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HomeMy WebLinkAboutSDP 15-26; LEGOLAND HOTEL CALIFORNIA II; GEOTECHNICAL UPDATE REPORT PROPOSED CASTLE HOTEL EXPANSION; 2015-11-23GEOTECHNICAL UPDATE REPORT PROPOSED CASTLE HOTEL EXPANSION LEGOLAND THEME PARK CARLSBAD, CALIFORNIA LEGOLAND HOTEL CALIFORNIA II SDP 15-26 / CDP 15-50 DWG 498-2A Prepared for: MERLIN ENTERTAINMENT GROUP! US HOLDING, INC. One Lego Drive Carlsbad,, California 92008 Project No. 10075.011 November 23, 2015 RECEVED 40 :NOV 2 5 2016 LAND DEvEOPMENT ENGINEERING Leighton and Associ ates, Inc A LEIGH:TO.pl GROUP COMPANY Leighton and Associates, Inc. A LEIGHTON GROUP COMPANY November 23, 2015 Project No. 10075.011 To: Merlin Entertainment Group/US Holding, Inc. do LEGOLAND California, LLC One Lego Drive Carlsbad, California 92008 Attention: Mr. Keith Carr Subject: Geotechnical Update Report, Proposed Castle Hotel Expansion, LEGOLAND Theme Park, Carlsbad, California In accordance with your request and authorization, Leighton and Associates, Inc. (Leighton) has conducted a geotechnical update for the proposed Castle Hotel Expansion that is planned for the LEGOLAND Theme Park in Carlsbad, California (see Figure 1). This report presents the results of our review of pertinent geotechnical documents, subsurface exploration, laboratory testing, geotechnical analyses, and provides our conclusions and recommendations for the proposed development. Based on the result of our current geotechnical study, considered feasible from a geotechnical standpoint provided implemented in the design and construction of the project. regarding our report, please do not hesitate to contact this opportunity to be of service. Respectfully submitted, LEIGHTON AND ASSOCIATES, INC. the proposed project is our recommendations are If you have any questions office. We appreciate this -No. 45283 William D. Olson, RCE 45289 \\t Exp.______ Associate Engineer CIV'-4 Distribution: (4) Addressee Mike D. Jensen, CEG 2457 Senior Project Geologist 3934 Murphy Canyon Road, Suite B205 • San Diego, CA 92123-4425 858. 292.8030 a Fax 858.292.0771 .www.Ieightongeo.com 10075.011 TABLE OF-CONTENTS Section Page 1.0 INTRODUCTION ...................................................................................................... I 1.1 PURPOSEANDSCOPE.............................................................................................1 1.2 SITE LOCATION AND DESCRIPTION............................................................................1 1.3 PROPOSED DEVELOPMENT......................................................................................2 2.0 SUBSURFACE EXPLORATION AND LABORATORY TESTING..........................3 2.1 SITE INVESTIGATION................................................................................................3 2.2 LABORATORY TESTING ............................................................................................3 3.0 SUMMARY OF GEOTECHNICAL CONDITIONS ..................................................... 4 3.1 GEOLOGIC SETTING .................................................................................................4 3.2 SITE SPECIFIC GEOLOGY.........................................................................................4 3.2.1 Artificial Fill Undocumented (Not Mapped)....................................................4 3.2.2 Artificial Fill Documented (Map Symbol - Afd) ..............................................5 3.2.3 Quaternary-Aged Old Paralic Deposits (Map Symbol - Qop) ........................5 3.2.4 Santiago Formation (Map Symbol - Tsa)......................................................5 3.4 ENGINEERING CHARACTERISTICS OF ON-SITE SOIL...................................................6 3.4.1 Soil Compressibility and Collapse Potential ..................................................6 3.4.2 Expansive Soils.............................................................................................6 3.4.3 Soil Corrosivity ..............................................................................................7 3.4.4 Excavation Characteristics ............................................................................7 3.4.5 Infiltration Characteristics..............................................................................7 4.0 FAULTING AND SEISMICITY.................................................................................8 4.1 FAULTING...............................................................................................................8 4.2 LOCAL FAULTING ....................................................................................................'8 4.3 SEISMICITY.............................................................................................................8 4.4 SEISMIC HAZARDS ..................................................................................................8 4.4.1 ShallowGround Rupture ...............................................................................9 4.4.2 Mapped Fault Zones .....................................................................................9 4.4.3 Site Class ......................................................................................................9 4.4.4 Building Code Mapped Spectral Acceleration Parameters............................9 4.5 SECONDARY SEISMIC HAZARDS .............................................................................10 4.5.1 Liquefaction and Dynamic Settlement.........................................................10 4.5.2 Lateral Spread ............................................................................................. 11 4.5.3 Tsunamis and Seiches................................................................................11 4 Leighton 10075.011 TABLE OF CONTENTS (Continued) Section Pane 4.6 LANDSLIDES .........................................................................................................11 4.7 SLOPES................................................................................................................12 4.8 FLOOD HAZARD ....................................................................................................12 5.0 CONCLUSIONS.....................................................................................................13 6.0 RECOMMENDATIONS ........................................................................................... 15 6.1 EARTHWORK ........................................................................................................15 6.1.1 Site Preparation ............................................................................................ 15 6.1.2 Excavations and Oversize Material .............................................................15 6.1.3 Removal of Compressible Soils...................................................................16 6.1.4 Pad Overexcavation....................................................................................16 6.1.5 Engineered Fill .............................................................................................17 6.1.6 Earthwork Shrinkage/Bulking ......................................................................17 6.1.7 Trench Backfill.............................................................................................17 6.1.8 Expansive Soils and Selective Grading.......................................................18 6.1.9 Import Soils .................................................................................................18 6.2 TEMPORARY EXCAVATIONS .................................................................................... 18 6.3 FOUNDATION DESIGN CONSIDERATIONS .................................................................19 6.3.1 Conventional Foundations...........................................................................19 6.3.2 Preliminary Slab Design..............................................................................20 6.3.3 Foundation Setback ....................................................................................20 6.3.4 Settlement...................................................................................................21 6.3.5 Moisture Conditioning..................................................................................22 6.4 LATERAL EARTH PRESSURES AND RETAINING WALL DESIGN ....................................23 6.5 GEOCHEMICAL CONSIDERATIONS ...........................................................................25 6.6 CONCRETE FLATWORK..........................................................................................25 6.7 SURFACE DRAINAGE AND EROSION ........................................................................26 6.8 PLAN REVIEW.......................................................................................................26 6.9 CONSTRUCTION OBSERVATION ..............................................................................26 7.0 LIMITATIONS .................................................................................................27 4 Leighton 10075.011 TABLE OF CONTENTS TABLES TABLE 1 -2013 MAPPED SPECTRAL ACCELERATIONS PARAMETERS - PAGE 10 TABLE 2- MAXIMUM SLOPE RATIOS - PAGE 19 TABLE 3- MINIMUM FOUNDATION SETBACK FROM SLOPE FACES - PAGE 21 TABLE 4- PRESOAKING RECOMMENDATIONS BASED ON FINISH GRADE SOIL EXPANSION POTENTIAL - PAGE 23 TABLE 5 - STATIC EQUIVALENT FLUID WEIGHT - PAGE 23 TABLE 6- RETAINING WALL SOIL PARAMETERS - PAGE 25 FIGURES FIGURE 1 - SITE LOCATION MAP - REAR OF TEXT FIGURE 2 - GEOTECHNICAL MAP - REAR OF TEXT FIGURE 3 - GEOLOGICAL CROSS SECTION A-A' - REAR OF TEXT FIGURE 4 - GEOLOGICAL CROSS SECTION B-B' - REAR OF TEXT APPENDICES APPENDIX A - REFERENCES APPENDIX B - BORING LOGS APPENDIX C - LABORATORY TESTING PROCEDURES AND TEST RESULTS - APPENDIX D - GENERAL EARTHWORK AND, GRADING SPECIFICATIONS FOR ROUGH GRADING APPENDIX E - GBC INSERT Leighton 10075.011 1.0 INTRODUCTION We recommend that all individuals utilizing this report read the preceding information sheet prepared by GBC (the Geotechnical Business Council of the Geoprofessional Business Council) and the Limitations, Section 7.0, located at the end of this report. 1.1 Purpose and Scope This report presents the results of our updated geotechnical study for the proposed Castle Hotel Expansion Project located at the LEGOLAND Theme Park in Carlsbad, California (see Figure 1). The purpose of our update report was to identify and evaluate the existing geotechnical conditions present at the site and to provide conclusions and recommendations relative to the proposed development. 1.2 Site Location and Description The LEGOLAND Theme Park is located north of Palomar Airport Road and west of College Boulevard in Carlsbad, California (see Figure 1). The proposed Castle Hotel Expansion will be located just south of the existing Sea Life Aquarium and directly west of the existing Castle Hotel within the LEGOLAND Theme Park (see Figure 2). Currently, the site is occupied by an asphaltic surfaced parking lot which has direct access from LEGOLAND Drive. In addition, vegetation at the site consists of typical lawns, shrubs and trees. Topographically, the site is nearly level with elevations gently sloping from the north to the south, ranging from approximately 150 to 146 feet above mean sea level (msl). As background, Leighton performed the initial geotechnical investigation for the LEGOLAND Theme Park in 1995. Subsequently, the site was mass graded between 1996 and 1998 under the direct observation and testing of Leighton. As a result of the. mass grading operations for the development of the LEGOLAND Theme Park, a cut to fill transition was created at the site, which perpendicularly transects the center of the site in a north to south orientation (see Figure 2). Site Latitude and Longitude 33.1254° N 117.31230 W -1- - Leighton 10075.011 1.3 Proposed Development It is our understanding that the proposed Castle Hotel Expansion Project will. consist of a new two to three story hotel building and pool. Additionally, improvements at the site will consist of associated driveways, utilities, landscape and hardscape. We anticipate the site earthwork will consist of an overexcavation of cut areas, remedial grading to account for weathered fill and general grading (i.e., cut to fill mitigation) to reach the proposed site finish grades. In addition, we anticipate the foundation system for the proposed building and site structures will be constructed using conventional foundations. Preliminary grading and foundation plans or structural loads were not available prior to the preparation of this report. Leighton -2- 10075.011 2.0 SUBSURFACE EXPLORATION AND LABORATORY TESTING 2.1 Site Investigation Our exploration consisted of excavating five (5) 8-inch small diameter geotechnical borings (B-I through B-5) to approximately 16 to 26.5 feet below the existing ground surface (bgs). All. borings were drilled using a heavy duty truck mounted hollow-stem auger drill rig. During the exploration operations, a geologist from our firm prepared geologic logs and collected bulk and relatively undisturbed samples for laboratory testing and evaluation. After logging, the borings were backfilled per County of San Diego Department of Environmental Health (DEH) requirements. The boring logs are provided in Appendix B. Geotechnical boring locations are depicted on the Geotechnical Map (see Figure 2). 