HomeMy WebLinkAbout2023-11-14; City Council; Resolution 2023-278RESOLUTION NO. 2023-278
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CARLSBAD,
CALIFORNIA, AUTHORIZING STAFF TO ISSUE A REQUEST FOR PROPOSALS TO
USE OPIOID SETTLEMENT FUNDS FOR HIGH IMPACT ABATEMENT
ACTIVITIES AS DIRECTED IN ASSOCIATED SETTLEMENT AGREEMENTS
WHEREAS, on July 21, 2021, the National Prescription Opiate Litigation Multidistrict Litigation
Plaintiffs' Executive Committee, several state attorneys general, including the California Attorney General,
and four major defendants announced an agreement on the terms of a nationwide settlement to resolve
opioid litigation brought by states and local governments against the three largest pharmaceutical
distributors: McKesson, Cardinal Health and AmerisourceBergen, and manufacturer Janssen
Pharmaceuticals, Inc. and its parent company Johnson & Johnson; and
WHEREAS, on December 14, 2021, the City of Carlsbad City Council approved a resolution
authorizing the City Attorney to sign the necessary documents for the City of Carlsbad to participate in the
National Opioid Settlements; and
WHEREAS, the National Opioid Settlements and National Prescription Opiate Litigation
Settlements provide substantial funds for the abatement of the opioid epidemic in California and
throughout the United States, and they require changes in the way that the settling defendants conduct
their business; and
WHEREAS, at least 50% of the National Opioid Settlements proceeds received by the city in each
calendar year must be spent on one or more High Impact Abatement Activities as defined in the settlement
agreements; and
WHEREAS, the City of Carlsbad Finance, Police, Fire and Housing & Homeless Services departments
have worked together to identify a scope of services that meets the local needs and satisfies the
expenditure requirements of the National Opioid Settlements; and
WHEREAS, City staff have prepared the attached Request for Proposals (Attachment A) for use of
the National Opioid Settlements funds for substance abuse outreach and education services with the
target populations of local schools and people experiencing homelessness, which complies with the terms
of the National Opioid Settlements.
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Carlsbad, California, as
follows:
1.That the above recitations are true and correct.
2.That city staff are authorized to issue a Request for Proposals (Attachment A) to utilize
National Opioid Settlements funds for high abatement activities as directed in
associated settlement agreements.
PASSED, APPROVED AND ADOPTED at a Regular Meeting of the City Council of the City of
Carlsbad on the 14th day of November, 2023, by the following vote, to wit:
AYES:
NAYS:
ABSTAIN:
ABSENT:
Blackburn, Bhat-Patel, Acosta, Burkholder, Luna.
None.
None.
None.
KEITH BLACKBURN, Mayor
SHERRY FREISINGER, City Clerk
(SEAL)
Attachment A
DRAFT Request for Proposals RFP 23-XX
Substance Use Disorder Outreach & Education
Month Day, 2023
PROPOSAL RESPONSE DEADLINE:
Friday, Month Day, 2023 at 5 p.m.
CITY OF CARLSBAD
Housing & Homeless Services Department
ATTN: Chris Shilling, Homeless Services Manager
3096 Harding Street
Carlsbad, CA 92008
THE CITY OF CARLSBAD ENCOURAGES THE PARTICIPATION OF MINORITY- AND
WOMEN OWNED BUSINESSES
City of Carlsbad
RFP 23-XX Substance Use Disorder Outreach & Education
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Table of Contents
Request for Proposals to Provide Services ................................................................................................ 3
Available Funding .................................................................................................................................... 3
Background ............................................................................................................................................. 3
Timeline for Submission and Award ......................................................................................................... 3
Scope of Services ..................................................................................................................................... 4
Proposals ................................................................................................................................................. 5
Conflict of Interest ................................................................................................................................... 6
Prohibited Contracts ................................................................................................................................ 6
Review of Proposals ................................................................................................................................. 6
Award of Agreement................................................................................................................................ 7
Technical Assistance, Clarification, and Addenda ...................................................................................... 7
Right to Reject Proposals ......................................................................................................................... 7
Additional City Requirements ................................................................................................................... 8
Submittal Process .................................................................................................................................... 8
EXHIBIT “A” ........................................................................................................................................... 20
City of Carlsbad
RFP 23-XX Substance Use Disorder Outreach & Education
Due: Month Day, 2023 by 5:00 p.m. PST
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Request for Proposals to Provide Services
The City of Carlsbad is soliciting proposals for an organization to provide substance use disorder
outreach and education services to youth and people experiencing homelessness. The contract
is expected to commence on July 1, 2024, for an initial term of one year, with the option to
extend for four additional one-year periods.
