutorily
required plan to address fair housing 30 days
•Substantial Amendment 30 days
•CAPER 15 days
ACCESS TO INFORMATION AND RECORDS
Any citizen, organization, or other interested party may submit written requests for information
regarding the Consolidated Plan, Annual Plan, AFH, AI, and/or other statutorily required plan to
address fair housing, and CAPER, including the city’s use of funds under the CDBG programs and
the benefit to low- and moderate-income residents during the preceding five years.
The Citizen Participation Plan, the Consolidated Plan, the current Annual Plan, the current AFH, AI,
and/or other statutorily required plan to address fair housing, the current CAPER, and any
substantial amendments to these plans will be available for public review at Carlsbad City Hall,
1200 Carlsbad Village Drive, and on the city’s website.
TECHNICAL ASSISTANCE
Upon request, the City of Carlsbad works with individuals or groups which represent lower income
people to develop proposals for funding assistance under the Consolidated Plan programs.
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Carlsbad staff does provide technical assistance for proposals that strengthen and expand the
role of community-based development organizations in planning for eligible activities.
ANTI-DISPLACEMENT
The City of Carlsbad strives to avoid and minimize the displacement of individuals as a result of
the HUD funded activities. Therefore, to the greatest extent possible, the city:
•Considers the impact of displacement in the site selection, during the project planning
phase.
•Provides information to displaced individuals on available assistance and relocation
benefits.
Prior to approval of any HUD funded activities with the potential for temporary or permanent
displacement of individuals, the responsible agency (city or private developer) provides a written
plan of action for comparable replacement low-income housing and assistance to displaced
persons, based on the Uniform Relocation Assistance and Real Property Acquisitions Policies Act of
1970 (URA), 49 CFR Part 24.
COMMENT AND COMPLAINT PROCESS
The city will consider any comments from citizens received in writing or orally at public hearings
in preparing this Citizen Participation Plan, the Consolidated Plan, Annual Plan, CAPER, AFH, AI,
or other statutorily required plan to address fair housing, and/or substantial amendments to
these plans. A summary of all comments will be attached and submitted to HUD.
The city will respond to written complaints received relating to the Consolidated Plan, Annual
Plan, AFH, AI, or other statutorily required plan to address fair housing, CAPER, and/or
substantial amendments. Written complaints must describe the objection and provide contact
information of the complainant. The city will respond to complaints within 15 working days of
receiving the written complain, acknowledging the letter and identifying a plan of action, if
necessary. Correspondence may be addressed to:
City of Carlsbad
Nicole Piano-Jones, Senior
Program Manager Housing
& Homeless Services
1200 Carlsbad Village Drive
Carlsbad, CA 92008
Persons wishing to contact the Los Angeles Area HUD Office may address correspondence to:
U.S. Housing and Urban Development
Attn: Robert DiGruccio
300 North Los Angeles St. , Suite 4054
Los Angeles, CA 90012
DEFINITIONS Annual Plan: A one year (July 1- June 30) planning document, detailing approved funding
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allocations for specific eligible activities. The Annual Plan is submitted to HUD 45 days prior to
the beginning of the program year.
CAPER: The Consolidated Annual Performance and Evaluation Report (CAPER) is prepared at the
end of the program year to detail how funds were actually expended and the extent to which
these funds were used for activities that benefitted low- and moderate-income people. The
CAPER is submitted to HUD within 90 days of the program year end.
CDBG: Community Development Block (CDBG) is a HUD grant which provides for a variety of
community development programs that benefit low- and moderate-income persons.
CFR: The Code of Federal Regulations (CFR) is the general and permanent rules and regulations
published in the Federal Register by the executive departments and agencies of the U.S.
government.
Five-Year Consolidated Plan: A five-year planning document and application for funding which
establishes the city’s priorities and strategies for use of HUD administered funding.
HUD: U.S. Department of Housing and Urban Development (HD) is the federal agency which
administers and provides guidance for the Consolidated Plan process and use of federal funds
such as CDBG.
Low- and Moderate-Income Persons: Individuals from households with a total income that does not
exceed 80 percent of the median household income for the area adjusted for the family size.