2.2 Laboratory Testing Laboratory testing performed, on soil samples representative of on-site soils obtained during the recent subsurface exploration included, moisture content, density determination, shear strength, consolidation, expansion index, and a screening geochemical analysis for corrosion. A discussion of the laboratory tests performed and a summary of the laboratory test results are presented in Appendix C. -3- 0 Leighton 10075.011 3.0 SUMMARY OF GEOTECHNICAL CONDITIONS 3.1 Geologic Setting The site is located in the coastal section of the Peninsular Range Province, a geomorphic province with a long and active geologic history throughout Southern California. Throughout the last 54 million years, the area known as "San Diego Embayment" has undergone several episodes of marine inundation and subsequent marine regression, resulting in the deposition of a thick sequence of marine and nonmarine sedimentary rocks on the basement rock of the Southern California batholith. Gradual emergence of the region from the sea occurred in Pleistocene time, and numerous wave-cut platforms, most of which were covered by relatively thin marine and nonmarine terrace deposits,, formed as the sea receded from the land. Accelerated fluvial erosion during periods of heavy rainfall, coupled with the lowering of the base sea level during Quaternary times, resulted in the rolling hills, mesas, and deeply incised canyons which characterize the landforms we see in the general site area today. 3.2 Site SDecific Geology Based on our subsurface exploration, geologic mapping during previous grading operations (Leighton, 1998), and review of pertinent geologic literature and maps, the geologic units underlying the site consist of documented artificial fill soils, Quaternary-aged Old Paralic Deposits, and the Tertiary-aged Santiago Formation. Brief descriptions of the geologic units present at the site are presented in the following sections. The approximate areal distribution of the geologic units is depicted on the Geotechnical Map (see Figure 2) and the geotechnical boring logs with detailed soils descriptions are presented in Appendix B. 3.2.1 Artificial Fill Undocumented (Not Mapped) Areas of undocumented fill up to approximately 5 feet in thickness may be encountered in planters and landscape areas. The fill was derived from on- site excavations that were placed following the rough grading operations which occurred in the late 1990's. -4- Leighton 10075.011 3.2.2 Artificial Fill Documented (Map Symbol The site is generally overlain by documented artificial fill that was placed and compacted during previous grading operations (Leighton, 1998). The depth of the fill soils at the site is expected to vary between 3 and 22 feet bgs. The fill soils consists of moist, reddish brown medium dense to very dense, silty sand and moist reddish brown, stiff to very stiff, sandy lean clay. In addition, the fill soils were compacted to at least 90 percent relative compaction based on ASTM Test Method D1557 (Leighton, 1998). The upper 2 feet of previously placed documented fill is weathered or disturbed by existing improvements and should be remo('ed and reprocessed prior to the placement of additional fills or construction of new improvements. 3.2.3 Quaternary-Aped Old Paralic Deposits (Mar) Symbol - Qop) Quaternary-aged Old Paralic Deposits are present beneath the site. To the east of the cut to fill transition, a thin veneer of documented artificial fill overlies the Old Paralic Deposits. These Old Paralic Deposits consist of yellowish brown to reddish brown, moist, medium dense to very dense, silty sand. Sand lenses within the Old Paralic Deposits are known to contain layers that transmit water seepage. In addition, we anticipate that portions of the Old Paralic Deposits may need tobe excavated and/or undercut and replaced as compacted fill during the mitigation of the differential fill thickness caused by cut to fill transition at the site. 3.2.4 Santiago Formation (Mar) Symbol - Tsa) The Santiago Formation underlies the entire the site at depth. The Santiago Formation consists of a very pale brown, moist, very dense, silty fine to medium grained sandstone. We anticipate that portions of the Santiago Formation in the southeast corner of the site may need to be excavated and/or undercut and replaced as compacted fill during the mitigation of the differential fill thickness cut to fill transition at the site. -5- Leighton 10075.011 3.3 Surface Water and Ground Water No indication of surface water or evidence of surface ponding was encountered during our geotechnicál investigation at the site. However, surface water may drain as sheet flow across the site during rainy periods. Based on our experience and given the approximate elevation of the site, we anticipate the ground water to be at a depth of 75 feet or more. However, it should be noted that previous nearby investigations have encountered perched ground water accumulated on the geologic contact between the Santiago Formation and the Old Paralic Deposits observed at the site. These conditions will need to be evaluated on a case-by-case basis during site grading and within sandy layers in the Old Paralic Deposits. Therefore, based on the above information, we do not anticipate ground water will be a constraint to the construction of the project. 3.4 Engineering Characteristics of On-Site Soil Based on our subsurface exploration, geologic mapping during previous grading operations (Leighton, 1998), review of pertinent geologic literature and maps, and our professional experience on adjacent sites with similar soils, the engineering characteristics of the on-site soils are discussed below. 3.4.1 Soil Compressibility and Collapse Potential Based on the dense nature of the on-site documented fill, Old Paralic Deposits and the Santiago Formation, it is our opinion that the potential for settlement and collapse at the site is low. However, the upper 2 feet of previously placed documented fill that is weathered or disturbed by existing improvements are expected to be removed by planned grading and/or remedial grading. 3.4.2 Expansive Soils The majority of the onsite material is expected to have a low to medium expansion potential. In addition, soils generated from excavations in the Old Paralic Deposits and the Santiago Formation are also expected to possess a very low to low expansion potential. Laboratory testing upon completion of remedial and fine grading operations for the proposed -6- 40 LeIghton 10075.011 building pad is recommended to determine actual expansion potential of finish grade soil at the site. 3.4.3 Soil Corrosivitv During our investigation, a preliminary screening of one representative on- site soil sample was performed to evaluate its potential corrosive effect on concrete and ferrous metals. In summary, laboratory testing on the representative soil sample obtained during our subsurface exploration evaluated pH minimum electrical resistivity, and chloride and soluble sulfate content. The sample tested had a measured Ph of 7.52 and a measured minimum electrical resistivity of 1,080 ohm-cm. The test result also indicated that the sample had a chloride content of 307 parts per million (ppm) and a soluble sulfate content range of less than 130 ppm. 3.4.4 Excavation Characteristics It is anticipated the on-site soils can be excavated with conventional heavy-duty construction equipment. Localized cemented zones located within the Old Paralic Deposits and the Santiago Formation, if encountered, may require heavy ripping or breaking. In addition, localized loose soil zones and friable sands, if encountered, may require special excavation techniques to prevent collapsing of the excavation. 3.4.5 Infiltration Characteristics Based on our experience, we anticipate that the underlying documented fill consisting of a mixture of soils and the underlying formation will have permeable and impermeable layers can transmit and perched ground water in unpredictable ways. Therefore, Low Impact Development (LID) measures may impact down gradient improvements and the use of some unlined LID measures may not be appropriate for this project. All Infiltration and Bioretention Stormwater Systems design should be reviewed by geotechnical consultant. Ift -7 GO - Leighton 10075.011 4.0 FAULTING AND SEISMICITY 4.1 Faulting Our discussion of faults on the site is prefaced with a discussion of California legislation and policies concerning the classification and land-use criteria associated with faults. By definition of the California Geological Survey, an active fault is a fault which has had surface displacement within Holocene time (about the last 11,000 years). The state geologist has defined a potentially active fault as any fault considered to have been active during Quaternary time (last 1,600,000 years). This definition is used in delineating Earthquake Fault Zones as mandated by the Aiquist-Priolo Geologic Hazards Zones Act of 1972 and most recently revised in 2007 (Bryant and Hart, 2007). The intent of this act is to assure that unwise urban development and certain habitable structures do not occur across the traces of active faults. The subject site is not included within any Earthquake Fault Zones as created by the Alquist-Priolo Act. 4.2 Local Faulting Our review of available geologic literature (Appendix A) and geologic mapping during previous grading indicates that there are no known major or active faults on or in the immediate vicinity of the site. The nearest active regional fault is the offshore segment of the Rose Canyon Fault Zone located approximately 4.7 miles west of the site (USGS, 2008). 4.3 Seismicity The site is considered to lie within a seismically active region, as is all of Southern California. As previously mentioned above, the Rose Canyon fault zone located approximately 4.7 miles west of the site is considered the 'active' fault having the most significant effect at the site from a design standpoint. 4.4 Seismic Hazards Severe ground shaking is most likely to occur during an earthquake on one of the regional active faults in Southern California. The effect of seismic shaking may be mitigated by adhering to the California Building Code or state-of-the-art seismic design parameters of the Structural Engineers Association of California. -8 azV~s - Leighton 10075.011 4.4.1 Shallow Ground Rupture As previously discussed, no active faults are mapped transecting or projecting toward the site. Therefore, surface rupture hazard due to faulting is'considered very low. Ground cracking due to shaking from a seismic event is not considered a significant hazard either, since the site is not located near slopes. 