Available Funding
The City of Carlsbad will receive National Opioid Settlements funding for these services. It is
anticipated that approximately $80,000 will be available annually for the high impact
abatement activities identified herein.
Background
The City of Carlsbad is part of nationwide settlements to resolve opioid-related litigation
brought by states and local governments against the three largest pharmaceutical distributors:
McKesson, Cardinal Health and AmerisourceBergen and manufacturer Janssen Pharmaceuticals
Inc. and its parent company Johnson & Johnson. At least 50% of the settlement proceeds
received by the city in each calendar year must be spent on one or more “high impact
abatement activities,” as defined in the settlements. The City of Carlsbad intends to utilize the
funds for the following services:
•Addressing the needs of communities of color and vulnerable populations (including
sheltered and unsheltered homeless populations) that are disproportionately impacted
by substance use disorder;
•Diversion of people with substance use disorder from the justice system into treatment,
including by providing training and resources to first and early responders (sworn and
non-sworn) and implementing best practices for outreach, diversion and deflection,
employability, restorative justice and harm reduction;
•Interventions to prevent drug addiction in vulnerable youth; and
•Prevention, outreach and community education (including youth and parents). (This
activity must be less than 50% of the funding.)
Timeline for Submission and Award
Activity Date
Public Notice announcing Request for Proposal Month Day, 2023
Final Date for Submissions of Questions Month Day, 2023
Proposal Submission Deadline Month Day, 2023 by 5:00 PM
Interviews (if needed) Month Days, 2023*
Staff Selection of Funding Award Month Day, 2023*
*Dates are tentative.
City of Carlsbad
RFP 23-XX Substance Use Disorder Outreach & Education
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Scope of Services
The City seeks to partner with an organization that will provide substance use disorder
outreach and education services to youth and people experiencing homelessness. Outreach and
education will focus on providing connections to care for people who have—or who are at risk
of developing—Opioid Use Disorder (OUD) and any co-occurring Substance Abuse
Disorder/Mental Health (SUD/MH) conditions through evidence-based or evidence-informed
programs. It is anticipated that services will be provided at least 3-5 days per week for 20-40
hours. However, applicants should propose a schedule they believe will be most effective based
on the model required and funding available. Proposals shall describe how the applicant will
approach the implementation of the following requirements:
•Conduct outreach and other engagement activities to identify eligible individuals and
households, including households in shelter programs and affordable housing
properties.
•Work collaboratively to screen and assess referrals from the Carlsbad Police
Department, Carlsbad Fire Department and Carlsbad Housing & Homeless Services
Department.
•Work as part of a multidisciplinary team to coordinate client care. Attend and
participate in regularly scheduled outreach and care conferencing meetings.
•Collaborate with regional Emergency Department social workers, substance use
disorder counselors, and mental health practitioners to facilitate continuum of care and
system navigation for clients.
•Conduct outreach and engagement from a harm reduction approach, developing
rapport while identifying risks and needs.
•Conduct in-the-field screening and provide assessment and ongoing reassessments.
•Develop personalized strengths-based plans to reduce the negative physical and
psychological impacts of drugs and alcohol. Help develop informal support systems as
appropriate.
•Provide linkage to and support of engagement with recovery support services, such as
vocational, educational, or crisis care services. Develop plans to reduce barriers to
City of Carlsbad
RFP 23-XX Substance Use Disorder Outreach & Education
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maintaining sobriety including; sober living, transportation, support groups, outpatient
treatment and other needs as appropriate.
•Provide referral and coordination into Medication Assisted Treatment (MAT), detox and
other treatment options.
•Collaborate across applicable agencies, providers and programs to enhance service and
referral capacity.
•Provide outreach, presentations and resources to middle and high schools that serve
Carlsbad residents to provide education and programs that discourage or prevent drug
misuse.
•Provide ongoing mentoring and family stabilization for middle and high school youth
with drug related offenses, or who have been identified as high risk.
