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HomeMy WebLinkAbout2019-09-10; City Council; Resolution 2019-160RESOLUTION NO. 2019-160 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CARLSBAD, CALIFORNIA, AUTHORIZING THE CITY MANAGER TO EXECUTE A PROFESSIONAL SERVICE MASTER AGREEMENT FOR INFORMATION TECHNOLOGY PROJECT MANAGEMENT SERVICES WITH PUBLIC CONSULTING GROUP, INC (PCG) FOR AN AMOUNT NOT TO EXCEED $1,500,000 FOR A THREE YEAR PERIOD. WHEREAS, the City Council of the City of Carlsbad, California has determined that having available project management consultants for professional services that facilitate the timely completion of information technology projects is needed ; and WHEREAS, the Information Technology Department solicited, received, and reviewed Statements of Qualifications (SOQs) for professional services consistent with the Carlsbad Municipal Code Section 3.28.060; and WHEREAS, following a review and ranking of the SOQs based on a weighted scoring system staff recommends that PCG, Inc is qualified and provides a best value to the City of Carlsbad in the discipline of project management; and WHEREAS, expenditures for the professional services are subject to availability of budget appropriations associated with information technology projects. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Carlsbad, California, as follows: 1. That the above recitations are true and correct. 2. That the City Council hereby authorizes the City Manager to execute the Professional Service Master Agreement with PCG, Inc in an amount not to exceed $1,500,000 over a three year period (Attachment A). Sept. 10, 2019 Item #2 Page 5 of 113 Exhibit 1 PASSED, APPROVED AND ADOPTED at a Regular Meeting of the City Council of the City of Carlsbad on the 10th day of September 2019, by the following vote, to wit: AYES: NAYS: ABSENT: Hall, Blackburn, Bhat-Patel, Schumacher, Hamilton. None. None. "k, J nZ Jtlw--, ~RBARA ENGLESON, City Clerk ( ) ,,1111111111111,,,, SEAL ~,,,,,~ CA.tllJ'1,,,,,. ~ O•"•'T~~~ ~, .. •· ··. ~ ~~-· --~~ §J..../~>.,,% :::,-• ·., -~0/~~ ;;,:,A\0~ \ \r. ~/ J ~P◄1 · .......... •·~,.,.~ ~,,,,1,c..lFO~ ~,,,,~ 111111,,11111111111~ Sept. 10, 2019 Item #2 Page 6 of 113 MASTER AGREEMENT FOR INFORMATION TECHNOLOGY PROJECT MANAGEMENT SERVICES PUBLIC CONSUL TING GROUP, INC 1 THIS AGREEMENT is made and entered into as of the J:J.-t-b day of )b~.gwro~, 201:i_, by and between the CITY OF CARLSBAD, a municipal corpora ¥n, hereinafter referred to as "City", and Public Consulting Group, Inc a corporation, hereinafter referred to as "Contractor." RECITALS A. City requires the professional services of an information technology consulting firm that is experienced in information technology project management. B. The professional services are required on a non-exclusive, project-by-project basis. C. Contractor has the necessary experience in providing professional services and advice related to information technology project management. D. Contractor has submitted a proposal to City and has affirmed its willingness and ability to perform such work. NOW, THEREFORE, in consideration of these recitals and the mutual covenants contained herein, City and Contractor agree as follows: 1. SCOPE OF WORK City retains Contractor to perform, and Contractor agrees to render, those services (the "Services") that are defined in attached Exhibit "A", which is incorporated by this reference in accordance with this Agreement's terms and conditions. To the extent any of the terms in any exhibit to this Agreement conflict, in whole or part, with the terms of this Agreement, the terms of this Agreement shall prevail. Contractor's obligations with respect to any project granted to Contractor under this Agreement will be as specified in the Task Description for the project (see paragraph 5 below). 2. STANDARD OF PERFORMANCE While performing the Services, Contractor will exercise the reasonable professional care and skill customarily exercised by reputable members of Contractor's profession practicing in the Metropolitan Southern California Area, and will use reasonable diligence and best judgment while exercising its professional skill and expertise. 3. TERM The term of this Agreement will be effective for a period of three (3) years from the date first above written. The City Manager may amend the Agreement to extend it for two (2) additional one (1) year periods or parts thereof. Extensions will be based upon a satisfactory review of Contractor's performance, City needs, and appropriation of funds by the City Council. The parties will prepare a written amendment indicating the effective date and length of the extended Agreement. 4. PROGRESS AND COMPLETION The work for any project granted to Contractor pursuant to this Agreement will begin within ten ( 10) days after receipt of notification to proceed by City and be completed within the time specified in the Task Description for the project (see paragraph 5 below). Extensions of time for a specific City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 7 of 113 Task Description may be granted if requested by Contractor and agreed to in writing by the City Manager or the Division Director as authorized by the City Manager ("Director"). The City Manager or Director will give allowance for documented and substantiated unforeseeable and unavoidable delays not caused by a lack of foresight on the part of Contractor, or delays caused by City inaction or other agencies' lack of timely action. In no event shall a specific Task Description exceed the term of this Agreement. 5. COMPENSATION The cumulative total for all projects allowed pursuant to this Agreement will not exceed five hundred thousand dollars ($500,000) per Agreement year. If the City elects to extend the Agreement, the amount shall not exceed five hundred thousand dollars ($500,000) per Agreement year. The total amount of the Agreement shall not exceed one million five hundred thousand dollars ($1,500,000) for the initial three year term. Fees will be paid on a project-by-project basis and will be based on Contractor's Schedule of Rates specified in Exhibit "A". Prior to initiation of any project work by Contractor, City shall prepare a Project Task Description and Fee Allotment (the "Task Description") which, upon signature by Contractor and for City, the City Manager or Director, will be considered a part of this Agreement. The Task Description will include a detailed scope of services for the particular project being considered and a statement of Contractor's fee to complete the project in accordance with the specified scope of services. The Task Description will also include a description of the method of payment and will be based upon an hourly rate, percentage of project complete, completion of specific project tasks or a combination thereof. 6. STATUS OF CONTRACTOR Contractor will perform the Services in Contractor's own way as an independent contractor and in pursuit of Contractor's independent calling, and not as an employee of City. Contractor will be under control of City only as to the result to be accomplished, but will consult with City as necessary. The persons used by Contractor to provide services under this Agreement will not be considered employees of City for any purposes. The payment made to Contractor pursuant to the Agreement will be the full and complete compensation to which Contractor is entitled. City will not make any federal or state tax withholdings on behalf of Contractor or its agents, employees or subcontractors. City will not be required to pay any workers' compensation insurance or unemployment contributions on behalf of Contractor or its employees or subcontractors. Contractor agrees to indemnify City within thirty (30) days for any tax, retirement contribution, social security, overtime payment, unemployment payment or workers' compensation payment which City may be required to make on behalf of Contractor or any agent, employee, or subcontractor of Contractor for work done under this Agreement. At the City's election, City may deduct the indemnification amount from any balance owing to Contractor. 7. SUBCONTRACTING Contractor will not subcontract any portion of the Services without prior written approval of City. If Contractor subcontracts any of the Services, Contractor will be fully responsible to City for the acts and omissions of Contractor's subcontractor and of the persons either directly or indirectly employed by the subcontractor, as Contractor is for the acts and omissions of persons directly employed by Contractor. Nothing contained in this Agreement will create any contractual relationship between any subcontractor of Contractor and City. Contractor will be responsible for payment of subcontractors. Contractor will bind every subcontractor and every subcontractor of a subcontractor by the terms of this Agreement applicable to Contractor's work unless specifically noted to the contrary in the subcontract and approved in writing by City. 2 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 8 of 113 8. OTHER CONTRACTORS The City reserves the right to employ other Contractors in connection with the Services. 9. INDEMNIFICATION Contractor agrees to indemnify and hold harmless the City and its officers, officials, employees and volunteers from and against all claims, damages, losses and expenses including attorneys fees arising out of the performance of the work described herein caused by any willful misconduct or negligent act or omission of the Contractor, any subcontractor, anyone directly or indirectly employed by any of them or anyone for whose acts any of them may be liable. The parties expressly agree that any payment, attorney's fee, costs or expense City incurs or makes to or on behalf of an injured employee under the City's self-administered workers' compensation is included as a loss, expense or cost for the purposes of this section, and that this section will survive the expiration or early termination of this Agreement. 