4.4.2 Mapped Fault Zones The site is not located within a State mapped Earthquake Fault Zone (EFZ). As previously discussed, the subject site is not underlain by. known active or potentially active faults. 4.4.3 Site Class Utilizing 2013 California Building Code (CBC) procedures, we have characterized the site soil profile to be Site Class D based on our experience with similar sites in the project area and the results of our subsurface evaluation. 4.4.4 Building Code Marrned Spectral Acceleration Parameters The effect of seismic shaking may be mitigated by adhering to the California Building Code and state-of-the-art seismic design practices of the Structural Engineers Association of California. Provided below in Table I are the spectral acceleration parameters for the project determined in accordance with the 2013 CBC (CBSC, 2013) and the USGS Worldwide Seismic Design Values tool (Version 3.1.0). q gesi -9- LeIghton 10075.011 Table I 2013 CBC Mapped Spectral Acceleration Parameters Site Class - D • Site Coefficients Fa = 1.048 FV 1.566 Mapped MCE Spectral Accelerations Ss = 1.129g S1 = 0.434g Site Modified MCE Spectral Accelerations SMS = 1.184g SM1 = 0.680g Design Spectral Accelerations SDS = 0.789g SD1 = 0.453g Utilizing ASCE Standard 7-10, in accordance with Section 11.8.3, the following additional parameters for the peak horizontal ground acceleration are associated with the Geometric Mean Maximum Considered Earthquake (MCEG). The mapped MCEG peak ground acceleration (PGA) is 0.448g for the site. For a Site Class D, the FPGA is 1.052 and the mapped peak ground acceleration adjusted for Site Class effects (PGAM) is 0.471g for the site. 4.5 Secondary Seismic Hazards In general, secondary seismic hazards can include soil liquefaction, seismically- induced settlement, lateral displacement, surface manifestations of liquefaction, landsliding, seiches, and tsunamis. The potential for secondary seismic hazards at the subject site is discussed below. 4.5.1 Liquefaction and Dynamic Settlement Liquefaction and dynamic settlement of soils can be caused by strong vibratory motion due to earthquakes. Both research and historical data indicate that loose, saturated, granular soils are susceptible to liquefaction and dynamic settlement. Liquefaction is typified by a loss of shear strength in the affected soil layer, thereby causing the soil to behave as a viscous liquid. This effect may be manifested by excessive settlements and sand boils at the ground surface. • 4 -10- • Leighton 10075.011 Based on our evaluation, the on-site soils are not considered liquefiable due to their dense condition and absence of a shallow ground water condition. Considering planned grading and foundation design measures, dynamic settlement potential is also considered negligible. 4.5.2 Lateral Spread Empirical relationships have been derived (Youd et al., 1999) to estimate the magnitude of lateral spread due to liquefaction. These relationships include parameters such as earthquake magnitude, distance of the earthquake from the site, slope height and angle, the thickness of liquefiable, soil, and gradation characteristics of the soil. Based on the low susceptibility to liquefaction and the formational material unit underlying the site, the possibility of earthquake-induced lateral spread is considered to be low for the site. 4.5.3 Tsunamis and Seiches Based on the site elevation and the distances of the site from the Pacific coastline, there is no potential for flood damage to occur at the site from a / tsunami or seiche. 4.6 Landslides Landslides are deep-seated ground failures (several tens to hundreds of feet deep) in which a large arcuate shaped section of a slope detaches and slides downhill. Landslides are not to be confused with minor slope failures (slumps), which are usually limited to the topsoil zone and can occur on slopes composed of almost any geologic material. Landslides can cause damage to structures both above and below the slide mass. Structures above the slide area are typically damaged by undermining of foundations. Areas below a slide mass can be damaged by being overridden and crushed by the failed slope material. Several formations within the San' Diego region are particularly prone to landsliding. These formations generally have high clay content and mobilize when they become saturated with water. Other factors, such as steeply dipping bedding that project out of the face of the slope and/or the presence of fracture planes, will also increase the potential for landsliding. Based on our geologic Ict -11- Leighton 10075.011 review and previous geologic mapping, the materials on site are generally massive with no distinctive structure. No active landslides or indications of deep-seated landsliding were noted at the site during previous site grading, or our review of available geologic literature, topographic maps, and stereoscopic aerial photographs. Furthermore, our field exploration and the local geologic maps indicate the site is underlain by favorable oriented geologic structure, and no nearby slopes. Therefore, the potential for significant landslides or large-scale slope instability at the site is considered low. 4.7 Slopes If grading of the site includes the construction of new slopes, we recommend that permanent slopes be inclined no steeper than 2:1 (horizontal to vertical). Fills over sloping ground should be benched to produce a level area to receive fill. Benches should be wide enough to provide complete coverage by the compaction equipment during fill placement. If cut slopes are proposed to reach site grades, they should be evaluated by the geotechnical consultant during grading plan review and grading. All slopes may be susceptible to surficial slope instability and erosion given substantial wetting of the slope face. Surficial slope stability may be enhanced by providing proper site drainage. The site should be graded so that water from the surrounding areas is not able to flow over the top of slopes. Diversion structures should be provided where necessary. 4.8 Flood Hazard According to a Federal Emergency Management Agency (FEMA) flood insurance rate map (FEMA, 2012); the site is not located within a floodplain. In addition, the site is not located downstream of a dam or within a dam inundation area based on our review of topographic maps. Therefore, the potential for flooding of the site is considered very low. !1 -12- Leighton 10075.011 5.0 CONCLUSIONS Based on the results of our geotechnical review of the site, it is our opinion that the proposed development is feasible from a geotechnical viewpoint, provided the following conclusions and. recommendations are incorporated into the project plans and specifications. The following is a summary of the significant geotechnical factors that we expect may affect development of the site. As the site is located in the seismically active southern California area, all structures should be designed to tolerate the dynamic loading resulting from seismic ground motions; . The site is not transected by Potentially Active or Active faults; The location of the proposed Castle Hotel Expansion Project is within an area underlain by existing documented fill placed as part of the original rough grading of the LEGOLAND Theme Park, Quaternary-aged. Old Paralic Deposits, and the Tertiary-aged Santiago Formation; Areas of undocumented fill and disturbed soils, ranging from I to 5 feet in thickness, may be located in areas of existing improvements and landscape areas. These materials, if encountered, should be removed prior to the placement of additional fills or construction of improvements; The upper 2 feet of previously placed documented fill is weathered and should be removed and reprocessed prior to the placement of additional fills or construction of improvements; As a result of the mass grading operations for the development of the LEGOLAND Theme Park, a cut to fill transition was created which perpendicularly transects the center of the site in a north to south orientation. Over-excavation and/or undercutting should be performed to mitigate the cut to fill transition to prevent the potential for differential settlement under the proposed structure; Existing underground utilities and construction debris should be anticipated during future grading and construction. The depths and location of these, utilities are unknown at this time. It should be noted that backfill associated with utility trenches should be evaluated on a case-by-case basis and may require complete removal prior to placement of additional fill or construction of foundations; ) 40 -13- Leighton 10075.011 We anticipate that the soils present on the site will be generally rippable with / conventional heavy-duty earthwork equipment; The existing onsite soils are suitable material for fill construction provided they are relatively free of organic material, debris, and cobbles or rock fragments larger than 8 inches in maximum dimension. Based on laboratory testing, the soils on the site generally possess a low to medium expansion potential. Nevertheless, there may be localized areas across the site and between our exploration locations having a higher expansion potential; Ground water was not encountered during the site investigation or pervious grading operations.-Therefore, ground water is not considered a constraint on the proposed project development. However, perched ground water and seepage may develop within sandy layers and along the less permeable clay and silt layers within the Old Paralic Deposits and along the fill and Old Paralic Deposits contact during periods of precipitation or increased landscape irrigation; Although foundation plans have not been finalized and building loads were not provided at the time this report was drafted, we anticipate that a conventional foundation system, consisting of continuous and spread footings with slab-on- grade flooring supported by competent documented fill materials, will be utilized for the proposed building and site structures; Although Leighton does not practice corrosion engineering, laboratory test results indicate the soils present on the site have a negligible potential for sulfate attack on normal concrete. In addition, the onsite soils are considered to be corrosive to buried uncoated ferrous metals. We recommend that a corrosion engineer be retained to design corrosion protection systems and to evaluate the appropriate concrete properties for the project; and Low Impact Development (LID) measures may impact down gradient improvements and the use of unlined LID measures may not be appropriate for this project. -14- Leighton 10075.011 6.0 RECOMMENDATIONS 6.1 Earthwork We anticipate that earthwork at the site will consist of site preparation, building pad overexcavation of cut areas and remedial grading. We recommend that earthwork on the site be performed in accordance with the following recommendations and the General Earthwork and Grading Specifications for Rough Grading included in Appendix. D. In case of conflict, the following recommendations supersede those in Appendix D. 6.1.1 Site PreDaration Prior to grading, all areas to receive structural fill, engineered structures, and pavements should be cleared of surface and subsurface obstructions, including any existing debris and undocumented fill, old slabs, loose, compressible, or unsuitable soils, and stripped of vegetation. Removed vegetation and debris should be properly disposed off-site. All areas to receive fill and/or other surface improvements should be scarified to a minimum depth of 8 inches, brought to optimum or above-optimum moisture conditions, and recompacted to at least 90 percent relative compaction based on ASTM Test Method 01557. 