HomeMy WebLinkAboutOcciano, Nathan; 2024-06-19;Mutual Release and Settlement Agreement
This Mutual Release and Settlement Agreement ("Agreement") is entered into between the
fo ll owing parties: Plaintiff Nathan Occiano ("Plaintiff''), Defe ndant Impressions at La Costa
Owners Association ("HOA"), Defendant City of Carlsbad ("City") and Defendant Urban Corps
of San Diego County ("Urban"). A reference to all patties may be collectively referred to herein
as "Parties". A reference to all defendant parties to this agreement may be referred to as
"Defendants".
Recitals
Plaintiff filed a civil action against Defendants entitled Nathan Occiano v. Impressions at La Costa
Owners Association, et al., San Diego County Superior Court Case Number 37-2022-00025622-
CU-PO-NC (the "Complaint" or "Lawsuit"). Defendants have denied liability to Plaintiff as
alleged in the Complaint, and futther deny the nature and extent of damages arising therefrom.
To avoid the time and expense oflitigation, the Parties desire to resolve,their differences and reach
an end, compromise, and settlement for all disputes existing and potentially existing between them
as relates to the events, facts and circumstances described in, or reasonably related to, the
Complaint. The result of the settlement outlined herein is, and is intended to be, the complete
discharge of all al leged, actual or potential liabilities and damages referenced in, or reasonably
related to, the Complaint, and a dismissal with prejudice of the same.
Agreement
In consideration of the mutual execution of this Agreement and the releases and promises made in
the Agreement by the Parties, the Parties agree as folJows:
I. Plaintiff agrees to dismiss the Lawsuit with prejudice, and to settle and re lease any and all
known, unknown, anticipated and unanticipated claims, losses and damages arising out of, in any
way connected to, or resulting from the allegations of the Lawsuit against Defendants and DOES
in exchange for the collective total sum of Seven Hundred Thousand Dollars ($700,000.00), with
all parties to bear their own attorneys' fees and costs ("Settlement Amount"). The Settlement
Amount shall be comprised of a contribution by HOA (or its insurer) in the amount of $500,000,
a contribution by City ( or its insurer/risk pool) in the amount of $100,000, and a contribution by
Urban (or its in surer) in the amount of$ I 00,000. The Patties fu rther agree that each Defendants'
obligation to contribute to the Settlement Amount is several only, in the amounts identified above.
Moreover, the Parties agree that the City's obligation to contribute its p01tion of the Settlement
Amount is expressly conditioned upon prior approval of such settlement contribution by its City
Council.
The Parties understand and acknowledge that the Defendants' duties to tender the Settlement
Amount imparl solely an obligation to pay their respective contributions as outlined above.
Plaintiff and his counsel expressly agree to be solely responsible for the allocation of settlement
fund s between Lhem, including to satisfy any attorneys' fees, costs or other obligations relating to
the matters herein released.
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The Parties in good faith agree that a ll sums set forth herein constitute damages on account of
physical injuries or sickness, within the meaning of Section 104(a)(2) of the Internal Revenue
Code of 1986, as amended. However, Plaintiff acknowledges and agrees that the ultimate
determination of this characterization is beyond the control of the Parties and, therefore, Pl aintiff
agrees to be solely and exclusively responsible for the tax consequences of the Settlement Amount,
if any, and to further indemnify and hold the Defendants and the Releasees (as defined herein
below) harmless for any and every claim, right, demand or cause of action arising from any
governmental or taxing authority relating to the Settlement Amount.
2. Manner of Payment. Payment of the Settlement Amount by, or on behalf of, Defendants.
shall be tendered to Plaintiff's counsel within 45 days of (I) execution of this Agreement by
Plaintiff, and (2) provision of a valid 2024 W-9 for all payees of the Settlement Amount. Payment
of the Settlement Amount shall be made by check(s) payable to: "Carpenter & Zuckerman Client
Trust Account f/b/o Nathan Occiano". With respect to the payment from, or on behalf of, the City,
Plaintiff and the City agree that the City shall take all reasonable steps to seek approval of the
City's contribution and tender its payment within the time contemplated. Plaintiff agrees, however,
that should such process not be reasonably completed within the time identified above, Plaintiff
and the City will reasonably cooperate with one another to secure payment within a reasonable
time, not to exceed 60 days.