10. INSURANCE Contractor will obtain and maintain for the duration of the Agreement and any and all amendments, insurance against claims for injuries to persons or damage to property which may arise out of or in connection with performance of the services by Contractor or Contractor's agents, representatives, employees or subcontractors. The insurance will be obtained from an insurance carrier admitted and authorized to do business in the State of California. The insurance carrier is required to have a current Best's Key Rating of not less than "A-:VII"; OR with a surplus line insurer on the State of California's List of Approved Surplus Line Insurers (LASLI) with a rating in the latest Best's Key Rating Guide of at least "A:X"; OR an alien non-admitted insurer listed by the National Association of Insurance Commissioners (NAIC) latest quarterly listings report. 10.1 Coverages and Limits. Contractor will maintain the types of coverages and minimum limits indicated below, unless Risk Manager or City Manager approves a lower amount. These minimum amounts of coverage will not constitute any limitations or cap on Contractor's indemnification obligations under this Agreement. City, its officers, agents and employees make no representation that the limits of the insurance specified to be carried by Contractor pursuant to this Agreement are adequate to protect Contractor. If Contractor believes that any required insurance coverage is inadequate, Contractor will obtain such additional insurance coverage, as Contractor deems adequate, at Contractor's sole expense. The full limits available to the named insured shall also be available and applicable to the City as an additional insured. 10.1.1 Commercial General Liability (CGL) Insurance. Insurance written on an "occurrence" basis, including personal & advertising injury, with limits no less than $2,000,000 per occurrence. If a general aggregate limit applies, either the general aggregate limit shall apply separately to this projecUlocation or the general aggregate limit shall be twice the required occurrence limit. 10.1.2 Automobile Liability. (if the use of an automobile is involved for Contractor's work for City). $2,000,000 combined single-limit per accident for bodily injury and property damage. 10.1.3 Workers' Compensation and Employer's Liability. Workers' Compensation limits as required by the California Labor Code. Workers' Compensation will not be required if Contractor has no employees and provides, to City's satisfaction, a declaration stating this. 3 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 9 of 113 10.1.4 Professional Liability. Errors and omIssIons liability appropriate to Contractor's profession with limits of not less than $1,000,000 per claim. Coverage must be maintained for a period of five years following the date of completion of the work. 10.2. Additional Provisions. Contractor will ensure that the policies of insurance required under this Agreement contain, or are endorsed to contain, the following provisions: 10.2.1 The City will be named as an additional insured on Commercial General Liability which shall provide primary coverage to the City. 10.2.2 Contractor will obtain occurrence coverage, excluding Professional Liability, which will be written as claims-made coverage. 10.2.3 This insurance will be in force during the life of the Agreement and any extensions of it and will not be canceled without thirty (30) days prior written notice to City sent by certified mail pursuant to the Notice provisions of this Agreement. 10.3 Providing Certificates of Insurance and Endorsements. Prior to City's execution of this Agreement, Contractor will furnish certificates of insurance and endorsements to City. 10.4 Failure to Maintain Coverage. If Contractor fails to maintain any of these insurance coverages, then City will have the option to declare Contractor in breach, or may purchase replacement insurance or pay the premiums that are due on existing policies in order to maintain the required coverages. Contractor is responsible for any payments made by City to obtain or maintain insurance and City may collect these payments from Contractor or deduct the amount paid from any sums due Contractor under this Agreement. 10.5 Submission of Insurance Policies. City reserves the right to require, at anytime, complete and certified copies of any or all required insurance policies and endorsements. 11. BUSINESS LICENSE Contractor will obtain and maintain a City of Carlsbad Business License for the term of the Agreement, as may be amended from time-to-time. 12. ACCOUNTING RECORDS Contractor will maintain complete and accurate records with respect to costs incurred under this Agreement. All records will be clearly identifiable. Contractor will allow a representative of City during normal business hours to examine, audit, and make transcripts or copies of records and any other documents created pursuant to this Agreement. Contractor will allow inspection of all work, data, documents, proceedings, and activities related to the Agreement for a period of three (3) years from the date of final payment under this Agreement. 13. OWNERSHIP OF DOCUMENTS All work product produced by Contractor or its agents, employees, and subcontractors pursuant to this Agreement is the property of City. In the event this Agreement is terminated, all work product produced by Contractor or its agents, employees and subcontractors pursuant to this Agreement will be delivered at once to City. Contractor will have the right to make one (1) copy of the work product for Contractor's records. 4 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 10 of 113 14. COPYRIGHTS Contractor agrees that all copyrights that arise from the services will be vested in City and Contractor relinquishes all claims to the copyrights in favor of City. 15. NOTICES The name of the persons who are authorized to give written notice or to receive written notice on behalf of City and on behalf of Contractor under this Agreement are: For City: Name Title Dept Address Phone Maria Callander IT Director Information Technology CITY OF CARLSBAD 1635 Faraday Ave Carlsbad, CA 92008 760.602.2454 For Contractor: Name Title Address Phone Email Sally Nagy Engagement Manager 621 Capital Mall, Ste. 1425 Sacramento, CA 95814 (916) 565-8090 swangy@pcgus.com Each party will notify the other immediately of any changes of address that would require any notice or delivery to be directed to another address. 16. CONFLICT OF INTEREST Contractor shall file a Conflict of Interest Statement with the City Clerk in accordance with the requirements of the City of Carlsbad Conflict of Interest Code. The Contractor shall report investments or interests in all categories. YesD No~ 17. GENERAL COMPLIANCE WITH LAWS Contractor will keep fully informed of federal, state and local laws and ordinances and regulations which in any manner affect those employed by Contractor, or in any way affect the performance of the Services by Contractor. Contractor will at all times observe and comply with these laws, ordinances, and regulations and will be responsible for the compliance of Contractor's services with all applicable laws, ordinances and regulations. Contractor will be aware of the requirements of the Immigration Reform and Control Act of 1986 and will comply with those requirements, including, but not limited to, verifying the eligibility for employment of all agents, employees, subcontractors and consultants whose services are required by this Agreement. 18. DISCRIMINATION AND HARASSMENT PROHIBITED Contractor will comply with all applicable local, state and federal laws and regulations prohibiting discrimination and harassment. 19. DISPUTE RESOLUTION If a dispute should arise regarding the performance of the Services the following procedure will be used to resolve any questions of fact or interpretation not otherwise settled by agreement between the parties. Representatives of Contractor or City will reduce such questions, and their respective views, to writing. A copy of such documented dispute will be forwarded to both parties involved along with recommended methods of resolution, which would be of benefit to both parties. The representative receiving the letter will reply to the letter along with a recommended 5 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 11 of 113 method of resolution within ten (10) business days. If the resolution thus obtained is unsatisfactory to the aggrieved party, a letter outlining the disputes will be forwarded to the City Manager. The City Manager will consider the facts and solutions recommended by each party and may then opt to direct a solution to the problem. In such cases, the action of the City Manager will be binding upon the parties involved, although nothing in this procedure will prohibit the parties from seeking remedies available to them at law. 20. TERMINATION In the event of the Contractor's failure to prosecute, deliver, or perform the Services, City may terminate this Agreement for nonperformance by notifying Contractor by certified mail of the termination. If City decides to abandon or indefinitely postpone the work or services contemplated by this Agreement, City may terminate this Agreement upon written notice to Contractor. Upon notification of termination, Contractor has five (5) business days to deliver any documents owned by City and all work in progress to City at the address contained in this Agreement. City will make a determination of fact based upon the work product delivered to City and of the percentage of work that Contractor has performed which is usable and of worth to City in having the Agreement completed. Based upon that finding City will determine the final payment of the Agreement. Either party upon tendering thirty (30) days written notice to the other party may terminate this Agreement. In this event and upon request of City, Contractor will assemble the work product and put it in order for proper filing and closing and deliver it to City. Contractor will be paid for work performed to the termination date; however, the total will not exceed the lump sum fee payable under this Agreement. City will make the final determination as to the portions of tasks completed and the compensation to be made. 21. COVENANTS AGAINST CONTINGENT FEES Contractor warrants that Contractor has not employed or retained any company or person, other than a bona fide employee working for Contractor, to solicit or