6.1.2 Excavations and Oversize Material Shallow excavations of the onsite materials may generally be accomplished with conventional heavy-duty earthwork equipment. Localized heavy ripping may be required if cemented and concretionary lenses are encountered in deeper excavations. Due to the high-density characteristics of the Old Paralic Deposits and the Santiago Formation, temporary shallow excavations less than 5 feet in depth with vertical sides should remain stable for the period required to construct utilities, provided the trenches are free of adverse geologic conditions. Overlying artificial fill soils and beds of friable sands within the Old Paralic Deposits present at the site may cave during trenching operations. In accordance with OSHA requirements, excavations deeper • -15- • Leighton 10075.011 than 5 feet should be shored or be laid back in accordance with Section 6.2 if workers are to enter such excavations. 6.1.3 Removal of Compressible Soils The upper 2 feet of the previously placed documented fill at the site is weathered and is therefore considered to be potentially compressible and may settle as a result of wetting or settle under the surcharge of engineered fill.and/or structural loads supported on shallow foundations. 11 The upper two feet of fill materials at the site should be removed and reprocessed prior to the placement of additional fills or construction of new improvements. In addition, the lateral limits of the removal excavations should extend at least 5 feet beyond the foundation limits of the site sensitive improvements. The bottom of all removals should be evaluated by a Certified Engineering Geologist to confirm conditions are as anticipated. In general, the soil that is removed may be reused and placed as engineered fill provided the material is free of oversized rock,'organic materials, and deleterious debris, and moisture conditioned to above optimum moisture content. Soil with an expansion index greater than 50 should not be used within 5 feet of finish grade in the building pad. The actual depth and extent of the required removals should be confirmed during grading operations by the geotechnical consultant. 6.1.4 Pad Overexcavation In order to mininiize the potential for differential settlement, we recommend that the proposed building and settlement sensitive structures be entirely underlain by a layer of properly compacted fill. Therefore, the cut portion areas located east of the cut to fill transition at the site that is planned for structures should be over-excavated to a depth of 12 feet bgs or 10 feet below lowest footing bottom elevation, whichever is less, and replaced with properly compacted fill. The over-excavated areas should be graded with a 1 percent gradient sloping toward the deeper fill areas, if possible. The approximate limit of overexcavation is depicted on the geotechnical map (Figure 2). -16- Leighton / 10075.011 6.1.5 Engineered Fill The onsite soils are generally suitable for use as compacted fill provided they are free of organic material, debris, and rock fragments larger than 6 inches in maximum dimension. All fill soils should be brought to at least 3 percent optimum moisture conditions (i.e., depending on the soil types) and compacted in uniform lifts to at least 90 percent relative compaction based on laboratory standard ASTM Test Method 01557, 95 percent for wall backfill soils or if used for structural purposes (such as to support a footing, wall, etc). The optimum lift thickness required to produce a uniformly compacted fill will depend on the type and size of compaction equipment used. In general, fill should be placed in lifts not exceeding 8 inches in thickness. Placement and compaction of fill should be performed in general accordance with the current City of Carlsbad grading ordinances, sound construction practice, and the General Earthwork and Grading Specifications for Rough Grading presented in Appendix D. 6.1.6 Earthwork Shrinkage/Bulking The volume change of excavated onsite materials upon recompaction as fill is expected to vary with material and location. Typically, the fill soils and formational materials vary significantly in natural and compacted density, and therefore, accurate earthwork shrinkage/bulking estimates cannot be determined. However, based on the results of our geotechnical analysis and our experience, a 5 percent shrinkage factor is considered appropriate for the artificial fill and a 3 to 5 percent bulking factor is considered appropriate for the Old Paralic Deposits and the Santiago Formation. 6:1.7 Trench Backfill Pipe bedding should consist of sand with a sand equivalent (SE) of not less than 30. Bedding should be extended the full width of the trench for the entire pipe zone, which is the zone from the bottom of the trench, to one foot above the top of the pipe. The sand should be brought up evenly on each side of the pipe to avoid unbalanced loads. Onsite materials will probably not meet bedding requirements. Except for predominantly clayey -17- 40 Leighton 10075.011 soils, the onsite soils may be used as trench backfill above the pipe zone (i.e. in the trench zone) provided they are free of organic matter and have a maximum particle size of three inches. Compaction by jetting or flooding is not recommended. 6.1.8 Expansive Soils and Selective Grading Based on our laboratory testing and observations, we anticipate the onsite soil materials possess a low to medium expansion potential (Appendix C). Although not anticipated, should an abundance of highly expansive materials be encountered, selective grading may need to be performed. In addition, to accommodate conventional foundation design, the upper 5 feet of materials within the building pad and 5 feet outside the limits of the building foundation should have a very low to low expansion potential (Ek5O). 6.1.9 Import Soils If import soils are necessary to bring the site up to the proposed grades, these soils should be granular in nature, and have an expansion index less than 50 (per ASTM Test Method 04829) and have a low corrosion impact to the proposed improvements. Beneath pavements, subgrade materials should possess an R-value of 30, or greater. Import soils and/or the borrow site location should be evaluated by the geotechnical consultant prior to import. 6.2 Temporary Excavations Sloping excavations may be utilized when adequate space allows in accordance with OSHA requirements. Based on the results of our update evaluation, we provide the following recommendations for sloped excavations in fill soils or competent Old Paralic Deposits and the Santiago Formation without seepage conditions. -18- Leighton 10075.011 Table 2 Maximum Slope Ratios Maximum Slope Ratio Excavation Depth Maximum Slope Ratio In Old Paralic Deposits (feet) In Fill Soils and/or Santiago Formation 0 to 5 1:1 (Horizontal to Vertical) Vertical 5 to 15 1:1 (Horizontal to Vertical) 1:1 (Horizontal to Vertical) The above values are based on the assumption that no surcharge loading or equipment will be placed within 10 feet of the top of slope. Care should be taken during excavation adjacent to the existing structures so that undermining does not occur. A "competent person" should observe the slope on a daily basis for signs of instability. 6.3 Foundation Design Considerations At the time of drafting this report, building loads were not known. However, based on our understanding of the project, the proposed structure and settlement sensitive improvements may be constructed with conventional foundations. Foundations and slabs should be designed in accordance with structural considerations and the following recommendations. These recommendations assume that the soils encountered within 5 feet of pad grade have a low potential for expansion (Ek50). If more expansive materials are encountered and selective grading cannot be accomplished, revised foundation recommendations may be necessary. The foundation recommendations below assume that the all building foundations willtbe underlain by properly compacted fill. 6.3.1 Conventional Foundations The proposed structure and settlement sensitive improvements may be supported by conventional, continuous or isolated spread footings. Footings should extend a minimum of 24 inches beneath the lowest adjacent soil grade. At these depths, footings may be designed for a maximum allowable bearing pressure of 4,000 pounds per square foot (psf) if founded in dense compacted fill soils. The allowable bearing pressures may also be increased by one-third when considering loads of 4 -19- Leighton 10075.011 short duration such as wind or seismic forces. The minimum recommended width of footings is 18 inches for continuous footings and 24 inches for square or round footings. 6.3.2 Preliminary Slab Design S 11 C Slabs on grade should be reinforced with reinforcing bars placed at slab mid-height. Slabs should have crack joints at spacings designed by the structural engineer. Columns, if any, should be structurally isolated from slabs. Slabs should be a minimum of 5 inches thick and reinforced with No. 3 rebars at 18 inches on center on center (each way). The slab should be underlain by 2-inch layer of clean sand (S.E. greater than 30). A moisture barrier (10-mil non-recycled plastic sheeting) should be placed below the sand layer if reduction of moisture vapor up through the concrete slab is desired (such as below equipment, living/office areas, etc.), which is in turn underlain by an additional 2-inches of clean sand. If applicable, slabs should also be designed for the anticipated traffic loading using a modulus of subgrade reaction of 140 pounds per cubic inch. All waterproofing measures should be designed by the project architect. The slab subgrade soils underlying the foundation systems should be presoaked in accordance with the recommendations presented in Table 3 prior to placement of the moisture barrier and slab concrete. The subgrade soil moisture content should be checked by a representative of Leighton prior to slab construction. 6.3.3 Foundation Setback We recommend a minimum horizontal setback distance from the face of slopes for all structural foundations, footings, and other settlement- sensitive structures as indicated on the Table 3 below. This distance is measured from the outside bottom edge of the footing, horizontally to the slope face, and is based on the slope height. However, the foundation setback distance may be revised by the geotechnical consultant on a case- by-case basis if the geotechnical conditions are different than anticipated. p -20- Leighton 10075.011 Table 3 Minimum Foundation Setback from Slope Faces Slope Height Setback less than 5 feet.