3. Dismissal After Payment. Within five (5) business days of receipt of the Settlement
Amount by Plaintiff counsel, such counsel shall file and serve a fully executed Request for
Dismissal of the entire action with prejudice.
4. Mutual Release: In consideration of the terms and conditions set forth herein, the Parties
hereto (inclusive of the Defendants and their insuring entities, as against one another) fully and
forever mutually release and discharge one another from any and all claims, demands, liabilities,
rights, and causes of action, of every kind and nature, in law or equity, whether known or unknown,
suspected, djsclosed, asserted in or that could have been asserted in the Lawsuit. These mutual
releases apply to all past, present and future principals, officers, directors, pa1tners, employees,
agents, contractors, shareholders, attorneys, insurers, reinsurers, predecessors, successors,
guardians, heirs or assigns of the Parties to this Agreement (the "Releasees"). The Parties further
agree and acknowledge that these mutual releases are general releases, and expressly waive and
assume the risk as to any and all claims that exists as of this date but that they do not know or
expect to exist, whether through ignorance, oversight, error, negligence or otherwise, and that, if
known, could materially affect their decision to enter into this Agreement. Furthermore, the Parties
expressly waive the benefits of the provisions of California Civil Code § 1542, which provides:
A GENERAL RELEASE DOES NOT EXTEND TO CLAIMS THAT THE
CREDITOR OR RELEASING PARTY DOES NOT KNOW OR SUSPECT
TO EXIST IN HIS OR HER FAVOR AT THE TIME OF EXECUTING THE
RELEASE AND THAT, IF KNOWN BY HIM OR HER, WOULD HAVE
MATERIALLY AFFECTED HIS OR HER SETTLEMENT WITH THE
DEBTOR OR RELEASED PARTY.
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By execution of this Agreement, the Parties each agree that the releases outlined herein do, and are
intended to, effect a complete release and discharge of any and all actual, potential, anticipated or
unanticipated clai ms, demands or causes of action by and between one another in any way related
to, or arising out of, the events and transactions referenced in the Lawsuit, whether presently
asserted or yet to be asserted.
5. Satisfaction of Liens. Plaintiff will indemnify and hold the Defendants and Releasees,
their attorneys and their insurance companies and risk pools, harmless from any and all past,
present or future claims, demands, or liability for liens of any kind (workers compensation,
medical, mental health, or otherwise), Medi-Cal (State of California Benefits), Medicare or other
governmental health coverage providers/insurers' conditional payments and rights to repayment,
whether known or unknown. Plaintiff represents and wan·ants that he is aware of a DHCS Medi-
Cal lien and is unaware of any other lien obligations asserted by State of California or the Federal
Government and expressly acknowledges that this is a material term of this Agreement. Plaintiff
also represents and warrants that he has received no care or treatment or the injuries/damages
alleged in lhis Lawsuit for which any sums remain due and owing, and Plaintiff acknowledges that
the Defendants are also relying on this material representation in reaching the settlement outlined
in this Agreement. To the extent any governmental healthcare/statutory lien, or private lien of any
nature, is asserted against the recovery in this matter, Plaintiff agrees to be solely and exclusively
responsible for the discharge of such obligation and will fully satisfy and resolve such matters out
of the Settlement Amount, without further contribution or payment of any kind by, or on behalf of,
the Defendants or Releasees. Plaintiff agrees that payment of the DCHS lien is included in the full
settlement amount of $700,000.00, and that the settlement draft(s) from Defendant Urban will
include a draft payable to DHCS.
Additionally, to the extent any attorney fee/cost liens or liens associated with any expe1t-related
work commissioned on behalf of (or for the benefit of) Plaintiff fo r the Lawsuit, Plaintiff further
agrees to satisfy and discharge such liens out of the Settlement Amount and agrees to indemnify
and hold Defendants and Released Pa1ties harmless from any such liens.
In recognizing this is a resolution of a disputed matter, the Parties further recognize the potential
limiting implications posed by Government Code section 985(b), in light of the City's status as a
public entity and the collateral source payments already tend ered for Plaintiff's medical care in
this matter. In reaching the resolution outlined in this Agreement, the Parties have had an
opportunity to consult counsel of their own choosing and reach this resolution with specific
consideration of the potential impact of Government Code section 985(b).