secure this Agreement, and that Contractor has not paid or agreed to pay any company or person, other than a bona fide employee, any fee, commission, percentage, brokerage fee, gift, or any other consideration contingent upon, or resulting from, the award or making of this Agreement. For breach or violation of this warranty, City will have the right to annul this Agreement without liability, or, in its discretion, to deduct from the Agreement price or consideration, or otherwise recover, the full amount of the fee, commission, percentage, brokerage fees, gift, or contingent fee. 22. CLAIMS AND LAWSUITS By signing this Agreement, Contractor agrees that any Agreement claim submitted to City must be asserted as part of the Agreement process as set forth in this Agreement and not in anticipation of litigation or in conjunction with litigation. Contractor acknowledges that if a false claim is submitted to City, it may be considered fraud and Contractor may be subject to criminal prosecution. Contractor acknowledges that California Government Code sections 12650 et seq., the False Claims Act applies to this Agreement and, provides for civil penalties where a person knowingly submits a false claim to a public entity. These provisions include false claims made with deliberate ignorance of the false information or in reckless disregard of the truth or falsity of information. If City seeks to recover penalties pursuant to the False Claims Act, it is entitled to recover its litigation costs, including attorney's fees. Contractor acknowledges that the filing of a false claim may subject Contractor to an administrative debarment proceeding as the result of which Contractor may be prevented to act as a Contractor on any public work or improvement for a period of up to five (5) years. Contractor acknowledges debarment by another jurisdiction is grounds for City to terminate this Agreement. 6 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 12 of 113 23. JURISDICTIONS AND VENUE Any action at law or in equity brought by either of the parties for the purpose of enforcing a right or rights provided for by this Agreement will be tried in a court of competent jurisdiction in the County of San Diego, State of California, and the parties waive all provisions of law providing for a change of venue in these proceedings to any other county. 24. SUCCESSORS AND ASSIGNS It is mutually understood and agreed that this Agreement will be binding upon City and Contractor and their respective successors. Neither this Agreement nor any part of it nor any monies due or to become due under it may be assigned by Contractor without the prior consent of City, which shall not be unreasonably withheld. 25. ENTIRE AGREEMENT This Agreement, together with any other written document referred to or contemplated by it, along with the purchase order for this Agreement and its provisions, embody the entire Agreement and understanding between the parties relating to the subject matter of it. In case of conflict, the terms of the Agreement supersede the purchase order. Neither this Agreement nor any of its provisions may be amended, modified, waived or discharged except in a writing signed by both parties. Ill Ill Ill /II Ill Ill Ill Ill Ill Ill Ill Ill Ill Ill Ill 7 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 13 of 113 26. AUTHORITY The individuals executing this Agreement and the instruments referenced in it on behalf of Contractor each represent and warrant that they have the legal power, right and actual authority to bind Contractor to the terms and conditions of this Agreement. Executed by Contractor this 3 day of b m~ , 2011_. CONTRACTOR By: City Manager W l \\ \ ~ S:,. ~ ~ <J"'l,,..U.\L\) Pv--(_ ~ (print name/title) ' ATTEST: By,~k~~ ~ jL_ l_~ (!1rLWM~ (si~er~ ~ARA ENGLESON ~:ti;_, k S-~ l( \..., ..._, t-v--, .sJ. City Clerk (print name/title) Proper notarial acknowledgment of execution by Contractor must be attached. If a corporation, Agreement must be signed by one corporate officer from each of the following two groups: Group A Chairman, President, or Vice-President Group B Secretary, Assistant Secretary, CFO or Assistant Treasurer Otherwise, the corporation must attach a resolution certified by the secretary or assistant secretary under corporate seal empowering the officer(s) signing to bind the corporation. CITY OF CARLSBAD, a municipal corporation of the State of California APPROVED AS TO FORM: :~LIA Uil:~ Attorney Assistant City Attorney 8 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 14 of 113 Commonwealth of Massachusetts County of Suffolk On this~ day of ~1"" 2019, before me Diane E. Casey, the undersigned officer, personally appeared William S. Mosakowski, who acknowledged himself to be the President and CEO of Public Consulting Group, Inc., and that such William S. Mosakowski, being authorized to do so, executed the foregoing instrument for the purposes therein contained. Commonwealth of Massachusetts County of Suffolk ~ DIANE E CASEY @ Notary Public COMMONWEALTH OF MASSACHUSETTS My Commission Expires On January 22. 2021 On this --3_ day of ~ l-2019, before me Diane E. Casey, the undersigned officer, personally appwd Stephen S. Skinner, who acknowledged himself to be the Secretary of Public Consulting Group, Inc., and that such Stephen P. Skinner, being authorized to do so, executed the foregoing instrument for the purposes therein contained. ~ DIANE E CASEY ® Notary Public COMMONWEA~TH OF MASSACHUSETTS My Comm1ss1on Expires On January 22, 2021 Sept. 10, 2019 Item #2 Page 15 of 113 EXHIBIT "A" SCOPE OF SERVICES Primary Address of Firm Firm's Legal Name Public Consulting Group, Inc. Firm's Legal Address 621 Capitol Mall, Ste. 1425 Street Address same as above City/State/Zip Sacramento, CA 95814 Telephone Number (916) 565-8090 Email services@pcg us. com Primary address from which City contracted services will be provided Firm's Legal Address 621 Capitol Mall, Ste. 1425 Street Address same as above City/State/Zip Sacramento, CA 95814 Telephone Number (916) 565-8090 Email services@pcg us. com Project Manager responsible for the Consultants Firm's service, delivery, execution and performance Name and Title Sally Nagy Office Phone 621 Capitol Mall, Ste. 1425 Mobile Phone (916) 704-6701 Email swnagy@pcgus.com CA Registration No. n/a (if applicable) Expiration Date n/a (if applicable) Alternate contact for contracted services Name and Title Bret Mohninger Office Phone (916) 565-8090 Mobile Phone n/a Email bmohninger@pcgus.com 9 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 16 of 113 1. Project Team and Approach Project Team Experience has shown us that successful projects result from a well-balanced project team with a broad spectrum of capabilities and experience; bringing the right expertise for the task at hand. We are therefore presenting twelve resumes, including some without the preferred PMP. These additional individuals not only bring local government experience but also specialized expertise in the areas of Change Management, Procurement, IV&V, Testing, and Implementation. The best fit resources for a given project will be assigned based on the project's requirements. The overall team structure is shown below by potential role. Most staff are shown in more than one role which will be determined by the nature of the project. In addition, Subject Matter Experts are available if needed depending on the natu re of the project (such as financial management, human resource, and security). Yvonne De la Rosa Selvi Dorairaj Ted Marsh Sally Nagy David Shickman David Westphalen Shell Culp Michelle Fox Amber Nottingham Phyllis Smith Ryan White Implementation Specialists (Business Analysis, IV&V, Testing) MarieBeth Adams Yvonne De la Rosa Selvia Dorairaj Ted Marsh Phyllis Smith David Westphalen Figure 1. Project Management Team Structure Requirements and Certifications Yvonne De la Rosa Sally Nagy Phyllis Smith All PCG team members have a Bachelor's degree or higher and possess the required knowledge and experience needed. Most have ten years' experience in a project management capacity. 10 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 17 of 113 The table below highlights key requirements and certifications for the proposed team. Table . PCG Team Certifications TEAM MEMBER SALLY NAGY SHELL CULP YVONNE DE LA ROSA DAVID WESTPHALEN SELVI DORAIRAJ PHYLLIS SMITH DAVID SHICKMAN TED MARSH MARIEBETH ADAMS RYAN WHITE MICHELLE Fox AMBER NOTTINGHAM ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ Below are staff qualification summaries. ✓ ✓ ✓ ✓ ✓ In rogress LOCAL Gov ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ Sally Nagy, PMP, Engagement Manager PROSCI ✓ ✓ ✓ ✓ ✓ ITIL v3 ✓ ✓ ✓ ✓ ✓ AGILE SCRUM MASTER ✓ ✓ ✓ ✓ ECLIPSE ASTQB IV&V TESTING ✓ ✓ ✓ ✓ ✓ Program Management. Sally and a proven record of results applying business insight to the application of information technology to achieve the organization's goals. She has an extensive background in both public and private sector executive management, including as CIO for two cities, a county, and a court. Her 30 years of experience includes information technology governance, organizational change management, business and technology strategic planning, information technology tactical planning, procurement and contract negotiations, workforce development, organizational and program reviews, quality assurance, and enterprise technical architecture. She has recently led several enterprise procurement efforts for local government clients. Operational Management. As Chief Information Officer/IT Director of both public and private sector organizations, Sally has directed all aspects of information technology including application development, project management, communications, operations, system architecture, GIS and technical support. Office of Record: Sacramento I Work would be Performed: Primarily in Sacramento and El Cajon, though available on-site as needed. 