•Maintain a written grievance procedure, including a formal process for participants to
provide feedback and to resolve conflicts experienced within the program.
•Complete accurate and thorough documentation in a timely manner. Maintain
documentation of client meetings and interactions, including conversations and
progress towards goals.
•Maintain regular communication with Housing & Homeless Services Department staff.
Provide the Housing & Homeless Services Department with monthly data reports of
services provided and outcomes.
Proposals
Proposals should describe an effective approach to provide substance use disorder outreach
and education services in the City of Carlsbad. The response should not exceed fifteen pages (8
½” x 11”), not including budget or other attachments. Proposals should include at a minimum
the following elements:
1.Description of relevant prior experience/qualifications.
2.Description of the proposed program, including how all items in the Scope of Services
will be achieved.
3.Timeline for implementation of program and projected outcomes.
City of Carlsbad
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4.Projected year one line-item budget and budget narrative. Note if match and any other
in-kind supports, or if leveraging other existing resources such as detox or treatment
bed priority, is planned. Due to the limited funding available, the city will weight higher
those projects that provide match or leveraged resources in this scoring criteria.
Conflict of Interest
No person performing services for the city, in connection with the establishment of any
agreements or any projects resulting from this solicitation, shall have a financial or other
personal interest other than employment or retention by the city, in any contract or
subcontract in connection with this solicitation or any resulting project.
Prohibited Contracts
The city shall not contract with and shall reject any RFP's submitted by the persons or entities
specified below, unless the City Council finds that special circumstances exist which justify the
approval of such a contract.
•Persons employed by the city or public agencies for which the City Council is the
governing body;
•Profit-making firms or businesses in which city employees described in this solicitation
serve as officers, principals, partners or major shareholders;
•Persons who, within the immediately preceding twelve (12) months, came within the
provisions of this solicitation and who (1) were employed by the city in positions of
substantial responsibility in the area of service to be performed by the contract, or (2)
participated in any way in developing the contract or its service specifications;
•Profit-making firms or businesses in which the former city employees described
in this solicitation serve as officers, principals, partners or major shareholders;
and
•A person who currently serves on a city board or commission per CMC 2.15.030. The
submitter certifies that the consultant firm has complied with the above provisions
and that any ensuing contract will be valid.
Review of Proposals
Proposals will be reviewed for completeness and according to the city’s evaluation criteria.
Incomplete and/or late proposals may be disqualified. The city will review and evaluate all
proposals for responsiveness to this RFP to determine whether the respondent possesses the
professional qualifications necessary for the satisfactory performance of the services required.
The city will also investigate qualifications of all respondents to whom the award is considered
and may request clarification of proposals directly from one or more proposers. In accordance
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with the Carlsbad Municipal Code, the city will award the contract(s) based on a “best value”
evaluation. In reviewing the proposals, the city will consider the following evaluation criteria:
Criteria Weight
Organization’s Experience and Qualifications 25%
Approach to the Scope of Services 25%
Proposed project schedule and outcomes 25%
Adequate budget to meet Scope of Services 25%
Under the city’s best value evaluation method, the contractor with the lowest cost may not be
awarded this contract. Responsive contractors may be asked to attend an interview to help the
city in its evaluation.
Award of Agreement
Upon completion of the review period, the city will notify the applicant whose proposal will be
considered for further evaluation and negotiation. Any delay caused by the applicant's failure to
respond to direction from the city may lead to a rejection of the proposal.
If the city determines, after further evaluation and negotiation, to award the agreement, a
professional services agreement will be sent to the successful applicant for the required
signatures. No proposal shall be binding upon the city until after the agreement is signed by
duly authorized representatives of both the service provider and the city.
The city reserves the right to reject any or all proposals, and to waive any irregularity in a
proposal. The award of the agreement will be based upon a total review and analysis of each
proposal and projected costs.
Technical Assistance, Clarification, and Addenda
Requests for clarifications regarding this RFP should be emailed to Chris Shilling
chris.shilling@carlsbadca.gov by 5 p.m. on Month Day, 2023. Clarifications and substantive
changes in the submittal requirements, if any, will be posted on the city’s e-bidding site no later
than Month Day, 2023 by 5 p.m.