6. No Admissions. This Agreement constitutes a compromise, settlement, and release of
disputed claims and is being entered into solely to avoid the burden, inconvenience, and expense
of litigating those claims. None of the Parties to this Agreement admits any liability to the other
with respect to any clai m or any other matter. Each of the Parties expressly deny liability as to
every claim, which may be asserted by the other Parties, and each of them. Therefore, this
Agreement is not to be and shall never be construed or deemed an admission or concession by any
of the Parties hereto of li abi lity or culpability at any time for any purpose concern ing any claim
being compromised, settled, and released, or any other matter.
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7. Representations and Warranties. In fu1ther consideration for the above-mentioned value
and consideration provided by/on behalf of Defendants, and in settlement of the above-referenced
claims and disputes, the Parties represent and warrant as follows:
All Patties represent and warrant that they (or their authorized representative) are a competent and
legal adult in excess of 18 years of age with the legal capacity to understand and authority to enter
into this Agreement;
All Patties represent and warrant that they (or their authorized representative) have not previously
assigned, transferred, granted or purported to assign, transfer or grant any of the claims, rights,
demand s or causes of action, whether known or unknown, anticipated or unanticipated, disposed
of by this Agreement.
All Parties thereby represent and warrant that they maintain complete authority to enter into this
Agreement and to forever compromise, dismiss and discharge the cla im s, rights, demands and
causes of action, whether known or unknown, anticipated or unanticipated, arising out of, in any
way connected to, or resulting from the Lawsuit.
8. Fee and Cost Waiver. The Parties shall each bear their own costs and attorney fees
incurred in connection with the Lawsuit and completion of the actions contemplated by this
Agreement, and each waives the right to make a claim against the other for such costs, attorney
fees or any other expenses associated w ith the matters being settled here.
9. No Waiver. The fai lure of any of the Patties at any time to require performance of any
provision of this Agreement shall not limit the Parties' respective rights to enforce the provision,
nor shall any waiver of any breach of any provision constitute a waiver of that provision itself.
10. No Further Claims. Plaintiff expressly agrees that neither he nor his heirs, assigns,
executors, administrators, agents, employees, affiliates, managers, owners, or successors, will
continue and/or institute any legal or administrative proceedings against the Defendants or
Released Parties before any comt, administrative agency, arbitrator, or any other tri bunal
whatsoever, by reason of any claim, liability or cause of action, whether known or unknown,
arisi ng out of, or in connection with the claims or allegations made in the Lawsuit, or otherwise
being released herein.
11. Integration and Interpretation. This Agreement is the result of negotiation between the
Patties and is the fully integrated and fi nal expression of the settlement described herein and
supersedes any and all previous written or oral communications. This Agreement may not be
altered, changed, or amended without a subsequent written document signed by all of the Parties.
This Agreement shall be deemed to have been executed and delivered within the State of
Cal ifornia. The rights and obligations of the Parties hereto shall be construed and enforced in
accordance with, and governed by, the laws of the State of California, without regard to choice of
law rules. Venue for any action arising out of this agreement shall be in San Diego County,
Cal ifornia.
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12. Severability. In the event that any one provision or portion of this Agreement is later
determined by a court of competent jurisdiction to be void or voidable, the Parties agree that any
such language or provisions shall be severable, and that any such provisions so severed shall not
affect the validity of the remainder of the Agreement subsequent to such severance.
13. Enforceability. The Parties agree that the Court will retain jurisdiction to enforce this
Agreement pursuant to CCP §664.6. The Parties agree that if either party seeks to enforce this
Agreement, it may be done pursuant to the provisions of CCP §664.6 and Evidence Code § 1123 ,
on an ex parte basis.
14. Complete Agreement. None of the Parties has made any statement, representation, or
promise other than as set forth herein. Any representation, warranty, promise, or condition,
whether written or oral, not specifically incorporated herein, shall not be binding upon any of the
Parties and Plaintiff acknowledges that in entering into this Agreement he has not relied upon any
representations, promises, or conditions not specifically set forth herein.
15. Counterparts. This Agreement may be executed in counterparts, and, when all executed
signatures pages are taken together, shall constitute a complete Agreement. An electronic signature
has the same force and effect as an original signature.