11 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 18 of 113 Shell Culp, Prosci, Change Manager Change Management. Shell is a Senior Advisor with PCG where she advises clients on Organizational Change Management (OCM) readiness assessment, strategy, and implementation. Shell is a Prosci ® Certified Change Management Professional and uses this and other techniques and tools to build and align OCM strategies with an organization's objectives across the country. Portfolio Management. Shell worked as Chief Deputy Director and Interim Director for the California Office of Systems Integration (OSI) for over 3 years, providing extensive experience managing project portfolios with values in excess of $5B. Office of Record: Sacramento I Work would be Performed: Primarily in Sacramento, though available on-site as needed. Yvonne De la Rosa, PMP, Project Manager Project Management: A certified PMP, Yvonne has 22 years of experience in information technology (IT), including 12 years of independent verification and validation (IV&V) project management. With an emphasis in project management, systems integration, and IV&V, Yvonne has provided oversight on both customized and commercial-off-the-shelf systems as well as legacy conversion projects and phased implementations. Yvonne's focus is on the IV&V oversight of large State of California engagements that span multiple projects and agencies. Yvonne's skills include technical leadership, project management, quality assurance, application testing and training, system requirements analysis and strategic planning. Yvonne also holds certifications in IT Infrastructure Library Foundation (ITIL-F) and Scrum Master. Office of Record: Sacramento I Work would be Performed: Primarily in Sacramento, though available on-site as needed. David Westphalen, PMP, Project Manager, Implementation SME Project Management. A PMI-Certified Project Management Professional (PMP), David leads PCG's internal training program for PMP certification. In this role, he created the training material for the following · knowledge areas: Project Integration Management, Cost Management, Time Management, and Risk Management. He has also completed quality reviews of all remaining Project Management Body of Knowledge (PMBOK) knowledge area training material for PCG. David has project management experience in all aspects of initiating, planning, executing, controlling, and closing projects. His areas of expertise include most major structured systems development lifecycle methodologies and project management standards; development of detailed project plans and schedules; leading teams of IT technical and business staff; project management assistance such as issue identification and facilitation of decisions with various stakeholders; change management and communications planning; monitoring and controlling project progress; program and project planning; resource planning and acquisition; guiding and mentoring staff; risk and issue management; project initiation and document reviews; and status reporting to all levels. Office of Record: Sacramento I Work would be Performed: Primarily in Sacramento, though available on-site as needed. Selvi Dorairaj, PMP, Project Manager, Implementation SME Project Management. Selvi has extensive experience in project management (using different Software Development Life Cycle (SDLC) methodologies), requirements elicitation and gap analysis, system design and development, testing and implementation activities, and healthcare and social services program knowledge. In her work on the One-e-App Project (a solution that involves screening and enrolling applications in a range of health, social services, and other support programs), she served as both Project Manager and Solutions Lead. Implementation SME; A Business Architect with PCG, Selvi has over 20 years of IT experience in both California and with international agencies. She has worked in all phases of the SDLC in both agile, traditional and hybrid environments, including Requirements, Business Analysis, Testing and Implementation, Independent Verification and Validation (IV&V), and Quality Assurance. A Certified Eclipse IV&V® Professional, Selvi provides thorough oversight on both customized and commercial-off- 12 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 19 of 113 the-shelf systems as well as legacy conversion projects and phased implementations. Performing IV&V activities requires identifying problems and potential problems and suggesting ways to solve or mitigate them. Selvi has performed IV&V services for numerous complex projects, including several for the State of Washington. Change Management. Selvi co-led Washington State's Core Process Improvement Team where she was responsible for establishing, leading and directing the efforts to improve the processes across the Department of Health Services Economic Services Administration IT Solutions organization. Office of Record: Sacramento I Work would be Performed: Primarily in Sacramento, though available on-site as needed. Phyllis Smith, Prosci, Change Manager, Procurement Specialist Phyllis has worked in local government and as a consultant to local government entities for over 35 years. Change Management. Phyllis is a certified Prosci Change Management Practitioner with significant experience managing change for large and small projects for local government agencies. Examples of projects include culture-transforming automation systems, moving a large public-facing operation, and revamping a records management system. Local Government. Phyllis has worked in local government for over 40 years and as a consultant to California trial courts. Implementation SME. Phyllis has strong business analyst skills. As a trial court department head and as a consultant to courts in the U.S. and internationally, she analyzed business processes and made concrete recommendations for improvement. She has recently performed business analysis for local government entities in Los Angeles and Sacramento and assisted with the procurement and implementation of new case management systems. Procurement Activities. Phyllis has worked on procurements for large and small automation systems for local government and judicial organizations, including the Hong Kong Judiciary, Hawaii Judiciary, Sacramento Sheriff and Los Angeles County Public Defender. Activities have included developing functional and non-functional requirements, doing market research, analyzing alternatives, writing procurement documents, answering bidder questions, evaluating proposals, and conducting reference checks. Office of Record: Sacramento I Work would be Performed: Primarily in Sacramento, though available on-site as needed. David Shickman, Scrum Master, Project Manager Project Management. David has significant experience in project management, business, and technology strategic planning; feasibility studies; business process re-engineering; organizational change management; requirements definition; system and vendor selection studies/ procurements; contract negotiations; performance measurement; project charters and governance; project implementation; and project oversight. Local Government. In the early days of his career, David worked with several California municipalities to develop citywide information technology (IT) strategic plans, leading to procurements and implementations for new integrated citywide accounting/financial, human resources, general business and public safety (computer aided dispatch and records management-CAD/RMS) solutions. Office of Record: Sacramento I Work would be Performed: Primarily in Sacramento, though available on-site as needed. Ted Marsh, Project Manager, Implementation SME Project Management. A PMI-Certified PMP, Ted is a senior consultant with PCG and has been providing project oversight and technical services for over 20 years. Ted's strength is to look at the big picture of a project and how each seemingly insignificant change can significantly impact other areas of the project. Ted has provided project oversight of large-scale ($40 million to $400 million+) system implementation and 13 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 20 of 113 modernization projects. Areas where Ted is considered a subject matter expert are: testing, requirements management/traceability, data migration, interfaces, and incident and problem management. Problem Management. In his role as an IV&V consultant, Ted provides oversight of the requirements and procurement process by identifying risks and issues, providing recommendations to mitigate risks and issues and provide overall guidance based on best practices and 20 years of implementation experience for project management, requirements, and proposal development. Ted also: leads technical and functional IV&V assessments and deliverable development, develops and presents weekly, monthly, and quarterly reports to project director, project manager, and executive sponsor and conducts requirement goodness and traceability assessments Areas of expertise include most major structured systems development lifecycle methodologies and project management standards; development of detailed project plans and schedules; leading teams of IT technical and business staff; project management assistance such as issue identification and facilitation of decisions with various stakeholders; change management and communications planning; monitoring and controlling project progress; program and project planning; resource planning and acquisition; guiding and mentoring staff; risk and issue management; project initiation and document reviews; and status reporting to all levels. Office of Record: Sacramento I Work would be Performed: Primarily in Sacramento, though available on-site as needed. MarieBeth Adams, Implementation SME Implementation SME. MarieBeth is a decisive, action-oriented project manager and business system analyst with an impressive track record of managing complex projects within time and budget expectations in corporate and government settings. She is highly skilled in identifying and clarifying business requirements, performing a gap analysis of existing procedures and processes, and designing business/system improvements to meet organizational and end-user functionality needs. MarieBeth has extensive experience serving as a business expert in the implementation of custom and commercial-off- the-shelf solutions. She is a strong team leader with excellent communication and interpersonal skills and is highly proficient at diplomatically