• 5 feet 5to15feet 7feet 15 to 30 feet 10 feet Please note that the soils within the structural setback area possess poor lateral stability, and improvements (such as retaining walls, sidewalks, fences, pavements, etc.) constructed within this setback area may be subject to lateral movement and/or differential settlement. Potential distress to such imprOvements may be mitigated by providing a deepened footing or a grade beam foundation system to support the improvement. In addition, open or backfilled utility trenches .that parallel or nearly parallel structure footings should not encroach within an imaginary 2:1 (horizontal to vertical)' downward sloping line starting 9 inches above the bottom edge of the footing and should also not be located closer than 18 inches from the face of the footing. Deepened footings should meet the, setbacks as described above. Also, over-excavation should be accomplished such that deepening of footings to accomplish the setback will not introduce a cut/fill transition bearing condition. Where pipes may cross under footings, the footings should be specially designed. Pipe sleeves should be provided where pipes cross through footings or footing walls and sleeve clearances should provide for possible footing settlement, but not less than 1 inch around the pipe. 6.3.4 Settlement Fill depths between 12 and 22 feet are anticipated beneath the proposed building foundations following final grading. For conventional footings, the recommended allowable-bearing capacity is based on a maximum total and differential static settlement of 3/4 inch and 1/2 inch, respectively. Since settlements are a function of footing size and contact bearing -21- . LeIghton 10075.011 pressures, some differential settlement can be expected where a large differential loading condition exists. However for most cases, differential settlements are considered unlikely to exceed 1/2 inch. 6.3.5 Moisture Conditioning The slab subgrade soils underlying the foundation) systems should be presoaked in accordance with the recommendations presented in Table 4 prior to placement of the moisture barrier and slab concrete. The subgrade soil moisture content should be checked by a representative of Leighton prior to slab construction. Presoaking or moisture conditioning may be achieved in a number of ways. But based on our professional experience, we have found that minimizing the moisture loss on pads that have been completed (by periodic wetting to keep the upper portion of the pad from drying out) and/or berming the lot and flooding for a short period of time (days to a few weeks) are some of the more efficient ways to meet the presoaking recommendations. If flooding is performed, a couple of days to let the upper portion of the pad dry out and form a crust so equipment can be utilized should be anticipated. Table 4 Presoaking Recommendations Based on Finish Grade Soil Expansion Potential Expansion Potential Presoaking Recommendations Very Low Near-optimum moisture content to a minimum depth of 6 inches Low 120 percent of the optimum moisture content to a minimum depth of 12 inches below slab subgrade Medium 130 percent of the Optimum moisture content to a minimum depth of 18 inches below slab subgrade High 130 percent of the optimum moisture content to a minimum depth of 24 inches below slab subgrade -22- Leighton 10075.011 6.4 Lateral Earth Pressures and Retaining Wall Design Should retaining walls be added to the project, Table 5 presents the lateral earth pressure values for level or sloping backfill for walls backfilled with and bearing against fully drained soils of very low to low expansion potential (less than 50 per ASTM D4829). Table 5 Static Equivalent Fluid Weight (pcf) Conditions Level 2:1 Slope Active 35 55 At-Rest 55 65 Passive 3 50 (Maximum of 3 ksf) 150 (sloping down) Walls up to 10 feet in height should be designed for the applicable equivalent fluid unit weight values provided above. If conditions other than those covered herein are anticipated, the equivalent fluid unit weight values should be provided on an individual case-by-case basis by the geotechnical engineer. A surcharge load for a restrained or unrestrained wall resulting from automobile traffic may be assumed to be equivalent to a uniform lateral pressure of 75 psf which is in addition to the equivalent fluid pressure given above. For other uniform surcharge loads, a uniform pressure equal to 0.35q should be applied to the wall. The wall pressures assume walls are backfilled with free draining materials and water is not allowed to accumulate behind walls. A typical drainage design is contained in Appendix D. Wall backfill should be compacted by mechanical methods to at least 90 percent relative compaction (based on ASTM D1557). If foundations are planned over the backfill, the backfill should be compacted to 95 percent. Wall footings should be designed in accordance with the foundation design recommendations and reinforced in accordance with structural considerations. For all retaining walls, we recommend a minimum horizontal distance from the outside base of the footing to daylight as outlined in Section 6.3.3. Lateral soil resistance developed against lateral structural movement can be obtained from the passive pressure value provided above. Further, for sliding resistance, the friction coefficient of 0.35 may be used at the concrete and soil• interface. These values may be increased by one-third when considering loads of q -23- Leighton 10075.011 short duration including wind or seismic loads. The total resistance may be taken as the sum of the frictional and passive resistance provided that the passive portion does not exceed two-thirds of the total resistance. To account for potential redistribution of forces during a seismic event, retaining walls providing lateral support where exterior grades on opposites sides differ by more than 6 feet fall under, the requirements of 2013 CBC Section 1803.5.12 and/or ASCE 7-10 Section 15.6.1 should also be analyzed for seismic loading. For that analysis, an additional uniform lateral seismic force of 8H should be considered for the design of the retaining walls with level backfill, where H is the height of the wall. This value should be increased by 150% for restrained walls. Based on the geotechnical conditions of the site, the recommended soil parameters presented on Table 6 should be utilized in the design of the proposed MSE retaining walls, if any. Temporary sloping should be performed in accordance-with current OSHA requirements. Table 6 Retaining Wall Soil Parameters Soil Parameter Reinforced Zone Retained Zone Foundation Zone Internal Friction Angle (degrees) 30 28 30 Cohesion (psf) 0 0 0 Total Unit Weight (pcf) 128 125 128 Additional details relevant to the design of the MSE wall are presented on Detail G - Segmental Retaining Walls in Appendix D - General Earthwork and Grading Specifications. In addition, we recommend that water should be prevented from infiltrating into the reinforced soil zone. All drains and swales should outlet to suitable locations as determined by the project civil engineer. In general, the project civil engineer should verify that the subdrain is connected to the proper drainage facility. Note that we also recommend a 7 foot minimum horizontal setback distance from the face of slopes for all retaining wall footings. This distance is measured from 6~0 -24- LeIghton 10075.011 the outside bottom edge of the footing, horizontally to the slope face and is based on the slope height and type of soil. Appropriate surcharge pressures should also be applied for walls influenced within the retained or reinforced zones by improvements or vehicular traffic. The wall design engineer should also select grid design strength based on deflections tolerable to the proposed improvements. Settlement sensitive structures should not be located within the reinforced zone or active backfill prism. 6.5 Geochemical Considerations Concrete in direct contact with soil or water that contains a high concentration of soluble sulfates can be subject to chemical deterioration commonly known as "sulfate attack." Soluble sulfate results • (Appendix C) indicated a negligible soluble sulfate content. We recommend that concrete in contact with earth materials be designed in accordance with Section 4 of ACI 318-11 (ACI, 2011). Based on the results of preliminary screening laboratory testing, the site soils have a generally high corrosion. potential to buried uncoated metal conduits. We recommend measures to mitigate corrosion be implemented during design and construction. 6.6 Concrete Flatwork Concrete sidewalks and other flatwbrk (including construction joints) should be designed by the project civil engineer and should have a minimum thickness of 4 inches. For all concrete flatwork, the upper 12 inches of subgrade soils should be moisture conditioned to at least 2 percent above optimum moisture content and compacted to at least 90 percent relative compaction based on ASTM Test Method D1557 prior to the concrete placement. These recommendations are assuming low expansive materials are present within the upper 2 feet below subgrade. If medium to highly expansive material are present at subgrade, these areas should be moisture conditioned in accordance with Section 6.3.5. Control joints should be provided at a distance equal to 24 times the slab thickness in inches, not exceed 12 feet. Expansion joints should be incorporated where paving abuts a vertical surface, where paving changes direction and at 30 feet maximum spacing, joints should be laid out so as to create square or nearly square areas. Sidewalks should be reinforced with 6x6-6/6, or heavier, welded -25- Leighton 10075.011 wire mesh slip dowels should be provided across control joints along ADA walkways, curbs, and at doorways. 6.7 Surface Drainage and Erosion Surface drainage should be controlled at all times. The proposed structures should have appropriate drainage systems to collect runoff: Positive surface drainage should be provided to direct surface water away from the structure toward suitable drainage facilities. In general, ponding of water should be avoided adjacent to the structure or pavements. Over-watering of the site should be avoided. Protective measures to mitigate excessive site erosion during construction should also be implemented in accordance with the latest City of Carlsbad grading ordinances. 6.8 Plan Review Final project grading and foundation plans should be reviewed by Leighton as part of the design development process to ensure that recommendations in this report are incorporated in project plans. 6.9 Construction Observation The recommendations provided in this report are based on prelimiary design information, our experience during rough grading, and subsurface conditions disclosed by widely spaced excavations. The interpolated subsurface conditions should be checked in the field during construction. Construction observation of all onsite excavations and should be performed by a representative of this office so that construction is in accordance with the recommendations of this report. All footing excavations should be reviewed by this office prior to steel placement. -26- Leighton 10075.011 7.0 LIMITATIONS The conclusions and recommendations in this report are based in part upon field exploration and our previous geotechnical study with widely spaced subsurface explorations. Such information is by necessity incomplete. The nature of many sites is such that differing geotechnical or geological conditions can occur within small distances and under varying climatic conditions. Changes in subsurface conditions can and do occur over time. Therefore, the findings, conclusions, and recommendations presented in this report can be relied upon only if Leighton has the opportunity to observe the subsurface conditions during grading and construction of the project, in order to confirm that our preliminary findings are representative for the site. FA C -27- Leighton I Figures w' k r :v - . --- '- • C - :F - -- '-S.0 rCV,• -v-v - :- I 1 I Project: 10075.011 1EnglGeol: WDO/RNB SITE LOCATION MAP I Figure I Scale:1 = 2,000 Date: November 2015 LEGOLAND Castle Hotel Base Map: ESRIArcGIS Online 2C15 Carlsbad, California I I Thematic Information: Leighton Author: (mmurphy) I I Map Saved as V\Oratt ng'100'S\011\Maps 100IS-4J11C01SLM 2015-11-lb mad On 11 1! IIJ1S 11 Sn 55CM I References 10075.011 APPENDIX A References American Concrete Institute (Ad), 2011, Building Code Requirements for Structural Concrete (ACI 318-11) and Commentary. Bryant, W. A. and Hart, E. W., 2007, Fault Rupture Hazard Zones in California, Alquist- Priolo Special Studies Zones Act of 1972 with Index to Special Study Zone Maps, Department of Conservation, Division of Mines and Geology, Special Publication 42, dated 1997 with 2007 Interim Revision. California Building Standards Commission (CBSC), 2013, California Building Code, Volumes I and 2. Kennedy, M.P., and Tan, S.S., 2007, 'Geologic Map of the Oceanside 30'x60' Quadrangle, California, California Geologic Survey, 1:100,000 scale. Leighton and Associates, Inc., 1995, Preliminary Geotechnical Investigation, Lego Family Park and Pointe Resorts, Lots 17 and 18 of the Carlsbad Ranch, Carlsbad, California, Project No. 950294-001, dated October 5, 1995. 1996, Supplemental Geotechnical Investigation, Lego Family Park, Carlsbad Ranch, Carlsbad, California, Project No. 960151-001, dated July 23. 