The Parties, by their signatures below, have reviewed, understood, agreed and executed this
Agreement and agree to be bound by it.
Dated: --------
Dated: June 12, 2024 --------
Dated: --------
Occiano v. Impressions at La Costa, et al.
Plaintiff, Nathan Occiano
Nathan Occiano
Defendant, Impressions at La Costa
Owners Association
By its Authorized Agent:
Title: HOA Board President
Defendant, City of Carlsbad
By its Authorized Agent: Scott Chadwick
Title: City Manager for City of Carlsbad
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12. Severability. In the event that any one provision or po1tion of this Agreement is later
determined by a cou1t of competent jurisdiction to be void or voidable, the Pa1ties agree that any
such language or provisions shall be severable, and that any such provisions so severed shall not
affect the va lidity of the remainder of the Agreement subsequent to such severance.
13. Enforceability. The Patties agree that the Court will retain jurisdiction to enforce this
Agreement pursuant to CCP §664.6. The Parties agree that if either party seeks to enforce this
Agreement, it may be done pursuant to the provisions of CCP §664.6 and Evidence Code § 11 23,
on an ex parle basis.
14. Complete Agreement. None of the Parties has made any statement, representation, or
promise other than as set forth herein. Any representation, warranty, promise, or condition,
whether written or oral, not specifically incorporated herein, shall not be binding upon any of the
Parties and Plaintiff acknowledges that in entering into this Agreement he has not relied upon any
representations, promises, or conditions not specifically set fo1th herein.
15. Counterparts. This Agreement may be executed in counterpa1ts, and, when all executed
signatures pages are taken together, shall constitute a complete Agreement. An electronic signature
has the same fo rce and effect as an original signature.
The Parties, by their signatures below, have reviewed, understood, agreed and executed this
Agreement and agree to be bound by it.
Dated: 06 / 12 / 2024
Dated: _______ _
Dated: {_5S.)cL4
Occiano v. Impressions at La Costa, et al.
Plaintiff, Nathan Occiano
Nathan Occiano
Defendant, Impressions at La Costa
Owners Association
Authorized Agent:
By its th •• ed Agent: Scott Chadwick.
Title: City Manager for City of Carlsbad
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Dated: --------
Approved as to Form and Content:
Dated: --------
Dated:
June 12, 2024
--------
Dated: --------
Dated: --------
[END OF DOCU MENT]
Occiano v. Impressions at La Costa, .et al.
Defendant, Urban Corps of San Diego
County
By its Authorized Agent:
Title:
Carpenter & Zuckerman
Attorneys for Nathan Occiano
Karen D. Wood & Associates
Attorneys for Impressions at La Costa
Owners Association
City of Carlsbad, Office of the City of
Attorney
City Attorney for City of Carlsbad
Norton & Melnik
Attorneys for Urban Corps of San Diego
County
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Dated: --------
Approved as to Form and Content:
Dated:
06 I 12 / 2024
--------
Dated: --------
Dated: u/;3l?tJ2'I
Dated: --------
[END OF DOCUMENT]
Occiano v. Impressions at la Costa, et al.
Defendant, Urban Corps of San Diego
County
By its Authorized Agent:
Title:
Carpenter & Zuckerman
~
Attorneys for Nathan Occiano
Karen D. Wood & Associates
Attorneys for Impressions at La Costa
Owners Association
City of Carlsbad, Office of the City of
Attorney
~ I<. ~~
City Attorney for City of Carlsbad
Norton & Melnik
Attorneys for Urban Corps of San Diego
County
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Dated: v/2/rt ---", '--,1-----'----
Approved as to Form and Content:
Dated: ______ _
Dated: -------
Dated: -------
Dated: 06/19/2024
[END OF DOCUMENT]
Occiano v. Impressions al La Costa, el al.
Defendant, Urban Corps of San Diego
Co~
By its Authorized Agent: i<y~ Kui,,eJ y
Title:c,f o
Carpenter & Zuckerman
Attorneys for Nathan Occiano
Karen D. Wood & Associates
Attorneys for Impressions at La Costa
Owners Association
City of Carlsbad, Office of the City of
Attorney
City Attorney for City of Carlsbad
Norton & Melnik
G~)~.E. 'Ncu>un
Attorneys for Urban Corps of San Diego
County
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