facilitating discussions and negotiations with project stakeholders at all levels. She is a Microsoft Certified Professional and is adept with SAP Enterprise Business Information and Objects (Bl/BOE), Crystal Reports and SQL Developer. Local Government. MarieBeth has worked in local government for over 30 years. She has worked with numerous business groups during the adoption of large IT systems to successfully deliver complex system deployments for local and state government agencies. Office of Record: Sacramento I Work would be Performed: Primarily in Sacramento, though available on-site as needed. Ryan C. White, Prosci, Change Manager Change Management. Ryan is a certified Prosci Change Management Practitioner with 11 years' experience managing change for large and small projects for local government agencies. Ryan has extensive communication experience with local and state government, regularly reaching out to internal and external stakeholders. He develops winning communications strategies to ensure that all affected stakeholders are prepared for the coming changes. Office of Record: Albany, NY I Work would be Performed: Primarily in El Cajon, though available on-site as needed. Michelle Fox, Prosci, Change Manager Change Management. Michelle is a certified Prosci Change Management Practitioner with significant experience managing change for large and small projects for local government agencies. Michelle has 11 years' experience and is an expert at addressing business needs requirements for complex government projects, overseeing their efforts to document business processes, and gathering business and technical requirements to support best practices and agency regulations. 14 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 21 of 113 Office of Record: Harrisburg, PA I Work would be Performed: Primarily in El Cajon, though available on- site as needed. Amber Nottingham, Prosci, Change Manager Change Management. Amber is a certified Prosci Change Management Practitioner with 10 years' experience managing change for state and local government agencies. In addition to her strong Change Management skills, Amber has created and deployed state-wide training programs, including end-user training. Office of Record: Charleston, WV I Work would be Performed: Primarily remote, though available on- site as needed. Project Approach PCG is a recognized national leader in the delivery of Project Management Services. We are proud of our Business Solutions Center of Excellence (CoE) and Project Management Methodology (PMM) which both bolster the knowledge and support of our consultants in the delivery of successful, time-tested Project Management services. Our consultants are formally trained to support their project management certification efforts as well as mentored by experienced staff based on Project Management Institute (PMI) Project Management Body of Knowledge (PM BOK) and other industry standards and best practices. We have more than 42 PM I-certified Project Management Practitioners within our Technology Services practice alone. PCG's PMM has four (4) basic tenets that we believe are the foundation of any sound project methodology which we will use to support development of our deliverables to the City of Carlsbad. Without these being in place, control methods, procedures, and other project management best practices will not be effective. Our specific objectives include: • High-Quality Work -Deliver high quality services and work products that address the business objectives and meet the requirements of the City of Carlsbad. • On-Time Delivery -Complete deliverables on schedule and within budget. • Effective Communication -Timely and accurate communication to the City of Carlsbad project participants and stakeholders throughout the entire project. • Proactive Management -Identify potential problems before they develop and initiate appropriate corrective action. The PCG PMM ensures that various review activities are conducted, work teams and deliverables are coordinated, and high-quality work products are delivered to the City of Carlsbad. This includes meeting the agreed-to timeline for each deliverable. All the consultants being bid on this opportunity are seasoned project management professionals with many years of experience. Working on many projects and juggling different timelines means knowing how to prioritize. Projects will have different priorities, and tasks within those projects will also have different priorities. PCG staff know how to prioritize and understand what is really important and what may be just a nice to have. As evidenced by staff resumes, our project managers have worked in program management offices (California Employment Development Department, for example) and have served on multiple projects at the same time. 15 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 22 of 113 Our approach is built on three principles that serve as its cornerstone and reinforce the notion that projects require a commitment that starts from the very beginning: • Understand the Goal -Success begins with an understanding of the City's projects. PCG Project Managers are active listeners, avid consumers of information, and facilitators of structured discussion that results in a common understanding of the project goals by both PCG and city staff. • Be Proactive and Stay on Task -PCG maintains progress by planning ahead, communicating actively, being collaborative, and leading decisively as well as accepting responsibility for outcomes. • Deliver Results -PCG will work collaboratively with the City of Carlsbad to successfully deliver on time, within scope, and on budget while exceeding expectations. PCG Project Management Methodology ... . ' +-+ . Understand the goal, Be proactive and stay on task, Dehver Results. -t (ommun,catoon. lntegrat100. Scopo. Timo. Cost. ()ualrty, HR, +-+ R>Sk. Procurement Management t - Pro1ect Closeout Figure 2. PCG Project Management Methodology PCG will follow a process that includes Project Initiation, Planning, Execution, Control, and Closeout. PCG's PMM employs a structured and repeatable process broken into five (5) industry standard process groups that will not only complement the goals and objectives of this RFQ but interact and overlap iteratively over the life of the project: 1. Initiation -Begins at project conceptualization and focuses on building the foundation with the City of Carlsbad and the project. The project governance and Project Charter are reviewed and/or established and alignment between the City of Carlsbad and the PCG Project Team is obtained. A high-level schedule is created, resource requirements identified, and processes for monitoring progress and resolving issues are established. 2. Planning -Centers on formalizing the project plan, budget and schedule. PCG will work in coordination with the City of Carlsbad to finalize all contract requirements and workload estimates, define risks and contingencies, establish communication protocols, verify deliverable expectations, and implement management tools. 16 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 23 of 113 3. Execution -Occurs throughout the life of the project, beginning with the allocation of human resources and assignment of work tasks. PCG will again work in coordination with the City of Carlsbad to direct project activities and administer project policy in accordance with the plan. Execution is an iterative process that often requires re-planning to accommodate unforeseen changes in priority or scope. 4. Control -Occurs throughout the life of the project. The focus here is on tracking progress against the plan and controlling scope, schedule, budget, and human resource needs. PCG will work in coordination with the City of Carlsbad to forecast project needs and execute corrective actions to overcome project challenges. 5. Closeout -Formalizes acceptance of the project. Lessons learned are documented, transition activities are completed, and all project artifacts are formally accepted and transitioned to the City of Carlsbad ensuring each work product/deliverable can be found in the project's documentation repository. 6. Project Management Tools PCG proposes using the following software tools to manage project activities and produce deliverables: • Microsoft Office Suite: MS Office will be used to develop contract deliverables. If necessary, PCG can save documents to earlier MS Office versions. • Microsoft Project: MS Project will be used to develop and maintain the Project Schedule. A sample project plan be seen in Appendix II.Project Description/ Scope of Services Defining Scope To ensure the utmost adherence to the project scope, PCG's PMM focuses on the ten PMBOK® Guide knowledge areas -integration, scope, schedule, cost, quality, resources, communications, risk, procurement, and stakeholder. PCG's PMM includes plans and templates for each of the knowledge areas that are based on industry standards and best practices and can be customized to best fit the needs of a project based on the project size, scope, and other factors. These knowledge area plans and templates are designed to integrate with existing client processes or to functn as standalone processes if required. The plans from each of the ten knowledge areas are compiled together to form the Project Management Plan -this plan dictates all project management protocol for the project. The project management plan is made available to all stakeholders to ensure there is a common project management methodology. Integration Management PCG's PMM Integration Management methodology involves unifying and coordinating the management of project scope, time, cost, quality, human resources, stakeholders, communications, risk, and procurements. PCG develops project management deliverables and associated processes, tools, and templates to realize this methodology. PCG's PMM includes templates for the project charter and the project management plan -two critical documents for the success of any project. The project charter serves as the formal agreement between the project sponsor and the project manager/ team. Once approved it is the authority for the project manager to execute the project. In addition to providing a