Right to Reject Proposals
The city reserves the right to: 1) accept or reject any or all proposals received; 2) waive any
non-substantive deficiency or irregularity; 3) negotiate with any qualified proposer; 4) award a
contract in what it believes to be the best interest of the city; 5) cancel this request, in part or
its entirety, if it is deemed to be in the best interest of the city; 6) reject the proposal of any
proposer who has previously failed to perform properly; 7) reject the proposal of any proposer
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who has failed to complete a contract within the specified timeframe; and/or 8) reject the
proposal of any proposer that is not in a position to fulfill a resulting contractual obligation. This
Request for Proposals (RFP) does not commit the city to award any contract, pay any pre-award
expenses, or pay any costs incurred in the preparation of a proposal.
Additional City Requirements
The contractor selected will be required to enter into a professional service agreement with the
city. A sample agreement is attached for your reference as Attachment A. The form of this
agreement will not be subject to negotiations; therefore, if you are not able to sign this
agreement do not submit a proposal. Contractor will also be required to execute other
documents appropriate to this project, including insurance requirements.
Submittal Process
The Request for Proposal is available on the city’s website through PlanetBids only. You must
register as a document holder to receive updates and notices:
https://www.planetbids.com/portal/portal.cfm?CompanyID=27970
City of Carlsbad website: https://www.carlsbadca.gov/departments/finance/contracting-
purchasing/bids
If you have questions regarding PlanetBids, please contact Shea Sainz, Senior Contract
Administrator, at Shea.Sainz@carlsbadca.gov or 442-339-2467.
ELECTRONIC FORMAT RECEIPT AND OPENING OF RFPs: Submittals will be received in
electronic format (eBids) at the City of Carlsbad’s electronic bidding (eBidding) site at City of
Carlsbad - Contracting & Purchasing and are due by the date and time specified on the cover of
the solicitation.
BIDS MUST BE SUBMITTED BY DUE DATE AND TIME. Once the deadline is reached, no further
submissions are accepted.
BIDDERS MUST BE PRE-REGISTERED with the city’s bidding system and possess a system-
assigned Digital ID in order to submit an electronic bid.
The city’s bid/electronic bidding (eBidding) system will automatically track information
submitted to the site including IP addresses, browsers being used and the URLs from which
information was submitted. In addition, the city’s bidding system will keep a history of every
login instance including the time of login, and other information about the user's computer
configuration such as the operating system, browser type, version, and more. Because of these
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security features, Proposers who disable their browsers’ cookies will not be able to log in and
use the city’s bidding system.
Upon entry of their proposal, the system will ensure that all required fields are entered. The
system will not accept a proposal for which any required information is missing. This includes all
essential documentation and supporting materials and forms requested or contained in these
solicitation documents.
Proposals remained sealed until the due date and time. E-Bids and eProposal’s are transmitted
into the city’s bidding system via hypertext transfer protocol secure (https) mechanism using
SSL 128-256-bit security certificates issued from Verisign/Thawte which encrypts data being
transferred from client to server. Proposals submitted prior to the due date and time are not
available for review by anyone other than the submitter, who will have until the due date and
time to change, rescind or retrieve its proposal should they desire to do so.
Proposals must be submitted by due date and time. Once the deadline is reached, no further
submissions are accepted into the system. Once the due date and time has passed, bidders,
proposers, the general public, and city staff are able to immediately see the results online. City
staff may then begin reviewing the submissions for responsiveness, compliance and other
issues.
Proposals may be withdrawn by the proposer prior to, but not after, the time set as due date
and time.
Important note: Submission of the electronic proposal into the system may not be
instantaneous. Due to the speed and capabilities of the user’s internet service provider,
bandwidth, computer hardware and other variables, it may take time for the proposer’s
submission to upload and be received by the city’s eBidding system. It is the proposer’s sole
responsibility to ensure their proposals are received on time by the city’s eBidding system. The
City of Carlsbad is not responsible for proposals that do not arrive by the due date and time.
Electronic submissions carry full force and effect. The proposer, by submitting their electronic
proposal, agrees to and certifies under penalty of perjury under the laws of the State of
California, that the certification, forms and affidavits submitted as part of this proposal are true
and correct.