1998, Final As-Graded Report of Rough-Grading, LEGOLLAND, Carlsbad, California, Project No. 4960151-003, dated February 10. Tan, S. S. and Kennedy, M. P., 1996, Geologic Maps of the Northwestern Part of San Diego County, California, Division of Mines and Geology (0MG) Open-File Report 96-02, San Luis Rey and San Marcos Quadrangles. Treirnan, J.A., 1993, The Rose Canyon Fault Zone, Southern California: California Division of Mines and Geology, Open-File Report 93-02,45 p. A-I 10075.011 APPENDIX A (Continued) United States Geologic Survey (USGS), 2008, US Seismic Design Map Tool/Calculator, Version 3.1.0. F. A-2 APPENDIX B Boring Logs APPENDIX C Laboratory Testing Procedures and Test Results 10075.011 APPENDIX C Laboratory Testing Procedures and Test Results Consolidation Tests: Consolidation tests were performed on selected, relatively• undisturbed ring samples in accordance with Modified ASTM Test Method D2435. Samples were placed in a consolidometer and loads were applied in geometric progression. The percent consolidation for each load cycle was recorded as the ratio of the amount of vertical compression to the original 1-inch height. The consolidation pressure curves are presented on the attached figures. Direct Shear Test: A remolded direct shear test was performed on a selected bulk sample which was soaked for a minimum of 24 hours under a surcharge equal to the applied normal force during testing. After transfer of the sample to the shear box and reloading of the sample, the pore pressures set up in the sample (due to the transfer) were allowed to dissipate for a period of approximately 1 hour prior to application of shearing force. The sample was tested under various normal loads utilizing a motor- driven, strain-controlled, direct-shear testing apparatus at a strain rate of 'less 0.05 inches per minute. The test result is presented on the attached figure. Expansion Index Tests: The expansion potential of selected material was evaluated by the Expansion Index Text, ASTM Test Method 4829. The specimen was molded under a given compactive energy to approximately 50 percent saturation. The prepared 1-inch thick by 4-inch diameter specimen was loaded to an equivalent 144 psf surcharge and was inundated with water until volumetric equilibrium was reached. The result of this test is presented in the table below: Sample Location Sample Description Expansion Index Expansion Potential B-5 @ I - 5 feet Sandy Lean CLAY 46 Low c-I 10075.011 APPENDIX C (Continued) Moisture and Density Determination Tests: Moisture content (ASTM Test Method D2937) and dry density determinations were performed on relatively undisturbed ring samples obtained from the test borings. The results of these tests are presented in the geotechnical boring logs (Appendix B). Soluble Sulfates: The soluble sulfate content of a selected sample was determined by standard geochemical methods (Caltrans Test Method C1417). The test result is presented in the table below: Sample Location Sulfate Potential Degree of Sulfate Cohtent (%) Attack* B-5 @ 1 -5 feet 0.013 Negligible * Based on the 2008 edition of American Concrete Institute (ACl) Committee 318R, Table No. 4.2.1. Chloride Content: Chloride content was tested. in accordance with DOT Test Method No. 422. The results are presented below: Sample Location Chloride Content, ppm B-5 @ I - 5 feet 307 Minimum Resistivity-and DH Tests: Minimum resistivity and pH tests were performed in general accordance with California Test Method 643. The results are presented in the table below: Sample Location . pH Minimum Resistivity (ohms-cm) B-5 @ 1 -5 feet 752 1080 C-2 APPENDIX D General Earthwork and Grading Specifications for Rough Grading LEIGHTON AND ASSOCIATES, INC. General Earthwork and Grading Specifications 1.0 General 1.1 Intent These General Earthwork and Grading Specifications are for the grading and earthwork shown on the approved grading plan(s) and/or indicated in the geotechnical report(s). These Specifications are a part of the recommendations contained in the geotechnical report(s). In case of conflict, the specific recommendations in the geotechnical report shall supersede these more general Specifications. Observations of the earthwork by the project Geotechnical Consultant during the course of grading may result in new or revised recommendations that could supersede these specifications or the recommendations in the geotechnical report(s). 1.2 The Geotechnical Consultant of Record Prior to commencement of work, the owner shall employ the Geotechnical Consultant of Record (Geotechnical Consultant). The Geotechnical Consultants shall be responsible for reviewing the approved geotechnical report(s) and accepting the adequacy of the preliminary geotechnical findings, conclusions, and recommendations prior to the commencement of the grading. Prior to commencement of grading, the .Geotechnical Consultant shall review the "work plan" prepared by the Earthwork Contractor (Contractor) and schedule sufficient personnel to perform the appropriate level of observation, mapping, and compaction testing. During the grading and earthwork operations, the Geotechnical Consultant shall observe, map, and document the subsurface exposures to verify the geotechnical design assumptions. If the observed conditions are found to be significantly different than the interpreted assumptions during the design phase, the Geotechnical Consultant shall inform the owner, recommend appropriate changes in design to accommodate the observed conditions, and notify the review agency where required. Subsurface areas to be geotechnically observed, mapped, elevations recorded, and/or tested include natural ground after it has been cleared for receiving fill but before fill is placed, bottoms of all "remedial removal" areas, all key bottoms, and benches made on sloping ground to receive fill. The Geotechnical Consultant shall observe the moisture-conditioning and processing of the subgrade and fill materials and perform relative compaction testing of fill to determine the attained level of compaction. The Geotechnical Consultant shall provide the test results to the owner and the Contractor on a routine and frequent basis. -1- LEIGHTON AND ASSOCIATES, INC. General Earthwork and Grading Specifications 1.3 The Earthwork Contractor The Earthwork Contractor (Contractor) shall be qualified, experienced, and knowledgeable in earthwork logistics, preparation and processing of ground to receive fill, moisture-conditioning and processing of fill, and compacting fill. The Contractor shall review and accept the plans, geotechnical report(s), and these Specifications prior to commencement of grading. The Contractor shall be solely responsible for performing the grading in accordance with the plans and specifications. The Contractor shall prepare and submit to the owner and the Geotechnical Consultant a work plan that indicates the sequence of earthwork grading, the number of "spreads" of work and the estimated quantities of daily earthwork contemplated for the site prior to commencement of grading. The Contractor shall inform the owner and the Geotechnical Consultant of changes in work schedules and updates to the work plan at least 24 hours in advance of such changes so that appropriate observations and tests can be planned and accomplished. The Contractor shall not assume that the Geotechnical Consultant is aware of all grading operations. The Contractor shall have the sole responsibility to provide adequate equipment and methods to accomplish the earthwork in accordance with the applicable grading codes and agency ordinances, these Specifications, and the recommendations in the approved geotechnical report(s) and grading plan(s). If, in the opinion of the Geotechnical Consultant, unsatisfactory conditions, such as unsuitable soil, improper moisture condition, inadequate compaction, insufficient buttress key size, adverse weather, etc., are resulting in a quality of work less than required in these specifications, the Geotechnical Consultant shall reject the work and may recommend to the owner that construction be stopped until the conditions are rectified. 2.0 Preparation of Areas to be Filled 2.1 Clearing and Grubbing Vegetati6n, such as brush, grass, roots, and other deleterious material shall be sufficiently removed and properly disposed of in a method acceptable to the owner, governing agencies, and the Geotechnical Consultant. -2- LEIGHTON AND ASSOCIATES, INC. General Earthwork and Grading Specifications The Geotechnical Consultant shall evaluate the extent of these removals depending on specific site conditions. Earth fill material shall not contain more than 1 percent of organic materials (by volume). No fill lift shall contain more than 5 percent of organic matter. Nesting of the organic materials shall not be allowed. If potentially hazardous materials are encountered, the Contractor shall stop work in the affected area, and a hazardous material specialist shall be informed immediately for proper evaluation and handling of these materials prior to continuing to work in that area. As presently defined by the State of California, most refined petroleum products (gasoline, diesel fuel, motor oil, grease, coolant, etc.) have chemical constituents that are considered to be hazardous waste. As such, the indiscriminate dumping or spillage of these fluids onto the ground may constitute a misdemeanor, punishable by fines and/or imprisonment, and shall not be allowed. 2.2 Processinci Existing ground that has been declared satisfactory for support of fill by the Geotechnical Consultant shall be scarified to a minimum depth of 6 inches. Existing ground that is not satisfactory shall be overexcavated as specified in the following section. Scarification shall continue until soils are broken down and free of large clay lumps or clods and the working surface is reasonably uniform, flat, and free of uneven features that would inhibit uniform compaction. 2.3 Overexcavation In addition to removals and overexcavations recommended in the approved geotechnical report(s) and the grading plan, soft, loose, dry, saturated, spongy, organic-rich, highly fractured or otherwise unsuitable ground shall be overexcavated to competent ground as evaluated by the Geotechnical Consultant during grading. 2.4. Benchinci Where fills are to be placed on ground with slopes steeper than 5:1 (horizontal to vertical units), the ground shall be stepped or benched. Please see the Standard Details for a graphic illustration. The lowest bench or key shall be a minimum of 15 feet wide and at least 2 feet deep, into competent material as evaluated by the Geotechnical Consultant. Other benches shall be excavated a minimum height of 4 feet into competent material or as otherwise recommended by the Geotechnical / -3- LEIGHTON AND ASSOCIATES, INC. General Earthwork and Grading Specifications Consultant. Fill placed on ground sloping flatter than 5:1 shall also be benched or otherwise overexcavated to provide a flat subgrade for the fill. 2.5 Eva luation/AcceDtance of Fill Areas All areas to receive fill, including removal and processed areas, key bottoms, and benches, shall be observed, mapped, elevations recorded, and/or tested prior to being accepted by the Geotechnical Consultant as suitable to receive fill. The Contractor shall obtain a written acceptance from the Geotechnical Consultant prior to fill placement. A licensed surveyor shall provide the survey control for determining elevations of processed areas, keys, and benches. 3.0 Fill Material 3.1 General Material to be used as fill shall be essentially free of organic matter and other deleterious substances evaluated and accepted by the Geotechnical Consultant prior to placement. Soils of poor quality, such as those with unacceptable gradation, high expansion potential, or low strength shall be placed in areas acceptable to the Geotechnical Consultant or mixed with other soils to achieve satisfactory fill material. 3.2 Oversize - Oversize material defined as rock, or other irreducible material with a maximum dimension greater than 8 inches, shall not be buried or placed in fill unless location, materials, and placement methods are specifically accepted by the Geotechnical Consultant. Placement operations shall be such that nesting of oversized material does not occur and such that oversize material is completely surrounded by compacted or densified fill. Oversize material shall not be placed within 10 vertical feet of finish-grade or within 2 feet of future utilities or underground construction. 