high-level overview of the project, the charter defines the vision, mission, goals, definition of 17 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 24 of 113 success, scope, objectives, high level milestones, high-level risks, and overall approach for the work to be completed. PCG's PMM project charter template includes all of the necessary elements to aid the project in the development of a sound project charter. The project management plan builds upon the project charter. The project management plan may be updated throughout the project as project organization, responsibilities and management processes are modified to meet the unique needs of the project at that time and phase of the project. Developing the project management plan is the process of documenting the necessary actions to prepare, integrate and coordinate all subsidiary plans including communication and project performance and control. The plan also provides guidance for execution of the project plan, monitoring execution, taking corrective action when necessary, and managing action items, deliverables, and change. PCG's PMM project management plan template is flexible and can be a central document with separate sub-plans for all knowledge areas, or it can be a consolidated document containing all knowledge areas. PCG's PMM Project Scope Management methodology describes the processes that ensure a project includes all the work required, and only the work required, to be completed successfully. Scope Management is focused on defining, monitoring and controlling what is and is not included in the project. Monitoring and controlling project work is the process of tracking, reviewing and regulating project progress to meet defined performance objectives. A subset of this is verifying and controlling scope through the formal acceptance of project deliverables, monitoring the status of the project, and managing changes to the scope baseline. In project management, the term scope has two distinct uses: Project Scope and Product Scope. There is the gathering of information required to start a project, or project scope, as well as the features a product would require to meet stakeholder requirements, or product scope. Project Scope is the work that needs to be accomplished to deliver a product, service or result with the specified features and functions, while Product Scope is the features and functions that characterize a product, service or result. Project Scope is more work-oriented and includes the 'how's,' while Product Scope is more oriented toward functional requirements or the 'what's.' If project requirements are not completely defined during the requirements planning, and if there is no effective change control in effect, project scope may increase. "Scope creep" refers to the incremental expansion of the scope of a project. This may introduce additional requirements that are not a part of the initial project planning, which in turn may negatively affect the project cost and schedule. Scope creep management is important for effective project management. Projects are expected to meet strict deadlines within resource constraints, and an unchecked and unapproved change in the scope can significantly affect the success of the project. Communications Management PCG's PMM Communications Management methodology involves the systematic planning, implementing, monitoring, and managing of all channels of communication to the project's stakeholders. Communications management describes how, when, and by whom information about the project will be administered and disseminated. This guides the project by ensuring that timely, accurate and consistent information is provided to all stakeholders throughout the project lifecycle. PCG's PMM process begins with the development of the Communications Management Plan that includes an overview of communications management and specific guidelines for effective communication. The Communications Management Plan also includes a template to aid the project with defining the types of communication that will be used, designating the senders and receivers of project communications, and determining the frequency with which the communications will be conducted. PCG's PMM Communications Management methodology includes collecting information from project stakeholders identified in the Stakeholder Register regarding their communication needs and desires. 18 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 25 of 113 These needs include what project updates each stakeholder wishes to receive, and how and when they want to receive them. Then the process involves defining the Communications Matrix. This tool maps the communication types to the recipients to ensure an efficient flow of information between project stakeholders (both internal and external) and becomes a part of the larger Communications Management Plan. The project team references and abides by this plan in their outreach to stakeholders ensuring that the communications are dispatched accordingly. Stakeholder Management PCG's PMM Stakeholder Management methodology is a critical component of any project and involves identifying who are the people, groups or organizations who are impacted by or who could impact the project and managing these stakeholders throughout the project. Stakeholder management is a critical component of any project. Stakeholders can literally make or break a project -either by their support for the project or interference in a project. PCG understands this and, therefore, PCG's PMM has been developed with a thoughtful and thorough approach to stakeholder involvement and management. PCG begins by identifying stakeholders (both internal and external) and compiling a Stakeholder Register early in the project. Continuing into the project's planning processes, PCG performs a stakeholder analysis to gather stakeholder requirements including identifying stakeholder groups and determining each group's key interests, concerns and expectations. PCG also develops appropriate management strategies to effectively engage stakeholders throughout the project. During the course of the project, PCG will communicate and work closely with the stakeholders to meet their expectations, address any issues as they occur and monitor and manage the stakeholder relationships to win and maintain stakeholder support and involvement in the project. As a critical component, PCG's PMM approach involves ensuring that interaction with stakeholders aligns with the guiding principles of fostering positive collaborative relationships, proactive communications, engaging early and often, protecting stakeholder interests, and managing expectations. Schedule Management PCG's PMM Project Schedule Management methodology describes the processes that will be used to create the project schedule and the processes that will be used to manage the schedule after it has been baselined. This includes the scheduling tool/format, schedule milestones, and schedule development roles and responsibilities. Schedule Management is the process of determining the project schedule. The project schedule is the roadmap for how the project will be executed. Schedules are an important part of any project as they provide the project team, sponsor and stakeholders a picture of the project's status at any given time. PCG's PMM process begins by working with staff, managers and systems integrator to develop and maintain a detailed project work plan. The work breakdown structure (WBS) is developed using the PCG's PMM Scope Management processes at a high level according to the identified systems development lifecycle to be deployed on the project. The WBS is decomposed to ensure that all deliverables, work products and activities required for the successful completion of the project have been accounted for. Once all the required activities and tasks are identified, PCG's PMM process moves to estimating the duration of the tasks using the consultants, vendors and expert judgment to ensure realistic estimates for the project. For each task, all of the successor and predecessor dependencies are added. Ideally, the only task without a predecessor should be the Project Start task, and the only task without a successor will be the Project End. Whenever possible, fixed dates are avoided so that the predictive quality of the schedule is not compromised, meaning that the dependencies and the task durations drive the beginning and end dates of each task in most cases. In addition, the hours of work will be estimated and the resources required to complete each task included. This is an iterative activity; as resource over-allocations are identified, durations may be revised and tasks rescheduled. 