Proposals are public records. Upon receipt by the city, proposals shall become public records
subject to public disclosure. It is the responsibility of the Proposer to clearly identify any
confidential, proprietary, trade secret or otherwise legally privileged information contained
within the proposal’s general references to sections of the California Public Records Act will not
suffice. If the proposer does not provide applicable case law that clearly establishes that the
requested information is exempt from the disclosure requirements of the Public Records Act,
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the city shall be free to release the information when required in accordance with the Public
Records Act, pursuant to any other applicable law, or by order of any court or government
agency, and the proposer agrees to hold the city harmless for any such release of this
information.
Thank you for your interest, and we look forward to reviewing your proposal.
City of Carlsbad
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SAMPLE AGREEMENT – (DO NOT COMPLETE AT THIS TIME)
THIS AGREEMENT is made and entered into as of the ______________ day of
_________________________, 20___, by and between the CITY OF CARLSBAD, a municipal
corporation, ("City"), and ______________________________, a _______________,
("Contractor").
RECITALS
A.City requires the professional services of a _______________________________
that is experienced in _______________.
B.Contractor has the necessary experience in providing professional services and
advice related to ___________________________.
C.Contractor has submitted a proposal to City and has affirmed its willingness and
ability to perform such work.
NOW, THEREFORE, in consideration of these recitals and the mutual covenants
contained herein, City and Contractor agree as follows:
1.SCOPE OF WORK
City retains Contractor to perform, and Contractor agrees to render, those services (the
"Services") that are defined in attached Exhibit "A", which is incorporated by this reference in
accordance with this Agreement’s terms and conditions.
2.STANDARD OF PERFORMANCE
While performing the Services, Contractor will exercise the reasonable professional care and skill
customarily exercised by reputable members of Contractor's profession practicing in the
Metropolitan Southern California Area, and will use reasonable diligence and best judgment while
exercising its professional skill and expertise.
3.TERM
The term of this Agreement will be effective for a period of ________ from the date first above
written. The City Manager may amend the Agreement to extend it for ____ additional ______ year
City of Carlsbad
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periods or parts thereof. Extensions will be based upon a satisfactory review of Contractor's
performance, City needs, and appropriation of funds by the City Council. The parties will prepare
a written amendment indicating the effective date and length of the extended Agreement.
4.TIME IS OF THE ESSENCE
Time is of the essence for each and every provision of this Agreement.
5.COMPENSATION
The total fee payable for the Services to be performed during the initial Agreement term will be
____________ dollars ($_________). No other compensation for the Services will be allowed
except for items covered by subsequent amendments to this Agreement. If the City elects to
extend the Agreement, the amount shall not exceed
________________________________________ dollars ($_________) per Agreement year.
The City reserves the right to withhold a ten percent (10%) retention until City has accepted the
work and/or Services specified in Exhibit "A".
Incremental payments, if applicable, should be made as outlined in attached Exhibit "A".
6.STATUS OF CONTRACTOR
Contractor will perform the Services in Contractor's own way as an independent contractor and
in pursuit of Contractor's independent calling, and not as an employee of City. Contractor will be
under control of City only as to the result to be accomplished, but will consult with City as
necessary. The persons used by Contractor to provide services under this Agreement will not be
considered employees of City for any purposes.
The payment made to Contractor pursuant to the Agreement will be the full and complete
compensation to which Contractor is entitled. City will not make any federal or state tax
withholdings on behalf of Contractor or its agents, employees or subcontractors. City will not be
required to pay any workers' compensation insurance or unemployment contributions on behalf
of Contractor or its employees or subcontractors. Contractor agrees to indemnify City within thirty
(30)days for any tax, retirement contribution, social security, overtime payment, unemployment
payment or workers' compensation payment which City may be required to make on behalf of
Contractor or any agent, employee, or subcontractor of Contractor for work done under this
Agreement. At the City’s election, City may deduct the indemnification amount from any balance
owing to Contractor.
City of Carlsbad
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7.SUBCONTRACTING
Contractor will not subcontract any portion of the Services without prior written approval of City.
If Contractor subcontracts any of the Services, Contractor will be fully responsible to City for the
acts and omissions of Contractor's subcontractor and of the persons either directly or indirectly
employed by the subcontractor, as Contractor is for the acts and omissions of persons directly
employed by Contractor. Nothing contained in this Agreement will create any contractual
relationship between any subcontractor of Contractor and City. Contractor will be responsible for
payment of subcontractors. Contractor will bind every subcontractor and every subcontractor of
a subcontractor by the terms of this Agreement applicable to Contractor's work unless specifically
noted to the contrary in the subcontract and approved in writing by City.