3.3 lmort If importing of fill material is required for grading, proposed import material shall meet the requirements of Section 3.1. The potential import source shall be given to the Geotechnical Consultant at least 48 hours (2 working days) before importing begins so that its suitability can be determined and appropriate tests performed. -4- LEIGHTON AND ASSOCIATES, INC. General Earthwork and Grading Specifications 4.0 Fill Placement and Compaction 4.1 Fill Layers Approved fill material shall be placed in areas prepared to receive fill (per Section 3.0) in near-horizontal layers not exceeding 8 inches in loose thickness. The Geotechnical Consultant may accept thicker layers if testing indicates the grading procedures can adequately compact the thicker layers. Each layer shall be spread evenly and mixed thoroughly to attain relative uniformity of material and moisture throughout. 4.2 Fill Moisture Conditioning Fill soils shall be watered, dried back, blended, and/or mixed, as necessary to attain a relatively uniform moisture content at or slightly over optimum. Maximum density and optimum soil moisture content tests shall be performed in accordance with the American Society of Testing and Materials (ASTM Test Method D1557). 4.3 Compaction of Fill After each layer has been moisture-conditioned, mixed, and evenly spread, it shall be uniformly compacted to not less than 90 percent of maximum dry density (ASTM Test Method D1557). Compaction equipment shall be adequately sized and be either specifically designed for soil compaction or of proven reliability to efficiently achieve the specified level of compaction with uniformity. 4.4 Compaction of Fill Slopes In addition to normal compaction procedures specified above, compaction of slopes shall be accomplished by backrolling of slopes with sheepsfoot rollers at increments of 3 to 4 feet in fill elevation, or by other methods producing satisfactory results acceptable to the Geotechnical Consultant. Upon completion of grading, relative compaction of the fill, out to the slope face, shall be at least 90 percent of maximum density per ASTM Test Method D1557. - 4.5 Compaction Testing Field-tests for moisture content and relative compaction of the fill soils shall be performed by the Geotechnical Consultant. Location and frequency of tests shall be at the Consultant's discretion based on field conditions encountered. Compaction test locations' will not necessarily be selected on a random basis. Test locations shall be selected to verify adequacy of compaction levels in areas that are judged to be prone to -5- LEIGHTON AND ASSOCIATES, INC. General Earthwork and Grading Specifications inadequate compaction (such as close to slope faces and at the fill/bedrock benches). 4.6 Frequency of Compaction Testing Tests shall be taken al intervals not exceeding 2 feet in vertical rise and/or 1,000 cubic yards of compacted fill soils embankment. In addition, as a guideline, at least one test shall be taken on slope faces for each 5,000 square feet of slope face and/or each 10 feet of vertical height of slope. The Contractor shall assure that fill construction is such that the testing schedule can be accomplished by the Geotechnical Consultant. The Contractor shall stop or slow down the earthwork construction if these minimum standards are not met. 4.7 Compaction Test Locations The Geotechnical Consultant shall document the approximate elevation and horizontal coordinates of each test location. The Contractor shall coordinate with the project surveyor to assure that sufficient grade stakes are established so that the Geotechnical Consultant can determine the test locations with sufficient accuracy. At a minimum, two grade stakes within a horizontal distance of 100 feet and vertically less than 5 feet apart from potential test locations shall be provided. 5.0 Subdrain Installation Subdrain systems shall be installed in accordance with the approved geotechnical report(s), the grading plan, and the Standard Details. The Geotechnical Consultant may recommend additional subdrains and/or changes in subdrain extent, location, grade, or material depending on conditions encountered during grading. All subdrains shall be surveyed by a land surveyor/civil engineer for line and grade after installation and prior to burial. Sufficient time should be allowed by the Contractor for these surveys. 6.0 Excavation Excavations, as well as over-excavation for remedial purposes, shall be evaluated by the Geotechnical Consultant during grading. Remedial removal depths shown on geotechnical plans are estimates only. The actual extent of removal shall be determined by the Geotechnical Consultant based on the field evaluation of exposed conditions during grading. Where fill-over-cut slopes are to be graded, the cut portion of the slope shall be made, evaluated, and accepted by the Geotechnical Consultant prior to placement of materials for construction of the fill portion of the slope, unless otherwise recommended by the Geotechnical Consultant. LEIGHTON AND ASSOCIATES, INC. General Earthwork and Grading Specifications 7.0 Trench Backfills 7.1 Safety The Contractor shall follow all OSHA and Cal/OSHA requirements for safety of trench excavations. 7.2 Bedding and Backfill All bedding and backfill of utility trenches shall be performed in accordance with the applicable provisions of Standard Specifications of Public Works Construction. Bedding material shall have a Sand Equivalent greater than 30 (SE>30). The bedding shall be placed to 1 foot over the top of the conduit and densified. Backfill shall be placed and densified to a minimum of 90 percent of relative compaction from 1 foot above the top of the conduit to the surface. The Geotechnical Consultant shall test the trench backfill for relative compaction. At least one test should be made for every 300 feet of trench and 2 feet of fill. 7.3 Lift Thickness Lift thickness of trench backfill shall not exceed those allowed in the Standard Specifications of Public Works Construction unless the Contractor can demonstrate to the Geotechnical Consultant that the fill lift can be compacted to the minimum relative compaction by his alternative equipment and method. 7.4 Observation and Testing The densification of the bedding around the conduits shall be observed by the Geotéchnical Consultant. -7- PROJECTED PLANE 1:1- (HORIZONTAL: VERTICAL) MAXIMUM FROM TOE OF SLOPE TO APPROVED GROUND EXISTING GROUND SURFACE 'REMOVE UNSUITABLE c BENCH HEIGHT I MATERIAL (4 FEET TYPICAL) 2 FEET MIN KEY DEPTH BENCH (KEY) FILL-OVER-CUT SLOPE EXISTING GROUND SURFACE --x-x:-Y-_ J - LBENCH HEIGHT .i- - I ' (4 FEET TYPICAL) - CUT FACE SHALL BE CONSTRUCTED PRIOR TO FILL PLACEMENT TO ALLOW VIEWiNG // OF GEOLOGIC CONDITIONS EXISTING GROUND CUT-OVER-FILL SLOPE SURFACE - - k15 L 7 FEET FEET MIN.- LOWEST BENCH (KEY) MIN. KEY DEPTH CUT FACE SHALL BE CONSTRUCTED PRIOR TO FILL PLACEMENT REMOVE UNSUITABLE MATERIAL OVERBUILD A TRIM BACK DESIGN SLOPE PROJECTED PLANE 1 TO 1 MAXIMUM FROM TOE OF SLOPE TO APPROVED GROUND - -, I 15 FEET MIN. 2 FEET MIN:- LOWEST KEY DEPTH BENCH (KEY) UNSUITABLE MATERIAL BENCH HEIGHT (4 FEET TYPICAL) BENCHING SHALL BE DONE WHEN SLOPE'S ANGLE IS EQUAL TO OR GREATER THAN 5:1. MINIMUM BENCH HEIGHT SHALL BE 4 FEET AND MINIMUM FILL WIDTH SHALL BE 9 FEET. GENERAL EARTHWORK AND KEYING AND BENCHING GRADING SPECIFICATIONS STANDARD DETAIL A ki GRADE SLOPE FACE OVERSIZE WINDROW OVERSIZE ROCK IS LARGER THAN 8 INCHES IN LARGEST DIMENSION. EXCAVATE A TRENCH IN THE COMPACTED FILL DEEP ENOUGH TO BURY ALL THE ROCK. BACKFILL WITH GRANULAR SOIL JETTED OR FLOODED IN PLACE TO FILL ALL THE VOIDS. DO NOT BURY ROCK WITHIN 10 FEET OF FINISH GRADE. W1NDROW OF BURIED ROCK SHALL BE PARALLEL TO THE FINISHED SLOPE. -.---------., y - GRANULAR MATERIAL TO BE"DETAIL DENSIFIED IN PLACE BY FLOODING OR JETTING. -----j- -m1 GRANULAR MATERIAL TYPICAL PROFILE ALONG WINDROW OVERSIZE ROCK DISPOSAL GENERAL EARTHWORK AND GRADING SPECIFICATIONS STANDARD DETAIL B i4ft EXISTING GROUND GROUND SURFACE : EJE' ------------------- ----------------------------------- REMOVE UNSUITABLE MATERIAL BE NCHING SUBDRAIN TRENCH SEE DETAIL BELOW FILTER FABRIC / (MIRAFI 140N OR APPROVED 6 MIN. EQUIVALENT)' OVERLAP CALTRANS CLASS 2 PERMEABLE :..:-..i ]" MIN. OR fl2 ROCK (9Fr3/FT) WRAPPED ::'.--. 1COVER IN FILTER FABRIC •• •• ..s I t:, 4 J 4 MIN. BEDDING t COLLEC FOR PIPE SHALL BE MINIMUM 6 DIAMETER SCHEDULE 40 pvc PERFORATED PIPE. SEE STANDARD DETAIL D FOR PIPE SPECIFICATIONS SUBDRAIN DETAIL DESIGN FINISH GRADE 4iT / io MIN. ,..FILTER FABRIC :- tBACKFIL1 ' (MIRAFI 140N OR APPROVED / EQUIVALENT) -CALTRANS CLASS 2 PERMEABLE IN FILTER FABRIC 20' MIN. ' 5' MIN. PERFORATED NONPERFORATED 6" 0 MIN. 6" 0 MIN. PIPE DETAIL OF CANYON SUBDRAIN OUTLET CANYON SUBDRAINS GENERAL EARTHWORK AND GRADING SPECIFICATIONS STANDARD DETAIL 15' MIN. - OUTLET PIPES 4" 0 NONPERF'ORATED PIPE. 100' WAX. O.C. HORIZONTALLY, 30' MAX O.C. VERTICALLY -BACK CUT 1: 1 OR FLATTER -BENCH SEE SUBDRAIN TRENCH DETAIL LOWEST SUBDRAIN SHOULD BE SITUATED AS LOW AS POSSIBLE TO ALLOW SUITABLE OUTLET KEY WIDTH ' AS NOTED ON GRADING PLANS i 12" MIN. OVERLAP -KEY DEPTH (15' MIN.) FROM THE TOP H01 (2' MIN.) RIND TIED EVERY I 6 FEET I T-CONNECTION FOR COLLECTOR PERMEABLE OR 12 / PIPE TO OUTLET PIPE CALTRANS CLASS II ROCK (3 FT-3/FT) WRAPPED IN FILTER WIN. FABRIC COVER PERFORATED 4"ø 4" 0 NON-PERFORATED PIPE OUTLET PIPE 4" MIN. - - PROVIDE POSITIVE FILTER FABRIC BEDDING SEAL AT THE ENVELOPE (MIRAFI JOINT 140 OR APPROVED EQUIVALENT) SUBDRAIN TRENCH DETAIL SUBDRAIN INSTALLATION - subdroin collector pipe shall be installed with perforation down or, unless otherwise designated by the geotechnicol consultant. Outlet pipes shall be non-perforoted pipe. The subdroin pipe shall have at least 8 perforations uniformly spaced per foot. Perforation sholl be 1/4" to 1/2" if drill holes ore used. All subdroin pipes sholl hove o gradient of at least 2% towards the outlet. SUBDRAIN PIPE - Subdroin pipe shall be ASTM D2751, SOR 23.5 or ASTM D1527, Schedule 40, or ASTM D3034, SDR 23.5. Schedule 40 Polyvinyl Chloride Plastic (PVC) pjpe. All outlet pipe sholl be placed in a trench no wider than twice the subdroin pipe. BUTTRESS OR GENERAL EARTHWORK AND REPLACEMENT GRADING SPECIFICATIONS FILL SUBDRAINS STANDARD DETAIL D vi CUT-FILL TRANSITION LOT OVEREXCAVATION REMOVE - H. UNSUITABLE GROUND - -r - - - -r5 - IMIN. I pr MIN " - -COMPACTED FII± ------------ - - '. OVEREXCAVATE AND RECOMPACT - - - - - - -...TYPICAL BENCHING -p.-- - - UNWEATI-ERED BEDROCK OR MATERIAL APROVED BY THE GEOTECHNICAL CONSULTANT TRANSITION LOT FILLS GENERAL EARTHWORK AND GRADING SPECIFICATIONS STANDARD DETAIL E 4 SOIL BACKFILL COMPACTED TO 90 PERCENT RELATIVE COMPACTION BASED ON ASTM D1557 RETAINING WALL-.. WALL WATERPROOFING --— OVERLAP 'FILTER FABRIC ENVELOPE PER ARCHITECTS • o• --(MIRAFI 140N OR APPROVED SPECIFICATIONS .. o .01 :-i.:: EQUIVALENT)" 0 V MIN. __3/4" TO 1-1/2" CLEAN GRAVEL FINISH GRADE • 4 (MIN.) DIAMETER PERFORATED 'o -:--: PVC PIPE (SCHEDULE 40 OR / • .-..