19 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 26 of 113 PCG's PMM recognizes schedule development is an iterative activity. As tasks are decomposed, resources assigned, and dependencies added, new and additional tasks, resource requirements, and dependencies will be discovered. This is a normal part of the planning process. At the completion of this exercise, the schedule will represent a roadmap for the work to be performed on the project. Not every activity will be fully decomposed at this time as more information will become known as the project progresses. However, a baseline schedule will represent the project team's best understanding of the work that needs to be performed and how it will be performed. Once the schedule is established, the project manager can determine the project's critical path and ensure adherence to the baseline to complete the project on time. At this point, work progresses and is monitored against the baseline so that performance tracking and corrective action (if required) can be undertaken. Earned value calculations can also be utilized to augment the project reporting if required. The project work plan and schedule is maintained on a regular basis and frequently communicated to the project team and stakeholders. including a formal periodic review with the project sponsor(s). The standards and guidelines that will be used in developing the project schedule are documented in the Schedule Management Plan. Topics covered include: • Initial development of the schedule, including guidelines on scheduling best practices such as those mentioned above • Baselining strategy, when to baseline, control process for re-baselining, and appropriate use of the baseline • Recommended or approved tools for scheduling • Update process, collecting actual and further elaboration • Managing a portfolio of project schedules, integrating them, and managing an enterprise-wide portfolio of resources • Resource management standards • Monitoring and tracking and reporting variance including leveraging earned value where appropriate PCG's PMM Value-Add Project Management Process and Documents PCG's PMM is a well-tested methodology that provides a project with all the necessary project management plans and other documents for project success. In addition to the knowledge area plans described in the previous section, PCG's PMM also includes a number of key processes and documents that PCG believes are critical for the success of the project. These value-add processes include: • Requirements Management • Change Control Management • Release Management • Deliverable Management • Action Item Management As with the knowledge area plans, PCG's PMM comes with customizable templates for each of the value- add plans that will be tailored to meet the specific needs of the project. PCG's PMM Requirements Management Another output from the Plan, Scope Management process, is a Requirements Management Plan. PCG's PMM recognizes this as a key plan for successful projects. Requirements help define the purpose of a project and are the foundation of the project. The stated requirements determine what is to be produced or achieved. They represent project capabilities to which a project outcome should confirm by defining the 20 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 27 of 113 scope of a project and what the system must do as well help describe the criteria for project success. One of the primary reasons projects fail is because requirements are incomplete or incorrect. If the requirements are inaccurate or incomplete, the project is likely to fail no matter what is done in subsequent phases. Requirements Management details the processes and procedures to ensure proper Requirements Management including how requirements are gathered, analyzed, organized, approved and managed. PCG's PMM process leverages best practices and industry standards with tools for gathering, analyzing, organizing, approving and managing requirements and includes: • Requirements Management Development Process • Requirements Management Traceability Process • Requirements Management Change Management Process • Requirements Management Best Practices • Requirements Management Tools PCG's PMM Change Control Management The PM BOK® Guide discusses Integrated Change Control in the Project Integration Management section. PCG's PMM methodology recognizes product and system change control as an important project activity and therefore includes processes that involve systematic management of all changes. Change Control Management is the process of defining how changes to the project (scope, deliverables, timeline, etc.) will be managed. The Change Management process is the mechanism used to initiate, record , assess, approve and resolve proposed project changes. If any unexpected circumstances or variances arise on the project, the Change Control Plan assists the project manager and stakeholders in assessing what corrective action to take. All project changes should be managed through a formal change control process that includes change control procedures for all items that can possibly affect the project scope, schedule and/or cost. Typically, a Change Control Board is formed with those who collectively possess the authority for making decisions regarding the proposed changes. Strategies available to a project for dealing with proposed changes include reducing scope, adding more resources or accepting the fact that the scope has increased by updating the project schedule and creating a new baseline. Any change should be documented in a formal change request and analyzed for project impact. The use of a formal change management procedure is necessary when any project changes are requested as it is often difficult to tell initially whether a proposed change is limited to a change in scope or affects the schedule and or cost. A formal change management process should include the following steps. • Identify and document the required change • Verify the change is valid and requires management • Analyze and record schedule, cost and effort impact of change • Decide whether to execute the change • Execute decision, including revision to project plans if necessary • Verify that action is complete and close change request 21 City Attorney Approved Version 6/12/18 _J Sept. 10, 2019 Item #2 Page 28 of 113 Figure 3. PCG's PMM Change Control Process PCG's process leverages best practices and industry standards to ensure that all changes to the project are reviewed and approved in advance, all changes are coordinated across the entire project and that all stakeholders are notified of the approved changes to the project. PCG's PMM Release Management While the PMBOK® Guide does not call out Release Management as a project management process, PCG's PMM recognizes that the packaging and controlled release of new and enhanced functionality is an important project activity. Release Management is the process of planning and implementing an integrated set of functional components and processes in a controlled manner. This helps to ensure that there is a transparent and integrated view for both business and IT plans, more stable production release, and predictability in delivery timeframes, costs, and support requirements. Release management can assist with resource utilization consistent with corporate priorities. PCG's processes leverage ITIL best practices to provide a robust release management approach and to ensure that the client's expectations are met. At a high level, this includes: • Release identification and release naming • Control and approval processes • Deployment activities and communication • Release procedures and planning • System monitoring and acceptance PCG's PMM Action Item Management Although the PM BOK® Guide does not call out Action Item Management as a project management process, PCG's PMM recognizes that ensuring that low-level work on the project is tracked and completed in a timely manner is an important project activity. An action item is a documented event, task, activity, or action that needs to take place and typically can be handled by a single person in a short period of time. It is low-level work that is too detailed to track within project schedules. Action items frequently arise out of meetings or reviews. However, projects need a process to track open action items and ensure they are completed. PCG's PMM includes a well-defined process for managing project tasks to help track and complete these items in a timely manner. After establishing an action items repository, all project action items are logged, tracked and reported on within each project team and/or team meeting. Meeting agendas and minutes are used to track and report on action item progress and resolution which is also updated in the action items repository. At a high-level, PCG's PMM methodology involves the following steps: • Establishing an Action Items Repository • Logging Action Items • Tracking Action Items • Reporting on Action Items • Closing Action Items Resource Management PCG's PMM Resource Management methodology involves guidance for planning, acquiring and managing the resources to be able to complete the project. It also involves managing responsibilities for each project resource establishing activity assignments and allocations to resource level the project. The plan establishes the performance expectations for each resource function and is used to support the project managers monitoring resource utilization and support of performance appraisals conducted throughout the 22 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 29 of 113 project life cycle. Adherence to the methodology can help prevent situations where more resources are needed than are available. It can also ensure that the identified human resources for a project are available for planned tasks when needed. Adherence can help prevent over-and/or under-allocation of human resources during the life of a project. PCG's PMM Resource Management methodology begins with the development of the Resource Plan. The purpose of the plan is to provide the processes, procedures, tools, and templates necessary to plan, acquire, manage and develop a project team. The plan provides the resource functions and skills needed to complete each project activity. It aligns performance expectations and the rewards system. The names of team members, team member training needs and calendar are also included. Cost Management PCG's PMM Cost Management methodology involves ensuring that the project is completed within the approved budget and can be impacted by all project functions. It includes the activities necessary to request and justify project funding, monitoring and controlling expenditures, budgeting, accounting, and billing, and maintaining records of all project funds, assets and expenditures, managing and documenting all resource utilization, purchases and services procured, and preparing periodic financial and progress status reports to inform stakeholders as necessary. PCG begins by creating the Cost Management Plan. This plan contains the types of cost the project will incur, how these costs will be documented, and how PCG will create and control the project budget. PCG uses this information to estimate activity and personnel costs, set aside reserves for potential project risks, and ultimately incorporate the reserves into the final budget. PCG will control the project's costs and scope according to the budget. Operational Management Issue Escalation Approach As Figure 4 details, the issue management and escalation process consists of the six steps shown below. Identification Validatoon and Prioritization Analysis Tracking and Reporting Figure 4. Issue and Escalation Process Flow Chart Issue , Resol~ed? . ·· Resolution and Closure ~ ... ■ EsciJlation Identification -Issue identification occurs th roughout the project's life cycle. Issues may arise from meetings, analysis, document reviews, and other project activities. Any staff member or stakeholder may generate an issue for consideration; however, it is expected that most issues will be identified and managed by the project staff. Identified issues are documented and tracked in the issue tracking log until they are resolved or escalated to the next governance level. Once the need for escalation is determined, an Issue Analysis form will be completed and forwarded to the appropriate team member. Validation and Prioritization -The Issue Manager reviews each issue and checks the issue tracking log to ensure the item does not already exist, determines that the item is a valid issue, and ensures the issue and related information are clearly worded. If the item is determined to be invalid, the originator of the issue is notified, and the item is closed in the issue tracking log. 23 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 30 of 113 Each assigned issue manager will present and discuss new issues at the next scheduled meeting. Meeting participants are expected to discuss the priority of the item, confirm the assignment, and establish a due date for status or resolution. Criteria used to determine this information will be documented in the meeting minutes and maintained in the central project document repository. Once this information is determined by the project team, the Issue Manager will update the issue tracking log accordingly. Issue Analysis -The assigned staff member will perform the required analysis to develop alternatives for issue resolution. Project members are expected to communicate a periodic status to the appropriate Issue Manager based on the agreed-upon schedule or at least every two weeks. Recommended alternatives are documented on an issue analysis form and reviewed by the project manager. If an issue resolution cannot be resolved by the project team, then the issue will be escalated to the next level in the governance structure for direction and resolution. The assigned staff member is expected to be available to present the issue, the analysis, suggested resolution, and related status at each level of the governance structure until the issue has been resolved. Tracking and Reporting -The Issue Manager updates the issue tracking log weekly for new issues and resolved items. Assignees are required to provide status updates at least every two weeks. Escalation Process -The Issue Escalation Process will be used to ensure unresolved issues are raised early enough to prevent negative impacts to the project and to ensure the appropriate parties are informed and involved in critical decision-making. The Project Director, Sponsor, stakeholders, and staff will always work to address and resolve issues at the lowest possible level within the project governance structure. Resolution and Closure Process -Each project staff participating in the Issue Escalation process will review the escalated issue analysis form; approve or deny the recommended resolution; commit the appropriate resources to support the agreed upon resolution, as needed; and provide an expedited response and direction on issues which may impact the project scope or schedule. The issue owner coordinates the implementation of the issue resolution and communicates appropriate status to the project. Upon completion of the resolution and communication of that status, the Issue Manager updates the issue tracking log with the final results of the resolution and closes the item accordingly. PCG's PMM Deliverable Management Although the PM BOK® Guide does not call out Deliverable Management as a project management process, PCG's PMM recognizes that ensuring that the project has a well-defined process for managing the life cycle of deliverables from definition through acceptance is an important project activity. Deliverables management is the process of defining the deliverables that are a part of the project, preparing or ensuring that the deliverables meet guidelines, and managing the acceptance of deliverables including the correction of deficiencies. A deliverable is a product or service that is given to the client and usually has a due date and is tangible, measurable and specific. Examples include software products, documentation, and training. PCG's PMM includes a well-defined process for managing the life cycle of deliverables to ensure that the client's expectations are met. At a high level, the process of deliverables management includes the steps of: • Checklist Development • Deliverable Expectations Document • Deliverable Production • Draft Submission • Client Walkthrough 24 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 31 of 113 • Formal Review • Defect Correction • Deliverable Acceptance Risk and Issue Management PCG's PMM Project Risk Management methodology describes the processes that involve identifying, analyzing, responding to and tracking project risks and issues. A "risk" is a potential issue that may or may not happen and can impact the project positively or negatively. An "issue" already has occurred. Risk management is the approach and methodology used to understand, assess and manage uncertainty (risks and issues) in a project. Managing risk should not be reactive only-it should be part of the planning process to figure out risk that might happen in the project and how to control that risk if it in fact occurs. Risk is part of any project. It cannot be avoided and therefore planning for it, developing strategies to keep the risk limited and managing the risk could save a project from serious setbacks or even project failure. Therefore, PCG's PMM Risk Management process is paramount to project management efforts. PCG's PMM applies a proactive approach to preventing risks by performing risk analysis early in project planning and identifying potential risk factors and their impact on the project. This advance preparation prevents the likelihood of changes to any of the baselines. As risks are identified during planning, they are added to the Risk Register where their cause, effect, likelihood of occurrence, and mitigation strategy are documented. PCG's PMM incorporates regular risk meetings into other project management activities. Additionally, key deliverables such as funding documents, project charter, project management plan, work plan, staffing plan, and schedule are reviewed to identify potential risks to the project. The plan includes the approach to identifying risk owners, responsibilities of the risk owners, and other roles required to ensure that a holistic and thorough approach to risk management, tracking and reporting is undertaken on the project. Perhaps the most important aspect of risk management is the active management of each and every risk to ensure that all appropriate actions to prevent the risk occurrence or mitigate its impact are taken in a timely fashion. This includes proactive communication about risks and escalation where necessary, to ensure that project stakeholders' support is garnered early and that surprises for team members and stakeholders are avoided. The Project Manager actively works with the project team to ensure that risks are identified, documented, assessed and prioritized, and elevated to the appropriate level. A risk response is developed and managed for each risk identified; this includes conducting a periodic review of all risks to ensure that the assigned risk owner is proactively working the risk. PCG's PMM Risk Management methodology also encompasses issue management that requires the same level of proactive management and structure as risk management to ensure timely remediation. The delineation between risks and issues is largely driven by timing; as unmanaged risks are often a source, although certainly not the only source, of project issues. In addition, the risk management process includes the issue management process. Issues are reviewed weekly, discussed with the project team and escalated as appropriate in accordance with the issue management process. Similar to PCG's PMM Risk Management process, PCG's PMM Issue Management process allows for multiple approaches. One is the early identification of issues wherever they occur in the project. The second is a quick but thorough review of the issue to understand its impact and root cause. The third is the development of an issue resolution plan that can be managed, monitored and reported upon so that the impact of the issue can be minimized and the issue itself resolved quickly. This balanced approach has at its core the concept that risks and issues should not be "admired and talked about" but should be actively worked until resolved. This is one of the primary responsibilities of the project manager who, while not owning all the risks and issues, will be instrumental in ensuring they are resolved. Statement of Cost Services The table below provides the maximum hourly rate for each proposed consultant. We do not anticipate using any subcontractors. 25 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 32 of 113 Table 1. Staff Hourly Rates M AXIMUM N AME T ITLE H OURLY R ATE 1 Sally Nagy Engagement Manager, Project Manager, Procurement $250 Specialist 2 Shell Culp Change Manager $250 3 Yvonne De LaRosa Project Manager, Implementation SME, Procurement $225 Specialist 4 David Westphalen Project Manager, Implementation SME $225 5 Selvi Dorairaj Project Manager, Implementation SME $22 5 6 Phyllis Smith Change Manager, Implementation SME, Procurement $200 Specialist 7 David Shickman Project Manager $225 8 Ted Marsh Project Manager, Implementation SME $200 9 MarieBeth Adams Implementation SME $200 10 Ryan White Change Manager $200 11 Michelle Fox Change Manager $200 12 Amber Nottingham Change Manager $200 Table 2. Sub-Consultants Hourly Rate We not plan to use subcontractors Table 3. Expenses Assumptions • To keep rates down, we make good use of tools such as WebEx and Skype to meet regularly and when feasible with our clients without incurring travel costs. 26 City Attorney Approved Version 6/12/18 Sept. 10, 2019 Item #2 Page 33 of 113