8.OTHER CONTRACTORS
The City reserves the right to employ other Contractors in connection with the Services.
9.INDEMNIFICATION
Contractor agrees to indemnify and hold harmless the City and its officers, officials, employees
and volunteers from and against all claims, damages, losses and expenses including attorney’s
fees arising out of the performance of the work described herein caused by any negligence,
recklessness, or willful misconduct of the Contractor, any subcontractor, anyone directly or
indirectly employed by any of them or anyone for whose acts any of them may be liable.
The parties expressly agree that any payment, attorney’s fee, costs or expense City incurs or
makes to or on behalf of an injured employee under the City’s self-administered workers’
compensation is included as a loss, expense or cost for the purposes of this section, and that this
section will survive the expiration or early termination of this Agreement.
10.INSURANCE
Contractor will obtain and maintain for the duration of the Agreement and any and all
amendments, insurance against claims for injuries to persons or damage to property which may
arise out of or in connection with performance of the services by Contractor or Contractor’s
agents, representatives, employees or subcontractors. The insurance will be obtained from an
insurance carrier admitted and authorized to do business in the State of California. The insurance
carrier is required to have a current Best's Key Rating of not less than "A-:VII"; OR with a surplus
line insurer on the State of California’s List of Approved Surplus Line Insurers (LASLI) with a rating
in the latest Best’s Key Rating Guide of at least “A:X”; OR an alien non-admitted insurer listed by
the National Association of Insurance Commissioners (NAIC) latest quarterly listings report.
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10.1 Coverage and Limits.
Contractor will maintain the types of coverage and minimum limits indicated below, unless the
Risk Manager or City Manager approves a lower amount. These minimum amounts of coverage
will not constitute any limitations or cap on Contractor's indemnification obligations under this
Agreement. City, its officers, agents and employees make no representation that the limits of the
insurance specified to be carried by Contractor pursuant to this Agreement are adequate to
protect Contractor. If Contractor believes that any required insurance coverage is inadequate,
Contractor will obtain such additional insurance coverage, as Contractor deems adequate, at
Contractor's sole expense. The full limits available to the named insured shall also be available
and applicable to the City as an additional insured.
10.1.1 Commercial General Liability (CGL) Insurance. Insurance written on an
“occurrence” basis, including personal & advertising injury, with limits no less than $2,000,000 per
occurrence. If a general aggregate limit applies, either the general aggregate limit shall apply
separately to this project/location or the general aggregate limit shall be twice the required
occurrence limit.
10.1.2 Automobile Liability. (if the use of an automobile is involved for Contractor's work
for City). $2,000,000 combined single-limit per accident for bodily injury and property damage.
10.1.3 Workers' Compensation and Employer's Liability. Workers' Compensation limits as
required by the California Labor Code. Workers' Compensation will not be required if Contractor
has no employees and provides, to City's satisfaction, a declaration stating this.
10.1.4 Professional Liability. Errors and omissions liability appropriate to Contractor’s
profession with limits of not less than $1,000,000 per claim. Coverage must be maintained for a
period of five years following the date of completion of the work.
10.2 Additional Provisions. Contractor will ensure that the policies of insurance required under
this Agreement contain, or are endorsed to contain, the following provisions:
10.2.1 The City will be named as an additional insured on Commercial General Liability
which shall provide primary coverage to the City.
10.2.2 Contractor will obtain occurrence coverage, excluding Professional Liability, which
will be written as claims-made coverage.
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10.2.3 This insurance will be in force during the life of the Agreement and any extensions
of it and will not be canceled without thirty (30) days prior written notice to City sent by certified
mail pursuant to the Notice provisions of this Agreement.
10.3 Providing Certificates of Insurance and Endorsements. Prior to City's execution of this Agreement, Contractor will furnish certificates of insurance and endorsements to City.
10.4 Failure to Maintain Coverage. If Contractor fails to maintain any of these insurance
coverages, then City will have the option to declare Contractor in breach, or may purchase
replacement insurance or pay the premiums that are due on existing policies in order to maintain
the required coverages. Contractor is responsible for any payments made by City to obtain or
maintain insurance and City may collect these payments from Contractor or deduct the amount
paid from any sums due Contractor under this Agreement.