-:- EQUIVALENT) WITH PERFORATIONS 0 :-:-:-:-. ORIENTED DOWN AS DEPICTED FIL TO SUITABLE OUTLET l I :11 MU.JIMUM1PERCENT GRADIENT ..:-E----_3 - MIN. WALL FOOliNG I COMPETENT BEDROCK OR MATERIAL AS EVALUATED BY THE GEOTECHNICAL CONSULTANT NOTE: UPON REVIEW BY THE GEOTECHNICAL CONSULTANT, COMPOSITE DRAINAGE PRODUCTS SUCH AS MIRADRAIN OR J-DRAIN MAY BE USED AS AN ALTERNATIVE TO GRAVEL OR CLASS 2 PERMEABLE MATERIAL. INSTALLATION SHOULD BE PERFORMED IN ACCORDANCE WITH MANUFACTURER'S SPECIFICATIONS. RETAINING WALL DRAINAGE GENERAL EARTHWORK AND GRADING SPECIFICATIONS STANDARD DETAIL F 4 OUTLET SUBDRAINS EVERY 100 FEET, OR CLOSER, BY TIGHTLINE TO SUITABLE PROTECTED OUTLET GRAVEL DRAINAGE FILL SIEVE SIZE % PASSING 1 INCH 100 3/4 INCH 75-100 NO.4 0-60 NO. 40 0-50 FOR WALL HEIGHT < 10 FEET, PLASTICITY INDEX <20 NO. 200 0-5 FOR WALL HEIGHT 10 TO 20 FEET, PLASTICITY INDEX < 10 FOR TIERED WALLS, USE COMBINED WALL HEIGHTS WALL DESIGNER TO REQUEST SITE-SPECIFIC CRITERIA FOR WALL HEIGHT >20 FEET NOTES: 1) MATERIAL GRADATION AND PLASTICITY SIEVE SIZE % PASSING 1 INCH 100 NO.4 20-100 NO. 40 0-60 NO. 200 0-35 ACTIVE ZONE - FILTER FABRIC REINFORCED 1. ZONE : : : : . : - : . : . : . : : - : : -fILTER FABRIC -:- •:• . -;_-• --;•1—— :-;-;-;-; (C RETAINED ZONE TO 70% OF WALL HEIGHT GRAVEL— DRAINAGE FILL MIN 6" BELOW WALL MIN 12' BEHIND UNITS I FOUNDATION SOILSI SUBDRAIN REAR SUBDRAIN: 4" (MIN) DIAMETER PERFORATED PVC PIPE (SCHEDULE 40 OR EQUIVALENT) WITH PERFORATIONS DOWN. SURROUNDED BY I CU. FT/FT OF 3/4" GRAVEL WRAPPED IN FILTER FABRIC (MIRAFI 140N OR EQUIVALENT) CONTRACTOR TO USE SOILS WITHIN THE RETAINED AND REINFORCED ZONES THAT MEET THE STRENGTH REQUIREMENTS OF WALL DESIGN. GEOGRID REINFORCEMENT TO BE DESIGNED BY WALL DESIGNER CONSIDERING INTERNAL, EXTERNAL, AND COMPOUND STABILITY. 3) GEOGRID TO BE PRETENSIONED DURING INSTALLATION. IMPROVEMENTS WITHIN THE ACTIVE ZONE ARE SUSCEPTIBLE TO POST-CONSTRUCTION SETTLEMENT. ANGLE cx=45+cb/2, WHERE 4 IS THE FRICTION ANGLE OF THE MATERIAL IN THE RETAINED ZONE. BACKDRAIN SHOULD CONSIST OF J-DRAIN 302 (OR EQUIVALENT) OR 6-INCH THICK DRAINAGE FILL WRAPPED IN FILTER FABRIC. PERCENT COVERAGE OF BACKDRAIN TO BE PER GEOTECHNICAL REVIEW. SEGMENTAL I GENERAL EARTHWORK AND I GRADING SPECIFICATIONS RETAINING WALLS I STANDARD DETAIL APPENDIX E GBC Insert Geol ochnical-Engineering Report Geotechnical Services Are Performed for Specific Purposes, Persons, and Projects Geotechnical engineers structure their services to meet the specific needs of their clients. A geotechnical-engineering study conducted for a civil engineer may not fulfill the needs of a constructor - a construction contractor - or even another civil engineer. Because each geotechnical- engineering study is unique, each geotechnical-engineering report is unique, prepared solely for the client. No one except you should rely on this geotechnical-engineering report without first conferring with the geotechnical engineer who prepared it. And no one - not even you - should apply this report for any purpose or project except the one originally contemplated. Read the Full Report Serious problems have occurred because those relying on a geotechnical-engineering report did not read it all. Do not rely on an executive summary. Do not read selected elements only. Geotechnical Engineers Base Each Report on a Unique Set of Project-Specific Factors Geotechnical engineers consider many unique, project-specific factors when establishing the scope of a study. Typical factors include: the client's goals, objectives, and risk-management pieferences; the general nature of the structure involved, its size, and configuration; the location of the structure on the site; and other planned or existing site improvements, such as access roads, parking lots, and underground utilities. Unless the geotechnical engineer who conducted the study specifically indicates otherwise, do not rely on a geotechnical-engineering report that was: not prepared for you; not prepared for your project; not prepared for the specific site explored; or completed before important project changes were made. Typical changes that can erode the reliability of an existing geotechnical-engineering report include those that affect: the function of the proposed structure, as when it's changed from a parking garage to an office building, or from alight- industrial plant to a refrigerated warehouse; the elevation, configuration, location, orientation, or weight of the proposed structure; the composition of the design team; or project ownership. As a general rule, always inform your geotechnical engineer of project changes—even minor ones—and request an assessment of their impact. Geotechnical engineers cannot accept responsibility or liabilityforproblenms that occur because their reports do not consider developments of which they were not informed. Subsurface Conditions Can Change A geotechnical-engineering report is based on conditions that existed at the time the geotechnical engineer performed the study. Do not rely on a geotechnical-engineering report whose adequacy may have been affected by. the passage of time; than-made events, such as construction on or adjacent to the site; or natural events, such as floods, droughts, earthquakes, or groundwater fluctuations. Contact the geotechnical 'engineer before applying this report to determine if it is still reliable. A minor amount of additional testing or analysis could prevent 'major problems. Most Geotechnical Findings Are Professional Opinions Site exploration identifies subsurface conditions only at those points where subsurface tests are conducted or samples are taken. Geotechnical engineers review field and laboratory data and then apply their professional judgment to render an opinion about subsurface conditions throughout the site. Actual subsurface conditions may differ - sometimes significantly - from those indicated in your report. Retaining the geotechnical engineer who developed your report to provide geotechnical-construction observation is the most effective method of managing the risks associated with unanticipated conditions. A Report's Recommendations Are Not Final Do not overrely on the confirmation-dependent recommendations included in your report. Confirmation- dependent recommendations arc notfinal, because geotechnical engineers develop them principally from judgment and opinion. Geotechnical engineers can finalize their recommendations only by observing actual subsurface conditions revealed during construction. The geotechnical engineer who developed your report cannot assume responsibility or liability for the report's confirmation-dependent recommendations if that engineer does not perform the geotechnical-construction observation required to confirm the recommendations' applicability. A Geotechnical-Engineering Report Is Subject to Misinterpretation Other design-team members' misinterpretation of geotechnical-engineering reports has resulted in costly problems. Confront that risk by having your geotechnical engineer confer with appropriate members of the design team after submitting the report. Also retain your geotechnical engineer to review pertinent elements of the design team's plans and specifications. Constructors can also misinterpret a geotechnical-engineering report. Confront that risk by having your geotechnical engineer participate in prebid and preconstruction conferences, and by providing geotechnical construction observation. Do Not Redraw the Engineer's Logs Geotechnical engineers prepare final boring and testing logs based upon their interpretation of field logs and laboratory data. To prevent errors or omissions, the logs included in a geotechnical-engineering report should never be redrawn for inclusion in architectural or other design drawings. Only photographic or electronic reproduction is acceptable, but recognize that separating logs from the report can elevate risk Give Constructors a Complete Report and Guidance Some owners and design professionals mistakenly believe they can make constructors liable for unanticipated subsurface conditions by limiting what they provide for bid preparation. To help prevent costly problems, give constructors the complete geotechnical-engineering report, but preface it with a clearly written letter of transmittal. In that letter, advise constructors that the report was not prepared for purposes of bid development and that the report's accuracy is limited; encourage them to confer with the geotechnical engineer who prepared the report (a modest fee may be required) and/ or to conduct additional study to obtain the specific types of information they need or prefer. A prebid conference can also be valuable. Be sure constructors have sufficient time to perform additional study. Only then might you be in a position to give constructors the best information available to you, while requiring them to at least share some of the financial responsibilities stemming from unanticipated conditions. Read Responsibility Provisions Closely Some clients, design professionals, and constructors fail to recognize that geotechnical engineering is far less exact than other engineering disciplines. This lack of understanding has created unrealistic expectations that have led to disappointments, claims, and disputes. To help reduce the risk of such outcomes, geotechnical engineers commonly include a variety of explanatory provisions in their reports. Sometimes labeled "limitations," many of these provisions indicate where geotechnical engineers' responsibilities begin and end, to help others recognize their own responsibilities and risks. Read these provisions closely. Ask questions. Your geotechnical engineer should respond fully and frankly. Environmental Concerns Are Not Covered The equipment, techniques, and personnel used to perform an environmental study differ significantly from those used to perform a geotechnical study. For that reason, a geotechnical- engineering report does not usually relate any environmental findings, conclusions, or recommendations; e.g., about the likelihood of encountering underground storage tanks or regulated contaminants. Unanticipated environmental problems have led to nunierousprojectfailures. If you have not yet obtained your own environmental information, ask your geotechnical consultant for risk-management guidance. Do not rely on an environmental report preparedfor someone else. Obtain Professional Assistance To Deal with Mold Diverse strategies can be applied during building design, construction, operation, and maintenance to prevent significant amounts of mold from growing on indoor surfaces. To be effective, all such strategies should be devised for the express purpose of mold prevention, integrated into a comprehensive plan, and executed with diligent oversight by a professional mold-prevention consultant. Because just a small amount of water or moisture can lead to the development of severe mold infestations, many mold- prevention strategies focus on keeping building surfaces dry. While groundwater, water infiltration, and similar issues may have been addressed as part of the geotechnical- engineering study whose findings are conveyed in this report, the geotechnical engineer in charge of this project is not a mold prevention consultant; none of the services performed in connection with the geotechnical engineer's study were designed or conducted for the purpose of mold preve ntion. Proper implementation of the recommendations conveyed in this report will not of itself be sufficient to prevent nzoldfroin growing in or on the structure involved. Rely, on Your GBC-Member Geotechnical Engineer for Additional Assistance Membership in the Geotechnical Business Council of the Geoprofessional Business Association exposes geotechnical engineers to a wide array of risk-confrontation techniques that can be of genuine benefit for everyone involved with a construction project. Confer with you GBC-Member geotechnical engineer for more information. E GEOTECHNICAL ___ BUSINESS COUNCIL GUN eftheGmp*ixwJBusMsMsodaflon 8811 Colesville Road/Suite G106, Silver Spring, MD 20910 Telephone: 301/565-2733 Facsimile: 301/589-2017 e-mail: info@geoprofessional.org www.geoprofessional.org Copyright 1015 by Geoprofessional Business Association (GBA). Duplication, reproduction, or copying of this document, or its contents, in whole or in part, by any means whatsoever, is strictly prohibited, except with GBA's specific written permission. Excerpting, quoting, or otherwise extracting wording from this document is permitted only with the express written permission of GBA, and only for purposes of scholarly research or book miew. Only members of GBA may use this document as a complement to or as an element ole geotechnical -engineering report. Any other firm, individual, or other entity that so uses this document without being a GBA member could be commiting negligent or intentional (fraudulent) misrepresentation.