10.5 Submission of Insurance Policies. City reserves the right to require, at any time, complete
and certified copies of any or all required insurance policies and endorsements.
11.BUSINESS LICENSE
Contractor will obtain and maintain a City of Carlsbad Business License for the term of the
Agreement, as may be amended from time-to-time.
12.ACCOUNTING RECORDS
Contractor will maintain complete and accurate records with respect to costs incurred under this
Agreement. All records will be clearly identifiable. Contractor will allow a representative of City
during normal business hours to examine, audit, and make transcripts or copies of records and
any other documents created pursuant to this Agreement. Contractor will allow inspection of all
work, data, documents, proceedings, and activities related to the Agreement for a period of three
(3) years from the date of final payment under this Agreement.
13.OWNERSHIP OF DOCUMENTS
All work product produced by Contractor or its agents, employees, and subcontractors pursuant
to this Agreement is the property of City. In the event this Agreement is terminated, all work
product produced by Contractor or its agents, employees and subcontractors pursuant to this
Agreement will be delivered at once to City. Contractor will have the right to make one (1) copy
of the work product for Contractor’s records.
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14.COPYRIGHTS
Contractor agrees that all copyrights that arise from the services will be vested in City and
Contractor relinquishes all claims to the copyrights in favor of City.
15.NOTICES
The name of the persons who are authorized to give written notice or to receive written notice on
behalf of City and on behalf of Contractor under this Agreement.
For City For Contractor
Name Name
Title Title
Department Address
City of Carlsbad
Address Phone No.
Email
Phone No.
Each party will notify the other immediately of any changes of address that would require any
notice or delivery to be directed to another address.
16.CONFLICT OF INTEREST
Contractor shall file a Conflict of Interest Statement with the City Clerk in accordance with the
requirements of the City of Carlsbad Conflict of Interest Code. The Contractor shall report
investments or interests in all categories.
Yes No
17.GENERAL COMPLIANCE WITH LAWS
Contractor will keep fully informed of federal, state and local laws and ordinances and regulations
which in any manner affect those employed by Contractor, or in any way affect the performance
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of the Services by Contractor. Contractor will at all times observe and comply with these laws,
ordinances, and regulations and will be responsible for the compliance of Contractor's services
with all applicable laws, ordinances and regulations.
Contractor will be aware of the requirements of the Immigration Reform and Control Act of 1986
and will comply with those requirements, including, but not limited to, verifying the eligibility for
employment of all agents, employees, subcontractors and consultants whose services are
required by this Agreement.
18.DISCRIMINATION AND HARASSMENT PROHIBITED
Contractor will comply with all applicable local, state and federal laws and regulations prohibiting
discrimination and harassment.
19.DISPUTE RESOLUTION
If a dispute should arise regarding the performance of the Services the following procedure will
be used to resolve any questions of fact or interpretation not otherwise settled by agreement
between the parties. Representatives of Contractor or City will reduce such questions, and their
respective views, to writing. A copy of such documented dispute will be forwarded to both parties
involved along with recommended methods of resolution, which would be of benefit to both
parties. The representative receiving the letter will reply to the letter along with a recommended
method of resolution within ten (10) business days. If the resolution thus obtained is unsatisfactory
to the aggrieved party, a letter outlining the disputes will be forwarded to the City Manager. The
City Manager will consider the facts and solutions recommended by each party and may then opt
to direct a solution to the problem. In such cases, the action of the City Manager will be binding
upon the parties involved, although nothing in this procedure will prohibit the parties from seeking
remedies available to them at law.
20.TERMINATION
In the event of the Contractor's failure to prosecute, deliver, or perform the Services, City may
terminate this Agreement for nonperformance by notifying Contractor by certified mail of the
termination. If City decides to abandon or indefinitely postpone the work or services contemplated
by this Agreement, City may terminate this Agreement upon written notice to Contractor. Upon
notification of termination, Contractor has five (5) business days to deliver any documents owned
by City and all work in progress to City address contained in this Agreement. City will make a
determination of fact based upon the work product delivered to City and of the percentage of work
that Contractor has performed which is usable and of worth to City in having the Agreement
completed. Based upon that finding City will determine the final payment of the Agreement.
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Either party upon tendering thirty (30) days written notice to the other party may terminate this
Agreement. In this event and upon request of City, Contractor will assemble the work product and
put it in order for proper filing and closing and deliver it to City. Contractor will be paid for work
performed to the termination date; however, the total will not exceed the lump sum fee payable
under this Agreement. City will make the final determination as to the portions of tasks completed
and the compensation to be made.
21.COVENANTS AGAINST CONTINGENT FEES
Contractor warrants that Contractor has not employed or retained any company or person, other
than a bona fide employee working for Contractor, to solicit or secure this Agreement, and that
Contractor has not paid or agreed to pay any company or person, other than a bona fide
employee, any fee, commission, percentage, brokerage fee, gift, or any other consideration
contingent upon, or resulting from, the award or making of this Agreement. For breach or violation
of this warranty, City will have the right to annul this Agreement without liability, or, in its discretion,
to deduct from the Agreement price or consideration, or otherwise recover, the full amount of the
fee, commission, percentage, brokerage fees, gift, or contingent fee.
22.CLAIMS AND LAWSUITS
By signing this Agreement, Contractor agrees that any Agreement claim submitted to City must
be asserted as part of the Agreement process as set forth in this Agreement and not in anticipation
of litigation or in conjunction with litigation. Contractor acknowledges that if a false claim is
submitted to City, it may be considered fraud and Contractor may be subject to criminal
prosecution. Contractor acknowledges that California Government Code sections 12650 et seq.,
the False Claims Act applies to this Agreement and, provides for civil penalties where a person
knowingly submits a false claim to a public entity. These provisions include false claims made
with deliberate ignorance of the false information or in reckless disregard of the truth or falsity of
information. If City seeks to recover penalties pursuant to the False Claims Act, it is entitled to
recover its litigation costs, including attorney's fees. Contractor acknowledges that the filing of a
false claim may subject Contractor to an administrative debarment proceeding as the result of
which Contractor may be prevented to act as a Contractor on any public work or improvement for
a period of up to five (5) years. Contractor acknowledges debarment by another jurisdiction is
grounds for City to terminate this Agreement.
23.JURISDICTION AND VENUE
Any action at law or in equity brought by either of the parties for the purpose of enforcing a right
or rights provided for by this Agreement will be tried in a court of competent jurisdiction in the
County of San Diego, State of California, and the parties waive all provisions of law providing for
a change of venue in these proceedings to any other county.
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24.SUCCESSORS AND ASSIGNS
It is mutually understood and agreed that this Agreement will be binding upon City and Contractor
and their respective successors. Neither this Agreement nor any part of it nor any monies due or
to become due under it may be assigned by Contractor without the prior consent of City, which
shall not be unreasonably withheld.
25.ENTIRE AGREEMENT
This Agreement, together with any other written document referred to or contemplated by it, along
with the purchase order for this Agreement and its provisions, embody the entire Agreement and
understanding between the parties relating to the subject matter of it. In case of conflict, the terms
of the Agreement supersede the purchase order. Neither this Agreement nor any of its provisions
may be amended, modified, waived or discharged except in a writing signed by both parties.
26.AUTHORITY
The individuals executing this Agreement and the instruments referenced in it on behalf of
Contractor each represent and warrant that they have the legal power, right and actual authority
to bind Contractor to the terms and conditions of this Agreement.
CONTRACTOR CITY OF CARLSBAD, a municipal
corporation of the State of California
By: By:
(sign here) [INSERT TITLE OF PERSON
AUTHORIZED TO SIGN (City Manager or
Mayor or Division Director as authorized
by the City Manager)]
(print name/title)
ATTEST:
By:
City of Carlsbad
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(sign here) SHERRY FREISINGER
City Clerk
(print name/title)
If required by City, proper notarial acknowledgment of execution by contractor must be attached.
If a corporation, Agreement must be signed by one corporate officer from each of the following
two groups.
Group A Group B
Chairman, Secretary,
President, or Assistant Secretary,
Vice President CFO or Assistant Treasurer
Otherwise, the corporation must attach a resolution certified by the secretary or assistant
secretary under corporate seal empowering the officer(s) signing to bind the corporation.
APPROVED AS TO FORM:
CINDIE K. MCMAHON, City Attorney
BY: _____________________________
Assistant City Attorney
EXHIBIT “A”
SCOPE OF SERVICES
Itemized List of what Contractor will do for City and at what price.